UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

FORM 10-K/A

 

xANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

For the fiscal year ended December 31, 20112016

or

 

¨TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

For the transition period from                    to                         

Commission File Number 000-51274

 

EQUINOX FRONTIER FUNDS

 

THE FRONTIER FUND

EQUINOX FRONTIER DIVERSIFIED SERIES; FRONTIER DYNAMIC SERIES;FUND;

EQUINOX FRONTIER LONG/SHORT COMMODITY SERIES;FUND;

EQUINOX FRONTIER MASTERS SERIES;FUND;

EQUINOX FRONTIER BALANCED SERIES; BERKELEY/GRAHAM/TIVERTON SERIES; CURRENCY SERIES; LONG ONLY COMMODITY SERIES; MANAGED FUTURES INDEX SERIES;FUND;

EQUINOX FRONTIER SELECT FUND;

EQUINOX FRONTIER WINTON SERIES; WINTON/GRAHAM SERIESFUND;

EQUINOX FRONTIER HERITAGE FUND

(Exact Name of Registrant as specified in Its Charter)

 

Delaware 36-6815533

(State or Other Jurisdiction of

Incorporation or Organization)

 

(IRS Employer

Identification No.)

c/o Equinox Fund Management, LLC

1775 Sherman Street, Suite 2500,

Denver, Colorado

 80203
(Address of Principal Executive Offices) (Zip Code)

Registrant’s Telephone Number, Including Area Code: (303) 837-0600

Securities registered pursuant to Section 12(b) of the Act: None

Securities registered pursuant to Section 12(g) of the Act:

Title of Each Class

Equinox Frontier Diversified SeriesFund Class 1, Class 2 and Class 3 Units;

Frontier Dynamic Series Class 1, Class 2 and Class 3 Units;

Equinox Frontier Long/Short Commodity Series Class 1,Fund Class 2, Class 3, Class 1a, Class 2a and Class 3a Units;

Equinox Frontier Masters SeriesFund Class 1, Class 2 and Class 3 Units;

Equinox Frontier Balanced SeriesFund Class 1, Class 2,1AP, Class 3, Class 1a,2, Class 2a and Class 3a Units;

Berkeley/Graham/Tiverton SeriesEquinox Frontier Select Fund Class 1, Class 21AP, and Class 32 Units;

Currency SeriesEquinox Frontier Winton Fund Class 1, Class 21AP, and Class 32 Units;

Long Only Commodity SeriesEquinox Frontier Heritage Fund Class 1, Class 21AP, and Class 3 Units;2 Units

Managed Futures Index Series Class 1, Class 2 and Class 3 Units

Winton Series Class 1, Class 2 and Class 3 Units;

Winton/Graham Series Class 1, Class 2 and Class 3 Units

 

Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act.    Yes  ¨    No  x

Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15(d) of the Act.    Yes  ¨    No  x

Indicate by check mark whether the registrant: (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.    Yes  x    No  ¨

Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files).    Yes  x    No  ¨

Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K (§229.405) is not contained herein, and will not be contained, to the best of registrant’s knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K.    x

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act. (Check One):

 

Large Accelerated Filer ¨ Accelerated Filer ¨
Non-Accelerated Filer x  (Do not check if a smaller reporting company) Smaller Reporting Company ¨

Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act).    Yes  ¨    No  x

 

The Equinox Frontier Funds’ units of beneficial interest are not traded on any market and, accordingly, do not have an aggregate market value. Units outstanding as of December 31, 2016 were: 438,024 for the Equinox Frontier Diversified Fund, 80,593 for the Equinox Frontier Long/Short Commodity Fund, 142,761 for the Equinox Frontier Masters Fund, 555,520 for the Equinox Frontier Balanced Fund, 122,869 for the Equinox Frontier Select Fund, 185,748 for the Equinox Frontier Winton Fund and 78,770, for the Equinox Frontier Heritage Fund.

Explanatory Note

The sole purpose of this Amendment No. 1 to the Annual Report on Form 10-K for the year ended December 31, 20112016 (the “Form 10-K”"Form 10-K") of TheEquinox Frontier Fund,Funds, as filed with the Securities and Exchange Commission on March 30, 2012,31, 2017, is to furnish Exhibit 101 to the Form 10-K in accordance with Rule 405 of Regulation S-T. Exhibit 101 provides the financial statements and related notes from the Form 10-K formatted in XBRL (eXtensible Business Reporting Language). Exhibit 101 was not furnished with the Form 10-K previously and no other changes have been made to the Form 10-K.

