Pzena Investment Management, Inc. is a value-oriented investment management company. It engages in the provision of investment management services. The company was founded by Richard Stanton Pzena on May 8, 2007 and is headquartered in New York, NY.
Company profile
Website
CEO
Richard Stanton Pzena
Employees
Location
Sector
SEC CIK
SEC advisor number
801-50838
FINRA CRD number
106847
AUM ?
$50.65 bn
(as of 12 Apr 22)
Accounts
216
(as of 12 Apr 22)
Employees
146
(46 investment advisory or research)
Address
Pzena Investment Management
320 PARK AVENUE, 8TH FLOOR
NEW YORK
NY 10022
320 PARK AVENUE, 8TH FLOOR
NEW YORK
NY 10022
Office hours
Monday - Friday, 8:30 AM TO 5:30 PM
Phone
212-355-1600
Brochures
Ownership
| Owner | Title | From | %Ownership |
|---|---|---|---|
| Goetz, John, Paul | Managing Principal; Co-chief Investment Officer | 06/1996 | < 5% |
| Pzena, Richard, Stanton | Managing Principal; Ceo; Co-chief Investment Officer | 12/1995 | < 5% |
| Lipsey, William, Louis | Managing Principal; Business Development & Client Services | 02/1997 | < 5% |
| Berger, Joan, Frances | General Counsel and Chief Compliance Officer | 05/2005 | < 5% |
| Pzena Investment Management, Inc. | Managing Member and Member with Class a Units | 10/2007 | 10-25% |
| Pzena Investment Management, LP | Member with Class B Units | 01/2016 | 50-75% |
| Pzena, Richard, Stanton | Limited Partner | 01/2016 | 25-50% |
| Pzena Investment Management, Inc | General Partner | 12/2015 | |
| Doran, Jessica, Ryan | Chief Financial Officer | 07/2016 | < 5% |
| Cai, Chenyu, Caroline | Managing Principal; Executive Vice President | 02/2019 | < 5% |
| Fire, Evan, Keith | Managing Principal; Chief Operating Officer | 09/2019 | < 5% |
Ownership
| Fund structure | AUM | Fund type |
|---|---|---|
| Pzena Investment Management LLC | $50.65 bn | |
| Pzena Emerging Markets Focused Value Fund (GT), a Separate Investment Fund of Pzena Value Group Trust | $164.31 mm | Other Private Fund |
| Pzena Global Best Ideas Fund, LP | $36.19 mm | Other Private Fund |
| Pzena Global Value Fund (DST), a Series of Pzena Value Trust | $9.11 mm | Other Private Fund |
| Pzena Global Value Fund 2 (DST), a Series of Pzena Trust | $140.93 mm | Other Private Fund |
| Pzena International (Ex U.s.) Focused Value Fund (DST) | $82.30 mm | Other Private Fund |
| Pzena U.S. Best Ideas Fund, LP | $103.85 mm | Other Private Fund |
Latest filings (excl ownership)
SC 14D9/A
Tender offer solicitation (amended)
5 Oct 18
SC 14D9
Tender offer solicitation
4 Oct 18
PX14A6N
Letter to shareholders
28 Jun 07
PX14A6N
Letter to shareholders
20 Jun 07
PX14A6N
Letter to shareholders
30 May 07
PX14A6N
Letter to shareholders
26 Mar 07
PX14A6N
Letter to shareholders
9 Mar 07
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
3 Feb 23
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