UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number (811-07695)
THE HENNESSY MUTUAL FUNDS, INC.
(Exact name of registrant as specified in charter)
THE COURTYARD SQUARE,
7250 REDWOOD BLVD, SUITE 200
NOVATO, CA 94945
(Address of principal executive offices) (Zip code)
NEIL J. HENNESSY
THE COURTYARD SQUARE,
7250 REDWOOD BLVD, SUITE 200
NOVATO, CA 94945
(Name and address of agent for service)
1-800-966-4354
Registrant's telephone number, including area code
Date of fiscal year end: October 31
Date of reporting period: June 30, 2006
Item 1. Proxy Voting Record.
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Texas Industries | 10/18/2005 | 882491103 | TXI | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Carpenter Technology | 10/24/2005 | 144285103 | CRS | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
2. Appvl of Pricewaterhousecoopers ind a/c firm | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Greenbrier Companies | 1/10/2006 | 393657101 | GBX | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
2. Apprv chge the state of incorp. | |||||
3. Rat the appt of Deloitte & Touche auditors 06 | |||||
4. In their discretion, upon such other business | |||||
as may properly come before the meeting, or | |||||
at any adjornment or potponements thereof. | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
McDermott | 1/18/2006 | 580037109 | MDR | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Appr Bd of Direct various items | Issuer | ||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
The Toro Company | 3/14/2006 | 891092108 | TTC | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Appr Bd of Direct various items | Issuer | ||||
2. Apprve amendment of stk option plan | |||||
3. Rat. Selection of ind reg pub a/c. | |||||
4. Other business |
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Toll Brothers Inc. | 3/14/2006 | 889478103 | TOL | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Appr Bd of Direct various items | Issuer | ||||
2. Apprvl Ernst Young as ind pub a/cing. | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
The Pantry, Inc. | 3/30/2006 | 698657103 | PTRY | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Appr Bd of Direct various items | Issuer | ||||
2. Rat. Appt. of Deloitte & Tourche ind pub a/c | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Quiksilver, Inc. | 3/24/2006 | 74838C106 | ZQK | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
2. Amend co. 200 stk incentives | |||||
3. Appvl co. '06 rest stk plan | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Giant Industries | 4/10/2006 | 374508109 | GI | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
2. Rat appt. of Deloitte & Touche ind. Auditors | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Marathon Oil | 4/26/2006 | 565849106 | MRO | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer/shareholders | ||||
2. Rat. Pricewaterhousecoopers ind auditors '06 | |||||
3. Board prop: amend the certs. Of inc. | |||||
4. Board prop: amend the certs of inc. | |||||
5. Stkhldr prop: elect directos by maj. Vote. | |||||
6. Stkhldr prop: simple maj vote of stkhldrs. | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Sunoco Inc. | 5/4/2006 | 86764P109 | SUN | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
2. Apprvl Executive inc. plan | |||||
3. Rat of appt Ernst & Youngs pub a/cing '06 | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Petro Canada | 4/25/2006 | PCZ | |||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder | ||
1. Directors | Issure | ||||
2. Appt of Deloitte & Touche as auditors | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Allegheny Technology | 5/4/2006 | 01741R102 | ATI | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder | ||
1. Diretors | Issuer | ||||
2. Rat appt. of ind. Auditors | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Frontier Oil | 4/26/2006 | 35914P105 | FTO | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder | ||
1. Diretors | Issuer | ||||
2. Rat copr. Omnibus incentive comp plan | |||||
3. Rat appt of Deloitte & Touche ind CPA | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Papa John's Intnl | 4/19/2006 | 6.99E+08 | PZZA | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder | ||
1. Directors | Issuer | ||||
2. Appvl so stk amendment | |||||
3. Rat selection of ind. Autitors | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Astec Industries | 4/27/2006 | 46224101 | ASTE | ||
46224101 | |||||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder | ||
1. Directors | Issuer | ||||
2. Adoption of the 2006 incentive plan | |||||
3. To vote in accordance with their best judgment uopn such | |||||
other matters as may properly come before the meeting | |||||
or any adjournments thereof. | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Valero Energy | 4/27/2006 | 91913Y100 | VLO | ||
46224101 | |||||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder | ||
1. Directors | Issuer | ||||
2. Rat. Of KPMG auditors 2006 | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
General Cable Corp | 5/18/2006 | 369300108 | BGC | ||
46224101 | |||||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder | ||
1. Directors | Issuer | ||||
2. Rat appt Deloitte & Touche audit | |||||
2006 financial statements. | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Tesoro Coorporation | 5/3/2006 | 881609101 | TSO | ||
46224101 | |||||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder | ||
1. Directors | Issuer | ||||
2. Prop. Adopt the 2006 l/t incentive plan | |||||
3. Prop. To re cert of inc to increase common stock | |||||
4. Rat of appt Deloitte & Touche ind. Aud. | |||||
2006 | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
IPSCO Inc. | 5/4/2006 | 462622101 | IPS | ||
46224101 | |||||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder | ||
1. Directors | Issuer | ||||
2. re appt. Ernst & Young Auditor fixed by | |||||
directors | |||||
3. Apprv sr office annual incetive plan | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
