SECURITIES AND EXCHANGE COMMISSION
U.S. Securities and Exchange Commission
Washington, D.C.DC 20549
FORM 10-Q/A
(Mark One)
☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
x | QUARTERLY REPORT UNDERFOR THE QUARTERLY PERIOD ENDEDJune 30, 2018 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
For the quarterly period ended June 30, 2011
¨ | TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT |
For the transition period from ________________from__________________ to ______________________________________.
Commission File Number 000-27019
(Commission file number)
Global Investor Services,Investview, Inc.
(Exact name of registrant as specified in its charter)
Nevada | | 87-0369205 |
(State or other jurisdiction of incorporation) | | (IRSI.R.S. Employer |
of incorporation or organization) | | Identification No.) |
287 East 95012 South 400 West
OremSalt Lake City, Utah 84058
(801) 889-180084101
(Issuer's telephone number)Address of principal executive offices)
TheRetirementSolution.com, Inc.
(Former name of Registrant)Issuer’s telephone number: 888-778-5372
Indicate by check mark whether the issuerregistrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the pastpreceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes x No ¨
Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files). Yes ¨ No x
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company, or an emerging growth company. See the definitiondefinitions of “large accelerated filer,” “accelerated filer”filer,” “smaller reporting company,” and “smaller reporting“emerging growth company” in Rule 12b-2 of the Exchange Act.
Large accelerated filer ¨ ☐ | Accelerated filer ¨ ☐ |
Non-accelerated filer ¨ ☐ | Smaller reporting company x ☒ |
Emerging growth company ☐ | |
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yes ¨ No x
Indicate the number of shares outstanding of each of the issuer’s classes of common stock, as of the latest practicable date. As of August 1, 2011,10, 2018, there were 619,683,5692,219,661,318 shares of common stock, (excluding 120,000,000 shares issued and held in Escrow per The Cougar Group, Asian Sales Agency Agreement, and 195,000 shares in treasury),$0.001 par value, $.001 per share, outstanding.
EXPLANATORY NOTE
Global Investors
This report has been revised to file Exhibit 10.37, Product Contribution Agreement between Investview, Inc. and WestMyn Technology Services, , Inc., isentered May 1, 2018, and Exhibit 10.38,Capital Crypto Mining Agreement between InvestView, Inc., and WestMyn Technology Services, Inc., entered May 1, 2018, which were inadvertently omitted from the original filing this Amendment No. 1. The exhibit table in Item 6, Exhibits, has also been corrected to its Quarterly Report on Form 10-Q for the period ended June 30, 2011,delete Exhibit 10.39, which was mistakenly included.
This amendment speaks as filed with the Securities and Exchange Commission on August 16, 2011, for the sole purpose of furnishing Exhibit 101 to the Form 10-Q which contains the XBRL (eXtensible Business Reporting Language) Interactive Data File for the financial statements and notes included in Part 1, Item 1 of the Form 10-Q. As permitted by rule 405(a)(2)(ii) of Regulation S-T, Exhibit 101 was required to be furnished by amendment within 30 days of the original filing date of the Form 10-Q.
No changes have been made to the Form 10-Q other than the furnishing of Exhibit 101 described above. This amendmentand does not reflect events that may have occurred subsequent events occurring afterto the original filing date of the Form 10-Q or modify or update in any way the disclosures made in the Form 10-Q.date.
Pursuant to Rule 406T of Regulation S-T, the Interactive Data file on Exhibit 101 hereto is deemed not filed or part of a registration statement or prospectus for purposes of Section 11 or 12 of the Securities Act of 1933, as amended, is deemed not filed for purposes of Section 18 of the Securities Act of 1934, as amended, and otherwise is not subject to liability under those sections.