This Amendment No. 1 to the Form 10-K does not reflect events that may have occurred subsequent to the original filing date of the Form 10-K and does not modify or update in any way disclosures made in the Form 10-K as originally filed.

Pursuant to Rule 406T of Regulation S-T, the interactive data files in Exhibit 101 hereto are deemed not filed or part of a registration statement or prospectus for purposes of Sections 11 or 12 of the Securities Act of 1933, as amended, are deemed not filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, and otherwise are not subject to liability under those sections.

Item 6. Exhibits.

 

31.1 Certification of Principal Executive Officer of the Managing Owner pursuant to Rules 13a-14(a) and 15d-14(a) of the Securities Exchange Act of 1934. (filed herewith)
31.2 Certification of Principal Executive Officer of the Managing Owner pursuant to Rules 13a-14(a) and 15d-14(a) of the Securities Exchange Act of 1934. (filed herewith)
32.1 Certification pursuant to 18 U.S.C. Section 1350, as enacted by Section 906 of The Sarbanes-Oxley Act of 2002. (furnished herewith)
32.2 Certification pursuant to 18 U.S.C. Section 1350, as enacted by Section 906 of The Sarbanes-Oxley Act of 2002. (furnished herewith)
32.3 Certification pursuant to 18 U.S.C. Section 1350, as enacted by Section 906 of The Sarbanes-Oxley Act of 2002. (furnished herewith)
32.4 Certification pursuant to 18 U.S.C. Section 1350, as enacted by Section 906 of The Sarbanes-Oxley Act of 2002. (furnished herewith)
32.5 Certification pursuant to 18 U.S.C. Section 1350, as enacted by Section 906 of The Sarbanes-Oxley Act of 2002. (furnished herewith)
32.6 Certification pursuant to 18 U.S.C. Section 1350, as enacted by Section 906 of The Sarbanes-Oxley Act of 2002. (furnished herewith)
32.7 Certification pursuant to 18 U.S.C. Section 1350, as enacted by Section 906 of The Sarbanes-Oxley Act of 2002. (furnished herewith)
32.8 Certification pursuant to 18 U.S.C. Section 1350, as enacted by Section 906 of The Sarbanes-Oxley Act of 2002. (furnished herewith)
32.9 Certification pursuant to 18 U.S.C. Section 1350, as enacted by Section 906 of The Sarbanes-Oxley Act of 2002. (furnished herewith)
32.10Certification pursuant to 18 U.S.C. Section 1350, as enacted by Section 906 of The Sarbanes-Oxley Act of 2002. (furnished herewith)
32.11Certification pursuant to 18 U.S.C. Section 1350, as enacted by Section 906 of The Sarbanes-Oxley Act of 2002. (furnished herewith)
32.12Certification pursuant to 18 U.S.C. Section 1350, as enacted by Section 906 of The Sarbanes-Oxley Act of 2002. (furnished herewith)
101 The following financial information for The Frontier Fund formatted in XBRL (eXtensible Business Reporting Language): (i) Consolidated Balance Sheets, (ii) Consolidated Statements of Operations, (iii) Consolidated Statements of Stockholders’ Equity and Comprehensive Loss (Income), (iv) Consolidated Statements of Cash Flows and (v) the Notes to Consolidated Financial Statements.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

 TheEquinox Frontier FundFunds
 (Registrant)
Date: April 9, 20123, 2017By:/s/     Robert J. Enck

 Robert J. Enck
 

President and Chief Executive Officer

of Equinox Fund Management, LLC,

the Managing Owner of TheEquinox Frontier FundFunds

Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.

Equinox Fund Management, LLC

    BY:/s/ Robert J. Enck    April 9, 2012    

Robert J. Enck, Chairman and Member of the Executive Committee

of The Frontier Fund

President and Chief Executive Officer of Equinox Fund

Management, LLC, the Managing Owner of The Frontier Fund

/s/ Brent BalesApril 9, 2012

Brent Bales, Principal Financial Officer and Principal Accounting Officer of

Equinox Fund Management, LLC,

the Managing Owner of The Frontier Fund

/s/ Richard E. BornhoftApril 9, 2012

Richard E. Bornhoft, Member of the Executive Committee of The Frontier Fund

Chief Investment Officer of Equinox Fund Management, LLC,

the Managing Owner of The Frontier Fund

/s/ David P. DeMuthApril 9, 2012

David P. DeMuth, Member of the Executive Committee of The Frontier Fund

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

Balanced Series,

a Series of The Frontier Fund

(Registrant)

Date: April 9, 2012By:/s/ Robert J. Enck

Robert J. Enck

President and Chief Executive Officer

of Equinox Fund Management, LLC,

the Managing Owner of The Frontier Fund

Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.