USG Corporation | 5/10/2006 | 903293405 | USG | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder | ||
1. Diretors | Issuer | ||||
2. Apprvl of mamangent incentive plan | |||||
3. Apprvl of longterm incentive plan | |||||
4. Rat of appt of Deloitte & Touche | |||||
ind reg publ a/cs for 2006 | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Foster Wheeler | 5/9/2006 | G36535139 | FWLT | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder | ||
1. Diretors | Issuer | ||||
2. appt Pricewaterhouse coopers as ind | |||||
auditors 2006 | |||||
3. Apprv shldr resol. Set forth on Annex A | |||||
4. Approve the omnibus incentive plan | |||||
5. Approve amendment to bye-law 44(1) | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Ryerson Inc. | 5/9/2006 | 78375P107 | RYI | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder | ||
1. Diretors | Issuer | ||||
2. Rat Pricewaterhouse coopers ind reg | |||||
pub a/co firm for 2006 | |||||
3. Apprv perf measures on incentive stk | |||||
plan to qualify perf comp . | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
The Manitowoc Co. | 5/2/2006 | 563571108 | MTW | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder | ||
1. Diretors | Issuer | ||||
2. Rat appt. of pricewaterhousecoopers | |||||
as reg pub a/c for 2006 | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Aleris International | 5/18/2006 | 144477103 | ARS | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder | ||
1. Diretors | Issuer | ||||
2. Prop to apprv 2004 equity incentive plan | |||||
3. Prop rat Ernst & Young ind reg pub a/c firm '06 | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Trinity Industries | 5/15/2006 | 896522109 | TRN | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder | ||
1. Directors | Issuer | ||||
2. apprv rat. Ernst & Young as ind reg pub a/c | |||||
firm 2006 | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Playtex Products | 5/16/2006 | 72813P100 | PYX | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder | ||
1. Directors | Issuer | ||||
2. Rat KPMG ind reg pub a/c firm 2006 | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
On Semiconductor | 5/17/2006 | 682189105 | ONNN | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder | ||
1. Directors | Issuer | ||||
2. Rat Pricewaterhousecoopers ind reg pub | |||||
a/c firm | |||||
3. Apprl cert. Of inc. | |||||
4. Apprvl 2007 executive incentive plan | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Oil States Intl | 5/18/2006 | 678026105 | OIS | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder | ||
1. Directors | Issuer | ||||
2. Rat Ernst & Young aud of the co for 2006 | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Nordstroms, Inc. | 5/23/2006 | 655664100 | JWN | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder | ||
1. Directors | Issuer | ||||
2. Apprvl co. employee stock purchase plan | |||||
3. Rat appt of ind reg pub a/c ing firm |
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Wabtec Corporation | 5/17/2006 | 929740108 | |||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder | ||
1. Directors | Issuer | ||||
2. Apprvl of amended stock incentive plan | |||||
3. Apprvl of amended director plan | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Holly Corporation | 5/11/2006 | 435758305 | HOC | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder | ||
1. Directors | Issuer | ||||
2. Apprvl of restated certificate of inc. | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Express Scripts | 5/24/2006 | 302182100 | ESRX | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder | ||
1. Directors | Issuer | ||||
2. Approvl rat of l/t incentive plan | |||||
3. Apprvl and rat of certs. Of inc. | |||||
4. Apprvl and rat of Pricewaterhousecoopers | |||||
as reg pub a/co for 2006 | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Reliance Steel & Alum | 5/17/2006 | 759509102 | RS | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder | ||
1. Directors | Issuer | ||||
2. Rat stock option/rest. Stk plan | |||||
3. Rat. Ernst & Young ind. Reg publ a/c firm '06 | |||||
4. In their discretion on such matter as may | |||||
properly come before the meeting | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Drew Industries | 5/25/2006 | 26168L205 | DW | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder | ||
1. Directors | Issuer | ||||
2. Amend 2002 Equity award and incentive plan. | |||||
3. Rat appt. of KPMG ind auditors | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Brightpoint Inc. | 5/11/2006 | 109473405 | CELL | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder | ||
1. Directors | Issuer | ||||
2. Prop to rat Ernst & Young ind reg pub a/c | |||||
firm 2006 | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
W.R. Berkley Corp. | 5/16/2006 | 84423102 | BER | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder | ||
1. Directors | Issuer | ||||
2. Aprv corp 2007 annual incentie plan | |||||
3. Approv and Adopt certificate of inc. | |||||
4. Rat appt KPMG ind reg pub a/c firm '06 | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Payless Shoesource | 5/25/2006 | 704379106 | PSS | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder | ||
1. Directors | Issuer | ||||
2. Rat Deloitte & Touche ind reg pub a/c | |||||
2006 | |||||
3. Approve 2006 stock incentive plan | |||||
4. apprve restricted stock plan for non-manager | |||||
directors. | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Six Flags Inc. | 5/25/2006 | 83001P109 | PKS | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder | ||
1. Directors | Issuer | ||||
2. Rat KPMG ind pub a/c's 2006 | |||||
3/ Rat reimbursement of red zone's expenses | |||||
4. Prop adoption of 2006 stock option incentive | |||||
plan | |||||
5. Prop. Adopton 2006 employee stk purch plan | |||||
6. Prop amend co bylaws to permit vacanices on BOD | |||||
to be filled | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Conn's Inc. | 5/30/2006 | 208242107 | CONN | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder | ||
