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Name | | | Age | | | Position | |
Linda F. Powers | | | | | Class III Director, Chairperson, President and Chief Executive Officer, Chief Financial and Accounting Officer | | |
J. Cofer Black | | | 71 | | | Class I Director | |
Dr. Alton L. Boynton | | | | | Class I Director, Chief Scientific Officer | | |
| | | | Class | | ||
Dr. Navid Malik | | | | | Class III | ||
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Name of Beneficial Owner | | Number of Shares Beneficially Owned | | Percentage(1) | | | Number of Shares Beneficially Owned | | Percentage(1) | | ||||||||||||||||
Officers and Directors | | | | | | | | | | | | | | |||||||||||||
Alton L. Boynton, Ph.D.(2) | | | | 9,140,302 | | | | | 1.7% | | | | | | 25,365,309 | | | | | 2.9% | | | ||||
Marnix L. Bosch, Ph.D., M.B.A.(3) | | | | 7,335,688 | | | | | 1.4% | | | | | | 34,040,941 | | | | | 3.9% | | | ||||
Linda F. Powers(4) | | | | 137,235,503 | | | | | 21.7% | | | | | | 29,411,759 | | | | | 3.5% | | | ||||
Leslie J. Goldman(5) | | | | 20,972,862 | | | | | 3.9% | | | | | | 172,742 | | | | | *% | | | ||||
Dr. Navid Malik | | | | 7,695,547 | | | | | 1.4% | | | | | | 22,840,753 | | | | | 2.6% | | | ||||
Jerry Jasinowski | | | | 6,172,237 | | | | | 1.2% | | | | | | 13,229,236 | | | | | 1.6% | | | ||||
J. Cofer Black | | | | 1,454,019 | | | | | *% | | | | | | 5,888,251 | | | | | *% | | | ||||
All executive officers and directors as a group (7 persons) | | | | 190,006,158 | | | | | 27.8% | | | |||||||||||||||
Significant Security Holder | | | ||||||||||||||||||||||||
Cognate BioServices, Inc.(8) 4600 East Shelby Drive Suite 108, Memphis, TN | | | | 20,604,095 | | | | | 3.9% | | | |||||||||||||||
All executive officers and directors as a group (seven persons) | | | | 130,948,991 | | | | | 13.9% | | |
Name | | | Age | | | Position | |
Linda F. Powers | | | | | Class III Director, Chairperson, President and Chief Executive Officer, Chief Financial and Accounting Officer | | |
Alton L. Boynton, Ph.D. | | | | | Class I Director, Chief Scientific Officer | | |
Leslie J. Goldman | | | | | Senior Vice President, General Counsel | | |
Marnix L. Bosch, Ph.D. | | | | | Chief Technical Officer | |
Name and Principal Position | | Year | | Salary ($) | | Bonus ($) | | Option Awards ($) | | Total ($) | | | Year | | Salary ($) | | Bonus ($) | | Option Awards ($)(1) | | Total ($) | | ||||||||||||||||||||||||||||||||||||||||
Linda F. Powers Chairperson, President & Chief Executive Officer | | | | | 2018 | | | | $ | 502,000 | | | | $ | — | | | | $ | 6,698,000 | | | | $ | 7,200,000 | | | |||||||||||||||||||||||||||||||||||
| | | 2017 | | | | $ | 502,000 | | | | $ | — | | | | $ | — | | | | $ | 502,000 | | | |||||||||||||||||||||||||||||||||||||
| | | 2016 | | | | $ | 502,000 | | | | $ | — | | | | $ | — | | | | $ | 502,000 | | | |||||||||||||||||||||||||||||||||||||
Alton L. Boynton, Ph.D. Chief Scientific Officer and Secretary | | | | | 2018 | | | | $ | 325,000 | | | | $ | — | | | | $ | 1,485,000 | | | | $ | 1,810,000 | | | |||||||||||||||||||||||||||||||||||
| | | 2017 | | | | $ | 325,000 | | | | $ | — | | | | $ | 216,000 | | | | $ | 541,000 | | | |||||||||||||||||||||||||||||||||||||
| | | 2016 | | | | $ | 325,000 | | | | $ | — | | | | $ | — | | | | $ | 325,000 | | | |||||||||||||||||||||||||||||||||||||
Leslie J. Goldman Senior Vice President, General Counsel | | | | | 2018 | | | | $ | 375,000 | | | | $ | — | | | | $ | 4,186,000 | | | | $ | 4,561,000 | | | |||||||||||||||||||||||||||||||||||
