SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 11-K
ANNUAL REPORT
(Mark One)
x | ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 [NO-FEE REQUIRED] |
For the calendar year ended December 31, 2021
OR
¨ | TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 [NO FEE REQUIRED] |
For the transition period from to
Commission file number
CITY NATIONAL BANK PROFIT SHARING PLAN
555 South Flower Street, Eighteenth Floor
Los Angeles, California 90071
(Full title of the plan and the address of the plan)
CITY NATIONAL BANK
555 South Flower Street, Eighteenth Floor
Los Angeles, California 90071
(Name of issuer of the securities held pursuant to the plan
and the address of its principal executive office)
REQUIRED INFORMATION
Item 1. | Not Applicable |
Item 2. | Not Applicable |
Item 3. | Not Applicable |
Item 4. | In lieu of the requirements of Items 1-3 above, plan financial statements and supplemental information prepared in accordance with the financial reporting requirements of ERISA are attached. |
CITY NATIONAL BANK
PROFIT SHARING PLAN
Financial Statements and Supplemental Information
December 31, 2021 and 2020
(With Report of Independent Registered Public Accounting Firm Thereon)
CITY NATIONAL BANK
PROFIT SHARING PLAN
Table of Contents
All other supplemental information omitted are not applicable or are not required based on disclosure requirements of the Employee Retirement Income Security Act of 1974 and regulations issued by the Department of Labor.
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
The Benefits Committee and Participants
City National Bank Profit Sharing Plan
Opinion on the Financial Statements
We have audited the accompanying statements of net assets available for benefits of the City National Bank Profit Sharing Plan (the “Plan”) as of December 31, 2021 and 2020, the related statements of changes in net assets available for benefits for the years then ended, and the related notes (collectively referred to as the “financial statements”). In our opinion, the financial statements present fairly, in all material respects, the net assets available for benefits of the Plan as of December 31, 2021 and 2020, and the changes in net assets available for benefits for the years then ended in conformity with accounting principles generally accepted in the United States of America.
Basis for Opinion
These financial statements are the responsibility of the Plan’s management. Our responsibility is to express an opinion on the Plan’s financial statements based on our audits. We are a public accounting firm registered with the Public Company Accounting Oversight Board (United States) (PCAOB) and are required to be independent with respect to the Plan in accordance with the U.S. federal securities laws and the applicable rules and regulations of the Securities and Exchange Commission and the PCAOB.
We conducted our audits in accordance with the standards of the PCAOB. Those standards require that we plan and perform the audits to obtain reasonable assurance about whether the financial statements are free of material misstatement, whether due to error or fraud. The Plan is not required to have, nor were we engaged to perform, an audit of its internal control over financial reporting. As part of our audits, we are required to obtain an understanding of internal control over financial reporting but not for the purpose of expressing an opinion on the effectiveness of the Plan’s internal control over financial reporting. Accordingly, we express no such opinion.
Our audits included performing procedures to assess the risks of material misstatement of the financial statements, whether due to error or fraud, and performing procedures to respond to those risks. Such procedures included examining, on a test basis, evidence regarding the amounts and disclosures in the financial statements. Our audits also included evaluating the accounting principles used and significant estimates made by management, as well as evaluating the overall presentation of the financial statements. We believe that our audits provide a reasonable basis for our opinion.
Opinion on the Supplemental Information
The supplemental information included in Schedule H, Line 4(i) – Schedule of Assets (Held at End of Year) as of December 31, 2021, has been subjected to audit procedures performed in conjunction with the audit of the Plan’s financial statements. The supplemental information is the responsibility of the Plan’s management. Our audit procedures included determining whether the supplemental information reconciles to the financial statements or the underlying accounting and other records, as applicable, and performing procedures to test the completeness and accuracy of the information presented in the supplemental information. In forming our opinion on the supplemental information in the accompanying schedule, we evaluated whether the supplemental information, including its form and content, is presented in conformity with the Department of Labor’s Rules and Regulations for Reporting and Disclosure under the Employee Retirement Income Security Act of 1974. In our opinion, the supplemental information in the accompanying schedule is fairly stated, in all material respects, in relation to the financial statements as a whole.
/s/ Moss Adams LLP
Irvine, California
June 28, 2022
We have served as the Plan’s auditor since 2016.
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CITY NATIONAL BANK
PROFIT SHARING PLAN
December 31, 2021 and 2020
(1) | Description of the Plan |
The following description of the City National Bank Profit Sharing Plan (the Plan) provides only general information. Participants should refer to the Plan’s Summary Plan Description for a detailed description of the Plan’s provisions.
(a) | General |
The Plan is a defined contribution profit sharing plan with a 401(k) component, which provides retirement benefits for eligible employees of City National Bank (CNB) and its subsidiaries and certain affiliates (the Company) that have agreed to participate in the Plan. The Plan is administered by City National Bank (the Plan Sponsor) who acts by and through its administrative committee, the Benefits Committee. The Benefits Committee comprises officers of the Plan Sponsor, CNB, an indirect, wholly-owned subsidiary of Royal Bank of Canada (RBC). The Plan is subject to the provisions of the Employee Retirement Income Security Act of 1974 (ERISA), as amended.
OneAmerica Retirement Services LLC is the recordkeeper for the Plan, and Matrix Trust Company is the directed trustee and custodian for the Plan.
During 2019, CNB acquired FilmTrack Inc. and, effective January 1, 2020, the FilmTrack Inc. 401(k) Profit Sharing Plan, totaling $3,673,514 assets, was merged into the Plan. The Plan was amended to allow for the merger and to account for certain protected benefits of FilmTrack Participants.
Beginning 2020, the Plan is subject to mandated provisions of the Setting Every Community Up for Retirement Enhancement Act of 2019 (the SECURE Act). Also during 2020, the Benefits Committee approved certain participant loan and distribution provisions in accordance with the Coronavirus Aid, Relief and Economic Security Act (CARES Act).
Effective December 31, 2021, LMCG Investments, LLC (LMCG) exercised its right as a Participating Employer to cease participation in the Plan and transferred assets of its employees to a new 401(k) plan established effective January 1, 2022. (See Note 7, Subsequent Events.)
The Department of Labor (DOL) conducted an investigation of the Plan, which began during the year ended December 31, 2009 for plan years ended December 31, 2006 through December 31, 2011.
On December 2, 2019, the district court entered a final judgment in the amount of $6,275,253.27 to be deposited by CNB as the Plan Sponsor into the Plan’s account for allocation to eligible Plan participants. On January 15, 2020, the judgment amount was deposited into the Plan’s account for subsequent allocation to impacted Plan participants in relation to their relative assets in certain mutual funds during each of the calendar quarters from January 1, 2006, to December 31, 2012. In April 2020, CNB engaged the services of an external consulting firm to assist with the allocation, using a methodology in accordance with published guidance from the DOL and approved by the CNB Benefits Committee. A total of 4,695 impacted participants were identified, for which account allocation and communication commenced in February 2021. In accordance with the approved judgment allocation methodology, the final phase representing reallocation to eligible participants for uncashed checks of former participants was completed in December 2021. The final reallocation amount, resulting from uncashed checks of 239 former participants, was $47,456 and represented less than one percent of the total judgment.
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(b) | Contributions |
Employees of the Company who are entitled to paid vacation time and have completed one hour of service are eligible to participate in the Plan as of their hire date. Company profit sharing contributions to the Plan (referenced as “Employer Discretionary Contributions” in the Plan) for eligible employees of CNB and First American Equipment Finance, a subsidiary of CNB, are equal to a percentage of employee eligible compensation based on the change in Net Profit (as defined by the Plan) over the prior fiscal year, subject to an overall maximum Company contribution of 8% of Consolidated Net Profit reduced by matching contributions made for such fiscal year (which are not made by forfeitures). For Plan years 2021 and 2020, a profit sharing contribution of 5.47% and 3.62%, respectively, of each participant’s eligible compensation was made by the Company. For Plan years 2021 and 2020, and separate from the contribution above, Mid-Continent Capital (MCC), a Participating Employer in the Plan, made a discretionary profit sharing contribution of 8.678% and 6.0%, respectively, of each MCC participant’s eligible compensation. Participants direct the investment of their contributions into various investment options offered by the Plan. Company contributions are invested at the participant’s discretion in the same manner as the salary reduction contributions described below.
Under the 401(k) feature of the Plan, participants can contribute up to 50% of their eligible compensation as defined, but not to exceed the dollar amount allowed by law, which was $19,500 for both years ended December 31, 2021 and 2020. The Company matches 60% of the first 6% of eligible compensation contributed to the Plan each payroll period. Participants age 50 and over may make unmatched “catch-up” deferrals in accordance with Internal Revenue Code (IRC) regulations and limitations, not to exceed the dollar amount allowed by law, which was $6,500 for both years ended December 31, 2021 and 2020. Participants may also contribute amounts representing distributions (rollovers) from other tax-favored plans.
(c) | Participant Accounts |
Each participant account is credited with the participant’s contributions, allocations of the Company’s matching contribution and profit sharing contribution (if any), earnings or losses and administrative expenses as applicable. Earnings of the various funds are allocated to the participant balances according to the ratio that a participant’s account balance or shares held in a given fund bears to the total of all account balances or shares held in the fund.
(d) | Vesting |
Participant contributions and the Company’s matching contributions are immediately fully vested. A participant shall become fully vested in his or her entire accrued benefit upon the participant’s Normal Retirement Date, death, or Total Disability as defined by the Plan. Except for any protected vesting provision on account of plan merger, the Company’s profit sharing contributions, for participants whose employment terminates prior to his or her Normal Retirement Date for reasons other than death or total disability shall vest in accordance with the following schedule:
Vested | |||||
Years of service | percentage | ||||
Less than 2 years | 0 | % | |||
2 | 25 | ||||
3 | 50 | ||||
4 | 75 | ||||
5 or more | 100 |
Any non-vested amounts in a terminated participant’s account will be forfeited in accordance with Plan provisions and used in the following sequence: first, to make any Plan contributions due to participants that have returned from qualified military service that are consistent with applicable law and the terms of the Plan; second, to make any Plan contributions required to correct administrative errors; third, to reduce matching contributions otherwise payable by the Company in the year that the forfeiture first becomes available; fourth, to restore previously forfeited account balances, if any; and fifth, to reduce matching contributions in the following year. During 2021 and 2020, forfeitures in the amounts of $1,768,908 and $1,468,179, respectively, were used in accordance with plan provisions as summarized above. As of December 31, 2021 and 2020, forfeited non-vested accounts totaled $80,461 and $10,231, respectively.
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(e) | Benefit Payments |
In accordance with Plan provisions, a participant may elect to receive a distribution of his or her entire vested accrued benefit upon the participant’s separation of service or attainment of age 59 ½. Under certain other conditions, such as for financial hardships defined by the Plan or temporary distribution provisions during 2020 pursuant to the CARES Act, a participant may request a distribution of his or her contributions.
In general, for distributions other than for financial hardship or withdrawal of employee after-tax contributions, the method of payment shall be based on the participant’s election and may be made in the form of a single sum payment (cash or direct transfer to an Individual Retirement Account (IRA) or tax-favored plan that accepts the transfer), installments, or partial distribution (if vested account exceeds $5,000). A participant may also elect a combination of cash lump-sum payment and direct transfer. Distributions shall be made in cash or in-kind in accordance with the participant’s election and Plan provisions.
(f) | Notes Receivable from Participants |
In accordance with provisions of the Plan’s Loan Program, loans to participants may be made in an amount not less than $1,000 and not to exceed the lesser of 50% of the participant’s vested account balance, or $50,000 reduced by the highest outstanding balance during the previous 12 months. Participants may only have one loan outstanding at a time. Such loans are collateralized by the participant’s vested balance in the Plan and bear the prevailing interest rate used by lending institutions for loans made under similar circumstances. Interest rates ranged from 4.25% to 9.25% and maturity dates ranged from January 2021 to September 2036 as of December 31, 2021. The terms of these loans cannot exceed five years except that if the loan is used to purchase the principal residence of the participant, the loan term may be extended for up to a period of 15 years. Principal and interest are paid ratably through payroll deductions.
(g) | Plan Termination |
The Company has not expressed any intent to terminate the Plan; however, it may do so at any time, subject to the provisions of ERISA. In the event of Plan termination, participants automatically become fully vested in their accrued benefits.
(2) | Significant Accounting Policies |
(a) | Basis of Presentation |
The financial statements of the Plan have been prepared on the accrual basis of accounting in accordance with U.S. generally accepted accounting principles (U.S. GAAP).
(b) | Use of Estimates |
The preparation of financial statements in conformity with U.S. GAAP requires management to make estimates and assumptions that affect the reported amounts of assets and liabilities in the statements of net assets available for benefits and the additions and deductions in the statements of changes in net assets available for benefits, as well as the disclosure of contingent assets and liabilities at the date of the financial statements. Actual results could differ from those estimates.
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(c) | Investment Valuation and Income Recognition |
Investment securities are carried at fair value. Refer to Note 3 for a discussion of fair value measurements. Purchases and sales of investments are recorded on a settlement-date basis, which does not materially differ from trade-date basis. Interest income is recorded on the accrual basis. Dividends are recorded on the ex-dividend date. Net appreciation or depreciation in fair value of investments includes both realized and unrealized gains and losses.
(d) | Notes Receivable from Participants |
Notes receivable from participants are measured at their unpaid principal balance plus any accrued but unpaid interest. Interest income is recorded on the accrual basis. If a participant ceases to make loan repayments and the plan administrator deems the participant loan to be in default, the participant loan balance is reduced and a benefit payment is recorded.
(e) | Payment of Participant Benefits |
Participant benefits are recorded when paid.
(f) | Administrative Expenses |
A portion of the administrative expenses of the Plan are paid by participants, and a portion is paid by the Company. A participant’s share of the administrative expense is charged on a per capita basis and allocated quarterly. Individual expenses, such as loan and Individually Directed Account (IDA) fees, are charged to the applicable participant accounts based on whether a participant takes advantage of certain Plan features. For example, the Plan’s service providers charge a fee for processing loan applications and IDA transactions.
(g) | Risks and Uncertainties |
The Plan provides for various investment options in money market funds, mutual funds, common stocks, corporate debt, and government securities. Investment securities are exposed to various risks such as interest rate, market, and credit. Due to the level of uncertainty related to changes in the value of investment securities, it is at least reasonably possible that changes in the various risk factors, in the near term, could materially affect participants’ account balances and the amounts reported in the financial statements.
In January 2020, the World Health Organization ("WHO") announced a global health emergency due to COVID-19 and subsequently, in March 2020, the WHO classified the emergency as a pandemic (the "Pandemic"). The Pandemic has triggered volatility in financial markets and an overall negative impact on the global economy. However, because the values of the Plan's individual investments have and will fluctuate in response to changing market conditions, the amount of losses that could be recognized in subsequent periods, if any, cannot be determined. The full impact of the Pandemic continues to evolve as of the date of this report.
(h) | Concentrations |
Investment in the common stock of RBC comprises 7.1% and 6.5% of the Plan’s investments as of December 31, 2021 and 2020, respectively.
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(3) | Fair Value Measurements |
Accounting guidance defines fair value as the price that would be received from selling an asset or paid to transfer a liability in an orderly transaction between market participants at the measurement date. When determining the fair value measurements for assets and liabilities required to be recorded at fair value, the Plan considers the principal or most advantageous market in which it would transact and considers assumptions that market participants would use when pricing the asset or liability, such as inherent risk, transfer restrictions, and risk of nonperformance. The inputs used in valuation techniques are prioritized as follows:
● | Level 1: Inputs to the valuation methodology are unadjusted quoted prices for identical assets or liabilities in active markets that the Plan has the ability to access. |
● | Level 2: Inputs to the valuation methodology include: |
● | Quoted prices for similar assets or liabilities in active markets |
● | Quoted prices for identical or similar assets or liabilities in inactive markets |
● | Inputs other than quoted prices that are observable for the asset or liability |
● | Inputs that are derived principally from or corroborated by observable market data by correlation or other means |
If the asset or liability has a specified (contractual) term, the Level 2 input must be observable for substantially the full term of the asset or liability.
● | Level 3: Inputs to the valuation methodology are unobservable and significant to the fair value measurement. |
If the determination of fair value measurement for a particular asset or liability is based on inputs from different levels of the fair value hierarchy, the level in the fair value hierarchy within which the entire fair value measurement falls is based on the lowest level input that is significant to the fair value measurement in its entirety. Valuation techniques used need to maximize the use of observable inputs and minimize the use of unobservable inputs.
Following is a description of the valuation methodologies used for assets measured at fair value. There have been no changes in the methodologies used as of December 31, 2021 and 2020.
Mutual funds and cash equivalents: Valued at the quoted net asset value (NAV) of shares held by the Plan at year-end.
U.S. Government securities: Valued using quoted prices and other inputs directly or indirectly observable for the asset. Prices for securities without market feeds are obtained through a third-party valuation source.
Common and preferred stock: Valued at the closing prices reported in active markets on which the individual securities are traded. Prices for securities without market feeds are obtained through a third-party valuation source using quoted prices.
Corporate debt: Valued using pricing models maximizing the use of observable inputs for similar securities. This includes basing value on yields currently available on comparable securities of issuers with similar credit ratings.
Partnerships: Valued at the closing prices reported in active markets on which the individual securities are traded.
Other assets: Primarily consist of municipal bonds, which are valued by third-party vendors based on observable market inputs.
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Common collective trust fund: Valued at the NAV of units of the collective trust. The NAV, as provided by the trustee of the common collective trust fund, is used as a practical expedient to estimate fair value. The NAV is based on the fair value of the underlying investments held by the fund less its liabilities. This practical expedient is not used when it is determined to be probable that the fund will sell the investments for an amount different than the reported NAV. Participant transactions (purchases and sales) may occur daily. If the Plan initiates a full redemption of a collective trust, the issuer reserves the right to temporarily delay withdrawal from the trust in order to ensure that securities liquidations will be carried out in an orderly business manner.
The methods described above may produce a fair value calculation that may not be indicative of net realizable value or reflective of future fair values. Furthermore, while the Plan believes its valuation methods are appropriate and consistent with other market participants, the use of different methodologies or assumptions to determine the fair values of certain financial instruments could result in a different fair value measurement at the reporting date.
As of December 31, 2021 and 2020, the Plan’s investments measured at fair value on a recurring basis consisted of the following instruments and classifications within the fair value hierarchy:
Fair value measurement as of | ||||||||||||||||
December 31, 2021 | ||||||||||||||||
Asset Type | Level 1 | Level 2 | Level 3 | Total | ||||||||||||
Cash and cash equivalents | $ | 109,371,443 | $ | 10,574 | $ | — | $ | 109,382,017 | ||||||||
U.S. Government securities | — | 681,684 | — | 681,684 | ||||||||||||
Mutual funds | 719,735,291 | — | — | 719,735,291 | ||||||||||||
Common stock | 148,259,206 | 35,395 | 148,294,601 | |||||||||||||
Preferred stock | 1,48,259,206 | — | — | 1,331,479 | ||||||||||||
Corporate debt | — | 1,237,654 | — | 1,237,654 | ||||||||||||
Partnerships | 100,853 | — | — | 100,853 | ||||||||||||
Other assets | — | 76,011 | — | 76,011 | ||||||||||||
Total assets in the fair value hierarchy | 978,798,272 | 2,041,318 | — | 980,839,590 | ||||||||||||
Investments measured at net asset value (1) | — | — | 527,961,459 | |||||||||||||
Total investments, at fair value | $ | 978,798,272 | $ | 2,041,318 | $ | $ | 1,508,801,049 |
Fair Value Measurement as of | ||||||||||||||||
December 31, 2020 | ||||||||||||||||
Asset Type | Level 1 | Level 2 | Level 3 | Total | ||||||||||||
Cash and cash equivalents | $ | 126,286,051 | $ | — | $ | — | $ | 126,286,051 | ||||||||
U.S. Government securities | — | 630,523 | — | 630,523 | ||||||||||||
Mutual funds | 692,182,643 | — | — | 692,182,643 | ||||||||||||
Common stock | 120,736,222 | 5 | 120,736,227 | |||||||||||||
Preferred stock | 1,367,734 | — | — | 1,367,734 | ||||||||||||
Corporate debt | — | 302,884 | — | 302,884 | ||||||||||||
Partnerships | 214,865 | — | — | 214,865 | ||||||||||||
Other assets | — | 31,564 | — | 31,564 | ||||||||||||
Total assets in the fair value hierarchy | 940,787,515 | 964,976 | 941,752,491 | |||||||||||||
Investments measured at net asset value (1) | — | — | — | 360,784,282 | ||||||||||||
Total investments, at fair value | $ | 940,787,515 | $ | 964,976 | $ | $ | 1,302,536,773 |
(1) | Investments that are measured at fair value using the net asset value per share practical expedient have not been classified in the fair value hierarchy. |
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(4) | Party-in-Interest Transactions |
Certain Plan investments are shares of City National Rochdale (CNR) Mutual Funds managed by CNR and shares of common stock of RBC. CNR is a wholly owned subsidiary of CNB, which is an indirect, wholly-owned subsidiary of RBC, and thus, these are party-in-interest transactions.
(5) | Income Taxes |
The Company received a favorable tax determination letter on May 8, 2017 from the IRS stating that the Plan is qualified under IRC Section 401(a) and that the Trust is exempt from federal income taxes under provisions of Section 501(a). Although the determination received in 2017 did not include Plan amendments executed after January 7, 2016, the Plan administrator believes that the Plan is designed and is currently being operated in compliance with the applicable requirements of the IRC.
U.S. GAAP requires plan management to evaluate tax positions taken by the plan and recognize a tax liability (or asset) if the plan has taken an uncertain position that more likely than not would not be sustained upon examination by the IRS. The Plan administrator has concluded that as of December 31, 2021 and 2020, there are no uncertain positions taken or expected to be taken that would require recognition of a liability (or asset) or disclosure in the financial statements. The Plan may be subject to audits by taxing jurisdictions; however, there are currently no audits for any tax periods in progress.
(6) | Subsequent Events |
Effective January 1, 2022, the Plan was amended and restated for mandated changes in accordance with the SECURE Act (e.g., change to the required minimum distribution beginning date) and for (2) provisions of the CARES Act that were previously approved by the Plan’s Benefits Committee. The Plan amendments also include changes effective January 1, 2022 to: (1) increase the Company 401(k) match from 60% to 75% of the first 6% of eligible compensation contributed in a payroll period, (2) increase the maximum employer contribution cap from 8% to 8.75% of Net Profit to neutralize the profit sharing contribution impact of an increase to 401(k) match, (3) expand permitted reasons for financial hardship withdrawal to include expenses incurred on account of disasters declared by FEMA, and (4) modify the partial distribution option upon termination of employment for improved participant flexibility.
On January 18, 2022, Plan assets on behalf of 54 LMCG participants transferred to a newly established LMCG 401(k) plan.
Effective March 31, 2022, MCC ceased to be a Participating Employer under the Plan. Account balances of participating MCC employees remain assets of the Plan.