Equinox Fund Management, LLC

    BY:/s/ Robert J. Enck    April 9, 2012    

Robert J. Enck, Chairman and Member of the Executive Committee

of The Frontier Fund

President and Chief Executive Officer of Equinox Fund

Management, LLC, the Managing Owner of The Frontier Fund

/s/ Brent BalesApril 9, 2012

Brent Bales, Principal Financial Officer and Principal Accounting Officer of

Equinox Fund Management, LLC,

the Managing Owner of The Frontier Fund

/s/ Richard E. BornhoftApril 9, 2012

Richard E. Bornhoft, Member of the Executive Committee of The Frontier Fund

Chief Investment Officer of Equinox Fund Management, LLC,

the Managing Owner of The Frontier Fund

/s/ David P. DeMuthApril 9, 2012

David P. DeMuth, Member of the Executive Committee of The Frontier Fund

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.

Equinox Fund Management, LLC

 

BY:/s/
Robert J. Enck April 3, 2017
 Winton/Graham Series,
Robert J. Enck, Chairman and Member of the Executive Committee of Equinox Frontier Funds 
 President and Chief Executive Officer of Equinox Fund Management, LLC, the Managing Owner of Equinox Frontier Funds
/s/David P. DeMuthApril 3, 2017
David P. DeMuth, Member of the Executive Committee of Equinox Frontier Funds
Frontier Fund Management LLC
BY:/s/Patrick KaneApril 3, 2017
Patrick Kane, Member of the Executive Committee of Frontier Fund Management LLC
/s/Patrick HartApril 3, 2017
Patrick Hart, Member of the Executive Committee of Frontier Fund Management LLC

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

Equinox Frontier Balanced Fund,
a Series of TheEquinox Frontier FundFunds

(Registrant)

(Registrant)
Date: April 9, 20123, 2017By:/s/     Robert J. Enck

 Robert J. Enck
 

President and Chief Executive Officer

of Equinox Fund Management, LLC,

the Managing Owner of TheEquinox Frontier FundFunds

Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.

Equinox Fund Management, LLC

 

BY:/s/Robert J. Enck April 9, 2012    3, 2017
 

Robert J. Enck, Chairman and Member of the Executive Committee

of TheEquinox Frontier Fund

Funds		 
 

President and Chief Executive Officer of Equinox Fund

Management, LLC, the Managing Owner of TheEquinox Frontier Fund

Funds		 
 /s/ Brent BalesApril 9, 2012

Brent Bales, Principal Financial Officer and Principal Accounting Officer of

Equinox Fund Management, LLC,

the Managing Owner of The Frontier Fund

/s/ Richard E. BornhoftApril 9, 2012

Richard E. Bornhoft, Member of the Executive Committee of The Frontier Fund

Chief Investment Officer of Equinox Fund Management, LLC,

the Managing Owner of The Frontier Fund

/s/ David P. DeMuth April 9, 20123, 2017

 David P. DeMuth, Member of the Executive Committee of TheEquinox Frontier FundFunds 

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 Winton Series,

a Series of The Frontier Fund

(Registrant)

Date: April 9, 2012By:/s/ Robert J. Enck

Robert J. Enck

President and Chief ExecutiveInvestment Officer

of Equinox Fund Management, LLC

the Managing Owner of TheEquinox Frontier Funds

Frontier Fund Management LLC
BY:/s/Patrick KaneApril 3, 2017

Patrick Kane, Member of the Executive Committee of Frontier Fund Management LLC
/s/Patrick HartApril 3, 2017
Patrick Hart, Member of the Executive Committee of Frontier Fund Management LLC

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.

