|
| Shareholder servicing agents Record: 1 |
| i. Full name | Cannon Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-68437 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | GEORGIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? |  Yes  No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 2 |
| i. Full name | Rehmann Financial Network, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-69134 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MICHIGAN |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 3 |
| i. Full name | Western Growers Financial Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-53458 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 4 |
| i. Full name | Cetera Investment Services LLC |
| ii. LEI, if any, or provide and describe other identifying number | 254900HBKNJ13M56N432 |
| Description of other identifying number | |
| iii. State, if applicable | MINNESOTA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 5 |
| i. Full name | Signal Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-32948 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | TEXAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 6 |
| i. Full name | GW & Wade Asset Management Company, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-42013 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MASSACHUSETTS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 7 |
| i. Full name | Worth Financial Group Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-29827 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | TEXAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 8 |
| i. Full name | Mutual Trust Company of America Securities |
| ii. LEI, if any, or provide and describe other identifying number | 254900PUBUB7IS4GNY27 |
| Description of other identifying number | |
| iii. State, if applicable | FLORIDA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 9 |
| i. Full name | NewEdge Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 549300HJL2LPNSC0JX96 |
| Description of other identifying number | |
| iii. State, if applicable | PENNSYLVANIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 10 |
| i. Full name | The Huntington Investment Company |
| ii. LEI, if any, or provide and describe other identifying number | 5493004MEJ6IU9SR1R78 |
| Description of other identifying number | |
| iii. State, if applicable | OHIO |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 11 |
| i. Full name | Akar Capital Management, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-28026 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | FLORIDA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 12 |
| i. Full name | Mclaughlin Ryder Investments, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-67911 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | VIRGINIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 13 |
| i. Full name | Professional Trading Services Brokerage, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-65173 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW JERSEY |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 14 |
| i. Full name | Kovack Securities Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 25490070RG17Z4I70I82 |
| Description of other identifying number | |
| iii. State, if applicable | FLORIDA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 15 |
| i. Full name | The Vanguard Group, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 5493002789CX3L0CJP65 |
| Description of other identifying number | |
| iii. State, if applicable | PENNSYLVANIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 16 |
| i. Full name | Avisen Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-65833 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 17 |
| i. Full name | Mutual of Omaha Investor Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-47290 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEBRASKA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 18 |
| i. Full name | COUNTRY Capital Management Company |
| ii. LEI, if any, or provide and describe other identifying number | 8-12645 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | ILLINOIS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 19 |
| i. Full name | Charles Schwab Bank, SSB (San Francisco, CA, US, Branch) |
| ii. LEI, if any, or provide and describe other identifying number | 549300INFJ8TYNZ1G568 |
| Description of other identifying number | |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 20 |
| i. Full name | SEI Private Trust Company |
| ii. LEI, if any, or provide and describe other identifying number | 28-10625 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | PENNSYLVANIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 21 |
| i. Full name | Eagles Coast Capital, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-70137 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | SOUTH CAROLINA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 22 |
| i. Full name | InSight Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 2549007I5MCG270G9341 |
| Description of other identifying number | |
| iii. State, if applicable | ILLINOIS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 23 |
| i. Full name | AssetMark Trust Company |
| ii. LEI, if any, or provide and describe other identifying number | 86-0770473 |
| Description of other identifying number | Tax ID |
| iii. State, if applicable | ARIZONA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 24 |
| i. Full name | The Leaders Group, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-47639 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | COLORADO |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 25 |
| i. Full name | First Citizens Investor Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-50696 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NORTH CAROLINA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 26 |
| i. Full name | Sorrento Pacific Financial, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-66046 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 27 |
| i. Full name | Genworth Life Insurance Company of New York |
| ii. LEI, if any, or provide and describe other identifying number | E5VAS7I8GX5B0SDBX010 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 28 |
| i. Full name | Mid Atlantic Clearing & Settlement Corporation |
| ii. LEI, if any, or provide and describe other identifying number | 8-47758 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | PENNSYLVANIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 29 |
| i. Full name | Sammons Financial Network, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-68905 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | IOWA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 30 |
| i. Full name | XP Investments US, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 549300HDFLS7P433PO89 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 31 |
| i. Full name | Foresters Equity Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-36703 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 32 |
| i. Full name | Gradient Securities, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-66032 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MINNESOTA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 33 |
| i. Full name | The Guardian Insurance & Annuity Company, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | TGIU5N0SIMULU6I57R64 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 34 |
| i. Full name | Northland Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 254900ZIK4MLVQAWLS15 |
| Description of other identifying number | |
| iii. State, if applicable | MINNESOTA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 35 |
| i. Full name | Callaway Financial Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 549300UNHHMAHA7IYO12 |
| Description of other identifying number | |
| iii. State, if applicable | TEXAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 36 |
| i. Full name | Hornor, Townsend & Kent, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-14715 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | PENNSYLVANIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 37 |
| i. Full name | Private Client Services, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-68183 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | KENTUCKY |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 38 |
| i. Full name | PNC Bank, National Association (Pittsburgh, PA, US, Branch) |
| ii. LEI, if any, or provide and describe other identifying number | AD6GFRVSDT01YPT1CS68 |
| Description of other identifying number | |
| iii. State, if applicable | PENNSYLVANIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 39 |
| i. Full name | Neuberger Berman BD LLC |
| ii. LEI, if any, or provide and describe other identifying number | PWDS3JJ631D5N70JXG61 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 40 |
| i. Full name | Dinosaur Financial Group, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 549300CCV3H232GBUN83 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 41 |
| i. Full name | Rockefeller Financial LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-70054 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 42 |
| i. Full name | MGO Securities Corp. |
| ii. LEI, if any, or provide and describe other identifying number | 8-47814 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | OHIO |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 43 |
| i. Full name | Principal Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-13975 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | IOWA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 44 |
| i. Full name | Concorde Investment Services, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-68388 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MICHIGAN |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 45 |
| i. Full name | Andbanc Brokerage LLC |
| ii. LEI, if any, or provide and describe other identifying number | 213800E4CWGFMCDQZ792 |
| Description of other identifying number | |
| iii. State, if applicable | FLORIDA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 46 |
| i. Full name | UnionBanc Investment Services LLC |
| ii. LEI, if any, or provide and describe other identifying number | 254900Y9HI2TG6D79N41 |
| Description of other identifying number | |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 47 |
| i. Full name | Capital City Securities, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-67771 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | OHIO |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 48 |
| i. Full name | Parkland Securities, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-53482 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MICHIGAN |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 49 |
| i. Full name | Allianz Life Financial Services, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 5493008TSI0TRWDDGW79 |
| Description of other identifying number | |
| iii. State, if applicable | MINNESOTA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 50 |
| i. Full name | Liberty Capital Investment Corp. |
| ii. LEI, if any, or provide and describe other identifying number | 8-42051 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | OREGON |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 51 |
| i. Full name | McDonald Partners LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-66985 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | OHIO |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 52 |
| i. Full name | Harbor Investment Advisory, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-68334 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MARYLAND |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 53 |
| i. Full name | Arque Capital, Ltd. |
| ii. LEI, if any, or provide and describe other identifying number | 8-65390 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | ARIZONA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 54 |
| i. Full name | N.E. Private Client Advisors, Ltd. |
| ii. LEI, if any, or provide and describe other identifying number | 8-66968 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | RHODE ISLAND |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 55 |
| i. Full name | Planners Financial Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-18027 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MINNESOTA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 56 |
| i. Full name | Planned Financial Programs, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-5727 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 57 |
| i. Full name | NTB Financial Corporation |
| ii. LEI, if any, or provide and describe other identifying number | 8-21884 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | COLORADO |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 58 |
| i. Full name | Carty & Company, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 2549004VW1160A0HAR55 |
| Description of other identifying number | |
| iii. State, if applicable | TENNESSEE |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 59 |
| i. Full name | Chauner Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-33980 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | ILLINOIS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 60 |
| i. Full name | Westco Investment Corp. |
| ii. LEI, if any, or provide and describe other identifying number | 8-38452 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 61 |
| i. Full name | John Hancock Life Insurance Company of New York |
| ii. LEI, if any, or provide and describe other identifying number | 5493007RYG4GXIKSQI18 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 62 |
| i. Full name | SagePoint Financial, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-66771 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | ARIZONA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 63 |
| i. Full name | MWA Financial Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-53255 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | ILLINOIS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 64 |
| i. Full name | PNC Investments LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-66195 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | PENNSYLVANIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 65 |
| i. Full name | Principal Life Insurance Company |
| ii. LEI, if any, or provide and describe other identifying number | SDCMU2LVKGV2AF1KWP64 |
| Description of other identifying number | |
| iii. State, if applicable | IOWA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 66 |
| i. Full name | GLS & Associates, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-51808 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | ALABAMA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 67 |
| i. Full name | Omega Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-20225 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | TEXAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 68 |
| i. Full name | Wintrust Investments, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 254900VR9KGJNQBQZA90 |
| Description of other identifying number | |
| iii. State, if applicable | ILLINOIS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 69 |
| i. Full name | Samuel A. Ramirez & Company, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 254900CBKVW7O2ENQA21 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 70 |
| i. Full name | Capital Synergy Partners, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-68060 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 71 |
| i. Full name | VectorGlobal WMG Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 254900K52VRYBHUGBC64 |
| Description of other identifying number | |
| iii. State, if applicable | FLORIDA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 72 |
| i. Full name | Benchmark Investments, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-52280 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | GEORGIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 73 |
| i. Full name | Buell Securities Corp. |
| ii. LEI, if any, or provide and describe other identifying number | 8-22058 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CONNECTICUT |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 74 |
| i. Full name | Michigan Securities Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-52094 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MICHIGAN |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 75 |
| i. Full name | Kingswood Capital Partners LLC |
| ii. LEI, if any, or provide and describe other identifying number | 5493000S7S0ZD3E40797 |
| Description of other identifying number | |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 76 |
| i. Full name | Monex Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 254900VTZ3HYHNEJRX35 |
| Description of other identifying number | |
| iii. State, if applicable | TEXAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 77 |
| i. Full name | Navy Federal Brokerage Services, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-67161 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | VIRGINIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 78 |