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PROFIT SHARING PLAN
EIN: 95-1780067 PN: 001
Attachment to 2021 Form 5500
Schedule H Part IV, Line 4(i) – Schedule of Assets (Held at End of Year)
December 31, 2021
(c) | |||||||||||||||
(b) | Description of Investment, including | (e) | |||||||||||||
Identity of Issuer, Borrower, | Maturity Date, Rate of Interest, | (d) | Current | ||||||||||||
(a) | Lessor or Similar Party | Shares | Collateral, Par or Maturity Value | Cost | Value | ||||||||||
CASH EQUIVALENTS | |||||||||||||||
* | City National Rochdale Govt MMkt Svc | 1,406,021 | City National Rochdale Govt MMkt Svc | ^ | 1,406,021 | ||||||||||
CNB Cash | 249 | CNB Cash | ^ | 249 | |||||||||||
Fidelity® Government Cash Reserves | 88,706 | Fidelity® Government Cash Reserves | ^ | 88,706 | |||||||||||
Pershing Money Market Account | 106,742 | Pershing Money Market Account | ^ | 106,742 | |||||||||||
Schwab Cash Account | 75,029 | Schwab Cash Account | ^ | 18,969 | |||||||||||
Schwab Value Advantage Money Fund Inv | 75,029 | Schwab Value Advantage Money Fund Inv | ^ | 75,029 | |||||||||||
TD Asset Management Money Market Portfolio | 11,015,089 | TD Asset Management Money Market Portfolio | ^ | 11,015,090 | |||||||||||
Vanguard Federal Money Market Investor | 96,660,637 | Vanguard Federal Money Market Investor | ^ | 96,660,637 | |||||||||||
TOTAL CASH EQUIVALENTS | 109,371,443 | ||||||||||||||
SAVINGS AND CD'S | |||||||||||||||
BP Cap Markets America | 10,000 | BP Cap Markets America | ^ | 10,574 | |||||||||||
TOTAL SAVINGS AND CD'S | 10,574 | ||||||||||||||
GOVERNMENT SECURITIES | |||||||||||||||
Fannie Mae Al5866 | 9,575 | Fannie Mae Al5866 | ^ | 9,600 | |||||||||||
FFCB Note | 25,000 | FFCB Note | ^ | 24,349 | |||||||||||
FHLMC Note | 10,000 | FHLMC Note | ^ | 9,739 | |||||||||||
FHLMC Note | 30,000 | FHLMC Note | ^ | 28,908 | |||||||||||
FNMA Note | 10,000 | FNMA Note | ^ | 10,040 | |||||||||||
FNMA Note | 10,000 | FNMA Note | ^ | 10,377 | |||||||||||
FNMA Note | 30,000 | FNMA Note | ^ | 31,371 | |||||||||||
FNMA Note | 45,000 | FNMA Note | ^ | 45,924 | |||||||||||
US Treasury Note/Bond | 25,000 | US Treasury Note/Bond | ^ | 25,736 | |||||||||||
US Treasury Note/Bond | 30,000 | US Treasury Note/Bond | ^ | 31,147 | |||||||||||
US Treasury Note/Bond | 25,000 | US Treasury Note/Bond | ^ | 25,971 | |||||||||||
US Treasury Note/Bond | 30,000 | US Treasury Note/Bond | ^ | 30,158 | |||||||||||
US Treasury Note/Bond | 50,000 | US Treasury Note/Bond | ^ | 50,623 | |||||||||||
US Treasury Note/Bond | 10,000 | US Treasury Note/Bond | ^ | 10,428 | |||||||||||
US Treasury Note/Bond | 20,000 | US Treasury Note/Bond | ^ | 20,290 | |||||||||||
US Treasury Note/Bond | 20,000 | US Treasury Note/Bond | ^ | 20,567 | |||||||||||
US Treasury Note/Bond | 20,000 | US Treasury Note/Bond | ^ | 21,152 | |||||||||||
US Treasury Note/Bond | 20,000 | US Treasury Note/Bond | ^ | 20,192 | |||||||||||
US Treasury Note/Bond | 20,000 | US Treasury Note/Bond | ^ | 20,338 | |||||||||||
US Treasury Note/Bond | 20,000 | US Treasury Note/Bond | ^ | 19,409 | |||||||||||
US Treasury Note/Bond | 20,000 | US Treasury Note/Bond | ^ | 19,377 | |||||||||||
US Treasury Note/Bond | 25,000 | US Treasury Note/Bond | ^ | 25,624 | |||||||||||
US Treasury Note/Bond | 25,000 | US Treasury Note/Bond | ^ | 25,273 | |||||||||||
US Treasury Note/Bond | 30,000 | US Treasury Note/Bond | ^ | 30,379 | |||||||||||
US Treasury Note/Bond | 35,000 | US Treasury Note/Bond | ^ | 36,442 | |||||||||||
US Treasury Note/Bond | 10,000 | US Treasury Note/Bond | ^ | 9,829 | |||||||||||
US Treasury Note/Bond | 15,000 | US Treasury Note/Bond | ^ | 14,363 | |||||||||||
US Treasury Note/Bond | 25,000 | US Treasury Note/Bond | ^ | 24,322 | |||||||||||
US Treasury Note/Bond | 30,000 | US Treasury Note/Bond | ^ | 29,756 | |||||||||||
TOTAL GOVERNMENT SECURITIES | 681,684 | ||||||||||||||
CORPORATE OBLIGATIONS | |||||||||||||||
3M Company | 24,000 | 3M Company | ^ | 25,615 | |||||||||||
Abbvie Inc | 20,000 | Abbvie Inc | ^ | 21,255 | |||||||||||
Alcan Incorporated | 15,000 | Alcan Incorporated | ^ | 20,731 | |||||||||||
Alphabet Inc | 28,000 | Alphabet Inc | ^ | 29,453 | |||||||||||
America Movil Sab De Cv | 10,000 | America Movil Sab De Cv | ^ | 13,832 | |||||||||||
American Honda Finance | 10,000 | American Honda Finance | ^ | 10,363 | |||||||||||
American Honda Finance | 15,000 | American Honda Finance | ^ | 15,259 | |||||||||||
Anheuser-Busch Inbev Wor | 10,000 | Anheuser-Busch Inbev Wor | ^ | 11,639 | |||||||||||
Apple Inc | 20,000 | Apple Inc | ^ | 21,456 | |||||||||||
AT&T Inc | 14,000 | AT&T Inc | ^ | 15,527 | |||||||||||
AT&T Inc | 15,000 | AT&T Inc | ^ | 15,314 | |||||||||||
Bank Of America Corp | 20,000 | Bank Of America Corp | ^ | 20,987 | |||||||||||
BP Capital Markets PLC | 20,000 | BP Capital Markets PLC | ^ | 21,500 |
11 |
CITY NATIONAL BANK
PROFIT SHARING PLAN
EIN: 95-1780067 PN: 001
Attachment to 2021 Form 5500
Schedule H Part IV, Line 4(i) – Schedule of Assets (Held at End of Year)
December 31, 2021
(c) | |||||||||||||||
(b) | Description of Investment, including | (e) | |||||||||||||
Identity of Issuer, Borrower, | Maturity Date, Rate of Interest, | (d) | Current | ||||||||||||
(a) | Lessor or Similar Party | Shares | Collateral, Par or Maturity Value | Cost | Value | ||||||||||
Capital One Financial Co | 20,000 | Capital One Financial Co | ^ | 20,505 | |||||||||||
CBL & Associates Hold | 7,811 | CBL & Associates Hold | ^ | 7,831 | |||||||||||
CBL & Associates LP Escrow | 27,000 | CBL & Associates LP Escrow | ^ | 0 | |||||||||||
Charles Schwab Corp | 20,000 | Charles Schwab Corp | ^ | 19,564 | |||||||||||
Citigroup Inc | 14,000 | Citigroup Inc | ^ | 15,609 | |||||||||||
Citigroup Inc | 15,000 | Citigroup Inc | ^ | 15,675 | |||||||||||
Citigroup Inc | 25,000 | Citigroup Inc | ^ | 24,173 | |||||||||||
Comcast Corp | 15,000 | Comcast Corp | ^ | 17,047 | |||||||||||
Comcast Corp | 20,000 | Comcast Corp | ^ | 21,828 | |||||||||||
Conoco Phillips Corp | 10,000 | Conoco Phillips Corp | ^ | 14,154 | |||||||||||
Credit Suisse Usa Inc | 15,000 | Credit Suisse Usa Inc | ^ | 21,316 | |||||||||||
Dowdupont Inc | 12,000 | Dowdupont Inc | ^ | 13,910 | |||||||||||
DowDupont Inc | 15,000 | DowDupont Inc | ^ | 15,868 | |||||||||||
Duke Energy Carolinas | 15,000 | Duke Energy Carolinas | ^ | 15,261 | |||||||||||
Energy Transfer Operatng | 40,000 | Energy Transfer Operatng | ^ | 42,704 | |||||||||||
Enterprise Products Oper | 14,000 | Enterprise Products Oper | ^ | 15,702 | |||||||||||
EOG Resources Inc | 20,000 | EOG Resources Inc | ^ | 21,069 | |||||||||||
Equinor Asa | 32,000 | Equinor Asa | ^ | 33,409 | |||||||||||
General Motors Co | 22,000 | General Motors Co | ^ | 25,338 | |||||||||||
General Motors Finl Co | 10,000 | General Motors Finl Co | ^ | 11,023 | |||||||||||
Goldman Sachs Group Inc | 16,000 | Goldman Sachs Group Inc | ^ | 16,986 | |||||||||||
Honeywell International | 8,000 | Honeywell International | ^ | 8,000 | |||||||||||
JC Penney Corp Inc | 20,000 | JC Penney Corp Inc | ^ | 0 | |||||||||||
Jefferies Grp LLC / Cap | 10,000 | Jefferies Grp LLC / Cap | ^ | 11,097 | |||||||||||
Johnson & Johnson SR NT | 18,000 | Johnson & Johnson SR NT | ^ | 18,786 | |||||||||||
JPMorgan Chase & Co | 15,000 | JPMorgan Chase & Co | ^ | 15,982 | |||||||||||
JPMorgan Chase & Co | 15,000 | JPMorgan Chase & Co | ^ | 17,023 | |||||||||||
Kansas City Southern | 24,000 | Kansas City Southern | ^ | 24,877 | |||||||||||
Kla-Tencor Corp | 10,000 | Kla-Tencor Corp | ^ | 10,839 | |||||||||||
Lowe's Companies Inc | 15,000 | Lowe's Companies Inc | ^ | 15,031 | |||||||||||
Lowe's Cos Inc | 28,000 | Lowe's Cos Inc | ^ | 29,161 | |||||||||||
Mitsubishi UFJ Fin Grp | 10,000 | Mitsubishi UFJ Fin Grp | ^ | 10,689 | |||||||||||
Morgan Stanley | 10,000 | Morgan Stanley | ^ | 14,249 | |||||||||||
Morgan Stanley | 25,000 | Morgan Stanley | ^ | 25,865 | |||||||||||
National Rural Util Coop | 20,000 | National Rural Util Coop | ^ | 21,585 | |||||||||||
Oracle Corp | 32,000 | Oracle Corp | ^ | 32,790 | |||||||||||
Pepsi Co | 26,000 | Pepsi Co | ^ | 27,404 | |||||||||||
Pfizer Inc | 10,000 | Pfizer Inc | ^ | 11,014 | |||||||||||
Procter & Gamble Co/The | 18,000 | Procter & Gamble Co/The | ^ | 19,610 | |||||||||||
Qwest Corporation | 25,000 | Qwest Corporation | ^ | 29,237 | |||||||||||
Santander UK PLC | 15,000 | Santander UK PLC | ^ | 15,903 | |||||||||||
Shell International Fin | 20,000 | Shell International Fin | ^ | 22,368 | |||||||||||
Sumitomo Mitsui Finl Grp | 26,000 | Sumitomo Mitsui Finl Grp | ^ | 26,448 | |||||||||||
United Technologies Corp | 26,000 | United Technologies Corp | ^ | 29,102 | |||||||||||
Unitedhealth Group Inc | 34,000 | Unitedhealth Group Inc | ^ | 34,585 | |||||||||||
Verizon Communications | 30,000 | Verizon Communications | ^ | 28,137 | |||||||||||
ViacomCBS Inc | 14,000 | ViacomCBS Inc | ^ | 15,568 | |||||||||||
Walmart Inc | 22,000 | Walmart Inc | ^ | 24,647 | |||||||||||
Wells Fargo & Company | 20,000 | Wells Fargo & Company | ^ | 21,711 | |||||||||||
Wells Fargo & Company | 22,000 | Wells Fargo & Company | ^ | 23,192 | |||||||||||
Wells Fargo & Company | 20,000 | Wells Fargo & Company | ^ | 20,851 | |||||||||||
TOTAL CORPORATE OBLIGATIONS | 1,237,654 | ||||||||||||||
PREFERRED STOCKS | |||||||||||||||
Agnc Investment 7% Pfd Pfd Ser C | 1,000 | Agnc Investment 7% Pfd Pfd Ser C | ^ | 25,710 | |||||||||||
Annaly Capita 6.95% Pfd Ser F | 100 | Annaly Capita 6.95% Pfd Ser F | ^ | 2,558 | |||||||||||
Anthracite Capital Inc 9.375 (delisted 12/03/19) | 1,000 | Anthracite Capital Inc 9.375 (delisted 12/03/19) | ^ | 0 | |||||||||||
Assoc Banc Corp 5.875 | 1,500 | Assoc Banc Corp 5.875 | ^ | 40,395 | |||||||||||
Bank Of America Corp | 10,000 | Bank Of America Corp | ^ | 268,200 | |||||||||||
Bank Of America Corp 5.875% | 1,500 | Bank Of America Corp 5.875% | ^ | 39,495 |
12 |
CITY NATIONAL BANK
PROFIT SHARING PLAN
EIN: 95-1780067 PN: 001
Attachment to 2021 Form 5500
Schedule H Part IV, Line 4(i) – Schedule of Assets (Held at End of Year)
December 31, 2021
(c) | |||||||||||||||
(b) | Description of Investment, including | (e) | |||||||||||||
Identity of Issuer, Borrower, | Maturity Date, Rate of Interest, | (d) | Current | ||||||||||||
(a) | Lessor or Similar Party | Shares | Collateral, Par or Maturity Value | Cost | Value | ||||||||||
Citigroup Capital XIII 7.875 10/30/2040 | 1,000 | Citigroup Capital XIII 7.875 10/30/2040 | ^ | 27,900 | |||||||||||
Citizens Financial Group | 2,000 | Citizens Financial Group | ^ | 52,940 | |||||||||||
Fifth Third Bancorp 6% | 1,326 | Fifth Third Bancorp 6% | ^ | 34,768 | |||||||||||
First Midwest Bancorp 7 (delisted 02/16/22) | 505 | First Midwest Bancorp 7 (delisted 02/16/22) | ^ | 14,211 | |||||||||||
Gaslog Partners LP 8.5 | 150 | Gaslog Partners LP 8.5 | ^ | 3,876 | |||||||||||
Istar Finl Inc Pfd Ser D | 2,000 | Istar Finl Inc Pfd Ser D | ^ | 52,000 | |||||||||||
JPMorgan Chase SER DD | 1,000 | JPMorgan Chase SER DD | ^ | 26,880 | |||||||||||
Keycorp | 2,000 | Keycorp | ^ | 54,440 | |||||||||||
Morgan Stanley 7.125 | 1,000 | Morgan Stanley 7.125 | ^ | 27,650 | |||||||||||
New Residential Inv Corp 6.375 | 100 | New Residential Inv Corp 6.375 | ^ | 2,316 | |||||||||||
Peoples United Financial Inc Pfd Ser A (delisted 04/05/22) | 1,834 | Peoples United Financial Inc Pfd Ser A (delisted 04/05/22) | ^ | 51,077 | |||||||||||
Regions Financial Corporation Dep Shs Repstg | 960 | Regions Financial Corporation Dep Shs Repstg | ^ | 27,753 | |||||||||||
Southern Co 4.95 1/30/2080 | 7,000 | Southern Co 4.95 1/30/2080 | ^ | 189,770 | |||||||||||
SVB Financial Group | 2,500 | SVB Financial Group | ^ | 67,175 | |||||||||||
Truist Financial Corp | 2,000 | Truist Financial Corp | ^ | 55,560 | |||||||||||
Wells Fargo & Company 7.5% | 179 | Wells Fargo & Company 7.5% | ^ | 266,805 | |||||||||||
TOTAL PREFERRED STOCKS | 1,331,479 | ||||||||||||||
COMMON STOCKS | |||||||||||||||
1933 Industries Inc | 500 | 1933 Industries Inc | ^ | 15 | |||||||||||
1Pm Industries Inc | 1,500,000 | 1Pm Industries Inc | ^ | 2 | |||||||||||
23andMe Holding Co | 975 | 23andMe Holding Co | ^ | 6,493 | |||||||||||
2seventy Bio Inc | 16 | 2seventy Bio Inc | ^ | 410 | |||||||||||
3-D Systems Corp | 111 | 3-D Systems Corp | ^ | 2,391 | |||||||||||
3m Co. | 75 | 3m Co. | ^ | 13,395 | |||||||||||
Abb Ltd Spons ADR | 200 | Abb Ltd Spons ADR | ^ | 7,634 | |||||||||||
Abbott Laboratories | 257 | Abbott Laboratories | ^ | 36,157 | |||||||||||
Abbvie Inc | 535 | Abbvie Inc | ^ | 72,487 | |||||||||||
Abcellera Biologics Inc | 1,000 | Abcellera Biologics Inc | ^ | 14,300 | |||||||||||
Accenture PLC | 429 | Accenture PLC | ^ | 177,826 | |||||||||||
Accuray Inc | 100 | Accuray Inc | ^ | 477 | |||||||||||
Acreage Holdings Sub Vtg E | 14 | Acreage Holdings Sub Vtg E | ^ | 24 | |||||||||||
Acreage Holdings-Sub Vtg D | 6 | Acreage Holdings-Sub Vtg D | ^ | 7 | |||||||||||
Activision Blizzard Inc | 50 | Activision Blizzard Inc | ^ | 3,326 | |||||||||||
Adobe Inc | 457 | Adobe Inc | ^ | 259,146 | |||||||||||
Advance Auto Parts Inc | 22 | Advance Auto Parts Inc | ^ | 5,277 | |||||||||||
Advanced Micro Devices | 2,782 | Advanced Micro Devices | ^ | 400,330 | |||||||||||
Advaxis Inc | 23 | Advaxis Inc | ^ | 4 | |||||||||||
Adyen Nv-Unspon ADR | 1,000 | Adyen Nv-Unspon ADR | ^ | 26,320 | |||||||||||
Aercap Holdings NV | 500 | Aercap Holdings NV | ^ | 32,710 | |||||||||||
Aerovironment Inc | 5 | Aerovironment Inc | ^ | 310 | |||||||||||
Affirm Holdings Inc | 50 | Affirm Holdings Inc | ^ | 5,028 | |||||||||||
Aflac Inc | 308 | Aflac Inc | ^ | 17,976 | |||||||||||
Agilent Technologies | 21 | Agilent Technologies | ^ | 3,353 | |||||||||||
Agios Pharmaceuticals Inc | 100 | Agios Pharmaceuticals Inc | ^ | 3,287 | |||||||||||
AGNC Investment Corp | 6,379 | AGNC Investment Corp | ^ | 95,947 | |||||||||||
Agnico-Eagle Mines Ltd F | 21 | Agnico-Eagle Mines Ltd F | ^ | 1,100 | |||||||||||
Aileron Therapeutics Inc | 10,000 | Aileron Therapeutics Inc | ^ | 5,629 | |||||||||||
Airbnb Inc Class A | 216 | Airbnb Inc Class A | ^ | 35,962 | |||||||||||
Akamai Technologies | 432 | Akamai Technologies | ^ | 50,561 | |||||||||||
Akero Therapeutics Inc | 50 | Akero Therapeutics Inc | ^ | 1,058 | |||||||||||
Akoustis Technologies Inc | 150 | Akoustis Technologies Inc | ^ | 1,002 | |||||||||||
Akoya Biosciences Inc | 360 | Akoya Biosciences Inc | ^ | 5,512 | |||||||||||
Alarm.Com Holdings Inc | 20 | Alarm.Com Holdings Inc | ^ | 1,696 | |||||||||||
Albemarle Corp | 5 | Albemarle Corp | ^ | 1,169 | |||||||||||
Albertsons Cos Inc - Class A | 125 | Albertsons Cos Inc - Class A | ^ | 3,774 | |||||||||||
Alcoa Inc | 25 | Alcoa Inc | ^ | 1,490 | |||||||||||
Aleafia Health Inc | 250 | Aleafia Health Inc | ^ | 26 | |||||||||||
Alector Inc | 50 | Alector Inc | ^ | 1,033 | |||||||||||
Alfi Inc | 1,500 | Alfi Inc | ^ | 3,450 | |||||||||||
Algonquin Power & Utilities | 325 | Algonquin Power & Utilities | ^ | 4,699 | |||||||||||
Alibaba Group Holding-Sp ADR | 641 | Alibaba Group Holding-Sp ADR | ^ | 76,144 |
13 |
CITY NATIONAL BANK
PROFIT SHARING PLAN
EIN: 95-1780067 PN: 001
Attachment to 2021 Form 5500
Schedule H Part IV, Line 4(i) – Schedule of Assets (Held at End of Year)
December 31, 2021
(c) | |||||||||||||||
(b) | Description of Investment, including | (e) | |||||||||||||
Identity of Issuer, Borrower, | Maturity Date, Rate of Interest, | (d) | Current | ||||||||||||
(a) | Lessor or Similar Party | Shares | Collateral, Par or Maturity Value | Cost | Value | ||||||||||
Allied Corp | 480 | Allied Corp | ^ | 850 | |||||||||||
Allogene Therapeutics Inc | 400 | Allogene Therapeutics Inc | ^ | 5,968 | |||||||||||
Allstate Corp | 5 | Allstate Corp | ^ | 588 | |||||||||||
Ally Financial Inc | 1,874 | Ally Financial Inc | ^ | 89,221 | |||||||||||
Alphabet Inc CL A | 145 | Alphabet Inc CL A | ^ | 420,071 | |||||||||||
Alphabet Inc Cl C | 25 | Alphabet Inc Cl C | ^ | 72,340 | |||||||||||
Alpine 4 Holdings Inc | 200 | Alpine 4 Holdings Inc | ^ | 384 | |||||||||||
Alt Hse Cannabis Inc | 36 | Alt Hse Cannabis Inc | ^ | 0 | |||||||||||
Alteryx Inc - Class A | 1,027 | Alteryx Inc - Class A | ^ | 62,133 | |||||||||||
Altria Group Inc | 1,258 | Altria Group Inc | ^ | 59,619 | |||||||||||
Altus Power Inc | 510 | Altus Power Inc | ^ | 5,329 | |||||||||||
Alussa Energy Acquisition Corp | 250 | Alussa Energy Acquisition Corp | ^ | 2,795 | |||||||||||
Alzamend Neuro Inc | 2,000 | Alzamend Neuro Inc | ^ | 3,800 | |||||||||||
Amarin Corporation Plc -ADR | 877 | Amarin Corporation Plc -ADR | ^ | 2,955 | |||||||||||
Amazon Com Inc | 373 | Amazon Com Inc | ^ | 1,243,709 | |||||||||||
Amazonas Florestal Ltd | 500,000 | Amazonas Florestal Ltd | ^ | 250 | |||||||||||
Ambarella Inc | 55 | Ambarella Inc | ^ | 11,159 | |||||||||||
AMC Entertainment Hlds-Cl A | 3,649 | AMC Entertainment Hlds-Cl A | ^ | 99,253 | |||||||||||
Amdocs Ltd | 45 | Amdocs Ltd | ^ | 3,368 | |||||||||||
Amerco | 2 | Amerco | ^ | 1,452 | |||||||||||
American Airlines Group Inc | 6,617 | American Airlines Group Inc | ^ | 118,841 | |||||||||||
American Eagle Outfitters | 601 | American Eagle Outfitters | ^ | 15,208 | |||||||||||
American Electric Power Co | 485 | American Electric Power Co | ^ | 43,154 | |||||||||||
American Express Co. | 231 | American Express Co. | ^ | 37,821 | |||||||||||
American Green Inc | 165,000 | American Green Inc | ^ | 413 | |||||||||||
American Homes 4 Rent- A | 100 | American Homes 4 Rent- A | ^ | 4,361 | |||||||||||
American International Group | 500 | American International Group | ^ | 28,430 | |||||||||||
American Water Works Co Inc | 497 | American Water Works Co Inc | ^ | 93,951 | |||||||||||
American Xtal Tech Inc. | 100 | American Xtal Tech Inc. | ^ | 881 | |||||||||||
Amesite Inc | 39 | Amesite Inc | ^ | 40 | |||||||||||
Amgen Inc | 10 | Amgen Inc | ^ | 2,321 | |||||||||||
Amico Games Corp (delisted 11/10/14) | 250 | Amico Games Corp (delisted 11/10/14) | ^ | 0 | |||||||||||
Ammo Inc | 550 | Ammo Inc | ^ | 2,997 | |||||||||||
Analog Devices Inc | 39 | Analog Devices Inc | ^ | 6,819 | |||||||||||
Anglo American Plat-Spon ADR | 25 | Anglo American Plat-Spon ADR | ^ | 483 | |||||||||||
Anglogold Ltd Adr | 583 | Anglogold Ltd Adr | ^ | 12,237 | |||||||||||
Anheuser Busch Inbev | 29 | Anheuser Busch Inbev | ^ | 1,742 | |||||||||||
Anixa Biosciences Inc | 1,300 | Anixa Biosciences Inc | ^ | 3,861 | |||||||||||
Annaly Capital Management Inc | 21,361 | Annaly Capital Management Inc | ^ | 167,045 | |||||||||||
Anthem Inc | 5 | Anthem Inc | ^ | 2,318 | |||||||||||
Aon PLC | 220 | Aon PLC | ^ | 66,123 | |||||||||||
APA Corporation | 4,600 | APA Corporation | ^ | 123,694 | |||||||||||
Apollo Investment Corp | 122 | Apollo Investment Corp | ^ | 1,559 | |||||||||||
Apple Inc | 20,680 | Apple Inc | ^ | 3,672,089 | |||||||||||
Applied Dna Sciences Inc | 1,500 | Applied Dna Sciences Inc | ^ | 6,030 | |||||||||||
Applied Material | 840 | Applied Material | ^ | 132,139 | |||||||||||
Applied Uv Inc | 500 | Applied Uv Inc | ^ | 1,350 | |||||||||||
Applovin Corp Class A | 50 | Applovin Corp Class A | ^ | 4,713 | |||||||||||
Aquabounty Technologies Inc | 1 | Aquabounty Technologies Inc | ^ | 2 | |||||||||||
Arbor Realty Trust Inc | 885 | Arbor Realty Trust Inc | ^ | 16,220 | |||||||||||
Archer Daniels Midland | 100 | Archer Daniels Midland | ^ | 6,759 | |||||||||||
Ardelyx Inc | 407 | Ardelyx Inc | ^ | 448 | |||||||||||
Arena Pharmaceuticals (acquired 03/14/22) | 45 | Arena Pharmaceuticals (acquired 03/14/22) | ^ | 4,182 | |||||||||||
Ares Capital Corp | 26,887 | Ares Capital Corp | ^ | 569,737 | |||||||||||
Ares Management Corp | 4 | Ares Management Corp | ^ | 337 | |||||||||||
Arista Networks Inc | 80 | Arista Networks Inc | ^ | 11,500 | |||||||||||
Armour Residential Reit Inc | 33 | Armour Residential Reit Inc | ^ | 324 | |||||||||||
Artemis Gold Inc | 100 | Artemis Gold Inc | ^ | 548 | |||||||||||
Arthur J Gallagher | 196 | Arthur J Gallagher | ^ | 33,255 | |||||||||||
Artificial Intelligence Tech | 30,520 | Artificial Intelligence Tech | ^ | 461 | |||||||||||
Artistdirect Inc (Delisted 8/5/2009) | 80 | Artistdirect Inc (Delisted 8/5/2009) | ^ | 0 | |||||||||||
Asana Inc Cl A | 50 | Asana Inc Cl A | ^ | 3,727 |
14 |
CITY NATIONAL BANK
PROFIT SHARING PLAN
EIN: 95-1780067 PN: 001
Attachment to 2021 Form 5500
Schedule H Part IV, Line 4(i) – Schedule of Assets (Held at End of Year)
December 31, 2021
(c) | |||||||||||||||
(b) | Description of Investment, including | (e) | |||||||||||||
Identity of Issuer, Borrower, | Maturity Date, Rate of Interest, | (d) | Current | ||||||||||||
(a) | Lessor or Similar Party | Shares | Collateral, Par or Maturity Value | Cost | Value | ||||||||||
