| Delaware (State or Other Jurisdiction of Incorporation or Organization) | | | 46-2956775 (I.R.S. Employer Identification No.) | |
Large accelerated filer ☐ Accelerated filer ☐ Non-accelerated filer ☒Smaller reporting company ☒ Emerging growth company ☐ |
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Title of Each Class of Securities to be Registered | | | | Amount to be Registered(1)(2) | | | | Proposed Maximum Offering Price per Unit(3)(4) | | | | Proposed Maximum Aggregate Offering Price(3)(4) | | | | Amount of Registration Fee(4)(5) | | | | | Amount to be Registered(1)(2) | | | | Proposed Maximum Offering Price per Unit(3)(4) | | | | Proposed Maximum Aggregate Offering Price(3)(4) | | | | Amount of Registration Fee(4)(5) | | ||||||||||||||||||||||||
Primary Offering | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Common Stock, par value $0.0001 per share | | | | | | — | | | | | | | — | | | | | | | — | | | | | | | — | | | | | | | | — | | | | | | | — | | | | | | | — | | | | | | | — | | |
Preferred Stock, par value $0.0001 per share | | | | | | — | | | | | | | — | | | | | | | — | | | | | | | — | | | | | | | | — | | | | | | | — | | | | | | | — | | | | | | | — | | |
Warrants | | | | | | — | | | | | | | — | | | | | | | — | | | | | | | — | | | | | | | | — | | | | | | | — | | | | | | | — | | | | | | | — | | |
Subscription Rights | | | | | | — | | | | | | | — | | | | | | | — | | | | | | | — | | | | | | | | — | | | | | | | — | | | | | | | — | | | | | | | — | | |
Units | | | | | | — | | | | | | | — | | | | | | | — | | | | | | | — | | | | | | | | — | | | | | | | — | | | | | | | — | | | | | | | — | | |
Total Primary Offering | | | | | | | | | | | | | | | | | | | $ | 40,000,000.00 | | | | | | $ | 5,192.00 | | | | | | | | | | | | | | | | | | | | | $ | 75,000,000 | | | | | | $ | 6,952.50 | | |
Secondary Offering | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Common Stock, par value $0.0001 per share | | | | | | 2,289,474 | | | | | | $ | 0.36 | | | | | | $ | 824,210.64 | | | | | | $ | 106.98 | | | | | | | | 309,242 | | | | | | $ | 1.52 | | | | | | $ | 470,047.84 | | | | | | $ | 43.57 | | |
Total (Primary and Secondary) | | | | | | — | | | | | | | — | | | | | | $ | 40,824,210.64 | | | | | | $ | 5,298.98 | | | | | | | | — | | | | | | | — | | | | | | $ | 75,470,047.84 | | | | | | $ | 6,996.07 | | |
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Name of Selling Stockholder | | Number of shares of Common Stock Owned Prior to Offering | | Maximum Number of shares of Common Stock to be Sold Pursuant to this Prospectus | | | Number of shares of Common Stock Owned After Offering(1) | | | Number of shares of Common Stock Owned Prior to Offering | | Maximum Number of shares of Common Stock to be Sold Pursuant to this Prospectus | | | Number of shares of Common Stock Owned After Offering(2) | | ||||||||||||||||||||||||||||||||||
| Number | | Percent | | | Number | | Percent | | |||||||||||||||||||||||||||||||||||||||||
Sagard Capital Partners, L.P.(2) | | | | 2,476,974 | | | | | 2,289,474 | | | | | 187,500 | | | | | * | | | |||||||||||||||||||||||||||||
Joshua Mailman(3) | | | | 865,869 | | | | | 199,203 | | | | | 666,666 | | | | | 1.45% | | | |||||||||||||||||||||||||||||
IdB Holding S.p.A. | | | | 94,103 | | | | | 94,103 | | | | | — | | | | | — | | | |||||||||||||||||||||||||||||
Lisa Conte(4) | | | | 463,787 | | | | | 7,968 | | | | | 455,819 | | | | | * | | | |||||||||||||||||||||||||||||
Carol Lizak(5) | | | | 47,511 | | | | | 7,968 | | | | | 39,543 | | | | | * | | |
| SEC Registration Fee | | | $ | 361.39 | | | SEC Registration Fee | | | $ | 6,996.07 | | | ||
| Legal Fees and Expenses | | | | * | | | Legal Fees and Expenses | | | | * | | | ||
| Accounting Fees and Expenses | | | | * | | | Accounting Fees and Expenses | | | | * | | | ||
| Miscellaneous | | | | * | | | Miscellaneous | | | | * | | | ||
| Total | | | $ | * | | | Total | | | $ | * | | |
| | | | JAGUAR HEALTH, INC. | | |||
| | | | By: | | | /s/ Lisa A. Conte Lisa A. Conte Chief Executive Officer and President | |
| Signature | | | Title | | | Date | |
| /s/ Lisa A. Conte Lisa A. Conte | | | Chief Executive Officer, President and Director (Principal Executive Officer) | | | | |
| /s/ Carol Lizak Carol Lizak | | | Chief | | | | |
| /s/ James J. Bochnowski James J. Bochnowski | | | Chairman of the Board | | | | |
| /s/ John Micek III John Micek III | | | Director | | | | |
| /s/ Jonathan B. Siegel Jonathan B. Siegel | | | Director | | | | |
| /s/ Greg J. Divis Greg J. Divis | | | Director | | | |