Lesa Sroufe & Co is an investment advisor in Seattle with $175.95 mm assets under management.
Company profile
Website
Employees
Location
SEC CIK
IRS number
331081760
SEC advisor number
801-63880
FINRA CRD number
130232
AUM ?
$152.16 mm
(as of 22 Mar 22)
Accounts
262
(as of 22 Mar 22)
Employees
5
(3 investment advisory or research)
Address
Lesa Sroufe & Co
1200 FIFTH AVENUE, SUITE 1200
SEATTLE
WA 98101
1200 FIFTH AVENUE, SUITE 1200
SEATTLE
WA 98101
Office hours
Monday - Friday, 6:30 A.M. - 4:00 P.M.PST
Phone
206-838-8385
Ownership
| Owner | Title | From | %Ownership |
|---|---|---|---|
| Sroufe, Lesa, Anne | President, Managing Director, Chief Financial Officer | 01/2004 | > 75% |
| Corry, Shaun, Elizabeth | Chief Compliance Officer | 05/2006 | 5-10% |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
26 Oct 22
13F-HR
Quarterly holdings report by institutional manager
21 Apr 22
13F-HR
Quarterly holdings report by institutional manager
28 Jan 22
13F-HR
Quarterly holdings report by institutional manager
1 Nov 21
13F-HR
Quarterly holdings report by institutional manager
22 Jul 21
13F-HR
Quarterly holdings report by institutional manager
5 May 21
13F-HR
Quarterly holdings report by institutional manager
29 Jan 21
13F-HR
Quarterly holdings report by institutional manager
26 Oct 20
13F-HR
Quarterly holdings report by institutional manager
6 Aug 20
13F-HR/A
Quarterly holdings report by institutional manager (amended)
8 May 20