| | | 2017 | | | | $ | 375,000 | | | | $ | — | | | | $ | — | | | | $ | 375,000 | | | |||||||||||||||||||||||||||||||||||||
| | | 2016 | | | | $ | 375,000 | | | | $ | — | | | | $ | — | | | | $ | 375,000 | | | |||||||||||||||||||||||||||||||||||||
Marnix L. Bosch, Ph.D. Chief Technical Officer | | | | | 2018 | | | | $ | 375,000 | | | | $ | — | | | | $ | 260,000 | | | | $ | 635,000 | | | |||||||||||||||||||||||||||||||||||
| | | 2017 | | | | $ | 375,000 | | | | $ | — | | | | $ | 505,000 | | | | $ | 880,000 | | | |||||||||||||||||||||||||||||||||||||
| | | 2016 | | | | $ | 375,000 | | | | $ | — | | | | $ | — | | | | $ | 375,000 | | | |||||||||||||||||||||||||||||||||||||
Other | | | | | | | | | | | | | | | | | | | | | | | | | | | ||||||||||||||||||||||||||||||||||||
Susan Goldman* | | | | | 2018 | | | | $ | 120,000 | | | | $ | — | | | | $ | — | | | | $ | 120,000 | | | |||||||||||||||||||||||||||||||||||
| | | 2017 | | | | $ | 120,000 | | | | $ | — | | | | $ | — | | | | $ | 120,000 | | | |||||||||||||||||||||||||||||||||||||
| | | 2016 | | | | $ | 118,000 | | | | $ | — | | | | $ | — | | | | $ | 118,000 | | | |||||||||||||||||||||||||||||||||||||
Linda F. Powers Chairperson, President and Chief Executive Officer, Chief Financial and Accounting Officer | | | | | 2020 | | | | $ | 700,000 | | | | $ | — | | | | $ | 17,317,000 | | | | $ | 18,017,000 | | | |||||||||||||||||||||||||||||||||||
| | | 2019 | | | | $ | 502,000 | | | | $ | 300,000(2) | | | | $ | — | | | | $ | 802,000 | | | |||||||||||||||||||||||||||||||||||||
Leslie Goldman Senior Vice President, General Counsel and Business Development | | | | | 2020 | | | | $ | 525,000 | | | | $ | — | | | | $ | 10,548,000 | | | | $ | 11,073,000 | | | |||||||||||||||||||||||||||||||||||
| | | 2019 | | | | $ | 375,000 | | | | $ | 200,000(2) | | | | $ | — | | | | $ | 575,000 | | | |||||||||||||||||||||||||||||||||||||
Marnix L. Bosch, Ph.D.(3) Chief Technical Officer | | | | | 2020 | | | | $ | 480,000 | | | | $ | — | | | | $ | 7,494,000 | | | | $ | 7,974,000 | | | |||||||||||||||||||||||||||||||||||
| | | 2019 | | | | $ | 397,000 | | | | $ | 100,000(2) | | | | $ | — | | | | $ | 497,000 | | |
Name | | | Number of Securities Underlying Unexercised Options (#) Exercisable | | | Number of Securities Underlying Unexercised Options (#) Unexercisable | | | Equity Incentive Plan Awards: Number of Securities Underlying Unexercised Unearned Options (#) | | | Option Exercise Price ($) | | | Option Expiration Date* | | | Number of Shares or Units of Stock That Have Not Vested (#) | | | Market Value of Shares or Units of Stock That Have Not Vested ($) | | | Equity Incentive Plan Awards: Number of Unearned Shares, Units or Other Rights That Have Not Vested (#)(1) | | | Equity Incentive Plan Awards: Market or Payout Value of Unearned Shares, Units or Other Rights That Have Not Vested ($) | | |||||||||||||||||||||||||||
Linda F. Powers Chief Executive Officer and President | | | | | 33,234,783(1) | | | | | | 5,965,217 | | | | | | — | | | | | | 0.23 | | | | | | 5/28/2028 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
Alton Boynton Chief Scientific Officer and Secretary | | | | | 3,119,347(2) | | | | | | 283,588 | | | | | | — | | | | | | 0.25 | | | | | | 6/13/2027 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
| | | | | 4,154,349(2) | | | | | | 745,651 | | | | | | — | | | | | | 0.23 | | | | | | 5/28/2028 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