Ascot Resources Ltd | 200 | Ascot Resources Ltd | ^ | 192 | |||||||||||
Asia Broadband Inc | 23,584 | Asia Broadband Inc | ^ | 3,821 | |||||||||||
Asml Holding Nv | 126 | Asml Holding Nv | ^ | 100,357 | |||||||||||
AST SpaceMobile Inc | 122 | AST SpaceMobile Inc | ^ | 969 | |||||||||||
Astra Space Inc | 73 | Astra Space Inc | ^ | 506 | |||||||||||
Astrazeneca Plc Sponsored Adr | 50 | Astrazeneca Plc Sponsored Adr | ^ | 2,912 | |||||||||||
Astro Aerospace Ltd | 16 | Astro Aerospace Ltd | ^ | 14 | |||||||||||
AT&T Inc | 5,169 | AT&T Inc | ^ | 127,158 | |||||||||||
Atreca Inc A | 100 | Atreca Inc A | ^ | 303 | |||||||||||
Auburn Natl Bancorporation | 2,235 | Auburn Natl Bancorporation | ^ | 72,190 | |||||||||||
Aurora Cannabis Inc | 17 | Aurora Cannabis Inc | ^ | 92 | |||||||||||
Aurora Innovation Inc | 300 | Aurora Innovation Inc | ^ | 3,378 | |||||||||||
Australian Goldfields Ltd | 240 | Australian Goldfields Ltd | ^ | 18 | |||||||||||
Autodesk Inc | 10 | Autodesk Inc | ^ | 2,812 | |||||||||||
Automatic Data Processing | 4 | Automatic Data Processing | ^ | 1,018 | |||||||||||
Auxly Cannabis Group Inc | 6,480 | Auxly Cannabis Group Inc | ^ | 927 | |||||||||||
Avangrid Inc | 575 | Avangrid Inc | ^ | 28,681 | |||||||||||
Aveo Pharmaceuticals Inc | 4,210 | Aveo Pharmaceuticals Inc | ^ | 19,745 | |||||||||||
Aviat Networks Inc | 32 | Aviat Networks Inc | ^ | 1,027 | |||||||||||
Axon Enterprise Inc | 10 | Axon Enterprise Inc | ^ | 1,570 | |||||||||||
Axos Financial Inc | 1 | Axos Financial Inc | ^ | 56 | |||||||||||
Axsome Therapeutics Inc | 400 | Axsome Therapeutics Inc | ^ | 15,112 | |||||||||||
Azek Co Inc/The | 190 | Azek Co Inc/The | ^ | 8,786 | |||||||||||
Azenta Inc | 10 | Azenta Inc | ^ | 1,031 | |||||||||||
B Riley Financial Inc | 25 | B Riley Financial Inc | ^ | 2,221 | |||||||||||
Backblaze Inc A | 100 | Backblaze Inc A | ^ | 1,689 | |||||||||||
Baidu Inc | 10 | Baidu Inc | ^ | 1,488 | |||||||||||
Banco Bilbao Vizcaya ADR | 1 | Banco Bilbao Vizcaya ADR | ^ | 6 | |||||||||||
Banco Macro SA - ADR | 1 | Banco Macro SA - ADR | ^ | 14 | |||||||||||
Banco Santander Adr | 1,101 | Banco Santander Adr | ^ | 3,622 | |||||||||||
Bank Of America Corp | 6,917 | Bank Of America Corp | ^ | 307,752 | |||||||||||
Barclays Plc ADR | 101 | Barclays Plc ADR | ^ | 1,045 | |||||||||||
Barrick Gold Corp | 435 | Barrick Gold Corp | ^ | 8,272 | |||||||||||
Bausch Health Cos Inc | 1,472 | Bausch Health Cos Inc | ^ | 40,642 | |||||||||||
Bce Inc Com | 564 | Bce Inc Com | ^ | 29,351 | |||||||||||
Beam Therapeutics Inc | 65 | Beam Therapeutics Inc | ^ | 5,180 | |||||||||||
Bed Bath And Beyond Inc | 1 | Bed Bath And Beyond Inc | ^ | 15 | |||||||||||
Belo Sun Mining Corp | 1,000 | Belo Sun Mining Corp | ^ | 467 | |||||||||||
Benton Resources Inc | 700 | Benton Resources Inc | ^ | 91 | |||||||||||
Berkshire Hathaway Inc Cl B | 1,025 | Berkshire Hathaway Inc Cl B | ^ | 306,475 | |||||||||||
Best Buy Co | 11 | Best Buy Co | ^ | 1,118 | |||||||||||
Beyond Meat Inc | 1,342 | Beyond Meat Inc | ^ | 87,445 | |||||||||||
BHP Limited | 6 | BHP Limited | ^ | 362 | |||||||||||
Bigcommerce Holdings-Ser 1 | 200 | Bigcommerce Holdings-Ser 1 | ^ | 7,074 | |||||||||||
Bigg Digital Assets Inc | 200 | Bigg Digital Assets Inc | ^ | 165 | |||||||||||
Biogen Inc | 5 | Biogen Inc | ^ | 1,200 | |||||||||||
Bionano Genomics Inc | 12,723 | Bionano Genomics Inc | ^ | 38,042 | |||||||||||
Biosig Technologies Inc | 5,000 | Biosig Technologies Inc | ^ | 11,150 | |||||||||||
Bio-Techne Corp | 1 | Bio-Techne Corp | ^ | 517 | |||||||||||
Bit Digital Inc | 250 | Bit Digital Inc | ^ | 1,520 | |||||||||||
Bitcoin Services Inc (delisted 07/29/21) | 6,000 | Bitcoin Services Inc (delisted 07/29/21) | ^ | 0 | |||||||||||
Bitfarms Ltd | 635 | Bitfarms Ltd | ^ | 3,207 | |||||||||||
Black Iron Inc | 20,000 | Black Iron Inc | ^ | 3,803 | |||||||||||
Blackberry Ltd | 13,075 | Blackberry Ltd | ^ | 122,251 | |||||||||||
BlackRock 2001 Term Tr Inc | 37 | BlackRock 2001 Term Tr Inc | ^ | 34,127 | |||||||||||
Blackstone Inc | 6,585 | Blackstone Inc | ^ | 851,988 | |||||||||||
Blink Charging Co | 37 | Blink Charging Co | ^ | 981 | |||||||||||
Block Inc A | 14,800 | Block Inc A | ^ | 2,390,348 | |||||||||||
Bloom Energy Corp- A | 325 | Bloom Energy Corp- A | ^ | 7,127 | |||||||||||
Bluebird Bio Inc | 49 | Bluebird Bio Inc | ^ | 490 | |||||||||||
BMW Sponsored ADR | 35 | BMW Sponsored ADR | ^ | 1,169 | |||||||||||
Boeing Company | 988 | Boeing Company | ^ | 198,904 |
15 |
CITY NATIONAL BANK
PROFIT SHARING PLAN
EIN: 95-1780067 PN: 001
Attachment to 2021 Form 5500
Schedule H Part IV, Line 4(i) – Schedule of Assets (Held at End of Year)
December 31, 2021
(c) | |||||||||||||||
(b) | Description of Investment, including | (e) | |||||||||||||
Identity of Issuer, Borrower, | Maturity Date, Rate of Interest, | (d) | Current | ||||||||||||
(a) | Lessor or Similar Party | Shares | Collateral, Par or Maturity Value | Cost | Value | ||||||||||
Bombardier Inc. Cl B | 1,150 | Bombardier Inc. Cl B | ^ | 1,518 | |||||||||||
Borg Warner Automotive Inc | 206 | Borg Warner Automotive Inc | ^ | 9,275 | |||||||||||
Boss Energy Ltd | 125 | Boss Energy Ltd | ^ | 203 | |||||||||||
Boston Beer Co Inc A | 41 | Boston Beer Co Inc A | ^ | 20,709 | |||||||||||
Boyd Gaming Corp | 195 | Boyd Gaming Corp | ^ | 12,786 | |||||||||||
Bp Plc Spons Adr | 1,549 | Bp Plc Spons Adr | ^ | 41,250 | |||||||||||
Brewbilt Brewing Co | 9,167 | Brewbilt Brewing Co | ^ | 32 | |||||||||||
Brickell Biotech Inc | 500 | Brickell Biotech Inc | ^ | 114 | |||||||||||
Bristol-Myers Squibb Co | 202 | Bristol-Myers Squibb Co | ^ | 12,588 | |||||||||||
Brookfield Infrastructure Corp Vtg Shs A | 45 | Brookfield Infrastructure Corp Vtg Shs A | ^ | 3,072 | |||||||||||
Bruker Corp | 15 | Bruker Corp | ^ | 1,260 | |||||||||||
BTCS Inc | 20 | BTCS Inc | ^ | 63 | |||||||||||
Bumble Inc-A | 30 | Bumble Inc-A | ^ | 1,016 | |||||||||||
Butterfly Network Inc | 580 | Butterfly Network Inc | ^ | 3,880 | |||||||||||
BYD Co Ltd H | 75 | BYD Co Ltd H | ^ | 2,565 | |||||||||||
C3.Ai Inc A | 1,178 | C3.Ai Inc A | ^ | 36,812 | |||||||||||
Cadence Design Systems Inc | 5 | Cadence Design Systems Inc | ^ | 932 | |||||||||||
Cadiz Inc | 750 | Cadiz Inc | ^ | 2,895 | |||||||||||
Callaway Golf Co. | 383 | Callaway Golf Co. | ^ | 10,510 | |||||||||||
Cameco Corp | 50 | Cameco Corp | ^ | 1,091 | |||||||||||
Camping World Holdings Inc-A | 60 | Camping World Holdings Inc-A | ^ | 2,424 | |||||||||||
Canada Goose Holdings Inc | 545 | Canada Goose Holdings Inc | ^ | 20,198 | |||||||||||
Canadian Pacific Railway | 14 | Canadian Pacific Railway | ^ | 1,007 | |||||||||||
Cannabix Technologies Inc | 65 | Cannabix Technologies Inc | ^ | 27 | |||||||||||
Cannlabs Inc | 550 | Cannlabs Inc | ^ | 18 | |||||||||||
Canopy Growth Corp | 1,177 | Canopy Growth Corp | ^ | 10,275 | |||||||||||
Capital One Financial Corp Com | 70 | Capital One Financial Corp Com | ^ | 10,156 | |||||||||||
Capri Holdings Ltd | 250 | Capri Holdings Ltd | ^ | 16,227 | |||||||||||
Capricor Therapeutics Inc | 1 | Capricor Therapeutics Inc | ^ | 3 | |||||||||||
Carbon Streaming Corp | 400 | Carbon Streaming Corp | ^ | 5,260 | |||||||||||
Caretrust REIT Inc | 75 | Caretrust REIT Inc | ^ | 1,712 | |||||||||||
CarLotz Inc | 375 | CarLotz Inc | ^ | 851 | |||||||||||
Carnival Corp. | 2,909 | Carnival Corp. | ^ | 58,529 | |||||||||||
CarParts.com Inc | 25 | CarParts.com Inc | ^ | 280 | |||||||||||
Carrier Global Corp | 390 | Carrier Global Corp | ^ | 21,157 | |||||||||||
Caterpillar Inc | 130 | Caterpillar Inc | ^ | 26,909 | |||||||||||
Cazoo Group Ltd | 100 | Cazoo Group Ltd | ^ | 603 | |||||||||||
Cbak Energy Technology Inc | 3,000 | Cbak Energy Technology Inc | ^ | 4,680 | |||||||||||
Cbl & Associates Properties | 945 | Cbl & Associates Properties | ^ | 29,484 | |||||||||||
Cenntro Electric Group Ltd (cenn 01/14/22) | 0 | Cenntro Electric Group Ltd (cenn 01/14/22) | ^ | 2 | |||||||||||
Cerence Inc | 6 | Cerence Inc | ^ | 460 | |||||||||||
Cerner Corp | 95 | Cerner Corp | ^ | 8,823 | |||||||||||
CF Acquisition Corp VI Cls A | 7 | CF Acquisition Corp VI Cls A | ^ | 76 | |||||||||||
Champion Iron Ltd | 500 | Champion Iron Ltd | ^ | 1,990 | |||||||||||
Channeladvisor Corp | 47 | Channeladvisor Corp | ^ | 1,160 | |||||||||||
ChargePoint Holdings Inc | 488 | ChargePoint Holdings Inc | ^ | 9,296 | |||||||||||
Charles Riv Labs Intl | 303 | Charles Riv Labs Intl | ^ | 114,164 | |||||||||||
Charles Schwab Corporation | 325 | Charles Schwab Corporation | ^ | 27,295 | |||||||||||
Charlottes Web Holdings Inc | 150 | Charlottes Web Holdings Inc | ^ | 153 | |||||||||||
Chart Industries Inc | 10 | Chart Industries Inc | ^ | 1,595 | |||||||||||
Charter Communications New Cl A | 5 | Charter Communications New Cl A | ^ | 3,260 | |||||||||||
Chegg Inc | 220 | Chegg Inc | ^ | 6,754 | |||||||||||
Chemesis International Inc | 2,500 | Chemesis International Inc | ^ | 394 | |||||||||||
Chevron Corp | 1,214 | Chevron Corp | ^ | 142,426 | |||||||||||
Chewy Inc - Class A | 382 | Chewy Inc - Class A | ^ | 22,527 | |||||||||||
Chimera Investment Corp | 588 | Chimera Investment Corp | ^ | 8,872 | |||||||||||
China Evergrande Group | 2,000 | China Evergrande Group | ^ | 394 | |||||||||||
Chineseinvestors.Com Inc | 2,500 | Chineseinvestors.Com Inc | ^ | 1 | |||||||||||
Chipotle Mexican Grill - Cl A | 8 | Chipotle Mexican Grill - Cl A | ^ | 13,986 | |||||||||||
Cigna Corp | 26 | Cigna Corp | ^ | 5,970 | |||||||||||
Cincinnatti Financial Corp | 305 | Cincinnatti Financial Corp | ^ | 34,749 | |||||||||||
Cinemark Holdings Inc | 1,172 | Cinemark Holdings Inc | ^ | 18,893 |
16 |
CITY NATIONAL BANK
PROFIT SHARING PLAN
EIN: 95-1780067 PN: 001
Attachment to 2021 Form 5500
Schedule H Part IV, Line 4(i) – Schedule of Assets (Held at End of Year)
December 31, 2021
(c) | |||||||||||||||
(b) | Description of Investment, including | (e) | |||||||||||||
Identity of Issuer, Borrower, | Maturity Date, Rate of Interest, | (d) | Current | ||||||||||||
(a) | Lessor or Similar Party | Shares | Collateral, Par or Maturity Value | Cost | Value | ||||||||||
Cintas Corp | 294 | Cintas Corp | ^ | 130,292 | |||||||||||
Cirrus Logic Inc | 20 | Cirrus Logic Inc | ^ | 1,840 | |||||||||||
Cisco Systems Inc | 2,403 | Cisco Systems Inc | ^ | 152,305 | |||||||||||
Citigroup Inc | 82 | Citigroup Inc | ^ | 4,978 | |||||||||||
Citizens Financial Group | 598 | Citizens Financial Group | ^ | 28,273 | |||||||||||
Clearway Energy Inc CL C | 138 | Clearway Energy Inc CL C | ^ | 4,964 | |||||||||||
Cleveland Cliffs Inc | 1,500 | Cleveland Cliffs Inc | ^ | 32,655 | |||||||||||
Clorox Co. | 7 | Clorox Co. | ^ | 1,234 | |||||||||||
Cloudflare Inc Class A | 51 | Cloudflare Inc Class A | ^ | 6,706 | |||||||||||
Clover Health Investments Corp | 2,800 | Clover Health Investments Corp | ^ | 10,416 | |||||||||||
Clovis Oncology Inc | 3,000 | Clovis Oncology Inc | ^ | 8,130 | |||||||||||
CME Group Inc | 346 | CME Group Inc | ^ | 79,047 | |||||||||||
Coca Cola Consolidated Inc | 3 | Coca Cola Consolidated Inc | ^ | 1,858 | |||||||||||
Coca-Cola Company | 2,336 | Coca-Cola Company | ^ | 138,293 | |||||||||||
Co-Diagnostics Inc | 150 | Co-Diagnostics Inc | ^ | 1,340 | |||||||||||
Cognex Corp | 70 | Cognex Corp | ^ | 5,443 | |||||||||||
Coinbase Global Inc -Class A | 385 | Coinbase Global Inc -Class A | ^ | 97,162 | |||||||||||
Collplant Biotechnologies Lt | 11 | Collplant Biotechnologies Lt | ^ | 180 | |||||||||||
Columbia Bkg Sys Inc. | 300 | Columbia Bkg Sys Inc. | ^ | 9,816 | |||||||||||
Columbia Care Inc | 100 | Columbia Care Inc | ^ | 286 | |||||||||||
Comcast Corp Cl A | 3,503 | Comcast Corp Cl A | ^ | 176,306 | |||||||||||
Community Healthcare Trust I | 1,500 | Community Healthcare Trust I | ^ | 70,905 | |||||||||||
Community Trust Bancorp Inc | 269 | Community Trust Bancorp Inc | ^ | 11,733 | |||||||||||
Compass Pathways Plc | 10 | Compass Pathways Plc | ^ | 221 | |||||||||||
Comstock Resources Inc | 200 | Comstock Resources Inc | ^ | 1,618 | |||||||||||
Conagra Brands Inc | 700 | Conagra Brands Inc | ^ | 23,905 | |||||||||||
Confluent Inc Class A | 7 | Confluent Inc Class A | ^ | 534 | |||||||||||
Conocophillips | 905 | Conocophillips | ^ | 65,348 | |||||||||||
Consolidated Edison | 239 | Consolidated Edison | ^ | 20,359 | |||||||||||
Coppernico Metals Inc | 125 | Coppernico Metals Inc | ^ | 0 | |||||||||||
Core One Labs Inc | 2 | Core One Labs Inc | ^ | 1 | |||||||||||
Corning Inc | 250 | Corning Inc | ^ | 9,307 | |||||||||||
Costar Group Inc | 50 | Costar Group Inc | ^ | 3,951 | |||||||||||
Costco Wholesale Corp-New | 677 | Costco Wholesale Corp-New | ^ | 384,482 | |||||||||||
Coty Inc-Cl A | 20 | Coty Inc-Cl A | ^ | 210 | |||||||||||
Coupang Inc | 90 | Coupang Inc | ^ | 2,644 | |||||||||||
Covetrus Inc | 160 | Covetrus Inc | ^ | 3,195 | |||||||||||
Cowen Inc | 632 | Cowen Inc | ^ | 22,816 | |||||||||||
CPS Technologies Corp | 2,000 | CPS Technologies Corp | ^ | 7,580 | |||||||||||
Credit Suisse Group Spon Adr | 1 | Credit Suisse Group Spon Adr | ^ | 10 | |||||||||||
Cresco Labs Inc Subordinate | 85 | Cresco Labs Inc Subordinate | ^ | 567 | |||||||||||
Crispr Therapeutics AG | 18 | Crispr Therapeutics AG | ^ | 1,364 | |||||||||||
Cronos Group Inc | 385 | Cronos Group Inc | ^ | 1,509 | |||||||||||
Crowdstrike Holdings Inc - A | 181 | Crowdstrike Holdings Inc - A | ^ | 37,060 | |||||||||||
Crown Castle Intl Corp | 1,732 | Crown Castle Intl Corp | ^ | 361,476 | |||||||||||
Cue Health Inc | 17 | Cue Health Inc | ^ | 228 | |||||||||||
Curaleaf Holdings Inc | 125 | Curaleaf Holdings Inc | ^ | 1,125 | |||||||||||
CV Sciences Inc | 20,200 | CV Sciences Inc | ^ | 2,355 | |||||||||||
CVS Health Corp | 311 | CVS Health Corp | ^ | 32,082 | |||||||||||
Cybin Inc | 1,360 | Cybin Inc | ^ | 1,632 | |||||||||||
D R Horton Inc. | 6 | D R Horton Inc. | ^ | 653 | |||||||||||
Daimler Truck Spon ADR | 10 | Daimler Truck Spon ADR | ^ | 180 | |||||||||||
Daimlerchrysler Ag | 10 | Daimlerchrysler Ag | ^ | 766 | |||||||||||
Dakota Territory Resource Co | 100 | Dakota Territory Resource Co | ^ | 440 | |||||||||||
Danaher Corp Del | 252 | Danaher Corp Del | ^ | 82,911 | |||||||||||
Data443 Risk Mitigation Inc (atdsd 03/08/22) | 50 | Data443 Risk Mitigation Inc (atdsd 03/08/22) | ^ | 55 | |||||||||||
Deckers Outdoor Corp | 17 | Deckers Outdoor Corp | ^ | 6,227 | |||||||||||
Deep Rock Oil & Gas Inc (delisted) | 101 | Deep Rock Oil & Gas Inc (delisted) | ^ | 0 | |||||||||||
Deere & Co. | 60 | Deere & Co. | ^ | 20,586 | |||||||||||
Delta Air Lines Inc | 667 | Delta Air Lines Inc | ^ | 26,058 | |||||||||||
Dermtech Inc | 220 | Dermtech Inc | ^ | 3,476 | |||||||||||
Desert Mountain Energy Corp | 5,000 | Desert Mountain Energy Corp | ^ | 8,250 |
17 |
CITY NATIONAL BANK
PROFIT SHARING PLAN
EIN: 95-1780067 PN: 001
Attachment to 2021 Form 5500
Schedule H Part IV, Line 4(i) – Schedule of Assets (Held at End of Year)
December 31, 2021
(c) | |||||||||||||||
(b) | Description of Investment, including | (e) | |||||||||||||
Identity of Issuer, Borrower, | Maturity Date, Rate of Interest, | (d) | Current | ||||||||||||
(a) | Lessor or Similar Party | Shares | Collateral, Par or Maturity Value | Cost | Value | ||||||||||
Designer Brands Inc | 2,000 | Designer Brands Inc | ^ | 28,420 | |||||||||||
Desktop Metal Inc | 11 | Desktop Metal Inc | ^ | 54 | |||||||||||
Deutsche Bank Ag Ord | 863 | Deutsche Bank Ag Ord | ^ | 10,793 | |||||||||||
Deutsche Telekom Ag Sponsored Adr | 500 | Deutsche Telekom Ag Sponsored Adr | ^ | 9,255 | |||||||||||
Devon Energy Corp New | 671 | Devon Energy Corp New | ^ | 29,558 | |||||||||||
Dicks Sporting Goods Inc | 50 | Dicks Sporting Goods Inc | ^ | 5,756 | |||||||||||
Digatrade Financial Corp | 101 | Digatrade Financial Corp | ^ | 0 | |||||||||||
Digihost Technology Inc | 500 | Digihost Technology Inc | ^ | 2,315 | |||||||||||
Digital Turbine Inc | 25 | Digital Turbine Inc | ^ | 1,525 | |||||||||||
Digitalbridge Group Inc | 11,020 | Digitalbridge Group Inc | ^ | 91,797 | |||||||||||
Digitalocean Holdings Inc | 230 | Digitalocean Holdings Inc | ^ | 18,476 | |||||||||||
Discovery Silver Corp | 500 | Discovery Silver Corp | ^ | 825 | |||||||||||
Disney Walt Co | 1,695 | Disney Walt Co | ^ | 262,518 | |||||||||||
District Metals Corp | 5,000 | District Metals Corp | ^ | 950 | |||||||||||
Docusign Inc | 61 | Docusign Inc | ^ | 9,291 | |||||||||||
Dolby Laboratories Inc A | 248 | Dolby Laboratories Inc A | ^ | 23,615 | |||||||||||
Dolly Varden Silver Ltd | 200 | Dolly Varden Silver Ltd | ^ | 100 | |||||||||||
Dominion Energy Inc | 331 | Dominion Energy Inc | ^ | 26,003 | |||||||||||
Domino's Pizza Inc | 26 | Domino's Pizza Inc | ^ | 14,673 | |||||||||||
Dover Corp | 65 | Dover Corp | ^ | 11,804 | |||||||||||
Dow Inc | 52 | Dow Inc | ^ | 2,949 | |||||||||||
Doximity Inc-Class A | 60 | Doximity Inc-Class A | ^ | 3,008 | |||||||||||
Draftkings Inc - Cl A | 14,392 | Draftkings Inc - Cl A | ^ | 395,348 | |||||||||||
Dragon Victory International | 1 | Dragon Victory International | ^ | 1 | |||||||||||
Dropbox Inc Class A | 463 | Dropbox Inc Class A | ^ | 11,362 | |||||||||||
Dufry Ag - ADR | 2,000 | Dufry Ag - ADR | ^ | 9,910 | |||||||||||
Duke Energy Corp | 417 | Duke Energy Corp | ^ | 43,743 | |||||||||||
Dutch Bros Inc-Class A | 12 | Dutch Bros Inc-Class A | ^ | 611 | |||||||||||
DXC Technology Co | 40 | DXC Technology Co | ^ | 1,288 | |||||||||||
Dynavax Technologies Corp | 233 | Dynavax Technologies Corp | ^ | 3,278 | |||||||||||
Ebang International Hldgs-A | 200 | Ebang International Hldgs-A | ^ | 206 | |||||||||||
Ebay Inc | 400 | Ebay Inc | ^ | 26,600 | |||||||||||
Ecolab Inc | 50 | Ecolab Inc | ^ | 11,729 | |||||||||||
Ecosciences Inc | 4,000,000 | Ecosciences Inc | ^ | 800 | |||||||||||
Editas Medicine Inc | 50 | Editas Medicine Inc | ^ | 1,328 | |||||||||||
Edwards Lifesciences | 1,397 | Edwards Lifesciences | ^ | 180,981 | |||||||||||
EHealth Inc | 200 | EHealth Inc | ^ | 5,100 | |||||||||||
Ekso Bionics Holdings Inc | 3,000 | Ekso Bionics Holdings Inc | ^ | 7,950 | |||||||||||
Elanco Animal Health Inc | 74 | Elanco Animal Health Inc | ^ | 2,100 | |||||||||||
Elanco Animal Health Inc | 500 | Elanco Animal Health Inc | ^ | 0 | |||||||||||
Elastic Nv | 87 | Elastic Nv | ^ | 10,709 | |||||||||||
Electrameccanica Vehicles Co | 586 | Electrameccanica Vehicles Co | ^ | 1,336 | |||||||||||
Electric Royalties Ltd | 1,000 | Electric Royalties Ltd | ^ | 300 | |||||||||||
Elektros Inc | 750 | Elektros Inc | ^ | 574 | |||||||||||
Element Solutions Inc | 100 | Element Solutions Inc | ^ | 2,428 | |||||||||||
Elemental Royalties Corp | 350 | Elemental Royalties Corp | ^ | 457 | |||||||||||
Emerald Health Therapeutics | 515 | Emerald Health Therapeutics | ^ | 23 | |||||||||||
Emerson Electric Co | 285 | Emerson Electric Co | ^ | 26,496 | |||||||||||
EMX Royalty Corp | 350 | EMX Royalty Corp | ^ | 795 | |||||||||||
Enbridge Inc | 2,573 | Enbridge Inc | ^ | 100,541 | |||||||||||
Endeavor Group Hold Class A | 50 | Endeavor Group Hold Class A | ^ | 1,745 | |||||||||||
Endeavour Mining Corp | 18 | Endeavour Mining Corp | ^ | 395 | |||||||||||
Energous Corp | 25 | Energous Corp | ^ | 31 | |||||||||||
Enphase Energy Inc | 82 | Enphase Energy Inc | ^ | 15,001 | |||||||||||
Entergy Corp | 177 | Entergy Corp | ^ | 19,939 | |||||||||||
Entheon Biomedical Corp | 800 | Entheon Biomedical Corp | ^ | 202 | |||||||||||
Entourage Health Corp | 750 | Entourage Health Corp | ^ | 49 | |||||||||||
EnviroMetal Technologies Inc | 20,000 | EnviroMetal Technologies Inc | ^ | 4,790 | |||||||||||
Epazz Inc | 37,000 | Epazz Inc | ^ | 303 | |||||||||||
Epizyme Inc | 11 | Epizyme Inc | ^ | 28 | |||||||||||
Equifax Inc. | 1 | Equifax Inc. | ^ | 293 | |||||||||||
Equinix Inc | 76 | Equinix Inc | ^ | 64,284 |
18 |
CITY NATIONAL BANK
PROFIT SHARING PLAN
EIN: 95-1780067 PN: 001
Attachment to 2021 Form 5500
Schedule H Part IV, Line 4(i) – Schedule of Assets (Held at End of Year)
December 31, 2021
(c) | |||||||||||||||
(b) | Description of Investment, including | (e) | |||||||||||||
Identity of Issuer, Borrower, | Maturity Date, Rate of Interest, | (d) | Current | ||||||||||||
(a) | Lessor or Similar Party | Shares | Collateral, Par or Maturity Value | Cost | Value | ||||||||||
Equinox Gold Corp | 3,610 | Equinox Gold Corp | ^ | 24,404 | |||||||||||
Equity Res. Property | 26 | Equity Res. Property | ^ | 2,375 | |||||||||||
Esports Technologies Inc | 100 | Esports Technologies Inc | ^ | 2,056 | |||||||||||
Essex Property Trust Inc | 8 | Essex Property Trust Inc | ^ | 2,818 | |||||||||||
Estee Lauder Cos Cl A | 5 | Estee Lauder Cos Cl A | ^ | 1,860 | |||||||||||
Etsy Inc | 43 | Etsy Inc | ^ | 9,414 | |||||||||||
