LEFTERIS ACQUISITION CORP. |
(Exact name of registrant as specified in its charter) |
Delaware | 85-2646550 | |
(State or other jurisdiction of incorporation or organization) | (I.R.S. Employer Identification No.) |
292 Newbury Street, Suite 293 Boston, MA 02115 |
(Address of Principal Executive Offices, including zip code) |
(617) 510-1991 |
(Registrant’s telephone number, including area code) |
N/A |
(Former name, former address and former fiscal year, if changed since last report) |
Title of each class | Trading Symbol(s) | Name of each exchange on which registered | ||
Units, each consisting of one share of Class A common stock, $0.0001 par value, and one-third of one redeemable warrant | LFTRU | The Nasdaq Stock Market LLC | ||
Shares of Class A common stock included as part of the units | LFTR | The Nasdaq Stock Market LLC | ||
Redeemable warrants included as part of the units, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 | LFTRW | The Nasdaq Stock Market LLC |
☐ | Large accelerated filer | ☐ | Accelerated filer |
☒ | Non-accelerated filer | ☒ | Smaller reporting company |
☒ | Emerging growth company |
Page | ||
PART 1 – FINANCIAL INFORMATION | ||
Item 1. | Financial Statements | |
1 | ||
2 | ||
3 | ||
4 | ||
5 | ||
Item 2. | 17 | |
Item 3. | 19 | |
Item 4. | 19 | |
PART II – OTHER INFORMATION | ||
Item 1. | 19 | |
Item 1A. | 19 | |
Item 2. | 19 | |
Item 3. | 20 | |
Item 4. | 20 | |
Item 5. | 20 | |
Item 6. | 20 | |
21 |
June 30, 2021 | December 31, 2020 | September 30, 2021 | December 31, 2020 | |||||||||||||
(Unaudited) | (Unaudited) | |||||||||||||||
ASSETS | ||||||||||||||||
Current assets | ||||||||||||||||
Cash | $ | 357,896 | $ | 1,017,569 | $ | 70,520 | $ | 1,017,569 | ||||||||
Due from Sponsor | 0 | 141,979 | 0 | 141,979 | ||||||||||||
Prepaid expenses | 330,937 | 416,800 | 256,369 | 416,800 | ||||||||||||
Total Current Assets | 688,833 | 1,576,348 | 326,889 | 1,576,348 | ||||||||||||
Investments held in Trust Account | 207,164,066 | 207,128,528 | 207,166,731 | 207,128,528 | ||||||||||||
Total Assets | $ | 207,852,899 | $ | 208,704,876 | $ | 207,493,620 | $ | 208,704,876 | ||||||||
LIABILITIES AND STOCKHOLDERS' EQUITY | ||||||||||||||||
LIABILITIES, CLASS A COMMON STOCK SUBJECT TO POSSIBLE REDEMPTION AND STOCKHOLDERS’ DEFICIT | ||||||||||||||||
Current liabilities | ||||||||||||||||
Accrued expenses | $ | 1,612,356 | $ | 520,828 | $ | 1,975,734 | $ | 520,828 | ||||||||
Accrued offering costs | 5,000 | 48,475 | 0 | 48,475 | ||||||||||||
Promissory note — related party | 0 | 170,337 | 0 | 170,337 | ||||||||||||
Total Current Liabilities | 1,617,356 | 739,640 | 1,975,734 | 739,640 | ||||||||||||
Warrant liability | 12,098,953 | 23,890,377 | 8,960,879 | 23,890,377 | ||||||||||||
Deferred underwriting fee payable | 7,248,463 | 7,248,463 | 7,248,463 | 7,248,463 | ||||||||||||
Total Liabilities | 20,964,772 | 31,878,480 | 18,185,076 | 31,878,480 | ||||||||||||
Commitments and Contingencies | 0 | 0 | 0 | 0 | ||||||||||||
Class A common stock subject to possible redemption, 18,188,812 and 17,182,639 shares at June 30, 2021 and December 31, 2020 at $10.00 per share redemption value | 181,888,120 | 171,826,390 | ||||||||||||||
Class A common stock subject to possible redemption, 20,709,894 shares at September 30, 2021 and December 31, 2020 at $10.00 per share redemption value | 207,098,940 | 207,098,940 | ||||||||||||||
Stockholders' Equity | ||||||||||||||||
