SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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FORM 10-Q10-Q/A No. 1
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(Mark One)
[X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE
ACT OF 1934
For the quarterly period ended JuneSeptember 30, 19962001
OR
[ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE
ACT OF 1934
For the transition period from to
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Commission file number 1-6903
TRINITY INDUSTRIES, INC.
(Exact name of RegistrantCompany as specified in its charter)
Incorporated Under the Laws 75-0225040
of the State of Delaware -------------------
(I.R.S. Employer
Identification No.)
2525 Stemmons Freeway
Dallas, Texas 75207-2401
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(Address of Principal (Zip Code)
Executive Offices)
Registrant's(214) 631-4420
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(Company's Telephone Number,
Including Area Code (214) 631-4420Code)
Indicate by check mark whether the RegistrantCompany (1) has filed all reports required to
be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during
the preceding 12 months and (2) has been subject to such filing requirements for
the past 90 days.
Yes X No
41,657,082--- ---
37,013,626
(Number of shares of common stock outstanding as of JuneSeptember 30, 1996)
Part II2001)
Trinity Industries, Inc. Form 10-Q for the period ended September 30, 2001 is
amended to include exhibit 3.2.1 Bylaws of the Company, as amended. Accordingly,
Item 6 - Exhibits and Reports on Form 8-K.8-K has been amended below. Exhibit
10.17.1 (First Amendment to Credit Agreement dated October 15, 2001) and Exhibit
10.17.2 (Term Credit Agreement dated October 15, 2001 among Trinity Industries,
Inc, as borrower, and The Chase Manhattan Bank, as lender and as administrative
agent, et,al.) were filed with the original Form 10-Q on November 14, 2001.
Item 6 - Exhibits and Reports on Form 8-K
(a) Exhibits
Exhibit
Number Description
27 Financial Data Schedule3.2.1 Bylaws of the Company, as amended effective September
13, 2001
10.17.1 First Amendment to Credit Agreement dated October 15,
2001. (previously filed)
10.17.2 Term Credit Agreement dated October 15, 2001 among
Trinity Industries, Inc, as borrower, and The Chase
Manhattan Bank, as lender and as administrative agent,
et,al. (previously filed)
(b) Form 8-K
1. Form 8-K was filed on June 27, 1996August 1, 2001 that reported an
Agreementthe Company's
operating results for the first quarter of fiscal 2002.
2. Form 8-K was filed on August 16, 2001 that reported the proposed
merger between Trinity Industries and PlanThrall Car Manufacturing
Company.
3. Form 8-K was filed on September 18, 2001 to announce the change in
fiscal year to December 31 from March 31 and next Annual Meeting of
Merger by and among Transcisco
Industries, Inc., the Registrant, and Trinity Y, Inc.,
a wholly-owned subsidiary of the Registrant.Stockholder's.
2
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange
Act of 1934, the RegistrantCompany has duly caused this report to be signed on its behalf
by the undersigned thereunto duly authorized.
Trinity Industries, Inc.
By: /s/ F. Dean Phelps
F. Dean PhelpsJim S. Ivy .
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Jim S. Ivy
Vice President October 25, 1996and
Chief Financial Officer
November 21, 2001
3
EXHIBIT INDEX
EXHIBIT
NUMBER DESCRIPTION
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3.2.1 Bylaws of the Company, as amended effective September 13, 2001
10.17.1 First Amendment to Credit Agreement dated October 15, 2001.
(previously filed)
10.17.2 Term Credit Agreement dated October 15, 2001 among Trinity
Industries, Inc, as borrower, and The Chase Manhattan Bank, as
lender and as administrative agent, et,al. (previously filed)