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Name | | | Age | | | Position | |
Jeffrey Busch | | | | | Chairman of the Board, Chief Executive Officer and President | | |
Robert Kiernan | | | | | Chief Financial Officer and Treasurer | | |
Jamie Barber | | | | | General Counsel and Secretary | | |
Alfonzo Leon | | | | | Chief Investment Officer | | |
Danica Holley | | | | | Chief Operating Officer | | |
Allen Webb | | | | | Senior Vice President, SEC Reporting and Technical Accounting | | |
Henry Cole† | | | | | Director | | |
Matthew L. Cypher, Ph.D.† | | | | | Director | | |
Zhang Jingguo | | | | | Director | | |
Ronald Marston† | | | | | Director | | |
Dr. Roscoe Moore† | | | | | Director | | |
Zhang Huiqi | | | | | Director | | |
Lori | | | | | | ||
Paula Crowley† | | | 65 | | | Director | |
Name of Beneficial Owner | | Number of Shares Beneficially Owned(1) | | Percentage of Shares(2) | | | Number of Shares Beneficially Owned(1) | | Percentage of Shares(2) | | ||||||||||||||||
5% Beneficial Owners | | | | | | | | | | | | | | |||||||||||||
ZH USA, LLC(3) | | | | 2,604,500 | | | | | 12% | | | |||||||||||||||
Executive Officers, Directors and Director Nominees | | | ||||||||||||||||||||||||
The Vanguard Group | | | | 4,290,304(3) | | | | | 9.3% | | | |||||||||||||||
Zensun Enterprises Limited | | | | 3,715,611(4) | | | | | 8.0% | | | |||||||||||||||
BlackRock, Inc. | | | | 2,602,565(5) | | | | | 5.6% | | | |||||||||||||||
Executive Officers and Directors | | | | | | | | | | | | |||||||||||||||
Jeffrey Busch | | | | 78,501(4) | | | | | * | | | | | | 220,687(6) | | | | | * | | | ||||
David Young | | | | 60,000(5) | | | | | * | | | |||||||||||||||
Robert Kiernan | | | | 1,113(6) | | | | | * | | | | | | 51,434(7) | | | | | * | | | ||||
Donald McClure | | | | 31,852(7) | | | | | * | | | |||||||||||||||
Alfonzo Leon | | | | 19,349(8) | | | | | * | | | | | | 86,123(8) | | | | | * | | | ||||
Allen Webb | | | | 17,790(9) | | | | | * | | | | | | 67,262(9) | | | | | * | | | ||||
Jamie Barber | | | | 3,686(10) | | | | | * | | | | | | 50,149(10) | | | | | * | | | ||||
Zhang Jingguo | | | | 2,604,500(11) | | | | | 12% | | | | | | 3,715,611(11) | | | | | 8.0% | | | ||||
Zhang Huiqi | | | | 18,000(12) | | | | | * | | | | | | 3,745,611(12) | | | | | 8.1% | | | ||||
Henry Cole | | | | 3,750(13) | | | | | * | | | | | | 19,575(13) | | | | | * | | | ||||
Ronald Marston | | | | 2,750(14) | | | | | * | | | | | | 18,960(14) | | | | | * | | | ||||
Matthew L. Cypher, Ph.D. | | | | 3,950(15) | | | | | * | | | |||||||||||||||
Kurt Harrington | | | | 2,750(16) | | | | | * | | | |||||||||||||||
Roscoe Moore | | | | 2,750(17) | | | | | * | | | |||||||||||||||
Lori Beth Wittman | | | | — | | | | | * | | | |||||||||||||||
All executive officers, directors and director nominee as a group (16 people) | | | | 2,863,908 | | | | | 13% | | | |||||||||||||||
Matthew L. Cypher, Ph. D | | | | 13,130(15) | | | | | * | | | |||||||||||||||
Dr. Roscoe Moore | | | | 7,185(16) | | | | | * | | | |||||||||||||||
Lori Wittman | | | | 7,185(17) | | | | | * | | | |||||||||||||||
Paula Crowley | | | | 7,185(18) | | | | | * | | | |||||||||||||||
