TOP Financial Group Limited (“TFGL”) is a holding company incorporated in the Cayman Islands with operations conducted in Hong Kong by its operating subsidiaries, ZYSL and ZYCL, both incorporated in Hong Kong, and WIN100 TECH, incorporated in the British Virgin Islands (the “Operating Subsidiaries”). We, through our Operating Subsidiaries, are an online provider of securities and futures trading services founded in Hong Kong by a group of experienced professionals and talents. Our goal is to become the preferred trading platform for Asian investors worldwide. We enable our customers to trade on renowned stock and futures exchanges around the world, including the Chicago Mercantile Exchange (“CME”), Hong Kong Futures Exchange (“HKFE”), The New York Mercantile Exchange (“NYMEX”), The Chicago Board of Trade (“CBOT”), The Commodity Exchange (“COMEX”), Eurex Exchange (“EUREX”), ICE Clear Europe Limited (“ICEU”), Singapore Exchange (“SGX”), Australia Securities Exchange (“ASX”), Bursa Malaysia Derivatives Berhad (“BMD”), and Osaka Exchange (OSE). We create value for our customers by providing reliable trading platforms, user-friendly web and app interface, and 24-hour seamless customer support. Our Operating Subsidiaries generate revenues primarily by charging commission fees on futures transactions at a flat rate for each futures transaction contract, and trading solution services fees charged at a fixed rate per transaction with a minimum monthly fee. Currently our customers are mainly high volume and frequency trading institutional and individual investors.
Company profile
Ticker
TOP
Exchange
Employees
Incorporated
Location
Fiscal year end
Industry (SIC)
Former names
Zhong Yang Financial Group Ltd
SEC CIK
TOP stock data
Latest filings (excl ownership)
6-K
Report of Foreign Private Issuer
14 Feb 24
6-K
TOP Financial Announces $5 Million Registered Direct Offering
13 Feb 24
424B5
Prospectus supplement for primary offering
13 Feb 24
6-K
In Connection with the Unaudited Interim Consolidated Financial Statements
31 Jan 24
6-K
Report of Foreign Private Issuer
21 Dec 23
6-K
Second Amended and Restated Proxy Statement and Notice of Annual Meeting of Shareholders
4 Dec 23
6-K
Amended and Restated Proxy Statement and Notice of Annual Meeting of Shareholders
30 Nov 23
6-K
Proxy Statement and Notice of Annual Meeting of Shareholders
16 Oct 23
EFFECT
Notice of effectiveness
2 Oct 23
F-3/A
Shelf registration (foreign) (amended)
29 Sep 23
Latest ownership filings
Financial summary
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Institutional ownership, Q2 2023
13F holders | Current |
---|---|
Total holders | 10 |
Opened positions | 7 |
Closed positions | 3 |
Increased positions | 2 |
Reduced positions | 0 |
13F shares | Current |
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Total value | 1.22 bn |
Total shares | 30.13 mm |
Total puts | 0.00 |
Total calls | 0.00 |
Total put/call ratio | – |
Largest owners | Shares | Value |
---|---|---|
Zhong Yang | 30.00 mm | $0.00 |
Qube Research & Technologies | 34.51 k | $324.08 mm |
Geode Capital Management | 26.06 k | $244.71 mm |
Tower Research Capital | 18.54 k | $174.11 mm |
Millennium Management | 16.43 k | $154.27 mm |
JPM JPMorgan Chase & Co. | 13.95 k | $131.03 mm |
UBS UBS Group AG - Registered Shares | 10.02 k | $94.06 mm |
State of Wyoming | 8.03 k | $75.39 mm |
Quarry | 2.19 k | $20.56 mm |
FNY Investment Advisers | 500.00 | $4.00 k |
News
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5 Apr 24
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12 Feb 24
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12 Feb 24
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9 Feb 24