| i. Full name | Voya Financial Partners, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-46451 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CONNECTICUT |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 79 |
| i. Full name | American National Trust And Investment Management Company |
| ii. LEI, if any, or provide and describe other identifying number | 28-00344 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | INDIANA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 80 |
| i. Full name | Commerce Brokerage Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-35096 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MISSOURI |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 81 |
| i. Full name | TD Private Client Wealth LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-69105 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 82 |
| i. Full name | American United Life Insurance Company |
| ii. LEI, if any, or provide and describe other identifying number | 549300T82H2DXU80LV98 |
| Description of other identifying number | |
| iii. State, if applicable | INDIANA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 83 |
| i. Full name | Boreal Capital Securities, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 549300NMHK6HTSKCG696 |
| Description of other identifying number | |
| iii. State, if applicable | FLORIDA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 84 |
| i. Full name | Hancock Whitney Corporation |
| ii. LEI, if any, or provide and describe other identifying number | 549300GRNBWY8HIICT41 |
| Description of other identifying number | |
| iii. State, if applicable | MISSISSIPPI |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 85 |
| i. Full name | HighTower Securities, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 549300F189LKWDZLP954 |
| Description of other identifying number | |
| iii. State, if applicable | ILLINOIS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 86 |
| i. Full name | Great Pacific Securities |
| ii. LEI, if any, or provide and describe other identifying number | 254900QRZ90SUI8C4W84 |
| Description of other identifying number | |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 87 |
| i. Full name | Truist Investment Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-35355 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | GEORGIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 88 |
| i. Full name | Investment Network, Inc |
| ii. LEI, if any, or provide and describe other identifying number | 8-66036 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | OHIO |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 89 |
| i. Full name | Insigneo Securities, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 254900P4TTO6PU1VDH88 |
| Description of other identifying number | |
| iii. State, if applicable | FLORIDA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 90 |
| i. Full name | International Assets Advisory, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 254900ARMOHQNS987S09 |
| Description of other identifying number | |
| iii. State, if applicable | FLORIDA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 91 |
| i. Full name | Mid-atlantic Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-36997 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NORTH CAROLINA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 92 |
| i. Full name | National Financial Services LLC |
| ii. LEI, if any, or provide and describe other identifying number | 549300JRHF1MHHWUAW04 |
| Description of other identifying number | |
| iii. State, if applicable | MASSACHUSETTS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 93 |
| i. Full name | Innovation Partners, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 549300IEQ78ON1HMTU71 |
| Description of other identifying number | |
| iii. State, if applicable | NORTH CAROLINA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 94 |
| i. Full name | First Republic Securities Company, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 5493000IMDFZDQYB2Q11 |
| Description of other identifying number | |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 95 |
| i. Full name | Diversified Resources, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-45497 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | RHODE ISLAND |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 96 |
| i. Full name | Herold & Lantern Investments, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 254900J6QB9C3UNBJJ49 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 97 |
| i. Full name | Concourse Financial Group Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-32590 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | ALABAMA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 98 |
| i. Full name | USI Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-50429 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CONNECTICUT |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 99 |
| i. Full name | Somerset Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-11539 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | OREGON |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 100 |
| i. Full name | Investors Brokerage of Texas, Ltd. |
| ii. LEI, if any, or provide and describe other identifying number | 8-28644 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | TEXAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 101 |
| i. Full name | LifeMark Securities Corp. |
| ii. LEI, if any, or provide and describe other identifying number | 8-33478 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 102 |
| i. Full name | Beaconsfield Financial Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-30993 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | PENNSYLVANIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 103 |
| i. Full name | FSC Securities Corporation |
| ii. LEI, if any, or provide and describe other identifying number | 8-21770 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | GEORGIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 104 |
| i. Full name | MMC Securities LLC |
| ii. LEI, if any, or provide and describe other identifying number | 2549001ZA93O65N2ZM60 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 105 |
| i. Full name | TD Ameritrade Clearing, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | MRK678VXOI09YSSN8X19 |
| Description of other identifying number | |
| iii. State, if applicable | NEBRASKA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 106 |
| i. Full name | Rodgers Brothers, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-33475 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | PENNSYLVANIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 107 |
| i. Full name | First Command Brokerage Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-07072 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | TEXAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 108 |
| i. Full name | Wellington Shields & Co., LLC |
| ii. LEI, if any, or provide and describe other identifying number | 254900ULLOEJ3RYQ9S69 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 109 |
| i. Full name | BNA Wealth, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-48642 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | SOUTH CAROLINA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 110 |
| i. Full name | D.H. Hill Securities, LLLP |
| ii. LEI, if any, or provide and describe other identifying number | 8-49475 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | TEXAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 111 |
| i. Full name | Equity Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-14286 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | VERMONT |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 112 |
| i. Full name | Bestvest Investments, Ltd. |
| ii. LEI, if any, or provide and describe other identifying number | 254900SL6FW130BMS922 |
| Description of other identifying number | |
| iii. State, if applicable | PENNSYLVANIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 113 |
| i. Full name | The Jeffrey Matthews Financial Group, L.L.C. |
| ii. LEI, if any, or provide and describe other identifying number | 25490086M6MGMYYVOJ50 |
| Description of other identifying number | |
| iii. State, if applicable | NEW JERSEY |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 114 |
| i. Full name | Trade-PMR Group, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-51390 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | FLORIDA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 115 |
| i. Full name | WesBanco Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-50220 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | OHIO |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 116 |
| i. Full name | Citizens Bank |
| ii. LEI, if any, or provide and describe other identifying number | 38-0421450 |
| Description of other identifying number | Tax ID |
| iii. State, if applicable | MICHIGAN |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 117 |
| i. Full name | Girard Investment Services, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-14145 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | PENNSYLVANIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 118 |
| i. Full name | Sanctuary Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 2549007WBAL2Z578XQ34 |
| Description of other identifying number | |
| iii. State, if applicable | ILLINOIS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 119 |
| i. Full name | Wall Street Access Corporation |
| ii. LEI, if any, or provide and describe other identifying number | 549300Z0MOT47D6OQV22 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 120 |
| i. Full name | Ausdal Financial Partners, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-24519 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | IOWA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 121 |
| i. Full name | Ballew Investments, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-45660 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MISSISSIPPI |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 122 |
| i. Full name | Investments For You, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-44179 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | OHIO |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 123 |
| i. Full name | Sycamore Financial Group Inc |
| ii. LEI, if any, or provide and describe other identifying number | 8-30302 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | INDIANA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 124 |
| i. Full name | Kestra Investment Services, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-49672 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | TEXAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 125 |
| i. Full name | Chelsea Morgan Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-51916 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 126 |
| i. Full name | WBB Securities, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-53660 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 127 |
| i. Full name | Folio Investments, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-52009 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | VIRGINIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 128 |
| i. Full name | GLP Investment Services, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-41868 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MICHIGAN |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 129 |
| i. Full name | Robinson And Robinson, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-17109 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | PENNSYLVANIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 130 |
| i. Full name | Amegy Investments, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-65399 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | TEXAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 131 |
| i. Full name | DMK Advisor Group, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-49279 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | COLORADO |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 132 |
| i. Full name | Hancock Whitney Investment Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 254900PJ7SNKYPK21W02 |
| Description of other identifying number | |
| iii. State, if applicable | LOUISIANA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 133 |
| i. Full name | MML Distributors, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-48203 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CONNECTICUT |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 134 |
| i. Full name | United Planners Financial Services of America, A Limited Partnership |
| ii. LEI, if any, or provide and describe other identifying number | 8-38485 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | ARIZONA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 135 |
| i. Full name | McClurg Capital Corporation |
| ii. LEI, if any, or provide and describe other identifying number | 8-34473 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 136 |
| i. Full name | Sunbelt Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-49748 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | TEXAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 137 |
| i. Full name | Alliant Securities, Inc. Turner, Nord, Kienbaum |
| ii. LEI, if any, or provide and describe other identifying number | 8-23305 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | WASHINGTON |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 138 |
| i. Full name | People's Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 801-63122 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CONNECTICUT |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 139 |
| i. Full name | Madison Avenue Securities, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-40426 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 140 |
| i. Full name | First Western Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-37613 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | TEXAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 141 |
| i. Full name | American Enterprise Investment Services Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 549300NT7GLLVGTH0249 |
| Description of other identifying number | |
| iii. State, if applicable | MINNESOTA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 142 |
| i. Full name | Leigh Baldwin & Co., L.L.C. |
| ii. LEI, if any, or provide and describe other identifying number | 8-48385 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 143 |
| i. Full name | Cetera Advisor Networks LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-29577 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 144 |
| i. Full name | Corecap Investments, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-47783 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MICHIGAN |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 145 |
| i. Full name | Ceros Financial Services Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 549300N2YQ0P5G0WE562 |
| Description of other identifying number | |
| iii. State, if applicable | MARYLAND |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 146 |
| i. Full name | Cape Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-20747 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | GEORGIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 147 |
| i. Full name | B.B. Graham & Company, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-49477 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 148 |
| i. Full name | Wiley Bros. - Aintree Capital, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-3774 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | TENNESSEE |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 149 |
| i. Full name | Moloney Securities Co., Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-48326 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MISSOURI |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 150 |
| i. Full name | Heim, Young & Associates, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-48500 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MISSOURI |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 151 |
| i. Full name | Integrity Investments, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-45302 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | FLORIDA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 152 |
| i. Full name | Santander Securities LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-49571 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MASSACHUSETTS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 153 |
| i. Full name | Transamerica Financial Advisors, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 549300JW32XCZSHI0878 |
| Description of other identifying number | |
| iii. State, if applicable | FLORIDA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 154 |
| i. Full name | Woodbury Financial Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-13846 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MINNESOTA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 155 |
| i. Full name | Herbert J Sims & Co. Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 254900SV6UESQBS8XP98 |