All executive officers and directors as a group (14 people) | | | | 4,355,726 | | | | | 9.4% | | |
| | | Annual Equity Incentive | | | Long-Term Equity Incentive | |
Structure | | | Threshold, Target and Maximum Awards based on the achievement of various annual performance | | | Threshold, Target and Maximum Awards based on achievement of various long-term stockholder return goals. | |
Performance Metrics | | | Generally divided into multiple categories based on the following metrics: • Acquisition activity; • Adjusted Funds from Operations (“ • • Individual performance. | | | Performance-based component • Absolute total stockholder return (75%); and • Relative total stockholder return (25%). | |
| | | Annual Equity Incentive | | | Long-Term Equity Incentive | |
Timing of Payout and Vesting | | | Awards are paid, through the issuance of LTIP Units, annually based on achievement of performance metrics for the prior year, and vest once issued as follows: • 50% immediately at the time of issuance; and • 50% on the | | | Performance-based awards are paid, through the issuance of LTIP Units, at the end of a three-year performance period, based on the achievement of absolute and relative total stockholder return goals, and vest once issued as follows: • 50% immediately at the time of issuance; and • 50% on the Time-based awards vest in equal one-third installments on the first, second and third anniversary of the date of grant. | |
| | As of and for the year ended | | | As of and for the years ended | | ||||||||
| | 2017 | | 2016 | | | 2019 | | 2018 | | ||||
Gross investment in real estate | | $471.5 million | | $206.9 million | | | $905.5 million | | $647.6 million | | ||||
Rental revenue | | $28.5 million | | $8.1 million | | | $70.7 million | | $53.2 million | | ||||
Net loss attributable to common stockholders per share | | $(0.09) | | $(0.68) | | |||||||||
Revolving credit facility capacity | | $250 million | | $200 million | | |||||||||
Gain on sale of investment property | | $— | | $7.7 million | | |||||||||
Net income attributable to common stockholders per share | | $0.10 | | $0.35 | | |||||||||
Credit facility size | | $500.0 million | | $350.0 million | | |||||||||
Preferred stock outstanding | | $75 million | | — | | | $75.0 million | | $75.0 million | | ||||
Total equity | | $259 million | | $155 million | | | $460.4 million | | $299.8 million | | ||||
Internal control over financial reporting | | No material weaknesses | | Material weakness | |
Name | | | Title | | | 2017 Annual Award Target | | | Number of Target Annual Award Units | | | 2017 Long- Term Award Target | | | Number of Target Long- Term Award Units | | ||||||||||||
Jeffrey Busch | | | Chairman, current CEO and President | | | | $ | 110,000 | | | | | | 13,095 | | | | | $ | 200,008 | | | | | | 25,975 | | |
David Young | | | Former Director and Former CEO | | | | $ | 100,000 | | | | | | 11,904(1) | | | | | $ | 300,000 | | | | | | 38,961(1) | | |
Donald McClure | | | Former CFO and Treasurer | | | | $ | 77,500 | | | | | | 9,226(2) | | | | | $ | 75,000 | | | | | | 9,740(2) | | |