1. Directors | Issuer | ||||
2. Approve amened 2003 incentive stk plan | |||||
3. Appr 2003 non employee dir stk opt. Plan | |||||
4. To act upon such other business | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Emcor Group Inc. | 6/15/2006 | 29084Q100 | EME | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder | ||
1. Directors | Issuer | ||||
2. Apprvl 2005 mgmnt stk incentie plan | |||||
3. Apptment of Ernst & Yound as ind auditors | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Watsco Inc. | 5/26/2006 | 942622200 | WSO | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder | ||
1. Directors | Issuer | ||||
2. Re- Approve the material terms of perf goal under | |||||
the perf award provision os the co 2001 incentive | |||||
plan | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Six Flags In | 5/25/2006 | 83001P109 | PKS | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder | ||
1. Directors | Issuer | ||||
2. Prop to rat KPMG ind pub a/c 2006 | |||||
3. Prop to rat reimbursement of red zone expenses | |||||
4. Prop to apprve adoption of stk option and | |||||
incentive plan | |||||
5. Prop to appr adoption of 2006 empl. Stk p.pl | |||||
6. Prop to ammend co by=laws. | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Circuit City Stores | 6/27/2006 | 172737108 | CC | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder | ||
1. Directors | Issuer | ||||
2. Rat appt of KPMG 2007 | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Frontier Oil | 6/9/2006 | 35914P105 | FTO | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder | ||
1. Porp approve restate Articles of Inc. | Issuer | ||||
Name of Fund: | Hennessy Focus 30 | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Premcor Inc. | 8/30/2005 | 74045Q104 | PCO | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Adopt merger | Issuer | ||||
2. To solicit addition proxies | |||||
Name of Fund: | Hennessy Focus 30 | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Ashland Inc. | 1/27/2005 | 44204105 | ASH | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
2. Rat Ernst & Young ind auditors 2005 | |||||
Name of Fund: | Hennessy Focus 30 | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Lone Star Tech. | 4/25/2005 | 542312103 | |||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | |||||
2. Apprv appt. deloitte & Touche ind. | |||||
Name of Fund: | Hennessy Focus 30 | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Goodyear Tire & Rubber | 4/26/2005 | 382550101 | GT | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer/shareholder | ||||
2. Prop to amend code of regs. | |||||
3. Prop. To amend code of reg. Annual elect | |||||
4. Prop to appve adoption of perf plan 2005 | |||||
5. Rat. Appt of Pricewaterhouse ind a/cs | |||||
6. Sharhldr prop re exe. Comp. | |||||
Name of Fund: | Hennessy Focus 30 | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Harris Corporation | 10/28/2005 | 413875105 | HRS | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
2. Apprvl 2005 equity incentive plan. | |||||
3. Apprvl 2005 annual incentive plan | |||||
4. Rat. Of appt. Ernst & Young as ind aud. | |||||
Name of Fund: | Hennessy Focus 30 | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Valero Energy | 12/1/2005 | 91913Y100 | VAL | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
Name of Fund: | Hennessy Focus 30 | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Commercial Metals | 1/26/2005 | 201723103 | CMC | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
2. Amendment to cert. Of inc. | |||||
3. Amendment to re cert of inc. | |||||
4. Rat. Appt Deloitte & Touche | |||||
Name of Fund: | Hennessy Focus 30 | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
McDermott International | 1/18/2006 | 580037109 | MDR | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
Name of Fund: | Hennessy Focus 30 | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Jacobs Engineering | 1/26/2006 | 469814107 | |||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
2. Approve Ernst & Young as pub a/cing firm | |||||
Name of Fund: | Hennessy Focus 30 | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
The Shaw Group | 1/27/2006 | 820280105 | SGR | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
2. Ratify Ernst & Young as Ind. Auditors | |||||
3. Appve 2001 emplyee inc com plan | |||||
4. Apprve 2005 non empl. Direct. Stk inc. pl. | |||||
5. Proxy authorized | |||||
Name of Fund: | Hennessy Focus 30 | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
McDermott | 1/18/2006 | 580037109 | MDR | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Appr Bd of Direct various items | Issuer | ||||
Name of Fund: | Hennessy Focus 30 | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Quanex Corp. | 2/23/2006 | 747620102 | NX | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Appr Bd of Direct various items | Issuer | ||||
2. Apprve 2006 omnibus incentive plan | |||||
3. Approv terms of the performance criteria | |||||
4. Apprve the material annual incentive awards | |||||
Name of Fund: | Hennessy Focus 30 | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Goodyear Tire & Rub | 4/11/2006 | 382550101 | GT | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors. | Issuer/shareholder | ||||
2. amend code of regs | |||||
3. amend arit. Of inc. | |||||
4. Rat. Appt pricewaterhousecoopers ind a/c | |||||
5. Shldr prop re: simple maj vote | |||||
Name of Fund: | Hennessy Focus 30 | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Humana Inc. | 4/27/2006 | 444859102 | HUM | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
2. Rat. Appt. Pricwatercoppers ind reg. | |||||
pub. a/c ing firm. | |||||
3. apprvl 2003 stk incetinve plan | |||||
Name of Fund: | Hennessy Focus 30 | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Allegheny Technology | 5/4/2006 | 01741R102 | ATI | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder | ||
1. Diretors | Issuer | ||||