Eventbrite Inc-Class A | 50 | Eventbrite Inc-Class A | ^ | 872 | |||||||||||
Eversource Energy | 360 | Eversource Energy | ^ | 32,753 | |||||||||||
Everspin Technologies Inc | 100 | Everspin Technologies Inc | ^ | 1,130 | |||||||||||
Exact Sciences Corp | 81 | Exact Sciences Corp | ^ | 6,304 | |||||||||||
Expedia Group Inc | 253 | Expedia Group Inc | ^ | 45,722 | |||||||||||
Exxon-Mobil Corporation | 821 | Exxon-Mobil Corporation | ^ | 50,265 | |||||||||||
Fannie Mae | 270 | Fannie Mae | ^ | 221 | |||||||||||
Fanuc Ltd Unsp ADR | 25 | Fanuc Ltd Unsp ADR | ^ | 532 | |||||||||||
Fastly Inc Class A | 700 | Fastly Inc Class A | ^ | 24,815 | |||||||||||
Faurecia | 10 | Faurecia | ^ | 476 | |||||||||||
Fdctech Inc | 20,940 | Fdctech Inc | ^ | 1,445 | |||||||||||
Ferrellgas Partners-LP | 11 | Ferrellgas Partners-LP | ^ | 162 | |||||||||||
Fidelity National Information | 180 | Fidelity National Information | ^ | 19,647 | |||||||||||
Fifth Third Bancorp | 899 | Fifth Third Bancorp | ^ | 39,161 | |||||||||||
Figs Inc-Class A | 174 | Figs Inc-Class A | ^ | 4,795 | |||||||||||
First Horizon Corp | 1,571 | First Horizon Corp | ^ | 25,654 | |||||||||||
First Majestic Silver Corp | 100 | First Majestic Silver Corp | ^ | 1,112 | |||||||||||
First Mining Gold Corp | 3,100 | First Mining Gold Corp | ^ | 749 | |||||||||||
First Regional Bancorp/Cal (delisted 11/5/14) | 250 | First Regional Bancorp/Cal (delisted 11/5/14) | ^ | 0 | |||||||||||
First Republic Bank/San Fran | 6 | First Republic Bank/San Fran | ^ | 1,243 | |||||||||||
First Solar Inc | 203 | First Solar Inc | ^ | 17,693 | |||||||||||
Firstservice Corp | 2 | Firstservice Corp | ^ | 393 | |||||||||||
Fiserv Inc | 1,045 | Fiserv Inc | ^ | 108,461 | |||||||||||
Fisker Inc | 20,961 | Fisker Inc | ^ | 329,717 | |||||||||||
Fiverr International Ltd | 12 | Fiverr International Ltd | ^ | 1,364 | |||||||||||
Floor & Decor Holdings Inc-A | 20 | Floor & Decor Holdings Inc-A | ^ | 2,600 | |||||||||||
Flora Growth Corp | 300 | Flora Growth Corp | ^ | 534 | |||||||||||
Flowers Foods Inc | 201 | Flowers Foods Inc | ^ | 5,530 | |||||||||||
FNF Group | 109 | FNF Group | ^ | 5,673 | |||||||||||
Ford Motor Co New | 3,167 | Ford Motor Co New | ^ | 65,789 | |||||||||||
Forian Inc | 13 | Forian Inc | ^ | 117 | |||||||||||
Fortuna Silver Mines Inc | 300 | Fortuna Silver Mines Inc | ^ | 1,170 | |||||||||||
Franco Nevada Corp | 31 | Franco Nevada Corp | ^ | 4,346 | |||||||||||
Freddie Mac | 5,052 | Freddie Mac | ^ | 4,193 | |||||||||||
Freeport-Mcmoran Inc | 52 | Freeport-Mcmoran Inc | ^ | 2,181 | |||||||||||
Frontier Communications Pare | 180 | Frontier Communications Pare | ^ | 5,308 | |||||||||||
FS KKR Capital Corp | 61 | FS KKR Capital Corp | ^ | 1,276 | |||||||||||
Fubotv Inc | 1,000 | Fubotv Inc | ^ | 15,520 | |||||||||||
Fuelcell Energy Corp | 1,235 | Fuelcell Energy Corp | ^ | 6,422 | |||||||||||
Fury Gold Mines Ltd | 200 | Fury Gold Mines Ltd | ^ | 128 | |||||||||||
Future Farm Technologies Inc | 400 | Future Farm Technologies Inc | ^ | 0 | |||||||||||
Galaxy Digital Holdings Ltd | 220 | Galaxy Digital Holdings Ltd | ^ | 3,916 | |||||||||||
Galecto Inc | 2,000 | Galecto Inc | ^ | 6,060 | |||||||||||
Galiano Gold Inc | 50 | Galiano Gold Inc | ^ | 35 | |||||||||||
Gamestop Corp Cl A | 77 | Gamestop Corp Cl A | ^ | 11,426 | |||||||||||
Gamida Cell Ltd | 2,000 | Gamida Cell Ltd | ^ | 5,080 | |||||||||||
Gan Ltd | 75 | Gan Ltd | ^ | 689 | |||||||||||
Gap Inc. | 1 | Gap Inc. | ^ | 18 | |||||||||||
GB Sciences Inc | 265 | GB Sciences Inc | ^ | 5 | |||||||||||
General Cannabis Corp | 171 | General Cannabis Corp | ^ | 37 | |||||||||||
General Dynamics Corp | 65 | General Dynamics Corp | ^ | 13,522 | |||||||||||
General Electric Co | 1,138 | General Electric Co | ^ | 107,494 | |||||||||||
General Mills | 390 | General Mills | ^ | 26,278 | |||||||||||
General Motors Co | 1,367 | General Motors Co | ^ | 80,147 | |||||||||||
Generation Alpha Inc | 300 | Generation Alpha Inc | ^ | 3 | |||||||||||
Genius Brands International | 300 | Genius Brands International | ^ | 315 |
19 |
CITY NATIONAL BANK
PROFIT SHARING PLAN
EIN: 95-1780067 PN: 001
Attachment to 2021 Form 5500
Schedule H Part IV, Line 4(i) – Schedule of Assets (Held at End of Year)
December 31, 2021
(c) | |||||||||||||||
(b) | Description of Investment, including | (e) | |||||||||||||
Identity of Issuer, Borrower, | Maturity Date, Rate of Interest, | (d) | Current | ||||||||||||
(a) | Lessor or Similar Party | Shares | Collateral, Par or Maturity Value | Cost | Value | ||||||||||
Gentech Holdings Inc | 500,000 | Gentech Holdings Inc | ^ | 300 | |||||||||||
Genuine Parts Co. | 116 | Genuine Parts Co. | ^ | 16,263 | |||||||||||
Gevo Inc | 5,000 | Gevo Inc | ^ | 21,400 | |||||||||||
G-III Apparel Group LTD | 500 | G-III Apparel Group LTD | ^ | 13,820 | |||||||||||
Gilead Sciences Inc | 477 | Gilead Sciences Inc | ^ | 34,659 | |||||||||||
Gitlab Inc Cl A | 2 | Gitlab Inc Cl A | ^ | 174 | |||||||||||
Glencore International PLC | 148 | Glencore International PLC | ^ | 752 | |||||||||||
Global Cannabis Applications Corp | 8,000 | Global Cannabis Applications Corp | ^ | 302 | |||||||||||
GoDaddy Inc - Class A | 25 | GoDaddy Inc - Class A | ^ | 2,122 | |||||||||||
Gold Fields Ltd New Spd Adr | 150 | Gold Fields Ltd New Spd Adr | ^ | 1,649 | |||||||||||
Gold Royalty Corp | 300 | Gold Royalty Corp | ^ | 1,476 | |||||||||||
Gold Standard Ventures Corp | 600 | Gold Standard Ventures Corp | ^ | 266 | |||||||||||
Goldman Sachs Group Inc | 57 | Goldman Sachs Group Inc | ^ | 21,805 | |||||||||||
Goldmining Inc | 800 | Goldmining Inc | ^ | 960 | |||||||||||
Goodyear Tire And Rubber | 65 | Goodyear Tire And Rubber | ^ | 1,386 | |||||||||||
Gores Guggenheim Inc -Cl A | 15 | Gores Guggenheim Inc -Cl A | ^ | 176 | |||||||||||
Gossamer Bio Inc | 25 | Gossamer Bio Inc | ^ | 283 | |||||||||||
Green Organic Dutchman Holdi | 13,175 | Green Organic Dutchman Holdi | ^ | 984 | |||||||||||
Green Thumb Industries Inc | 480 | Green Thumb Industries Inc | ^ | 10,637 | |||||||||||
Greengro Technologies | 80,000 | Greengro Technologies | ^ | 480 | |||||||||||
Greenlane Holdings Inc - A | 57 | Greenlane Holdings Inc - A | ^ | 55 | |||||||||||
Grocery Outlet Holding Corp | 6 | Grocery Outlet Holding Corp | ^ | 170 | |||||||||||
Grow Solutions Holdings Inc | 506,000 | Grow Solutions Holdings Inc | ^ | 202 | |||||||||||
Growgeneration Corp | 250 | Growgeneration Corp | ^ | 3,262 | |||||||||||
Grupo Mexico Sab De Cv-Ser B | 150 | Grupo Mexico Sab De Cv-Ser B | ^ | 654 | |||||||||||
Gs Enviroservices Inc (delisted 10/04/17) | 250 | Gs Enviroservices Inc (delisted 10/04/17) | ^ | 0 | |||||||||||
Guardant Health Inc | 38 | Guardant Health Inc | ^ | 3,801 | |||||||||||
Hain Food Group Inc | 1 | Hain Food Group Inc | ^ | 43 | |||||||||||
Halliburton Company | 111 | Halliburton Company | ^ | 2,528 | |||||||||||
Halo Collective Inc | 7 | Halo Collective Inc | ^ | 7 | |||||||||||
Hanesbrands Inc | 655 | Hanesbrands Inc | ^ | 10,952 | |||||||||||
Hanni Financial Corp | 100 | Hanni Financial Corp | ^ | 2,368 | |||||||||||
Hannon Armstrong Sustainable | 177 | Hannon Armstrong Sustainable | ^ | 9,398 | |||||||||||
Harpoon Therapeutics Inc | 40 | Harpoon Therapeutics Inc | ^ | 302 | |||||||||||
Hartford Financial Services Group | 461 | Hartford Financial Services Group | ^ | 31,827 | |||||||||||
Hawaiian Holdings Inc | 100 | Hawaiian Holdings Inc | ^ | 1,837 | |||||||||||
HCA Healthcare Inc | 465 | HCA Healthcare Inc | ^ | 119,567 | |||||||||||
Healthier Choices Management | 2,626,825 | Healthier Choices Management | ^ | 788 | |||||||||||
Healthpeak Properties Inc | 11 | Healthpeak Properties Inc | ^ | 397 | |||||||||||
Henry Schein Inc | 400 | Henry Schein Inc | ^ | 31,012 | |||||||||||
Hercules Capital Inc | 2,000 | Hercules Capital Inc | ^ | 33,180 | |||||||||||
Hershey Co | 10 | Hershey Co | ^ | 1,995 | |||||||||||
Hewlette Packard Enterprise | 2 | Hewlette Packard Enterprise | ^ | 32 | |||||||||||
Hexo Corp | 40 | Hexo Corp | ^ | 28 | |||||||||||
Hilton Worldwide Holdings Inc | 20 | Hilton Worldwide Holdings Inc | ^ | 3,120 | |||||||||||
Himax Technologies Inc- ADR | 500 | Himax Technologies Inc- ADR | ^ | 7,995 | |||||||||||
Histogen Inc | 15,000 | Histogen Inc | ^ | 4,990 | |||||||||||
Hive Blockchain Technologies | 535 | Hive Blockchain Technologies | ^ | 1,412 | |||||||||||
HollyFrontier Corp (dino 03/15/22) | 1 | HollyFrontier Corp (dino 03/15/22) | ^ | 33 | |||||||||||
Home Depot Incorporated | 1,006 | Home Depot Incorporated | ^ | 417,574 | |||||||||||
Homology Medicines Inc | 150 | Homology Medicines Inc | ^ | 546 | |||||||||||
Hon Hai Precision-Gdr Reg S | 3,390 | Hon Hai Precision-Gdr Reg S | ^ | 25,052 | |||||||||||
Honda Motor Ltd Sponsored ADR | 379 | Honda Motor Ltd Sponsored ADR | ^ | 10,783 | |||||||||||
Honest Co Inc/The | 1,300 | Honest Co Inc/The | ^ | 10,517 | |||||||||||
Honeywell International | 525 | Honeywell International | ^ | 109,486 | |||||||||||
HP Inc | 2,729 | HP Inc | ^ | 102,792 | |||||||||||
Hsbc Hldgs PLC | 52 | Hsbc Hldgs PLC | ^ | 1,568 | |||||||||||
Hut 8 Mining Corp | 100 | Hut 8 Mining Corp | ^ | 785 | |||||||||||
Hyliion Holdings Corp | 2,500 | Hyliion Holdings Corp | ^ | 15,500 | |||||||||||
Hyrecar Inc | 300 | Hyrecar Inc | ^ | 1,413 | |||||||||||
IAC/InteractiveCorp | 20 | IAC/InteractiveCorp | ^ | 2,614 | |||||||||||
Iamgold Corporation | 2,000 | Iamgold Corporation | ^ | 6,260 |
20 |
CITY NATIONAL BANK
PROFIT SHARING PLAN
EIN: 95-1780067 PN: 001
Attachment to 2021 Form 5500
Schedule H Part IV, Line 4(i) – Schedule of Assets (Held at End of Year)
December 31, 2021
(c) | |||||||||||||||
(b) | Description of Investment, including | (e) | |||||||||||||
Identity of Issuer, Borrower, | Maturity Date, Rate of Interest, | (d) | Current | ||||||||||||
(a) | Lessor or Similar Party | Shares | Collateral, Par or Maturity Value | Cost | Value | ||||||||||
Idexx Laboratories Inc | 30 | Idexx Laboratories Inc | ^ | 19,754 | |||||||||||
Ilika PLC | 1,775 | Ilika PLC | ^ | 4,455 | |||||||||||
Illumina Inc | 4 | Illumina Inc | ^ | 1,522 | |||||||||||
Immunocellular Therapeutics | 5,875 | Immunocellular Therapeutics | ^ | 2,467 | |||||||||||
Impala Platinum Spon Adr | 200 | Impala Platinum Spon Adr | ^ | 2,803 | |||||||||||
Indaptus Therapeutics Inc | 2,018 | Indaptus Therapeutics Inc | ^ | 11,503 | |||||||||||
Infineon Technologies | 100 | Infineon Technologies | ^ | 4,600 | |||||||||||
Infinity Pharmaceuticals Inc | 3,000 | Infinity Pharmaceuticals Inc | ^ | 6,750 | |||||||||||
Inhibrx Inc | 300 | Inhibrx Inc | ^ | 13,101 | |||||||||||
Inmed Pharmaceuticals Inc | 10 | Inmed Pharmaceuticals Inc | ^ | 13 | |||||||||||
Inmode Ltd | 360 | Inmode Ltd | ^ | 25,409 | |||||||||||
Innerscope Hearing Technolog | 100,000 | Innerscope Hearing Technolog | ^ | 1,000 | |||||||||||
Innovative Industrial Proper | 5 | Innovative Industrial Proper | ^ | 1,315 | |||||||||||
Inpixon | 10,000 | Inpixon | ^ | 6,000 | |||||||||||
Inseego Corp | 50 | Inseego Corp | ^ | 292 | |||||||||||
Intel Corporation | 2,334 | Intel Corporation | ^ | 120,223 | |||||||||||
Intelgenx Technologies Corp | 1,500 | Intelgenx Technologies Corp | ^ | 535 | |||||||||||
Intelligent Highway Solution (delisted 10/20/21) | 3,000,000 | Intelligent Highway Solution (delisted 10/20/21) | ^ | 0 | |||||||||||
Intercontinental Exchange Inc | 50 | Intercontinental Exchange Inc | ^ | 6,838 | |||||||||||
International Consolidated Airlines Group SA | 1,400 | International Consolidated Airlines Group SA | ^ | 5,334 | |||||||||||
International Paper | 514 | International Paper | ^ | 24,148 | |||||||||||
Interpublic Group Co | 545 | Interpublic Group Co | ^ | 20,410 | |||||||||||
Intl Business Machines Inc | 299 | Intl Business Machines Inc | ^ | 39,942 | |||||||||||
Intrusion Inc | 3,500 | Intrusion Inc | ^ | 12,040 | |||||||||||
Intuit | 15 | Intuit | ^ | 9,648 | |||||||||||
Intuitive Surgical | 15 | Intuitive Surgical | ^ | 5,389 | |||||||||||
Invitae Corp | 1,494 | Invitae Corp | ^ | 22,813 | |||||||||||
Invitation Homes Inc | 200 | Invitation Homes Inc | ^ | 9,090 | |||||||||||
IonQ Inc | 74 | IonQ Inc | ^ | 1,236 | |||||||||||
Iqstel Inc | 530 | Iqstel Inc | ^ | 493 | |||||||||||
Irhythm Technologies Inc | 1 | Irhythm Technologies Inc | ^ | 118 | |||||||||||
Irobot Corp | 5 | Irobot Corp | ^ | 329 | |||||||||||
Ispecimen Inc | 25 | Ispecimen Inc | ^ | 195 | |||||||||||
Iterum Therapeutics PLC | 10,100 | Iterum Therapeutics PLC | ^ | 3,957 | |||||||||||
Jacobs Engr Group Del | 150 | Jacobs Engr Group Del | ^ | 20,884 | |||||||||||
Jaguar Health Inc | 1,666 | Jaguar Health Inc | ^ | 1,733 | |||||||||||
James Hardie Inds Spons Adr | 242 | James Hardie Inds Spons Adr | ^ | 9,861 | |||||||||||
Jazz Pharmaceuticals PLC | 4 | Jazz Pharmaceuticals PLC | ^ | 510 | |||||||||||
Jfrog Ltd | 125 | Jfrog Ltd | ^ | 3,712 | |||||||||||
Johnson & Johnson | 371 | Johnson & Johnson | ^ | 63,412 | |||||||||||
Johnson Controls International PLC | 18 | Johnson Controls International PLC | ^ | 1,464 | |||||||||||
JPMorgan Chase & Co | 2,150 | JPMorgan Chase & Co | ^ | 340,376 | |||||||||||
Jumia Technologies AG-ADR | 585 | Jumia Technologies AG-ADR | ^ | 6,669 | |||||||||||
Juva Life Inc | 250 | Juva Life Inc | ^ | 45 | |||||||||||
Kaleido Biosciences Inc | 60 | Kaleido Biosciences Inc | ^ | 143 | |||||||||||
Karora Resources Inc | 166 | Karora Resources Inc | ^ | 557 | |||||||||||
Karyopharm Therapeutics Inc | 3,000 | Karyopharm Therapeutics Inc | ^ | 19,290 | |||||||||||
Katapult Holdings Inc | 3,000 | Katapult Holdings Inc | ^ | 10,110 | |||||||||||
Kaufman & Broad Home Corp | 270 | Kaufman & Broad Home Corp | ^ | 12,073 | |||||||||||
Kellogg Co. | 1,427 | Kellogg Co. | ^ | 91,952 | |||||||||||
Keycorp | 1,315 | Keycorp | ^ | 30,416 | |||||||||||
Kimberly Clark | 89 | Kimberly Clark | ^ | 12,685 | |||||||||||
Kimco Realty Corp | 73 | Kimco Realty Corp | ^ | 1,788 | |||||||||||
Kinder Morgan Inc | 325 | Kinder Morgan Inc | ^ | 5,154 | |||||||||||
Kinerjapay Corp | 200,000 | Kinerjapay Corp | ^ | 0 | |||||||||||
Kinross Gold Corp | 7,000 | Kinross Gold Corp | ^ | 40,670 | |||||||||||
Kirkland Lake Gold Ltd (aem 02/09/22) | 31 | Kirkland Lake Gold Ltd (aem 02/09/22) | ^ | 1,289 | |||||||||||
KKR Income Opportunities | 1,000 | KKR Income Opportunities | ^ | 16,920 | |||||||||||
Knight-Swift Transportation Holdings Inc | 250 | Knight-Swift Transportation Holdings Inc | ^ | 15,235 | |||||||||||
Kroger Co | 315 | Kroger Co | ^ | 14,272 | |||||||||||
Kyndryl Holdings Inc | 334 | Kyndryl Holdings Inc | ^ | 6,045 | |||||||||||
L3Harris Technologies Inc | 91 | L3Harris Technologies Inc | ^ | 19,435 |
21 |
CITY NATIONAL BANK
PROFIT SHARING PLAN
EIN: 95-1780067 PN: 001
Attachment to 2021 Form 5500
Schedule H Part IV, Line 4(i) – Schedule of Assets (Held at End of Year)
December 31, 2021
(c) | |||||||||||||||
(b) | Description of Investment, including | (e) | |||||||||||||
Identity of Issuer, Borrower, | Maturity Date, Rate of Interest, | (d) | Current | ||||||||||||
(a) | Lessor or Similar Party | Shares | Collateral, Par or Maturity Value | Cost | Value | ||||||||||
Lam Research Corp | 30 | Lam Research Corp | ^ | 21,623 | |||||||||||
Lamb Weston Holdings Inc | 233 | Lamb Weston Holdings Inc | ^ | 14,768 | |||||||||||
Largo Inc | 365 | Largo Inc | ^ | 3,380 | |||||||||||
Las Vegas Sands Corp | 400 | Las Vegas Sands Corp | ^ | 15,056 | |||||||||||
Leggett & Platt Inc | 215 | Leggett & Platt Inc | ^ | 8,839 | |||||||||||
Leidos Holdings Inc | 80 | Leidos Holdings Inc | ^ | 7,112 | |||||||||||
Lemonade Inc | 22 | Lemonade Inc | ^ | 926 | |||||||||||
Lennar Corp | 36 | Lennar Corp | ^ | 4,193 | |||||||||||
Lexicon Pharmaceuticals Inc | 50 | Lexicon Pharmaceuticals Inc | ^ | 197 | |||||||||||
Li Auto Inc ADR | 750 | Li Auto Inc ADR | ^ | 24,075 | |||||||||||
Lightning eMotors Inc | 50 | Lightning eMotors Inc | ^ | 301 | |||||||||||
Linde PLC | 26 | Linde PLC | ^ | 9,144 | |||||||||||
Lions Gate Entertainment Corp | 375 | Lions Gate Entertainment Corp | ^ | 6,240 | |||||||||||
Lions Gate Entertainment-B | 375 | Lions Gate Entertainment-B | ^ | 5,771 | |||||||||||
Lithium Americas Corp | 88 | Lithium Americas Corp | ^ | 2,563 | |||||||||||
Livent Corp | 48 | Livent Corp | ^ | 1,170 | |||||||||||
Liveperson Inc | 235 | Liveperson Inc | ^ | 8,394 | |||||||||||
LL Floring Holdings Inc | 600 | LL Floring Holdings Inc | ^ | 10,242 | |||||||||||
Lloyds Banking Group PLC ADR | 101 | Lloyds Banking Group PLC ADR | ^ | 258 | |||||||||||
LM Funding America Inc | 2,000 | LM Funding America Inc | ^ | 9,720 | |||||||||||
Lobe Sciences Ltd | 22,500 | Lobe Sciences Ltd | ^ | 473 | |||||||||||
Lockheed Martin Corp | 159 | Lockheed Martin Corp | ^ | 56,525 | |||||||||||
Logicbio Therapeutics Inc | 55 | Logicbio Therapeutics Inc | ^ | 127 | |||||||||||
Lordstown Motors Corp | 625 | Lordstown Motors Corp | ^ | 2,156 | |||||||||||
Lowes Co Inc | 214 | Lowes Co Inc | ^ | 55,339 | |||||||||||
Lucid Group Inc | 14,929 | Lucid Group Inc | ^ | 568,048 | |||||||||||
Lululemon Athletica Inc | 7 | Lululemon Athletica Inc | ^ | 2,740 | |||||||||||
Lumen Technologies Inc | 4,030 | Lumen Technologies Inc | ^ | 50,576 | |||||||||||
Lumentum Holdings Inc | 15 | Lumentum Holdings Inc | ^ | 1,587 | |||||||||||
Luminar Technologies Inc | 675 | Luminar Technologies Inc | ^ | 11,414 | |||||||||||
Lvmh Moet Hennessy Louis Vui | 1 | Lvmh Moet Hennessy Louis Vui | ^ | 827 | |||||||||||
MACOM Technology Solutions Holdings Inc | 117 | MACOM Technology Solutions Holdings Inc | ^ | 9,161 | |||||||||||
Macquarie Infrastructure Holdings LLC | 101 | Macquarie Infrastructure Holdings LLC | ^ | 369 | |||||||||||
Macy's Inc | 100 | Macy's Inc | ^ | 2,618 | |||||||||||
Madison Square Garden Entertainment CL A | 40 | Madison Square Garden Entertainment CL A | ^ | 2,814 | |||||||||||
Mag Silver Corp | 20 | Mag Silver Corp | ^ | 313 | |||||||||||
Magna Int'l Inc. | 116 | Magna Int'l Inc. | ^ | 9,365 | |||||||||||
Magnite Inc | 1,395 | Magnite Inc | ^ | 24,412 | |||||||||||
Main Street Capital Corp | 1,125 | Main Street Capital Corp | ^ | 50,460 | |||||||||||
Mandiant Inc | 1,000 | Mandiant Inc | ^ | 17,540 | |||||||||||
Mankind Corp | 3,065 | Mankind Corp | ^ | 13,394 | |||||||||||
Marathon Digital Holdings Inc | 95 | Marathon Digital Holdings Inc | ^ | 3,122 | |||||||||||
Marathon Oil Corp | 101 | Marathon Oil Corp | ^ | 1,658 | |||||||||||
Marathon Petroleum Corp | 517 | Marathon Petroleum Corp | ^ | 33,097 | |||||||||||
Marijuana Company Of America | 3,592 | Marijuana Company Of America | ^ | 4 | |||||||||||
Marqeta Inc-A | 2,685 | Marqeta Inc-A | ^ | 46,101 | |||||||||||
Marriot Vacations World | 1 | Marriot Vacations World | ^ | 169 | |||||||||||
Marriott International Inc | 100 | Marriott International Inc | ^ | 16,524 | |||||||||||
Marvell Technology Group Ltd | 1,454 | Marvell Technology Group Ltd | ^ | 127,244 | |||||||||||
Massroots (msrtd 02/28/22) | 825 | Massroots (msrtd 02/28/22) | ^ | 39 | |||||||||||
Mastercard Inc A | 450 | Mastercard Inc A | ^ | 161,730 | |||||||||||
Match Group Inc | 21 | Match Group Inc | ^ | 2,777 | |||||||||||
Matinas Biopharma Holdings I | 1,000 | Matinas Biopharma Holdings I | ^ | 1,010 | |||||||||||
Matterport Inc | 638 | Matterport Inc | ^ | 13,168 | |||||||||||
Maxeon Solar Tech Ltd | 1 | Maxeon Solar Tech Ltd | ^ | 14 | |||||||||||
Mcdonalds Corp | 368 | Mcdonalds Corp | ^ | 98,650 | |||||||||||
McEwen Mining Inc | 600 | McEwen Mining Inc | ^ | 532 | |||||||||||
mCloud Technologies Corp | 33 | mCloud Technologies Corp | ^ | 162 | |||||||||||
Medaro Mining Corp | 375 | Medaro Mining Corp | ^ | 300 | |||||||||||
Medical Marijuana Inc | 37,250 | Medical Marijuana Inc | ^ | 685 | |||||||||||
Medical Properties Trust Inc | 1,243 | Medical Properties Trust Inc | ^ | 29,362 | |||||||||||
Medmen Enterprises Inc | 935 | Medmen Enterprises Inc | ^ | 153 |
22 |
CITY NATIONAL BANK
PROFIT SHARING PLAN
EIN: 95-1780067 PN: 001
Attachment to 2021 Form 5500
Schedule H Part IV, Line 4(i) – Schedule of Assets (Held at End of Year)
December 31, 2021
(c) | |||||||||||||||
(b) | Description of Investment, including | (e) | |||||||||||||
Identity of Issuer, Borrower, | Maturity Date, Rate of Interest, | (d) | Current | ||||||||||||
(a) | Lessor or Similar Party | Shares | Collateral, Par or Maturity Value | Cost | Value | ||||||||||
Medtronic PLC | 105 | Medtronic PLC | ^ | 10,862 | |||||||||||
Mercadolibre Inc | 20 | Mercadolibre Inc | ^ | 26,968 | |||||||||||
Merck & Company Inc | 1,204 | Merck & Company Inc | ^ | 92,268 | |||||||||||
Meta Platforms Inc | 4,893 | Meta Platforms Inc | ^ | 1,645,761 | |||||||||||
