Company profile
Website
Employees
Incorporated
Fiscal year end
SEC CIK
IRS number
710522369
SEC advisor number
801-128827
FINRA CRD number
8052
AUM ?
$112.40 mm
(as of 26 Jun 24)
Accounts
270
(as of 26 Jun 24)
Employees
130
(16 investment advisory or research)
Latest filings (excl ownership)
MA-I
Municipal Advisor registration (individual)
22 Aug 24
MA-A
Municipal Advisor registration (firm) (update)
16 Apr 24
MA/A
Municipal Advisor registration (firm) (amended)
5 Mar 24
MA/A
Municipal Advisor registration (firm) (amended)
5 Mar 24
MA-I/A
Municipal Advisor registration (individual) (amended)
15 Feb 24
MA-I/A
Municipal Advisor registration (individual) (amended)
2 Feb 24
MA-I/A
Municipal Advisor registration (individual) (amended)
2 Feb 24
MA-I
Municipal Advisor registration (individual)
7 Sep 23
MA/A
Municipal Advisor registration (firm) (amended)
18 Jul 23
MA/A
Municipal Advisor registration (firm) (amended)
19 Apr 23
Latest ownership filings
No filings