Stockholders’ Deficit | ||||||||||||||||
Preferred stock, $0.0001 par value; 1,000,000 shares authorized; NaN issued and outstanding | 0 | 0 | 0 | 0 | ||||||||||||
Class A common stock, $0.0001 par value; 100,000,000 shares authorized; 2,521,082 and 3,527,255 issued and outstanding (excluding 18,188,812 and 17,182,639 shares subject to possible redemption) at June 30, 2021 and December 31, 2020, respectively | 252 | 353 | ||||||||||||||
Class B common stock, $0.0001 par value; 10,000,000 shares authorized; 5,177,473 shares issued and outstanding at June 30, 2021 and December 31, 2020 | 518 | 518 | ||||||||||||||
Class A common stock, $0.0001 par value; 100,000,000 shares authorized; NaN issued or outstanding | 0 | 0 | ||||||||||||||
Class B common stock, $0.0001 par value; 10,000,000 shares authorized; 5,177,473 shares issued and outstanding at September 30, 2021 and December 31, 2020 | 518 | 518 | ||||||||||||||
Additional paid-in capital | 7,811,859 | 17,873,488 | 0 | 0 | ||||||||||||
Accumulated deficit | (2,812,622 | ) | (12,874,353 | ) | (17,790,914 | ) | (30,273,062 | ) | ||||||||
Total Stockholders' Equity | 5,000,007 | 5,000,006 | ||||||||||||||
Total Liabilities and Stockholders' Equity | $ | 207,852,899 | $ | 208,704,876 | ||||||||||||
Total Stockholders’ Deficit | (17,790,396 | ) | (30,272,544 | ) | ||||||||||||
Total Liabilities, Class A Common Stock Subject to Possible Redemption and Stockholders’ Deficit | $ | 207,493,620 | $ | 208,704,876 |
Three Months Ended June 30, | Six Months Ended June 30, | |||||||
2021 | 2021 | |||||||
General and administrative expenses | $ | 667,840 | $ | 1,765,231 | ||||
Loss from operations | (667,840 | ) | (1,765,231 | ) | ||||
Other income: | ||||||||
Interest earned on investments held in Trust Account | 7,405 | 35,538 | ||||||
Change in fair value of warrant liability | 944,309 | 11,791,424 | ||||||
Total Other income | 951,714 | 11,826,962 | ||||||
Income before income taxes | $ | 283,874 | $ | 10,061,731 | ||||
Benefit (provision) for income taxes | 0 | 0 | ||||||
Net income | $ | 283,874 | $ | 10,061,731 | ||||
Weighted average shares outstanding of Class A common stock subject to possible redemption | 20,709,894 | 20,709,894 | ||||||
Basic and diluted income per share, Class A common stock subject to possible redemption | $ | 0.00 | $ | 0.00 | ||||
Weighted average shares outstanding of Class A and Class B non-redeemable common stock | 5,177,473 | 5,177,473 | ||||||
Basic and diluted net income per share, Class A and Class B non-redeemable common stock | $ | 0.05 | $ | 1.94 |
For The Three Months Ended September 30, | For The Nine Months Ended September 30, | For the Period from August 20, 2020 (inception) through September 30, | ||||||||||
2021 | 2021 | 2020 | ||||||||||
General and administrative expenses | $ | 720,322 | $ | 2,485,553 | $ | 2,245 | ||||||
Loss from operations | (720,322 | ) | (2,485,553 | ) | (2,245 | ) | ||||||
Other income (expense): | ||||||||||||
Interest earned on investments held in Trust Account | 2,665 | 38,203 | 0 | |||||||||
Change in fair value of warrant liabilities | 3,138,074 | 14,929,498 | 0 | |||||||||
Total other income | 3,140,739 | 14,967,701 | 0 | |||||||||
Income (loss) before provision for income taxes | 2,420,417 | 12,482,148 | (2,245 | ) | ||||||||
Benefit (provision) for income taxes | 0 | 0 | 0 | |||||||||
Net income (loss) | $ | 2,420,417 | $ | 12,482,148 | $ | (2,245 | ) | |||||