Robert Kiernan | | | Current CFO and Treasurer | | | | $ | 25,000 | | | | | | 2,994 | | | | | $ | 80,000 | | | | | | 10,621 | | |
Alfonzo Leon | | | Chief Investment Officer | | | | $ | 92,500 | | | | | | 11,011 | | | | | $ | 100,000 | | | | | | 12,987 | | |
Jamie Barber | | | General Counsel and Secretary | | | | $ | 50,000 | | | | | | 5,230 | | | | | $ | 80,000 | | | | | | 7,133 | | |
Allen Webb | | | SVP — SEC Reporting and Technical Accounting | | | | $ | 90,000 | | | | | | 10,714 | | | | | $ | 80,006 | | | | | | 10,390 | | |
Name | | | Title | | | 2019 Annual Award Target | | | Number of Target Annual Award Units | | | 2019 Long- Term Award Target | | | Number of Target Long- Term Award Units | | ||||||||||||
Jeffrey Busch | | | Chairman, CEO and President | | | | $ | 180,000 | | | | | | 17,875 | | | | | $ | 230,000 | | | | | | 22,985 | | |
Robert Kiernan | | | CFO and Treasurer | | | | $ | 150,000 | | | | | | 14,896 | | | | | $ | 160,000 | | | | | | 15,990 | | |
Alfonzo Leon | | | Chief Investment Officer | | | | $ | 150,000 | | | | | | 14,896 | | | | | $ | 210,000 | | | | | | 20,987 | | |
Jamie Barber | | | General Counsel and Secretary | | | | $ | 120,000 | | | | | | 11,917 | | | | | $ | 140,000 | | | | | | 13,991 | | |
Allen Webb | | | SVP — SEC Reporting and Technical Accounting | | | | $ | 110,000 | | | | | | 10,924 | | | | | $ | 130,000 | | | | | | 12,992 | | |
Target No. of LTIP Units | | | Component | | | Performance Goal | | | 2019 Performance Result | |
25% of total Target LTIP Units | | | Acquisitions including (i) closed acquisitions from January 1, 2019 through December 31, 2019 (except those acquisitions covered in (ii) below), and (ii) acquisitions placed under definitive purchase contract on or before December 31, 2019 and closed by February 28, 2020. | | | Threshold: $100 million Target: $150 million Maximum: $200 million | | | $253.5 million 150% of Target LTIP Units earned | |
25% of total Target LTIP Units | | | AFFO per share for the year ended December 31, 2019, as reported by the Company in its year-end earnings announcement. | | | Threshold: $0.78 per share Target: $0.80 per share Maximum: $0.84 per share | | | $0.75 per share 0% of Target LTIP Units earned | |
25% of total Target LTIP Units | | | Average quarterly Consolidated Leverage Ratio (as defined in the Company’s Amended and Restated | | | Threshold: 54.99% Target: 52.50% Maximum: 49.99% | | | 45.0% 150% of Target | |
Target No. of LTIP Units | | | Component | | | Performance Goal | | | | |
| | | | | | | ||||
| | Discretionary Component | | | Entirely at the discretion of the Committee based on the Committee’s assessment of the Grantee’s individual performance in areas the Committee deems in its discretion to be important based on the Grantee’s job duties and position within the organization. | | | |
TSR | | | Percentage of Absolute TSR Component Earned | | |||
Less than 24% | | | | | 0% | | |
24% | | | | | 50% | | |
30% | | | | | 100% | | |
36% or greater | | | | | 200% | | |
TSR | | | Percentage of Absolute TSR Component Earned | | |||
Less than 21% | | | | | 0% | | |
21% | | | | | 50% | | |
27% | | | | | 100% | | |
33% or greater | | | | | 200% | | |
