Pzena Investment Management, LLC, the firm's operating company, is a value-oriented investment management firm. Founded in 1995, Pzena Investment Management has built a diverse, global client base.
Company profile
Ticker
PZN
Exchange
Website
CEO
Richard Pzena
Employees
Incorporated
Location
Fiscal year end
Industry (SIC)
SEC CIK
Corporate docs
Subsidiaries
Pzena Investment Management, LLC • Pzena Investment Management, Pty Ltd • Pzena Investment Management, Ltd • Pzena Investment Management Europe Limited • Pzena Financial Services, LLC ...
IRS number
208999751
SEC advisor number
801-50838
FINRA CRD number
106847
AUM ?
$49.30 bn
(as of 29 Mar 23)
Accounts
228
(as of 29 Mar 23)
Employees
148
(51 investment advisory or research)
Address
Pzena Investment Management
320 PARK AVENUE
8TH FLOOR
NEW YORK
NY 10022
320 PARK AVENUE
8TH FLOOR
NEW YORK
NY 10022
Phone
212-355-1600
Brochures
PZN stock data
Latest filings (excl ownership)
15-12G
Securities registration termination
10 Nov 22
10-Q
2022 Q3
Quarterly report
4 Nov 22
EFFECT
Notice of effectiveness
2 Nov 22
EFFECT
Notice of effectiveness
2 Nov 22
S-8 POS
Registration of securities for employees (post-effective amendment)
31 Oct 22
S-8 POS
Registration of securities for employees (post-effective amendment)
31 Oct 22
S-8 POS
Registration of securities for employees (post-effective amendment)
31 Oct 22
S-8 POS
Registration of securities for employees (post-effective amendment)
31 Oct 22
POS AM
Prospectus update (post-effective amendment)
31 Oct 22
POS AM
Prospectus update (post-effective amendment)
31 Oct 22
Transcripts
PZN
Earnings call transcript
2022 Q1
20 Apr 22
PZN
Earnings call transcript
2021 Q4
3 Feb 22
PZN
Earnings call transcript
2021 Q3
20 Oct 21
PZN
Earnings call transcript
2021 Q2
21 Jul 21
PZN
Earnings call transcript
2021 Q1
21 Apr 21
PZN
Earnings call transcript
2020 Q4
3 Feb 21
PZN
Earnings call transcript
2020 Q3
21 Oct 20
PZN
Earnings call transcript
2020 Q2
2 Aug 20
PZN
Earnings call transcript
2020 Q1
22 Apr 20
PZN
Earnings call transcript
2019 Q4
5 Feb 20
Latest ownership filings
SC 13G/A
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.
13 Feb 23
4
William Louis Lipsey
2 Nov 22
4
Steven M Galbraith
2 Nov 22
4
Shavar Dakel Jeffries
2 Nov 22
4
Richard Stanton Pzena
2 Nov 22
4
Richard P. Meyerowich
2 Nov 22
4
John Paul Goetz
2 Nov 22
4
JOEL GREENBLATT
2 Nov 22
4
Jessica R Doran
2 Nov 22
4
Evan K. Fire
2 Nov 22
Financial summary
| Quarter (USD) | Sep 22 | Jun 22 | Mar 22 | Dec 21 | |
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| Diluted EPS |
| Annual (USD) | Dec 21 | Dec 20 | Dec 19 | Dec 18 | |
|---|---|---|---|---|---|
| Revenue | |||||
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Institutional ownership, Q3 2022
63.3% owned by funds/institutions
| 13F holders | Current |
|---|---|
| Total holders | 76 |
| Opened positions | 22 |
| Closed positions | 13 |
| Increased positions | 24 |
| Reduced positions | 25 |
| 13F shares | Current |
|---|---|
| Total value | 587.63 mm |
| Total shares | 10.59 mm |
| Total puts | 0.00 |
| Total calls | 3.00 |
| Total put/call ratio | – |
| Largest owners | Shares | Value |
|---|---|---|
| Punch & Associates Investment Management | 2.00 mm | $18.94 mm |
| BLK Blackrock | 929.76 k | $8.82 mm |
| Vanguard | 840.17 k | $7.97 mm |
| Renaissance Technologies | 717.05 k | $6.80 mm |
| Deprince Race & Zollo | 586.57 k | $5.56 mm |
| Cacti Asset Management | 569.95 k | $5.40 mm |
| Gabelli Funds | 465.32 k | $4.41 mm |
| Brandywine Global Investment Management | 325.55 k | $3.09 mm |
| Dimensional Fund Advisors | 321.52 k | $3.05 mm |
| Gamco Investors | 313.29 k | $2.97 mm |
Recent insider trades
| Date | Owner | Security | Transaction | Code | Indirect | 10b5-1 | $Price | #Shares | $Value | #Remaining |
|---|---|---|---|---|---|---|---|---|---|---|
| 31 Oct 22 | Johnston Charles D | Class A Common stock, par value $0.01 | Dispose U | No | No | 9.6 | 69,530 | 667.49 k | 0 | |
| 31 Oct 22 | Johnston Charles D | Phantom Class A Shares Right to Receive $9.60 | Dispose U | No | No | 0 | 67,509 | 0.00 | 0 | |
| 31 Oct 22 | Chenyu Caroline Cai | Class B Common Stock, par value $0.000001 | Dispose U | Yes | No | 0 | 940,133 | 0.00 | 0 | |
| 31 Oct 22 | Chenyu Caroline Cai | Class A Common Stock, par value $0.01 | Dispose U | No | No | 9.6 | 178,598 | 1.71 mm | 0 | |
| 31 Oct 22 | Greenblatt Joel | Class B Common Stock, par value $0.000001 | Dispose U | Yes | No | 0 | 82,200 | 0.00 | 0 | |
| 31 Oct 22 | Greenblatt Joel | Class B Common Stock, par value $0.000001 | Dispose U | No | No | 0 | 165,508 | 0.00 | 0 | |
| 31 Oct 22 | Greenblatt Joel | Class A Common Stock, par value $0.01 | Dispose U | No | No | 9.6 | 22,460 | 215.62 k | 0 | |
| 31 Oct 22 | Greenblatt Joel | Phantom A Shares Right to Receive $9.60 | Dispose U | No | No | 0 | 187,178 | 0.00 | 0 | |
| 31 Oct 22 | Jessica R Doran | Class B Common Stock, par value $0.000001 | Dispose U | Yes | No | 0 | 9,995 | 0.00 | 0 | |
| 31 Oct 22 | Fire Evan K. | Class B Common Stock, par value $0.000001 | Dispose U | Yes | No | 0 | 16,634 | 0.00 | 0 |