Equinox Fund Management, LLC

 

Equinox Frontier Heritage Fund,
 BY:/s/ Robert J. Enck    April 9, 2012    

Robert J. Enck, Chairman and Member of the Executive Committee

of The Frontier Fund

President and Chief Executive Officer of Equinox Fund

Management, LLC, the Managing Owner of The Frontier Fund

/s/ Brent BalesApril 9, 2012

Brent Bales, Principal Financial Officer and Principal Accounting Officer of

Equinox Fund Management, LLC,

the Managing Owner of The Frontier Fund

/s/ Richard E. BornhoftApril 9, 2012

Richard E. Bornhoft, Member of the Executive Committee of The Frontier Fund

Chief Investment Officer of Equinox Fund Management, LLC,

the Managing Owner of The Frontier Fund

/s/ David P. DeMuthApril 9, 2012

David P. DeMuth, Member of the Executive Committee of The Frontier Fund

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

Tiverton/Graham/Transtrend Series,

a Series of TheEquinox Frontier FundFunds

(Registrant)

(Registrant)
Date: April 9, 20123, 2017By:/s/     Robert J. Enck

 Robert J. Enck
 

President and Chief Executive

Officer

of Equinox
Fund Management, LLC,

the Managing Owner of The Equinox
Frontier FundFunds

Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.

Equinox Fund Management, LLC

 

BY:/s/Robert J. Enck April 9, 2012    3, 2017
 

Robert J. Enck, Chairman and Member of the Executive Committee

of TheEquinox Frontier Fund

Funds		 
 

President and Chief Executive Officer of Equinox Fund

Management, LLC, the Managing Owner of TheEquinox Frontier Fund

Funds		 
 /s/ Brent BalesApril 9, 2012

Brent Bales, Principal Financial Officer and Principal Accounting Officer of

Equinox Fund Management, LLC,

the Managing Owner of The Frontier Fund

/s/ Richard E. BornhoftApril 9, 2012

Richard E. Bornhoft, Member of the Executive Committee of The Frontier Fund

Chief Investment Officer of Equinox Fund Management, LLC,

the Managing Owner of The Frontier Fund

/s/ David P. DeMuth April 9, 20123, 2017

 David P. DeMuth, Member of the Executive Committee of TheEquinox Frontier FundFunds 
Frontier Fund Management LLC
BY:/s/Patrick KaneApril 3, 2017
Patrick Kane, Member of the Executive Committee of Frontier Fund Management LLC
/s/Patrick HartMarch 31, 2017
Patrick Hart, Member of the Executive Committee of Frontier Fund Management LLC

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

Equinox Frontier Winton Fund,
Currency Series,

a Series of TheEquinox Frontier FundFunds

(Registrant)

(Registrant)
Date: April 9, 20123, 2017By:/s/     Robert J. Enck

 Robert J. Enck
 

President and Chief Executive Officer

of Equinox Fund Management, LLC,

the Managing Owner of TheEquinox Frontier FundFunds

Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.

Equinox Fund Management, LLC

 

BY:/s/Robert J. Enck April 9, 2012    3, 2017
 

Robert J. Enck, Chairman and Member of the Executive Committee

of TheEquinox Frontier Fund

Funds		 
 

President and Chief Executive Officer of Equinox Fund

Management, LLC, the Managing Owner of TheEquinox Frontier Fund

Funds		 
 /s/ Brent BalesApril 9, 2012

Brent Bales, Principal Financial Officer and Principal Accounting Officer of

Equinox Fund Management, LLC,

the Managing Owner of The Frontier Fund

/s/ Richard E. BornhoftApril 9, 2012

Richard E. Bornhoft, Member of the Executive Committee of The Frontier Fund

Chief Investment Officer of Equinox Fund Management, LLC,

the Managing Owner of The Frontier Fund

/s/ David P. DeMuth April 9, 20123, 2017

 David P. DeMuth, Member of the Executive Committee of TheEquinox Frontier FundFunds 
Frontier Fund Management LLC
BY:/s/Patrick KaneApril 3, 2017
Patrick Kane, Member of the Executive Committee of Frontier Fund Management LLC
/s/Patrick HartApril 3, 2017
Patrick Hart, Member of the Executive Committee of Frontier Fund Management LLC

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

Equinox Frontier Select Fund,
Long Only Commodity Series,

a Series of TheEquinox Frontier FundFunds

(Registrant)

(Registrant)
Date: April 9, 20123, 2017By:/s/     Robert J. Enck

 Robert J. Enck
 

President and Chief Executive Officer

of Equinox Fund Management, LLC,

the Managing Owner of TheEquinox Frontier FundFunds

Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.