Relative Performance | | | Percentage of Relative TSR Component Earned | | |||
TSR below the 35th percentile of | | | | | 0% | | |
TSR equal to the 35th percentile of | | | | | 50% | | |
TSR equal to the 55th percentile of | | | | | 100% | | |
TSR equal to or greater than the 75th percentile of | | | | | 200% | | |
Name | | | Title | | | Number of 2017 Target Annual Award Units | | | Number of 2017 Earned Annual Award Units | | ||||||
Jeffrey Busch | | | Chairman, current CEO and President | | | | | 13,095 | | | | | | 9,730 | | |
David Young | | | Former Director and Former CEO | | | | | 11,904(1) | | | | | | —(1) | | |
Donald McClure | | | Former CFO and Treasurer | | | | | 6,420(2) | | | | | | 2,845(2) | | |
Robert Kiernan | | | Current CFO and Treasurer | | | | | 2,994 | | | | | | 2,225 | | |
Alfonzo Leon | | | Chief Investment Officer | | | | | 11,011 | | | | | | 8,182 | | |
Jamie Barber | | | General Counsel and Secretary | | | | | 5,230 | | | | | | 3,886 | | |
Allen Webb | | | SVP – SEC Reporting and Technical Accounting | | | | | 10,714 | | | | | | 7,961 | | |
Name and Principal Position | | Year | | Salary(1) | | Stock Awards(2) | | Other(3) | | Total | | | Year | | Salary(1) | | Stock Awards(2) | | Other(3) | | Total | | | | |||||||||||||||||||||||||||||||||||||||||
Jeffrey Busch Chairman, Current CEO and President | | | | | 2017 | | | | $ | — | | | | $ | 610,009(4) | | | | $ | 69,507 | | | | $ | 679,516 | | | ||||||||||||||||||||||||||||||||||||||
| | | 2016 | | | | $ | — | | | | $ | 780,016(5) | | | | $ | 29,738 | | | | $ | 809,754 | | | ||||||||||||||||||||||||||||||||||||||||
| | | 2015 | | | | $ | — | | | | $ | — | | | | $ | — | | | | $ | — | | | ||||||||||||||||||||||||||||||||||||||||
David Young Former Director and Former CEO | | | | | 2017 | | | | $ | — | | | | $ | 400,000(6) | | | | $ | 38,389 | | | | $ | 438,389 | | | ||||||||||||||||||||||||||||||||||||||
| | | 2016 | | | | $ | — | | | | $ | 955,011(7) | | | | $ | 37,195 | | | | $ | 992,206 | | | ||||||||||||||||||||||||||||||||||||||||
| | | 2015 | | | | $ | — | | | | $ | — | | | | $ | — | | | | $ | — | | | ||||||||||||||||||||||||||||||||||||||||
Jeffrey Busch Chairman, CEO and President | | | | | 2019 | | | | $ | — | | | | $ | 455,316(4) | | | | $ | 141,369 | | | | $ | 596,685 | | | | |||||||||||||||||||||||||||||||||||||
| | | 2018 | | | | $ | — | | | | $ | 395,978(5) | | | | $ | 110,668 | | | | $ | 506,646 | | | | |||||||||||||||||||||||||||||||||||||||
| | | 2017 | | | | $ | — | | | | $ | 610,007(6) | | | | $ | 62,950 | | | | $ | 672,957 | | | | |||||||||||||||||||||||||||||||||||||||
Robert Kiernan CFO and Treasurer | | | | | 2017 | | | | $ | — | | | | $ | 155,002(8) | | | | $ | 2,390 | | | | $ | 157,392 | | | | | | | 2019 | | | | $ | — | | | | $ | 322,723(7) | | | | $ | 54,264 | | | | $ | 376,988 | | | | ||||||||||
| | | 2016 | | | | $ | — | | | | $ | — | | | | $ | — | | | | $ | — | | | | | | 2018 | | | | $ | — | | | | $ | 415,983(8) | | | | $ | 24,522 | | | | $ | 440,504 | | | | |||||||||||||
| | | 2015 | | | | $ | — | | | | $ | — | | | | $ | — | | | | $ | — | | | | | | 2017 | | | | $ | — | | | | $ | 155,062(9) | | | | $ | 1,195 | | | | $ | 156,257 | | | | |||||||||||||
