A.g.p. / Alliance Global Partners is an investment advisor in Westport with $1.25 bn assets under management.
Company profile
Website
Employees
Incorporated
Location
Fiscal year end
Former names
Euro Pacific Capital, Inc.
SEC CIK
IRS number
592015540
SEC advisor number
801-70276
FINRA CRD number
8361
AUM ?
$1.25 bn
(as of 30 Sep 22)
Accounts
5,102
(as of 30 Sep 22)
Employees
267
(123 investment advisory or research)
Address
A.g.p. / Alliance Global Partners
88 POST ROAD WEST
2ND FLOOR
WESTPORT
CT 06880
88 POST ROAD WEST
2ND FLOOR
WESTPORT
CT 06880
Office hours
Monday - Friday, 7:00 TO 6:00
Phone
203-662-9700
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Michals, Phillip William | Partner | 07/2021 | 25-50% |
Gambardella, Raffaele | Partner | 07/2021 | 25-50% |
Higgins, Thomas Joseph | Principal Operations Officer | 09/2018 | < 5% |
Michals, Phillip William | Chief Executive Officer | 01/2019 | < 5% |
Lauriello, Anthony Joseph | Municipal Securities Principal | 02/2019 | < 5% |
Venezia, John Joseph | Chief Compliance Officer - Broker Dealer, Ria | 05/2019 | < 5% |
Klein, Craig Erin | CFO, Principal Financial Officer | 10/2019 | < 5% |
Gambardella, Raffaele | Coo/chief Risk Officer | 06/2020 | < 5% |
David Bocchi Family Trust | Partner | 07/2021 | 25-50% |
Bocchi, David Arthur | Trustee | 09/2020 | > 75% |
Alliance Global Holdings, Inc. | Holding Company | 07/2021 | > 75% |
Latest filings (excl ownership)
Latest ownership filings
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