| Description of other identifying number | |
| iii. State, if applicable | CONNECTICUT |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 156 |
| i. Full name | Infinex Investments, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-46661 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CONNECTICUT |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 157 |
| i. Full name | Fintrust Brokerage Services, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-49514 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | SOUTH CAROLINA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 158 |
| i. Full name | Bankoh Investment Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-44201 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | HAWAII |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 159 |
| i. Full name | Capital Investment Brokerage, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-49118 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NORTH CAROLINA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 160 |
| i. Full name | Park Avenue Securities LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-51324 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 161 |
| i. Full name | Ustocktrade Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-33132 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MASSACHUSETTS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 162 |
| i. Full name | B. C. Ziegler and Company |
| ii. LEI, if any, or provide and describe other identifying number | 549300NLEOFP92P38Q71 |
| Description of other identifying number | |
| iii. State, if applicable | ILLINOIS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 163 |
| i. Full name | Coker & Palmer, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 254900V1KTPDN88TDS68 |
| Description of other identifying number | |
| iii. State, if applicable | MISSISSIPPI |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 164 |
| i. Full name | First Allied Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 254900JUVJ7EKQ5LIW08 |
| Description of other identifying number | |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 165 |
| i. Full name | Hand Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-51001 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | TEXAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 166 |
| i. Full name | Ace Diversified Capital, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-49555 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 167 |
| i. Full name | ViewTrade Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 549300CHLQDUD0NL5851 |
| Description of other identifying number | |
| iii. State, if applicable | FLORIDA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 168 |
| i. Full name | Integrated Financial Planning Services |
| ii. LEI, if any, or provide and describe other identifying number | 8-35120 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | |
| iv. Foreign country, if applicable | GERMANY |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 169 |
| i. Full name | Vorpahl Wing Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-51823 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | WASHINGTON |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 170 |
| i. Full name | Charles Schwab & Co., Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 549300ZP8XN77GK5BS04 |
| Description of other identifying number | |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 171 |
| i. Full name | Oriental Financial Services LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-44516 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | |
| iv. Foreign country, if applicable | PUERTO RICO |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 172 |
| i. Full name | American Heritage Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-44466 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | OHIO |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 173 |
| i. Full name | Arthur W. Wood Company |
| ii. LEI, if any, or provide and describe other identifying number | 8-3368 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MASSACHUSETTS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 174 |
| i. Full name | MSEC, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 2549009EK3GVO5B3DK31 |
| Description of other identifying number | |
| iii. State, if applicable | KANSAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 175 |
| i. Full name | James I. Black & Company |
| ii. LEI, if any, or provide and describe other identifying number | 8-12077 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | FLORIDA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 176 |
| i. Full name | CFS Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-51330 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CONNECTICUT |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 177 |
| i. Full name | Zions Direct, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 254900VGN65XF3JVA633 |
| Description of other identifying number | |
| iii. State, if applicable | UTAH |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 178 |
| i. Full name | Sisung Securities Corporation |
| ii. LEI, if any, or provide and describe other identifying number | 254900KJI3EYKKPWT989 |
| Description of other identifying number | |
| iii. State, if applicable | LOUISIANA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 179 |
| i. Full name | First Southern LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-69733 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | |
| iv. Foreign country, if applicable | PUERTO RICO |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 180 |
| i. Full name | Davenport & Company LLC |
| ii. LEI, if any, or provide and describe other identifying number | 254900GN2SAXJGLMS075 |
| Description of other identifying number | |
| iii. State, if applicable | VIRGINIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 181 |
| i. Full name | United Brokerage Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-48685 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | WEST VIRGINIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 182 |
| i. Full name | BOK Financial Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 5493008UZFTI4G7UQ733 |
| Description of other identifying number | |
| iii. State, if applicable | OKLAHOMA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 183 |
| i. Full name | T.R. Winston & Company, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-27519 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW JERSEY |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 184 |
| i. Full name | Blakeslee & Blakeslee, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-32071 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 185 |
| i. Full name | Lincoln Financial Advisors Corporation |
| ii. LEI, if any, or provide and describe other identifying number | 8-14685 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | INDIANA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 186 |
| i. Full name | Verity Investments, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-49474 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NORTH CAROLINA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 187 |
| i. Full name | Umpqua Investments, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-02915 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | OREGON |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 188 |
| i. Full name | Crescent Securities Group, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-53457 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | TEXAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 189 |
| i. Full name | RNR Securities, L.L.C. |
| ii. LEI, if any, or provide and describe other identifying number | 8-50366 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 190 |
| i. Full name | Midland Securities, Ltd. |
| ii. LEI, if any, or provide and describe other identifying number | 8-40685 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | TEXAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 191 |
| i. Full name | Cadaret, Grant & Co., Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 2549003ZDQPBPYR9KD35 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 192 |
| i. Full name | Sorsby Financial Corp. |
| ii. LEI, if any, or provide and describe other identifying number | 8-48718 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | ILLINOIS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 193 |
| i. Full name | Independent Financial Group, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 254900KYWXHSQ7RMNP09 |
| Description of other identifying number | |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 194 |
| i. Full name | Roberts and Ryan Investments Incorporated |
| ii. LEI, if any, or provide and describe other identifying number | 254900A6VIVO4DP1T126 |
| Description of other identifying number | |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 195 |
| i. Full name | Mutual Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 254900UQFSLK9OUNAC76 |
| Description of other identifying number | |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 196 |
| i. Full name | Bley Investment Group, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-42701 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | TEXAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 197 |
| i. Full name | Alexander Capital, L.P. |
| ii. LEI, if any, or provide and describe other identifying number | 8-48957 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 198 |
| i. Full name | Advisory Group Equity Services, Ltd. |
| ii. LEI, if any, or provide and describe other identifying number | 8-32155 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MASSACHUSETTS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 199 |
| i. Full name | Sunset Financial Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-14148 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MISSOURI |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 200 |
| i. Full name | Morgan Stanley Smith Barney LLC |
| ii. LEI, if any, or provide and describe other identifying number | 7PDDXEMZ0ZV0CEDU4D16 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 201 |
| i. Full name | Capital Investment Group, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-31225 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NORTH CAROLINA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 202 |
| i. Full name | Perryman Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-53546 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | TEXAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 203 |
| i. Full name | Allegiance Capital, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-52978 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MINNESOTA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 204 |
| i. Full name | Camden Financial Services |
| ii. LEI, if any, or provide and describe other identifying number | 8-37303 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 205 |
| i. Full name | The Windmill Group, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-25280 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 206 |
| i. Full name | Cabot Lodge Securities LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-69009 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 207 |
| i. Full name | Packerland Brokerage Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-47572 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | WISCONSIN |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 208 |
| i. Full name | TFS Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-38377 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW JERSEY |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 209 |
| i. Full name | Oberweis Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 5493008EZH6DO1631P71 |
| Description of other identifying number | |
| iii. State, if applicable | ILLINOIS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 210 |
| i. Full name | E*TRADE Securities LLC |
| ii. LEI, if any, or provide and describe other identifying number | 549300PJRJFMBCDPWR57 |
| Description of other identifying number | |
| iii. State, if applicable | NEW JERSEY |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 211 |
| i. Full name | FMN Capital Corporation |
| ii. LEI, if any, or provide and describe other identifying number | 8-48082 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 212 |
| i. Full name | Geneos Wealth Management, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-65357 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | COLORADO |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 213 |
| i. Full name | Capital Institutional Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 54930061X8RDWFDJIS05 |
| Description of other identifying number | |
| iii. State, if applicable | TEXAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 214 |
| i. Full name | Polar Investment Counsel, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-50039 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MINNESOTA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 215 |
| i. Full name | Transamerica Advisors Life Insurance Company |
| ii. LEI, if any, or provide and describe other identifying number | F1PLTWZ8OU4HQGZQAP31 |
| Description of other identifying number | |
| iii. State, if applicable | ARKANSAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 216 |
| i. Full name | Independence Capital Co., Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-41331 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | OHIO |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 217 |
| i. Full name | Allegheny Investments, Ltd. |
| ii. LEI, if any, or provide and describe other identifying number | 8-22183 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | PENNSYLVANIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 218 |
| i. Full name | Client One Securities LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-68494 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | KANSAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 219 |
| i. Full name | MML Investors Services, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-27250 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MASSACHUSETTS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 220 |
| i. Full name | ACA Prudent Investors Planning Corp. |
| ii. LEI, if any, or provide and describe other identifying number | 8-51899 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW JERSEY |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 221 |
| i. Full name | TCAdvisors Network Inc |
| ii. LEI, if any, or provide and describe other identifying number | 8-46909 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | COLORADO |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 222 |
| i. Full name | Associated Investment Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-00099 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | WISCONSIN |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 223 |
| i. Full name | Western Equity Group, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-66403 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 224 |
| i. Full name | Amuni Financial, Inc |
| ii. LEI, if any, or provide and describe other identifying number | 8-25338 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | FLORIDA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 225 |
| i. Full name | Jacques Financial, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-52675 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MARYLAND |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 226 |
| i. Full name | H. Beck, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-31165 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MARYLAND |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 227 |
| i. Full name | FSB Premier Wealth Management, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-44865 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | IOWA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 228 |
| i. Full name | Great American Investors, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-44380 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | KANSAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 229 |
| i. Full name | Digital Retirement Solutions, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 84-1477138 |
| Description of other identifying number | Tax ID |
| iii. State, if applicable | COLORADO |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 230 |
| i. Full name | Newport Group Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 801-60427 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | FLORIDA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 231 |
| i. Full name | Landolt Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 254900B2XEQ2HZGN7K90 |
| Description of other identifying number | |
| iii. State, if applicable | WISCONSIN |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 232 |
| i. Full name | American Global Wealth Management, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 39-1259164 |
| Description of other identifying number | Tax ID |
