Company profile
NMAI stock data
Latest filings (excl ownership)
N-CSRS
Certified semi-annual shareholder report (management investment company)
6 Sep 22
N-PX
Annual report of proxy voting record
22 Aug 22
N-CEN
Annual report (registered investment company)
16 Mar 22
N-CSR
Certified annual shareholder report (management investment company)
9 Mar 22
8-K
Certain Nuveen Closed-End Funds Announce Board’s Approval of Suspension of Previously Adopted Control Share By-Law
25 Feb 22
DEF 14A
Definitive proxy
24 Feb 22
POS EX
Additional exhibits for listing
16 Dec 21
8-K
Other Events
15 Dec 21
CERT
Certification of approval for exchange listing
19 Nov 21
8-A12B
Registration of securities on exchange
12 Nov 21
Latest ownership filings
SC 13D/A
Saba Capital Management, L.P.
7 Dec 22
NPORT-P
Nuveen Multi-Asset Income Fund (Sep 2022 report)
25 Nov 22
SC 13D/A
Saba Capital Management, L.P.
24 Oct 22
SC 13D
Saba Capital Management, L.P.
3 Oct 22
NPORT-P
Nuveen Multi-Asset Income Fund (Jun 2022 report)
26 Aug 22
3
Trey Stenersen III
15 Aug 22
3
Brett Black
7 Jun 22
NPORT-P
Nuveen Multi-Asset Income Fund (Mar 2022 report)
27 May 22
3
John M. McCann
21 Apr 22
NPORT-P
Nuveen Multi-Asset Income Fund (Dec 2021 report)
28 Feb 22
Funds
| Series | Ticker | %Monthly Return ? | $Assets | #Holdings | As of | ||
|---|---|---|---|---|---|---|---|
| Nuveen Multi-Asset Income Fund | – | 6.53 | -3.90 | -11.53 | 674.75 mm | 1,218 | Sep 2022 |
Institutional ownership, Q3 2022
21.3% owned by funds/institutions
| 13F holders | Current |
|---|---|
| Total holders | 68 |
| Opened positions | 7 |
| Closed positions | 17 |
| Increased positions | 26 |
| Reduced positions | 21 |
| 13F shares | Current |
|---|---|
| Total value | 80.83 mm |
| Total shares | 7.11 mm |
| Total puts | 0.00 |
| Total calls | 0.00 |
| Total put/call ratio | – |
| Largest owners | Shares | Value |
|---|---|---|
| Saba Capital Management | 1.75 mm | $19.94 mm |
| MS Morgan Stanley | 1.58 mm | $17.97 mm |
| UBS UBS Group AG - Registered Shares | 747.77 k | $8.52 mm |
| Heron Bay Capital Management | 278.06 k | $3.17 mm |
| LPL Financial | 272.06 k | $3.10 mm |
| Thomas J. Herzfeld Advisors | 246.30 k | $2.61 mm |
| Shaker Financial Services | 233.82 k | $2.66 mm |
| WFC Wells Fargo & Co. | 218.99 k | $2.49 mm |
| Advisor | 173.67 k | $1.98 mm |
| Relative Value Partners | 169.01 k | $1.98 mm |