2. Rat appt. of ind. Auditors | |||||
Name of Fund: | Hennessy Focus 30 | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Frontier Oil | 4/26/2006 | 35914P105 | FTO | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder | ||
1. Diretors | Issuer | ||||
2. Rat copr. Omnibus incentive comp plan | |||||
3. Rat appt of Deloitte & Touche ind CPA | |||||
Name of Fund: | Hennessy Focus 30 | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
TRW Automotive | 5/16/2006 | 87264S106 | TRW | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder | ||
1. Diretors | Issuer | ||||
2. Rat Ernst & Young ind pub a/c's | |||||
Name of Fund: | Hennessy Focus 30 | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Skywest, Inc. | 5/2/2006 | 830879102 | SKYW | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder | ||
1. Diretors | Issuer | ||||
2. Rat appt Ernst & Young | |||||
3. Apprvl of 2006 emply. Stk puch plan | |||||
4. Apprvl of 2006 l/t incentive plan | |||||
Name of Fund: | Hennessy Focus 30 | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Cleveland-Cliffs | 5/9/2006 | 185896107 | CLF | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder | ||
1. Diretors | Issuer | ||||
2. Rat appt of Deloitte & Touche ind aud. | |||||
Name of Fund: | Hennessy Focus 30 | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Lennox International | 4/20/2006 | 526107107 | LII | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder | ||
1. Diretors | Issuer | ||||
Name of Fund: | Hennessy Focus 30 | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Walter Industries | 4/26/2006 | 93317Q105 | WLT | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder | ||
1. Diretors | Issuer | ||||
2. Prop rat appt pricewaterhouse coopers | |||||
ind. Pub a/c firm 2006 | |||||
3. Prop. Apprve the exective incentive plan | |||||
Name of Fund: | Hennessy Focus 30 | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
McDermott International | 5/3/2006 | 580037109 | MDR | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder | ||
1. Diretors | Issuer | ||||
2. Apprv. Amended and re 2001 directors | |||||
and officers l/t incentive plan | |||||
3. Apprv executive incentive com plan | |||||
4. Rat of appt ind reg pub a/c firm 2006 | |||||
Name of Fund: | Hennessy Focus 30 | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Western Gas Resour. | 5/5/2006 | 958259103 | WGR | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder | ||
1. Diretors | Issuer | ||||
2. Prop apprv cert. Of inc. to inc common stk. | |||||
3. Prop to apprve the 1st amend. To 2005 stk | |||||
incentive plan | |||||
Name of Fund: | Hennessy Focus 30 | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Building Materials | 5/2/2006 | 120113105 | BMHC | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder | ||
1. Diretors | Issuer | ||||
2. Rat. Ind reg publ a/c's | |||||
Name of Fund: | Hennessy Focus 30 | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Sierra Pacific Res. | 5/1/2006 | 826428104 | SRP | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder | ||
1. Diretors | Issuer | ||||
2. Approve the restated articles of inc. in inc | |||||
number of shs of common stock | |||||
Name of Fund: | Hennessy Focus 30 | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
USG Corporation | 5/10/2006 | 903293405 | USG | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder | ||
1. Diretors | Issuer | ||||
2. Apprvl of mamangent incentive plan | |||||
3. Apprvl of longterm incentive plan | |||||
4. Rat of appt of Deloitte & Touche | |||||
ind reg publ a/cs for 2006 | |||||
Name of Fund: | Hennessy Focus 30 | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Holly Corporation | 5/11/2006 | 435758305 | HOC | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder | ||
1. Directors | Issuer | ||||
2. Apprvl of restated certificate of inc. | |||||
Name of Fund: | Hennessy Focus 30 | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Express Scripts | 5/24/2006 | 302182100 | ESRX | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder | ||
1. Directors | Issuer | ||||
2. Approvl rat of l/t incentive plan | |||||
3. Apprvl and rat of certs. Of inc. | |||||
4. Apprvl and rat of Pricewaterhousecoopers | |||||
as reg pub a/co for 2006 | |||||
Name of Fund: | Hennessy Focus 30 | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Labor Ready Inc. | 5/17/2006 | 505401208 | LRW | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder | ||
1. Directors | Issuer | ||||
. Rat appt of Pricewaterhousecoopers as reg | |||||
pub a/c 2006 | |||||
Name of Fund: | Hennessy Focus 30 | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
CMS Energy Corporation | 5/19/2006 | 125896100 | CMS | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder | ||
1. Directors | Issuer | ||||
2. Rat ind reg. Publ a/c firm | |||||
Name of Fund: | Hennessy Focus 30 | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Office Depot | 5/12/2006 | 676220106 | ODP | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder | ||
1. Directors | Issuer | ||||
2. Rat appt of Deloitte & Touche | |||||
3. To consider aprop from a shareholder rec. | |||||
that our BOD initate the appropriate process | |||||
to amend the governance documents. | |||||
Name of Fund: | Hennessy Focus 30 | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Quanta Services | 5/24/2006 | 74762"E" 102 | PWR | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder | ||
1. Directors | Issuer | ||||
2. Rat appt Pricewaterhousecoopers | |||||
ind reg pub a/c firm. | |||||
Name of Fund: | Hennessy Focus 30 | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
McDermott International | 5/3/2006 | 580037109 | MDR | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder | ||
1. Directors | Issuer | ||||
2. Approve 2001 Directors and officers | |||||
l/t incentive plan | |||||
3. Approve executive inc. comp plan | |||||
4. Rat ind. Reg pub a/c ing firm 2006 | |||||
Name of Fund: | Hennessy Focus 30 | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
