lpl financial, a wholly owned subsidiary of lpl financial holdings inc. (nasdaq:lpla), is a leader in the retail financial advice market and currently serves $462 billion in advisory and brokerage assets. lpl is one of the fastest growing ria custodians and is the nation's largest independent broker-dealer (based on total revenues, financial planning magazine june 1996-2015). the company provides proprietary technology, comprehensive clearing and compliance services, practice management programs and training, and independent research to more than 14,000 independent financial advisors and over 700 banks and credit unions, enabling them to help their clients turn life's aspirations into financial realities. advisors associated with lpl also service an estimated 40,000 retirement plans with an estimated $115 billion in retirement plan assets, as of september 30, 2015. lpl also supports approximately 4,300 financial advisors licensed and affiliated with insurance companies with customi

Company profile
Ticker
LPLA
Exchange
Website
CEO
Mark Casady
Employees
Incorporated
Location
Fiscal year end
Sector
Industry (SIC)
Former names
LPL Investment Holdings Inc.
SEC CIK
Corporate docs
Subsidiaries
LPL Holdings, Inc. • PTC Holdings, Inc. • The Private Trust Company • LPL Financial LLC • LPL Insurance Associates, Inc. • Fortigent Holdings Company, Inc. • Fortigent, LLC • LPL Employee Services, LLC • Allen & Company • Blaze Portfolio Systems LLC ...
IRS number
203717839
LPLA stock data
Analyst ratings and price targets
Latest filings (excl ownership)
S-3
Shelf registration
22 Sep 23
8-K
Strategic Relationship Agreement to Expand Retail Wealth Management Capabilities and Drive Growth
24 Aug 23
10-Q
2023 Q2
Quarterly report
1 Aug 23
8-K
Key Financial Results
27 Jul 23
8-K
Departure of Directors or Certain Officers
12 May 23
10-Q
2023 Q1
Quarterly report
2 May 23
8-K
Key Financial Results
27 Apr 23
ARS
2022 FY
Annual report to shareholders
30 Mar 23
DEFA14A
Additional proxy soliciting materials
30 Mar 23
DEF 14A
Definitive proxy
30 Mar 23
Transcripts
LPLA
Earnings call transcript
2023 Q2
27 Jul 23
LPLA
Earnings call transcript
2023 Q1
27 Apr 23
LPLA
Earnings call transcript
2022 Q4
2 Feb 23
LPLA
Earnings call transcript
2022 Q3
28 Oct 22
LPLA
Earnings call transcript
2022 Q2
3 Aug 22
LPLA
Earnings call transcript
2022 Q1
29 Apr 22
LPLA
Earnings call transcript
2021 Q4
4 Feb 22
LPLA
Earnings call transcript
2021 Q3
29 Oct 21
LPLA
Earnings call transcript
2021 Q2
30 Jul 21
LPLA
Earnings call transcript
2021 Q1
1 May 21
Latest ownership filings
4
Dan H. Arnold
21 Sep 23
144
Notice of proposed sale of securities
20 Sep 23
144
Notice of proposed sale of securities
19 Sep 23
4
Richard Steinmeier
15 Sep 23
4
Althea Brown
14 Sep 23
3
Althea Brown
14 Sep 23
144
Notice of proposed sale of securities
13 Sep 23
4
Matthew Enyedi
5 Sep 23
4
Corey E. Thomas
29 Aug 23
4
RICHARD P SCHIFTER
29 Aug 23
Financial summary
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Institutional ownership, Q2 2023
93.0% owned by funds/institutions
13F holders | Current |
---|---|
Total holders | 568 |
Opened positions | 76 |
Closed positions | 106 |
Increased positions | 189 |
Reduced positions | 225 |
13F shares | Current |
---|---|
Total value | 15.30 tn |
Total shares | 70.97 mm |
Total puts | 123.70 k |
Total calls | 164.30 k |
Total put/call ratio | 0.8 |
Largest owners | Shares | Value |
---|---|---|
Vanguard | 7.42 mm | $1.61 tn |
BLK Blackrock | 6.28 mm | $1.36 tn |
JHG Janus Henderson | 3.38 mm | $734.93 bn |
WCM Investment Management | 2.45 mm | $532.16 bn |
FMR | 2.43 mm | $527.55 bn |
Capital Research Global Investors | 2.20 mm | $477.88 bn |
Kayne Anderson Rudnick Investment Management | 2.07 mm | $449.19 bn |
Lone Pine Capital | 2.00 mm | $435.52 bn |
Samlyn Capital | 1.84 mm | $400.77 bn |
STT State Street | 1.71 mm | $372.08 bn |
Recent insider trades
Date | Owner | Security | Transaction | Code | Indirect | 10b5-1 | $Price | #Shares | $Value | #Remaining |
---|---|---|---|---|---|---|---|---|---|---|
20 Sep 23 | Arnold Dan H. | Common Stock | Sell | Dispose S | No | Yes | 250.03 | 353 | 88.26 k | 145,883.94 |
20 Sep 23 | Arnold Dan H. | Common Stock | Option exercise | Acquire M | No | Yes | 39.48 | 353 | 13.94 k | 146,236.94 |
20 Sep 23 | Arnold Dan H. | Option to purchase Common Stock Common Stock | Option exercise | Dispose M | No | Yes | 39.48 | 353 | 13.94 k | 77,603 |
19 Sep 23 | Arnold Dan H. | Common Stock | Sell | Dispose S | No | Yes | 250 | 175 | 43.75 k | 145,883.94 |
19 Sep 23 | Arnold Dan H. | Common Stock | Option exercise | Acquire M | No | Yes | 39.48 | 175 | 6.91 k | 146,058.94 |
19 Sep 23 | Arnold Dan H. | Option to purchase Common Stock Common Stock | Option exercise | Dispose M | No | Yes | 39.48 | 175 | 6.91 k | 77,956 |
13 Sep 23 | Steinmeier Richard | Common Stock | Sell | Dispose S | No | Yes | 244.65 | 100 | 24.47 k | 16,914 |
13 Sep 23 | Steinmeier Richard | Common Stock | Sell | Dispose S | No | Yes | 243.99 | 1,200 | 292.79 k | 17,014 |
13 Sep 23 | Steinmeier Richard | Common Stock | Sell | Dispose S | No | Yes | 242.77 | 5,334 | 1.29 mm | 18,214 |
13 Sep 23 | Steinmeier Richard | Common Stock | Sell | Dispose S | No | Yes | 242.07 | 3,666 | 887.43 k | 23,548 |
News
JMP Securities Reiterates Market Outperform on LPL Finl Hldgs, Maintains $290 Price Target
22 Sep 23
Benzinga's Top Ratings Upgrades, Downgrades For September 7, 2023
7 Sep 23
The Latest Analyst Ratings for LPL Finl Hldgs
7 Sep 23
Barclays Initiates Coverage On LPL Finl Hldgs with Overweight Rating, Announces Price Target of $275
7 Sep 23
10 Financials Stocks With Whale Alerts In Today's Session
25 Aug 23
Press releases
LPL Financial Welcomes Vintage Financial Group
27 Sep 23
LPL Financial Welcomes Wealth Management and Legacy Planning Group
25 Sep 23
LPL Financial's Greg Gates Named Chief Technology Officer of the Year
22 Sep 23
LPL Financial Reports Monthly Activity for August 2023
21 Sep 23
Financial Advisor Aaron Cizon Joins Linsco by LPL Financial
19 Sep 23