| | | | By Order of the Board of Directors | |
| | | | Gray Hudkins Secretary | |
| April 21, 2023 | | | | |
Name of Beneficial Owner | | | Number of Shares of Common Stock Beneficially Owned | | | Percentage of Outstanding Common Stock % | | ||||||
Directors and Named Executive Officers: | | | | ||||||||||
Warren B. Kanders(1) | | | | | 17,195,803 | | | | | | 49.42 | | |
Nicholas Sokolow(2) | | | | | 1,067,899 | | | | | | 3.07 | | |
William Quigley(3) | | | | | 11,834 | | | | | | * | | |
Hamish Norton(4) | | | | | 11,834 | | | | | | * | | |
Deborah A. DeCotis(5) | | | | | 4,000 | | | | | | * | | |
Brad Williams(6) | | | | | 70,869 | | | | | | * | | |
Blaine Browers(7) | | | | | 54,112 | | | | | | * | | |
Directors and Executive Officers as a Group (7 Individuals)(8) | | | | | 18,416,351 | | | | | | 52.93 | | |
Five Percent Holders: | | | | ||||||||||
Nathan Ward(9) | | | | | 3,111,195 | | | | | | 8.94 | | |
Wynnefield Capital(10) | | | | | 1,793,310 | | | | | | 5.15 | | |
Name of Beneficial Owner | | | Number of Shares of Common Stock Beneficially Owned | | | Percentage of Outstanding Common Stock % | | ||||||
Directors and Named Executive Officers: | | | | | | | | | | | | | |
Warren B. Kanders(1) | | | | | 17,098,762 | | | | | | 45.4 | | |
Nicholas Sokolow(2) | | | | | 1,074,899 | | | | | | 2.9 | | |
William Quigley (3) | | | | | 35,667 | | | | | | * | | |
Hamish Norton (4) | | | | | 35,667 | | | | | | * | | |
Deborah A. DeCotis(5) | | | | | 20,000 | | | | | | * | | |
Brad Williams(6) | | | | | 140,151 | | | | | | * | | |
Blaine Browers(7) | | | | | 99,898 | | | | | | * | | |
Directors and Executive Officers as a Group (7 Individuals)(8) | | | | | 18,505,044 | | | | | | 49.2 | | |
Five Percent Holders: | | | | | | | | | | | | | |
FMR LLC (9) | | | | | 2,893,586 | | | | | | 7.7 | | |
Name | | Fees Earned or Paid in Cash ($) | | Stock Awards ($) | | Option Awards ($) | | Non-equity incentive plan compensation ($) | | Nonqualified deferred compensation earnings ($) | | All Other Compensation ($) | | Total ($) | | | Fees Earned or Paid in Cash ($) | | Stock Awards ($) | | Option Awards ($)(1) | | Non-equity incentive plan compensation ($) | | Nonqualified deferred compensation earnings ($) | | All Other Compensation ($)** | | Total ($) | | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
Nicholas Sokolow | | | | 213,000 | | | | | — | | | | | — | | | | | — | | | | | — | | | | | 175 | | | | | 213,175 | | | | | | 70,000 | | | | | 773,850(2) | | | | | 107,488(2) | | | | | — | | | | | — | | | | | 1,022 | | | | | 952,360 | | | ||||||||||||||
William Quigley | | | | 66,000 | | | | | — | | | | | — | | | | | — | | | | | — | | | | | — | | | | | 66,000 | | | | | | 67,500 | | | | | 551,075(3) | | | | | 107,488(3) | | | | | — | | | | | — | | | | | 777 | | | | | 726,840 | | | ||||||||||||||
Hamish Norton | | | | 40,000 | | | | | — | | | | | — | | | | | — | | | | | — | | | | | — | | | | | 40,000 | | | | | | 55,000 | | | | | 551,075(4) | | | | | 107,488(4) | | | | | — | | | | | — | | | | | 487 | | | | | 714,050 | | | ||||||||||||||
Deborah A. DeCotis* | | | | — | | | | | — | | | | | — | | | | | — | | | | | — | | | | | — | | | | | — | | | | | | 30,000 | | | | | — | | | | | 97,944(5) | | | | | — | | | | | — | | | | | — | | | | | 127,944 | | | ||||||||||||||
Nate Ward** | | | | 30,000 | | | | | — | | | | | — | | | | | — | | | | | — | | | | | 250,000 | | | | | 280,000 | | | ||||||||||||||||||||||||||||||||||||||||||||||||||
Roger Werner** | | | | 40,000 | | | | | — | | | | | — | | | | | — | | | | | — | | | | | — | | | | | 40,000 | | |
Name | | | Age | | | Position | |
Executive Officers | | | | | | | |
Warren B. Kanders* | | | | | Chief Executive Officer, Director and Executive Chairman | | |
Brad Williams | | | | | President | | |
Blaine Browers | | | | | Chief Financial Officer | |
Name and Principal Position | | Year | | Salary ($) | | Bonus ($) | | Stock Awards ($)(4) | | Option Awards ($) | | Non-equity incentive plan compensation ($) | | Non-qualified deferred compensation earnings ($) | | All Other Compensation ($) | | Total ($) | | | Year | | Salary ($) | | Bonus ($) | | Stock Awards ($)(4) | | Option Awards ($) | | Non-equity incentive plan compensation ($) | | Non-qualified deferred compensation earnings ($) | | All Other Compensation ($) | | Total ($) | | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
