Legacy Financial is an investment advisor in Des Moines with $713.09 mm assets under management.
Company profile
Website
Employees
Fiscal year end
SEC CIK
IRS number
320012744
SEC advisor number
801-79803
FINRA CRD number
154927
AUM ?
$713.09 mm
(as of 3 Oct 22)
Accounts
3,966
(as of 3 Oct 22)
Employees
18
(12 investment advisory or research)
Office hours
Monday - Friday, 8:00 AM TO 5:00 PM
Brochures
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Spectrum Wealth Advisors, Inc. | Holding Company | 01/2017 | > 75% |
Hood, Brian, Joseph | Part Owner | 01/2017 | 50-75% |
Elson, William, Bemis | Part Owner | 01/2017 | 50-75% |
Clines, Melissa, Jo | Chief Operating Officer | 01/2020 | < 5% |
Terry, Chad, Wesley | Chief Executive Officer and Chief Compliance Officer | 01/2021 | < 5% |
Wood, Rachel, Elaine | Part Owner | 12/2020 | < 5% |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
10 Apr 24
13F-HR
Quarterly holdings report by institutional manager
22 Jan 24
13F-HR
Quarterly holdings report by institutional manager
24 Oct 23
13F-HR
Quarterly holdings report by institutional manager
24 Jul 23
13F-HR
Quarterly holdings report by institutional manager
21 Apr 23
13F-HR
Quarterly holdings report by institutional manager
26 Jan 23
13F-HR
Quarterly holdings report by institutional manager
13 Oct 22
13F-HR
Quarterly holdings report by institutional manager
8 Jul 22
13F-HR
Quarterly holdings report by institutional manager
12 Apr 22
13F-HR
Quarterly holdings report by institutional manager
20 Jan 22