Smith Micro Software (SMSI) Environmental, Social & Governance (ESG) Data

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Employees

Data from SEC filings

Employee count

ESG framework mentions

In last year of SEC filings

Sustainability Accounting Standards Board (SASB)

No mentions

Global Reporting Initiative (GRI)

No mentions

Task Force on Climate-related Financial Disclosures (TCFD)

No mentions

UN Sustainable Development Goals (SDGs)

No mentions

ESG term mentions

In last year of SEC filings

Air Ecosystem Environment Life Cycle Lifecycle Materials Nature Offset Package Pandemic Wind Access Asian Attrition Benefits Black California Consumer Privacy Act Collective Bargaining Customer Cyber Cybersecurity Data Privacy Data Security Demographic Diversity Employee Employee Retention Engagement Gender General Data Protection Regulation Health Care Hire Hiring Human Capital Human Resources Incident Perquisites Privacy Reimbursement Retention Retirement Safety Satisfaction Skilled Skills Social Stakeholder Supplier Supply Chain Talent Training Union Women Workforce Assessment Assurance Audit Bonus Classified Commitment Corporate Governance Corporate Purpose Ethics Executive Compensation Expert Fraud Goals Governance Hedging Incentive Incentivize Independence Independent Innovate Innovation Innovative Investigation Lawsuit Lead Independent Director Leadership Litigation Long-term Majority Mission Oversee Oversight Perquisite Procurement Purpose R&D Reputation Research and Development Responsibility Responsible Strategy Targets Tax Tenure Transparency Voting Rights

Shareholder alignment

Proxy contests and exempt solicitations in last 3 years

No recent proxy contest or exempt solicitation filings from shareholders.

Vote support at last AGM

(a)On June 7, 2022, the Company held its 2022 Annual Meeting of Stockholders (the “2022 Annual Meeting”).

(b)Three proposals were submitted by the Board to stockholders at the 2022 Annual Meeting. The proposals are described in detail in the Company’s proxy statement for the 2022 Annual Meeting filed with the Securities and Exchange Commission on April 27, 2022 (the “Proxy Statement”). The Company’s outstanding common stock, par value $0.001 per share, was the only class of securities entitled to vote on proposals 1-3 at the 2022 Annual Meeting. In proposal 1, the election of directors, the two nominees receiving the highest number of affirmative votes were elected; broker non-votes, abstentions and votes marked “withhold” did not affect the outcome of the election. Proposals 2 and 3 required the affirmative vote of a majority of shares present in person or represented by proxy at the 2022 Annual Meeting and entitled to vote. Broker non-votes were not counted for purposes of determining whether such proposals were approved.

The final results of the voting on each proposal are set forth below.

1. Stockholders elected two directors to the Company’s Board of Directors to hold office until the Company’s 2025 annual meeting of stockholders or until their successors are duly elected and qualified. The votes on this proposal were as follows:

Name of Nominee		For		Withheld			Broker Non-Votes
Andrew Arno		20,691,162		1,776,669			14,217,191
Samuel Gulko		21,171,508		1,296,323			14,217,191

2. Stockholders approved, on a non-binding advisory basis, the compensation of the Company's named executive officers as disclosed in the Proxy Statement. The votes on this proposal were as follows:

For		Against		Abstained		Broker Non-Votes
18,584,554		2,088,727		1,794,550		14,217,191

3. Stockholders ratified the appointment of SingerLewak LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2022. The votes on this proposal were as follows:

For		Against		Abstained		Broker Non-Votes
35,708,414		652,402		324,206		0