Latest filings (excl ownership)
15-12G
Securities registration termination
10 Nov 22
10-Q
2022 Q3
Quarterly report
4 Nov 22
EFFECT
Notice of effectiveness
2 Nov 22
EFFECT
Notice of effectiveness
2 Nov 22
S-8 POS
Registration of securities for employees (post-effective amendment)
31 Oct 22
S-8 POS
Registration of securities for employees (post-effective amendment)
31 Oct 22
S-8 POS
Registration of securities for employees (post-effective amendment)
31 Oct 22
S-8 POS
Registration of securities for employees (post-effective amendment)
31 Oct 22
POS AM
Prospectus update (post-effective amendment)
31 Oct 22
POS AM
Prospectus update (post-effective amendment)
31 Oct 22
SC 13E3/A
Going private transaction (amended)
31 Oct 22
8-K
Pzena Investment Management, Inc. Completes Transaction to Become Private Company
31 Oct 22
25-NSE
Exchange delisting
31 Oct 22
8-K
Pzena Stockholders Approve Transaction for Pzena Investment Management, Inc. to Become Private Company
28 Oct 22
8-K
Other Events
20 Oct 22
8-K
Reports Results for the Third Quarter of 2022
19 Oct 22
DEFA14A
Additional proxy soliciting materials
18 Oct 22
DEFA14A
Additional proxy soliciting materials
14 Oct 22
DEFA14A
Additional proxy soliciting materials
11 Oct 22
8-K
Pzena Investment Management Has Received all Regulatory Approvals Required to Complete Transaction
11 Oct 22
8-K
Other Events
7 Oct 22
SC 13E3/A
Going private transaction (amended)
27 Sep 22
DEFM14A
Proxy related to merger
27 Sep 22
SC 13E3/A
Going private transaction (amended)
23 Sep 22
PRER14A
Preliminary revised proxy
23 Sep 22
CORRESP
Correspondence with SEC
23 Sep 22
UPLOAD
Letter from SEC
22 Sep 22
SC 13E3/A
Going private transaction (amended)
21 Sep 22
PRER14A
Preliminary revised proxy
21 Sep 22
CORRESP
Correspondence with SEC
21 Sep 22
UPLOAD
Letter from SEC
16 Sep 22
8-K
Other Events
8 Sep 22
SC 13E3
Going private transaction
22 Aug 22
PREM14A
Preliminary proxy related to merger
19 Aug 22
8-K
Other Events
8 Aug 22
10-Q
2022 Q2
Quarterly report
4 Aug 22
DEFA14A
Additional proxy soliciting materials
28 Jul 22
8-K
Entry into a Material Definitive Agreement
28 Jul 22
DEFA14A
Additional proxy soliciting materials
26 Jul 22
8-K
Pzena Investment Management, Inc. to Become Private Company and Report Results for the Second Quarter of 2022
26 Jul 22
Latest ownership filings
SC 13G/A
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.
13 Feb 23
4
William Louis Lipsey
2 Nov 22
4
Steven M Galbraith
2 Nov 22
4
Shavar Dakel Jeffries
2 Nov 22
4
Richard Stanton Pzena
2 Nov 22
4
Richard P. Meyerowich
2 Nov 22
4
John Paul Goetz
2 Nov 22
4
JOEL GREENBLATT
2 Nov 22
4
Jessica R Doran
2 Nov 22
4
Evan K. Fire
2 Nov 22
4
Chenyu Caroline Cai
2 Nov 22
4
CHARLES D JOHNSTON
2 Nov 22
SC 13D/A
GAMCO INVESTORS, INC. ET AL
28 Oct 22
3
Howard D. Punch JR
8 Sep 22
SC 13D
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.
1 Sep 22
SC 13D
GAMCO INVESTORS, INC. ET AL
22 Aug 22
SC 13D
GAMCO INVESTORS, INC. ET AL
8 Aug 22
4
Evan K. Fire
3 May 22
4
Richard Stanton Pzena
31 Mar 22
SC 13G/A
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.
14 Feb 22
SC 13G/A
DEPRINCE RACE & ZOLLO INC
14 Feb 22
SC 13G
DEPRINCE RACE & ZOLLO INC
14 Feb 22
SC 13G
DEPRINCE RACE & ZOLLO INC
14 Feb 22
SC 13G/A
DEPRINCE RACE & ZOLLO INC
14 Feb 22
SC 13G/A
RENAISSANCE TECHNOLOGIES LLC
11 Feb 22
4
Chenyu Caroline Cai
11 Jan 22
4
Chenyu Caroline Cai
6 Jan 22
4
Richard Stanton Pzena
4 Jan 22
4
William Louis Lipsey
4 Jan 22
4
John Paul Goetz
4 Jan 22
4
Evan K. Fire
4 Jan 22
4
Jessica R Doran
4 Jan 22
4
Chenyu Caroline Cai
4 Jan 22
4
Richard P. Meyerowich
4 Jan 22
4
CHARLES D JOHNSTON
4 Jan 22
4
Shavar Dakel Jeffries
4 Jan 22
4
JOEL GREENBLATT
4 Jan 22
4
Steven M Galbraith
4 Jan 22
4
Chenyu Caroline Cai
3 Jan 22
4
Chenyu Caroline Cai
28 Dec 21