Basic and Diluted weighted average shares outstanding of Class A common stock subject to possible redemption | 20,709,894 | 20,709,894 | 0 | |||||||||
Basic and diluted net income per share, Class A common stock, subject to possible redemption | $ | 0.09 | $ | 0.48 | $ | 0 | ||||||
Basic and diluted weighted average shares outstanding of Class B non-redeemable common stock | 5,177,473 | 5,177,473 | 5,750,000 | |||||||||
Basic and diluted net income per share, Class B non-redeemable common stock | $ | 0.09 | $ | 0.48 | $ | 0 |
Class A Common Stock | Class B Common Stock | Additional Paid-in | Accumulated | Total Stockholders’ | ||||||||||||||||||||||||
Shares | Amount | Shares | Amount | Capital | Deficit | Equity | ||||||||||||||||||||||
Balance – January 1, 2021 | 3,527,255 | $ | 353 | 5,177,473 | $ | 518 | $ | 17,873,488 | $ | (12,874,353 | ) | $ | 5,000,006 | |||||||||||||||
Change in Class A Common stock subject to possible redemption | (977,786 | ) | (98 | ) | 0 | 0 | (9,777,762 | ) | 0 | (9,777,860 | ) | |||||||||||||||||
Net income | — | 0 | — | 0 | 0 | 9,777,857 | 9,777,857 | |||||||||||||||||||||
Balance – March 31, 2021 | 2,549,469 | $ | 255 | 5,177,473 | $ | 518 | $ | 8,095,726 | $ | (3,096,496 | ) | $ | 5,000,003 | |||||||||||||||
Change in Class A Common stock subject to possible redemption | (28,387 | ) | (3 | ) | 0 | 0 | (283,867 | ) | 0 | (283,870 | ) | |||||||||||||||||
Net income | — | 0 | — | 0 | 0 | 283,874 | 283,874 | |||||||||||||||||||||
Balance – June 30, 2021 | 2,521,082 | $ | 252 | 5,177,473 | $ | 518 | $ | 7,811,859 | $ | (2,812,622 | ) | $ | 5,000,007 |
Class A Common Stock | Class B Common Stock | Additional Paid-in | Accumulated | Total Stockholders’ | ||||||||||||||||||||||||
Shares | Amount | Shares | Amount | Capital | Deficit | Deficit | ||||||||||||||||||||||
Balance – January 1, 2021 | 0 | $ | 0 | 5,177,473 | $ | 518 | $ | 0 | $ | (30,273,062 | ) | $ | (30,272,544 | ) | ||||||||||||||
Net income | — | 0 | — | 0 | 0 | 9,777,857 | 9,777,857 | |||||||||||||||||||||
Balance – March 31, 2021 (unaudited) | 0 | $ | 0 | 5,177,473 | $ | 518 | $ | 0 | $ | (20,495,205 | ) | $ | (20,494,687 | ) | ||||||||||||||
Net income | — | 0 | — | 0 | 0 | 283,874 | 283,874 | |||||||||||||||||||||
Balance – June 30, 2021 (unaudited) | 0 | $ | 0 | 5,177,473 | $ | 518 | $ | 0 | $ | (20,211,331 | ) | $ | (20,210,813 | ) | ||||||||||||||
Net income | — | 0 | — | 0 | 0 | 2,420,417 | 2,420,417 | |||||||||||||||||||||
Balance – September 30, 2021 (unaudited) | 0 | $ | 0 | 5,177,473 | $ | 518 | $ | 0 | $ | (17,790,914 | ) | $ | (17,790,396 | ) |
Class A Common Stock | Class B Common Stock | Additional Paid-in | Accumulated | Total Stockholders’ | ||||||||||||||||||||||||
Shares | Amount | Shares | Amount | Capital | Deficit | Equity | ||||||||||||||||||||||
Balance – August 20, 2020 (inception) | 0 | $ | 0 | 0 | $ | 0 | $ | 0 | $ | 0 | $ | 0 | ||||||||||||||||
Issuance of Class B common stock to Sponsor (1) | 0 | 0 | 5,750,000 | 575 | 24,425 | 0 | 25,000 | |||||||||||||||||||||
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Net loss | — | 0 | — | 0 | 0 | (2,245 | ) | (2,245 | ) | |||||||||||||||||||
Balance – September 30, 2020 (unaudited) | 0 | $ | 0 | 5,750,000 | $ | 575 | $ | 24,425 | $ | (2,245 | ) | $ | (22,755 | ) |