CB Richard Ellis | 6/1/2006 | 12497T101 | CBG | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder | ||
1. Directors | Issuer | ||||
2. Rat ind. Reg. Pub a/c firm | |||||
3. Approval of executive bonus plan | |||||
Name of Fund: | Hennessy Focus 30 | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Wellcare Healthcare | 6/17/2006 | 94946T106 | WCG | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder | ||
1. Directors | Issuer | ||||
2. Rat Deloitte & Tourche as ind reg pub | |||||
a/c ing firm 2006 | |||||
Name of Fund: | Hennessy Cornerstone Value | |||||
Period: | 7/1/05 to 6/30/06 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
May Dept. | 7/13/2005 | 577778103 | May | |||
Vote: Not Voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
1. Directors | Issuer | |||||
2. Apprv and adopt agreement and merger | ||||||
3. Adopt amendment cert. Of inc. | ||||||
4. Rat. Of appt of ind reg pub accting firm | ||||||
Name of Fund: | Hennessy Cornerstone Value | |||||
Period: | 7/1/05 to 6/30/06 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
H J Heinz | 8/23/2005 | 423074103 | HZ | |||
Vote: Not Voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | |||
1. Directors | Issuer/shareholder | |||||
2. Rat of auditors | ||||||
3. Shrhlder rec. hiring a inv bank | ||||||
4. sharhlder rec the BOD adopt a simple amj vote | ||||||
Name of Fund: | Hennessy Cornerstone Value | |||||
Period: | 7/1/05 to 6/30/06 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
General Mills | 9/26/2005 | 370334104 | GIS | |||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | |||
1. Directors | Issuer/shareholder | |||||
2. Rat appt of KPMG pub. Accounting firm | ||||||
3. Adopt 2005 stk comp plan | ||||||
4. Stockhldr prop re sale of General Mills | ||||||
Name of Fund: | Hennessy Cornerstone Value | |||||
Period: | 7/1/05 to 6/30/06 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Congra Foods | 9/22/2005 | 205887102 | CG | |||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | |||
1. Directors | Issuer/shareholders | |||||
2-4. Various mamgnt proposals | ||||||
5. Ratify appt. of ind auditors | ||||||
6. Stckhldr prop/animal welfare | ||||||
7. Stkholdr prop/genetically engineered prod. | ||||||
8. Stkholdr prop./susp. Of stock grants | ||||||
Name of Fund: | Hennessy Cornerstone Value | |||||
Period: | 7/1/05 to 6/30/06 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Sara Lee Corporation | 10/27/2005 | 803111103 | LEE | |||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | |||
1. Directors | Issuer/stockholder | |||||
2. Rat appt. pricwatercoopers publ a/c 2006 | ||||||
3. Apprvl 2005 intnl empl. Stock pur. Plan | ||||||
4. Stkhldr prop re code of conduct | ||||||
5. Stkhldr prop re severance arragements | ||||||
6. Stkhldr prop re rights of agreement. | ||||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Lincoln National | 3/20/2006 | 534187109 | LNC | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Approv issuance of shs of common stk | Issuer | ||||
2. Approv.the adjornment of LNC spcl meeting | |||||
of shreholders. | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
PPG Industries | 4/20/2006 | 693506107 | PPG | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | issuer | ||||
2. Prop. To approve omnibus incentive plan | |||||
3. Prop to appt Deloitte & Touche | |||||
issuer | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Merck & Co. | 4/25/2006 | 589331107 | MRK | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer/shareholder | ||||
2. Rat. Appt of ind reg pub a/c firm '06 | |||||
3. Prop. Adopt 2007 incentive stock plan | |||||
4. Prop. Adopt 2006 non employee dir. Stock option pl. | |||||
5. Stockhldr prop concerning stk option awards | |||||
6. Stockhldr prop concerning non-dir. Shhldr votes | |||||
7. Stockhldr prop concerning animal welfare policy rpt | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
National City Corp | 4/25/2006 | 635405103 | |||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
2. Rat. Of audit com. Ernst & Young ind reg | |||||
pub. a/cing firm | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
U S Bancorp | 4/18/2006 | 902973304 | USB | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Diectors | Issuer/sharholder | ||||
2. Rat Ernst & Young ind auditor of 06 | |||||
3. Apprvl 2006 executive incentive plan | |||||
4. Shrholdr prop: declassfiy BOD | |||||
5. Shrholder prop: annual apprvl of comp. | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Kimberly Clark | 4/27/2006 | 494368103 | KMB | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer/shareholder | ||||
2. Appvl of suditors | |||||
3. Stkholder prop: re classified board | |||||
4. Stockhlder prop: re adoption onf global | |||||
human rights | |||||
5. Stockholdr prop: re majority voting | |||||
6. Stlckhldr prop: req. report on forestry practices | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Eli Lilly and Company | 4/24/2006 | 532457108 | LLY | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer/shareholder | ||||
2. Rat appt of Ernst & Young ind. Auditors 2006 | |||||
3. Shrhldr prop: ext. animal care and policy to | |||||
contract labs. | |||||
4. Shrhldr prop: separate roles of chair/CEO | |||||
5. Shrhldr prop: annual election of director | |||||
6. Shrlhldr prop: election of dir. By maj. Vote | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Citigroup Inc. | 4/18/2006 | 172967101 | CIT | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer/shareholder | ||||
2. Prop rat KPMG ind. Pub. a/cing firm 2006 | |||||
3. Prop. Amend article 4. | |||||
4. Prop. Amend article 8 | |||||
5. Prop to amend article 9 | |||||
6. Stkhldr prop: req no future nu stk option | |||||
7. Stckholder prop: req. a report on political | |||||
contributions. | |||||
8. Stckhldr prop: req. a rep. Charitable contribtions | |||||
9. Stckhldr prop: req. adoption of polic re perf. | |||||
comp. Sr. executives. | |||||
10. Stckhldr prop: re reimbursemnt of expenses | |||||
11. Stckhldr prop: req. chairman have no | |||||