Metlife Inc | 490 | Metlife Inc | ^ | 30,620 | |||||||||||
Microchip Technology | 10 | Microchip Technology | ^ | 871 | |||||||||||
Micron Tech. Inc. | 129 | Micron Tech. Inc. | ^ | 12,016 | |||||||||||
Microsoft Corporation | 4,405 | Microsoft Corporation | ^ | 1,481,531 | |||||||||||
Microstrategy Inc Class A | 122 | Microstrategy Inc Class A | ^ | 66,428 | |||||||||||
Mid America Apt Community | 197 | Mid America Apt Community | ^ | 45,200 | |||||||||||
Mimedx Group Inc | 1 | Mimedx Group Inc | ^ | 6 | |||||||||||
Mind Medicine Mindmed Inc | 4,114 | Mind Medicine Mindmed Inc | ^ | 5,677 | |||||||||||
Minerco Inc | 35,000 | Minerco Inc | ^ | 0 | |||||||||||
Minerva Neurosciences Inc | 500 | Minerva Neurosciences Inc | ^ | 401 | |||||||||||
Mitsubishi UFJ Financial ADR | 3,529 | Mitsubishi UFJ Financial ADR | ^ | 19,268 | |||||||||||
MMEX Resources Corp | 100 | MMEX Resources Corp | ^ | 24 | |||||||||||
Mobile Telesys Ojsc Spon Adr | 1 | Mobile Telesys Ojsc Spon Adr | ^ | 8 | |||||||||||
Mobileye Nv (acquired 05/03/18) | 1 | Mobileye Nv (acquired 05/03/18) | ^ | 0 | |||||||||||
Moderna Inc | 367 | Moderna Inc | ^ | 93,211 | |||||||||||
Mogo Inc | 51 | Mogo Inc | ^ | 174 | |||||||||||
Mohawk Ind | 20 | Mohawk Ind | ^ | 3,644 | |||||||||||
Molecular Data Inc - Adr | 10,000 | Molecular Data Inc - Adr | ^ | 2,180 | |||||||||||
Mondelez International Inc | 107 | Mondelez International Inc | ^ | 7,093 | |||||||||||
Monster Beverage Corp | 210 | Monster Beverage Corp | ^ | 20,168 | |||||||||||
Morgan Stanley | 174 | Morgan Stanley | ^ | 17,071 | |||||||||||
MP Materials Corp | 59 | MP Materials Corp | ^ | 2,680 | |||||||||||
Mydecine Innovations Group Inc | 6,600 | Mydecine Innovations Group Inc | ^ | 727 | |||||||||||
Mydx Inc | 13,500 | Mydx Inc | ^ | 0 | |||||||||||
Nabors Industries | 11 | Nabors Industries | ^ | 892 | |||||||||||
Nano Dimension Ltd ADR | 3,760 | Nano Dimension Ltd ADR | ^ | 14,288 | |||||||||||
Nanoviricides Inc | 5,000 | Nanoviricides Inc | ^ | 18,600 | |||||||||||
National Retail Properties Inc | 1,323 | National Retail Properties Inc | ^ | 63,615 | |||||||||||
Neophotonics Corp | 5,000 | Neophotonics Corp | ^ | 76,850 | |||||||||||
Neptune Wellness Solutions Inc | 100 | Neptune Wellness Solutions Inc | ^ | 41 | |||||||||||
Netflix Inc | 168 | Netflix Inc | ^ | 101,210 | |||||||||||
New Gold Inc | 300 | New Gold Inc | ^ | 450 | |||||||||||
New Leaf Ventures Inc | 1,000 | New Leaf Ventures Inc | ^ | 81 | |||||||||||
New Mountain Finance Corp | 2,000 | New Mountain Finance Corp | ^ | 27,400 | |||||||||||
New Pacific Holdings Corp | 800 | New Pacific Holdings Corp | ^ | 2,352 | |||||||||||
New Residential Investment | 50 | New Residential Investment | ^ | 536 | |||||||||||
New York Mortgage Trust Inc | 200 | New York Mortgage Trust Inc | ^ | 744 | |||||||||||
Newcrest Mining Ltd-Spon ADR | 600 | Newcrest Mining Ltd-Spon ADR | ^ | 10,686 | |||||||||||
Newell Brands Inc | 1,030 | Newell Brands Inc | ^ | 22,495 | |||||||||||
Newmark Group Inc-Class A | 35 | Newmark Group Inc-Class A | ^ | 660 | |||||||||||
Newmont Corp | 318 | Newmont Corp | ^ | 19,694 | |||||||||||
Nextech AR Solutions Corp | 34 | Nextech AR Solutions Corp | ^ | 35 | |||||||||||
Nextera Energy Inc | 1,171 | Nextera Energy Inc | ^ | 109,325 | |||||||||||
Nike Inc. | 242 | Nike Inc. | ^ | 40,288 | |||||||||||
Nikola Corp | 681 | Nikola Corp | ^ | 6,721 | |||||||||||
Nintendo Ltd Adr New Japan | 104 | Nintendo Ltd Adr New Japan | ^ | 6,067 | |||||||||||
Nio Inc - ADR | 3,812 | Nio Inc - ADR | ^ | 120,764 | |||||||||||
Nokia Corp ADR | 3,900 | Nokia Corp ADR | ^ | 24,258 | |||||||||||
Nordic American Tankers Ltd | 102 | Nordic American Tankers Ltd | ^ | 172 | |||||||||||
Nordstrom Inc. | 410 | Nordstrom Inc. | ^ | 9,274 | |||||||||||
Nortel Networks (delisted 10/14/15) | 2 | Nortel Networks (delisted 10/14/15) | ^ | 0 | |||||||||||
North American Cannabis Holding | 1,365,993 | North American Cannabis Holding | ^ | 683 | |||||||||||
Northrop Grumman Corp | 158 | Northrop Grumman Corp | ^ | 61,029 | |||||||||||
Northwest Biotherapeutics | 1,000 | Northwest Biotherapeutics | ^ | 700 | |||||||||||
Norwegian Air Shuttle ASA | 99 | Norwegian Air Shuttle ASA | ^ | 99 | |||||||||||
Norwegian Cruise Line Holdin | 870 | Norwegian Cruise Line Holdin | ^ | 18,044 | |||||||||||
Nova Royalty Corp | 150 | Nova Royalty Corp | ^ | 349 | |||||||||||
Novagold Resources | 50 | Novagold Resources | ^ | 343 |
23 |
CITY NATIONAL BANK
PROFIT SHARING PLAN
EIN: 95-1780067 PN: 001
Attachment to 2021 Form 5500
Schedule H Part IV, Line 4(i) – Schedule of Assets (Held at End of Year)
December 31, 2021
(c) | |||||||||||||||
(b) | Description of Investment, including | (e) | |||||||||||||
Identity of Issuer, Borrower, | Maturity Date, Rate of Interest, | (d) | Current | ||||||||||||
(a) | Lessor or Similar Party | Shares | Collateral, Par or Maturity Value | Cost | Value | ||||||||||
Novavax Inc | 102 | Novavax Inc | ^ | 14,593 | |||||||||||
Novo-Nordisk As | 300 | Novo-Nordisk As | ^ | 33,600 | |||||||||||
Nuance Communications Inc (acquired 03/07/22) | 50 | Nuance Communications Inc (acquired 03/07/22) | ^ | 2,766 | |||||||||||
Nucor Inc | 106 | Nucor Inc | ^ | 12,148 | |||||||||||
Numinus Wellness Inc | 2,800 | Numinus Wellness Inc | ^ | 1,188 | |||||||||||
Nutanix Inc - A | 11 | Nutanix Inc - A | ^ | 350 | |||||||||||
Nvent Electric PLC | 1,100 | Nvent Electric PLC | ^ | 41,800 | |||||||||||
Nvidia Corp | 1,982 | Nvidia Corp | ^ | 582,870 | |||||||||||
NXP Semiconductors Nv | 422 | NXP Semiconductors Nv | ^ | 96,173 | |||||||||||
Oao Gazprom Adr Reg S | 60 | Oao Gazprom Adr Reg S | ^ | 551 | |||||||||||
Oatly Group Ab | 1,523 | Oatly Group Ab | ^ | 12,123 | |||||||||||
Obseva SA | 5,000 | Obseva SA | ^ | 9,950 | |||||||||||
Ocado Group PLC | 20 | Ocado Group PLC | ^ | 453 | |||||||||||
Occidental Petroleum Corp | 100 | Occidental Petroleum Corp | ^ | 2,899 | |||||||||||
Oceanpal Inc Com | 52 | Oceanpal Inc Com | ^ | 106 | |||||||||||
Offerpad Solutions Inc | 2,000 | Offerpad Solutions Inc | ^ | 12,800 | |||||||||||
Office Pptys Income Tr | 17 | Office Pptys Income Tr | ^ | 432 | |||||||||||
Oge Energy Corp | 536 | Oge Energy Corp | ^ | 20,591 | |||||||||||
Old Dominion Freight Line | 151 | Old Dominion Freight Line | ^ | 54,115 | |||||||||||
Omega Healthcare Invs | 658 | Omega Healthcare Invs | ^ | 19,458 | |||||||||||
Oncolytics Biotech Inc | 350 | Oncolytics Biotech Inc | ^ | 487 | |||||||||||
Onconova Therapeutics Inc | 2,000 | Onconova Therapeutics Inc | ^ | 5,100 | |||||||||||
Ondas Holdings Inc | 24,834 | Ondas Holdings Inc | ^ | 166,636 | |||||||||||
opendoor Technologies Inc | 100 | opendoor Technologies Inc | ^ | 1,461 | |||||||||||
Oracle Corp | 1,644 | Oracle Corp | ^ | 143,373 | |||||||||||
Orezone Gold Corp | 300 | Orezone Gold Corp | ^ | 285 | |||||||||||
Organicell Regenerative Medicine Inc | 75,000 | Organicell Regenerative Medicine Inc | ^ | 2,123 | |||||||||||
Organon & Co | 175 | Organon & Co | ^ | 5,322 | |||||||||||
Orion Office Reit Inc | 9 | Orion Office Reit Inc | ^ | 168 | |||||||||||
Osisko Development Corp | 200 | Osisko Development Corp | ^ | 644 | |||||||||||
Osisko Gold Royalties Ltd | 201 | Osisko Gold Royalties Ltd | ^ | 2,465 | |||||||||||
Otonomy Inc | 250 | Otonomy Inc | ^ | 520 | |||||||||||
Overstock.Com Inc | 67 | Overstock.Com Inc | ^ | 3,954 | |||||||||||
Ozon Holdings PLC ADR | 35 | Ozon Holdings PLC ADR | ^ | 1,036 | |||||||||||
Ozop Energy Solutions Inc | 12,500 | Ozop Energy Solutions Inc | ^ | 391 | |||||||||||
Pacific Biosciences of Calif | 25 | Pacific Biosciences of Calif | ^ | 512 | |||||||||||
Pacific Premier Bancorp Inc | 29 | Pacific Premier Bancorp Inc | ^ | 1,169 | |||||||||||
Pacwest Bancorp | 300 | Pacwest Bancorp | ^ | 13,551 | |||||||||||
Pagerduty Inc | 800 | Pagerduty Inc | ^ | 27,800 | |||||||||||
Pagseguro Digital Ltd-Cl A | 335 | Pagseguro Digital Ltd-Cl A | ^ | 8,784 | |||||||||||
Palantir Technologies Inc A | 4,535 | Palantir Technologies Inc A | ^ | 82,582 | |||||||||||
Palo Alto Networks Inc | 237 | Palo Alto Networks Inc | ^ | 131,952 | |||||||||||
Palomar Holdings Inc | 180 | Palomar Holdings Inc | ^ | 11,659 | |||||||||||
Pan American Silver Cap | 16 | Pan American Silver Cap | ^ | 390 | |||||||||||
Par Technology Corp | 550 | Par Technology Corp | ^ | 29,023 | |||||||||||
Parafin Corp | 3,000,000 | Parafin Corp | ^ | 3 | |||||||||||
Paratek Pharmaceuticals Inc | 100 | Paratek Pharmaceuticals Inc | ^ | 449 | |||||||||||
Paychest Inc | 2,000,000 | Paychest Inc | ^ | 0 | |||||||||||
Paychex Inc | 380 | Paychex Inc | ^ | 51,870 | |||||||||||
Paycom Software Inc | 10 | Paycom Software Inc | ^ | 4,152 | |||||||||||
Paypal Holdings Inc | 959 | Paypal Holdings Inc | ^ | 180,848 | |||||||||||
Paysafe Limited Ord | 2,509 | Paysafe Limited Ord | ^ | 9,810 | |||||||||||
Peabody Energy Corp | 1 | Peabody Energy Corp | ^ | 10 | |||||||||||
Peak Pharmaceuticals Inc | 1,750 | Peak Pharmaceuticals Inc | ^ | 141 | |||||||||||
Peloton Interactive Inc-A | 25 | Peloton Interactive Inc-A | ^ | 894 | |||||||||||
Penn National Gaming | 1,175 | Penn National Gaming | ^ | 60,924 | |||||||||||
Pennantpark Floating Rate Capital Ltd | 36 | Pennantpark Floating Rate Capital Ltd | ^ | 457 | |||||||||||
Pennsylvania Real Estate Investment Trust | 1,000 | Pennsylvania Real Estate Investment Trust | ^ | 1,020 | |||||||||||
Pepsico Inc | 614 | Pepsico Inc | ^ | 106,581 | |||||||||||
Pershing Square Holdings Ltd | 202 | Pershing Square Holdings Ltd | ^ | 8,332 | |||||||||||
Pershing Square Tontine A | 40 | Pershing Square Tontine A | ^ | 789 | |||||||||||
Petersen Cos Inc Cl A | 200 | Petersen Cos Inc Cl A | ^ | 102 |
24 |
CITY NATIONAL BANK |
PROFIT SHARING PLAN |
EIN: 95-1780067 PN: 001 |
Attachment to 2021 Form 5500 |
Schedule H Part IV, Line 4(i) – Schedule of Assets (Held at End of Year) |
December 31, 2021 |
(c) | ||||||||||||||
(b) | Description of Investment, including | (e) | ||||||||||||
Identity of Issuer, Borrower, | Maturity Date, Rate of Interest, | (d) | Current | |||||||||||
(a) | Lessor or Similar Party | Shares | Collateral, Par or Maturity Value | Cost | Value | |||||||||
Petroleo Brasileiro Spon Adr | 9,081 | Petroleo Brasileiro Spon Adr | ^ | 99,712 | ||||||||||
Petrosun Inc | 1,250 | Petrosun Inc | ^ | 594 | ||||||||||
Pfizer Incorporated | 2,622 | Pfizer Incorporated | ^ | 154,807 | ||||||||||
Pg&e Corp | 11 | Pg&e Corp | ^ | 134 | ||||||||||
PGT Innovations Inc | 25 | PGT Innovations Inc | ^ | 562 | ||||||||||
Pharmacielo Ltd | 300 | Pharmacielo Ltd | ^ | 233 | ||||||||||
Philip Morris International | 419 | Philip Morris International | ^ | 39,769 | ||||||||||
Phillips 66 | 61 | Phillips 66 | ^ | 4,455 | ||||||||||
Phunware Inc | 350 | Phunware Inc | ^ | 921 | ||||||||||
Ping Identity Holding Corp | 60 | Ping Identity Holding Corp | ^ | 1,373 | ||||||||||
Pinnacle West Cap Corp | 134 | Pinnacle West Cap Corp | ^ | 9,468 | ||||||||||
Pinterest Inc- Class A | 1,332 | Pinterest Inc- Class A | ^ | 48,418 | ||||||||||
Planet 13 Holdings Inc | 100 | Planet 13 Holdings Inc | ^ | 296 | ||||||||||
Platinum Group Metals Ltd | 100 | Platinum Group Metals Ltd | ^ | 158 | ||||||||||
Playtika Holding Corp | 1,000 | Playtika Holding Corp | ^ | 17,290 | ||||||||||
PLBY Group Inc | 130 | PLBY Group Inc | ^ | 3,463 | ||||||||||
Plug Power Inc | 55 | Plug Power Inc | ^ | 1,553 | ||||||||||
Plus Products Inc | 250 | Plus Products Inc | ^ | 89 | ||||||||||
Porch Group Inc | 100 | Porch Group Inc | ^ | 1,559 | ||||||||||
Porsche Automobil ADR | 510 | Porsche Automobil ADR | ^ | 4,789 | ||||||||||
Poshmark Inc-Class A | 100 | Poshmark Inc-Class A | ^ | 1,703 | ||||||||||
Precision Biosciences Inc | 250 | Precision Biosciences Inc | ^ | 1,850 | ||||||||||
Prelude Therapeutics Inc | 45 | Prelude Therapeutics Inc | ^ | 560 | ||||||||||
Presidio Property Trust A | 97 | Presidio Property Trust A | ^ | 378 | ||||||||||
Preveceutical Medical Inc | 2,500 | Preveceutical Medical Inc | ^ | 39 | ||||||||||
Procore Technologies Inc | 25 | Procore Technologies Inc | ^ | 1,999 | ||||||||||
Procter & Gamble Co | 692 | Procter & Gamble Co | ^ | 113,199 | ||||||||||
Profire Energy Inc | 5,200 | Profire Energy Inc | ^ | 5,512 | ||||||||||
Progenity Inc | 1,050 | Progenity Inc | ^ | 2,195 | ||||||||||
Progyny Inc | 160 | Progyny Inc | ^ | 8,056 | ||||||||||
Prologis Inc | 284 | Prologis Inc | ^ | 47,814 | ||||||||||
Prosus NV Spon ADR | 1,195 | Prosus NV Spon ADR | ^ | 19,849 | ||||||||||
Protalix Biotherapeutics Inc | 3,000 | Protalix Biotherapeutics Inc | ^ | 2,495 | ||||||||||
Proterra Inc | 975 | Proterra Inc | ^ | 8,609 | ||||||||||
Proto Labs Inc | 25 | Proto Labs Inc | ^ | 1,284 | ||||||||||
Prudential Finl Inc | 17 | Prudential Finl Inc | ^ | 1,823 | ||||||||||
Psyched Wellness Ltd | 1,000 | Psyched Wellness Ltd | ^ | 93 | ||||||||||
Pubmatic Inc-Class A | 100 | Pubmatic Inc-Class A | ^ | 3,405 | ||||||||||
Pulte Group Inc | 2 | Pulte Group Inc | ^ | 115 | ||||||||||
Pure Extracts Technologies C | 8,500 | Pure Extracts Technologies C | ^ | 680 | ||||||||||
Purecycle Technologies Inc | 4,826 | Purecycle Technologies Inc | ^ | 46,185 | ||||||||||
Qiwi Plc-Sponsored ADR | 34 | Qiwi Plc-Sponsored ADR | ^ | 271 | ||||||||||
Qualcomm | 332 | Qualcomm | ^ | 60,775 | ||||||||||
Quantum Computing Inc | 1,000 | Quantum Computing Inc | ^ | 3,410 | ||||||||||
QuantumScape Corp | 50 | QuantumScape Corp | ^ | 1,110 | ||||||||||
Qudian Inc Spon ADR | 101 | Qudian Inc Spon ADR | ^ | 98 | ||||||||||
Qurate Retail Inc | 115 | Qurate Retail Inc | ^ | 872 | ||||||||||
Rackspace Technology Inc | 50 | Rackspace Technology Inc | ^ | 674 | ||||||||||
Radius Health Inc | 100 | Radius Health Inc | ^ | 692 | ||||||||||
Ralph Lauren Corp | 100 | Ralph Lauren Corp | ^ | 11,886 | ||||||||||
Range Resource Corp. | 1,750 | Range Resource Corp. | ^ | 31,202 | ||||||||||
Raytheon Technologies Corp | 667 | Raytheon Technologies Corp | ^ | 57,423 | ||||||||||
Razer Inc | 8,000 | Razer Inc | ^ | 2,406 | ||||||||||
Realty Income Corp | 92 | Realty Income Corp | ^ | 6,602 | ||||||||||
Rebus Holdings Inc | 1,334 | Rebus Holdings Inc | ^ | 35 | ||||||||||
Recharge Resources Ltd | 600 | Recharge Resources Ltd | ^ | 18 | ||||||||||
Red Violet Inc | 300 | Red Violet Inc | ^ | 11,907 | ||||||||||
Redfin Corp | 1,411 | Redfin Corp | ^ | 54,168 | ||||||||||
Reed's Inc | 10,000 | Reed's Inc | ^ | 3,587 | ||||||||||
Regulus Therapeutics Inc | 5,000 | Regulus Therapeutics Inc | ^ | 1,575 | ||||||||||
Rennova Health Inc Com (rnvad 03/16/22) | 400 | Rennova Health Inc Com (rnvad 03/16/22) | ^ | 0 | ||||||||||
Republic Svcs Inc | 5 | Republic Svcs Inc | ^ | 697 |
25
CITY NATIONAL BANK |
PROFIT SHARING PLAN |
EIN: 95-1780067 PN: 001 |
Attachment to 2021 Form 5500 |
Schedule H Part IV, Line 4(i) – Schedule of Assets (Held at End of Year) |
December 31, 2021 |
(c) | ||||||||||||||
(b) | Description of Investment, including | (e) | ||||||||||||
Identity of Issuer, Borrower, | Maturity Date, Rate of Interest, | (d) | Current | |||||||||||
(a) | Lessor or Similar Party | Shares | Collateral, Par or Maturity Value | Cost | Value | |||||||||
Retractable Technologies Inc | 107 | Retractable Technologies Inc | ^ | 742 | ||||||||||
RH | 5 | RH | ^ | 2,680 | ||||||||||
Rio Tinto PLC ADR | 106 | Rio Tinto PLC ADR | ^ | 7,096 | ||||||||||
Riot Blockchain Inc | 21,826 | Riot Blockchain Inc | ^ | 487,375 | ||||||||||
Rite Aid Corp | 7 | Rite Aid Corp | ^ | 103 | ||||||||||
Rivian Automotive Inc-A | 136 | Rivian Automotive Inc-A | ^ | 14,102 | ||||||||||
Rlx Technology Inc-Adr | 11 | Rlx Technology Inc-Adr | ^ | 43 | ||||||||||
Roan Holdings Group Co Ltd | 1 | Roan Holdings Group Co Ltd | ^ | 0 | ||||||||||
Roblox Corp -Class A | 4,504 | Roblox Corp -Class A | ^ | 464,633 | ||||||||||
Rocket Cos Inc-Class A | 1,325 | Rocket Cos Inc-Class A | ^ | 18,550 | ||||||||||
Rockwell International | 14 | Rockwell International | ^ | 4,884 | ||||||||||
Roku Inc | 49 | Roku Inc | ^ | 11,182 | ||||||||||
Rolls Royce Group Plc Sponsored Adr | 8,880 | Rolls Royce Group Plc Sponsored Adr | ^ | 14,386 | ||||||||||
Romeo Power Inc | 2,000 | Romeo Power Inc | ^ | 7,300 | ||||||||||
Roper Technologies Inc | 139 | Roper Technologies Inc | ^ | 68,369 | ||||||||||
* | Royal Bank Of Canada | 1,024,954 | Royal Bank Of Canada | ^ | 108,788,652 | |||||||||
Royal Caribbean Cruises Ltd Is | 350 | Royal Caribbean Cruises Ltd Is | ^ | 26,915 | ||||||||||
Royal Gold Inc | 413 | Royal Gold Inc | ^ | 43,420 | ||||||||||
S&P Global Inc | 82 | S&P Global Inc | ^ | 38,698 | ||||||||||
Sabina Gold & Silver Corp | 400 | Sabina Gold & Silver Corp | ^ | 452 | ||||||||||
Salesforce Inc | 1,712 | Salesforce Inc | ^ | 435,071 | ||||||||||
Samaritan Pharmaceuticals (Delisted 8/15/2011) | 1,166 | Samaritan Pharmaceuticals (Delisted 8/15/2011) | ^ | 0 | ||||||||||
Sandstorm Gold Ltd | 950 | Sandstorm Gold Ltd | ^ | 5,890 | ||||||||||
Sanofi - Aventis Sa Adr | 10 | Sanofi - Aventis Sa Adr | ^ | 501 | ||||||||||
Santander Consumer USA Holdings (acquired 01/31/22) | 1 | Santander Consumer USA Holdings (acquired 01/31/22) | ^ | 42 | ||||||||||
Sarissa Resources | 147,903 | Sarissa Resources | ^ | 0 | ||||||||||
SBA Communications Corp | 9 | SBA Communications Corp | ^ | 3,501 | ||||||||||
Scotts Miracle-Gro Co Cl A | 11 | Scotts Miracle-Gro Co Cl A | ^ | 1,841 | ||||||||||
Sea Ltd-ADR | 288 | Sea Ltd-ADR | ^ | 64,428 | ||||||||||
Seabridge Res Inc | 355 | Seabridge Res Inc | ^ | 5,854 | ||||||||||
Seadrill Ltd (delisted 02/23/22) | 1,010 | Seadrill Ltd (delisted 02/23/22) | ^ | 134 | ||||||||||
Seagen Inc | 400 | Seagen Inc | ^ | 61,840 | ||||||||||
Secoo Holding Ltd ADR | 1 | Secoo Holding Ltd ADR | ^ | 0 | ||||||||||
Semiconductor Corporation | 100 | Semiconductor Corporation | ^ | 6,792 | ||||||||||
Sempra | 130 | Sempra | ^ | 17,147 | ||||||||||
Sentinelone Inc -Class A | 164 | Sentinelone Inc -Class A | ^ | 8,280 | ||||||||||
Servicenow Inc | 78 | Servicenow Inc | ^ | 50,631 | ||||||||||
Shake Shack Inc - Class A | 15 | Shake Shack Inc - Class A | ^ | 1,082 | ||||||||||
Sherwin Williams | 230 | Sherwin Williams | ^ | 80,997 | ||||||||||
Shift4 Payments Inc-Class A | 109 | Shift4 Payments Inc-Class A | ^ | 6,314 | ||||||||||
Shockwave Medical Inc | 292 | Shockwave Medical Inc | ^ | 52,072 | ||||||||||
Shopify Inc - A | 42 | Shopify Inc - A | ^ | 57,850 | ||||||||||
Sibanye Gold Spon ADR | 10 | Sibanye Gold Spon ADR | ^ | 125 | ||||||||||
Signature Bank | 10 | Signature Bank | ^ | 3,255 | ||||||||||
Silicon Laboratories | 10 | Silicon Laboratories | ^ | 2,064 | ||||||||||
Silvercorp Metals Inc | 101 | Silvercorp Metals Inc | ^ | 381 | ||||||||||
Silvercrest Metals Inc | 300 | Silvercrest Metals Inc | ^ | 2,373 | ||||||||||
Silvergate Capital Corp-Cl A | 20 | Silvergate Capital Corp-Cl A | ^ | 2,964 | ||||||||||
Simon Ppty Group Inc | 1,031 | Simon Ppty Group Inc | ^ | 164,771 | ||||||||||
Sirius XM Holdings Inc | 111 | Sirius XM Holdings Inc | ^ | 706 | ||||||||||
Skillz Inc | 2,885 | Skillz Inc | ^ | 21,464 | ||||||||||
Skyworks Solutions Inc | 55 | Skyworks Solutions Inc | ^ | 8,565 | ||||||||||
Smith & Wesson Brands Inc | 274 | Smith & Wesson Brands Inc | ^ | 4,877 | ||||||||||
Snap Inc - A | 1,539 | Snap Inc - A | ^ | 72,379 | ||||||||||
Snowflake Inc-Class A | 94 | Snowflake Inc-Class A | ^ | 31,842 | ||||||||||
SoFi Technologies Inc | 2,102 | SoFi Technologies Inc | ^ | 33,233 | ||||||||||
Softbank Corp Unspon ADR | 1,400 | Softbank Corp Unspon ADR | ^ | 33,670 | ||||||||||
Solaredge Technologies Inc | 10 | Solaredge Technologies Inc | ^ | 2,806 | ||||||||||
Solid Power Inc | 500 | Solid Power Inc | ^ | 4,370 | ||||||||||
Sono Group Nv | 42 | Sono Group Nv | ^ | 404 | ||||||||||
Sonoco Products Co | 438 | Sonoco Products Co | ^ | 25,356 | ||||||||||
Sonos Inc | 723 | Sonos Inc | ^ | 21,545 |
26
CITY NATIONAL BANK |
PROFIT SHARING PLAN |
EIN: 95-1780067 PN: 001 |
Attachment to 2021 Form 5500 |
Schedule H Part IV, Line 4(i) – Schedule of Assets (Held at End of Year) |
December 31, 2021 |
(c) | ||||||||||||||
(b) | Description of Investment, including | (e) | ||||||||||||
Identity of Issuer, Borrower, | Maturity Date, Rate of Interest, | (d) | Current | |||||||||||
(a) | Lessor or Similar Party | Shares | Collateral, Par or Maturity Value | (Cost) | Value | |||||||||
Southern Company | 81 | Southern Company | ^ | 5,527 | ||||||||||
Southwest Airlines Company | 1,090 | Southwest Airlines Company | ^ | 46,696 | ||||||||||
Southwestern Energy Co | 201 | Southwestern Energy Co | ^ | 937 | ||||||||||
Spero Therapeutics Inc | 150 | Spero Therapeutics Inc | ^ | 2,401 | ||||||||||
Sphere 3D Corp | 500 | Sphere 3D Corp | ^ | 1,560 | ||||||||||