Equinox Fund Management, LLC

 

BY:/s/Robert J. Enck April 9, 2012    3, 2017
 

Robert J. Enck, Chairman and Member of the Executive Committee

of TheEquinox Frontier Fund

Funds		 
 

President and Chief Executive Officer of Equinox Fund

Management, LLC, the Managing Owner of TheEquinox Frontier Fund

Funds		 
 /s/ Brent BalesApril 9, 2012

Brent Bales, Principal Financial Officer and Principal Accounting Officer of

Equinox Fund Management, LLC,

the Managing Owner of The Frontier Fund

/s/ Richard E. BornhoftApril 9, 2012

Richard E. Bornhoft, Member of the Executive Committee of The Frontier Fund

Chief Investment Officer of Equinox Fund Management, LLC,

the Managing Owner of The Frontier Fund

/s/ David P. DeMuth April 9, 20123, 2017

 David P. DeMuth, Member of the Executive Committee of TheEquinox Frontier FundFunds 
Frontier Fund Management LLC
BY:/s/Patrick KaneApril 3, 2017
Patrick Kane, Member of the Executive Committee of Frontier Fund Management LLC
/s/Patrick HartApril 3, 2017
Patrick Hart, Member of the Executive Committee of Frontier Fund Management LLC

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

Equinox Frontier Long/Short Commodity Series,Fund,

a Series of TheEquinox Frontier FundFunds

(Registrant)

(Registrant)
Date: April 9, 20123, 2017By:/s/Robert J. Enck

 Robert J. Enck
 

President and Chief Executive Officer

of Equinox Fund Management, LLC,

the Managing Owner of TheEquinox Frontier FundFunds

Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.

Equinox Fund Management, LLC

 

BY:/s/Robert J. Enck April 9, 2012    3, 2017
 

Robert J. Enck, Chairman and Member of the Executive Committee

of TheEquinox Frontier Fund

Funds		 
 

President and Chief Executive Officer of Equinox Fund

Management, LLC, the Managing Owner of TheEquinox Frontier Fund

Funds		 
 /s/ Brent BalesApril 9, 2012

Brent Bales, Principal Financial Officer and Principal Accounting Officer of

Equinox Fund Management, LLC,

the Managing Owner of The Frontier Fund

/s/ Richard E. BornhoftApril 9, 2012

Richard E. Bornhoft, Member of the Executive Committee of The Frontier Fund

Chief Investment Officer of Equinox Fund Management, LLC,

the Managing Owner of The Frontier Fund

/s/ David P. DeMuth April 9, 20123, 2017

 David P. DeMuth, Member of the Executive Committee of TheEquinox Frontier FundFunds 
Frontier Fund Management LLC
BY:/s/Patrick KaneApril 3, 2017
Patrick Kane, Member of the Executive Committee of Frontier Fund Management LLC
/s/Patrick HartApril 3, 2017
Patrick Hart, Member of the Executive Committee of Frontier Fund Management LLC

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

Equinox Frontier Diversified Fund,
Managed Futures Index Series,

a Series of TheEquinox Frontier FundFunds

(Registrant)

(Registrant)
Date: April 9, 20123, 2017By:/s/     Robert J. Enck

 Robert J. Enck
 

President and Chief Executive Officer of Equinox Fund

Management, LLC, the Managing Owner
of Equinox Fund Management, LLC, the

Managing Owner of The Frontier FundFunds

Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.

Equinox Fund Management, LLC

 

BY:/s/Robert J. Enck April 9, 20123, 2017
 

Robert J. Enck, Chairman and Member of the Executive Committee

of TheEquinox Frontier Fund

Funds		 
 

President and Chief Executive Officer of Equinox Fund

Management, LLC, the Managing Owner of TheEquinox Frontier Fund

Funds		 
 /s/ Brent BalesApril 9, 2012

Brent Bales, Principal Financial Officer and Principal Accounting Officer of

Equinox Fund Management, LLC,

the Managing Owner of The Frontier Fund

/s/ Richard E. BornhoftApril 9, 2012

Richard E. Bornhoft, Member of the Executive Committee of The Frontier Fund

Chief Investment Officer of Equinox Fund Management, LLC,

the Managing Owner of The Frontier Fund

/s/ David P. DeMuth April 9, 20123, 2017

 David P. DeMuth, Member of the Executive Committee of TheEquinox Frontier FundFunds 
Frontier Fund Management LLC
BY:/s/Patrick KaneApril 3, 2017
Patrick Kane, Member of the Executive Committee of Frontier Fund Management LLC
/s/Patrick HartApril 3, 2017
Patrick Hart, Member of the Executive Committee of Frontier Fund Management LLC