management duties, titles or respons. | |||||
12. Stckhldr prop: req. the recoup of mgmnt | |||||
bonues. | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
A T & T Inc. | 4/28/2006 | 00206R102 | T | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer/Shareholder | ||||
2. App. Appt of ind auditors | |||||
3. App. 2006 incentive plan | |||||
4. App. Amend. Cert. Of inc. | |||||
5. Stkhld proposals: A, B, C, D, E, F | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Wachovia Corporation | 4/18/2006 | 929903102 | WB | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer/shareholder | ||||
2. Prop to rat appt of KPMG auditors of '06 | |||||
3. Stkhldr prop: re future severance arrangements | |||||
4. Stkhldr prop: re reporting of political contrib. | |||||
5. Stkhldr prop: re separating chair and CEO | |||||
6. Stkhldr prop: re maj voting in Director elections | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
BP P.L. C. | 4/20/2006 | 55622104 | BP | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors annual report and a/cs | Issuer | ||||
2. Apprv directors' remuneration report | |||||
3. Re-appoint Ernst & Young as auditors | |||||
5. Resolution: lmtd authority for purchase | |||||
of its own share by the co. | |||||
6. Give authority to allot shares up to specified amt. | |||||
7. Give auth. To allot a limited # of shs for cash | |||||
w/o making an offer to shrhldrs. | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Weyerhaeuser | 4/20/2006 | 962166104 | WY | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer/shareholders | ||||
2. Shrhldr prop: director election by maj. | |||||
3. Shrhldr prop: Majority vote. | |||||
4. Shrhldr prop: on executive comp. | |||||
5. Shrhldr prop: Forect Stewardship council cert. | |||||
6. Shrhldr prop: on an independent chairman | |||||
7. Appvl on an adivsory basis, of auditors. | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Bellsouth Corporatoin | 4/24/2006 | 79860102 | BLS | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer/shareholder | ||||
2. Rat. Appt ind. Reg pub. a/cing firm | |||||
3. Shrldr prop: re disclosure of political contrib. | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Wells Fargo & Co. | 4/25/2006 | 949746101 | WFC | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer/shareholders | ||||
2. Prop rat appt KPMG ind aud. 2006 | |||||
3. Stkhldr prop: re director election by law amend. | |||||
4. Stckhldr prop: re sep of Board chair and CEO | |||||
5. Stkhldr prop: re director compenstation | |||||
6. Stkhldr prop: re a report on home mortgage | |||||
disclosures. | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Verizon Comm. | 5/4/2006 | 92343V104 | VZ | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
2. Rat appt of ind reg a/c ing firm | |||||
3. Cumulative voting | |||||
4. Maj. Vote req. for election of directors | |||||
5. Comp of Board of Directors | |||||
6. Separate Charman and CEO | |||||
7 Directos on common Boards | |||||
8. Perf. Based equity comp. | |||||
9. Disclosure of political contributions | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Pfizer Inc. | 4/27/2006 | 717081103 | PFR | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer/shareholder | ||||
2. Prop to reat. Appt. KPMG as ind. Reg. Pub. | |||||
a/c ing firm 2006 | |||||
3. Mgmnt prop to amend co. certificate of inc. | |||||
4. Shldr prop: relating to term limits for directors | |||||
5. Shrldr prop: req. repting ofn pharma price restraints | |||||
6. Sharhldr prop: re to cumulative voting | |||||
7. Shrhldr prop: req sep. of roles of Char and CEO | |||||
8. Shlrdr prop: req a report onf political contributions | |||||
9. Shlrdr prop: req report on manding corp. policy on | |||||
laboratory animal care and use. | |||||
10. Shrhldr prop: req justification for finacl contrib. | |||||
which advanc animal based testing methodlogies. | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Cheveron Corp. | 4/26/2006 | 166764100 | CHV | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
2. Rat of ind reg publ a/c firm | |||||
3. Amend by-laws | |||||
4. Report on oil & Gase Drilling in protected areas | |||||
5. Report on political contributions | |||||
6. Adopt an animal welfare policy | |||||
7. Report on human rights | |||||
8. report on ecuador | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Daimlerchrysler AG | 4/12/2006 | D1668R123 | C | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
2. Resol. Allocation of uapprop. Profit | |||||
3. Resol. Rat board of mgmnt actions in 2005 | |||||
4. Resol on rat supervisory Board actions 2005 | |||||
5. Resol. Appt. of auditors of ind. Fincl statements 2006 | |||||
6. Resol on authorizing the co to acquire its own shs. | |||||
7. Resol. The election of a supervisory board mem. | |||||
8. Resol. On amendment of memorandum and art of | |||||
incorp. | |||||
9. Appt. of special auditors concerning smart | |||||
10. Appt. of special auditors concerning Maybach | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Gloxosmithkline | 5/17/2006 | 377733W105 | GSK | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Rec and adopt Directors report | Issuer | ||||
2. Approve remuneration report | |||||
3. Elect Directors | |||||
4. Re-appt. auditors | |||||
5. Remuneration of auditors | |||||
6. authorize the co. to make donations politically | |||||
7. Authority to allot shares | |||||
8. Disapplication of pre-emption rights | |||||
9. Authority for the co. to purchase its own shs. | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Washington Mutual | 4/1806 | 939322103 | WM | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer/sharehold | ||||
2. Rat. Deloitte & Touche as ind. Auditors 2006 | |||||
3. Appve 2003 equity incentive plan | |||||
4. Apprve executive incentive comp plan | |||||
5. Approve prop to amend articles of inc. | |||||
6. Sharhldr prop: disclosure of the co. political contri. | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Bristol-Myers | 5/2/2006 | 110122108 | BMY | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