Spirit Aerosystems Holdings Cl A | 70 | Spirit Aerosystems Holdings Cl A | ^ | 3,016 | ||||||||||
Spotify Technology Sa | 102 | Spotify Technology Sa | ^ | 23,871 | ||||||||||
Sprott Inc | 41 | Sprott Inc | ^ | 1,863 | ||||||||||
SS&C Technologies Holdings | 25 | SS&C Technologies Holdings | ^ | 2,050 | ||||||||||
Stag Industrial Inc | 200 | Stag Industrial Inc | ^ | 9,592 | ||||||||||
Starbucks Corp. | 1,493 | Starbucks Corp. | ^ | 174,612 | ||||||||||
Starwood Property Trust Inc | 1,221 | Starwood Property Trust Inc | ^ | 29,670 | ||||||||||
Stellantis NV | 643 | Stellantis NV | ^ | 12,063 | ||||||||||
Stem Inc | 100 | Stem Inc | ^ | 1,897 | ||||||||||
Stereotaxis Inc | 67,873 | Stereotaxis Inc | ^ | 420,813 | ||||||||||
Stericycle Inc | 330 | Stericycle Inc | ^ | 19,681 | ||||||||||
Stoke Therapeutics Inc | 100 | Stoke Therapeutics Inc | ^ | 2,399 | ||||||||||
Store Capital Corp | 2,075 | Store Capital Corp | ^ | 71,380 | ||||||||||
Streamline Health Solutions | 200 | Streamline Health Solutions | ^ | 298 | ||||||||||
Stryker Corporation | 43 | Stryker Corporation | ^ | 11,499 | ||||||||||
Summit Materials Inc Cl A | 86 | Summit Materials Inc Cl A | ^ | 3,452 | ||||||||||
Sundial Growers Inc | 1,325 | Sundial Growers Inc | ^ | 766 | ||||||||||
Sunpower Corp | 15 | Sunpower Corp | ^ | 313 | ||||||||||
Sunrun Inc | 350 | Sunrun Inc | ^ | 12,005 | ||||||||||
Suntory Beverage & Food-U ADR | 50 | Suntory Beverage & Food-U ADR | ^ | 903 | ||||||||||
Sycamore Entertainment Group | 30,000 | Sycamore Entertainment Group | ^ | 447 | ||||||||||
Synchrony Financial | 475 | Synchrony Financial | ^ | 22,035 | ||||||||||
Synergy Pharmaceuticals Inc (acquired 05/02/19) | 200 | Synergy Pharmaceuticals Inc (acquired 05/02/19) | ^ | 0 | ||||||||||
Synopsys Inc | 25 | Synopsys Inc | ^ | 9,212 | ||||||||||
T2 Biosystems Inc | 400 | T2 Biosystems Inc | ^ | 206 | ||||||||||
Taiwan Semiconductor-Sp ADR | 213 | Taiwan Semiconductor-Sp ADR | ^ | 25,592 | ||||||||||
Takeda Pharmaceutical Co ADR | 25 | Takeda Pharmaceutical Co ADR | ^ | 341 | ||||||||||
Tanger Factory Outlet Centrs | 27 | Tanger Factory Outlet Centrs | ^ | 517 | ||||||||||
Tapestry Inc | 500 | Tapestry Inc | ^ | 20,300 | ||||||||||
Target Corp | 295 | Target Corp | ^ | 68,220 | ||||||||||
Tattooed Chef Inc | 200 | Tattooed Chef Inc | ^ | 3,108 | ||||||||||
TCR2 Therapeutics Inc | 100 | TCR2 Therapeutics Inc | ^ | 466 | ||||||||||
TDK Corp | 60 | TDK Corp | ^ | 2,348 | ||||||||||
Teladoc Health Inc | 67 | Teladoc Health Inc | ^ | 6,152 | ||||||||||
Tencent Holdings Ltd ADR | 27 | Tencent Holdings Ltd ADR | ^ | 1,574 | ||||||||||
Tencent Music Entertainm ADR | 145 | Tencent Music Entertainm ADR | ^ | 993 | ||||||||||
Tenet Healthcare Corp. | 65 | Tenet Healthcare Corp. | ^ | 5,310 | ||||||||||
Teradyne Inc | 10 | Teradyne Inc | ^ | 1,635 | ||||||||||
Tesla Inc | 2,243 | Tesla Inc | ^ | 2,370,358 | ||||||||||
Texas Instruments Inc | 17 | Texas Instruments Inc | ^ | 3,286 | ||||||||||
The Mosaic Co | 75 | The Mosaic Co | ^ | 2,947 | ||||||||||
Thermo Fisher Scientific Inc | 275 | Thermo Fisher Scientific Inc | ^ | 183,491 | ||||||||||
Tier One Silver Inc F | 125 | Tier One Silver Inc F | ^ | 81 | ||||||||||
Tilray Brands Inc | 137 | Tilray Brands Inc | ^ | 963 | ||||||||||
Titan Pharmaceuticals Inc | 41 | Titan Pharmaceuticals Inc | ^ | 42 | ||||||||||
Tjx Companies | 370 | Tjx Companies | ^ | 28,090 | ||||||||||
T-Mobile US Inc | 677 | T-Mobile US Inc | ^ | 78,518 | ||||||||||
Todos Medical Ltd | 1,000,000 | Todos Medical Ltd | ^ | 58,450 | ||||||||||
Torex Gold Resources Inc | 200 | Torex Gold Resources Inc | ^ | 2,080 | ||||||||||
Toyota Motor Corp. Sp Adr Rep2com | 189 | Toyota Motor Corp. Sp Adr Rep2com | ^ | 35,022 | ||||||||||
Trade Desk Inc/The Class A | 597 | Trade Desk Inc/The Class A | ^ | 54,709 | ||||||||||
Trane Technologies PLC | 422 | Trane Technologies PLC | ^ | 85,257 | ||||||||||
Transocean Ltd | 1 | Transocean Ltd | ^ | 3 | ||||||||||
Transunion | 700 | Transunion | ^ | 83,006 | ||||||||||
Travelers Cos Inc | 5 | Travelers Cos Inc | ^ | 782 | ||||||||||
Treasury Metals Inc Com | 103 | Treasury Metals Inc Com | ^ | 62 | ||||||||||
Trillion Energy Internationa | 12,500 | Trillion Energy Internationa | ^ | 1,875 |
27
CITY NATIONAL BANK |
PROFIT SHARING PLAN |
EIN: 95-1780067 PN: 001 |
Attachment to 2021 Form 5500 |
Schedule H Part IV, Line 4(i) – Schedule of Assets (Held at End of Year) |
December 31, 2021 |
(c) | ||||||||||||||
(b) | Description of Investment, including | (e) | ||||||||||||
Identity of Issuer, Borrower, | Maturity Date, Rate of Interest, | (d) | Current | |||||||||||
(a) | Lessor or Similar Party | Shares | Collateral, Par or Maturity Value | Cost | Value | |||||||||
Triton International Ltd | 20 | Triton International Ltd | ^ | 1,205 | ||||||||||
Trulieve Cannabis Corp | 125 | Trulieve Cannabis Corp | ^ | 3,251 | ||||||||||
Turquoise Hill Resources Inc | 1,300 | Turquoise Hill Resources Inc | ^ | 21,385 | ||||||||||
Twilio Inc - A | 341 | Twilio Inc - A | ^ | 89,799 | ||||||||||
Twitter Inc | 580 | Twitter Inc | ^ | 25,068 | ||||||||||
Two Hands Corp | 350,000 | Two Hands Corp | ^ | 350 | ||||||||||
Uber Technologies Inc | 5,336 | Uber Technologies Inc | ^ | 223,738 | ||||||||||
UBS Group AG | 1 | UBS Group AG | ^ | 18 | ||||||||||
UDR Inc | 600 | UDR Inc | ^ | 35,994 | ||||||||||
Uipath Inc - Class A | 60 | Uipath Inc - Class A | ^ | 2,588 | ||||||||||
Ulta Salon Cosmetics & Fragrance Inc | 5 | Ulta Salon Cosmetics & Fragrance Inc | ^ | 2,062 | ||||||||||
Union Pacific Corp. | 73 | Union Pacific Corp. | ^ | 18,497 | ||||||||||
United Airlines Holdings Inc | 3,238 | United Airlines Holdings Inc | ^ | 141,760 | ||||||||||
United Parcel Service | 22 | United Parcel Service | ^ | 4,736 | ||||||||||
United Rentals Inc | 125 | United Rentals Inc | ^ | 41,536 | ||||||||||
United States Steel Corp | 400 | United States Steel Corp | ^ | 9,524 | ||||||||||
Unitedhealth Group Inc | 421 | Unitedhealth Group Inc | ^ | 211,350 | ||||||||||
Unity Biotechnology Inc | 150 | Unity Biotechnology Inc | ^ | 219 | ||||||||||
Unity Software Inc | 1,277 | Unity Software Inc | ^ | 182,598 | ||||||||||
Universal Display Corp | 5 | Universal Display Corp | ^ | 825 | ||||||||||
Unrivaled Brands Inc | 32,924 | Unrivaled Brands Inc | ^ | 8,771 | ||||||||||
Uranium Royalty Corp | 150 | Uranium Royalty Corp | ^ | 548 | ||||||||||
US Foods Holding Corp | 25 | US Foods Holding Corp | ^ | 871 | ||||||||||
Us Global Nanospace Inc | 2,000 | Us Global Nanospace Inc | ^ | 0 | ||||||||||
UWM Holdings Corp | 69 | UWM Holdings Corp | ^ | 411 | ||||||||||
Vail Resorts Inc. | 23 | Vail Resorts Inc. | ^ | 7,542 | ||||||||||
Vale SA ADR | 260 | Vale SA ADR | ^ | 3,645 | ||||||||||
Vedanta Ltd | 1 | Vedanta Ltd | ^ | 16 | ||||||||||
Veeva Systems Inc-Class A | 149 | Veeva Systems Inc-Class A | ^ | 38,067 | ||||||||||
Velodyne Lidar Inc | 2,870 | Velodyne Lidar Inc | ^ | 13,317 | ||||||||||
Veolia Environnement ADR | 1 | Veolia Environnement ADR | ^ | 37 | ||||||||||
Verastem Inc | 100,000 | Verastem Inc | ^ | 205,000 | ||||||||||
Verisign Inc. | 63 | Verisign Inc. | ^ | 15,991 | ||||||||||
Verizon Communications | 3,152 | Verizon Communications | ^ | 163,797 | ||||||||||
Vertex Pharmaceuticals | 13 | Vertex Pharmaceuticals | ^ | 2,855 | ||||||||||
VG Life Sciences Inc | 200,000 | VG Life Sciences Inc | ^ | 200 | ||||||||||
ViacomCBS Inc (para 02/17/22) | 721 | ViacomCBS Inc (para 02/17/22) | ^ | 21,772 | ||||||||||
Viasat Inc. | 10 | Viasat Inc. | ^ | 445 | ||||||||||
Viatris Inc | 56 | Viatris Inc | ^ | 760 | ||||||||||
Vicarious Surgical Inc | 100 | Vicarious Surgical Inc | ^ | 1,062 | ||||||||||
Vimeo Inc | 57 | Vimeo Inc | ^ | 1,024 | ||||||||||
Vipshop Holdings Ltd - Ads | 64 | Vipshop Holdings Ltd - Ads | ^ | 538 | ||||||||||
Viracta Therapeutics Inc | 857 | Viracta Therapeutics Inc | ^ | 3,128 | ||||||||||
Virgin Galactic Holdings Inc | 216 | Virgin Galactic Holdings Inc | ^ | 2,890 | ||||||||||
Visa Inc Class A Shares | 1,088 | Visa Inc Class A Shares | ^ | 235,764 | ||||||||||
Vislink Technologies Inc | 1,350 | Vislink Technologies Inc | ^ | 1,593 | ||||||||||
Volkswagen A G-Unspon ADR | 76 | Volkswagen A G-Unspon ADR | ^ | 2,219 | ||||||||||
Voyager Digital Ltd | 325 | Voyager Digital Ltd | ^ | 4,063 | ||||||||||
VPC Impact Acquisition Hol-A (dave 01/06/22) | 150 | VPC Impact Acquisition Hol-A (dave 01/06/22) | ^ | 1,538 | ||||||||||
Vulcan Matls Co | 74 | Vulcan Matls Co | ^ | 15,411 | ||||||||||
Vyant Bio Inc | 3,000 | Vyant Bio Inc | ^ | 4,050 | ||||||||||
W P Carey Inc | 66 | W P Carey Inc | ^ | 5,393 | ||||||||||
Wabtec | 13 | Wabtec | ^ | 1,197 | ||||||||||
Walgreens Boots Alliance Inc | 211 | Walgreens Boots Alliance Inc | ^ | 10,997 | ||||||||||
Walkme Ltd | 373 | Walkme Ltd | ^ | 7,322 | ||||||||||
Wallbox Nv | 150 | Wallbox Nv | ^ | 2,451 | ||||||||||
Walmart Inc | 829 | Walmart Inc | ^ | 119,936 | ||||||||||
Waste Connections Inc | 10 | Waste Connections Inc | ^ | 1,363 | ||||||||||
WEC Energy Group Inc | 54 | WEC Energy Group Inc | ^ | 5,221 | ||||||||||
Weidai Ltd-ADR (94861a207 1/26/22) | 5,000 | Weidai Ltd-ADR (94861a207 1/26/22) | ^ | 3,750 | ||||||||||
Wells Fargo & Co New | 2,128 | Wells Fargo & Co New | ^ | 102,117 | ||||||||||
Welltower Inc | 10 | Welltower Inc | ^ | 858 |
28
CITY NATIONAL BANK |
PROFIT SHARING PLAN |
EIN: 95-1780067 PN: 001 |
Attachment to 2021 Form 5500 |
Schedule H Part IV, Line 4(i) – Schedule of Assets (Held at End of Year) |
December 31, 2021 |
(c) | ||||||||||||||
(b) | Description of Investment, including | (e) | ||||||||||||
Identity of Issuer, Borrower, | Maturity Date, Rate of Interest, | (d) | Current | |||||||||||
(a) | Lessor or Similar Party | Shares | Collateral, Par or Maturity Value | Cost | Value | |||||||||
Wesana Health Holdings Inc | 480 | Wesana Health Holdings Inc | ^ | 538 | ||||||||||
Western Alliance Bancorp | 407 | Western Alliance Bancorp | ^ | 43,814 | ||||||||||
Western Digital Corp | 100 | Western Digital Corp | ^ | 6,521 | ||||||||||
Westport Innovations Inc | 500 | Westport Innovations Inc | ^ | 1,185 | ||||||||||
Wework Inc | 313 | Wework Inc | ^ | 2,692 | ||||||||||
Wheaton Precious Metals Corp | 352 | Wheaton Precious Metals Corp | ^ | 15,102 | ||||||||||
Wheels Up Experience Inc | 22,500 | Wheels Up Experience Inc | ^ | 104,400 | ||||||||||
Whitecap Resources Inc | 101 | Whitecap Resources Inc | ^ | 599 | ||||||||||
Whitehorse Gold Corp | 62 | Whitehorse Gold Corp | ^ | 24 | ||||||||||
Williams Co. | 1,095 | Williams Co. | ^ | 28,514 | ||||||||||
Willis Towers Watson PLC (wtw 01/10/22) | 4 | Willis Towers Watson PLC (wtw 01/10/22) | ^ | 950 | ||||||||||
Wolverine Wld Wide Inc. | 425 | Wolverine Wld Wide Inc. | ^ | 12,244 | ||||||||||
Workday Inc-Class A | 347 | Workday Inc-Class A | ^ | 94,793 | ||||||||||
Workhorse Group Inc | 310 | Workhorse Group Inc | ^ | 1,352 | ||||||||||
Wynn Resorts Ltd | 403 | Wynn Resorts Ltd | ^ | 34,271 | ||||||||||
Xilinx Inc (amd 02/15/22) | 597 | Xilinx Inc (amd 02/15/22) | ^ | 126,582 | ||||||||||
XL Fleet Corp | 1,100 | XL Fleet Corp | ^ | 3,641 | ||||||||||
Xos Inc | 100 | Xos Inc | ^ | 315 | ||||||||||
XP Inc - Class A | 2 | XP Inc - Class A | ^ | 57 | ||||||||||
Xpeng Inc ADR | 494 | Xpeng Inc ADR | ^ | 24,863 | ||||||||||
Yalla Group Ltd | 880 | Yalla Group Ltd | ^ | 5,905 | ||||||||||
Yellow Media Ltd | 25 | Yellow Media Ltd | ^ | 25 | ||||||||||
Yeti Holdings Inc | 30 | Yeti Holdings Inc | ^ | 2,485 | ||||||||||
Ypf Sociedad Anonima (adr) | 120 | Ypf Sociedad Anonima (adr) | ^ | 458 | ||||||||||
Yum! Brands Inc. | 213 | Yum! Brands Inc. | ^ | 29,636 | ||||||||||
Zebra Technologies | 192 | Zebra Technologies | ^ | 114,278 | ||||||||||
Zillow Group Inc CL A | 255 | Zillow Group Inc CL A | ^ | 15,866 | ||||||||||
Zillow Group Inc CL C | 129 | Zillow Group Inc CL C | ^ | 8,237 | ||||||||||
Zim Integrated Shipping Serv | 45 | Zim Integrated Shipping Serv | ^ | 2,649 | ||||||||||
Zoetis Inc | 443 | Zoetis Inc | ^ | 108,108 | ||||||||||
Zoned Properties Inc | 875 | Zoned Properties Inc | ^ | 678 | ||||||||||
Zoom Video Communications-A | 4 | Zoom Video Communications-A | ^ | 736 | ||||||||||
Zosano Pharma Corp (zsan 04/12/22) | 1,000 | Zosano Pharma Corp (zsan 04/12/22) | ^ | 470 | ||||||||||
Zuora Inc - Class A | 100 | Zuora Inc - Class A | ^ | 1,868 | ||||||||||
Zynga Inc | 100 | Zynga Inc | ^ | 640 | ||||||||||
Aurora Innovation Inc -Cw28 | 1,006 | Aurora Innovation Inc -Cw28 | ^ | 3,129 | ||||||||||
Digital World Acq A -Cw28 | 300 | Digital World Acq A -Cw28 | ^ | 3,960 | ||||||||||
Ginkgo Bioworks | 3,000 | Ginkgo Bioworks | ^ | 6,720 | ||||||||||
Lightning Emotors Inc-Cw25 | 2,500 | Lightning Emotors Inc-Cw25 | ^ | 3,025 | ||||||||||
Nabors Industries Ltd -Cw26 | 4 | Nabors Industries Ltd -Cw26 | ^ | 15 | ||||||||||
Skillsoft Corp | 3,500 | Skillsoft Corp | ^ | 6,650 | ||||||||||
Software Acquisition G -Cw25 | 5,300 | Software Acquisition G -Cw25 | ^ | 6,572 | ||||||||||
Solid Power Inc | 625 | Solid Power Inc | ^ | 1,419 | ||||||||||
SVF Investment Cl A -Cw27 | 3,000 | SVF Investment Cl A -Cw27 | ^ | 3,900 | ||||||||||
Treasury Metals Wts | 51 | Treasury Metals Wts | ^ | 6 | ||||||||||
Yellow Media Ltd-Cw22 | 14 | Yellow Media Ltd-Cw22 | ^ | 0 | ||||||||||
TOTAL COMMON STOCKS | 148,294,601 | |||||||||||||
COMMON COLLECTIVE FUNDS | ||||||||||||||
Loomis Sayles Large Cap Growth Trust C | 1,934,060 | Loomis Sayles Large Cap Growth Trust C | ^ | 79,509,191 | ||||||||||
Prudential Core Plus Bond Fund Class 5 | 329,100 | Prudential Core Plus Bond Fund Class 5 | ^ | 64,204,041 | ||||||||||
Vanguard Target Retirement 2015 Trust II | 134,350 | Vanguard Target Retirement 2015 Trust II | ^ | 5,677,615 | ||||||||||
Vanguard Target Retirement 2020 Trust II | 290,579 | Vanguard Target Retirement 2020 Trust II | ^ | 13,087,700 | ||||||||||
Vanguard Target Retirement 2025 Trust II | 683,862 | Vanguard Target Retirement 2025 Trust II | ^ | 31,881,641 | ||||||||||
Vanguard Target Retirement 2030 Trust II | 718,580 | Vanguard Target Retirement 2030 Trust II | ^ | 34,103,824 | ||||||||||
Vanguard Target Retirement 2035 Trust II | 905,078 | Vanguard Target Retirement 2035 Trust II | ^ | 44,701,817 | ||||||||||
Vanguard Target Retirement 2040 Trust II | 697,246 | Vanguard Target Retirement 2040 Trust II | ^ | 36,375,336 | ||||||||||
Vanguard Target Retirement 2045 Trust II | 815,122 | Vanguard Target Retirement 2045 Trust II | ^ | 43,780,213 | ||||||||||
Vanguard Target Retirement 2050 Trust II | 690,805 | Vanguard Target Retirement 2050 Trust II | ^ | 37,407,073 | ||||||||||
Vanguard Target Retirement 2055 Trust II | 285,132 | Vanguard Target Retirement 2055 Trust II | ^ | 20,677,768 | ||||||||||
Vanguard Target Retirement 2060 Trust II | 182,462 | Vanguard Target Retirement 2060 Trust II | ^ | 10,438,650 |
29
CITY NATIONAL BANK |
PROFIT SHARING PLAN |
EIN: 95-1780067 PN: 001 |
Attachment to 2021 Form 5500 |
Schedule H Part IV, Line 4(i) – Schedule of Assets (Held at End of Year) |
December 31, 2021 |
(c) | ||||||||||||||
(b) | Description of Investment, including | (e) | ||||||||||||
Identity of Issuer, Borrower, | Maturity Date, Rate of Interest, | (d) | Current | |||||||||||
(a) | Lessor or Similar Party | Shares | Collateral, Par or Maturity Value | Cost | Value | |||||||||
Vanguard Target Retirement 2065 Trust II | 113,286 | Vanguard Target Retirement 2065 Trust II | ^ | 3,991,062 | ||||||||||
Vanguard Target Retirement Inc Trust II | 184,337 | Vanguard Target Retirement Inc Trust II | ^ | 8,053,686 | ||||||||||
Wells Fargo Discovery CIT E2 | 5,462,941 | Wells Fargo Discovery CIT E2 | ^ | 94,071,842 | ||||||||||
TOTAL COMMON COLLECTIVE FUNDS | 527,961,459 | |||||||||||||
MUTUAL FUNDS | ||||||||||||||
180 Degree Capital Corp | 100 | 180 Degree Capital Corp | ^ | 735 | ||||||||||
Advisorshares Dorsey Ws Etf | 1,000 | Advisorshares Dorsey Ws Etf | ^ | 8,480 | ||||||||||
Advisorshares Psychedelics | 100 | Advisorshares Psychedelics | ^ | 579 | ||||||||||
Advisorshares Pure Cannabis | 50 | Advisorshares Pure Cannabis | ^ | 650 | ||||||||||
Alps Clean Energy Etf | 20 | Alps Clean Energy Etf | ^ | 1,292 | ||||||||||
Altaba Inc Escrow | 175 | Altaba Inc Escrow | ^ | 1,038 | ||||||||||
Amplify Online Retail ETF | 96 | Amplify Online Retail ETF | ^ | 8,452 | ||||||||||
Amplify Transformational Data Sharing ETF | 300 | Amplify Transformational Data Sharing ETF | ^ | 12,051 | ||||||||||
Ark Fintech Innovation ETF | 529 | Ark Fintech Innovation ETF | ^ | 21,610 | ||||||||||
Ark Genomic Revolution ETF | 89 | Ark Genomic Revolution ETF | ^ | 5,475 | ||||||||||
Ark Innovation ETF | 386 | Ark Innovation ETF | ^ | 36,557 | ||||||||||
Ark Next Generation Internet ETF | 393 | Ark Next Generation Internet ETF | ^ | 46,591 | ||||||||||
Ark Space Exploration & Inno | 65 | Ark Space Exploration & Inno | ^ | 1,225 | ||||||||||
Avantis International Small Cap Value ETF | 269 | Avantis International Small Cap Value ETF | ^ | 17,350 | ||||||||||
Avantis US Equity ETF | 305 | Avantis US Equity ETF | ^ | 24,437 | ||||||||||
Avantis US Small Cap Value | 910 | Avantis US Small Cap Value | ^ | 72,533 | ||||||||||
Bitwise Crypto Ind Innov ETF | 100 | Bitwise Crypto Ind Innov ETF | ^ | 2,101 | ||||||||||
BlackRock Corporate High Yield Fund Inc | 137 | BlackRock Corporate High Yield Fund Inc | ^ | 1,686 | ||||||||||
BlackRock Multi-Sector Income | 26 | BlackRock Multi-Sector Income | ^ | 474 | ||||||||||
BlackRock Resources & Commodities Strategy Trust | 100 | BlackRock Resources & Commodities Strategy Trust | ^ | 935 | ||||||||||
BNYM High Yield Strat | 86 | BNYM High Yield Strat | ^ | 264 | ||||||||||
Calamos Conv Opp Inc Sbi | 39,198 | Calamos Conv Opp Inc Sbi | ^ | 592,275 | ||||||||||
Calamos Convertible & High Income | 10,309 | Calamos Convertible & High Income | ^ | 166,793 | ||||||||||
Calamos Global Total Return | 3,000 | Calamos Global Total Return | ^ | 46,140 | ||||||||||
Cambria Emerg Shrhldr Yield | 222 | Cambria Emerg Shrhldr Yield | ^ | 7,958 | ||||||||||
Columbia Seligman Premium Tech | 1,616 | Columbia Seligman Premium Tech | ^ | 59,792 | ||||||||||
Consumer Staples Select Sector Spdr | 170 | Consumer Staples Select Sector Spdr | ^ | 13,126 | ||||||||||
Direxion Daily Csi China Int | 2 | Direxion Daily Csi China Int | ^ | 25 | ||||||||||
Direxion Daily Energy Bull 2 | 100 | Direxion Daily Energy Bull 2 | ^ | 2,964 | ||||||||||
Direxion Daily Gold Miners I | 126 | Direxion Daily Gold Miners I | ^ | 2,386 | ||||||||||
Direxion Daily Msci Brazil B | 2 | Direxion Daily Msci Brazil B | ^ | 133 | ||||||||||
Direxion Daily Real Estate Bear 3x Shares | 1,350 | Direxion Daily Real Estate Bear 3x Shares | ^ | 43,389 | ||||||||||
Direxion Daily S&P 500 Bear 3X | 12 | Direxion Daily S&P 500 Bear 3X | ^ | 197 | ||||||||||
Direxion Daily S&P 500 High | 26 | Direxion Daily S&P 500 High | ^ | 215 | ||||||||||
Direxion Daily S&P 500 High | 7 | Direxion Daily S&P 500 High | ^ | 522 | ||||||||||
Direxion Daily S&P Biotech Bull | 9,045 | Direxion Daily S&P Biotech Bull | ^ | 325,620 | ||||||||||
Direxion Daily S&P Oil & Gas (drip 03/28/22) | 1,018 | Direxion Daily S&P Oil & Gas (drip 03/28/22) | ^ | 5,477 | ||||||||||
Direxion DSI C Ch A-Shr Bear 1X | 270 | Direxion DSI C Ch A-Shr Bear 1X | ^ | 4,402 | ||||||||||
Direxion Healthcare Bull 3X | 75 | Direxion Healthcare Bull 3X | ^ | 10,874 | ||||||||||
Doubleline Opportunistic CR Fund | 44 | Doubleline Opportunistic CR Fund | ^ | 843 | ||||||||||
Eaton Vance Ltd Duration Income | 5,000 | Eaton Vance Ltd Duration Income | ^ | 65,500 | ||||||||||
Eaton Vance Sr Floating Rate Fund | 100 | Eaton Vance Sr Floating Rate Fund | ^ | 1,476 | ||||||||||
Eaton Vance Tax - Managed Glob | 4,942 | Eaton Vance Tax - Managed Glob | ^ | 52,730 | ||||||||||
Elements Rogers Agri Total Return | 250 | Elements Rogers Agri Total Return | ^ | 2,163 | ||||||||||
Energy Select Sector Spdr | 289 | Energy Select Sector Spdr | ^ | 16,039 | ||||||||||
ETFMG Alternative Harvest | 431 | ETFMG Alternative Harvest | ^ | 4,772 | ||||||||||
ETFMG Prime Mobile Payments ETF | 116 | ETFMG Prime Mobile Payments ETF | ^ | 6,737 | ||||||||||
Fidelity Financials Etf | 49 | Fidelity Financials Etf | ^ | 2,740 | ||||||||||
Fidelity Info Tech ETF | 968 | Fidelity Info Tech ETF | ^ | 131,067 | ||||||||||
Fidelity Nasdaq Composite Index ETF | 1,102 | Fidelity Nasdaq Composite Index ETF | ^ | 67,112 | ||||||||||
Financial Bull 3X Shares | 2 | Financial Bull 3X Shares | ^ | 261 | ||||||||||
Financial Select Sector Spdr | 2,282 | Financial Select Sector Spdr | ^ | 89,112 | ||||||||||
First Trust Cloud Computing ETF | 21 | First Trust Cloud Computing ETF | ^ | 2,191 | ||||||||||
