| Oklahoma | | | 6100 North Western Avenue Oklahoma City, Oklahoma 73118 | | | 73-1395733 | |
| (State or other jurisdiction of incorporation or organization) | | | (Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices) | | | (I.R.S. Employer Identification Number) | |
| Large accelerated filer | | | ☐ | | | Accelerated filer | | | ☐ | |
| Non-accelerated filer | | | ☒ | | | Smaller reporting company | | | ☒ | |
| | | | | | | Emerging growth company | | | ☐ | |
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Title of each Class of Securities to be Registered | | | | Amount to be Registered | | | | Proposed Maximum Offering Price per Share(6) | | | | Proposed Maximum Aggregate Offering Price(1)(6) | | | | Amount of Registration Fee | | ||||||||||||
Primary Offering: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Debt Securities | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Guarantees of Debt Securities(2) | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Common Stock, par value $0.01 per share | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Preferred Stock | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
New Warrants(3) | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Depositary Shares(4) | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Share Purchase Contracts | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Units | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Total Primary Offering | | | | | | (5) | | | | | | | (5) | | | | | | $ | 1,500,000,000(5)(7) | | | | | | $ | 163,650.00 | | |
Secondary Offering: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Common Stock, par value $0.01 per share | | | | | | 36,809,310(8) | | | | | | | (9) | | | | | | $ | 1,829,422,707.00(10) | | | | | | $ | 199,590.02(11) | | |
Class A Warrants | | | | | | 1,188,341 | | | | | | | | | | | | | $ | 31,193,951.25 (10) | | | | | | $ | 3,403.26 (11) | | |
Class B Warrants | | | | | | 1,236,148 | | | | | | | | | | | | | $ | 27,566,100.40 (10) | | | | | | $ | 3,007.46 (11) | | |
Class C Warrants | | | | | | 1,485,091 | | | | | | | | | | | | | $ | 28,231,579.91(10) | | | | | | $ | 3,080.07 (11) | | |
Common Stock underlying Class A Warrants | | | | | | 372,820 | | | | | | | | | | | | | $ | 18,529,154.00(10) | | | | | | $ | 2,021.53 (11) | | |
Common Stock underlying Class B Warrants | | | | | | 414,245 | | | | | | | | | | | | | $ | 20,587,976.50(10) | | | | | | $ | 2,246.15 (11) | | |
Common Stock underlying Class C Warrants | | | | | | 230,136 | | | | | | | | | | | | | $ | 11,437,759.20(10) | | | | | | $ | 1,247.86 (11) | | |
Total | | | | | | | | | | | | | | | | | | | $ | 3,466,969,228.26 | | | | | | $ | 378,246.34 | | |
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Title of each Class of Securities to be Registered | | | | Amount to be Registered | | | | Proposed Maximum Offering Price per Share | | | | Proposed Maximum Aggregate Offering Price(1) | | | | Amount of Registration Fee | | ||||||||||||
Common stock, par value $0.01 per share | | | | | | 13,017,653(1) | | | | | | $ | 64.71(2) | | | | | | $ | 842,372,325.63(3) | | | | | | $ | 78,087.91(4) | | |
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| | | Shares of common stock Beneficially Owned Prior to the Offering(2) | | | Shares of common stock Offered Hereby | | | Shares of common stock Beneficially Owned After Completion of the Offering(3) | | |||||||||||||||||||||
Selling shareholders: | | | Number | | | Percentage | | | Number | | | Percentage | | ||||||||||||||||||
BX Vine (PUB) Aggregator L.P.(1) | | | | | 4,219,405 | | | | | | 3.60% | | | | | | 4,219,405 | | | | | | — | | | | | | — | | |
BX Vine Oil & Gas Aggregator L.P.(1) | | | | | 8,798,248 | | | | | | 7.51% | | | | | | 8,798,248 | | | | | | — | | | | | | — | | |
| | | Shares of Common Stock Beneficially Owned Prior to the Offering(1) | | | Shares of Common Stock Offered Hereby | | | Amount of Class A Warrants Offered Hereby | | | Amount of Class B Warrants Offered Hereby | | | Amount of Class C Warrants Offered Hereby | | | Shares of Common Stock Beneficially Owned After Completion of the Offering(2) | | ||||||||||||||||||||||||||||||