2. Rat ind. Reg publ a/c firm | |||||
3. Execitive comp disclosure | |||||
4. Cumulative voting | |||||
5. Recoupment | |||||
6. Animal treatment | |||||
7 Term Limits | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Reynolds American | 5/3/2006 | 761713106 | RAI | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer/sharehold | ||||
2. Rat KPMG ind. Auditors | |||||
3. Shrldr prop: impact on youth of lfavored cigs. | |||||
4. Shrldr prop: laws combating use of tobacco | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Kraft Foods | 4/25/2006 | 50075N104 | KFT | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
2. Rat selection of ind. Auditors | |||||
3. Apprvl of 2006 stk com plan of non empl. Direct. | |||||
4. Dissociation from the 2006 and all future | |||||
"gay games" | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Lyondell Chemical | 5/4/2006 | 552078107 | LYO | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
2. Prop rat. Appt. pricewaterhousecoopers | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
PNC Financial | 4/25/2006 | 693475105 | PNc | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer/sharehold | ||||
2. Apprvl of 2006 incentive award plan | |||||
3. Rat audit committees sel of deloitte & touche | |||||
ind. Auditors 2006 | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Pitney Bowes | 5/8/2006 | 724479100 | Pb | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
2. Rat. Pricewaterhouse as ind reg pub a/c firm 2006 | |||||
3. Apprvl of amended employees incentive plan | |||||
4. Approvl of 1998 SAYE stock option plan. | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Dow Chemical | 5/11/2006 | 260543103 | DOW | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer/sharehold | ||||
2. Rat appt. ind reg pub. a/c firm | |||||
3. Stkhldr prop: Bhopal | |||||
4. Stkhldr prop: genetically engineered seed | |||||
5. Stkhldr prop: chemicals w/links to respiratory prob. | |||||
6. Stkhldr porp: security of chemical facilities | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
E.I. Du Pont | 4/26/2006 | 263534109 | DD | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer/ | ||||
2. Rat ind reg publ a/c firm | |||||
3. executive comp | |||||
4. genetically modified food | |||||
5. Performance based comp | |||||
6. On PFOA | |||||
7. Chemical facility security | |||||
Name of Fund: | Henessy Cornerstone Value | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Altria Group | 4/27/2006 | 02209S103 | MO | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer/shareholder | ||||
2. Rat ind auditors | |||||
3. stkhldr prop: req ind board chairman | |||||
4. skhldr prop: req commitment to global human rights | |||||
5. stkhldr prop: addressing health hazards Afro Amer. | |||||
6. stkhldr prop: extend NY fire-safe products globally | |||||
7. stkhldr prop: req adoption of animal welfare | |||||
8. stkhldr prop: req sup for laws combating use of tobacco | |||||
9. stklhld prop facilitate med. Efforst to dissuade 2nd hand smoke | |||||
Name of Fund: | Henessy Cornerstone Value | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Meadwestvaco | 4/25/2006 | 583334107 | MWV | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer/shareholder | ||||
2. Appt pricewaterhousecoopers ind reg pub a/cing | |||||
3. Appvl of prop to provide for annual election of dir. | |||||
4. Apprvl of prop for removal of directors by maj. Vote | |||||
5. Stkholdr prop | |||||
Name of Fund: | Henessy Cornerstone Value | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
XL Capital Limited | 4/28/2006 | G98255105 | XL | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
2. Rat appt pricewaterhousecooopers reg pub a/c '06 | |||||
3. In their discreion, upon other matters that may | |||||
properly come before the meeting or any adj. Thereof. | |||||
Name of Fund: | Henessy Cornerstone Value | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
International Paper | 5/8/2006 | 460146103 | IP | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
2. Rat Deloitte & Touche reg pub a/c firm 2006 | |||||
3. Prop re to majority voting for directors | |||||
4. Prop. Re to sustainable forestry | |||||
5. Prop. Re to annual election of directors | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
JP Morgan Chase | 5/16/2006 | 46625H100 | JPM | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
2. Appt ind reg pub a/cing firm | |||||
3. Stock options | |||||
4. Perf based rest. Stock | |||||
5. Separate Chairman | |||||
6. Sexual orientation | |||||
7. Special shldr meetings | |||||
8. Lobbying priorities report | |||||
9. Political contributions report | |||||
10 Poison Pill | |||||
11. cumulative voting | |||||
12. Bonus recourpment | |||||
13. overcommitted directors. | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
ING Groep | 4/25/2006 | 456837103 | ISG | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
2. Annual a/cs for 2005 | |||||
3. Dividend for 2005 | |||||
4. Dischge of exe board 2005 | |||||
5. Dischge of supervisory board 2005 | |||||
6. Maximum of stok options an dperf shs to be | |||||
granted to exe board 2005 | |||||
7. Amendment of the pension scheme in the Exe | |||||
Board Remuneration Policy | |||||
8 Remuneration Suervisory Board. | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
HSBC Holdings PlC | 5/26/2006 | 404280406 | HBC | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
2. To rec the report an da/cs for 205 | |||||
3. To approve the directors remuneration rpt 2005 | |||||
4. Reappoint the auditor | |||||
5. Authorise the directors to allot shares | |||||
6. Disapply pre emption rights | |||||
7. Authrose co to purchase its own ordinary shs | |||||
8. to increase the fees payable to each | |||||
non executive director to 65000 pounds per annum. | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Ford Motor Co. | 5/11/2006 | 345370860 | F | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
