| Delaware | ||||
(State or Other Jurisdiction of Incorporation or Organization) | | | 85-0891392 (I.R.S. Employer Identification Number) | |
| Jonathan Butler General Counsel and Secretary Lucid Group, Inc. 7373 Gateway Blvd. Newark, CA 94560 (510) 648-3553 | | | Emily Roberts Davis Polk & Wardwell LLP 1600 El Camino Real Menlo Park, CA 94025 (650) 752-2000 | |
| Large accelerated filer ☒ | | | Accelerated filer ☐ | |
| Non-accelerated filer ☐ | | | Smaller reporting company ☐ | |
| | | | Emerging growth company ☐ | |
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Name of Selling Securityholder | | | Shares of Common Stock Beneficially Owned Prior to Offering | | | Number of Shares of Common Stock Being Offered | | | Shares of Common Stock Beneficially Owned After the Offered Shares of Common Stock Are Sold | | |||||||||||||||
| Number | | | Percent | | ||||||||||||||||||||
Peter Rawlinson(1) | | | | | 21,425,832 | | | | | | 33,892,034 | | | | | | — | | | | | | — | | |
Sherry House(2) | | | | | 120,053 | | | | | | 574,492 | | | | | | — | | | | | | — | | |
Eric Bach(3) | | | | | 3,106,779 | | | | | | 4,252,512 | | | | | | — | | | | | | — | | |
Michael Bell(4) | | | | | 446,818 | | | | | | 1,107,818 | | | | | | — | | | | | | — | | |
Andrew Liveris(5) | | | | | 535,275 | | | | | | 1,298,622 | | | | | | — | | | | | | — | | |
Glenn R. August(6) | | | | | — | | | | | | 13,858,569 | | | | | | — | | | | | | — | | |
Nancy Gioia(7) | | | | | — | | | | | | 125,000 | | | | | | — | | | | | | — | | |
Tony Posawatz(8) | | | | | 38,369 | | | | | | 38,369 | | | | | | — | | | | | | — | | |
Turqi Alnowaiser(9) | | | | | 2,070,138 | | | | | | 2,070,138 | | | | | | — | | | | | | — | | |
H.E. Yasir Othman Al-Rumayyan(10) | | | | | 4,604,595 | | | | | | 4,604,595 | | | | | | — | | | | | | — | | |
Churchill Sponsor IV LLC(11) | | | | | 51,750,000 | | | | | | 51,750,000 | | | | | | — | | | | | | — | | |
Ayar Third Investment Company(12) | | | | | 1,015,252,523 | | | | | | 1,015,252,523 | | | | | | — | | | | | | — | | |
Arena Capital Funds(13) | | | | | 411,500 | | | | | | 411,500 | | | | | | — | | | | | | — | | |
Franklin Funds(14) | | | | | 2,703,862 | | | | | | 2,621,705 | | | | | | 82,157 | | | | | | * | | |
José E. Feliciano(15) | | | | | 833,333 | | | | | | 833,333 | | | | | | — | | | | | | — | | |
Longfellow Investment Management Funds(16) | | | | | 4,850 | | | | | | 4,850 | | | | | | — | | | | | | — | | |
Magnetar Funds(17) | | | | | — | | | | | | 12,404,385 | | | | | | — | | | | | | — | | |
Name of Selling Securityholder | | | Number of Private Placement Warrants / Working Capital Warrants Beneficially Owned Prior to Offering | | | Number of Private Placement Warrants/ Working Capital Warrants Being Offered | | | Private Placement Warrants / Working Capital Warrants Beneficially Owned After the Offered Private Placement Warrants / Working Capital Warrants are Sold | | |||||||||||||||
| | | | | | | | | | | | | | | Number | | | Percent | | ||||||
Churchill Sponsor IV LLC(11) | | | | | 44,350,000 | | | | | | 44,350,000 | | | | | | — | | | | | | — | | |
| | | Shares of Common Stock Beneficially Owned Prior to Offering | | | Number of Shares of Common Stock Being Offered | | | Shares of Common Stock Beneficially Owned After the Offered Shares of Common Stock Are Sold | | |||||||||||||||