| | | Number | | | Percentage | | | Number | | | Percentage | | ||||||||||||||||||||||||||||||||||||
Selling stockholders: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Alta Fundamental Funds(3) | | | | | 663,944 | | | | | | * | | | | | | 5,004 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
ALP Funds(4) | | | | | 4,094,054 | | | | | | 4.18% | | | | | | 25,903 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
BlackRock, Inc.(5) | | | | | 26,026 | | | | | | * | | | | | | 26,026 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
CRMC Funds(6) | | | | | 6,856,895 | | | | | | 7.00% | | | | | | 5,361,075 | | | | | | 528,988 | | | | | | 587,765 | | | | | | 379,067 | | | | | | — | | | | | | — | | |
CarVal Funds(7) | | | | | 2,072,987 | | | | | | 2.12% | | | | | | 18,615 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
Cyrus Funds(8) | | | | | 3,822 | | | | | | * | | | | | | 3,822 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
DE Shaw Funds(9) | | | | | 7,242,597 | | | | | | 7.40% | | | | | | 1,042,362(17) | | | | | | 372,820 | | | | | | 414,245 | | | | | | 230,136 | | | | | | — | | | | | | — | | |
Fidelity Funds(10) | | | | | 7,220,832 | | | | | | 7.37% | | | | | | 6,591,014 | | | | | | 210,723 | | | | | | 234,138 | | | | | | 184,957 | | | | | | — | | | | | | — | | |
Franklin(11) | | | | | 10,861,202 | | | | | | 11.09% | | | | | | 101,888 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
| | | Shares of Common Stock Beneficially Owned Prior to the Offering(1) | | | Shares of Common Stock Offered Hereby | | | Amount of Class A Warrants Offered Hereby | | | Amount of Class B Warrants Offered Hereby | | | Amount of Class C Warrants Offered Hereby | | | Shares of Common Stock Beneficially Owned After Completion of the Offering(2) | | ||||||||||||||||||||||||||||||
| | | Number | | | Percentage | | | Number | | | Percentage | | ||||||||||||||||||||||||||||||||||||
Glendon Funds (12) | | | | | 3,720,878 | | | | | | 3.80% | | | | | | 19,953 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
Keyframe Funds(13) | | | | | 4,804 | | | | | | * | | | | | | 4,804 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
Oaktree Funds(14) | | | | | 12,705,854 | | | | | | 12.97% | | | | | | 11,939,113 | | | | | | 75,810 | | | | | | — | | | | | | 690,931 | | | | | | — | | | | | | — | | |
Paloma(15) | | | | | 192,638 | | | | | | * | | | | | | 4,268 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
PGIM, Inc., acting through its PGIM Fixed Income division, on behalf of various managed or advised funds and/or accounts | | | | | 12,663,840 | | | | | | 12.93% | | | | | | 12,663,840 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
Redwood Capital Management, LLC(16) | | | | | 18,824 | | | | | | * | | | | | | 18,824 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
| | Amount | | | Amount | | ||||||||
SEC registration fee | | | $ | 378,246.34 | | | | | $ | 78,087.91 | | | ||
Printing and engraving expenses | | | | * | | | | | | * | | | ||
Fees and expenses of legal counsel | | | | * | | | | | | * | | | ||
Accounting fees and expenses | | | | * | | | | | | * | | | ||
Transfer agent and registrar fees | | | | * | | | | | | * | | | ||
Miscellaneous | | | | * | | | | | | * | | | ||
Total | | | $ | * | | | | | $ | * | | |
| Exhibit Number | | | Description | |
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| 23.3* | | | | |
| 23.4* | | | | |
| 23.5* | | | | |
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| 24.1* | | | |
| | | | Chesapeake Energy Corporation | | |||
| | | | By: | | | /s/ | |
| | | | Name: | | | | |
| | | | Title: | | | |
| Signature | | | Title | |
| /s/ Michael Wichterich Michael Wichterich | | | Executive Chairman of the Board | |
| /s/ Domenic J. Domenic J. Dell’Osso, Jr. | | | President, Chief Executive (Principal Executive Officer, Principal Financial | |
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| /s/ Timothy S. Duncan Timothy S. Duncan | | | Director | |
| /s/ Benjamin C. Duster, IV Benjamin C. Duster, IV | | | Director | |
| /s/ Sarah Emerson Sarah Emerson | | | Director | |
| /s/ Matthew M. Gallagher Matthew M. Gallagher | | | Director | |
| /s/ Brian Steck Brian Steck | | | Director | |