| iii. State, if applicable | GEORGIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 233 |
| i. Full name | Mesirow Financial, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 549300BIV46SUHPOFE54 |
| Description of other identifying number | |
| iii. State, if applicable | ILLINOIS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 234 |
| i. Full name | PTI Securities & Futures, L.P. |
| ii. LEI, if any, or provide and describe other identifying number | 8-44412 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | ILLINOIS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 235 |
| i. Full name | Raymond James Financial, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | RGUZHJ05YTITL6D76949 |
| Description of other identifying number | |
| iii. State, if applicable | FLORIDA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 236 |
| i. Full name | CIBC World Markets Corp. |
| ii. LEI, if any, or provide and describe other identifying number | 549300445CON3DBMU275 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 237 |
| i. Full name | Credit Suisse Securities (USA) LLC |
| ii. LEI, if any, or provide and describe other identifying number | 1V8Y6QCX6YMJ2OELII46 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 238 |
| i. Full name | Advanced Advisor Group, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-67313 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MINNESOTA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 239 |
| i. Full name | World Equity Group, Incorporated |
| ii. LEI, if any, or provide and describe other identifying number | 25490078J1OM7KOXR686 |
| Description of other identifying number | |
| iii. State, if applicable | ILLINOIS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 240 |
| i. Full name | Buckman, Buckman & Reid, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 254900D688L15B5HJB06 |
| Description of other identifying number | |
| iii. State, if applicable | NEW JERSEY |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 241 |
| i. Full name | LPL Financial LLC |
| ii. LEI, if any, or provide and describe other identifying number | 5493005NM7F0H1N3EQ39 |
| Description of other identifying number | |
| iii. State, if applicable | MASSACHUSETTS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 242 |
| i. Full name | GWFS Equities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-33854 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | COLORADO |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 243 |
| i. Full name | The Strategic Financial Alliance, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-65885 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | GEORGIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 244 |
| i. Full name | Talcott Resolution Life Insurance Company |
| ii. LEI, if any, or provide and describe other identifying number | 8CE7JPU9IU72L3PPD756 |
| Description of other identifying number | |
| iii. State, if applicable | CONNECTICUT |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 245 |
| i. Full name | New England Pension Plan Systems, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 00000000000000000000 |
| Description of other identifying number | |
| iii. State, if applicable | RHODE ISLAND |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 246 |
| i. Full name | L.S.Y. Incorporated |
| ii. LEI, if any, or provide and describe other identifying number | 8-17613 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 247 |
| i. Full name | Sammons institutional Group, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | BBG00LBNPZL2 |
| Description of other identifying number | Bloomberg Global ID |
| iii. State, if applicable | IOWA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 248 |
| i. Full name | Lesko Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-26408 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 249 |
| i. Full name | USAA Investment Services Company |
| ii. LEI, if any, or provide and describe other identifying number | 549300VSPLQ1XBNPD479 |
| Description of other identifying number | |
| iii. State, if applicable | TEXAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 250 |
| i. Full name | Veritas Independent Partners, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-69363 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | ARKANSAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 251 |
| i. Full name | Colorado Financial Service Corporation |
| ii. LEI, if any, or provide and describe other identifying number | 8-52817 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | COLORADO |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 252 |
| i. Full name | Conduent HR Services, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 84-06035 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 253 |
| i. Full name | Arive Capital Markets LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-43350 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 254 |
| i. Full name | Fiduciary Trust Company International |
| ii. LEI, if any, or provide and describe other identifying number | N1YKEWO2IYPRS4742F57 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 255 |
| i. Full name | Horan Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-49192 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | OHIO |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 256 |
| i. Full name | TradeStation Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 549300T08P71XXBYLW62 |
| Description of other identifying number | |
| iii. State, if applicable | FLORIDA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 257 |
| i. Full name | Global Brokerage Services Ltd |
| ii. LEI, if any, or provide and describe other identifying number | 8-47763 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MARYLAND |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 258 |
| i. Full name | Citigroup Global Markets Inc. |
| ii. LEI, if any, or provide and describe other identifying number | MBNUM2BPBDO7JBLYG310 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 259 |
| i. Full name | G. A. Repple & Company |
| ii. LEI, if any, or provide and describe other identifying number | 8-35315 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | FLORIDA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 260 |
| i. Full name | Center Street Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-42786 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | TENNESSEE |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 261 |
| i. Full name | J. J. B. Hilliard, W. L. Lyons, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 254900HZY78ZQW2G2X35 |
| Description of other identifying number | |
| iii. State, if applicable | KENTUCKY |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 262 |
| i. Full name | Monere Investments, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 2549004LPCIR92BLYF90 |
| Description of other identifying number | |
| iii. State, if applicable | ILLINOIS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 263 |
| i. Full name | Buckram Securities Ltd. |
| ii. LEI, if any, or provide and describe other identifying number | 8-65939 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 264 |
| i. Full name | Colliers Securities LLC |
| ii. LEI, if any, or provide and describe other identifying number | 549300OD1C69R64IVC38 |
| Description of other identifying number | |
| iii. State, if applicable | MINNESOTA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 265 |
| i. Full name | Smith, Brown & Groover, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-13079 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | GEORGIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 266 |
| i. Full name | Abacus Investments, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-46571 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | WISCONSIN |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 267 |
| i. Full name | Weston Securities Corporation |
| ii. LEI, if any, or provide and describe other identifying number | 8-32664 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MASSACHUSETTS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 268 |
| i. Full name | Kalos Capital, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-50630 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | GEORGIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 269 |
| i. Full name | Valley National Investments, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-34427 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | PENNSYLVANIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 270 |
| i. Full name | Mutual Funds Associates, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-13026 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 271 |
| i. Full name | BTG Pactual US Capital, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 549300EUEDL5GKQW8U35 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 272 |
| i. Full name | Institutional Securities Corporation |
| ii. LEI, if any, or provide and describe other identifying number | 2549007EJ1PSLA8XVA50 |
| Description of other identifying number | |
| iii. State, if applicable | TEXAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 273 |
| i. Full name | BNY Mellon Securities Corporation |
| ii. LEI, if any, or provide and describe other identifying number | 801-54739 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 274 |
| i. Full name | Citizens Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 2138006RAPI5PE2ZGW36 |
| Description of other identifying number | |
| iii. State, if applicable | MASSACHUSETTS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 275 |
| i. Full name | BD4RIA, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-70022 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | TEXAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 276 |
| i. Full name | Harold W. Dance, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-12160 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | UTAH |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 277 |
| i. Full name | IDB Capital Corp. |
| ii. LEI, if any, or provide and describe other identifying number | 254900SH3QL0IL3S9R34 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 278 |
| i. Full name | ACP Securities, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 254900GHLAGD9J81O211 |
| Description of other identifying number | |
| iii. State, if applicable | FLORIDA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 279 |
| i. Full name | Feltl and Company, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-18435 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MINNESOTA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 280 |
| i. Full name | Davinci Capital Management, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-51580 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MASSACHUSETTS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 281 |
| i. Full name | Security Distributors, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-10781 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | KANSAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 282 |
| i. Full name | Jefferies LLC |
| ii. LEI, if any, or provide and describe other identifying number | 58PU97L1C0WSRCWADL48 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 283 |
| i. Full name | Safra Securities LLC |
| ii. LEI, if any, or provide and describe other identifying number | E51AOUORNWWT747CBW71 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 284 |
| i. Full name | Hilltop Securities Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 549300IXU82PMU6XZT45 |
| Description of other identifying number | |
| iii. State, if applicable | TEXAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 285 |
| i. Full name | Trustmont Financial Group, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-36439 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | PENNSYLVANIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 286 |
| i. Full name | Abacus International Capital Corp. |
| ii. LEI, if any, or provide and describe other identifying number | 8-46418 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 287 |
| i. Full name | Globalink Securities, Inc |
| ii. LEI, if any, or provide and describe other identifying number | 8-44509 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 288 |
| i. Full name | Etico Partners, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 254900YC5I0IY6GSBI85 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 289 |
| i. Full name | APW Capital, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-50433 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW JERSEY |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 290 |
| i. Full name | Silver Oak Securities, Incorporated |
| ii. LEI, if any, or provide and describe other identifying number | 8-51601 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | TENNESSEE |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 291 |
| i. Full name | International Money Management Group, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-30417 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MARYLAND |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 292 |
| i. Full name | Teachers Insurance and Annuity Association of America |
| ii. LEI, if any, or provide and describe other identifying number | O06XD7BJ4EPXNABVFN69 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 293 |
| i. Full name | Intervest International Equities Corporation |
| ii. LEI, if any, or provide and describe other identifying number | 8-38156 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | COLORADO |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 294 |
| i. Full name | Genworth Life and Annuity Insurance Company |
| ii. LEI, if any, or provide and describe other identifying number | TAI340D9BWT9R77O0P03 |
| Description of other identifying number | |
| iii. State, if applicable | VIRGINIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 295 |
| i. Full name | Independent Brokerage Solutions LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-68549 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 296 |
| i. Full name | Huntleigh Securities Corporation |
| ii. LEI, if any, or provide and describe other identifying number | 8-21893 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MISSOURI |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 297 |
| i. Full name | Equitable Advisors, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-17883 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 298 |
| i. Full name | Deutsche Bank Securities Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 9J6MBOOO7BECTDTUZW19 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 299 |
| i. Full name | Maxim Group LLC |
| ii. LEI, if any, or provide and describe other identifying number | 254900OJ6JZO6SDMHQ83 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 300 |
| i. Full name | Mcnally Financial Services Corporation |
| ii. LEI, if any, or provide and describe other identifying number | 8-65388 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | TEXAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 301 |
| i. Full name | Lombard Securities, Incorporated |
| ii. LEI, if any, or provide and describe other identifying number | 8-43340 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MARYLAND |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 302 |
| i. Full name | Grant Williams L.P. |
| ii. LEI, if any, or provide and describe other identifying number | 8-51249 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | PENNSYLVANIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 303 |
| i. Full name | Wescom Financial Services, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-66189 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 304 |
| i. Full name | Vision Financial Markets LLC |
| ii. LEI, if any, or provide and describe other identifying number | 549300J0X8HK9GUADL55 |
| Description of other identifying number | |
| iii. State, if applicable | CONNECTICUT |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 305 |
| i. Full name | Dorn & Co., Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-08707 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MINNESOTA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 306 |
| i. Full name | Gerwin Group, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-40282 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 307 |
| i. Full name | First Asset Financial Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-67191 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | KANSAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 308 |
| i. Full name | ICMA-RC Services, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-40268 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | DISTRICT OF COLUMBIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 309 |
| i. Full name | S.L. Reed & Company |
| ii. LEI, if any, or provide and describe other identifying number | 8-49178 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 310 |
| i. Full name | R. Seelaus & Co. Inc |
| ii. LEI, if any, or provide and describe other identifying number | 2138004J7AJDLCOJYA06 |
| Description of other identifying number | |
| iii. State, if applicable | NEW JERSEY |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 311 |
