Cetera Financial Specialists LLCSEC Filings
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All SEC filings by Cetera Financial Specialists LLC — annual and quarterly reports, current reports, registrations, proxies and ownership forms, updated in real time.
Financials
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Events
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Registrations and Prospectuses
| D/A | Indefinite Amount in Other Securities, Sold $8.35 Mm, 37 Investors | May 16, 2024 | ||
| D/A | Indefinite Amount in Other Securities, Sold $6.89 Mm, 35 Investors | Apr 28, 2023 | ||
| D/A | Indefinite Amount in Other Securities, Sold $7.09m, 25 Investors | Apr 29, 2022 | ||
| D/A | Indefinite Amount in Other Securities, Sold $6.16m, 26 Investors | May 19, 2021 | ||
| D/A | Indefinite Amount in Other Securities, Sold $4.87m, 25 Investors | May 12, 2020 | ||
| D/A | Indefinite Amount in Other Securities, Sold $3.33m | May 6, 2019 | ||
| D/A | Indefinite Amount in Other Securities, Sold $3.55m, 22 Investors | May 7, 2018 | ||
| D/A | Indefinite Amount in Other Securities, Sold $2.77m, 21 Investors | Apr 27, 2017 | ||
| D/A | Indefinite Amount in Other Securities, Sold $1.96m, 19 Investors | Apr 18, 2016 | ||
| D/A | Indefinite Amount in Other Securities, Sold $1.34m, 19 Investors | Jan 16, 2015 |
Proxies
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Other
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Ownership
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