first trust portfolios l.p. and first trust advisors l.p.("first trust") were founded in 1991 with a mission to offer investors a better way to invest. we are single-minded about providing trusted investment products and advisory services. we're inspired every day by how financial advisors and their customers use our products and services to define goals, solve problems and develop long-term strategies. everyone in our company is encouraged to work diligently and respectfully to deliver superior products, services and results that will contribute to the prosperity of our clients. our approach is simple, and our company was built with these core principles in mind: - know what you own - invest for the long-term - employ discipline - re-balance - control taxes we are committed to providing original ideas, inventive products and the highest level of service. disclaimer: this content is for information purposes only and should not be considered an offer to purchase or sell any security. t
Company profile
Ticker
FMY
Exchange
CEO
James Dykas
Employees
Location
Fiscal year end
Former names
FIRST TRUST/FIDAC MORTGAGE INCOME FUND
SEC CIK
IRS number
356758396
FMY stock data
Latest filings (excl ownership)
DEF 14A
Definitive proxy
20 Mar 24
N-CEN
Annual report (registered investment company)
12 Jan 24
N-CSR
Certified annual shareholder report (management investment company)
8 Jan 24
8-K
First Trust Advisors L.P. Announces Portfolio Manager Update for First Trust Mortgage Income Fund
18 Oct 23
8-K
First Trust Announces Appointment of New Trustee for Funds
12 Sep 23
N-PX
Annual report of proxy voting record
10 Aug 23
N-CSRS
Certified semi-annual shareholder report (management investment company)
10 Jul 23
8-K
First Trust Closed-End Funds Announce Board’s Decision to Rescind the Funds’ Control Share By-Law
23 Jun 23
DEF 14A
Definitive proxy
8 Mar 23
N-CEN
Annual report (registered investment company)
12 Jan 23
Latest ownership filings
3
DEREK MALTBIE
18 Apr 24
NPORT-P
First Trust Mortgage Income Fund (Jan 2024 report)
27 Mar 24
SC 13D/A
SIT INVESTMENT ASSOCIATES INC
5 Mar 24
SC 13G/A
1607 Capital Partners, LLC
8 Feb 24
NPORT-P
First Trust Mortgage Income Fund (Oct 2023 report)
20 Dec 23
NPORT-P
First Trust Mortgage Income Fund (Jul 2023 report)
28 Sep 23
3
Bronwyn Wright
12 Sep 23
SC 13D/A
SIT INVESTMENT ASSOCIATES INC
9 Aug 23
3
OWEN N ARONSON
29 Jun 23
NPORT-P
First Trust Mortgage Income Fund (Apr 2023 report)
22 Jun 23
Funds
Series | Ticker | %Monthly Return ? | $Assets | #Holdings | As of | ||
---|---|---|---|---|---|---|---|
First Trust Mortgage Income Fund | – | -0.66 | -1.13 | -1.92 | 60.60 mm | 146 | Oct 2023 |
Institutional ownership, Q2 2023
59.2% owned by funds/institutions
13F holders | Current |
---|---|
Total holders | 15 |
Opened positions | 4 |
Closed positions | 0 |
Increased positions | 3 |
Reduced positions | 4 |
13F shares | Current |
---|---|
Total value | 5.63 bn |
Total shares | 2.49 mm |
Total puts | 0.00 |
Total calls | 0.00 |
Total put/call ratio | – |
Largest owners | Shares | Value |
---|---|---|
Sit Investment Associates | 1.99 mm | $22.21 mm |
1607 Capital Partners | 318.13 k | $3.55 bn |
Aviance Capital Partners | 82.84 k | $923.72 mm |
Narwhal Capital Management | 25.41 k | $283.27 mm |
Raymond James Financial Services Advisors | 23.39 k | $260.74 mm |
LPL Financial | 15.83 k | $176.51 mm |
Cresset Asset Management | 14.10 k | $157.22 mm |
Advisor | 10.64 k | $118.62 mm |
WFC Wells Fargo & Co. | 5.50 k | $61.33 mm |
MS Morgan Stanley | 4.80 k | $53.57 mm |