Financial reports
N-CEN
Annual report (registered investment company)
14 Mar 24
N-CSRS
Certified semi-annual shareholder report (management investment company)
8 Mar 24
N-CSR
Certified annual shareholder report (management investment company)
8 Mar 24
N-CSR
Certified annual shareholder report (management investment company)
7 Mar 24
N-CEN
Annual report (registered investment company)
12 Feb 24
N-CSR
Certified annual shareholder report (management investment company)
8 Feb 24
N-CEN
Annual report (registered investment company)
11 Jan 24
N-CSR
Certified annual shareholder report (management investment company)
9 Jan 24
N-CSR
Certified annual shareholder report (management investment company)
9 Jan 24
N-CEN
Annual report (registered investment company)
14 Dec 23
Current reports
No filings
Registration and prospectus
8-A12B
Registration of securities on exchange
7 Mar 24
25-NSE
Exchange delisting
1 Mar 24
N-14/A
Registration statement for investment companies business combination (amended)
20 Feb 24
N-14
Registration statement for investment companies business combination
24 Nov 23
N-14
Registration statement for investment companies business combination
31 Oct 23
25-NSE
Exchange delisting
31 Oct 23
POS EX
Additional exhibits for listing
8 Sep 23
25-NSE
Exchange delisting
1 Sep 23
AW
Withdrawal of amendment
8 Aug 23
RW
Registration withdrawal request
8 Aug 23
Proxies
DEFA14A
Additional proxy soliciting materials
9 Feb 24
DEFA14A
Additional proxy soliciting materials
5 Feb 24
DEF 14A
Definitive proxy
27 Dec 23
PRE 14A
Preliminary proxy
14 Dec 23
DEF 14C
Information statement
21 Sep 23
N-PX
Annual report of proxy voting record
30 Aug 23
N-PX
Annual report of proxy voting record
28 Aug 23
N-PX
Annual report of proxy voting record
25 Aug 23
N-PX
Annual report of proxy voting record
25 Aug 23
N-PX
Annual report of proxy voting record
25 Aug 23
Other
EFFECT
Notice of effectiveness
5 Mar 24
CORRESP
Correspondence with SEC
27 Dec 23
CORRESP
Correspondence with SEC
14 Dec 23
CORRESP
Correspondence with SEC
25 Aug 23
CERT
Certification of approval for exchange listing
24 Aug 23
CORRESP
Correspondence with SEC
24 Feb 23
CORRESP
Correspondence with SEC
21 Feb 23
CORRESP
Correspondence with SEC
16 Feb 23
CERT
Certification of approval for exchange listing
20 Jan 23
CORRESP
Correspondence with SEC
20 Jan 23
Ownership
NPORT-P
Arena Strategic Income Fund (Jan 2024 report)
27 Mar 24
NPORT-P
The Ambassador Fund (Jan 2024 report)
27 Mar 24
NPORT-P
The Diplomat Fund (Jan 2024 report)
27 Mar 24
NPORT-P
Abraham Fortress Fund (Dec 2023 report)
28 Feb 24
NPORT-P
First Trust Merger Arbitrage Fund (Dec 2023 report)
28 Feb 24
NPORT-P
First Trust Multi-Strategy Fund (Dec 2023 report)
28 Feb 24
NPORT-P
AXS Income Opportunities Fund (Dec 2023 report)
27 Feb 24
NPORT-P
AXS Sustainable Income Fund (Dec 2023 report)
27 Feb 24
NPORT-P
AXS Thomson Reuters Venture Capital Return Tracker Fund (Dec 2023 report)
27 Feb 24
NPORT-P
AXS Multi-Strategy Alternatives Fund (Dec 2023 report)
27 Feb 24