Donald McClure Former CFO and Former Treasurer | | | | | 2017 | | | | $ | — | | | | $ | 152,500(9) | | | | $ | 12,172 | | | | $ | 164,672 | | | ||||||||||||||||||||||||||||||||||||||
| | | 2016 | | | | $ | — | | | | $ | 300,010(10) | | | | $ | 20,860 | | | | $ | 320,870 | | | ||||||||||||||||||||||||||||||||||||||||
| | | 2015 | | | | $ | — | | | | $ | — | | | | $ | — | | | | $ | — | | | ||||||||||||||||||||||||||||||||||||||||
Alfonzo Leon Chief Investment Officer | | | | | 2017 | | | | $ | — | | | | $ | 192,500(11) | | | | $ | 23,819 | | | | $ | 216,319 | | | ||||||||||||||||||||||||||||||||||||||
| | | 2016 | | | | $ | — | | | | $ | 290,019(12) | | | | $ | 9,995 | | | | $ | 300,014 | | | ||||||||||||||||||||||||||||||||||||||||
| | | 2015 | | | | $ | — | | | | $ | — | | | | $ | — | | | | $ | — | | | ||||||||||||||||||||||||||||||||||||||||
Alfonzo Leon CIO | | | | | 2019 | | | | $ | — | | | | $ | 391,475(10) | | | | $ | 64,828 | | | | $ | 456,304 | | | | |||||||||||||||||||||||||||||||||||||
| | | 2018 | | | | $ | — | | | | $ | 324,983(11) | | | | $ | 42,558 | | | | $ | 367,542 | | | | |||||||||||||||||||||||||||||||||||||||
| | | 2017 | | | | $ | — | | | | $ | 192,492(12) | | | | $ | 23,819 | | | | $ | 216,312 | | | | |||||||||||||||||||||||||||||||||||||||
Jamie Barber General Counsel and Secretary | | | | | 2017 | | | | $ | 125,000(13) | | | | $ | 179,999(14) | | | | $ | 2,092 | | | | $ | 307,091 | | | | | | | 2019 | | | | $ | — | | | | $ | 287,696(13) | | | | $ | 44,469 | | | | $ | 332,165 | | | | ||||||||||
| | | 2016 | | | | $ | — | | | | $ | — | | | | $ | | | | | $ | — | | | | | | 2018 | | | | $ | 44,355(14) | | | | $ | 351,984(15) | | | | $ | 23,670 | | | | $ | 420,009 | | | | |||||||||||||
| | | 2015 | | | | $ | — | | | | $ | — | | | | $ | — | | | | $ | — | | | | | | 2017 | | | | $ | 80,645(14) | | | | $ | 179,998(16) | | | | $ | 2,092 | | | | $ | 262,735 | | | | |||||||||||||
Allen Webb Senior Vice President — SEC Reporting and Technical Accounting | | | | | 2017 | | | | $ | — | | | | $ | 170,006(15) | | | | $ | 20,344 | | | | $ | 190,350 | | | ||||||||||||||||||||||||||||||||||||||
| | | 2016 | | | | $ | — | | | | $ | 250,010(16) | | | | $ | 9,086 | | | | $ | 259,096 | | | ||||||||||||||||||||||||||||||||||||||||
| | | 2015 | | | | $ | — | | | | $ | — | | | | $ | — | | | | $ | — | | | ||||||||||||||||||||||||||||||||||||||||
Allen Webb Senior Vice President – SEC Reporting and Technical Accounting | | | | | 2019 | | | | $ | — | | | | $ | 264,879(17) | | | | $ | 49,693 | | | | $ | 314,572 | | | | |||||||||||||||||||||||||||||||||||||
| | | 2018 | | | | $ | — | | | | $ | 217,344(18) | | | | $ | 35,806 | | | | $ | 253,150 | | | | |||||||||||||||||||||||||||||||||||||||
| | | 2017 | | | | $ | — | | | | $ | 170,004(19) | | | | $ | 20,344 | | | | $ | 190,348 | | | |
Name | | Type of Award | | Grant Date | | Date of Board Approval | | | Estimated Future Payouts Under Equity Incentive Plan Awards(1) | | | All Other Stock Awards: Number of Shares or Units of Stock | | Grant Date Fair Value(2) | | | Type of Award | | Grant Date | | Date of Board Approval | | | Estimated Future Payouts Under Equity Incentive Plan Awards(1) | | | All Other Stock Awards: Number of Shares or Units of Stock | | Grant Date Fair Value(2) | | |||||||||||||||||||||||||||||||||||||||||||||||||||||