First Trust DJ Internet Ind | 698 | First Trust DJ Internet Ind | ^ | 157,839 | ||||||||||
First Trust Exchange Traded Fd II Intl Equity Opp | 26 | First Trust Exchange Traded Fd II Intl Equity Opp | ^ | 1,498 | ||||||||||
First Trust Exchange Traded Fund VI RIsing Div Achievers ETF | 2 | First Trust Exchange Traded Fund VI RIsing Div Achievers ETF | ^ | 104 |
30
CITY NATIONAL BANK |
PROFIT SHARING PLAN |
EIN: 95-1780067 PN: 001 |
Attachment to 2021 Form 5500 |
Schedule H Part IV, Line 4(i) – Schedule of Assets (Held at End of Year) |
December 31, 2021 |
(c) | ||||||||||||||
(b) | Description of Investment, including | (e) | ||||||||||||
Identity of Issuer, Borrower, | Maturity Date, Rate of Interest, | (d) | Current | |||||||||||
(a) | Lessor or Similar Party | Shares | Collateral, Par or Maturity Value | Cost | Value | |||||||||
First Trust NASDAQ Cybersecurity ETF | 2,029 | First Trust NASDAQ Cybersecurity ETF | ^ | 107,094 | ||||||||||
First Trust S&P Reit Index F | 11 | First Trust S&P Reit Index F | ^ | 362 | ||||||||||
First Trust Technology Alpha | 66 | First Trust Technology Alpha | ^ | 8,732 | ||||||||||
Flaherty & Crumrine Preferred and Income Securities Fund Inc | 2,500 | Flaherty & Crumrine Preferred and Income Securities Fund Inc | ^ | 54,300 | ||||||||||
Gabelli Equity Tr Inc | 8,000 | Gabelli Equity Tr Inc | ^ | 57,520 | ||||||||||
GAMCO Global Gold Natural Res & Income Trust | 612 | GAMCO Global Gold Natural Res & Income Trust | ^ | 2,297 | ||||||||||
Global X Autonomous&Elec Etf | 244 | Global X Autonomous&Elec Etf | ^ | 7,452 | ||||||||||
Global X Cloud Computing Etf | 3,210 | Global X Cloud Computing Etf | ^ | 85,097 | ||||||||||
Global X Fds NASDAQ 100 Cover | 8,380 | Global X Fds NASDAQ 100 Cover | ^ | 185,952 | ||||||||||
Global X Funds Global X Artificial Int & Tech ETF | 1 | Global X Funds Global X Artificial Int & Tech ETF | ^ | 32 | ||||||||||
Global X Robotics & Artifici | 143 | Global X Robotics & Artifici | ^ | 5,139 | ||||||||||
Global X US Infrastructure | 48 | Global X US Infrastructure | ^ | 1,384 | ||||||||||
Goldman Activebeta US LC ETF | 211 | Goldman Activebeta US LC ETF | ^ | 20,083 | ||||||||||
Graniteshares Gold Trust | 200 | Graniteshares Gold Trust | ^ | 3,630 | ||||||||||
Grayscale Bitcoin Trust BTC | 1,624 | Grayscale Bitcoin Trust BTC | ^ | 55,622 | ||||||||||
Grayscale Ethereum Trust | 4,116 | Grayscale Ethereum Trust | ^ | 133,194 | ||||||||||
Grayscale Litecoin Trust | 131 | Grayscale Litecoin Trust | ^ | 1,205 | ||||||||||
Health Care Select Sector Spdr | 92 | Health Care Select Sector Spdr | ^ | 13,005 | ||||||||||
iMGP DBi Managed Futures Strategy ETF | 110 | iMGP DBi Managed Futures Strategy ETF | ^ | 2,838 | ||||||||||
Innovator Ibd 50 ETF | 20 | Innovator Ibd 50 ETF | ^ | 917 | ||||||||||
Innovator Ibd Breakout Opps | 10 | Innovator Ibd Breakout Opps | ^ | 387 | ||||||||||
Invesco Buyback Achievers Et | 3 | Invesco Buyback Achievers Et | ^ | 289 | ||||||||||
Invesco China Technology Etf | 240 | Invesco China Technology Etf | ^ | 14,887 | ||||||||||
Invesco DB Us Dollar Index B | 50 | Invesco DB Us Dollar Index B | ^ | 1,282 | ||||||||||
Invesco Dwa Healthcare Momen | 16 | Invesco Dwa Healthcare Momen | ^ | 2,481 | ||||||||||
Invesco Preferred Etf | 1,590 | Invesco Preferred Etf | ^ | 23,850 | ||||||||||
Invesco Qqq Trust Series 1 | 785 | Invesco Qqq Trust Series 1 | ^ | 312,327 | ||||||||||
Invesco russell 1000 R Dyn | 2 | Invesco russell 1000 R Dyn | ^ | 101 | ||||||||||
Invesco S&P 500 Equal Weight | 2 | Invesco S&P 500 Equal Weight | ^ | 395 | ||||||||||
Invesco S&P 500 Equal Weight | 4 | Invesco S&P 500 Equal Weight | ^ | 720 | ||||||||||
Invesco S&P 500 Top 50 Etf | 6 | Invesco S&P 500 Top 50 Etf | ^ | 2,215 | ||||||||||
Invesco S&P Midcap Quality E | 2 | Invesco S&P Midcap Quality E | ^ | 160 | ||||||||||
Invesco Solar Etf | 5 | Invesco Solar Etf | ^ | 385 | ||||||||||
Invesco Ultra Short Duration | 20,838 | Invesco Ultra Short Duration | ^ | 1,048,151 | ||||||||||
Invesco Wilderhill Clean Ene | 13 | Invesco Wilderhill Clean Ene | ^ | 943 | ||||||||||
iShares 7-10 Year Treasury Bon | 1,821 | iShares 7-10 Year Treasury Bon | ^ | 209,415 | ||||||||||
iShares Biotechnology ETF | 1,010 | iShares Biotechnology ETF | ^ | 154,149 | ||||||||||
iShares China Large-Cap ETF | 36 | iShares China Large-Cap ETF | ^ | 1,317 | ||||||||||
iShares Core Dividend Growth | 484 | iShares Core Dividend Growth | ^ | 26,901 | ||||||||||
iShares Core S&P 500 ETF | 235 | iShares Core S&P 500 ETF | ^ | 112,093 | ||||||||||
iShares Core S&P Mid-Cap ETF | 200 | iShares Core S&P Mid-Cap ETF | ^ | 56,616 | ||||||||||
iShares Core S&P Small-Cap ETF | 1,825 | iShares Core S&P Small-Cap ETF | ^ | 208,976 | ||||||||||
iShares Core U.S. Aggregate Bond ETF | 25 | iShares Core U.S. Aggregate Bond ETF | ^ | 2,861 | ||||||||||
iShares Expanded Tech Sector ETF | 25 | iShares Expanded Tech Sector ETF | ^ | 10,976 | ||||||||||
iShares Expanded Tech-Software Sector ETF | 10 | iShares Expanded Tech-Software Sector ETF | ^ | 3,977 | ||||||||||
Ishares Gen-Immunology Hlth | 1 | Ishares Gen-Immunology Hlth | ^ | 44 | ||||||||||
iShares Global Clean Energy ETF | 1,190 | iShares Global Clean Energy ETF | ^ | 25,192 | ||||||||||
iShares iBoxx High Yield Corp | 43 | iShares iBoxx High Yield Corp | ^ | 3,741 | ||||||||||
iShares MSCI Belgium ETF | 81 | iShares MSCI Belgium ETF | ^ | 1,725 | ||||||||||
iShares MSCI Brazil ETF | 62 | iShares MSCI Brazil ETF | ^ | 1,732 | ||||||||||
iShares MSCI EAFE Small-Cap ETF | 59 | iShares MSCI EAFE Small-Cap ETF | ^ | 4,296 | ||||||||||
iShares MSCI Emerging Markets | 551 | iShares MSCI Emerging Markets | ^ | 26,896 | ||||||||||
iShares MSCI Emerging Markets | 2,698 | iShares MSCI Emerging Markets | ^ | 221,317 | ||||||||||
iShares MSCI Europe Financials | 420 | iShares MSCI Europe Financials | ^ | 8,421 | ||||||||||
iShares MSCI Frontier and Select EM ETF | 418 | iShares MSCI Frontier and Select EM ETF | ^ | 14,411 | ||||||||||
iShares MSCI Germany ETF | 62 | iShares MSCI Germany ETF | ^ | 2,026 | ||||||||||
iShares MSCI Indonesia ETF | 74 | iShares MSCI Indonesia ETF | ^ | 1,699 | ||||||||||
iShares MSCI South Africa ETF | 37 | iShares MSCI South Africa ETF | ^ | 1,701 | ||||||||||
iShares MSCI South Korea ETF | 70 | iShares MSCI South Korea ETF | ^ | 5,451 | ||||||||||
iShares MSCI Spain ETF | 11 | iShares MSCI Spain ETF | ^ | 289 | ||||||||||
iShares MSCI Switzerland ETF | 11 | iShares MSCI Switzerland ETF | ^ | 580 | ||||||||||
iShares MSCI Turkey ETF | 78 | iShares MSCI Turkey ETF | ^ | 1,442 |
31
CITY NATIONAL BANK |
PROFIT SHARING PLAN |
EIN: 95-1780067 PN: 001 |
Attachment to 2021 Form 5500 |
Schedule H Part IV, Line 4(i) – Schedule of Assets (Held at End of Year) |
December 31, 2021 |
(c) | ||||||||||||||
(b) | Description of Investment, including | (e) | ||||||||||||
Identity of Issuer, Borrower, | Maturity Date, Rate of Interest, | (d) | Current | |||||||||||
(a) | Lessor or Similar Party | Shares | Collateral, Par or Maturity Value | Cost | Value | |||||||||
iShares MSCI USA Esg Select | 2 | iShares MSCI USA Esg Select | ^ | 213 | ||||||||||
iShares MSCI USA ETF | 1,005 | iShares MSCI USA ETF | ^ | 33,306 | ||||||||||
Ishares MSCI USA Momentum Fa | 154 | Ishares MSCI USA Momentum Fa | ^ | 27,930 | ||||||||||
Ishares MSCI USA Quality Fac | 329 | Ishares MSCI USA Quality Fac | ^ | 47,960 | ||||||||||
iShares North American Tech-Mu | 100 | iShares North American Tech-Mu | ^ | 8,447 | ||||||||||
iShares Preferred & Income Securities ETF | 500 | iShares Preferred & Income Securities ETF | ^ | 19,715 | ||||||||||
iShares Russell 1000 ETF | 170 | iShares Russell 1000 ETF | ^ | 44,933 | ||||||||||
iShares Russell 2000 ETF | 1,673 | iShares Russell 2000 ETF | ^ | 372,169 | ||||||||||
iShares Russell 2000 Growth ETF | 9 | iShares Russell 2000 Growth ETF | ^ | 2,637 | ||||||||||
iShares Russell 2000 Value ETF | 1,867 | iShares Russell 2000 Value ETF | ^ | 309,957 | ||||||||||
iShares Russell Top 200 Growth | 1 | iShares Russell Top 200 Growth | ^ | 173 | ||||||||||
iShares S&P 500 Value ETF | 100 | iShares S&P 500 Value ETF | ^ | 15,663 | ||||||||||
iShares Select Dividend ETF | 2,049 | iShares Select Dividend ETF | ^ | 251,150 | ||||||||||
Ishares Self-Driving Ev&Tech | 186 | Ishares Self-Driving Ev&Tech | ^ | 10,098 | ||||||||||
iShares Semiconductor ETF | 271 | iShares Semiconductor ETF | ^ | 146,976 | ||||||||||
iShares SILVER TRUST iShares | 201 | iShares SILVER TRUST iShares | ^ | 4,324 | ||||||||||
iShares TIPS Bond ETF | 207 | iShares TIPS Bond ETF | ^ | 26,740 | ||||||||||
iShares Tr Cybersecurity | 1,319 | iShares Tr Cybersecurity | ^ | 58,841 | ||||||||||
iShares U.S. Broker-Dealers & Securities Exchanges ETF | 1 | iShares U.S. Broker-Dealers & Securities Exchanges ETF | ^ | 110 | ||||||||||
iShares U.S. Financials ETF | 500 | iShares U.S. Financials ETF | ^ | 43,345 | ||||||||||
iShares U.S. Healthcare ETF | 21 | iShares U.S. Healthcare ETF | ^ | 6,297 | ||||||||||
iShares U.S. Home Construction | 17 | iShares U.S. Home Construction | ^ | 1,410 | ||||||||||
iShares USTechnology ETF | 812 | iShares USTechnology ETF | ^ | 93,234 | ||||||||||
John Hancock Pfd Income II | 2,000 | John Hancock Pfd Income II | ^ | 41,760 | ||||||||||
John Hancock Pfd Income III | 2,000 | John Hancock Pfd Income III | ^ | 37,500 | ||||||||||
John Hancock Preferred Income Fund | 3,000 | John Hancock Preferred Income Fund | ^ | 62,250 | ||||||||||
Kayne Anderson Energy Infrastucture Fund Inc | 1 | Kayne Anderson Energy Infrastucture Fund Inc | ^ | 8 | ||||||||||
KFA Value Line Dynamic Core | 203 | KFA Value Line Dynamic Core | ^ | 4,892 | ||||||||||
Kraneshares CSI China Intern | 481 | Kraneshares CSI China Intern | ^ | 17,552 | ||||||||||
Kraneshares Global Carbon Strategy ETF | 23 | Kraneshares Global Carbon Strategy ETF | ^ | 1,171 | ||||||||||
Materials Select Sector Spdr | 61 | Materials Select Sector Spdr | ^ | 5,527 | ||||||||||
Motley Fool Global Opportunties ETF | 580 | Motley Fool Global Opportunties ETF | ^ | 18,606 | ||||||||||
Motley Fool Mid Cap Growth ETF | 417 | Motley Fool Mid Cap Growth ETF | ^ | 12,247 | ||||||||||
Nuveen Credit Strategies Income Fund | 6,320 | Nuveen Credit Strategies Income Fund | ^ | 41,019 | ||||||||||
Nuveen ESG Small-Cap ETF | 4 | Nuveen ESG Small-Cap ETF | ^ | 168 | ||||||||||
Nuveen Floating Rate Income | 5,000 | Nuveen Floating Rate Income | ^ | 50,850 | ||||||||||
Nuveen Multi Asset Income Fund Com | 2,931 | Nuveen Multi Asset Income Fund Com | ^ | 54,663 | ||||||||||
Nuveen Preferred & Income Opportunities Fund | 7,259 | Nuveen Preferred & Income Opportunities Fund | ^ | 70,847 | ||||||||||
Pimco Corporate & Income Opportunity Fund | 2,238 | Pimco Corporate & Income Opportunity Fund | ^ | 37,024 | ||||||||||
Pimco Corporate & Income Strategy Fund | 1,000 | Pimco Corporate & Income Strategy Fund | ^ | 17,110 | ||||||||||
Pimco Dynamic Income Fund | 2,285 | Pimco Dynamic Income Fund | ^ | 59,204 | ||||||||||
Pimco High Income Fund | 11,605 | Pimco High Income Fund | ^ | 71,372 | ||||||||||
Prosh Ultrapro Short S&P 500 | 80 | Prosh Ultrapro Short S&P 500 | ^ | 996 | ||||||||||
Proshares Bitcoin Strategy E | 538 | Proshares Bitcoin Strategy E | ^ | 15,548 | ||||||||||
Proshares Online Retail ETF | 11 | Proshares Online Retail ETF | ^ | 624 | ||||||||||
Proshares Short QQQ | 4,000 | Proshares Short QQQ | ^ | 43,320 | ||||||||||
ProShares Short Russell2000 | 4,000 | ProShares Short Russell2000 | ^ | 83,480 | ||||||||||
Proshares Short S&P 500 | 4,000 | Proshares Short S&P 500 | ^ | 54,480 | ||||||||||
Proshares Ultpro Shrt Dow30 | 7,429 | Proshares Ultpro Shrt Dow30 | ^ | 193,228 | ||||||||||
Proshares Ultra 20+ year Trend | 2 | Proshares Ultra 20+ year Trend | ^ | 109 | ||||||||||
Proshares Ultra Silver | 50 | Proshares Ultra Silver | ^ | 1,737 | ||||||||||
Proshares Ultra Vix St Future | 300 | Proshares Ultra Vix St Future | ^ | 3,729 | ||||||||||
Proshares Ultrapro QQQ | 501 | Proshares Ultrapro QQQ | ^ | 83,331 | ||||||||||
Proshares Ultrapro Short QQQ (sqqq 01/13/22) | 79 | Proshares Ultrapro Short QQQ (sqqq 01/13/22) | ^ | 469 | ||||||||||
Proshares Ultrashort Bloomberg (kold 01/14/22) | 250 | Proshares Ultrashort Bloomberg (kold 01/14/22) | ^ | 3,028 | ||||||||||
Reaves Utility Income Trust Fund | 200 | Reaves Utility Income Trust Fund | ^ | 7,024 | ||||||||||
Robo Global Robotics and Automation Index | 21 | Robo Global Robotics and Automation Index | ^ | 1,472 | ||||||||||
Roundhill Ball Metaverse ETF (metv 01/31/22) | 330 | Roundhill Ball Metaverse ETF (metv 01/31/22) | ^ | 5,009 | ||||||||||
Schwab 1000 Index ETF | 26 | Schwab 1000 Index ETF | ^ | 1,213 | ||||||||||
Schwab U.S. Large-Cap Growth | 215 | Schwab U.S. Large-Cap Growth | ^ | 35,244 | ||||||||||
Schwab US Broad Market | 1,730 | Schwab US Broad Market | ^ | 195,507 | ||||||||||
Schwab US Dvd Equity ETF | 602 | Schwab US Dvd Equity ETF | ^ | 48,687 |
32
CITY NATIONAL BANK |
PROFIT SHARING PLAN |
EIN: 95-1780067 PN: 001 |
Attachment to 2021 Form 5500 |
Schedule H Part IV, Line 4(i) – Schedule of Assets (Held at End of Year) |
December 31, 2021 |
(c) | ||||||||||||||
(b) | Description of Investment, including | (e) | ||||||||||||
Identity of Issuer, Borrower, | Maturity Date, Rate of Interest, | (d) | Current | |||||||||||
(a) | Lessor or Similar Party | Shares | Collateral, Par or Maturity Value | Cost | Value | |||||||||
Schwab US Large Cap | 36 | Schwab US Large Cap | ^ | 4,140 | ||||||||||
Select Sector Consumer Discretionary Tr | 6 | Select Sector Consumer Discretionary Tr | ^ | 1,227 | ||||||||||
Select Sector Spdr Utilities | 385 | Select Sector Spdr Utilities | ^ | 27,558 | ||||||||||
Small Cap Bull 3X Shares | 82 | Small Cap Bull 3X Shares | ^ | 6,955 | ||||||||||
Sofi Weekly Dividend ETF | 4 | Sofi Weekly Dividend ETF | ^ | 205 | ||||||||||
SPDR Biotech ETF | 3,151 | SPDR Biotech ETF | ^ | 352,768 | ||||||||||
SPDR Dow Jones Emerging Small Cap | 51 | SPDR Dow Jones Emerging Small Cap | ^ | 3,025 | ||||||||||
SPDR Dow Jones Industrial Average ETF Trust | 2,810 | SPDR Dow Jones Industrial Average ETF Trust | ^ | 1,020,801 | ||||||||||
SPDR GOLD TRUST GOLD SHS | 1,321 | SPDR GOLD TRUST GOLD SHS | ^ | 225,838 | ||||||||||
SPDR Oil & Gas Export & Prod | 40 | SPDR Oil & Gas Export & Prod | ^ | 3,854 | ||||||||||
SPDR Portfolio Emerging Markets ETF | 170 | SPDR Portfolio Emerging Markets ETF | ^ | 7,052 | ||||||||||
SPDR Portfolio S&P 1500 Composite Stock Market ETF | 851 | SPDR Portfolio S&P 1500 Composite Stock Market ETF | ^ | 49,767 | ||||||||||
SPDR Portfolio S&P 500 Growth ETF | 361 | SPDR Portfolio S&P 500 Growth ETF | ^ | 26,162 | ||||||||||
SPDR Portfolio S&P 500 High Dividend ETF | 1,345 | SPDR Portfolio S&P 500 High Dividend ETF | ^ | 56,574 | ||||||||||
SPDR Portfolio Short Term Treasury ETF | 502 | SPDR Portfolio Short Term Treasury ETF | ^ | 15,276 | ||||||||||
SPDR S&P 400 Mid Cap Value E | 263 | SPDR S&P 400 Mid Cap Value E | ^ | 18,713 | ||||||||||
SPDR S&P 500 ETF Trust | 5,744 | SPDR S&P 500 ETF Trust | ^ | 2,728,284 | ||||||||||
SPDR S&P 600 S/C Value Fund | 146 | SPDR S&P 600 S/C Value Fund | ^ | 12,389 | ||||||||||
SPDR S&P Aerospace & Def Etf | 66 | SPDR S&P Aerospace & Def Etf | ^ | 7,716 | ||||||||||
SPDR S&P Dividend | 2,700 | SPDR S&P Dividend | ^ | 348,624 | ||||||||||
SPDR S&P Health Care Equipment | 21 | SPDR S&P Health Care Equipment | ^ | 2,463 | ||||||||||
Spdr S&P Kensho Intelligent | 28 | Spdr S&P Kensho Intelligent | ^ | 1,276 | ||||||||||
SPDR S&P Midcap 400 EFT Trust | 250 | SPDR S&P Midcap 400 EFT Trust | ^ | 129,420 | ||||||||||
Sprott Physical Gold Trust | 1,683 | Sprott Physical Gold Trust | ^ | 24,168 | ||||||||||
Technology Select Sector Spdr | 637 | Technology Select Sector Spdr | ^ | 110,775 | ||||||||||
Tekla Life Sciences Investors | 25 | Tekla Life Sciences Investors | ^ | 481 | ||||||||||
Teucrium Corn Fund | 60 | Teucrium Corn Fund | ^ | 1,292 | ||||||||||
United States Oil Fund LP | 1 | United States Oil Fund LP | ^ | 54 | ||||||||||
US Global Jets ETF | 1,200 | US Global Jets ETF | ^ | 25,308 | ||||||||||
Valkyrie Bitcoin Strategy | 17 | Valkyrie Bitcoin Strategy | ^ | 304 | ||||||||||
Vaneck Oil Services Etf | 1,006 | Vaneck Oil Services Etf | ^ | 185,949 | ||||||||||
Vaneck Rare Earth/Strategic | 275 | Vaneck Rare Earth/Strategic | ^ | 30,817 | ||||||||||
Vaneck Russia Etf | 1 | Vaneck Russia Etf | ^ | 27 | ||||||||||
Vaneck Semiconductor Etf | 30 | Vaneck Semiconductor Etf | ^ | 9,350 | ||||||||||
Vaneck Vietnam Etf | 150 | Vaneck Vietnam Etf | ^ | 3,186 | ||||||||||
Vanguard Communication Service ETF | 5 | Vanguard Communication Service ETF | ^ | 684 | ||||||||||
Vanguard Consumer Staples ETF | 100 | Vanguard Consumer Staples ETF | ^ | 19,988 | ||||||||||
Vanguard Dividend Apprec ETF | 58 | Vanguard Dividend Apprec ETF | ^ | 9,945 | ||||||||||
Vanguard Energy ETF | 17 | Vanguard Energy ETF | ^ | 1,311 | ||||||||||
Vanguard Financials ETF | 14 | Vanguard Financials ETF | ^ | 1,388 | ||||||||||
Vanguard FTSE All WO X US SC | 19 | Vanguard FTSE All WO X US SC | ^ | 2,545 | ||||||||||
Vanguard FTSE Developed Markets ETF | 2,020 | Vanguard FTSE Developed Markets ETF | ^ | 103,130 | ||||||||||
Vanguard FTSE Emerging Market | 5,511 | Vanguard FTSE Emerging Market | ^ | 272,574 | ||||||||||
Vanguard FTSE European ETF | 800 | Vanguard FTSE European ETF | ^ | 54,592 | ||||||||||
Vanguard Glbl Ex-Us Real Est | 719 | Vanguard Glbl Ex-Us Real Est | ^ | 38,801 | ||||||||||
Vanguard Growth ETF | 137 | Vanguard Growth ETF | ^ | 43,998 | ||||||||||
Vanguard Health Care ETF | 100 | Vanguard Health Care ETF | ^ | 26,642 | ||||||||||
Vanguard High Dividend Yield | 50 | Vanguard High Dividend Yield | ^ | 5,606 | ||||||||||
Vanguard Info Tech ETF | 259 | Vanguard Info Tech ETF | ^ | 118,781 | ||||||||||
Vanguard Large Cap ETF | 257 | Vanguard Large Cap ETF | ^ | 56,834 | ||||||||||
Vanguard Mega Cap Growth ETF | 91 | Vanguard Mega Cap Growth ETF | ^ | 23,621 | ||||||||||
Vanguard Mid - Cap Growth Index | 3 | Vanguard Mid - Cap Growth Index | ^ | 768 | ||||||||||
Vanguard Mid-Cap Value Index | 243 | Vanguard Mid-Cap Value Index | ^ | 36,530 | ||||||||||
Vanguard Real Estate ETF | 1,877 | Vanguard Real Estate ETF | ^ | 217,789 | ||||||||||
Vanguard Russell 1000 Value | 391 | Vanguard Russell 1000 Value | ^ | 28,858 | ||||||||||
Vanguard S&P 500 ETF | 3,674 | Vanguard S&P 500 ETF | ^ | 1,603,867 | ||||||||||
Vanguard S&P 500 Value ETF | 73 | Vanguard S&P 500 Value ETF | ^ | 11,047 | ||||||||||
Vanguard S/T Corp Bond Etf | 482 | Vanguard S/T Corp Bond Etf | ^ | 39,167 | ||||||||||
Vanguard Short Term Bond ETF | 1,210 | Vanguard Short Term Bond ETF | ^ | 97,804 | ||||||||||
Vanguard Small- Cap ETF | 308 | Vanguard Small- Cap ETF | ^ | 69,611 | ||||||||||
Vanguard Small -Cap Gr ETF | 20 | Vanguard Small -Cap Gr ETF | ^ | 5,656 | ||||||||||
Vanguard Small Cap Value ETF | 56 | Vanguard Small Cap Value ETF | ^ | 10,033 |
33
CITY NATIONAL BANK |
PROFIT SHARING PLAN |
EIN: 95-1780067 PN: 001 |
Attachment to 2021 Form 5500 |
Schedule H Part IV, Line 4(i) – Schedule of Assets (Held at End of Year) |
December 31, 2021 |
(c) | ||||||||||||||
Description of Investment, including | (e) | |||||||||||||
Identity of Issuer, Borrower, | Maturity Date, Rate of Interest, | (d) | Current | |||||||||||
(a) | Lessor or Similar Party | Shares | Collateral, Par or Maturity Value | Cost | Value | |||||||||
Vanguard Tot World Stk Index | 3,627 | Vanguard Tot World Stk Index | ^ | 389,649 | ||||||||||
Vanguard Total Intl Stock Et | 98 | Vanguard Total Intl Stock Et | ^ | 6,219 | ||||||||||
Vanguard Total Stock Market ETF | 1,273 | Vanguard Total Stock Market ETF | ^ | 307,365 | ||||||||||
Vanguard Utilities ETF | 1,000 | Vanguard Utilities ETF | ^ | 156,400 | ||||||||||
Victoryshares US Small Cap H | 4 | Victoryshares US Small Cap H | ^ | 246 | ||||||||||
Virtus Global Multi-Sector | 3,000 | Virtus Global Multi-Sector | ^ | 33,480 | ||||||||||
Virtus Infracap Us Pfd ETF | 1,000 | Virtus Infracap Us Pfd ETF | ^ | 25,120 | ||||||||||
Virtus Total Return Fund Inc | 10,316 | Virtus Total Return Fund Inc | ^ | 97,899 | ||||||||||
Western Asset Emerging Markets Debt | 3,000 | Western Asset Emerging Markets Debt | ^ | 38,400 | ||||||||||
WisdomTree Emerg Mkt Ex-St Ow | 184 | WisdomTree Emerg Mkt Ex-St Ow | ^ | 6,763 | ||||||||||
WisdomTree Global ex-US Real Estate Fund | 5 | WisdomTree Global ex-US Real Estate Fund | ^ | 132 | ||||||||||
WisdomTree JAP s/c DVD Fund | 1,054 | WisdomTree JAP s/c DVD Fund | ^ | 75,192 | ||||||||||
WisdomTree US LargeCap Dividend | 100 | WisdomTree US LargeCap Dividend | ^ | 6,604 | ||||||||||