(1) | Included an aggregate of up to 750,000 Class B ordinary shares subject to forfeiture if the over-allotment was not exercised in full or in part by the underwriters (see Note 5). On September 16, 2020, the Company effected a stock dividend of 1,437,500 shares and on October 20, 2020, the Company canceled 718,750 shares of Class B common stock, resulting in an aggregate of 5,750,000 shares of Class B common stock outstanding (see Note 5). All share and per-share amounts have been retroactively restated to reflect the share transactions. |
Nine months Ended September 30, | For the Period from August 20, 2020 (Inception) Through September 30, | |||||||||||
2021 | 2020 | |||||||||||
Cash Flows from Operating Activities: | ||||||||||||
Net income | $ | 10,061,731 | ||||||||||
Adjustments to reconcile net income to net cash used in operating activities: | ||||||||||||
Change in fair value of warrant liability | (11,791,424 | ) | ||||||||||
Net income (loss) | $ | 12,482,148 | $ | (2,245 | ) | |||||||
Adjustments to reconcile net income (loss) to net cash used in operating activities: | ||||||||||||
Change in fair value of warrant liabilities | (14,929,498 | ) | 0 | |||||||||
Interest earned on investments held in Trust Account | (35,538 | ) | (38,203 | ) | 0 | |||||||
Changes in operating assets and liabilities: | ||||||||||||
Prepaid expenses | 85,863 | 160,431 | 0 | |||||||||
Accrued expenses | 1,091,528 | |||||||||||
Due from Sponsor | 141,979 | |||||||||||
Accounts payable | 1,454,906 | 2,165 | ||||||||||
Due from sponsor | 141,979 | 0 | ||||||||||
Net cash used in operating activities | (445,861 | ) | (728,237 | ) | (80 | ) | ||||||
Cash Flows from Financing Activities: | ||||||||||||
Repayment of promissory note to related party | (170,337 | ) | ||||||||||
Proceeds from issuance of Class B common stock to Sponsor | 0 | 25,000 | ||||||||||
Proceeds from promissory note – related party | 0 | 65,000 | ||||||||||
Repayment of promissory note – related party | (170,337 | ) | 0 | |||||||||
Payment of offering costs | (43,475 | ) | (48,475 | ) | (84,723 | ) | ||||||
Net cash used in financing activities | (213,812 | ) | ||||||||||
Net cash (used in) provided by financing activities | (218,812 | ) | 5,277 | |||||||||
Net Change in Cash | (659,673 | ) | (947,049 | ) | 5,197 | |||||||
Cash – Beginning of period | 1,017,569 | 1,017,569 | 0 | |||||||||
Cash – End of period | $ | 357,896 | $ | 70,520 | $ | 5,197 | ||||||
Non-Cash Financing Activities: | ||||||||||||
Change in value of Class A common stock subject to possible redemption | $ | 10,061,730 | ||||||||||
Accrued offering costs | $ | 5,000 | ||||||||||
Non-Cash investing and financing activities: | ||||||||||||
Initial classification of Class A common stock subject to possible redemption | 188,110,694 | 0 | ||||||||||
Accretion of carrying value to redemption value | 18,988,246 | 0 | ||||||||||
Class A common stock subject to possible redemption | 207,098,940 | 0 | ||||||||||
Offering costs included in accrued offering costs | $ | 48,475 | $ | 249,038 | ||||||||
Offering costs paid through promissory note | $ | 0 | $ | 600 |
Balance Sheet as of December 31, 2020 (audited) | As Previously Reported | Adjustment | As Revised | |||||||||
Class A common stock subject to possible redemption | $ | 171,826,390 | $ | 35,272,550 | $ | 207,098,940 | ||||||
Class A common stock | $ | 353 | $ | (353 | ) | $ | 0 | |||||
Additional paid-in capital | $ | 17,873,488 | $ | (17,873,488 | ) | $ | 0 | |||||
