| Canada | | | 2833 | | | N/A | |
| (State or other jurisdiction of incorporation or organization) | | | (Primary Standard Industrial Classification Code Number) | | | (I.R.S. Employer Identification Number) | |
| Christelle Gedeon Canopy Growth Corporation 1 Hershey Drive Smiths Falls, Ontario, Canada K7A 0A8 (855) 558-9333 | | | Yariv Katz Keith Pisani Paul Hastings LLP 200 Park Avenue New York, NY 10166 (212) 318-6000 | | | Jonathan Sherman Tayyaba Khan Cassels Brock & Blackwell LLP Suite 3200, Bay Adelaide Centre — North Tower, 40 Temperance St. Toronto, ON M5H 0B4 Canada (416) 869-5300 | |
| Large accelerated filer | | | ☒ | | | | | | Accelerated filer | | | ☐ | |
| Non-accelerated filer | | | ☐ | | | (Do not check if a smaller reporting company) | | | Smaller reporting company | | | ☐ | |
| | | | | | | | | | Emerging Growth Company | | | ☐ | |
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| | Total Number of Common Shares Beneficially Owned Prior to the Offering(1) | | | Maximum Number of Common Shares that may be Offered Pursuant to this Prospectus | | | Common Shares Beneficially Owned After this Offering(1)(2) | | | Total Number of Common Shares Beneficially Owned Prior to the Offering(1) | | | Maximum Number of Common Shares that may be Offered Pursuant to this Prospectus | | | Common Shares Beneficially Owned After this Offering(1)(2) | | ||||||||||||||||||||||||||||||||||||||||||||
Name | | Number | | Percentage | | Number(3) | | Percentage | | | Number | | Percentage | | Number | | Percentage | | ||||||||||||||||||||||||||||||||||||||||||||
Nomis Bay Ltd(3) | | | | 27,515,362 | | | | | 3.58% | | | | | 27,515,362 | | | | | 0 | | | | | * | | | ||||||||||||||||||||||||||||||||||||
BPY Limited(4) | | | | 18,343,574 | | | | | 2.40% | | | | | 18,343,574 | | | | | 0 | | | | | * | | | ||||||||||||||||||||||||||||||||||||
BPY Limited | | | | 3,152,299(3)(4) | | | | | 3.4% | | | | | 3,622,380 | | | | | 917,178(5) | | | | | 1.0% | | | ||||||||||||||||||||||||||||||||||||
NewGen Equity Long/Short Fund | | | | 4,027,244(6) | | | | | 4.4% | | | | | 6,526,808 | | | | | 0 | | | | | * | | | ||||||||||||||||||||||||||||||||||||
Nomis Bay Ltd | | | | 5,181,513(7)(8) | | | | | 5.6% | | | | | 6,167,832 | | | | | 1,375,768(5) | | | | | 1.5% | | |
Name and Address of Beneficial Owner(1) | | | Number of Common Shares Beneficially Owned | | | Percent of Class(2) | | ||||||
Greater than 5% Shareholders | | | | | | | | | | | | | |
CBI Group (as defined below) | | | | | | | | | | | | ||
Directors and Named Executive Officers | | | | | | | | | | | | | |
Judy A. Schmeling | | | | | | | | | | * | | | |
Robert L. Hanson | | | | | | | | | | * | | | |
David Klein | | | | | | | | | | * | | | |
David Lazzarato | | | | | | | | | | * | | | |
Garth Hankinson | | | | | — | | | | | | — | | |
James A. Sabia | | | | | | | | | | * | | | |
Theresa Yanofsky | | | | | | | | | | * | | | |
Judy Hong | | | | | | | | | | * | | | |
Christelle Gedeon | | | | | | | | | | * | | | |