| i. Full name | BBVA Securities Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 549300RJFN0Z663VE860 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 312 |
| i. Full name | Portsmouth Financial Services |
| ii. LEI, if any, or provide and describe other identifying number | 8-30097 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 313 |
| i. Full name | USCA Securities LLC |
| ii. LEI, if any, or provide and describe other identifying number | 254900GBMSP1Y45THR66 |
| Description of other identifying number | |
| iii. State, if applicable | TEXAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 314 |
| i. Full name | UBS Financial Services Inc. |
| ii. LEI, if any, or provide and describe other identifying number | ETYRV6ORNFJB5NONI676 |
| Description of other identifying number | |
| iii. State, if applicable | NEW JERSEY |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 315 |
| i. Full name | Merrill Lynch, Pierce, Fenner & Smith Incorporated |
| ii. LEI, if any, or provide and describe other identifying number | 8NAV47T0Y26Q87Y0QP81 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 316 |
| i. Full name | Fidelity Investments Institutional Operations Company LLC |
| ii. LEI, if any, or provide and describe other identifying number | 549300XVSM8LN3LQOK63 |
| Description of other identifying number | |
| iii. State, if applicable | MASSACHUSETTS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 317 |
| i. Full name | Hazard & Siegel, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-13942 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 318 |
| i. Full name | SWBC Investment Services, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 254900YIJJWABADWZ455 |
| Description of other identifying number | |
| iii. State, if applicable | TEXAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 319 |
| i. Full name | Horace Mann Investors, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 254900OFJVU7T8WTK224 |
| Description of other identifying number | |
| iii. State, if applicable | ILLINOIS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 320 |
| i. Full name | Raymond James & Associates, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | U4ONQX15J3RO8XCKE979 |
| Description of other identifying number | |
| iii. State, if applicable | FLORIDA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 321 |
| i. Full name | William Blair & Company, L.L.C. |
| ii. LEI, if any, or provide and describe other identifying number | 549300J0P7XYE8BMZ775 |
| Description of other identifying number | |
| iii. State, if applicable | ILLINOIS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 322 |
| i. Full name | Tradition Securities and Derivatives LLC |
| ii. LEI, if any, or provide and describe other identifying number | WRYEFMSVQCH0EMD08461 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 323 |
| i. Full name | Cutter And Company Brokerage, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-39590 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MISSOURI |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 324 |
| i. Full name | Oscar Gruss & Son Incorporated |
| ii. LEI, if any, or provide and describe other identifying number | 549300V78DH9XCK5UI63 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 325 |
| i. Full name | Hefren-Tillotson, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-10646 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | PENNSYLVANIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 326 |
| i. Full name | Bradesco BAC Florida Investments Corp. |
| ii. LEI, if any, or provide and describe other identifying number | 254900CAF9OPVE8VT408 |
| Description of other identifying number | |
| iii. State, if applicable | FLORIDA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 327 |
| i. Full name | Hennion & Walsh, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 2549007B0CCUSX9P2580 |
| Description of other identifying number | |
| iii. State, if applicable | NEW JERSEY |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 328 |
| i. Full name | Sweney Cartwright & Company |
| ii. LEI, if any, or provide and describe other identifying number | 549300CTOIWXJCKTPS87 |
| Description of other identifying number | |
| iii. State, if applicable | OHIO |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 329 |
| i. Full name | Money Concepts Capital Corp |
| ii. LEI, if any, or provide and describe other identifying number | 8-29671 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | FLORIDA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 330 |
| i. Full name | Hudson Heritage Capital Management Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-50648 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 331 |
| i. Full name | Avondale Partners, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 254900799PKXEPTDRJ40 |
| Description of other identifying number | |
| iii. State, if applicable | TENNESSEE |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 332 |
| i. Full name | Mercer Hr Services, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 20-1932099 |
| Description of other identifying number | Tax ID |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 333 |
| i. Full name | Sovereign Legacy Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-00621 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NORTH CAROLINA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 334 |
| i. Full name | Griffinest Asia Securities, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-66571 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 335 |
| i. Full name | VALIC Retirement Services Company |
| ii. LEI, if any, or provide and describe other identifying number | 84-06057 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | TEXAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 336 |
| i. Full name | Holistic Brokerage, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 254900EMZBEIM1FAO022 |
| Description of other identifying number | |
| iii. State, if applicable | FLORIDA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 337 |
| i. Full name | Portfolio Resources Group, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 549300TKCYL1XNXOL896 |
| Description of other identifying number | |
| iii. State, if applicable | FLORIDA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 338 |
| i. Full name | Quincy Cass Associates |
| ii. LEI, if any, or provide and describe other identifying number | 8-5743 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 339 |
| i. Full name | VALIC Financial Advisors, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-50018 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | TEXAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 340 |
| i. Full name | Glen Eagle Wealth LLC |
| ii. LEI, if any, or provide and describe other identifying number | 549300KIBM3JOKOD9P59 |
| Description of other identifying number | |
| iii. State, if applicable | NEW JERSEY |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 341 |
| i. Full name | T.S. Phillips Investments, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-65661 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | OKLAHOMA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 342 |
| i. Full name | Bolton Securities Corporation |
| ii. LEI, if any, or provide and describe other identifying number | 8-68187 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MASSACHUSETTS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 343 |
| i. Full name | Founders Financial Securities, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-67137 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MARYLAND |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 344 |
| i. Full name | Stifel Independent Advisors, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-43514 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MISSOURI |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 345 |
| i. Full name | North South Capital LLC |
| ii. LEI, if any, or provide and describe other identifying number | 549300ODEKJCRN2AM859 |
| Description of other identifying number | |
| iii. State, if applicable | ILLINOIS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 346 |
| i. Full name | J.P. Morgan Institutional Investments Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-52182 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 347 |
| i. Full name | Joseph Gunnar & Co., L.L.C. |
| ii. LEI, if any, or provide and describe other identifying number | 2549001XBRI5XQ0ZDA12 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 348 |
| i. Full name | Infinity Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-67647 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 349 |
| i. Full name | Allstate Financial Services, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-36365 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEBRASKA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 350 |
| i. Full name | Darwood Associates, Incorporated |
| ii. LEI, if any, or provide and describe other identifying number | 8-16560 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW JERSEY |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 351 |
| i. Full name | Thurston, Springer, Miller, Herd & Titak, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-25452 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | INDIANA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 352 |
| i. Full name | M&T Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 254900VRUF9FN7AZI864 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 353 |
| i. Full name | NEXT Financial Group, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-51356 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | TEXAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 354 |
| i. Full name | Sanders Morris Harris LLC |
| ii. LEI, if any, or provide and describe other identifying number | 254900ZNPYV465D1NZ47 |
| Description of other identifying number | |
| iii. State, if applicable | TEXAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 355 |
| i. Full name | L.O. Thomas & Co., Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-40875 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW JERSEY |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 356 |
| i. Full name | Prudential Investment Management Services LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-36540 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW JERSEY |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 357 |
| i. Full name | Regal Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-21765 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | ILLINOIS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 358 |
| i. Full name | Essex Securities LLC |
| ii. LEI, if any, or provide and describe other identifying number | 254900RAMRWZOR870Q30 |
| Description of other identifying number | |
| iii. State, if applicable | MASSACHUSETTS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 359 |
| i. Full name | N.I.S. Financial Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-15919 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MISSOURI |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 360 |
| i. Full name | American Equity Investment Corporation |
| ii. LEI, if any, or provide and describe other identifying number | 8-49078 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | INDIANA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 361 |
| i. Full name | Arlington Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-38098 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MISSOURI |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 362 |
| i. Full name | Carl M. Hennig, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-14509 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | WISCONSIN |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 363 |
| i. Full name | Symphonic Securities LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-67220 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 364 |
| i. Full name | Arete Wealth Management LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-50854 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | ILLINOIS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 365 |
| i. Full name | Gill Capital Partners, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-30563 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | COLORADO |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 366 |
| i. Full name | Alight Solutions LLC |
| ii. LEI, if any, or provide and describe other identifying number | 84-01996 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | ILLINOIS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 367 |
| i. Full name | SPIRE Securities, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-67635 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | VIRGINIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 368 |
| i. Full name | Lincoln-Douglas Investments, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-68728 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | OHIO |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 369 |
| i. Full name | ADP Broker-Dealer, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-47885 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW JERSEY |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 370 |
| i. Full name | Meridien Financial Group, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-26090 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | RHODE ISLAND |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 371 |
| i. Full name | Dempsey Lord Smith, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-67469 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | GEORGIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 372 |
| i. Full name | U.S. Bancorp Investments, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | H85Z6XZP8B10ES0M2G89 |
| Description of other identifying number | |
| iii. State, if applicable | MINNESOTA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 373 |
| i. Full name | Classic, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-68981 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NORTH DAKOTA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 374 |
| i. Full name | Ameriprise Financial Services, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-16791 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MINNESOTA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 375 |
| i. Full name | Gregory J. Schwartz & Co., Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-20955 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MICHIGAN |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 376 |
| i. Full name | Allen C. Ewing & Co. |
| ii. LEI, if any, or provide and describe other identifying number | 8-42393 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | FLORIDA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 377 |
| i. Full name | USA Financial Securities Corporation |
| ii. LEI, if any, or provide and describe other identifying number | 8-52342 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MICHIGAN |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 378 |
| i. Full name | Oak Tree Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-36138 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 379 |
| i. Full name | Emerson Equity LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-66296 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 380 |
| i. Full name | Hartford Funds Management Company, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 549300P3DI8LOUAPBT80 |
| Description of other identifying number | |
| iii. State, if applicable | PENNSYLVANIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 381 |
| i. Full name | TrustFirst, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-48509 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | TENNESSEE |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 382 |
| i. Full name | Teckmeyer Financial Services, L.L.C. |
| ii. LEI, if any, or provide and describe other identifying number | 8-48501 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEBRASKA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 383 |
| i. Full name | Crews and Associates, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 5493001BWSV3E82LZ446 |
| Description of other identifying number | |
| iii. State, if applicable | ARKANSAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 384 |
| i. Full name | Anovest Financial Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-66742 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | GEORGIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 385 |
| i. Full name | Massachusetts Mutual Life Insurance Company |
| ii. LEI, if any, or provide and describe other identifying number | R6ZXK5P01NP6HXSY1S07 |
| Description of other identifying number | |
| iii. State, if applicable | MASSACHUSETTS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 386 |
| i. Full name | Ascensus Financial Services, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-67891 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | PENNSYLVANIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 387 |