Accumulated deficit | $ | (12,874,353 | ) | $ | (17,398,709 | ) | $ | (30,273,062 | ) | |||
Total Stockholders’ Equity (Deficit) | $ | 5,000,006 | $ | (35,272,550 | ) | $ | (30,272,544 | ) | ||||
Number of Class A common stock subject to possible redemption | 17,182,639 | 3,527,255 | 20,709,894 |
Gross proceeds | $ | 207,098,940 | ||
Less: | ||||
Proceeds allocated to Public Warrants | $ | (7,613,646 | ) | |
Class A common stock issuance costs | $ | (11,374,600 | ) | |
Plus: | ||||
Accretion of carrying value to redemption value | $ | 18,988,246 | ||
Class A common stock subject to possible redemption | $ | 207,098,940 |
Three Months Ended June 30, 2021 | Six Months Ended June 30, 2021 | |||||||
Class A ordinary shares subject to possible redemption | ||||||||
Numerator: Earnings allocable to ordinary shares subject to possible redemption | ||||||||
Interest earned on marketable securities held in Trust Account | $ | 7,405 | $ | 35,538 | ||||
Less: Income and Franchise Tax available to be withdrawn from the Trust Account | (7,405 | ) | (35,538 | ) | ||||
Net income attributable to Class A ordinary shares subject to possible redemption | $ | 0 | $ | 0 | ||||
Denominator: Weighted Average Class A ordinary shares subject to possible redemption | ||||||||
Basic and diluted weighted average shares outstanding, Class A ordinary shares subject to possible redemption | 20,709,894 | 20,709,894 | ||||||
Basic and diluted net income per share, Class A ordinary shares subject to possible redemption | $ | 0.00 | $ | 0.00 | ||||
Non-Redeemable ordinary shares | ||||||||
Numerator: Net Income minus Net Earnings | ||||||||
Net income | $ | 283,874 | $ | 10,061,731 | ||||
Less: Net income allocable to Class A Ordinary shares subject to possible redemption | 0 | 0 | ||||||
Non-Redeemable Net Income | $ | 283,874 | $ | 10,061,731 | ||||
Denominator: Weighted Average Non-Redeemable ordinary shares(1) | ||||||||
Basic and diluted weighted average shares outstanding, Non-redeemable ordinary shares | ||||||||
Basic and Diluted weighted average shares outstanding, Class B ordinary shares | 5,177,473 | 5,177,473 | ||||||
Loss / basic and diluted non-redeemable Class A Ordinary Shares and Class B Ordinary Shares | $ | 0.05 | $ | 1.94 |
Three Months Ended September 30, 2021 | Nine Months Ended September 30, 2021 | For the period from August 20, 2020 (inception) Through September 30, 2020 | ||||||||||||||||||||||
Class A | Class B | Class A | Class B | Class A | Class B | |||||||||||||||||||
Basic and diluted net loss per common share | ||||||||||||||||||||||||
Numerator: | ||||||||||||||||||||||||
Allocation of net income (loss), as adjusted | $ | 1,936,334 | $ | 484,083 | $ | 9,985,718 | $ | 2,496,430 | $ | 0 | $ | (2,245 | ) | |||||||||||
Denominator: | ||||||||||||||||||||||||
Basic and diluted weighted average common shares outstanding | 20,709,894 | 5,177,473 | 20,709,894 | 5,177,473 | 0 | 5,750,000 | ||||||||||||||||||
Basic and diluted net income per common share | $ | 0.09 | $ | 0.09 | $ | 0.48 | $ | 0.48 | $ | 0 | $ | 0 |
• | Level 1, defined as observable inputs such as quoted prices (unadjusted) for identical instruments in active markets; |
• | Level 2, defined as inputs other than quoted prices in active markets that are either directly or indirectly observable such as quoted prices for similar instruments in active markets or quoted prices for identical or similar instruments in markets that are not active; and |
