Latest filings (excl ownership)
8-K
Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement
27 Mar 24
8-K
Neptune Appoints Interim President and CEO and Interim COO
12 Mar 24
8-K
Neptune Announces Decision of Nasdaq Hearings Panel To Delist Common Shares
6 Mar 24
8-K
Departure of Directors or Certain Officers
26 Feb 24
8-K
Neptune Reports Fiscal Third Quarter 2024 Financial Results
16 Feb 24
10-Q
2023 Q3
Quarterly report
16 Feb 24
NT 10-Q
Notice of late quarterly filing
15 Feb 24
8-K
Neptune Wellness Announces Receipt of Nasdaq Delisting Notice and Intention to Appeal
5 Dec 23
8-K
Entry into a Material Definitive Agreement
24 Nov 23
8-K
Neptune Reports Fiscal Second Quarter 2024 Financial Results
15 Nov 23
10-Q
2023 Q2
Quarterly report
14 Nov 23
8-K
Neptune Wellness Announces Completion of Sprout Organic’s Debt Equitization
13 Nov 23
8-K
Neptune Wellness Solutions Inc. Announces Pricing of US$4.5 Million Public Offering
27 Sep 23
424B4
Prospectus supplement with pricing info
25 Sep 23
EFFECT
Notice of effectiveness
22 Sep 23
CORRESP
Correspondence with SEC
20 Sep 23
CORRESP
Correspondence with SEC
20 Sep 23
CORRESP
Correspondence with SEC
20 Sep 23
CORRESP
Correspondence with SEC
19 Sep 23
8-K
Entry into a Material Definitive Agreement
15 Sep 23
S-1/A
IPO registration (amended)
15 Sep 23
8-K
Neptune Wellness Solutions Inc. Completes Share Consolidation
8 Sep 23
8-K
Other Events
25 Aug 23
8-K
Neptune Reports Fiscal First Quarter 2024 Financial Results
22 Aug 23
10-Q
2024 Q1
Quarterly report
17 Aug 23
NT 10-Q
Notice of late quarterly filing
15 Aug 23
8-K
Departure of Directors or Certain Officers
7 Aug 23
UPLOAD
Letter from SEC
4 Aug 23
S-1
IPO registration
31 Jul 23
8-K
Neptune Reports Fiscal Fourth Quarter and Full Year 2023 Financial Results
18 Jul 23
10-K
2023 FY
Annual report
14 Jul 23
NT 10-K
Notice of late annual filing
30 Jun 23
8-K
Changes in Registrant's Certifying Accountant
30 May 23
8-K
Entry into a Material Definitive Agreement
26 May 23
8-K
Neptune Wellness Solutions Inc. Announces Pricing of US$4 Million Public Offering
15 May 23
424B4
Prospectus supplement with pricing info
12 May 23
EFFECT
Notice of effectiveness
11 May 23
8-K/A
Neptune Wellness’ Organic Baby Food Brand, Sprout Organics, Secures Inventory Financing with Alterna Capital Solutions LLC
10 May 23
FWP
Free writing prospectus
10 May 23
Latest ownership filings
4
Change in insider ownership
6 Mar 24
SC 13G/A
CCUR Holdings, Inc.
12 Feb 24
SC 13G/A
SABBY MANAGEMENT, LLC
2 Jan 24
4
Change in insider ownership
30 Nov 23
4
Change in insider ownership
27 Nov 23
4
Change in insider ownership
21 Nov 23
4
Change in insider ownership
13 Nov 23
4
Change in insider ownership
30 Oct 23
4
Change in insider ownership
19 Oct 23
3
Initial statement of insider ownership
17 Oct 23
SC 13D
Neptune Securities Settlement Fund
17 Oct 23
SC 13D/A
Sumar Shohaib Kassam
1 Jun 23
SC 13G
CCUR Holdings, Inc.
17 Feb 23
SC 13G/A
PERCEPTIVE ADVISORS LLC
14 Feb 23
SC 13G/A
MORGAN STANLEY
14 Feb 23
SC 13G
SABBY MANAGEMENT, LLC
4 Jan 23
4
Michael Cammarata
29 Dec 22
SC 13D
Sumar Shohaib Kassam
27 Dec 22
SC 13G
MORGAN STANLEY
23 Aug 22
4
RAYMOND SILCOCK
22 Aug 22
4
PHILIP H SANFORD
22 Aug 22
4
Michael Cammarata
19 Aug 22
4/A
Michael Cammarata
4 Aug 22
4
Michael Cammarata
3 Aug 22
3
RAYMOND SILCOCK
29 Jul 22
3
PHILIP H SANFORD
24 May 22
4
Michael Cammarata
5 May 22
4
Michael Cammarata
5 Apr 22
3
Cecil Demorris Brown
1 Apr 22
3
Michael Cammarata
1 Apr 22
3
Emily Fletty
1 Apr 22
3
Joseph Buaron
1 Apr 22
3
Jessica Adkins
1 Apr 22
3
Ronald Denis
1 Apr 22
3
John Wirt
1 Apr 22
3
Randy Weaver
1 Apr 22
3
Geus Michael De
1 Apr 22
3
Julie Phillips
1 Apr 22
SC 13G/A
PERCEPTIVE ADVISORS LLC
14 Feb 22
SC 13G/A
PERCEPTIVE ADVISORS LLC
16 Feb 21