| Threshold | | Target | | Maximum | | | Threshold | | Target | | Maximum | | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
Jeffrey Busch | | | | LTIP Units | | | February 28, 2017; October 11, 2017 | | February 28, 2017; October 10, 2017 | | | | 19,535 | | | | | 39,070 | | | | | 71,593 | | | | | 32,787(3) | | | | $ | 610,010 | | | | LTIP Units | | March 5, 2019 | | March 5, 2019 | | | | 15,862 | | | | | 31,724 | | | | | 54,511 | | | | | 13,636(3) | | | | $ | 455,316 | | | ||||||||||||||||
David Young(4) | | | | LTIP Units | | | February 28, 2017 | | February 28, 2017 | | | | — | | | | | — | | | | | — | | | | | — | | | | $ | 400,000 | | | ||||||||||||||||||||||||||||||||||||||||||||||||
Robert Kiernan | | | | LTIP Units | | | August 23, 2017 | | August 13, 2017 | | | | 6,808 | | | | | 13,615 | | | | | 25,733 | | | | | 5,974(5) | | | | $ | 155,000 | | | | LTIP Units | | March 5, 2019 | | March 5, 2019 | | | | 12,265 | | | | | 24,530 | | | | | 41,612 | | | | | 9,606(3) | | | | $ | 342,735 | | | ||||||||||||||||
Donald McClure(6) | | | | LTIP Units | | | February 28, 2017 | | February 28, 2017 | | | | 9,483 | | | | | 18,966 | | | | | 33,319 | | | | | — | | | | $ | 52,500 | | | ||||||||||||||||||||||||||||||||||||||||||||||||
Alfonzo Leon | | | | LTIP Units | | | February 28, 2017 | | February 28, 2017 | | | | 11,999 | | | | | 23,998 | | | | | 42,491 | | | | | — | | | | $ | 192,500 | | | | LTIP Units | | March 5, 2019 | | March 5, 2019 | | | | 13,771 | | | | | 27,541 | | | | | 47,634 | | | | | 11,467(3) | | | | $ | 391,475 | | | ||||||||||||||||
Jamie Barber | | | | LTIP Units | | | May 8, 2017 | | May 5, 2017 | | | | 6,182 | | | | | 12,363 | | | | | 22,111 | | | | | 5,230(7) | | | | $ | 180,000 | | | | LTIP Units | | March 5, 2019 | | March 5, 2019 | | | | 10,174 | | | | | 20,347 | | | | | 34,736 | | | | | 8,311(3) | | | | $ | 287,696 | | | ||||||||||||||||
Allen Webb | | | | LTIP Units | | | February 28, 2017 | | February 28, 2017 | | | | 10,552 | | | | | 21,104 | | | | | 36,851 | | | | | — | | | | $ | 170,006 | | | | LTIP Units | | March 5, 2019 | | March 5, 2019 | | | | 9,376 | | | | | 18,752 | | | | | 32,042 | | | | | 7,634(3) | | | | $ | 264,879 | | |
| | Stock Awards | | | Stock Awards | | ||||||||||||||||||||||||||||||||||||||||||||
Name | | Number of Shares or Units of Stock That Have Not Vested | | Market Value of Shares or Units of Stock That Have Not Vested(1) | | Equity Incentive Plan Awards: Number of Unearned Shares, Units or Other Rights That Have Not Yet Vested | | Equity Incentive Plan Awards: Market Value of Unearned Shares, Units or Other Rights That Have Not Yet Vested(1) | | | Number of Shares or Units of Stock That Have Not Vested | | Market Value of Shares or Units of Stock That Have Not Vested(1) | | Equity Incentive Plan Awards: Number of Unearned Shares, Units or Other Rights That Have Not Yet Vested | | Equity Incentive Plan Awards: Market Value of Unearned Shares, Units or Other Rights That Have Not Yet Vested(1) | | ||||||||||||||||||||||||||||||||
