U.S. Global Investors (GROW)

Company Profile

u.s. global investors, inc. is an innovative investment manager with vast experience in global markets and specialized sectors. founded as an investment club, the company became a registered investment adviser in 1968 and has a longstanding history of global investing and launching first-of-their kind investment products. u.s. global investors is well known for expertise in gold and precious metals, natural resources and emerging markets. since 1989, u.s. global investors has been led by ceo frank holmes, who purchased a controlling interest in the company that same year. u.s. global investors is a publicly traded company (nasdaq symbol: grow) headquartered in san antonio, texas.

Company profile

Ticker

GROW

Exchange

NASDAQ

Website

www.usglobalindex.com

CEO

Frank Holmes

Incorporated

Texas

Location

Texas

Fiscal year end

Jun 30

Sector

Finance and Insurance > Securities and Commodity Exchanges

Industry (SIC)

Investment Advice

Ameriprise Financial • Oaktree Capital • Carlyle Group Inc • Apollo Global Management Inc - • Blackstone • Invesco • Franklin Resources • KKR & Co. • Legg Mason • Sculptor Capital Management ...

Former names

UNITED SERVICES ADVISORS INC /TX/

SEC CIK

0000754811

Corporate docs

Articles of Incorporation & Bylaws

Indentures

Material Contracts & Credit Agreements

Subsidiaries Lists

Subsidiaries

U.S. Global Investors (Bermuda) Ltd. • U.S. Global Investors (Canada) Ltd. • U.S. Global Indices, LLC ...

IRS number

741598370

SEC advisor number

801-4868

FINRA CRD number

111097

AUM ?

$2.37 bn (as of 30 Sep 23)

Accounts

12 (as of 30 Sep 23)

Employees

24 (6 investment advisory or research)

Address

U.S. Global Investors
7900 CALLAGHAN RD
SAN ANTONIO
TX 78229

Phone

2103081234

GROW stock data

1M 1Y 5Y

Latest filings (excl ownership)

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8-K

Results of Operations and Financial Condition

7 Dec 23

10-K/A

2023 FY

Annual report (amended)

29 Nov 23

8-K

U.S. Global Investors Shares Optimism for Airline and Gold Sectors into Year-End, Receives Expected Nasdaq Notice Regarding Late Filing of Form 10-Q

16 Nov 23

Notice of late quarterly filing

15 Nov 23

8-K

U.S. Global Investors Receives Expected Nasdaq Notice Regarding Late Filing of Form 10-K

20 Oct 23

NT 10-K

Notice of late annual filing

29 Sep 23

8-K

U.S. Global Investors Reports an 89% Increase in Net Income Quarter-over-Quarter, Announces Continuation of Monthly Dividends

22 Jun 23

U.S. Global Investors Reports Financial Results for the Second Quarter of Fiscal Year 2023

12 Jun 23

Transcripts

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GROW

Earnings call transcript

2023 Q1

11 Nov 22

GROW

Earnings call transcript

2022 Q3

10 May 22

GROW

Earnings call transcript

2022 Q2

18 Feb 22

GROW

Earnings call transcript

2022 Q1

12 Jan 22

GROW

Earnings call transcript

2021 Q3

10 May 21

GROW

Earnings call transcript

2021 Q1

6 Nov 20

GROW

Earnings call transcript

2020 Q4

11 Sep 20

GROW

Earnings call transcript

2020 Q3

15 May 20

GROW

Earnings call transcript

2020 Q2

12 Feb 20

GROW

Earnings call transcript

2020 Q1

11 Nov 19

Latest ownership filings

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Quarterly holdings report by institutional manager

Financial summary

Financial statements Chart GROW financial data

Quarter (USD)	Jun 23	Mar 23	Dec 22	Sep 22
Revenue
Cost of revenue
Operating income
Operating margin
Net income
Net profit margin
Cash on hand
Change in cash
Diluted EPS

Annual (USD)	Jun 23	Jun 22	Jun 21	Jun 20
Revenue
Cost of revenue
Operating income
Operating margin
Net income
Net profit margin
Cash on hand
Change in cash
Diluted EPS

Financial data from company earnings reports.

Institutional ownership, Q2 2022

GROW institutional ownership history Ownership history

13F holders	Current	Prev Q	Change
Total holders	20	511	-96.1%
Opened positions	2	495	-99.6%
Closed positions	493	2	+24550.0%
Increased positions	2	12	-83.3%
Reduced positions	16	2	+700.0%

13F shares	Current	Prev Q	Change
Total value	435.13 mm	8.13 bn	-94.6%
Total shares	16.40 mm	135.66 mm	-87.9%
Total puts	0.00	9.65 mm	EXIT
Total calls	0.00	31.30 mm	EXIT
Total put/call ratio	–	0.3	–

Largest owners	Shares	Value	Change
Thrivent Trust Co of Tennessee	14.77 mm	$390.31 mm	NEW
Madison Asset Management	607.39 k	$21.95 mm	-18.4%
Jane Street	486.28 k	$10.82 mm	-84.4%
Vident Investment Advisory	201.90 k	$4.49 mm	+117.6%
Citadel Advisors	136.62 k	$3.04 mm	-90.9%
Kestra Advisory Services	89.38 k	$1.99 mm	-70.3%
MEMBERS Trust	26.83 k	$597.00 k	-45.6%
Camelot Portfolios	21.67 k	$482.00 k	-7.9%
Wealthsimple	15.91 k	$354.00 k	-2.3%
LPL Financial	15.23 k	$339.00 k	-99.6%

Largest transactions	Shares	Bought/sold	Change
Thrivent Financial For Lutherans	0.00	-26.91 mm	EXIT
Thrivent Trust Co of Tennessee	14.77 mm	+14.77 mm	NEW
Aptus Capital Advisors	0.00	-10.53 mm	EXIT
Prudential	0.00	-6.27 mm	EXIT
Harel Insurance Investments & Financial Services	0.00	-5.58 mm	EXIT
BMO Bank of Montreal	122.00	-5.17 mm	-100.0%
Carlson Capital Management	0.00	-4.65 mm	EXIT
MS Morgan Stanley	2.30 k	-4.55 mm	-99.9%
Clal Insurance Enterprises	0.00	-4.49 mm	EXIT
LPL Financial	15.23 k	-3.67 mm	-99.6%

Data from 13F filings, for the last complete 13F reporting period. For most recent data, click the ownership history button. Values as filed, not updated for current price. Long positions only.

Recent insider trades

GROW insider ownership history Insider history

Date	Owner	Security	Transaction	Code	Indirect	10b5-1	$Price	#Shares	$Value	#Remaining
30 Nov 23	Lisa Callicotte	Class A Common Stock	Other	Acquire J	No	No	2.95	321	946.95	27,196
30 Nov 23	Frank E Holmes	Class A Common Stock	Other	Acquire J	No	No	2.95	809	2.39 k	273,057
31 Oct 23	Lisa Callicotte	Class A Common Stock	Other	Acquire J	No	No	2.75	344	946.00	26,875
31 Oct 23	Frank E Holmes	Class A Common Stock	Other	Acquire J	No	No	2.75	868	2.39 k	272,248
29 Sep 23	Lisa Callicotte	Class A Common Stock	Other	Acquire J	No	No	2.85	332	946.20	26,531