By Order of the Board of Directors, Christine M. Garrison General Counsel and Secretary |
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Name | | Age(1) | | Title | | Director Since | | | Age(1) | | Title | | Director Since | | ||||||
Chris A. Downey | | 69 | | Independent Director | | 2014 | | | 71 | | Independent Director | | 2014 | | ||||||
Joseph W. Glauber | | 66 | | Independent Director | | 2015 | | | 68 | | Independent Director | | 2015 | | ||||||
John A. Good | | 62 | | Independent Director | | 2018 | | | 64 | | Independent Director | | 2018 | | ||||||
Thomas P. Heneghan | | 58 | | Independent Director | | 2020 | | |||||||||||||
Danny D. Moore | | 59 | | Independent Director | | 2021 | | |||||||||||||
Toby L. O’Rourke | | 44 | | Independent Director | | 2021 | | |||||||||||||
Paul A. Pittman | | 57 | | Executive Chairman, President and Chief Executive Officer | | 2014 | | | 59 | | Executive Chairman and Chief Executive Officer | | 2014 | | ||||||
Murray R. Wise | | 73 | | Director | | 2021 | |
| | Year Ended December 31, 2019 | | Year Ended December 31, 2018 | | | Year Ended December 31, 2021 | | Year Ended December 31, 2020 | | ||||||||||||||||
Audit Fees(1) | | | $ | 484,726 | | | | $ | 147,605 | | | | | $ | 492,253 | | | | $ | 379,546 | | | ||||
Audit-Related Fees(2) | | | | 4,750 | | | | | 4,652 | | | | | | 89,500 | | | | | — | | | ||||
Tax Fees | | | | — | | | | | — | | | | | | — | | | | | — | | | ||||
All Other Fees(3) | | | | — | | | | | 75,560 | | | |||||||||||||||
Total | | | $ | 489,476 | | | | $ | 227,817 | | | | | $ | 581,753 | | | | $ | 379,546 | | |
Member | | | Audit Committee | | | Compensation Committee | | | Nominating and Corporate Governance Committee | |
Chris A. | | | X | | | X (chair) | | | | |
Joseph W. Glauber | | | | | | | | | X | |
John A. Good* | | | X (chair) | | | X | | | X | |
| | X | | | | | | | | |
Danny D. Moore(1) | | | | | | | | | | |
Toby L. O’Rourke | | | | | | X | | | X (chair) | |
Name | | Fees Paid in Cash | | Stock Awards(1) | | All Other Compensation(2) | | Total | | | Fees Paid in Cash | | Awards(1) | | Stock Compensation(2) | | All Other Total | | ||||||||||||||||||||||||||||||||
Jay B. Bartels(3) | | | $ | 27,500 | | | | $ | 14,891 | | | | $ | 402 | | | | $ | 42,793 | | | |||||||||||||||||||||||||||||
Chris A. Downey | | | $ | 53,500 | | | | $ | 14,891 | | | | $ | 537 | | | | $ | 68,928 | | | | | $ | 51,750 | | | | $ | 45,200 | | | | $ | 802 | | | | $ | 97,752 | | | ||||||||
Joseph W. Glauber | | | $ | 40,250 | | | | $ | 14,891 | | | | $ | 537 | | | | $ | 55,678 | | | | | $ | 39,250 | | | | $ | 45,200 | | | | $ | 802 | | | | $ | 85,252 | | | ||||||||
John A. Good | | | $ | 42,250 | | | | $ | 14,891 | | | | $ | 537 | | | | $ | 57,678 | | | | | $ | 43,750 | | | | $ | 45,200 | | | | $ | 848 | | | | $ | 89,798 | | | ||||||||
Thomas P. Heneghan | | | $ | 36,000 | | | | $ | 45,200 | | | | $ | 600 | | | | $ | 81,800 | | | |||||||||||||||||||||||||||||
Danny D. Moore(3) | | | | — | | | | | — | | | | | — | | | | | — | | | |||||||||||||||||||||||||||||
Toby L. O’Rourke | | | $ | 37,250 | | | | $ | 45,200 | | | | $ | 600 | | | | $ | 83,050 | | |
Name | | | Age(1) | | | Title | |
Paul A. Pittman | | | | | Executive Chairman | | |
Luca Fabbri | | | | | President | | |
James Gilligan | | | 43 | | | Chief Financial Officer and Treasurer | |
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Name and Principal Position | | | Year | | | Salary | | | Bonus(1) | | | Stock Awards(2) | | | All Other Compensation(3) | | | Total | | ||||||||||||||||||
Paul A. Pittman Executive, President and Chief Executive Officer | | | | | 2019 | | | | | $ | 477,000 | | | | | $ | 477,000 | | | | | $ | 809,580 | | | | | $ | 40,314 | | | | | $ | 1,803,894 | | |
| | | 2018 | | | | | $ | 477,000 | | | | | $ | — | | | | | $ | 599,997 | | | | | $ | 23,468 | | | | | $ | 1,100,465 | | | ||