Name of Selling Securityholder | | | Number | | | Percent | | ||||||||||||||||||
Peter Rawlinson(1) | | | | | 22,619,306 | | | | | | 32,491,492 | | | | | | — | | | | | | — | | |
Sherry House(2) | | | | | 228,540 | | | | | | 509,254 | | | | | | — | | | | | | — | | |
Eric Bach(3) | | | | | 3,515,827 | | | | | | 4,182,178 | | | | | | — | | | | | | — | | |
Michael Bell(4) | | | | | 606,977 | | | | | | 971,189 | | | | | | — | | | | | | — | | |
Andrew Liveris(5) | | | | | 1,312,183 | | | | | | 1,298,622 | | | | | | 13,561 | | | | | | * | | |
Glenn R. August(6) | | | | | 13,872,135 | | | | | | 13,858,574 | | | | | | 13,561 | | | | | | * | | |
Nancy Gioia(7) | | | | | 138,561 | | | | | | 125,000 | | | | | | 13,561 | | | | | | * | | |
Tony Posawatz(8) | | | | | 51,930 | | | | | | 38,369 | | | | | | 13,561 | | | | | | * | | |
Turqi Alnowaiser(9) | | | | | 1,103,056,371 | | | | | | 2,070,138 | | | | | | 1,100,986,233 | | | | | | * | | |
H.E. Yasir Othman Al-Rumayyan(10) | | | | | 1,105,619,797 | | | | | | 4,604,595 | | | | | | 1,101,015,202 | | | | | | * | | |
The Public Investment Fund(11) | | | | | 1,109,006,595 | | | | | | 1,100,965,202 | | | | | | 8,041,393 | | | | | | * | | |
José E. Feliciano(12) | | | | | 833,333 | | | | | | 833,333 | | | | | | — | | | | | | — | | |
| | | Number of Private Placement Warrants Beneficially Owned Prior to Offering | | | Number of Private Placement Warrants Being Offered | | | Private Placement Warrants Beneficially Owned After the Offered Private Placement Warrants are Sold | | |||||||||||||||
Name of Selling Securityholder | | | Number | | | Percent | | ||||||||||||||||||
Andrew Liveris(5) | | | | | 363,347 | | | | | | 363,347 | | | | | | — | | | | | | — | | |
Glenn R. August(6) | | | | | 6,858,574 | | | | | | 6,858,574 | | | | | | — | | | | | | — | | |
| | Amount to Be Paid | | | Amount to Be Paid | | ||||||||
SEC registration fee | | | $ | 741,600 | | | | | $ | 68,669.06 | | | ||
FINRA filing fee | | | | 225,000 | | | | | | * | | | ||
Printing expenses | | | | * | | | | | | * | | | ||
Legal fees and expenses (including Blue Sky fees) | | | | * | | | | | | * | | | ||
Accounting fees and expenses | | | | * | | | | | | * | | | ||
Trustee and transfer agent and registrar fees and expenses | | | | * | | | | | | * | | | ||
Miscellaneous | | | | * | | | | | | * | | | ||
Total | | | $ | * | | | | | $ | * | | |
| Signature | | | Title | | | Date | |
| /s/ Peter Rawlinson Peter Rawlinson | | | Chief Executive Officer, Chief Technology Officer and Director ( | | | | |
| /s/ Sherry House Sherry House | | | Chief Financial Officer ( | | | | |
| /s/ Gagan Dhingra Gagan Dhingra | | | Vice President of Accounting ( | | | | |
| /s/ Turqi Alnowaiser Turqi Alnowaiser | | | Director | | | | |
| /s/ Glenn R. August Glenn R. August | | | Director | | | | |
| /s/ | | | Director | | | | |
| /s/ | | | Director | | | |
| Signature | | | Title | | | Date | |
| /s/ | |||||||
Nichelle Maynard-Elliott | | | Director | | | | ||
| /s/ | | | Director | | | | |
| /s/ Ori Winitzer Ori Winitzer | | | Director | | | May 8, 2023 | |
| /s/ Janet S. Wong Janet S. Wong | | | Director | | | |