Commission File Number of issuing entity: | 333-191392-01 | ||||
Central Index Key Number of issuing entity: | 0001587650 |
APPALACHIAN CONSUMER RATE RELIEF FUNDING LLC |
Commission File Number of depositor and sponsor: | 333-191392 | ||||
Central Index Key Number of depositor and sponsor: | 0000006879 |
APPALACHIAN POWER COMPANY | ||
(Exact name of depositor and sponsor as specified in its charter) |
Delaware | 54-0124790 | ||||||||||
(State or other jurisdiction of | (I.R.S. Employer Identification No.) | ||||||||||
incorporation or organization) |
1 Riverside Plaza | |||||||||||
Columbus, | Ohio | 43215 | |||||||||
(Address of principal executive offices) | (Zip Code) |
Registrant's telephone number, including area code: | (614) | 716-1000 |
Securities registered pursuant to Section 12(b) of the Act: None | ||||||||||||||
Securities registered pursuant to Section 12(g) of the Act: None | ||||||||||||||
Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act. | Yes | ☐ | No | x | ||||||||||
Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15(d) of the Exchange Act. | Yes | ☐ | No | x | ||||||||||
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. | Yes | x | No | ☐ |
Indicate by checkmark whether the registrant has submitted electronically and posted on its corporate web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files). | Yes | x | No | ☐ | |||||||||||||||||||
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company, or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company” and “emerging growth company” in Rule 12b-2 of the Securities Exchange Act of 1934, as amended. Check One: | |||||||||||||||||||||||
Large accelerated filer | ☐ | Accelerated filer | ☐ | ||||||||||||||||||||
Non-accelerated filer | x | Smaller reporting company | ☐ | ||||||||||||||||||||
Emerging growth company | ☐ | ||||||||||||||||||||||
Indicate by check mark if the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). | Yes | ☐ | No | x |
Name | Age | Background | ||||||
President and manager of the Company. Vice president, chief financial officer and director of Appalachian Power Company (APCo), executive vice president and chief financial officer of American Electric Power Company, Inc. (AEP), and executive vice president, chief financial officer and director of American Electric Power Service Corporation, a subsidiary of AEP (Service Corporation) | ||||||||
Julie A. Sherwood | 50 | Treasurer and manager of the Company. Treasurer of APCo, treasurer of AEP and senior vice president treasury and risk of the Service Corporation since January 1, 2021. Joined the Service Corporation in 2004 and was appointed as director, external financial reporting in 2004, appointed director-investor relations in 2007, became vice president of market operations in 2014 and senior vice president-commercial operations in 2018. Treasurer of certain other AEP System companies. | ||||||
Renee V. Hawkins | Assistant treasurer and manager of the Company. Managing director corporate finance of the Service Corporation since 2003 and assistant treasurer of the Service Corporation since 2008. Assistant Treasurer of certain other AEP System companies. | |||||||
Manager of the Company. | ||||||||
Manager of the Company. |
Financial Statements. | ||||||||
Omitted pursuant to General Instruction J of Form 10-K as listed under Item 8 of this report. | ||||||||
Financial Statement Schedules. | ||||||||
Omitted pursuant to General Instruction J of Form 10-K as listed under Item 8 of this report. | ||||||||
Exhibits required by Item 601 of Regulation S-K (exhibits marked with an asterisk are filed herewith): | ||||||||
3.1 Certificate of Formation of the Issuing Entity filed with the Delaware Secretary of State on August 19, 2013. 3.2 Amended and Restated Limited Liability Company Agreement of the Issuing Entity executed as of October 28, 2013. 4.1 Indenture dated as of November 15, 2013 between the Issuing Entity and U.S. Bank National Association providing for the issuance of Senior Secured Consumer Rate Relief Bonds. 4.2 Form of Senior Secured Consumer Rate Relief Bonds. 10.1 Consumer Rate Relief Property Sale Agreement dated as of November 15, 2013 between the Issuing Entity and Appalachian Power Company, as seller. 10.2 Servicing Agreement dated as of November 15, 2013 between the Issuing Entity and Appalachian Power Company, as servicer. 10.3 Administration Agreement dated as of November 15, 2013 between the Issuing Entity and Appalachian Power Company, as servicer. *31.1 Certification. *33.1 Report on assessment of compliance with servicing criteria for asset-backed issuers for Appalachian Power Company, as servicer. *33.2 Report on assessment of compliance with servicing criteria for asset-backed issuers for U.S. Bank National Association, as Indenture Trustee. *34.1 Attestation report on assessment of compliance with servicing criteria for asset-backed securities of PricewaterhouseCoopers LLP on behalf of Appalachian Power Company, as servicer. *34.2 Attestation report on assessment of compliance with servicing criteria for asset-backed securities of Ernst & Young LLP on behalf of U.S. Bank National Association, as Indenture Trustee. *35.1 Servicer compliance statement of Appalachian Power Company, as servicer. *104 Cover Page Interactive Data File - The cover page iXBRL tags are embedded within the inline XBRL document. |
Appalachian Consumer Rate Relief Funding LLC | ||||||||
(Issuing Entity) | ||||||||
By: Appalachian Power Company, as Servicer | ||||||||
/s/ | ||||||||
Treasurer and Senior Officer in Charge of the Servicing Function |