Warren B. Kanders Chief Executive Officer | | | | 2021 | | | | | 1,000,000 | | | | | 1,250,000 | | | | | 9,300,000 | | | | | — | | | — | | | | — | | | | | 147,338(1) | | | | | 11,697,338 | | | | | | 2022 | | | | | 1,250,000 | | | | | 1,302,178 | | | | | 732,813 | | | | | 763,407 | | | | | — | | | | | — | | | | | 215,573(1) | | | | | 7,263,971 | | | |||||||||||||||||||||
| | | | 2020 | | | | | 1,000,000 | | | | | 700,000 | | | — | | | | — | | | — | | | | — | | | | | 74,562 | | | | | 1,774,562 | | | | | | 2021 | | | | | 1,000,000 | | | | | 1,250,000 | | | | | 9,300,000 | | | | | — | | | | | — | | | | | — | | | | | 147,338 | | | | | 11,697,338 | | | ||||||||||||||||||||||||
Brad Williams President | | | | 2021 | | | | | 452,610 | | | | | 489,397 | | | | | 930,000 | | | | | | | | | | 463,569 | | | | | | | | | | 34,142(2) | | | | | 2,369,718 | | | | | | 2022 | | | | | 457,000 | | | | | 476,076 | | | | | 6,396,269 | | | | | 287,329 | | | | | 298,633 | | | | | — | | | | | 36,617(2) | | | | | 7,951,924 | | | ||||||||||||||||||
| | | | 2020 | | | | | 445,693 | | | | | 540,338 | | | — | | | | — | | | — | | | | — | | | | | 29,558 | | | | | 1,015,589 | | | | | | 2021 | | | | | 452,610 | | | | | 489,397 | | | | | 930,000 | | | | | — | | | | | 463,569 | | | | | | | | | | 34,142 | | | | | 2,369,718 | | | ||||||||||||||||||||||||
Blaine Browers Chief Financial Officer | | | | 2021 | | | | | 336,825 | | | | | 364,203 | | | | | 697,500 | | | | | — | | | | | 344,981 | | | | | — | | | | | 34,444(3) | | | | | 1,777,953 | | | | | | 2022 | | | | | 342,440 | | | | | 347,253 | | | | | 4,098,005 | | | | | 213,874 | | | | | 222,238 | | | | | — | | | | | 36,459(3) | | | | | 5,260,269 | | | ||||||||||||||||||
| | | | 2020 | | | | | 334,954 | | | | | 402,112 | | | — | | | | — | | | — | | | | — | | | | | 33,097 | | | | | 770,163 | | | | | | 2021 | | | | | 336,825 | | | | | 364,203 | | | | | 697,500 | | | | | — | | | | | 344,981 | | | | | — | | | | | 34,444 | | | | | 1,777,953 | | |
| | | Option Awards | | | Stock Awards | | ||||||||||||||||||||||||||||||||||||||||||||||||
Name | | | Number of Securities Underlying Unexercised Options Exercisable (#) | | | Number of Securities Underlying Unexercised Options Unexercisable (#) | | | Equity Incentive Plan Awards: Number of Securities Underlying Unexercised Unearned Options (#) | | | Option Exercise Price ($) | | | Option Expiration Date | | | Number of Shares of Stock That Have Not Vested (#) | | | Market Value of Shares of Stock That Have Not Vested ($) | | | Equity Incentive Plan Awards: Number of Unearned Shares, That Have Not Vested (#) | | | Equity Incentive Plan Awards: Market or Payout Value of Unearned Shares That Have Not Vested ($) | | |||||||||||||||||||||||||||
Warren B. Kanders | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 2,000,000(1) | | | | | | 40,280,000 | | | | | | — | | | | | | — | | |
| | | | | — | | | | | | 113,636(2) | | | | | | — | | | | | | 23.45 | | | | | | 3/9/32 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
| | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 31,250(3) | | | | | | 629,375 | | | | | | — | | | | | | — | | |
Brad Williams | | | | | — | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 200,000(4) | | | | | | 4,028,000 | | | | | | — | | | | | | — | | |
| | | | | — | | | | | | 42,770(5) | | | | | | — | | | | | | 23.45 | | | | | | 3/9/32 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
| | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 11,762(6) | | | | | | 236,887 | | | | | | — | | | | | | — | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 174,000(7) | | | | | | 3,504,360 | | | | | | | | | | | | | | |
Blaine Browers | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 150,000(8) | | | | | | 3,021,000 | | | | | | — | | | | | | — | | |
| | | | | — | | | | | | 31,836(9) | | | | | | — | | | | | | 23.45 | | | | | | 3/9/32 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
| | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 8,755(10) | | | | | | 176,326 | | | | | | — | | | | | | — | | |
| | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 166,000(11) | | | | | | 2,228,813 | | | | | | — | | | | | | — | | |
| Audit Fees | | | $ | 1,870 | | | | 2022 | | 2021 | | |||||||||
| Audit Related Fees | | | | — | | | ||||||||||||||
| Tax Fees | | | | 143 | | | ||||||||||||||
| All Other Fees | | | | 240 | | | ||||||||||||||
| Total | | | $ | 2,253 | | | ||||||||||||||
Audit Fees | | | $ | 1,256 | | | | $ | 1,870 | | | ||||||||||
Audit Related Fees | | | | — | | | | | — | | | ||||||||||
Tax Fees | | | | 134 | | | | | 143 | | | ||||||||||
All Other Fees | | | | 417 | | | | | 240 | | | ||||||||||
Total | | | $ | 1,807 | | | | $ | 2,253 | | |