2. Rat selection of ind reg pub a/cing firm | |||||
3. Disclosure of officer comps | |||||
4. The companys reporting on café lobbying efforts | |||||
5. Adoption of cum voting for election of Directors | |||||
6. Tying ex comp to reduction of lifetime product | |||||
greenhouse gas emissions | |||||
7. Consideration of a recap plan to provide that | |||||
all co stock have one vote per share | |||||
8. Publishing a report on global warming/cooling | |||||
9. company removing ref to secual orientation from | |||||
employment policies | |||||
10. company req. that the chariman of the Board | |||||
have no management duties titles or reponsibilities. | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
U S Bancorp | 4/18/2006 | 902973304 | USB | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer/shareholder | ||||
2. Rat elections of Ernst & Young as ind auditor '06 | |||||
3. Apprvl of 2006 executive incentive plan. | |||||
4. Shldr prop: declassification of the board of direct. | |||||
5. Shldr prop: annual appvl of the comp committee | |||||
report. | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Eli Lilly and Co. | 4/24/2006 | 532457108 | LLY | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
2. Rat of appt. aby the audit committee of Board | |||||
of directos of Ernst & Yound ind auditors 2006 | |||||
3.Shldr prop: extending the co animal care and use | |||||
policy to contract labs | |||||
4. Shldr prop: separating the roles of chair and CEO | |||||
5. Shldr prop: annual election of each director | |||||
6. Shldr prop: election of directos by majority vote. | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Bank of America | 4/26/2006 | 60505104 | BAC | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer/shareholder | ||||
2. Rat ind reg pub a/c 2006 | |||||
3. Adopt 2003 key assoicate stock plan | |||||
4. Stkhldr prop: political contribution | |||||
5. Stkhldr prop: majorty voting in director elections | |||||
6. Stkhldr prop: ind board chairman | |||||
7. Stkhldr prop: equal employment opportunity policy | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Regions Financial | 5/18/2006 | 7591EP100 | RF | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer/shareholder | ||||
2. Apprv regions financial copr 2006 l/t incentive plan | |||||
3. Rat the appt of Ernst & Young ind auditors 2006 | |||||
4. Shrhldr prop: the annual election of all directors | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Mattel, Incorporated | 5/11/2006 | 577081102 | MAT | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer/shareholder | ||||
2. Rat of Pricewaterhousecoopers ind reg pub a/c | |||||
firm 2006 | |||||
3. Stkhldr prop: re separating roles of CEO/Board Ch | |||||
4. Stkhldr prop: re pay for sup performance | |||||
5. Stkhldr prop: certain reports by the BOD's | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Lincoln National | 6/9/2006 | 534187109 | LNC | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer/shareholder | ||||
2. Rat Ernst & Young ind reg pub a/c firm. | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Verizon Communications | 5/4/2006 | 92343V104 | VZ | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
2. Rat appt of ind reg a/c firm | |||||
3. cumulative voting | |||||
4. Majority vote req for election of Directors | |||||
5. Compositon of BOD | |||||
6. Dirctors on Common Boards | |||||
7. Separate Chairman and CEO | |||||
8. Perf based equity Comp | |||||
9. Disclosure of political contributions | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
General Motors | 6/6/2006 | 3700442105 | GM | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer/shareholder | ||||
2. Rat Deloitte Touche 2006 | |||||
3. Stkhlr prop: prohibition on awarding, repricing, or | |||||
renewing stock options. | |||||
4. Stkhldr prop: publiccation of a report on Global | |||||
warming | |||||
5. Stkhlr prop: spearation of roles of chairman and CEO | |||||
6. Stkhlr prop: recouping unearned incentive bonuses | |||||
7. Stkhldr prop: cumulative voting | |||||
8. Stckhlr prop: majority voting for election of directors | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
R R DONNELLEY & SON | 5/25/2006 | 257867101 | RRD | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer/shareholder | ||||
2. Rat of company's auditors | |||||
3. stkhldr prop: to elect each director annually | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Chunghwa Telecom | 5/30/2006 | 17133Q205 | CHT | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
2. Various proposals re opration reports for 2005, | |||||
approve fincl statements for '04, share repurchase | |||||
program, amendment to code of ethics, issuance of | |||||
preferred stock, operation reports 2005, distrib. | |||||
of earning for yr 2005, amend genl ordiance, | |||||
increase capital through earnings, amend article of inc., | |||||
amend co.'s procedure for acquistions, prop to | |||||
disburse remnuerations to co.'s directors and | |||||
supervisors, and extraordinay motions. | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Albertsons's | 5/30/2006 | 13104104 | ABS | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Adopt the merger greement | Issuer | ||||
2. Adopt the charter amendment | |||||
3. Adjourn the special meeting | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/05 to 6/30/06 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Regions Financial | 5/18/2006 | 7591EP100 | RF | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer/shareholder | ||||
2. Apprv 2006 l/t incentive plan | |||||
3. Rat appt Ernst & Young ind auditors 2006 | |||||
4. Shrhldr prop: rec annual election of all directors | |||||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) The Hennessy Mutual Funds, Inc.
By (Signature and Title)* /s/ Neil J. Hennessy, President and Principal Executive Officer
Neil J. Hennessy
President and Principal Executive Officer
Date ________________________
* Print the name and title of each signing officer under his or her signature.