PennantPark Floating Rate Capital (PFLT) Environmental, Social & Governance (ESG) Data

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Employees

Data from SEC filings

Employee count

ESG framework mentions

In last year of SEC filings

Sustainability Accounting Standards Board (SASB)

No mentions

Global Reporting Initiative (GRI)

No mentions

Task Force on Climate-related Financial Disclosures (TCFD)

No mentions

UN Sustainable Development Goals (SDGs)

No mentions

ESG term mentions

In last year of SEC filings

Air Climate Change Environment Environmental Extreme Weather Green Materials Mineral Natural Gas Natural Resources Nature Offset Oil Packaging Pandemic Plastic Access Benefits Black Community Culture Customer Cyber Cybersecurity Data Security Death Disability Diversity Employee Engagement Gender Healthcare Hire Incident Minority Privacy Product Quality Reimbursement Retention Retirement Safety Satisfaction Skill Skills Social Supply Chain Talent Training Union Workers Activist Anti-corruption Assessment Assurance Audit Board Effectiveness Board Oversight Classified Commitment Conflict of Interest Corporate Governance Corporate Purpose Department of Ethics Executive Compensation Expert Fraud Goals Governance Hedging Incentive Independence Independent Lawsuit Lead Independent Director Leadership Litigation Long-term Majority Mission Oversee Oversight Proxy Contest Purpose Reputation Reputational Responsibility Responsible Strategy Targets Tax Voting Rights

Shareholder alignment

Proxy contests and exempt solicitations in last 3 years

No recent proxy contest or exempt solicitation filings from shareholders.

Vote support at last AGM

On February 8, 2022, PennantPark Floating Rate Capital Ltd. (the “Company”) held its annual meeting of stockholders (the “Annual Meeting”) and submitted two matters to the vote of its stockholders. The proposals are described in detail in the Company’s definitive proxy statement filed with the Securities and Exchange Commission on December 9, 2021. As of December 1, 2021, the record date, 38,939,434 shares of common stock were eligible to vote. A summary of the matters voted upon by the stockholders is set forth below.
Proposal 1. The Company’s stockholders elected two Class II directors of the Company, who will each serve until the 2025 Annual Meeting and until his successor is duly elected and qualifies.
The voting results as of February 8, 2022, as certified by the inspector of election, are set forth below:

Name							Broker Non-Vote

Adam K. Bernstein	8,294,263		3,031,189		372,304			13,475,318
% of Shares Voted	70.90	%	25.91	%	3.18	%	N/A
Jeffrey Flug	9,121,794		2,202,979		372,983			13,475,318
% of Shares Voted	77.98	%	18.83	%	3.19	%	N/A

Proposal 2. The Company’s stockholders ratified the selection of RSM US LLP to serve as the Company’s independent registered public accounting firm for the year ending September 30, 2022 .
The voting results as of February 8, 2022, as certified by the inspector of election, are set forth below:


	For			Against			Abstain
Shares Voted		24,648,733			230,118			294,223
% of Shares Voted		97.92	%		0.91	%		1.17	%