Current Directors and Executive Officers as a Group (9 persons) | | | | | | | | | | * | | |
| SEC Registration Fee | | | $ | 5,887.52 | | | SEC Registration Fee | | | $ | 10,548.76 | | | ||
| Accounting Fees and Expenses | | | $ | 20,000.00 | | | Accounting Fees and Expenses | | | $ | 25,000.00 | | | ||
| Legal Fees and Expenses | | | $ | 75,000.00 | | | Legal Fees and Expenses | | | $ | 75,000.00 | | | ||
| Printing Fees | | | $ | 10,000.00 | | | Printing Fees | | | $ | 10,000.00 | | | ||
| Transfer Agent Fees and Expenses | | | $ | 500.00 | | | Transfer Agent Fees and Expenses | | | $ | 500.00 | | | ||
| Miscellaneous | | | $ | 5,000.00 | | | Miscellaneous | | | $ | 5,000.00 | | | ||
| Total | | | $ | 116,387.52 | | | Total | | | $ | 126,048.76 | | |
| Exhibit Number | | | Description | |
| 2.1‡ | | | | |
| 2.2 | | | | |
| 2.3 | | | |
| Exhibit Number | | | Description | |
| 2.4‡ | | | | |
| 2.5 | | | | |
| 2.6 | | | | |
| 2.7 | | | | |
| 2.8 | | | | |
| 2.9 | | | | |
| 2.10 | | | | |
| 3.1 | | | | |
| 3.2 | | | |
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| 4.1 | | | | |
| 4.2 | | | | |
| 4.3 | | | | |
| 4.4 | | | |
| Exhibit Number | | | Description | |
| 4.5 | | | | |
| 4.6 | | | | |
| 4.7 | | | | |
| 4.8 | | | | |
| 4.9 | | | | |
| 4.10 | | | | |
| 4.11 | | | | |
| 5.1* | | | | |
| 10.1† | | | | |
| 10.2† | | | | |
| 10.3† | | | | |
| 10.4† | | | | |
| 10.5† | | | | |
| 10.6† | | | | |
| 10.7† | | | |
| 10.8† | | | | |
| 10.9 | | | | |
| 10.10‡ | | | |
| Exhibit Number | | | Description | |
| 10.11 | | | | |
| 10.12 | | | | |
| 10.13 | | | | |
| 10.14 | | | | |
| 10.15† | | | | |
| 10.16† | | | | |
| 10.17† | | | | |
| 10.18‡ | | | | |
| 10.19‡ | | | | |
| 10.20‡ | | | | |
| 10.21† | | | |
| 10.22† | | | | |
| 10.23† | | | | |
| 10.24† | | | |
| Exhibit Number | | | Description | |
| 10.31 | | | | |
| 10.32 | | | | |
| 10.33 | | | | |
| 10.34 | | | | |
| 10.35 | | | | |
| 10.36 | | | | |
| 10.37 | | | | |
| 10.38 | | | | |
| 10.39 | | | | |
| 10.40 | | | | |
| 10.41‡ | | | |
| 10.42 | | | | |
| 10.43‡ | | | | |
| 10.44 | | | |
| Exhibit Number | | | Description | |
| 10.45 | | | | |
| 10.46‡ | | | | |
| 10.47† | | | | |
| 10.48† | | | | |
| 10.49† | | | | |
| 10.50† | | | | |
| 10.51† | | | | |
| 10.52 | | | | |
| 10.53 | | | | |
| 16.1 | | | | |
| 21.1 | | | | |
| 23.1* | | | | |
| 23.2* | | | | |
| 24.1* | | | | |
| 107* | | | |
| Signature | | | Title | | | Date | |
| /s/ David Klein David Klein | | | Chief Executive Officer, Director (Principal Executive Officer) | | | | |
| /s/ Judy Hong Judy Hong | | | Chief Financial Officer (Principal Financial Officer and Principal Accounting Officer) | | | | |
| /s/ Judy A. Schmeling Judy A. Schmeling | | | Director, Chair of the Board | | | | |
| /s/ Garth Hankinson Garth Hankinson | | | Director | | | | |
| /s/ Robert L. Hanson Robert L. Hanson | | | Director | | | | |
| /s/ Jim Sabia Jim Sabia | | | Director | | | | |
| /s/ Theresa Yanofsky Theresa Yanofsky | | | Director | | | | |
| /s/ David Lazzarato David Lazzarato | | | Director | | | |