SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
Pursuant to Section 13 or 15(d) of
The Securities Exchange Act of 1934
May 19, 2021
Date of Report (date of earliest event reported)
(Exact name of Registrant as specified in its charter)
|State of Delaware||0-26946||94-3125814|
(State or other jurisdiction
of incorporation or organization)
3560 Bassett Street
Santa Clara, CA 95054
(Address of principal executive offices)
(Registrant’s telephone number, including area code)
(Former name or former address if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Name of each exchange
on which registered
|Common Stock ($0.001 par value)||IVAC||The Nasdaq Stock Market LLC (Nasdaq) Global Select|
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.07. Submission of Matters to a Vote of Security Holders.
The matters voted upon at Intevac’s Annual Meeting held on May 19, 2021 and the results of such voting are set forth below:
Proposal 1: Election of Directors
David S. Dury
Wendell T. Blonigan
Kevin D. Barber
Dorothy D. Hayes
Stephen A. Jamison
Michele F. Klein
Mark P. Popovich
Thomas M. Rohrs
All director nominees were duly elected.
Proposal 2: Proposal to approve an amendment to the
Proposal 2 was approved.
Proposal 3: BPM LLP as independent public accountants
Proposal 3 was approved.
Proposal 4: An Advisory Vote on Executive
Proposal 4 was approved.
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
|Date: May 21, 2021|
/s/ JAMES MONIZ
Executive Vice President, Finance and Administration,
Chief Financial Officer, Secretary and Treasurer