Stifel Nicolaus & Co is a fund manager in ST Louis with $148.56 bn assets under management.
Company profile
Website
Employees
Incorporated
Location
Fiscal year end
SEC CIK
IRS number
430538770
SEC advisor number
801-10746
FINRA CRD number
793
AUM ?
$148.56 bn
(as of 3 Nov 22)
Accounts
316,625
(as of 3 Nov 22)
Employees
6,384
(2992 investment advisory or research)
Address
Stifel Nicolaus & Co
501 N BROADWAY ST
ST LOUIS
MO 63102
501 N BROADWAY ST
ST LOUIS
MO 63102
Office hours
Monday - Friday, 8:00 - 4:30
Phone
3143422156
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Zemlyak, James Mark | Director | 08/2002 | < 5% |
Stifel Financial Corp. | Shareholder | 02/1982 | > 75% |
Noll, Douglas Wayne | Principal Operations Officer | 06/1995 | < 5% |
Kruszewski, Ronald James | Chairman, CEO, President, and Director | 08/2002 | < 5% |
Fisher, Mark Philip | General Counsel - Stifel Financial | 06/2014 | < 5% |
Ayd, Paul Joseph | Chief Compliance Officer - Capital Markets | 05/2015 | < 5% |
Stegeland, Garry Joseph | Chief Compliance Officer - Stifel Financial | 07/2015 | < 5% |
Hyde, Gina Elizabeth | Chief Compliance Officer - Capital Markets | 08/2016 | < 5% |
Schrick, Frederick Richard | Principal Financial Officer | 08/2017 | < 5% |
Brooks, Patrick Rodgers | Rosfp - Capital Markets | 05/2009 | < 5% |
Nesi, Victor John | Director | 06/2018 | < 5% |
Melinger, Adam Scott | Rosfp - PCG | 08/2019 | < 5% |
Bennett, Franklin Seaton JR | Chief Compliance Officer - Private Client Group | 09/2021 | < 5% |
Dodson, Charles Edward | CCO Advisory Services | 01/2022 | < 5% |
Ownership
Fund structure | AUM | Fund type |
---|---|---|
Stifel, Nicolaus & Company, Incorporated | $148.56 bn | |
Cardinal Advisor Series-multi-manager International Equity L.P. | $24.24 mm | Other Private Fund |
Cardinal Advisor Series - International Value Equity Master Fund, L.P. | $334.94 mm | Other Private Fund |
Cardinal Advisor Series-international Value Equity LTD | ||
Cardinal Advisor Series- International Value Equity L.P. | ||
Cardinal Advisor Series - Strategic Commodities Master Fund L.P. | $55.39 mm | Other Private Fund |
Cardinal Advisor Series-strategic Commodities Fund L.P. | ||
Cardinal Advisor Series -International Growth Equity Master Fund, LP. | $324.89 mm | Other Private Fund |
Cardinal Advisor Series-international Growth Equity LTD | ||
Cardinal Advisor Series- International Growth Equity L.P. | ||
Ei Fund II LLC | $2.28 mm | Other Private Fund |
International Select Investments LLC | $220.43 mm | Other Private Fund |
KCP Access Fund LP | $4.69 mm | Other Private Fund |
KCP Accolade Fund LP | $1.56 mm | Other Private Fund |
KCP Bridge 33 Fund LP | $13.10 mm | Other Private Fund |
KCP Finback LP | $1.13 mm | Other Private Fund |
KCP Interlock Equity Fund LP | $6.00 mm | Other Private Fund |
KCP Liberty City Ventures LP | $8.95 mm | Other Private Fund |
KCP North Branch Fund LP | $4.24 mm | Other Private Fund |
KCP Seaside Equity Fund LP | $1.62 mm | Other Private Fund |
KCP Valiant Peregrine Fund II | $2.15 mm | Other Private Fund |
KCP Valiant Peregrine Fund LP | $18.10 mm | Other Private Fund |
Leg II, LLC | $16.08 mm | Other Private Fund |
Leg IV and Opportunities Fund, LLC | $22.03 mm | Other Private Fund |
MP Concentrated Fund I | $6.67 mm | Other Private Fund |
Opportunistic Real Estate Fund, LLC | $9.56 mm | Other Private Fund |
RC IV LLC | $52.86 mm | Other Private Fund |
RC V, LLC | $12.03 mm | Other Private Fund |
Real Estate Recovery Fund LLC | $7.24 mm | Other Private Fund |
Stifel Access (Law Finance Group)lp | $4.77 mm | Private Equity Fund |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-NT
Notice of holdings reported by another manager
13 Feb 24
13F-NT
Notice of holdings reported by another manager
14 Nov 23
13F-NT
Notice of holdings reported by another manager
14 Aug 23
13F-NT
Notice of holdings reported by another manager
15 May 23
13F-NT
Notice of holdings reported by another manager
14 Feb 23
13F-NT
Notice of holdings reported by another manager
14 Nov 22
13F-NT
Notice of holdings reported by another manager
15 Aug 22
13F-NT
Notice of holdings reported by another manager
13 May 22
SC 13G/A
United States 12 Month Natural Gas Fund, LP
8 Apr 22
13F-NT
Notice of holdings reported by another manager
14 Feb 22