Luca Fabbri Chief Financial Officer and Treasurer | | | | | 2019 | | | | | $ | 275,000 | | | | | $ | 150,000 | | | | | $ | 247,200 | | | | | $ | 13,176 | | | | | $ | 685,376 | | |
| | | 2018 | | | | | $ | 275,000 | | | | | $ | 122,472 | | | | | $ | 249,999 | | | | | $ | 5,713 | | | | | $ | 653,184 | | | ||
Erica Borenstein General Counsel and Secretary | | | | | 2019 | | | | | $ | 180,000 | | | | | $ | 125,000 | | | | | $ | 41,196 | | | | | $ | 2,775 | | | | | $ | 348,971 | | |
| | | 2018 | | | | | $ | 175,000 | | | | | $ | 85,000 | | | | | $ | 29,998 | | | | | $ | 926 | | | | | $ | 290,924 | | |
Name and Principal Position | | | Year | | | Salary | | | Bonus(1) | | | Stock Awards(2) | | | All Other Compensation(3) | | | Total | | ||||||||||||||||||
Paul A. Pittman | | | | | 2021 | | | | | $ | 551,250 | | | | | $ | 698,750 | | | | | $ | 450,000 | | | | | $ | 25,252 | | | | | $ | 1,725,252 | | |
Executive Chairman and Chief Executive Officer | | | | | 2020 | | | | | $ | 525,000 | | | | | $ | 440,000 | | | | | $ | 300,000 | | | | | $ | 34,296 | | | | | $ | 1,299,296 | | |
Luca Fabbri | | | | | 2021 | | | | | $ | 315,000 | | | | | $ | 157,500 | | | | | $ | 320,000 | | | | | $ | 14,879 | | | | | $ | 807,379 | | |
President | | | | | 2020 | | | | | $ | 300,000 | | | | | $ | 125,000 | | | | | $ | 285,000 | | | | | $ | 15,791 | | | | | $ | 725,791 | | |
Erica Borenstein(4) | | | | | 2021 | | | | | $ | 210,000 | | | | | $ | 185,000(5) | | | | | $ | 160,000 | | | | | $ | 5,522 | | | | | $ | 560,522 | | |
General Counsel and Secretary | | | | | 2020 | | | | | $ | 200,000 | | | | | $ | 85,000 | | | | | $ | 110,000 | | | | | $ | 4,557 | | | | | $ | 399,557 | | |
James Gilligan(6) | | | | | 2021 | | | | | $ | 200,000 | | | | | $ | 100,000 | | | | | $ | 200,000 | | | | | $ | 1,576 | | | | | $ | 501,576 | | |
Chief Financial Officer and Treasurer | | | | | 2020 | | | | — | | | — | | | — | | | — | | | — | |
Name | | Grant Date | | Market Value of Shares That Have Not Vested(1) | | Number of Shares That Have Not Vested | | | Grant Date | | Market Value of Shares That Have Not Vested(1) | | Number of Shares That Have Not Vested | | |||||||||||||||||||||
Paul A. Pittman Executive Chairman and Chief Executive Officer | | | 2/24/2017 | | | $ | 128,522 | | | | | 18,956(2) | | | |||||||||||||||||||||
| 3/5/2018 | | | $ | 349,936 | | | | | 51,613(2) | | | |||||||||||||||||||||||
| 3/15/2019 | | | $ | 888,180 | | | | | 131,000(2) | | | |||||||||||||||||||||||
Luca Fabbri Chief Financial Officer and Treasurer | | | 2/24/2017 | | | $ | 29,663 | | | | | 4,375(2) | | | |||||||||||||||||||||
| 3/5/2018 | | | $ | 145,811 | | | | | 21,506(2) | | | |||||||||||||||||||||||
| 3/15/2019 | | | $ | 271,200 | | | | | 40,000(2) | | | |||||||||||||||||||||||
Erica Borenstein General Counsel and Secretary | | | 6/13/2016 | | | $ | 24,476 | | | | | 3,610(3) | | | |||||||||||||||||||||
| 2/21/2017 | | | $ | 3,119 | | | | | 460(2) | | | |||||||||||||||||||||||
| 2/12/2018 | | | $ | 18,225 | | | | | 2,688(2) | | | |||||||||||||||||||||||
| 3/15/2019 | | | $ | 45,195 | | | | | 6,666(2) | | | |||||||||||||||||||||||
Paul A. Pittman | | | | 3/22/2021 | | | | $ | 461,975 | | | | | 38,659(2) | | | |||||||||||||||||||
Executive Chairman and Chief Executive Officer | | | | 3/16/2020 | | | | $ | 384,862 | | | | | 32,206(2) | | | |||||||||||||||||||
| | | | 3/15/2019 | | | | $ | 521,821 | | | | | 43,667(2) | | | |||||||||||||||||||
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Luca Fabbri | | | | 3/22/2021 | | | | $ | 328,517 | | | | | 27,491(2) | | | |||||||||||||||||||
President | | | | 3/16/2020 | | | | $ | 365,610 | | | | | 30,595(2) | | | |||||||||||||||||||
| | | | 3/15/2019 | | | | $ | 159,341 | | | | | 13,334(2) | | | |||||||||||||||||||
