22, 2023
AMENDMENT NO. 1
TO
Delaware (State or other jurisdiction of incorporation or organization) | | | 85-1710962 (I.R.S. Employer Identification No.) | |
☐ ☒ ☐ ☐ ☐ ☐
Morrisville, North Carolina 27560
Telephone: (919) 328-4400Damian deGoa
Chief Executive Officer
Liquidia Corporation
419 Davis Drive, Suite 100
Morrisville, North Carolina 27560
Telephone: (919) 328-4400
Emilio Ragosa, Esq.
DLA Piper LLP (US)
51 John F. Kennedy Parkway, Suite 120
Short Hills, New Jersey 07078
Telephone: (973) 520-2550¨x¨¨¨¨ Large Accelerated Filer ☐ ¨ Accelerated Filer x☐ Non-accelerated filer ☒ ¨(Do not check if a smaller reporting company)Smaller reporting company x☒ Emerging Growth Company x☒
x
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EXPLANATORY NOTE
This Pre-Effective Amendment No.
Securities and Exchange Commission Registration Fee | $ | 11,798 | ||
Printing | * | |||
Accounting Fees and Expenses | * | |||
Transfer Agent and Registrar Fees | * | |||
Legal Fees and Expenses | * | |||
Miscellaneous | * | |||
Total | $ | * |
| Securities and Exchange Commission Registration Fee | | | | $ | 29,520 | | |
| Printing | | | | | * | | |
| Accounting Fees and Expenses | | | | | * | | |
| Transfer Agent and Registrar Fees | | | | | * | | |
| Legal Fees and Expenses | | | | | * | | |
| Miscellaneous | | | | | * | | |
| Total | | | | $ | * | | |
Our certificate of incorporation and bylaws provide indemnification for our directors and officers to the fullest extent permitted by the DGCL. We will indemnify each person who was or is a party or threatened to be made a party to any threatened, pending or completed action, suit or proceeding (other than an action by or in the right of us) by reason of the fact that he or she is or was, or has agreed to become, a director or officer, or is or was serving, or has agreed to serve, at our request as a director, officer, partner, employee or trustee of, or in a similar capacity with, another corporation, partnership, joint venture, trust or other enterprise (all such persons being referred to as an Indemnitee), or by reason of any
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SIGNATURE | | | TITLE | | | DATE | |
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| /s/ Roger A. Jeffs, Ph.D. | | | Chief Executive Officer and Director | |||
(Principal Executive Officer) | | | December 22, 2023 | | |||
| |||||||
/s/ Michael Kaseta Michael Kaseta | | | Chief Financial Officer (Principal Financial Officer and Principal Accounting Officer) | | | December | |
/s/ Dr. Stephen Bloch Dr. Stephen Bloch | | ||||||
| Chairman of the Board of Directors | | | December | | ||
/s/ Damian deGoa Damian deGoa | | ||||||
| Director | | | December | | ||
/s/ Dr. Joanna Horobin Dr. Joanna Horobin | | ||||||
| Director | | | December | | ||
/s/ David Johnson David Johnson | | ||||||
| Director | | | December | | ||
/s/ Arthur Kirsch Arthur Kirsch | | ||||||
| Director | | | December | |
| SIGNATURE | | | TITLE | | | DATE | |
/s/ Paul B. Manning Paul B. Manning | | |||||||
| Director | | | December | | |||
/s/ Katie Rielly-Gauvin Katie Rielly-Gauvin | | |||||||
| Director | | | December | | |||
/s/ Raman Singh Raman Singh | | |||||||
| Director | | | December | |
| Exhibit No. | | | Description | |
EXHIBIT INDEX
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