● | in whole and not in part; |
● | at a price of $0.01 per warrant; |
● |
● | if, and only if, the last reported |
● | in whole and not in part; |
● | at a price of $0.10 per warrant |
upon a minimum of 30 days’ prior written notice of redemption; provided that holders will be able to exercise their warrants on a cashless basis prior to redemption and receive that number of shares based on the redemption date and the fair market value of the Class A common stock; |
● | if, and only if, the |
● | if |
Level 1: | Quoted prices in active markets for identical assets or liabilities. An active market for an asset or liability is a market in which transactions for the asset or liability occur with sufficient frequency and volume to provide pricing information on an ongoing basis. |
Level 2: | Observable inputs other than Level 1 inputs. Examples of Level 2 inputs include quoted prices in active markets for similar assets or liabilities and quoted prices for identical assets or liabilities in markets that are not active. |
Level 3: | Unobservable inputs based on our assessment of the assumptions that market participants would use in pricing the asset or liability. |
Held-To-Maturity | Level | Amortized Cost | Gross Holding Gain | Fair Value | ||||||||||||||
December 31, 2020 | U.S. Treasury Securities (Matured on 2/18/2021) | 1 | $ | 207,127,900 | $ | 5,527 | $ | 207,133,427 |
Description | Level | June 30, 2021 | December 31, 2020 | Level | September 30, 2021 | December 31, 2020 | ||||||||||||||||
Assets: | ||||||||||||||||||||||
Investments held in Trust Account | 1 | 207,164,066 | 0 | 1 | 207,166,731 | 0 | ||||||||||||||||
Liabilities: | ||||||||||||||||||||||
Warrant Liability – Public Warrants | 1 | $ | 7,532,187 | $ | 14,704,023 | 1 | $ | 5,590,980 | $ | 14,704,023 | ||||||||||||
Warrant Liability – Private Placement Warrants | 3 | $ | 4,566,766 | $ | 9,186,354 | 3 | $ | 3,369,899 | $ | 9,186,354 |
As of June 30, 2021 | At December 31, 2020 | As of September 30, 2021 | At December 31, 2020 | |||||||||||||||
Stock price | $ | 9.75 | $ | 10.35 | $ | 9.79 | $ | 10.35 | ||||||||||
Strike price | $ | 11.50 | $ | 11.50 | $ | 11.50 | $ | 11.50 | ||||||||||
Volatility | 17.8 | % | 10.0 | % | 13.8 | % | 10.0 | % | ||||||||||
Risk-free rate | 0.94 | % | 0.46 | % | 1.03 | % | 0.46 | % | ||||||||||
Time until Business Combination occurring (years) | 0.41 | 0.66 | 0.28 | 0.66 | ||||||||||||||
Dividend yield | 0.00 | % | 0.0 | % | 0.00 | % | 0.0 | % |
| Private Placement | Public | Warrant Liabilities | Private Placement | ||||||||||||
Fair value as of January 1, 2021 | $ | 9,186,354 | $ | 14,704,023 | $ | 23,890,377 | $ | 9,186,354 | ||||||||
Change in valuation inputs or other assumptions | (4,619,588 | ) | (7,171,836 | ) | (11,791,424 | ) | (5,816,455 | ) | ||||||||
Fair value as of June 30, 2021 | $ | 4,566,766 | $ | 7,532,187 | $ | 12,098,953 | ||||||||||
Fair value as of September 30, 2021 | $ | 3,369,899 |
ITEM 2. | MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS |
Item 4. | Controls and Procedures |
Item 1. | Legal Proceedings. |
Item 1A. | Risk Factors. |
Item 2. | Unregistered Sales of Equity Securities and Use of Proceeds. |
Item 3. | Defaults Upon Senior Securities. |
Item 4. | Mine Safety Disclosures. |
Item 5. | Other Information. |
Item 6. | Exhibits |
Exhibit No. | Description of Exhibit |