| | | | | 1,854,417(2) | | | | | | 1,112,648 | | | | | | — | | | | | | 0.23 | | | | | | 8/31/2028 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
Leslie J. Goldman Senior Vice President, General Counsel | | | | | 20,771,736(3) | | | | | | 3,728,264 | | | | | | — | | | | | | 0.23 | | | | | | 5/28/2028 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
Marnix L. Bosch Chief Technical Officer | | | | | 31,770(4) | | | | | | 21,355 | | | | | | — | | | | | | 11.20 | | | | | | 6/23/2022 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
| | | | | 15,625(5) | | | | | | — | | | | | | — | | | | | | 8.80 | | | | | | 8/20/2022 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
| | | | | 7,278,491(6) | | | | | | 661,691 | | | | | | — | | | | | | 0.25 | | | | | | 6/13/2027 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
Name | | | Number of Securities Underlying Unexercised Options (#) Exercisable(1) | | | Number of Securities Underlying Unexercised Options (#) Unexercisable | | | Equity Incentive Plan Awards: Number of Securities Underlying Unexercised Unearned Options (#) | | | Option Exercise Price ($) | | | Option Expiration Date | | |||||||||||||||
Linda F. Powers Chairperson, President and Chief Executive Officer, Chief Financial and Accounting Officer | | | | | 39,200,000 | | | | | | — | | | | | | — | | | | | | 0.23 | | | | | | 5/28/2028 | | |
| | | | | 10,770,429(2) | | | | | | — | | | | | | — | | | | | | 0.35 | | | | | | 7/2/2030 | | |
| | | | | 23,062,432(3) | | | | | | 9,496,292 | | | | | | — | | | | | | 0.35 | | | | | | 12/1/2030 | | |
| | | | | — | | | | | | — | | | | | | 11,789,879(4) | | | | | | 0.55 | | | | | | 9/2/2030 | | |
Leslie J. Goldman Senior Vice President, General Counsel and Business Development | | | | | 24,500,000(5) | | | | | | — | | | | | | | | | | | | 0.23 | | | | | | 5/28/2028 | | |
| | | | | — | | | | | | 20,000,000(6) | | | | | | — | | | | | | 0.35 | | | | | | 7/2/2030 | | |
| | | | | 2,189,432(6) | | | | | | 6,365,023 | | | | | | — | | | | | | 0.35 | | | | | | 12/1/2030 | | |
| | | | | | | | | | | — | | | | | | 5,894,939(7) | | | | | | 0.55 | | | | | | 9/2/2030 | | |
Marnix L. Bosch | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Chief Technical Officer | | | | | 31,770 | | | | | | 21,355 | | | | | | — | | | | | | 11.20 | | | | | | 6/23/2022 | | |
| | | | | 15,625(8) | | | | | | — | | | | | | — | | | | | | 8.80 | | | | | | 8/20/2022 | | |
| | | | | 7,940,182(9) | | | | | | — | | | | | | — | | | | | | 0.25 | | | | | | 6/13/2027 | | |
| | | | | 10,798,729(10) | | | | | | — | | | | | | — | | | | | | 0.35 | | | | | | 7/2/2030 | | |
| | | | | 11,780,098(11) | | | | | | 4,850,628 | | | | | | — | | | | | | 0.35 | | | | | | 12/1/2030 | | |
Name | | | Year | | | Fees Earned or Paid in Cash ($) | | | All Other Compensation ($) | | | Total ($) | | ||||||||||||
Dr. Navid Malik | | | | | 2018 | | | | | $ | 150,000 | | | | | $ | — | | | | | $ | 150,000 | | |
Jerry Jasinowski | | | | | 2018 | | | | | $ | 150,000 | | | | | $ | — | | | | | $ | 150,000 | | |
J. Cofer Black | | | | | 2018 | | | | | $ | 150,000 | | | | | $ | — | | | | | $ | 150,000 | | |
Name(1) | | | Year | | | Fees Earned or Paid in Cash ($)(3) | | | Option Awards ($)(2) | | | Total ($) | | ||||||||||||
Dr. Navid Malik | | | | | 2020 | | | | | | 150,000 | | | | | | 4,123,000 | | | | | | 4,273,000 | | |
Jerry Jasinowski | | | | | 2020 | | | | | | 150,000 | | | | | | 1,497,000 | | | | | | 1,647,000 | | |
J. Cofer Black | | | | | 2020 | | | | | | 150,000 | | | | | | 1,250,000 | | | | | | 1,400,000 | | |