dws investments is the mutual fund arm of deutsche asset management, the largest mutual fund company in its home country, germany, the number three of the leading retail mutual fund companies across europe** and within the top 10 globally***. founded in 1956, dws’s activities span not only europe. over the last few years, the dws investments brand has been rolled out to cover countries and products across the americas and asia pacific. * bvi, september 30, 2011; incl. db products ** lipper fmi, june 30, 2011; incl. db products *** lipper fmi (europe), simfund (us, asia australia); june 30, 2011. european figures incl. db products
Company profile
Ticker
KSM, XKSMX
Exchange
CEO
Hepsen Uzcan
Employees
Location
Fiscal year end
Former names
DEUTSCHE STRATEGIC MUNICIPAL INCOME TRUST, KEMPER STRATEGIC MUNICIPAL INCOME TRUST, SCUDDER STRATEGIC MUNICIPAL INCOME TRUST
SEC CIK
Corporate docs
KSM stock data
Latest filings (excl ownership)
8-K
Departure of Directors or Certain Officers
27 Mar 24
N-CEN
Annual report (registered investment company)
8 Feb 24
N-CSR
Certified annual shareholder report (management investment company)
2 Feb 24
N-PX
Annual report of proxy voting record
28 Aug 23
DEF 14A
Definitive proxy
28 Aug 23
CORRESP
Correspondence with SEC
10 Aug 23
N-CSRS
Certified semi-annual shareholder report (management investment company)
4 Aug 23
N-CSR/A
Certified annual shareholder report (management investment company) (amended)
2 Aug 23
N-CEN
Annual report (registered investment company)
8 Feb 23
N-CSR
Certified annual shareholder report (management investment company)
3 Feb 23
Latest ownership filings
4
Boaz Weinstein
12 Mar 24
4
Boaz Weinstein
11 Mar 24
4
Boaz Weinstein
6 Mar 24
4
Boaz Weinstein
4 Mar 24
SC 13D/A
SIT INVESTMENT ASSOCIATES INC
4 Mar 24
SC 13G
Bulldog Investors, LLP
31 Jan 24
NPORT-P
DWS Strategic Municipal Income Trust (Nov 2023 report)
29 Jan 24
4
Boaz Weinstein
18 Jan 24
SC 13G/A
FIRST TRUST PORTFOLIOS LP
17 Jan 24
4
Boaz Weinstein
12 Jan 24
Funds
Series | Ticker | %Monthly Return ? | $Assets | #Holdings | As of | ||
---|---|---|---|---|---|---|---|
DWS STRATEGIC MUNICIPAL INCOME TRUST | – | -7.29 | -2.85 | 13.93 | 167.76 mm | 324 | Nov 2023 |
Institutional ownership, Q3 2023
52.4% owned by funds/institutions
13F holders | Current |
---|---|
Total holders | 39 |
Opened positions | 3 |
Closed positions | 3 |
Increased positions | 11 |
Reduced positions | 12 |
13F shares | Current |
---|---|
Total value | 27.45 bn |
Total shares | 5.79 mm |
Total puts | 0.00 |
Total calls | 0.00 |
Total put/call ratio | – |
Largest owners | Shares | Value |
---|---|---|
First Trust Portfolios | 1.44 mm | $0.00 |
Saba Capital Management | 1.20 mm | $9.00 bn |
1607 Capital Partners | 524.38 k | $3.95 bn |
Sit Investment Associates | 333.53 k | $2.51 mm |
Rivernorth Capital Management | 328.03 k | $2.48 bn |
Almitas Capital | 297.09 k | $21.66 mm |
Bulldog Investors | 293.98 k | $2.21 bn |
Robinson Capital Management | 239.58 k | $1.80 bn |
Logan Stone Capital | 207.73 k | $1.56 bn |
Woodline Partners | 116.56 k | $877.73 mm |
Recent insider trades
Date | Owner | Security | Transaction | Code | Indirect | 10b5-1 | $Price | #Shares | $Value | #Remaining |
---|---|---|---|---|---|---|---|---|---|---|
12 Mar 24 | Saba Capital Management | Common Stock | Buy | Acquire P | Yes | No | 8.89 | 100 | 889.00 | 1,598,145 |
11 Mar 24 | Saba Capital Management | Common Stock | Buy | Acquire P | Yes | No | 8.91 | 6,711 | 59.80 k | 1,598,045 |
8 Mar 24 | Saba Capital Management | Common Stock | Buy | Acquire P | Yes | No | 8.88 | 900 | 7.99 k | 1,591,334 |
5 Mar 24 | Saba Capital Management | Common Stock | Buy | Acquire P | Yes | No | 8.81 | 2,434 | 21.44 k | 1,590,434 |
1 Mar 24 | Saba Capital Management | Common Stock | Buy | Acquire P | Yes | No | 8.8 | 3,345 | 29.44 k | 1,588,000 |
17 Jan 24 | Saba Capital Management | Common Stock | Buy | Acquire P | Yes | No | 8.74 | 9,353 | 81.75 k | 1,584,655 |
Press releases
DWS Strategic Municipal Income Trust Announces Termination and Liquidating Distribution to Shareholders
28 Mar 24
Certain DWS Closed-End Funds Declare Monthly Distributions
8 Mar 24
Certain DWS Closed-End Funds Declare Monthly Distributions
8 Feb 24
Certain DWS Closed-End Funds Declare Monthly Distributions
8 Jan 24