| i. Full name | CapFinancial Securities, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-65870 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NORTH CAROLINA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 388 |
| i. Full name | Voya Investments Distributor, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 549300UXSQ6ZVMSJFH64 |
| Description of other identifying number | |
| iii. State, if applicable | ARIZONA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 389 |
| i. Full name | Navaid Financial Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-49897 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | PENNSYLVANIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 390 |
| i. Full name | United States Life Insurance Company in the City of New York |
| ii. LEI, if any, or provide and describe other identifying number | 549300C1JQGJ0MNUMG79 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 391 |
| i. Full name | The GMS Group, L.L.C. |
| ii. LEI, if any, or provide and describe other identifying number | 254900OXZT27TA5CGU56 |
| Description of other identifying number | |
| iii. State, if applicable | NEW JERSEY |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 392 |
| i. Full name | Devenir, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-65837 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MINNESOTA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 393 |
| i. Full name | J.W. Cole Financial, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-65698 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | FLORIDA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 394 |
| i. Full name | R. F. Lafferty & Co., Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 254900KLPTMWPBZWH264 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 395 |
| i. Full name | Signator Investors, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-13995 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MASSACHUSETTS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 396 |
| i. Full name | Brokers International Financial Services, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-67239 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | IOWA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 397 |
| i. Full name | Laidlaw & Company (UK) Ltd. |
| ii. LEI, if any, or provide and describe other identifying number | 8-53731 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 398 |
| i. Full name | Capital Portfolio Management, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-44225 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MARYLAND |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 399 |
| i. Full name | Investment Placement Group |
| ii. LEI, if any, or provide and describe other identifying number | 5493005L3RL45FY4HR07 |
| Description of other identifying number | |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 400 |
| i. Full name | S.G. Long & Company |
| ii. LEI, if any, or provide and describe other identifying number | 8-51816 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MONTANA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 401 |
| i. Full name | Cardinal Investments, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-47493 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | ILLINOIS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 402 |
| i. Full name | Pensionmark Securities, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-69773 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 403 |
| i. Full name | Marsco Investment Corporation |
| ii. LEI, if any, or provide and describe other identifying number | 8-36754 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW JERSEY |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 404 |
| i. Full name | Standard Insurance Company |
| ii. LEI, if any, or provide and describe other identifying number | 549300KVA8DBYKHPXO21 |
| Description of other identifying number | |
| iii. State, if applicable | OREGON |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 405 |
| i. Full name | Moors & Cabot, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 254900SDQ5IONENQ7U67 |
| Description of other identifying number | |
| iii. State, if applicable | MASSACHUSETTS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 406 |
| i. Full name | B. Riley Wealth Management Holdings, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-31206 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | TENNESSEE |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 407 |
| i. Full name | Leumi Investment Services Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 5493005SJQ3VQ5DEE756 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 408 |
| i. Full name | The Logan Group Securities |
| ii. LEI, if any, or provide and describe other identifying number | 8-48995 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 409 |
| i. Full name | Intercarolina Financial Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-37519 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NORTH CAROLINA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 410 |
| i. Full name | Commonwealth Equity Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-24040 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MASSACHUSETTS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 411 |
| i. Full name | L.M. Kohn & Company |
| ii. LEI, if any, or provide and describe other identifying number | 8-43303 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | OHIO |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 412 |
| i. Full name | Securities America, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-26602 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEBRASKA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 413 |
| i. Full name | Hanson McClain Retirement Network, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-52250 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 414 |
| i. Full name | Bolton Global Capital, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 2549009M08YVOG46LO79 |
| Description of other identifying number | |
| iii. State, if applicable | MASSACHUSETTS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 415 |
| i. Full name | American Capital Partners, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 254900I8NH46ZJJ4Z956 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 416 |
| i. Full name | Dorsey & Company Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-7541 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | LOUISIANA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 417 |
| i. Full name | World Capital Brokerage, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-06805 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | COLORADO |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 418 |
| i. Full name | Union Capital Company |
| ii. LEI, if any, or provide and describe other identifying number | 8-53127 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | ARIZONA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 419 |
| i. Full name | LaSalle St. Securities, L.L.C. |
| ii. LEI, if any, or provide and describe other identifying number | 254900T7U4ODG86YRV13 |
| Description of other identifying number | |
| iii. State, if applicable | ILLINOIS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 420 |
| i. Full name | Multiple Financial Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-52017 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 421 |
| i. Full name | Voya Financial Advisors, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-13987 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | IOWA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 422 |
| i. Full name | Regulus Financial Group, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-68275 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MICHIGAN |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 423 |
| i. Full name | Securities Equity Group |
| ii. LEI, if any, or provide and describe other identifying number | 8-51706 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 424 |
| i. Full name | Stifel, Nicolaus & Company, Incorporated |
| ii. LEI, if any, or provide and describe other identifying number | 5WUVMA08EYG4KEUPW589 |
| Description of other identifying number | |
| iii. State, if applicable | MISSOURI |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 425 |
| i. Full name | White Mountain Capital, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-52572 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 426 |
| i. Full name | Impact U. Investments, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-65527 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 427 |
| i. Full name | Stonecrest Capital Markets, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 25490062H4ICVOPZ2X80 |
| Description of other identifying number | |
| iii. State, if applicable | TEXAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 428 |
| i. Full name | Highlander Capital Group, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-37169 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW JERSEY |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 429 |
| i. Full name | Brighton Securities Corp. |
| ii. LEI, if any, or provide and describe other identifying number | 8-14599 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 430 |
| i. Full name | Amerant Investments, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 254900M8G8SSAIMHET60 |
| Description of other identifying number | |
| iii. State, if applicable | FLORIDA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 431 |
| i. Full name | Horace Mann Life Insurance Company |
| ii. LEI, if any, or provide and describe other identifying number | 5493000HR2JKKNH2FL09 |
| Description of other identifying number | |
| iii. State, if applicable | ILLINOIS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 432 |
| i. Full name | Janney Montgomery Scott LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-00462 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | PENNSYLVANIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 433 |
| i. Full name | Principled Advisors, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-66451 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 434 |
| i. Full name | Lion Street Financial, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-69183 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | TEXAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 435 |
| i. Full name | PNC Capital Markets LLC |
| ii. LEI, if any, or provide and describe other identifying number | 7OGNSSLOQJ8U3B9Y5F18 |
| Description of other identifying number | |
| iii. State, if applicable | PENNSYLVANIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 436 |
| i. Full name | Caldwell Securities Ltd. |
| ii. LEI, if any, or provide and describe other identifying number | 549300ORF2FMHXODHJ66 |
| Description of other identifying number | |
| iii. State, if applicable | |
| iv. Foreign country, if applicable | CANADA (FEDERAL LEVEL) |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 437 |
| i. Full name | Benefit Plans Administrative Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | BBG002ZR1639 |
| Description of other identifying number | Bloomberg Global ID |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 438 |
| i. Full name | The Oak Ridge Financial Services Group, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 2549003647MDU9F6QN39 |
| Description of other identifying number | |
| iii. State, if applicable | MINNESOTA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 439 |
| i. Full name | Capital Management Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-27779 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MINNESOTA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 440 |
| i. Full name | Crown Capital Securities, L.P. |
| ii. LEI, if any, or provide and describe other identifying number | 8-17264 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 441 |
| i. Full name | Fieldpoint Private Securities, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-37105 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CONNECTICUT |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 442 |
| i. Full name | Aventura Securities, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-67458 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | FLORIDA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 443 |
| i. Full name | FNBB Capital Markets, L.L.C. |
| ii. LEI, if any, or provide and describe other identifying number | 8-66553 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | ALABAMA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 444 |
| i. Full name | Investment Security Corporation |
| ii. LEI, if any, or provide and describe other identifying number | 8-51832 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 445 |
| i. Full name | Sabadell Securities USA, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 2549002UK8JK82ABGD45 |
| Description of other identifying number | |
| iii. State, if applicable | FLORIDA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 446 |
| i. Full name | Tocqueville Securities L.P. |
| ii. LEI, if any, or provide and describe other identifying number | 8-42223 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 447 |
| i. Full name | Purshe Kaplan Sterling Investments, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-46844 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 448 |
| i. Full name | Coinbase Capital Markets Corporation |
| ii. LEI, if any, or provide and describe other identifying number | 8-28032 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 449 |
| i. Full name | Coordinated Capital Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-31173 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | WISCONSIN |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 450 |
| i. Full name | Syndicated Capital, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-44162 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 451 |
| i. Full name | First Horizon Advisors, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-35061 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | TENNESSEE |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 452 |
| i. Full name | Comerica Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 5493009QV211JEW7ZV59 |
| Description of other identifying number | |
| iii. State, if applicable | MICHIGAN |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 453 |
| i. Full name | Harvest Financial Corporation |
| ii. LEI, if any, or provide and describe other identifying number | 8-26037 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | PENNSYLVANIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 454 |
| i. Full name | Variable Investment Advisors, Inc |
| ii. LEI, if any, or provide and describe other identifying number | 8-50699 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | SOUTH DAKOTA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 455 |
| i. Full name | Stephens Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 213800LH6T9XDYZCA534 |
| Description of other identifying number | |
| iii. State, if applicable | ARKANSAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 456 |
| i. Full name | Henley & Company LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-66463 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 457 |
| i. Full name | Brooklight Place Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-32673 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | ILLINOIS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 458 |
| i. Full name | Morgan Stanley & Co. LLC |
| ii. LEI, if any, or provide and describe other identifying number | 9R7GPTSO7KV3UQJZQ078 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 459 |
| i. Full name | Northwestern Mutual Investment Services, LLC |
| ii. LEI, if any, or provide and describe other identifying number | CYO86L8D7HTXW9SOZX28 |
| Description of other identifying number | |
| iii. State, if applicable | WISCONSIN |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 460 |
| i. Full name | Reliance Trust Company |
| ii. LEI, if any, or provide and describe other identifying number | 549300NV8FSQRNOUQO50 |
| Description of other identifying number | |
| iii. State, if applicable | GEORGIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 461 |
| i. Full name | Woodmen Financial Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-53592 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEBRASKA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 462 |
| i. Full name | T. Rowe Price Retirement Plan Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 84-06219 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MARYLAND |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 463 |
| i. Full name | DWS Distributors, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 5299007T18XBURKJ1V64 |
| Description of other identifying number | |
| iii. State, if applicable | ILLINOIS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 464 |
| i. Full name | Cresap, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-42117 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | PENNSYLVANIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 465 |