Second Amended and Restated Certificate of Incorporation (incorporated by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K, filed on October 26, 2020 (File No. 001-39636) | |
Bylaws (incorporated by reference to Exhibit 3.3 to the Company’s Registration Statement on Form S-1, filed on October 2, 2020 (File No. 333-249290)) | |
Warrant Agreement, dated October 20, 2020, between Continental Stock Transfer & Trust Company and the Company (incorporated by reference to Exhibit 4.1 to the Company’s Current Report on Form 8-K, filed on October 26, 2020 (File No. 001-39636) | |
Specimen Unit Certificate (incorporated by reference to Exhibit 4.1 to the Company’s amended Form S-1, filed on October 13, 2020 (File No. 333-249290)) | |
Specimen Class A Common Stock Certificate (incorporated by reference to Exhibit 4.2 to the Company’s amended Form S-1, filed on October 13, 2020 (File No. 333-249290)) | |
Description of Registrant’s Securities (incorporated by reference to Exhibit 4.6 of the Company’s Form 10-K, filed on March 30, 2021 (File No. 001-39140) | |
Warrant Purchase Agreement, dated October 20, 2020, between the Company and Lefteris Holdings LLC (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K, filed on October 26, 2020 (File No. 001-39636)) | |
Registration and Stockholder Right Agreement, dated October 20, 2020, between the Company and certain security holders (incorporated by reference to Exhibit 10.3 to the Company’s Current Report on Form 8-K, filed on October 26, 2020 (File No. 001-39636)) | |
Letter Agreement, dated October 20, 2020, between the Company, Lefteris Holdings LLC, each of the officers and directors of the Company (incorporated by reference to Exhibit 10.4 to the Company’s Current Report on Form 8-K, filed on October 26, 2020 (File No. 001-39636)) | |
Form of Indemnity Agreement, dated October 20, 2020, between the Company and each of the officers and directors of the Company (incorporated by reference to Exhibit 10.5 to the Company’s Current Report on Form 8-K, filed on October 26, 2020 (File No. 001-39636)) | |
Code of Business Conduct and Ethics (incorporated by reference to Exhibit 14.1 of the Company’s Form 10-K filed on March 30, 2021 (File No. 001-39140) | |
Power of Attorney (incorporated by reference to Exhibit 24.1 of the Company’s Form 10-K filed on March 30, 2021 (File No. 001-39140) | |
Certification of Principal Executive Officer Pursuant to Securities Exchange Act Rules 13a-14(a) and 15(d)-14(a), as adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | |
Certification of Principal Financial Officer Pursuant to Securities Exchange Act Rules 13a-14(a) and 15(d)-14(a), as adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | |
Certification of Principal Executive Officer Pursuant to 18 U.S.C. Section 1350, as adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | |
Certification of Principal Financial Officer Pursuant to 18 U.S.C. Section 1350, as adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | |
101 | Interactive Data File |
* | Filed herewith. |
** | Furnished. |
LEFTERIS ACQUISITION CORP. | ||
Date: | By: | /s/ Karl Roessner |
Name: | Karl Roessner | |
Title: | Chief Executive Officer and Director | |
(Principal Executive Officer) | ||
Date: | By: | /s/ Jon Isaacson |
Name: | Jon Isaacson | |
Title: | Chief Financial Officer and Chief Corporate Development Officer | |
(Principal Financial Officer and Principal Accounting Officer) |