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

Equinox Frontier Masters Fund,
Frontier Diversified Series,

a Series of TheEquinox Frontier FundFunds

(Registrant)

(Registrant)
Date: April 9, 20123, 2017By:/s/     Robert J. Enck

 Robert J. Enck
 

President and Chief Executive Officer of Equinox Fund

Management, LLC, the Managing Owner

of TheEquinox Frontier FundFunds

Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.

Equinox Fund Management, LLC

 

BY:/s/Robert J. Enck April 9, 2012    3, 2017
 

Robert J. Enck, Chairman and Member of the Executive Committee

of TheEquinox Frontier Fund

Funds		 
 

President and Chief Executive Officer of Equinox Fund

Management, LLC, the Managing Owner of TheEquinox Frontier Fund

Funds		 
 /s/ Brent BalesApril 9, 2012

Brent Bales, Principal Financial Officer and Principal Accounting Officer of

Equinox Fund Management, LLC,

the Managing Owner of The Frontier Fund

/s/ Richard E. BornhoftApril 9, 2012

Richard E. Bornhoft, Member of the Executive Committee of The Frontier Fund

Chief Investment Officer of Equinox Fund Management, LLC,

the Managing Owner of The Frontier Fund

/s/ David P. DeMuth April 9, 20123, 2017

 David P. DeMuth, Member of the Executive Committee of TheEquinox Frontier Fund

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

Frontier Dynamic Series,

a Series of The Frontier Fund

(Registrant)

Date: April 9, 2012By:/s/ Robert J. Enck

Robert J. Enck

President and Chief Executive Officer of Equinox Fund

Management, LLC, the Managing Owner

of The Frontier Fund

Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.

Equinox Fund Management, LLC

    BY:/s/ Robert J. EnckFunds  April 9, 2012    
 

 
Frontier Fund Management LLC 

Robert J. Enck, Chairman and Member of the Executive Committee

of The Frontier Fund

 
 

President and Chief Executive Officer of Equinox Fund

Management, LLC, the Managing Owner of The Frontier Fund

BY:/s/ Brent BalesPatrick Kane April 9, 20123, 2017
 

Brent Bales, Principal Financial Officer and Principal Accounting Officer of

Equinox Fund Management, LLC,

the Managing Owner of The Frontier Fund

/s/ Richard E. BornhoftApril 9, 2012

Richard E. Bornhoft,Patrick Kane, Member of the Executive Committee of The Frontier Fund Management LLC 
 

Chief Investment Officer of Equinox Fund Management, LLC,

the Managing Owner of The Frontier Fund

 
 /s/ David P. DeMuthPatrick Hart April 9, 20123, 2017
 

David P. DeMuth,Patrick Hart, Member of the Executive Committee of The Frontier Fund

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

Frontier Masters Series,

a Series of The Frontier Fund

(Registrant)

Date: April 9, 2012By:/s/ Robert J. Enck

Robert J. Enck

President and Chief Executive Officer of Equinox Fund

Management, LLC, the Managing Owner

of The Frontier Fund

Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.

Equinox Fund Management LLC

    BY:/s/ Robert J. Enck  April 9, 2012    

Robert J. Enck, Chairman and Member of the Executive Committee

of The Frontier Fund

President and Chief Executive Officer of Equinox Fund

Management, LLC, the Managing Owner of The Frontier Fund

/s/ Brent BalesApril 9, 2012

Brent Bales, Principal Financial Officer and Principal Accounting Officer of

Equinox Fund Management, LLC,

the Managing Owner of The Frontier Fund

/s/ Richard E. BornhoftApril 9, 2012

Richard E. Bornhoft, Member of the Executive Committee of The Frontier Fund

Chief Investment Officer of Equinox Fund Management, LLC,

the Managing Owner of The Frontier Fund

/s/ David P. DeMuthApril 9, 2012

David P. DeMuth, Member of the Executive Committee of The Frontier Fund