| i. Full name | Boenning & Scattergood Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 2549005FER5A7K7II574 |
| Description of other identifying number | |
| iii. State, if applicable | PENNSYLVANIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 466 |
| i. Full name | Interactive Brokers LLC |
| ii. LEI, if any, or provide and describe other identifying number | 50OBSE5T5521O6SMZR28 |
| Description of other identifying number | |
| iii. State, if applicable | CONNECTICUT |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 467 |
| i. Full name | Loring Ward Securities Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-51381 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 468 |
| i. Full name | Exeter Trust Company |
| ii. LEI, if any, or provide and describe other identifying number | 28-04279 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 469 |
| i. Full name | CFD Investments, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-41727 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | INDIANA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 470 |
| i. Full name | Westminster Financial Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-38426 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | OHIO |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 471 |
| i. Full name | D.M. Kelly & Company |
| ii. LEI, if any, or provide and describe other identifying number | 254900MPA2M5G6DL5C63 |
| Description of other identifying number | |
| iii. State, if applicable | IOWA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 472 |
| i. Full name | Saturna Brokerage Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-36558 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | WASHINGTON |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 473 |
| i. Full name | Harbour Investments, Inc |
| ii. LEI, if any, or provide and describe other identifying number | 8-37373 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | WISCONSIN |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 474 |
| i. Full name | Xml Securities, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-67776 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | VIRGINIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 475 |
| i. Full name | Smith, Moore & Co. |
| ii. LEI, if any, or provide and describe other identifying number | 8-27480 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MISSOURI |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 476 |
| i. Full name | Empire Asset Management Company, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-67520 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 477 |
| i. Full name | Healthcare Community Securities Corp. |
| ii. LEI, if any, or provide and describe other identifying number | 8-46981 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 478 |
| i. Full name | Royal Alliance Associates, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 2549008QNG03YMMNXZ09 |
| Description of other identifying number | |
| iii. State, if applicable | NEW JERSEY |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 479 |
| i. Full name | Apex Clearing Corporation |
| ii. LEI, if any, or provide and describe other identifying number | 5493000418CITRF5BO80 |
| Description of other identifying number | |
| iii. State, if applicable | TEXAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 480 |
| i. Full name | Sunstreet Securities, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-67541 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | ARIZONA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 481 |
| i. Full name | Wright Investors' Service Distributors, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 06-1071596 |
| Description of other identifying number | Tax ID |
| iii. State, if applicable | CONNECTICUT |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 482 |
| i. Full name | J. Alden Associates, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-48938 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | PENNSYLVANIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 483 |
| i. Full name | VBC Securities, L.L.C. |
| ii. LEI, if any, or provide and describe other identifying number | 8-44141 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW JERSEY |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 484 |
| i. Full name | Sage, Rutty & Co., Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-00533 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 485 |
| i. Full name | Profinancial, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-32026 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | LOUISIANA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 486 |
| i. Full name | BFT Financial Group, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-53487 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | TEXAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 487 |
| i. Full name | Fifth Third Bank, National Association |
| ii. LEI, if any, or provide and describe other identifying number | QFROUN1UWUYU0DVIWD51 |
| Description of other identifying number | |
| iii. State, if applicable | OHIO |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 488 |
| i. Full name | Lincoln Financial Securities Corporation |
| ii. LEI, if any, or provide and describe other identifying number | 8-14609 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | INDIANA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 489 |
| i. Full name | John Hancock Trust Company LLC |
| ii. LEI, if any, or provide and describe other identifying number | 549300W205WZCFZS6R51 |
| Description of other identifying number | |
| iii. State, if applicable | MASSACHUSETTS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 490 |
| i. Full name | Wells Fargo Securities, LLC |
| ii. LEI, if any, or provide and describe other identifying number | VYVVCKR63DVZZN70PB21 |
| Description of other identifying number | |
| iii. State, if applicable | NORTH CAROLINA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 491 |
| i. Full name | State Street Bank and Trust Company |
| ii. LEI, if any, or provide and describe other identifying number | 571474TGEMMWANRLN572 |
| Description of other identifying number | |
| iii. State, if applicable | MASSACHUSETTS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 492 |
| i. Full name | Arvest Investments, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 254900F30H09HHDIEI45 |
| Description of other identifying number | |
| iii. State, if applicable | ARKANSAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 493 |
| i. Full name | KW Securities Corporation |
| ii. LEI, if any, or provide and describe other identifying number | 8-24792 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 494 |
| i. Full name | E*TRADE Savings Bank |
| ii. LEI, if any, or provide and describe other identifying number | 549300DXPO50FJ75QA85 |
| Description of other identifying number | |
| iii. State, if applicable | VIRGINIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 495 |
| i. Full name | OneAmerica Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-15009 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | INDIANA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 496 |
| i. Full name | American Trust Investment Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-14394 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | INDIANA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 497 |
| i. Full name | Northern Trust Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 3CHSO99JSPHD9HGNYJ46 |
| Description of other identifying number | |
| iii. State, if applicable | ILLINOIS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 498 |
| i. Full name | UBS AG (New York, NY, US, Branch) |
| ii. LEI, if any, or provide and describe other identifying number | BFM8T61CT2L1QCEMIK50 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 499 |
| i. Full name | Wells Fargo Clearing Services, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 88KRVSOEKUGQZJ3DKW55 |
| Description of other identifying number | |
| iii. State, if applicable | MISSOURI |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 500 |
| i. Full name | SA Stone Wealth Management Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-36638 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | ALABAMA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 501 |
| i. Full name | UBATCO & Co. |
| ii. LEI, if any, or provide and describe other identifying number | 00000000000000000000 |
| Description of other identifying number | |
| iii. State, if applicable | NEBRASKA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 502 |
| i. Full name | Axiom Capital Management, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 254900WW7SK1IMK6NO54 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 503 |
| i. Full name | SG Americas Securities, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 549300F35UE0BOM1WJ55 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 504 |
| i. Full name | Riversource Distributors, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-67196 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MINNESOTA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 505 |
| i. Full name | Calamar Financial Group, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-69777 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 506 |
| i. Full name | Dominion Investor Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-39029 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | TEXAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 507 |
| i. Full name | Avantax Wealth Management, Inc |
| ii. LEI, if any, or provide and describe other identifying number | 8-29533 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | TEXAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 508 |
| i. Full name | Lockton Investment Securities, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-67090 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MISSOURI |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 509 |
| i. Full name | Securities Research, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-23699 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | FLORIDA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 510 |
| i. Full name | OFG Financial Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-40770 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | KANSAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 511 |
| i. Full name | Peak Brokerage Services, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-68829 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | FLORIDA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 512 |
| i. Full name | Loria Financial Group, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-52128 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | ILLINOIS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 513 |
| i. Full name | Watermark Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 254900NK1ZHBYG91LX55 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 514 |
| i. Full name | JHW Financial Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-45304 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 515 |
| i. Full name | SCF Securities Inc |
| ii. LEI, if any, or provide and describe other identifying number | 8-51760 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 516 |
| i. Full name | First National Bank Alaska |
| ii. LEI, if any, or provide and describe other identifying number | 25490089V5DJHFQMOA03 |
| Description of other identifying number | |
| iii. State, if applicable | ALASKA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 517 |
| i. Full name | Fifth Third Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 5493003IMO3TYX51WE43 |
| Description of other identifying number | |
| iii. State, if applicable | OHIO |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 518 |
| i. Full name | Nest Investments BD LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-70117 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | PENNSYLVANIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 519 |
| i. Full name | J.P. Morgan Securities LLC |
| ii. LEI, if any, or provide and describe other identifying number | ZBUT11V806EZRVTWT807 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 520 |
| i. Full name | StockCross Financial Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 254900E1U348OMY1L886 |
| Description of other identifying number | |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 521 |
| i. Full name | Cambridge Investment Research, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-48740 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | IOWA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 522 |
| i. Full name | GRF Capital Investors, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-41494 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | OKLAHOMA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 523 |
| i. Full name | K. W. Chambers & Co. |
| ii. LEI, if any, or provide and describe other identifying number | 8-10533 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MISSOURI |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 524 |
| i. Full name | Bankers Life Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 549300YBBLCDP5GDSH97 |
| Description of other identifying number | |
| iii. State, if applicable | INDIANA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 525 |
| i. Full name | Vanderbilt Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-16712 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 526 |
| i. Full name | International Research Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-37954 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | TEXAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 527 |
| i. Full name | National Securities Corporation |
| ii. LEI, if any, or provide and describe other identifying number | 254900QUIGJ7E9W0Y853 |
| Description of other identifying number | |
| iii. State, if applicable | WASHINGTON |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 528 |
| i. Full name | Cetera Financial Specialists LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-27082 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | ILLINOIS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 529 |
| i. Full name | Sentinel Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-53142 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MASSACHUSETTS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 530 |
| i. Full name | Alterna Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 254900FT947VQZ1WHT28 |
| Description of other identifying number | |
| iii. State, if applicable | TEXAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 531 |
| i. Full name | Nationwide Financial Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 5493001H7AZNDS6BKJ36 |
| Description of other identifying number | |
| iii. State, if applicable | OHIO |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 532 |
| i. Full name | Goldman Sachs & Co. LLC |
| ii. LEI, if any, or provide and describe other identifying number | FOR8UP27PHTHYVLBNG30 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 533 |
| i. Full name | Gold Coast Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-53148 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 534 |
| i. Full name | Northern Capital Securities Corporation |
| ii. LEI, if any, or provide and describe other identifying number | 254900ZANH7XTB94LS53 |
| Description of other identifying number | |
| iii. State, if applicable | MASSACHUSETTS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 535 |
| i. Full name | Invex, LLC |
| ii. LEI, if any, or provide and describe other identifying number | NPOTUCXQYGXX5PO6VH74 |
| Description of other identifying number | |
| iii. State, if applicable | FLORIDA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 536 |
| i. Full name | Nationwide Securities, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-12500 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | OHIO |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 537 |
| i. Full name | Fidelity Investments Life Insurance Company |
| ii. LEI, if any, or provide and describe other identifying number | 54930024AKTQGTIV1P93 |
| Description of other identifying number | |
| iii. State, if applicable | RHODE ISLAND |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 538 |
| i. Full name | Nelson Ivest Brokerage Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-26448 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | FLORIDA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 539 |
| i. Full name | American Trust Company |
| ii. LEI, if any, or provide and describe other identifying number | 5493005EOTYFH88SI914 |
| Description of other identifying number | |
| iii. State, if applicable | TENNESSEE |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 540 |
| i. Full name | NPB Financial Group, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-67113 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 541 |
| i. Full name | ING Financial Markets LLC |
| ii. LEI, if any, or provide and describe other identifying number | KBVRJ5K57JZ3E2AVWX40 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 542 |
| i. Full name | L. B. Fisher & Company |
