| Owner | Title | From | %Ownership |
|---|---|---|---|
| Bank of America Corporation | Shareholder | 10/1998 | > 75% |
| Bac North America Holding Company | Shareholder | 01/2015 | > 75% |
| NB Holdings Corporation | Shareholder | 10/2008 | > 75% |
| Guardino, Joseph Anthony JR | Chief Operations Officer & Finop | 04/2015 | < 5% |
| Sieg, Andrew Mason | Director; Chief Executive Officer; State Designated Principal | 01/2016 | < 5% |
| Hans, Lindsay Denardo | State Designated Principal | 01/2019 | < 5% |
| Hill, Kirstin Nilsson | State Designated Principal | 01/2019 | < 5% |
| Banks, Keith Thomas | Director | 05/2019 | < 5% |
| Levine, Aron Daniel | Director | 05/2019 | < 5% |
| Sabbia, Lorna Rose | Director | 05/2019 | < 5% |
| Heaton, David Carleton JR | Chief Legal Officer | 05/2019 | < 5% |
| Alam, Syed Faruqe | Chief Financial Officer | 09/2019 | < 5% |
| Piscitelli, David Allen | Co-chief Compliance Officer/broker-dealer and Chief Compliance Officer/registered Investment Adviser | 10/2020 | < 5% |
| Dugan, Kristen Michelle | Co-chief Compliance Officer/broker-dealer | 10/2020 | < 5% |