PART II OTHER INFORMATION
ITEM 6 – EXHIBITS
The following exhibits are filed as a part of this report:
NumberExhibit Number* | | DescriptionTitle of Document | | Location |
| | | | |
4.1Item 3 | | FormArticles of Exchange Agreement, dated September 30, 2010 (1)Incorporation and Bylaws | | |
| | Certificate of Amendment to Articles of Incorporation | | Incorporated by reference to the Definitive Information Statement filed December 20, 2017 |
| | | | |
4.2Item 10 | | ExchangeMaterial Contracts | | |
| | Purchase Agreement between United Marketing, LLC and Investview, Inc., entered July 20th, 2018 | | Incorporated by and between Global Investor Services, Inc. and Allied Global Ventures LLC, dated September 30, 2010 (2)reference from current report on Form 8-K filed July 25, 2018 |
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4.3 | | Form of SubscriptionProduct Contribution Agreement dated July 7, 2011 (6)between Investview, Inc. and WestMyn Technology Services, Inc., entered May 1, 2018 | | This filing. |
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4.4 | | Form of 8% Secured Convertible Note dated July 7, 2011 (6)Capital Crypto Mining Agreement between InvestView, Inc., and WestMyn Technology Services, Inc., entered May 1, 2018 | | This filing. |
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4.5Item 31 | | Form of Common Stock Purchase Warrant dated July 7, 2011 (6) |
Rule 13a-14(a)/15d-14(a) Certifications | | |
4.6 | | Form of Security Agreement dated July 7, 2011 (6) |
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10.1 | | Agreement by and between Asher Enterprises, Inc. and Global Investor Services, Inc., dated October 20, 2010 (2) |
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10.2 | | Sales Agency Agreement between The Cougar Group and Global Investor Services, Inc (3) |
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10.3 | | Form of 4% Promissory Note – Tier One Countries(3) |
10.4 | | Form of 4% Promissory Note – Tier Two Countries(3) |
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10.5 | | Voting Agreement between The Cougar Group and Global Investor Services, Inc. (3) |
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10.6 | | Escrow Agreement between The Cougar Group, Global Investor Services, Inc. and the Law Offices of Stephen M. Fleming PLLC(3) |
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10.7 | | Agreement entered between Global Investor Services, Inc. and Wealth Engineering LLC(3) |
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10.8 | | Marketing Fund Agreement between ITT and Wealth, dated July 27, 2010(4) |
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10.9 | | Lock Up Agreement by and among TheRetirementSolution.com, Inc., Romel Enterprises, Inc., Tyvan Enterprises, Inc., Badaco, Inc. and Clayton Ross, dated as of January 15, 2008, incorporated by reference to Exhibit 10.7 to Form 8-K filed on January 16, 2008. |
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10.10 | | Amended and Restated Employment Agreement, dated June 30, 2008, incorporated by reference to Exhibit 10.1 to Form 8-K filed on July 8, 2008. |
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10.11 | | Marketing Agreement, dated July 2, 2008 with Allied Global Ventures, incorporated by reference to Exhibit 10.1 to Form 8-K filed on July 14, 2008 |
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10.12 | | Amendment to Allied Global Ventures Convertible Note for $ 1Million dated March 31, 2009 with a conversion stop at , 9.9% of issued and outstanding dated June 28 , 2010 , incorporated by reference to the 10K filed for the fiscal year ended March 31, 2010. |
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10.13 | | Employment Agreement by and between Global Investor Services Inc. and Dr. Joseph J. Louro dated June 7, 2011 (incorporated by reference to Exhibit 10.1 to the Company’s Form 8-K filed on June 29, 2011). |
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10.14 | | Letter Agreement by and between Global Investor Services Inc. and Dr. Joseph J. Louro dated June 29, 2011 (incorporated by reference to Exhibit 10.2 to the Company’s Form 8-K filed on June 29, 2011 |
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10.15 | | Agreement by and between Global Investor Services Inc., Wealth Engineering LLC, Wealth Engineering and Development Incorporated, Annette Raynor and Mario Romano dated July 12, 2011 |
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31.1 | | Certification of Principal Executive Officer pursuantPursuant to 13a-14(a) under the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.Rule 13a-14 | | This filing. |