Jeffrey Busch | | | | 66,579(2) | | | | $ | 545,948 | | | | | 26,083(3) | | | | $ | 213,881 | | | | | | 29,318(2) | | | | $ | 387,873 | | | | | 137,203(3) | | | | $ | 1,815,196 | | | ||||||||
David Young(4) | | | | — | | | | $ | — | | | | | — | | | | $ | — | | | |||||||||||||||||||||||||||||
Robert Kiernan | | | | 5,974(5) | | | | $ | 48,987 | | | | | 8,305(6) | | | | $ | 68,101 | | | | | | 42,650(4) | | | | $ | 564,253 | | | | | 84,066(5) | | | | $ | 1,112,193 | | | ||||||||
Donald McClure(7) | | | | — | | | | $ | — | | | | | 7,288 | | | | $ | 59,762 | | | |||||||||||||||||||||||||||||
Alfonzo Leon | | | | 14,516(8) | | | | $ | 119,031 | | | | | 17,505(9) | | | | $ | 143,541 | | | | | | 24,380(6) | | | | $ | 322,552 | | | | | 102,900(7) | | | | $ | 1,361,367 | | | ||||||||
Jamie Barber | | | | 5,230(10) | | | | $ | 42,886 | | | | | 8,797(11) | | | | $ | 72,131 | | | | | | 35,151(8) | | | | $ | 465,043 | | | | | 67,291(9) | | | | $ | 890,260 | | | ||||||||
Allen Webb | | | | 11,620(12) | | | | $ | 95,284 | | | | | 15,909(13) | | | | $ | 130,454 | | | | | | 15,712(10) | | | | $ | 207,868 | | | | | 69,140(11) | | | | $ | 914,722 | | |
| | Stock Awards | | | Stock Awards | | ||||||||||||||||||||
Name | | Number of Shares Acquired on Vesting | | Value Realized on Vesting(1) | | | Number of Shares Acquired on Vesting | | Value Realized on Vesting(1) | | ||||||||||||||||
Jeffrey Busch | | | | 44,896(2) | | | | $ | 368,147 | | | | | | 137,016(2) | | | | $ | 1,812,725 | | | ||||
David Young | | | | 60,000(3) | | | | $ | 492,000 | | | |||||||||||||||
Robert Kiernan | | | | — | | | | $ | — | | | | | | 17,626(3) | | | | $ | 233,196 | | | ||||
Donald McClure | | | | 30,430(4) | | | | $ | 249,526 | | | |||||||||||||||
Alfonzo Leon | | | | 15,258(5) | | | | $ | 125,116 | | | | | | 49,948(4) | | | | $ | 660,811 | | | ||||
Jamie Barber | | | | — | | | | $ | — | | | | | | 15,857(5) | | | | $ | 209,785 | | | ||||
Allen Webb | | | | 13,820(6) | | | | $ | 113,324 | | | | | | 41,540(6) | | | | $ | 549,571 | | |
Name | | Stock Awards | | Total(1) | | | Stock Awards | | Total(1) | | ||||||||||||||||
Jeffrey Busch | | | | 76,309(2) | | | | $ | 625,734 | | | | | | 29,318(2) | | | | $ | 387,873 | | | ||||
David Young(3) | | | | — | | | | $ | — | | | |||||||||||||||
Robert Kiernan | | | | 8,199(4) | | | | $ | 67,232 | | | | | | 42,650(3) | | | | $ | 564,253 | | | ||||
Donald McClure(5) | | | | 2,845 | | | | $ | 23,329 | | | |||||||||||||||
Alfonzo Leon | | | | 22,698(6) | | | | $ | 186,124 | | | | | | 24,380(4) | | | | $ | 322,552 | | | ||||
Jamie Barber | | | | 9,116(7) | | | | $ | 74,751 | | | | | | 35,151(5) | | | | $ | 465,043 | | | ||||
Allen Webb | | | | 19,581(8) | | | | $ | 160,564 | | | | | | 15,712(6) | | | | $ | 207,868 | | |
Name | | | Stock Awards | | | Total(1) | | ||||||
Jeffrey Busch | | | | | 125,383(2) | | | | | $ | 1,658,819 | | |
Robert Kiernan | | | | | 94,700(3) | | | | | $ | 1,252,878 | | |
Alfonzo Leon | | | | | 90,892(4) | | | | | $ | 1,202,497 | | |
Jamie Barber | | | | | 77,243(5) | | | | | $ | 1,021,926 | | |
