| Delaware (State or other jurisdiction of incorporation or organization) | | | 5331 (Primary Standard Industrial Classification Code Number) | | | 75-2398532 (I.R.S. Employer Identification Number) | |
| Large accelerated filer ☐ | | | Accelerated filer ☒ | | | Non-accelerated filer ☐ | | | Smaller reporting company ☒ | |
| | | | | | | | | | Emerging growth company ☐ | |
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Title of Each Class of Securities to be Registered | | | | Amount to be Registered | | | | Proposed Maximum Aggregate Offering Price per Share | | | | Proposed Maximum Aggregate Offering Price | | | | Amount of Registration Fee | | ||||||||||||
Common stock, par value $0.01 per share | | | | | | 30,158,593(1) | | | | | | $ | 3.31(2) | | | | | | | 99,824,942.80(2) | | | | | | $ | 10,890.90 | | |
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| | | Shares of Common Stock Beneficially Owned Prior to the Offering(1) | | | Shares of Common Stock Offered Hereby | | | Shares of Common Stock Beneficially Owned After Completion of the Offering(2) | | |||||||||||||||||||||
| | | Number | | | Percentage | | | | | | | | | Number | | | Percentage | | ||||||||||||
Selling stockholder: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Osmium Partners (Larkspur SPV), LP (Osmium)(3) | | | | | 30,158,593 | | | | | | 31.4% | | | | | | 30,158,593 | | | | | | — | | | | | | — | | |
| | Amount | | | Amount | | ||||||||
SEC registration fee | | | $ | 10,890.90 | | | | | $ | 10,890.90 | | | ||
Printing and engraving expenses | | | $ | 2,000.00 | | | | | $ | 2,000.00 | | | ||
Fees and expenses of legal counsel | | | $ | 20,000.00 | | | | | $ | 20,000.00 | | | ||
Accounting fees and expenses | | | $ | 5,000.00 | | | | | $ | 5,000.00 | | | ||
Transfer agent and registrar fees | | | $ | 0.00 | | | | | $ | 0.00 | | | ||
Miscellaneous | | | $ | 2,010.00 | | | | | $ | 2,010.00 | | | ||
Total | | | $ | 40,00.00 | | | | | $ | 40,000.00 | | |
Exhibit Number | | | Description | | |||
| | 10.42 | | | | Form of Restricted Stock Unit Award Agreement (Performance Based) by and between | |
| | 10.43 | | | | | |
| | 21.1 | | | | Subsidiaries of the Company (incorporated by reference to Exhibit 21.1 to Annual Report on Form 10-K filed on September 14, 2020). | |
| | 23.1* | | | | | |
| | 23.2* | | | | | |
| | 24.1* | | | | |
| Signature | | | Title | | | Date | |
| /s/ Fred Hand Fred Hand | | | Chief Executive Officer (Principal Executive Officer) and Director | | | | |
| /s/Marc Katz Marc Katz | | | Interim Chief Financial Officer (Principal Financial Officer) | | | June 7, 2021 | |
| /s/ Brian T. Vaclavik Brian T. Vaclavik | | | | | | ||
| Sherry M. Smith | | | Chairperson and Director | | | | |
| Anthony F. Crudele | | | Director | | | | |
| Douglas J. Dossey | | | Director | | | | |
| Frank M. Hamlin | | | Director | | | | |
| * W. Paul Jones | | | Director | | | June 7, 2021 | |
| * John H. Lewis | | | Director | | | June 7, 2021 | |
| Signature | | | Title | | | Date | |
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Reuben E. Slone | | | Director | | | | ||
| Richard S. Willis | | | Director | | | | |
| *By: /s/Bridgett C. Zeterberg Bridgett C. Zeterberg Attorney-in-Fact | | | |