Guinness Atkinson Asia Focus
    SEC Filings

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    All SEC filings by Guinness Atkinson Asia Focus (IASMX) — annual and quarterly reports, current reports, registrations, proxies and ownership forms, updated in real time.

    Financials

    N-CSR/ACertified annual shareholder report (management investment company)May 1, 2026
    N-CENAnnual report (registered investment company)Mar 16, 2026
    N-CSRCertified annual shareholder report (management investment company)Mar 9, 2026
    N-CSRSCertified semi-annual shareholder report (management investment company)Sep 8, 2025
    N-CSRSCertified semi-annual shareholder report (management investment company)Sep 8, 2025
    N-CENAnnual report (registered investment company)Mar 11, 2025
    N-CSRCertified annual shareholder report (management investment company)Mar 10, 2025
    N-CSRCertified annual shareholder report (management investment company)Mar 10, 2025
    N-CSRSCertified semi-annual shareholder report (management investment company)Sep 6, 2024
    N-CSRSCertified semi-annual shareholder report (management investment company)Sep 6, 2024

    Events

    No results found.

    Registrations and Prospectuses

    25-NSEExchange delistingJun 30, 2026
    8-A12BRegistration of securities on exchangeJun 11, 2026
    8-A12BRegistration of securities on exchangeDec 10, 2025
    8-A12BRegistration of securities on exchangeDec 10, 2025
    8-A12BRegistration of securities on exchangeDec 10, 2025
    40-APP/AApplication for exemptive order (Investment Company Act)Dec 4, 2025
    40-APP/AApplication for exemptive order (Investment Company Act)Sep 30, 2025
    40-APP/AApplication for exemptive order (Investment Company Act)Jun 17, 2025
    40-APP/AApplication for exemptive order (Investment Company Act)Apr 17, 2025
    25-NSEExchange delistingNov 1, 2024

    Proxies

    N-PXAnnual report of proxy voting recordAug 24, 2026
    N-PXAnnual report of proxy voting recordAug 20, 2025
    N-PXAnnual report of proxy voting recordJan 23, 2025
    N-PXAnnual report of proxy voting recordJan 23, 2025
    N-PXAnnual report of proxy voting recordAug 26, 2024
    N-PXAnnual report of proxy voting recordAug 26, 2024
    N-PXAnnual report of proxy voting recordAug 18, 2023
    N-PXAnnual report of proxy voting recordAug 26, 2022
    N-PXAnnual report of proxy voting recordAug 31, 2021
    N-PXAnnual report of proxy voting recordAug 24, 2020

    Other

    CERTCertification of approval for exchange listingAug 10, 2026
    CERTCertification of approval for exchange listingDec 18, 2025
    CERTCertification of approval for exchange listingDec 18, 2025
    CERTCertification of approval for exchange listingDec 18, 2025
    CORRESPCorrespondence with SECJul 5, 2024
    CERTCertification of approval for exchange listingDec 29, 2021
    CERTCertification of approval for exchange listingMar 26, 2021
    CERTCertification of approval for exchange listingMar 26, 2021
    EFFECTNotice of effectivenessMar 2, 2021
    CORRESPCorrespondence with SECMar 1, 2021

    Ownership

    NPORT-PGuinness Atkinson Asia Focus Fund (jun 2026 Report)Aug 28, 2026
    NPORT-PGuinness Atkinson Sustainable Energy Etf (jun 2026 Report)Aug 28, 2026
    NPORT-PGuinness Atkinson Alternative Energy Fund (jun 2026 Report)Aug 28, 2026
    NPORT-PGuinness Atkinson China & Hong Kong Fund (jun 2026 Report)Aug 28, 2026
    NPORT-PGuinness Atkinson Dividend Builder Etf (jun 2026 Report)Aug 28, 2026
    NPORT-PGuinness Atkinson Asia Pacific Dividend Builder Etf (jun 2026 Report)Aug 28, 2026
    NPORT-PGuinness Atkinson Real Assets Income Etf (jun 2026 Report)Aug 28, 2026
    NPORT-PGuinness Atkinson Us Dividend Builder Etf (jun 2026 Report)Aug 28, 2026
    NPORT-PGuinness Atkinson Global Innovators Fund (jun 2026 Report)Aug 28, 2026
    NPORT-PGuinness Atkinson Smart Transportation & Technology Etf (jun 2026 Report)Aug 28, 2026