ICW Investment Advisors is an investment advisor in Scottsdale with $247.30 mm assets under management.
Company profile
Website
Employees
Incorporated
Location
Fiscal year end
SEC CIK
IRS number
203092147
SEC advisor number
801-64460
FINRA CRD number
135081
AUM ?
$247.30 mm
(as of 13 May 22)
Accounts
269
(as of 13 May 22)
Employees
7
(4 investment advisory or research)
Address
ICW Investment Advisors
16427 NORTH SCOTTSDALE ROAD
SUITE 260
SCOTTSDALE
AZ 85254
16427 NORTH SCOTTSDALE ROAD
SUITE 260
SCOTTSDALE
AZ 85254
Office hours
Monday - Friday, BY APPOINTMENT ONLY
Phone
480-951-2900
Brochures
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Rossi, Vincent, Harl | President, Chief Investment Officer | 08/2005 | > 75% |
Rossi, Jennifer, Jill | Vice President, Chief Administrative Officer | 02/2019 | < 5% |
Carlson, Jillian, Suzanne | Chief Compliance Officer | 01/2017 | < 5% |
Rossi, Charles, Vincent | Vice President | 12/2021 | < 5% |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
5 Feb 24
13F-HR
Quarterly holdings report by institutional manager
13 Nov 23
13F-HR
Quarterly holdings report by institutional manager
9 Aug 23
13F-HR
Quarterly holdings report by institutional manager
10 May 23
13F-HR
Quarterly holdings report by institutional manager
26 Jan 23
13F-HR
Quarterly holdings report by institutional manager
4 Nov 22
13F-HR
Quarterly holdings report by institutional manager
11 Aug 22
13F-HR
Quarterly holdings report by institutional manager
12 May 22
13F-HR
Quarterly holdings report by institutional manager
3 Feb 22
13F-HR
Quarterly holdings report by institutional manager
12 Nov 21