Financial reports
10-K
2023 FY
Annual report
29 Feb 24
10-Q
2023 Q3
Quarterly report
2 Nov 23
10-Q
2023 Q2
Quarterly report
3 Aug 23
10-Q
2023 Q3
Quarterly report
4 May 23
10-K
2022 FY
Annual report
2 Mar 23
10-Q
2022 Q3
Quarterly report
3 Nov 22
10-Q
2022 Q2
Quarterly report
4 Aug 22
10-Q
2022 Q1
Quarterly report
11 May 22
10-K/A
2021 FY
Annual report (amended)
19 Apr 22
10-K
2021 FY
Annual report
4 Mar 22
Current reports
8-K
Great Elm Capital Corp. Announces FOURTH Quarter AND Full year 2023 Financial Results
29 Feb 24
8-K
Provides Preliminary Fourth Quarter 2023 Financial Results; Declares First Quarter 2024 Distribution of $0.35 per Share
8 Feb 24
8-K
Great Elm Capital Corp. (“GECC”) Declares $0.10 Per Common Share Special Cash Distribution
12 Dec 23
8-K
Entry into a Material Definitive Agreement
27 Nov 23
8-K
Great Elm Capital Corp. Announces THIRD Quarter 2023 Financial Results
2 Nov 23
8-K
Entry into a Material Definitive Agreement
16 Aug 23
8-K
Great Elm Capital Corp. Announces Conditional Redemption of 6.50% Notes due 2024
8 Aug 23
8-K
Great Elm Capital Corp. Announces SECOND Quarter 2023 Financial Results
3 Aug 23
8-K
Submission of Matters to a Vote of Security Holders
1 Jun 23
8-K
Great Elm Capital Corp. Announces FIRST Quarter 2023 Financial Results
4 May 23
Registration and prospectus
D
$24.00 mm in equity, sold $24.00 mm, 1 investor
13 Feb 24
25-NSE
Exchange delisting
6 Sep 23
8-A12B
Registration of securities on exchange
16 Aug 23
424B1
Prospectus with pricing info
9 Aug 23
FWP
Free writing prospectus
8 Aug 23
424B3
Prospectus supplement
18 May 22
FWP
Free writing prospectus
17 May 22
FWP
Free writing prospectus
17 May 22
FWP
Free writing prospectus
17 May 22
424B3
Prospectus supplement
17 May 22
Proxies
DEFA14A
Additional proxy soliciting materials
21 Apr 23
DEF 14A
Definitive proxy
21 Apr 23
DEF 14A
Definitive proxy
1 Jul 22
PRE 14A
Preliminary proxy
6 Jun 22
DEFA14A
Additional proxy soliciting materials
23 Apr 21
DEF 14A
Definitive proxy
23 Apr 21
DEFA14A
Additional proxy soliciting materials
26 Mar 20
DEF 14A
Definitive proxy
26 Mar 20
DEFA14A
Additional proxy soliciting materials
29 Mar 19
DEF 14A
Definitive proxy
29 Mar 19
Other
CERT
Certification of approval for exchange listing
16 Aug 23
EFFECT
Notice of effectiveness
9 Aug 23
CORRESP
Correspondence with SEC
7 Aug 23
CORRESP
Correspondence with SEC
24 Jul 23
CORRESP
Correspondence with SEC
1 Jul 22
EFFECT
Notice of effectiveness
17 May 22
CORRESP
Correspondence with SEC
13 May 22
CORRESP
Correspondence with SEC
11 May 22
CORRESP
Correspondence with SEC
19 Apr 22
EFFECT
Notice of effectiveness
13 Jan 22
Ownership
144
Notice of proposed sale of securities
11 Mar 24
144
Notice of proposed sale of securities
8 Mar 24
144
Notice of proposed sale of securities
7 Mar 24
144
Notice of proposed sale of securities
6 Mar 24
144
Notice of proposed sale of securities
5 Mar 24
4
Change in insider ownership
4 Mar 24
144
Notice of proposed sale of securities
4 Mar 24
4
Change in insider ownership
22 Feb 24
SC 13G/A
Imperial Capital Asset Management, LLC
14 Feb 24
SC 13D/A
Northern Right Capital Management, L.P.
13 Feb 24