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Erica Borenstein(3) | | | | 3/22/2021 | | | | $ | 164,253 | | | | | 13,745(4) | | | |||||||||||||||||||
General Counsel and Secretary | | | | 3/16/2020 | | | | $ | 141,117 | | | | | 11,809(4) | | | |||||||||||||||||||
| | | | 3/15/2019 | | | | $ | 26,553 | | | | | 2,222(4) | | | |||||||||||||||||||
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James Gilligan(5) | | | | 5/24/2021 | | | | $ | 188,332 | | | | | 15,760(2) | | | |||||||||||||||||||
Chief Financial Officer and Treasurer | | | | | | | | | | | | | | | | |
Plan Category | | | Number of Securities to be Upon Exercise of Outstanding Options, Warrants and | | | Weighted Average Exercise Price of Outstanding Options, Warrants and | | | Number of Securities Remaining Available for Future Issuance Under Equity Compensation Securities Reflected in First Column) | | |||||||||
Equity compensation plans approved by stockholders | | | | | — | | | | | | — | | | | | | | | |
Equity compensation plans not approved by stockholders | | | | | — | | | | | | — | | | | | | — | | |
Total | | | | | | | | | | | | | | | | |
Name | | Number of Shares of Common Stock Beneficially Owned | | % of All Common Stock Shares(1) | | Number of shares of 6.00% Series B Participating Preferred Stock Beneficially Owned | | % of All Shares of 6.00% Series B Participating Preferred Stock(2) | | | Number of Shares of Common Stock Beneficially Owned | | % of All Common Stock Shares(1) | | ||||||||||||||||||||||||
Paul A. Pittman | | | | 2,441,203(3) | | | | | 7.68% | | | | | 800 | | | | | * | | | | | | 2,360,907(2) | | | | | 5.1% | | | ||||||
Luca Fabbri | | | | 207,715(4) | | | | | * | | | | | 1,400(5) | | | | | * | | | | | | 256,483(3) | | | | | * | | | ||||||
Erica Borenstein | | | | 58,815 | | | | | * | | | | | — | | | | | | | | |||||||||||||||||
James Gilligan | | | | 27,011 | | | | | * | | | |||||||||||||||||||||||||||
Chris A. Downey | | | | 79,913(6) | | | | | * | | | | | — | | | | | | | | | | | 85,690(4) | | | | | * | | | ||||||
Joseph W. Glauber | | | | 15,291 | | | | | * | | | | | — | | | | | | | | | | | 23,291 | | | | | * | | | ||||||
John A. Good | | | | 18,265 | | | | | * | | | | | — | | | | | | | | | | | 50,965 | | | | | * | | | ||||||
All executive officers, directors and director nominees as a group (6 people) | | | | 2,821,202 | | | | | 8.88% | | | | | 2,200 | | | | | * | | | |||||||||||||||||
Thomas P. Heneghan | | | | 1,329,208(5) | | | | | 2.9% | | | |||||||||||||||||||||||||||
Danny D. Moore | | | | 4,000 | | | | | * | | | |||||||||||||||||||||||||||
Toby L. O’Rourke | | | | 8,000 | | | | | * | | | |||||||||||||||||||||||||||
Murray R. Wise | | | | 162,414(6) | | | | | * | | | |||||||||||||||||||||||||||
All executive officers, directors and director nominees as a group (10 people) | | | | 4,307,969 | | | | | 9.3% | | | |||||||||||||||||||||||||||
More than 5% Beneficial Owners | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | ||||||
BlackRock, Inc.(7) 55 East 52nd Street | | | | 2,156,319 | | | | | 7.2% | | | | | — | | | | | — | | | |||||||||||||||||
Global Alpha Capital Management Ltd.(8) 1800 McGill College Avenue Suite 2310 Montreal A8 H3A 3J6 | | | | 1,915,944 | | | | | 6.4% | | | | | — | | | | | — | | | |||||||||||||||||
Massachusetts Financial Services Company(9) 111 Huntington Avenue 24th Floor Boston, MA 02199(10) | | | | 1,938,922 | | | | | 6.4% | | | | | — | | | | | — | | | |||||||||||||||||
Gerald R. Forsythe 111 Willis Avenue Wheeling, IL 60090 | | | | 1,430,487 | | | | | * | | | | | — | | | | | — | | | |||||||||||||||||
Global Alpha Capital Management Ltd. (7) 1800 McGill College Avenue Suite 2310 Montreal A8 H3A 3J6 | | 2,756,963 | | 5.9% | | |||||||||||||||||||||||||||||||||
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