Allen Webb | | | | | 62,192(6) | | | | | $ | 822,796 | | |
Plan Category | | | Number of securities to be issued upon exercise of outstanding options, warrants and rights (a) | | | Weighted-average exercise price of our outstanding options, warrants and rights (b) | | | Number of securities remaining available for future issuance under equity compensation plans (excluding securities reflected in column (a) (c)) | | |||||||||
Equity compensation plans approved by security holders | | | | | | | | | | N/A | | | | | | | |
Name | | | Fees Earned or Paid in Cash(1) | | | Stock Awards(2) | | | All Other Compensation(3) | | | Total | | ||||||||||||
Henry Cole(4) | | | | $ | 57,352 | | | | | $ | 30,384 | | | | | $ | 1,278 | | | | | $ | 89,014 | | |
Matthew L. Cypher(5) | | | | $ | 41,460 | | | | | $ | 30,384 | | | | | $ | 1,278 | | | | | $ | 73,122 | | |
Kurt Harrington(5) | | | | $ | 43,013 | | | | | $ | 30,384 | | | | | $ | 1,278 | | | | | $ | 74,675 | | |
Ronald Marston(4) | | | | $ | 55,841 | | | | | $ | 30,384 | | | | | $ | 1,278 | | | | | $ | 87,503 | | |
Dr. Roscoe Moore(4) | | | | $ | 51,486 | | | | | $ | 30,384 | | | | | $ | 1,278 | | | | | $ | 83,148 | | |
Zhang Jinguo | | | | $ | — | | | | | $ | — | | | | | $ | — | | | | | $ | — | | |
Zhang Huiqi | | | | $ | — | | | | | $ | — | | | | | $ | 24,000 | | | | | $ | 24,000 | | |
Name | | | Fees Earned or Paid in Cash(1) | | | Stock Awards(2) | | | All Other Compensation(3) | | | Total | | ||||||||||||
Henry Cole(4) | | | | $ | 65,810 | | | | | $ | 40,000 | | | | | $ | 9,022 | | | | | $ | 114,832 | | |
Matthew L. Cypher Ph.D(5) | | | | $ | 55,839 | | | | | $ | 40,000 | | | | | $ | 9,022 | | | | | $ | 104,861 | | |
Ronald Marston(6) | | | | $ | 56,526 | | | | | $ | 40,000 | | | | | $ | 9,022 | | | | | $ | 105,548 | | |
Dr. Roscoe Moore(7) | | | | $ | 46,473 | | | | | $ | 40,000 | | | | | $ | 5,455 | | | | | $ | 91,928 | | |
Zhang Jingguo | | | | $ | — | | | | | $ | — | | | | | $ | — | | | | | $ | — | | |
Zhang Huiqi(8) | | | | $ | — | | | | | $ | — | | | | | $ | 24,000 | | | | | $ | 24,000 | | |
Lori Wittman(9) | | | | $ | 59,664 | | | | | $ | 40,000 | | | | | $ | 4,266 | | | | | $ | 103,930 | | |
Paula Crowley(10) | | | | $ | 52,542 | | | | | $ | 40,000 | | | | | $ | 4,220 | | | | | $ | 96,762 | | |
| | Year Ended December 31, 2017 | | Year Ended December 31, 2016 | | | Year Ended December 31, 2019 | | Year Ended December 31, 2018 | | ||||||||||||||||
MaloneBailey: | | | | | | | | | | | | |||||||||||||||
Audit Fees | | | $ | 506,400 | | | | $ | 346,900 | | | | | $ | 86,378 | | | | $ | 514,253 | | | ||||
Audit-Related Fees | | | | 35,500 | | | | | 42,600 | | | | | | — | | | | | 17,500 | | | ||||
Tax Fees | | | | — | | | | | — | | | | | | — | | | | | — | | | ||||
All Other Fees | | | | — | | | | | — | | | | | | — | | | | | — | | | ||||
Total | | | $ | 541,900 | | | | $ | 389,500 | | | | | $ | 86,378 | | | | $ | 531,753 | | | ||||
|
| | | Year Ended December 31, 2019 | | |||
Deloitte: | | | | | | | |
Audit Fees | | | | $ | 483,341 | | |
Audit-Related Fees | | | | | 50,000 | | |
Tax Fees | | | | | — | | |
All Other Fees | | | | | — | | |
Total | | | | $ | 533,341 | | |