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31.2 | | Certification of Principal Financial Officer pursuantPursuant to 13a-14(a) under the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.Rule 13a-14 | | This filing. |
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32.1Item 32 | | Certification of the Principal Executive Officer pursuant to 18 U.S.C Section 1350 as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. |
Certifications | | |
32.232.01 | | Certification of the Principal FinancialChief Executive Officer pursuantPursuant to 18 U.S.CU.S.C. Section 1350, as adopted pursuantAdopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | | Incorporated by reference from quarterly report on Form 10-Q for the quarter ended June 30, 2018, filed August 14, 2018
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32.02 | | Certification of Acting Chief Financial Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | | Incorporated by reference from quarterly report on Form 10-Q for the quarter ended June 30, 2018, filed August 14, 2018
| | | | | Item 101*** | | Interactive Data File | | | 101.INS ** | | XBRL Instance Document | | Incorporated by reference from quarterly report on Form 10-Q for the quarter ended June 30, 2018, filed August 14, 2018
| | | | | | 101.SCH ** | | XBRL Taxonomy Extension Schema | | Incorporated by reference from quarterly report on Form 10-Q for the quarter ended June 30, 2018, filed August 14, 2018
| | | | | | 101.CAL ** | | XBRL Taxonomy Extension Calculation Linkbase | | Incorporated by reference from quarterly report on Form 10-Q for the quarter ended June 30, 2018, filed August 14, 2018
| | | | | | 101.DEF ** | | XBRL Taxonomy Extension Definition Linkbase | | Incorporated by reference from quarterly report on Form 10-Q for the quarter ended June 30, 2018, filed August 14, 2018
| | | | | | 101.LAB ** | | XBRL Taxonomy Extension Label Linkbase | | Incorporated by reference from quarterly report on Form 10-Q for the quarter ended June 30, 2018, filed August 14, 2018
| | | | | | 101.PRE ** | | XBRL Taxonomy Extension Presentation Linkbase | | Incorporated by reference from quarterly report on Form 10-Q for the quarter ended June 30, 2018, filed August 14, 2018
| * All exhibits are numbered with the number preceding the decimal indicating the applicable SEC reference number in Item 601 and the number following the decimal indicating the sequence of the particular document. Omitted numbers in the sequence refer to documents previously filed as an exhibit. *** Furnished herewith. XBRL (Extensible Business Reporting Language) information is furnished andUsers of this data are advised that, pursuant to Rule 406T of Regulation S-T, these interactive data files are deemed not filed or a part of a registration statement or prospectusAnnual Report for purposes of Sections 11 or 12 of the Securities Act of 1933 as amended, is deemed not filed for purposes ofor Section 18 of the Securities Exchange Act of 1934 as amended, and otherwise isare not subject to liability under these sections. | (1) | Incorporated by reference to the Form 8-K Current Report filed with the Securities and Exchange Commission on October 12, 2010 |
| (2) | Incorporated by reference to the Form 8-K Current Report filed with the Securities and Exchange Commission on October 25, 2010 |
| (3) | Incorporated by reference to the Form 8-K Current Report filed with the Securities and Exchange Commission on September 23, 2010 |
| (4) | Incorporated by reference to the Form 8-K Current Report filed with the Securities and Exchange Commission on August 5, 2010 |
| (5) | Incorporated by reference to the Form 10-K/A Annual Report filed with the Securities and Exchange Commission on July 19, 2011 |
| (6) | Incorporated by reference to the Form 8-K Current Report filed with the Securities and Exchange Commission on July 13, 2011 | liability.
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this amended report to be signed on its behalf by the undersigned thereuntohereunto duly authorized.
| GLOBAL INVESTOR SERVICES,INVESTVIEW, INC. | | | | Dated: September 14, 20115, 2018 | By: | /s/ Dr. Joseph J. LouroRyan Smith | | | Dr. Joseph J. LouroRyan Smith | | | Chief Executive Officer | | | (Principal Executive Officer) | | | | Dated: September 14, 2011 5, 2018 | By: | /s/ William C. Kosoff | | | William C. Kosoff | | | Acting Chief Financial Officer | | | (Principal Financial Officer and Accounting Officer) |
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