AMBAC Financial (AMBC) Environmental, Social & Governance (ESG) Data

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Employees

Data from SEC filings

Employee count

CEO pay ratio

CEO Salary

Median Employee Salary

ESG framework mentions

In last year of SEC filings

Sustainability Accounting Standards Board (SASB)

DEF 14A

Definitive proxy

28 Apr 23

Global Reporting Initiative (GRI)

DEF 14A

Definitive proxy

28 Apr 23

Task Force on Climate-related Financial Disclosures (TCFD)

No mentions

UN Sustainable Development Goals (SDGs)

No mentions

ESG term mentions

In last year of SEC filings

Agriculture Air Climate Climate Change Climate Risk Coal Conservation Emission Energy Efficiency Environment Environmental Extraction Life Cycle Materials Natural Resources Nature Offset Package Pandemic Plastic Recycling Scarcity Scope 1 Water Wind Access Affinity Group Attrition Benefits Black California Consumer Privacy Act Charitable Charity Citizenship Community Culture Customer Cyber Cybersecurity Data Privacy Data Security Death Demographic Disability Diversity Diversity and Inclusion Employee Employee Retention Engagement Ethnic Ethnicity Gender Health and Safety Health Care Healthcare Hire Hiring Hispanic Human Capital Human Resources Incident Minority Perquisites Philanthropy Privacy Recruitment Reimbursement Retention Retirement Safety Satisfaction Skill Skills Social Society Stakeholder Supply Chain Talent Training Union Violence Volunteer Women Workers Workforce Action Plan Assessment Assurance Audit Board Effectiveness Bonus Classified Classified Board Claw Back Clawback Commitment Conflict of Interest Corporate Governance Corporate Purpose Corporate Social Responsibility Department of Enterprise Risk Management ERM ESG Ethics Executive Compensation Expert Fraud Goals Governance Hedging Incentive Incentivize Independence Independent Independent Chair Innovation Innovative Investigation Key Performance Indicator Lawsuit Leadership Litigation Long-term Majority Materiality Mission Other Public Company Boards Oversee Oversight Perquisite Plaintiff Pledging Purpose Recoup Reputation Reputational Reputational Risk Responsibility Responsible Self-evaluation Stockholder Engagement Stockholder Outreach Strategy Sustainability Sustainable Targets Tax Tenure Term Limit Transparency Transparent Voting Rights

Shareholder alignment

Proxy contests and exempt solicitations in last 3 years

No recent proxy contest or exempt solicitation filings from shareholders.

Vote support at last AGM

The Annual Meeting of Stockholders of Ambac Financial Group, Inc. (the “Company”) was held on May 26, 2022. Represented at the meeting were 37,063,931 shares, or approximately 80%, of the Company’s 46,545,232 shares of common stock outstanding and entitled to vote at the meeting. Set forth below are the final voting results for the actions taken by the stockholders at the meeting.
1.The Company’s stockholders elected the seven (7) director nominees named below to a term expiring at the 2023 annual meeting or until their successors are elected and qualified, with each receiving the following votes:

Name	Number of Votes For	Votes Withheld	Broker Non-Votes

Ian D. Haft	28,938,663	1,805,873	6,319,395
David L. Herzog	29,827,811	916,725	6,319,395
Lisa G. Iglesias	29,870,492	874,044	6,319,395
Joan Lamm-Tennant	26,302,729	4,441,807	6,319,395
Claude LeBlanc	29,752,560	991,976	6,319,395
C. James Prieur	28,277,628	2,466,908	6,319,395
Jeffrey S. Stein	29,411,224	1,333,312	6,319,395

2.The Company’s stockholders approved, by advisory (non-binding vote), the compensation of our named executive officers, as disclosed in the Company’s 2022 Proxy Statement, with the following vote:

Number of Votes For						Votes Against						Abstentions						Broker Non-Votes

15,479,047						14,984,903						280,586						6,319,395

3.The Company’s stockholders ratified the selection of KPMG LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2022 with the following vote:


Number of Votes For	Votes Against	Abstentions
36,043,846	485,545	534,540

EXHIBIT INDEX


Exhibit
Number						Exhibit Description
101.INS						XBRL Instance Document - the instance document does not appear in the interactive Data File because its XBRL tags are embedded within the Inline XBRL document.
101.SCH						XBRL Taxonomy Extension Schema Document.
101.CAL						XBRL Taxonomy Extension Calculation Linkbase Document.
101.LAB						XBRL Taxonomy Extension Label Linkbase Document.
101.PRE						XBRL Taxonomy Extension Presentation Linkbase Document.
101.DEF						XBRL Taxonomy Extension Definition Linkbase Document.
104						Cover Page Interactive Data File - The cover page interactive data file does not appear in the Interactive Data File because its XBRL tags or embedded within the Inline XBRL document