Sofos Investments is an investment advisor in Allen with $149.41 mm assets under management.
Company profile
Website
Employees
Incorporated
Location
Fiscal year end
Former names
Financial Gravity Wealth, Inc.
SEC CIK
IRS number
800810136
SEC advisor number
801-109923
FINRA CRD number
144008
AUM ?
$149.41 mm
(as of 1 Sep 21)
Accounts
771
(as of 1 Sep 21)
Employees
15
(7 investment advisory or research)
Address
Sofos Investments
800 NORTH WATTERS ROAD, SUITE 150
ALLEN
TX 75013
800 NORTH WATTERS ROAD, SUITE 150
ALLEN
TX 75013
Office hours
Monday - Friday, 8:00 AM - 5:00 PM
Phone
469-342-9100
Ownership
| Owner | Title | From | %Ownership |
|---|---|---|---|
| Financial Gravity Companies, Inc. | Shareholder | 06/2017 | > 75% |
| Winters, Jennifer, Christine | Executive Vice President | 12/2019 | < 5% |
| Nelson, William, Robert | CEO | 12/2019 | < 5% |
| Winters, Kaili, Erin | Chief Compliance Officer | 04/2020 | < 5% |
| Orourke, Marc, David | President | 05/2020 | < 5% |
| Winters, Scott, Christopher | Chairman of the Board | 01/2020 | < 5% |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
15 Nov 23
13F-HR
Quarterly holdings report by institutional manager
8 Aug 23
13F-HR
Quarterly holdings report by institutional manager
12 May 23
13F-HR
Quarterly holdings report by institutional manager
15 Feb 23
13F-HR
Quarterly holdings report by institutional manager
3 Nov 22
13F-HR
Quarterly holdings report by institutional manager
5 Aug 22
13F-HR
Quarterly holdings report by institutional manager
13 May 22
13F-HR
Quarterly holdings report by institutional manager
11 Feb 22
13F-HR
Quarterly holdings report by institutional manager
12 Nov 21
13F-HR
Quarterly holdings report by institutional manager
11 Aug 21