Total Return Securities FundSEC Filings
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All SEC filings by Total Return Securities Fund (SWZ) — annual and quarterly reports, current reports, registrations, proxies and ownership forms, updated in real time.
Financials
| N-CSRS | Certified semi-annual shareholder report (management investment company) | Sep 4, 2026 | ||
| N-CSR | Certified annual shareholder report (management investment company) | Mar 10, 2026 | ||
| N-CEN | Annual report (registered investment company) | Mar 6, 2026 | ||
| N-CSRS | Certified semi-annual shareholder report (management investment company) | Sep 8, 2025 | ||
| N-CEN | Annual report (registered investment company) | Mar 13, 2025 | ||
| N-CSR | Certified annual shareholder report (management investment company) | Mar 11, 2025 | ||
| N-CSRS | Certified semi-annual shareholder report (management investment company) | Sep 9, 2024 | ||
| N-CEN | Annual report (registered investment company) | Mar 11, 2024 | ||
| N-CSR | Certified annual shareholder report (management investment company) | Mar 7, 2024 | ||
| N-CSRS | Certified semi-annual shareholder report (management investment company) | Sep 6, 2023 |
Events
| 8-K | Contents 2 01 Performance 02 Positioning 03 Outlook 04 Case for Swiss Equities 05 Disclaimer | Oct 11, 2024 | ||
| 8-K | Financial Statements and Exhibits | Sep 13, 2023 | ||
| 8-K | Agenda 1 01 Performance 02 Portfolio Positioning 03 Outlook 04 Case for Swiss Equities | Sep 14, 2022 | ||
| 8-K | Agenda 1 01 Performance 02 Portfolio Positioning 03 Outlook 04 Case for Swiss Equities | Sep 9, 2021 | ||
| 8-K | Agenda 1 01 Performance 02 Portfolio Positioning 03 Outlook 04 Case for Swiss Equities | Sep 11, 2020 | ||
| 8-K | Agenda 01 Performance 02 Portfolio Positioning 03 Outlook 04 Conclusion 05 Case for Swiss Equities | Jun 19, 2018 | ||
| 8-K | Other Events | Dec 7, 2017 | ||
| 8-K | Regulation Fd Disclosure | Jun 27, 2017 | ||
| 8-K | Changes in Registrant'S Certifying Accountant | Dec 23, 2016 | ||
| 8-K | Regulation Fd Disclosure | Jun 20, 2016 |
Registrations and Prospectuses
| SC TO-I/A | Issuer tender offer statement | Jan 22, 2026 | ||
| SC TO-I/A | Issuer tender offer statement | Jan 22, 2026 | ||
| SC TO-I/A | Issuer tender offer statement | Jan 21, 2026 | ||
| SC TO-I/A | Issuer tender offer statement | Jan 21, 2026 | ||
| SC TO-I | Issuer tender offer statement | Dec 19, 2025 | ||
| SC TO-I | Issuer tender offer statement | Dec 19, 2025 | ||
| 424B2 | Prospectus for primary offering | Nov 14, 2025 | ||
| N-2/A | Registration statement (closed-end investment company) | Oct 23, 2025 | ||
| N-2 | Registration statement (closed-end investment company) | Oct 3, 2025 | ||
| SC TO-C | Information about tender offer | Aug 19, 2025 |
Proxies
| N-PX | Annual report of proxy voting record | Aug 20, 2026 | ||
| DEF 14A | Definitive proxy | View Diff | May 8, 2026 | |
| N-PX | Annual report of proxy voting record | Aug 28, 2025 | ||
| DEF 14A | Definitive proxy | View Diff | Jan 28, 2025 | |
| DEF 14A | Definitive proxy | View Diff | Jan 27, 2025 | |
| PRE 14A | Preliminary proxy | Jan 10, 2025 | ||
| PRE 14A | Preliminary proxy | Jan 10, 2025 | ||
| DEF 14A | Definitive proxy | View Diff | Sep 16, 2024 | |
| N-PX | Annual report of proxy voting record | Sep 3, 2024 | ||
| N-PX | Annual report of proxy voting record | Aug 31, 2023 |
Other
| CORRESP | Correspondence with SEC | Jan 22, 2025 | ||
| CORRESP | Correspondence with SEC | Jan 10, 2025 | ||
| CORRESP | Correspondence with SEC | Sep 22, 2022 | ||
| CORRESP | Correspondence with SEC | Jul 14, 2021 | ||
| CORRESP | Correspondence with SEC | May 11, 2017 | ||
| UPLOAD | Letter from SEC | Nov 3, 2016 | ||
| NO ACT | No action letter | May 5, 2010 | ||
| EFFECT | Notice of effectiveness | May 18, 2007 | ||
| CORRESP | Correspondence with SEC | May 17, 2007 | ||
| CORRESP | Correspondence with SEC | May 3, 2007 |
Ownership
| 4 | Sell Moritz A | Sep 1, 2026 | ||
| NPORT-P | Total Return Securities Fund (jun 2026 Report) | Aug 31, 2026 | ||
| 4 | Das Rajeev P | Aug 25, 2026 | ||
| 4 | Sell Moritz A | Aug 12, 2026 | ||
| SC 13G | Beneficial ownership report | Aug 3, 2026 | ||
| SC 13G/A | Beneficial ownership report | Jul 31, 2026 | ||
| 4 | Sell Moritz A | Jul 24, 2026 | ||
| 4 | Sell Moritz A | Jul 22, 2026 | ||
| 4 | Goldstein Phillip | Jul 8, 2026 | ||
| 4 | Dakos Andrew | Jul 7, 2026 |