AB Discovery Value Z | 2,001,602 | AB Discovery Value Z | ^ | 49,899,929 | ||||||||||
Abbey Cap Futures Strat-A | 328 | Abbey Cap Futures Strat-A | ^ | 3,753 | ||||||||||
Akre Focus Retail | 3,076 | Akre Focus Retail | ^ | 197,229 | ||||||||||
Amcent Small Cap Val Inv | 8,816 | Amcent Small Cap Val Inv | ^ | 96,707 | ||||||||||
American Century Focused Large Cap Value Inv | 2,896 | American Century Focused Large Cap Value Inv | ^ | 31,105 | ||||||||||
American Funds Europacific Growth R6 | 1,047,051 | American Funds Europacific Growth R6 | ^ | 67,775,604 | ||||||||||
American Funds New Perspective F1 | 339 | American Funds New Perspective F1 | ^ | 22,365 | ||||||||||
American Funds New World R6 | 598,881 | American Funds New World R6 | ^ | 51,485,793 | ||||||||||
Applied Finance Explorer-Inv | 1,157 | Applied Finance Explorer-Inv | ^ | 22,898 | ||||||||||
Arrow Managed Futures Strategy A | 5,464 | Arrow Managed Futures Strategy A | ^ | 32,945 | ||||||||||
AXS Chesapeake Strategy Fund I | 5,955 | AXS Chesapeake Strategy Fund I | ^ | 61,279 | ||||||||||
Baron Emerging Markets Institutional | 52,654 | Baron Emerging Markets Institutional | ^ | 925,651 | ||||||||||
Baron Real Estate Fund Retail Class | 143 | Baron Real Estate Fund Retail Class | ^ | 5,767 | ||||||||||
Baron Small Cap | 577 | Baron Small Cap | ^ | 21,849 | ||||||||||
Bitwise 10 Crypto Index Fund | 21 | Bitwise 10 Crypto Index Fund | ^ | 801 | ||||||||||
Brookfield Global Listed Real Estate I | 23,567 | Brookfield Global Listed Real Estate I | ^ | 331,820 | ||||||||||
Brown Capital Mgmt Small Co Inv | 649 | Brown Capital Mgmt Small Co Inv | ^ | 75,564 | ||||||||||
Carillon Scout Mid Cap I | 880 | Carillon Scout Mid Cap I | ^ | 21,492 | ||||||||||
* | City National Rochdale Corp Bond Svc | 44,920 | City National Rochdale Corp Bond Svc | ^ | 467,619 | |||||||||
* | City National Rochdale Equity Income Fund | 9,994 | City National Rochdale Equity Income Fund | ^ | 413,661 | |||||||||
* | City National Rochdale Fxd Inc Opps N | 164,501 | City National Rochdale Fxd Inc Opps N | ^ | 3,729,239 | |||||||||
* | City National Rochdale Govt Bond Svc | 18,931 | City National Rochdale Govt Bond Svc | ^ | 200,286 | |||||||||
* | City National Rochdale Sel Str-1 | 18,877 | City National Rochdale Sel Str-1 | ^ | 231,807 | |||||||||
* | City Naional Rochdale Strat Crdt | 6,452 | City Naional Rochdale Strat Crdt | ^ | 63,161 | |||||||||
* | City Natl Rochdale Fds Inter Fxd Inc N | 2,578 | City Natl Rochdale Fds Inter Fxd Inc N | ^ | 67,422 | |||||||||
Delaware Ivy Mid Cap Inc Opport A | 3,034 | Delaware Ivy Mid Cap Inc Opport A | ^ | 61,069 | ||||||||||
Driehaus Emerging Mark S/C | 2,789 | Driehaus Emerging Mark S/C | ^ | 61,674 | ||||||||||
Eaton Vance Global Macro Abs Return Adv A | 4,904 | Eaton Vance Global Macro Abs Return Adv A | ^ | 49,533 | ||||||||||
Federated Hermes Instl High Yield Bond IS | 4,188,939 | Federated Hermes Instl High Yield Bond IS | ^ | 41,596,161 | ||||||||||
Fidelity Sel Fincl Svcs | 559 | Fidelity Sel Fincl Svcs | ^ | 7,262 | ||||||||||
Fidelity Sel Transportation | 69 | Fidelity Sel Transportation | ^ | 7,474 | ||||||||||
Fidelity Stock Selector Small Cap Fund | 254 | Fidelity Stock Selector Small Cap Fund | ^ | 8,717 | ||||||||||
Fidelity® Capital & Income | 441 | Fidelity® Capital & Income | ^ | 4,939 | ||||||||||
Fidelity® Contrafund® | 7,594 | Fidelity® Contrafund® | ^ | 142,462 | ||||||||||
Fidelity® OTC | 4,379 | Fidelity® OTC | ^ | 85,831 | ||||||||||
Fidelity® Select Banking | 239 | Fidelity® Select Banking | ^ | 7,110 | ||||||||||
Fidelity® Select Construction & Hsg Port | 82 | Fidelity® Select Construction & Hsg Port | ^ | 8,839 | ||||||||||
Fidelity® Select Leisure | 448 | Fidelity® Select Leisure | ^ | 7,824 | ||||||||||
Fidelity® Select Medical Tech and Devcs | 445 | Fidelity® Select Medical Tech and Devcs | ^ | 36,989 | ||||||||||
Fidelity® Select Retailing | 351 | Fidelity® Select Retailing | ^ | 8,105 | ||||||||||
Fidelity® Select Software & IT Svcs Port | 1,000 | Fidelity® Select Software & IT Svcs Port | ^ | 29,990 | ||||||||||
Fidelity® Select Technology | 2,470 | Fidelity® Select Technology | ^ | 71,911 | ||||||||||
Fidelity® Trend | 691 | Fidelity® Trend | ^ | 118,837 | ||||||||||
Franklin Small-Mid Cap Growth A | 748 | Franklin Small-Mid Cap Growth A | ^ | 33,244 | ||||||||||
Grandeur Peak Gl Stalwa-Inst | 2,637 | Grandeur Peak Gl Stalwa-Inst | ^ | 62,505 | ||||||||||
Grayscale Digital Large Cap | 110 | Grayscale Digital Large Cap | ^ | 2,668 | ||||||||||
Harbor Capital Appreciation Inv | 300 | Harbor Capital Appreciation Inv | ^ | 28,044 | ||||||||||
Harbor International Investor | 111 | Harbor International Investor | ^ | 5,202 | ||||||||||
Hartford Dividend & Growth I | 1,118 | Hartford Dividend & Growth I | ^ | 37,831 |
34
CITY NATIONAL BANK |
PROFIT SHARING PLAN |
EIN: 95-1780067 PN: 001 |
Attachment to 2021 Form 5500 |
Schedule H Part IV, Line 4(i) – Schedule of Assets (Held at End of Year) |
December 31, 2021 |
(c) | ||||||||||||||
(b) | Description of Investment, including | (e) | ||||||||||||
Identity of Issuer, Borrower, | Maturity Date, Rate of Interest, | (d) | Current | |||||||||||
(a) | Lessor or Similar Party | Shares | Collateral, Par or Maturity Value | Cost | Value | |||||||||
HCM Dividend Sector Plus-Iv | 1,126 | HCM Dividend Sector Plus-Iv | ^ | 23,886 | ||||||||||
Kopernik International A | 2,398 | Kopernik International A | ^ | 38,705 | ||||||||||
Lazard International Strategic Eq Open | 228 | Lazard International Strategic Eq Open | ^ | 3,769 | ||||||||||
Longleaf Partners | 520 | Longleaf Partners | ^ | 12,908 | ||||||||||
Matthews Asia Innovators Fund | 803 | Matthews Asia Innovators Fund | ^ | 15,154 | ||||||||||
Matthews Pacific Tiger Instl | 603 | Matthews Pacific Tiger Instl | ^ | 16,594 | ||||||||||
MFS® Intl Diversification I | 1,438 | MFS® Intl Diversification I | ^ | 36,014 | ||||||||||
Mirae Emg Mkt Great Consum-I | 7,175 | Mirae Emg Mkt Great Consum-I | ^ | 118,312 | ||||||||||
Morgan Stanley Insight Fund A | 171 | Morgan Stanley Insight Fund A | ^ | 11,264 | ||||||||||
Morgan Stanley Inst Growth A | 289 | Morgan Stanley Inst Growth A | ^ | 19,641 | ||||||||||
Morgan Stanley Inst Intl Advtg I | 831 | Morgan Stanley Inst Intl Advtg I | ^ | 25,167 | ||||||||||
Morgan Stanley MSIFT Discovery Portfolio A | 966 | Morgan Stanley MSIFT Discovery Portfolio A | ^ | 18,593 | ||||||||||
Oberweis International Opportunities | 135 | Oberweis International Opportunities | ^ | 3,590 | ||||||||||
Paradigm Select Fund | 311 | Paradigm Select Fund | ^ | 23,077 | ||||||||||
Parnassus Core Equity Investor | 366 | Parnassus Core Equity Investor | ^ | 23,222 | ||||||||||
PGIM Total Return Bond Z | 1,666 | PGIM Total Return Bond Z | ^ | 24,102 | ||||||||||
PIMCO CommoditiesPLUS® Strategy A | 816 | PIMCO CommoditiesPLUS® Strategy A | ^ | 6,194 | ||||||||||
PIMCO Income Instl | 1,333 | PIMCO Income Instl | ^ | 15,915 | ||||||||||
Rydex Monthly Rebalance Nasdaq 100 2x Strategy H | 55 | Rydex Monthly Rebalance Nasdaq 100 2x Strategy H | ^ | 29,515 | ||||||||||
Schwab US Mid-Cap Index | 246 | Schwab US Mid-Cap Index | ^ | 15,473 | ||||||||||
Seafarer Overseas Gr&Inc-Inv | 352 | Seafarer Overseas Gr&Inc-Inv | ^ | 4,627 | ||||||||||
Seven Canyons Strategic Income Investor | 2,371 | Seven Canyons Strategic Income Investor | ^ | 35,287 | ||||||||||
Sunbridge Emerging Markets Fund Inv | 960 | Sunbridge Emerging Markets Fund Inv | ^ | 28,102 | ||||||||||
T. Rowe Price Blue Chip Growth | 226 | T. Rowe Price Blue Chip Growth | ^ | 40,133 | ||||||||||
T. Rowe Price Capital Appreciation | 8,220 | T. Rowe Price Capital Appreciation | ^ | 303,814 | ||||||||||
T. Rowe Price Communications & Technology | 63 | T. Rowe Price Communications & Technology | ^ | 11,447 | ||||||||||
T. Rowe Price Growth Stock | 202 | T. Rowe Price Growth Stock | ^ | 21,435 | ||||||||||
T. Rowe Price Health Sciences | 2,305 | T. Rowe Price Health Sciences | ^ | 239,864 | ||||||||||
T. Rowe Price Instl Large Cap Value | 2,577,298 | T. Rowe Price Instl Large Cap Value | ^ | 71,571,559 | ||||||||||
T. Rowe Price Latin America | 44 | T. Rowe Price Latin America | ^ | 786 | ||||||||||
T. Rowe Price Retirement 2035 | 964 | T. Rowe Price Retirement 2035 | ^ | 22,008 | ||||||||||
T. Rowe Price Science & Tech | 366 | T. Rowe Price Science & Tech | ^ | 15,890 | ||||||||||
Touchstone Mid Cap Value A | 44,624 | Touchstone Mid Cap Value A | ^ | 1,069,626 | ||||||||||
Touchstone Mid Cap Value Y | 14,287 | Touchstone Mid Cap Value Y | ^ | 344,450 | ||||||||||
Touchstone Sands Em Gr-Y | 6,032 | Touchstone Sands Em Gr-Y | ^ | 116,062 | ||||||||||
Touchstone Small Cap Value A | 15,695 | Touchstone Small Cap Value A | ^ | 544,469 | ||||||||||
Touchstone Small Cap Y | 299 | Touchstone Small Cap Y | ^ | 4,097 | ||||||||||
Tweedy Browne International Value Fund | 913 | Tweedy Browne International Value Fund | ^ | 26,552 | ||||||||||
Value Line Mid Cap Focus | 1,983 | Value Line Mid Cap Focus | ^ | 61,942 | ||||||||||
Vanguard Dividend Growth Inv | 3,290 | Vanguard Dividend Growth Inv | ^ | 129,226 | ||||||||||
Vanguard Extended Market Index Instl | 606,239 | Vanguard Extended Market Index Instl | ^ | 84,079,265 | ||||||||||
Vanguard FTSE All-Wld ex-US Idx Admiral | 839 | Vanguard FTSE All-Wld ex-US Idx Admiral | ^ | 31,993 | ||||||||||
Vanguard Institutional Index Instl Pl | 546,488 | Vanguard Institutional Index Instl Pl | ^ | 221,764,983 | ||||||||||
Vanguard LifeStrategy Growth Inv | 1,813 | Vanguard LifeStrategy Growth Inv | ^ | 80,554 | ||||||||||
Vanguard Short-Term Investment-Grade Adm | 18,633 | Vanguard Short-Term Investment-Grade Adm | ^ | 200,682 | ||||||||||
Vanguard Total Bond Market Index I | 5,053,628 | Vanguard Total Bond Market Index I | ^ | 56,550,095 | ||||||||||
Vanguard Total Intl Stock Index I | 327,661 | Vanguard Total Intl Stock Index I | ^ | 44,814,177 | ||||||||||
Vanguard Total Stock Mkt Idx Adm | 504 | Vanguard Total Stock Mkt Idx Adm | ^ | 59,221 | ||||||||||
Vanguard Wellesley® Income Inv | 19,689 | Vanguard Wellesley® Income Inv | ^ | 569,991 | ||||||||||
Voya GNMA Income Fund Class I | 2,089 | Voya GNMA Income Fund Class I | ^ | 17,529 | ||||||||||
Wasatch Micro Cap | 1,688 | Wasatch Micro Cap | ^ | 15,866 | ||||||||||
Western Asset Macro Opportunities A | 206 | Western Asset Macro Opportunities A | ^ | 2,368 | ||||||||||
TOTAL MUTUAL FUNDS | 719,735,291 | |||||||||||||
PARTNERSHIPS | ||||||||||||||
Brookfield Infrastructure PA | 412 | Brookfield Infrastructure PA | ^ | 25,054 | ||||||||||
AllianceBernstein Holding LP | 356 | AllianceBernstein Holding LP | ^ | 17,408 | ||||||||||
Calumet Specialty Products LP | 3 | Calumet Specialty Products LP | ^ | 40 | ||||||||||
Carlyle Group Inc/The | 121 | Carlyle Group Inc/The | ^ | 6,616 | ||||||||||
Cheniere Energy Partners LP | 25 | Cheniere Energy Partners LP | ^ | 1,056 | ||||||||||
Energy Transfer LP | 2,520 | Energy Transfer LP | ^ | 20,740 | ||||||||||
Enterprise Products Pptns LP | 12 | Enterprise Products Pptns LP | ^ | 263 |
35
CITY NATIONAL BANK |
PROFIT SHARING PLAN |
EIN: 95-1780067 PN: 001 |
Attachment to 2021 Form 5500 |
Schedule H Part IV, Line 4(i) – Schedule of Assets (Held at End of Year) |
December 31, 2021 |
(c) | ||||||||||||||
(b) | Description of Investment, including | (e) | ||||||||||||
Identity of Issuer, Borrower, | Maturity Date, Rate of Interest, | (d) | Current | |||||||||||
(a) | Lessor or Similar Party | Shares | Collateral, Par or Maturity Value | Cost | Value | |||||||||
Gaslog Partners LP | 366 | Gaslog Partners LP | ^ | 1,558 | ||||||||||
KKR & Co Inc Cl A | 199 | KKR & Co Inc Cl A | ^ | 14,791 | ||||||||||
Nextera Energy Partners LP | 157 | Nextera Energy Partners LP | ^ | 13,251 | ||||||||||
Sunoco LP | 1 | Sunoco LP | ^ | 41 | ||||||||||
USA Compression Partners LP | 2 | USA Compression Partners LP | ^ | 35 | ||||||||||
TOTAL PARTNERSHIPS | 100,853 | |||||||||||||
OTHER | ||||||||||||||
Activision Blizzard Inc @70 6/17/22 | 40 | Activision Blizzard Inc @70 6/17/22 | ^ | 19,600 | ||||||||||
Advanced Micro Devices @130 6/17/22 | 8 | Advanced Micro Devices @130 6/17/22 | ^ | 21,432 | ||||||||||
Advanced Micro Devices @80 1/21/22 | 5 | Advanced Micro Devices @80 1/21/22 | ^ | 32,006 | ||||||||||
AMC Entertainment Hlds-Cl A @38 12/31/21 | (10 | ) | AMC Entertainment Hlds-Cl A @38 12/31/21 | ^ | 0 | |||||||||
American Airlines Group Inc @24 12/31/21 | (31 | ) | American Airlines Group Inc @24 12/31/21 | ^ | 0 | |||||||||
American Airlines Group Inc @30 1/21/22 | 10 | American Airlines Group Inc @30 1/21/22 | ^ | 0 | ||||||||||
Amplify Transformational Data Sharing ETF @52 1/21/22 | (2 | ) | Amplify Transformational Data Sharing ETF @52 1/21/22 | ^ | -20 | |||||||||
Apple Inc @200 3/18/22 | (1 | ) | Apple Inc @200 3/18/22 | ^ | -220 | |||||||||
Apple Inc @210 1/21/22 | (1 | ) | Apple Inc @210 1/21/22 | ^ | -10 | |||||||||
Arena Pharmaceuticals @95 1/21/22 | 1 | Arena Pharmaceuticals @95 1/21/22 | ^ | 38 | ||||||||||
Ark Innovation ETF @114.22 1/21/22 | 3 | Ark Innovation ETF @114.22 1/21/22 | ^ | 56 | ||||||||||
Asensus Surgical Inc @7 1/21/22 | 40 | Asensus Surgical Inc @7 1/21/22 | ^ | 0 | ||||||||||
Axsome Therapeutics Inc @75 1/21/22 | (4 | ) | Axsome Therapeutics Inc @75 1/21/22 | ^ | -173 | |||||||||
Bank Of America Corp @44.5 1/07/22 | 3 | Bank Of America Corp @44.5 1/07/22 | ^ | 164 | ||||||||||
Beyond Meat Inc @76 12/31/21 | (12 | ) | Beyond Meat Inc @76 12/31/21 | ^ | 0 | |||||||||
Boeing Company @250 6/17/22 | 1 | Boeing Company @250 6/17/22 | ^ | 563 | ||||||||||
Carnival Corp. @23 1/21/22 | (2 | ) | Carnival Corp. @23 1/21/22 | ^ | -41 | |||||||||
Carnival Corp. @30 1/20/23 | 20 | Carnival Corp. @30 1/20/23 | ^ | 3,190 | ||||||||||
Costco Wholesale Corp-New @350 1/21/22 | 1 | Costco Wholesale Corp-New @350 1/21/22 | ^ | 21,782 | ||||||||||
Designer Brands Inc @7.5 1/21/22 | 20 | Designer Brands Inc @7.5 1/21/22 | ^ | 13,466 | ||||||||||
Docusign Inc @157.5 12/31/21 | 1 | Docusign Inc @157.5 12/31/21 | ^ | 0 | ||||||||||
Dynavax Technologies Corp @20 /21/22 | 1 | Dynavax Technologies Corp @20 /21/22 | ^ | 13 | ||||||||||
Endo International PLC @4.5 12/31/21 | 4 | Endo International PLC @4.5 12/31/21 | ^ | 0 | ||||||||||
Energy Transfer LP @8 7/15/22 | 2 | Energy Transfer LP @8 7/15/22 | ^ | 188 | ||||||||||
Equinox Gold Corp @10 1/21/22 | (4 | ) | Equinox Gold Corp @10 1/21/22 | ^ | 0 | |||||||||
Equinox Gold Corp @10 4/14/22 | (2 | ) | Equinox Gold Corp @10 4/14/22 | ^ | -25 | |||||||||
Equinox Gold Corp @12.5 4/14/22 | (1 | ) | Equinox Gold Corp @12.5 4/14/22 | ^ | -8 | |||||||||
Equinox Gold Corp @5 1/20/23 | 1 | Equinox Gold Corp @5 1/20/23 | ^ | 232 | ||||||||||
Ford Motor Co New @18 6/17/22 | (7 | ) | Ford Motor Co New @18 6/17/22 | ^ | -2,819 | |||||||||
Ford Motor Co New @21 12/31/21 | 2 | Ford Motor Co New @21 12/31/21 | ^ | 0 | ||||||||||
Gold Royalty Corp @7.5 4/14/22 | (1 | ) | Gold Royalty Corp @7.5 4/14/22 | ^ | -18 | |||||||||
Hertz Global Holdings Inc @25 1/21/22 | 2 | Hertz Global Holdings Inc @25 1/21/22 | ^ | 325 | ||||||||||
Himax Technlgs Inc @11 1/21/22 | (5 | ) | Himax Technlgs Inc @11 1/21/22 | ^ | -2,548 | |||||||||
Hyliion Holdings Corp @20 1/21/22 | 20 | Hyliion Holdings Corp @20 1/21/22 | ^ | 0 | ||||||||||
Invesco Currencyshares Euro @107 1/20/23 | 6 | Invesco Currencyshares Euro @107 1/20/23 | ^ | 1,200 | ||||||||||
Johnson & Johnson @170 1/07/22 | 1 | Johnson & Johnson @170 1/07/22 | ^ | 200 | ||||||||||
Las Vegas Sands Corp @44 6/17/22 | 40 | Las Vegas Sands Corp @44 6/17/22 | ^ | 10,440 | ||||||||||
Lumber Liquidators Holdings @17.5 12/31/21 | (3 | ) | Lumber Liquidators Holdings @17.5 12/31/21 | ^ | 0 | |||||||||
Nano Dimension Ltd ADR @7.5 1/20/23 | 50 | Nano Dimension Ltd ADR @7.5 1/20/23 | ^ | 2,901 | ||||||||||
Nikola Corp @12.5 12/31/21 | (1 | ) | Nikola Corp @12.5 12/31/21 | ^ | 0 | |||||||||
Nikola Corp @13 12/31/21 | (1 | ) | Nikola Corp @13 12/31/21 | ^ | 0 | |||||||||
Nikola Corp @19 1/21/22 | (1 | ) | Nikola Corp @19 1/21/22 | ^ | -3 | |||||||||
NIO Inc Spon ADS @65 2/18/22 | (12 | ) | NIO Inc Spon ADS @65 2/18/22 | ^ | -138 | |||||||||
Ortho Clinical Diagnostics H @22.5 1/21/22 | 3 | Ortho Clinical Diagnostics H @22.5 1/21/22 | ^ | 113 | ||||||||||
Pacwest Bancorp @50 1/21/22 | (3 | ) | Pacwest Bancorp @50 1/21/22 | ^ | -83 | |||||||||
Pfizer Incorporated @55 2/18/22 | 1 | Pfizer Incorporated @55 2/18/22 | ^ | 518 | ||||||||||
Plug Power Inc @35 1/21/22 | 7 | Plug Power Inc @35 1/21/22 | ^ | 200 | ||||||||||
Riot Blockchain Inc @50 1/21/22 | (100 | ) | Riot Blockchain Inc @50 1/21/22 | ^ | -542 | |||||||||
Roblox Corp -Class A @124 12/31/21 | (10 | ) | Roblox Corp -Class A @124 12/31/21 | ^ | 0 | |||||||||
Seachange Intl. Inc. @3 1/21/22 | 2 | Seachange Intl. Inc. @3 1/21/22 | ^ | 15 | ||||||||||
Silvercrest Metals Inc @10 1/21/22 | (1 | ) | Silvercrest Metals Inc @10 1/21/22 | ^ | -8 | |||||||||
SPDR Dow Jones Industrial Average ETF Trust @350 1/07/22 | (27 | ) | SPDR Dow Jones Industrial Average ETF Trust @350 1/07/22 | ^ | -36,809 | |||||||||
SPDR S&P 500 ETF Trust @460 1/03/22 | (17 | ) | SPDR S&P 500 ETF Trust @460 1/03/22 | ^ | -25,453 | |||||||||
Starwood Financial Trust @7 12/31/21 | 3 | Starwood Financial Trust @7 12/31/21 | ^ | 0 |
36
CITY NATIONAL BANK |
PROFIT SHARING PLAN |
EIN: 95-1780067 PN: 001 |
Attachment to 2021 Form 5500 |
Schedule H Part IV, Line 4(i) – Schedule of Assets (Held at End of Year) |
December 31, 2021 |
(c) | ||||||||||||||
(b) | Description of Investment, including | (e) | ||||||||||||
Identity of Issuer, Borrower, | Maturity Date, Rate of Interest, | (d) | Current | |||||||||||
(a) | Lessor or Similar Party | Shares | Collateral, Par or Maturity Value | Cost | Value | |||||||||
Tanger Factory Outlet Centrs @20 1/21/22 | 50 | Tanger Factory Outlet Centrs @20 1/21/22 | ^ | 2,000 | ||||||||||
Tattooed Chef Inc @20 1/21/22 | (2 | ) | Tattooed Chef Inc @20 1/21/22 | ^ | -24 | |||||||||
Tencent Music Entmt Group ADS @17 1/21/22 | 1 | Tencent Music Entmt Group ADS @17 1/21/22 | ^ | 1 | ||||||||||
Tesla Inc @1300 1/28/22 | (1 | ) | Tesla Inc @1300 1/28/22 | ^ | -1,255 | |||||||||
Teva Pharmaceutical @12 1/21/22 | 100 | Teva Pharmaceutical @12 1/21/22 | ^ | 229 | ||||||||||
The Geo Group Inc @10 1/20/23 | 50 | The Geo Group Inc @10 1/20/23 | ^ | 6,125 | ||||||||||
Tilray Inc-Class 2 Common @25 1/21/22 | 2 | Tilray Inc-Class 2 Common @25 1/21/22 | ^ | 1 | ||||||||||
Uber Technologies Inc @50 1/21/22 | (2 | ) | Uber Technologies Inc @50 1/21/22 | ^ | -33 | |||||||||
United Airlines Holdings Inc @65 1/21/22 | (22 | ) | United Airlines Holdings Inc @65 1/21/22 | ^ | -53 | |||||||||
United States Steel Corp @27 1/21/22 | 30 | United States Steel Corp @27 1/21/22 | ^ | 510 | ||||||||||
VanEck Vectors Oil Services ETF @245 1/20/23 | 7 | VanEck Vectors Oil Services ETF @245 1/20/23 | ^ | 8,035 | ||||||||||
Vidler Water Resources @15 1/21/22 | 6 | Vidler Water Resources @15 1/21/22 | ^ | 90 | ||||||||||
Vinco Ventures Inc @22 1/21/22 | 3 | Vinco Ventures Inc @22 1/21/22 | ^ | 5 | ||||||||||
Royal Caribbean Cruises Ltd Is @76 1/21/22 | 1 | Royal Caribbean Cruises Ltd Is @76 1/21/22 | ^ | 289 | ||||||||||
Ryanair Hldgs PLC ADS @100 1/21/22 | 1 | Ryanair Hldgs PLC ADS @100 1/21/22 | ^ | 218 | ||||||||||
S&P Reit Composite Index @4685 1/03/22 | 1 | S&P Reit Composite Index @4685 1/03/22 | ^ | 80 | ||||||||||
Tesla Inc @900 12/31/21 | 1 | Tesla Inc @900 12/31/21 | ^ | 0 | ||||||||||
Tesla Inc @915 12/31/21 | 1 | Tesla Inc @915 12/31/21 | ^ | 0 | ||||||||||
United Airlines Holdings Inc @43 1/07/22 | 1 | United Airlines Holdings Inc @43 1/07/22 | ^ | 69 | ||||||||||
TOTAL OTHER ASSETS | 76,011 | |||||||||||||
PARTICIPANT LOANS | ||||||||||||||
* | CNB PARTICIPANT LOANS | 1,030 Participant loans, bearing interest at 4.25% to 9.25% and maturities through September 2036 | 14,575,609 | |||||||||||
TOTAL PARTICIPANT LOANS | 14,575,609 | |||||||||||||
TOTAL ASSETS | 1,523,376,658 | |||||||||||||
* | Denotes Party-In-Interest asset | |||||||||||||
^ | Information is not required as invesments are participant directed |
37
Index to Exhibits
Exhibit No. | Exhibit | |
23.1 | Consent of Moss Adams LLP |
38
SIGNATURES
The Plan. Pursuant to the requirements of the Securities Exchange Act of 1934, the trustees (or other persons who administer the employee benefit plan) have duly caused this annual report to be signed on its behalf by the undersigned hereunto duly authorized.
City National Bank Profit Sharing Plan | ||
By: City National Bank | ||
Date: June 28, 2022 | By: | /s/ Michael Nunnelee |
Senior Vice President |
39