| ii. LEI, if any, or provide and describe other identifying number | 8-21023 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | TEXAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 543 |
| i. Full name | KCD Financial, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-66005 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | WISCONSIN |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 544 |
| i. Full name | RBC Capital Markets, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 549300LCO2FLSSVFFR64 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 545 |
| i. Full name | Itau International Securities Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 54930086LDFU8Z86AH91 |
| Description of other identifying number | |
| iii. State, if applicable | FLORIDA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 546 |
| i. Full name | Ladenburg Thalmann & Co. Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 2549000V3L2KK4L76W91 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 547 |
| i. Full name | BCG Securities, Inc |
| ii. LEI, if any, or provide and describe other identifying number | 8-12680 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW JERSEY |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 548 |
| i. Full name | Fidelity Brokerage Services LLC |
| ii. LEI, if any, or provide and describe other identifying number | 549300OQFQ4NFIOD5695 |
| Description of other identifying number | |
| iii. State, if applicable | MASSACHUSETTS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 549 |
| i. Full name | Gardner Financial Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-38631 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MINNESOTA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 550 |
| i. Full name | Berthel Fisher & Company Financial Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-29426 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | IOWA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 551 |
| i. Full name | St. Bernard Financial Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-47566 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | ARKANSAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 552 |
| i. Full name | NI Advisors, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-66841 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 553 |
| i. Full name | Keel Point Capital, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-22990 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | ALABAMA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 554 |
| i. Full name | Country Club Financial Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-44574 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MISSOURI |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 555 |
| i. Full name | Landaas & Company, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-51826 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | WISCONSIN |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 556 |
| i. Full name | Gladowsky Capital Management, Corp. |
| ii. LEI, if any, or provide and describe other identifying number | 8-51017 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 557 |
| i. Full name | First Financial Securities of America, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-29565 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | TEXAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 558 |
| i. Full name | Synovus Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 254900CM2K7N1E0JF171 |
| Description of other identifying number | |
| iii. State, if applicable | GEORGIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 559 |
| i. Full name | American Portfolios Financial Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-37085 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 560 |
| i. Full name | Consolidated Financial Investments, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-37004 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MISSOURI |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 561 |
| i. Full name | NYLIFE Distributors LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-46655 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW JERSEY |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 562 |
| i. Full name | Benjamin F. Edwards & Company, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 2549003FIOJT37PTTC29 |
| Description of other identifying number | |
| iii. State, if applicable | MISSOURI |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 563 |
| i. Full name | Pershing Advisor Solutions LLC |
| ii. LEI, if any, or provide and describe other identifying number | 549300KTC63JRN36GZ84 |
| Description of other identifying number | |
| iii. State, if applicable | NEW JERSEY |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 564 |
| i. Full name | Arkadios Capital, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 2549004VFYBIASQ1A234 |
| Description of other identifying number | |
| iii. State, if applicable | GEORGIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 565 |
| i. Full name | SFA Financial LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-68156 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | SOUTH CAROLINA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 566 |
| i. Full name | Financial Northeastern Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 549300QRRF2NAV5G3869 |
| Description of other identifying number | |
| iii. State, if applicable | NEW JERSEY |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 567 |
| i. Full name | Fairport Capital, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-32162 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | ARIZONA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 568 |
| i. Full name | Rogan & Associates, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-49995 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | FLORIDA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 569 |
| i. Full name | R.M. Stark & Co., Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-22543 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | FLORIDA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 570 |
| i. Full name | Federated Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-15644 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 571 |
| i. Full name | American Independent Securities Group, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-66905 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | IDAHO |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 572 |
| i. Full name | Great-West Financial Retirement Plan Services, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 71-0930784 |
| Description of other identifying number | Tax ID |
| iii. State, if applicable | COLORADO |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 573 |
| i. Full name | NYLIFE Securities LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-15517 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 574 |
| i. Full name | Securevest Financial Group Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 254900LG3HPQV4J0WH27 |
| Description of other identifying number | |
| iii. State, if applicable | NEW JERSEY |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 575 |
| i. Full name | D.A. Davidson & Co. |
| ii. LEI, if any, or provide and describe other identifying number | 549300094RQ5A7DYLF51 |
| Description of other identifying number | |
| iii. State, if applicable | MONTANA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 576 |
| i. Full name | MMA Securities LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-50591 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 577 |
| i. Full name | SECU Brokerage Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-37927 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NORTH CAROLINA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 578 |
| i. Full name | PFS Investments Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-26486 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | GEORGIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 579 |
| i. Full name | Investment Planners, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-35642 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | ILLINOIS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 580 |
| i. Full name | Aon UK Holdings Limited |
| ii. LEI, if any, or provide and describe other identifying number | 5493002ME0O127QJJG03 |
| Description of other identifying number | |
| iii. State, if applicable | |
| iv. Foreign country, if applicable | UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 581 |
| i. Full name | Voya Retirement Insurance and Annuity Company |
| ii. LEI, if any, or provide and describe other identifying number | OK3MKCDYPD4NN6QDGK18 |
| Description of other identifying number | |
| iii. State, if applicable | CONNECTICUT |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 582 |
| i. Full name | John Hancock Life Insurance Company |
| ii. LEI, if any, or provide and describe other identifying number | QQ0OZ8J9C4B5QT1XDG31 |
| Description of other identifying number | |
| iii. State, if applicable | MASSACHUSETTS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 583 |
| i. Full name | Mack Investment Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-35536 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | ILLINOIS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 584 |
| i. Full name | Hantz Financial Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-51291 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MICHIGAN |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 585 |
| i. Full name | First Kentucky Securities Corporation |
| ii. LEI, if any, or provide and describe other identifying number | 8-22224 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | KENTUCKY |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 586 |
| i. Full name | First Bankers' Banc Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 549300XZ7YYT3Y0SU530 |
| Description of other identifying number | |
| iii. State, if applicable | MISSOURI |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 587 |
| i. Full name | Triad Advisors, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-42007 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | GEORGIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 588 |
| i. Full name | Ameritas Investment Company, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 549300913B54XKSRM258 |
| Description of other identifying number | |
| iii. State, if applicable | NEBRASKA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 589 |
| i. Full name | Morris Group Inc |
| ii. LEI, if any, or provide and describe other identifying number | 35-1546402 |
| Description of other identifying number | Tax ID |
| iii. State, if applicable | INDIANA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 590 |
| i. Full name | Garden State Securities Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-25790 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW JERSEY |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 591 |
| i. Full name | Regions Bank |
| ii. LEI, if any, or provide and describe other identifying number | EQTWLK1G7ODGC2MGLV11 |
| Description of other identifying number | |
| iii. State, if applicable | ALABAMA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 592 |
| i. Full name | BancWest Investment Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 5493001GJYTESEZEBA51 |
| Description of other identifying number | |
| iii. State, if applicable | NEBRASKA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 593 |
| i. Full name | CGIS Securities LLC |
| ii. LEI, if any, or provide and describe other identifying number | 254900GOI7SHVRZ5BG90 |
| Description of other identifying number | |
| iii. State, if applicable | FLORIDA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 594 |
| i. Full name | The Garbacz Group Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-42366 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MISSOURI |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 595 |
| i. Full name | Whitehall-Parker Securities Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-27688 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 596 |
| i. Full name | Bruderman Brothers, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-51974 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 597 |
| i. Full name | J. D. Seibert & Co., Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-23604 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | OHIO |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 598 |
| i. Full name | Woodstock Financial Group, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-48080 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | GEORGIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 599 |
| i. Full name | Oppenheimer & Co. Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 254900VH02JQR2L8XD64 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 600 |
| i. Full name | Pruco Securities, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-16402 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW JERSEY |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 601 |
| i. Full name | Lincoln Investment Planning, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-14354 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | PENNSYLVANIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 602 |
| i. Full name | Nestlerode & Loy, Inc |
| ii. LEI, if any, or provide and describe other identifying number | 8-12629 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | PENNSYLVANIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 603 |
| i. Full name | E.E. Powell & Company, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-1893 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | PENNSYLVANIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 604 |
| i. Full name | Signature Securities Group Corporation |
| ii. LEI, if any, or provide and describe other identifying number | 254900KRZU45UT6QSG35 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 605 |
| i. Full name | American Wealth Management, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-41807 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | GEORGIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 606 |
| i. Full name | CBIZ Financial Solutions, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-34205 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | OHIO |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 607 |
| i. Full name | Nations Financial Group, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-50588 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | IOWA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 608 |
| i. Full name | Feldstein Financial Group, L.L.C. |
| ii. LEI, if any, or provide and describe other identifying number | 8-53388 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW JERSEY |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 609 |
| i. Full name | Rothschild Investment Corporation |
| ii. LEI, if any, or provide and describe other identifying number | 8-16429 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | ILLINOIS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 610 |
| i. Full name | Pershing LLC |
| ii. LEI, if any, or provide and describe other identifying number | ZI8Q1A8EI8LQFJNM0D94 |
| Description of other identifying number | |
| iii. State, if applicable | NEW JERSEY |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 611 |
| i. Full name | Omni Financial Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-44034 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | OHIO |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 612 |
| i. Full name | Cantella & Co.,Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 254900Z33Q34HCFGHO19 |
| Description of other identifying number | |
| iii. State, if applicable | MASSACHUSETTS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 613 |
| i. Full name | Rhodes Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 254900MVXWUYG3F22X71 |
| Description of other identifying number | |
| iii. State, if applicable | TEXAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 614 |
| i. Full name | Access Financial Group, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-46065 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | ILLINOIS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 615 |
| i. Full name | Access Investments, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-49750 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | OKLAHOMA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 616 |
| i. Full name | General Securities Corp. |
| ii. LEI, if any, or provide and describe other identifying number | 8-31654 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MISSOURI |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 617 |
| i. Full name | Titleist Asset Management, Ltd. |
| ii. LEI, if any, or provide and describe other identifying number | 8-65859 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | TEXAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 618 |
| i. Full name | Coldstream Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-51549 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | WASHINGTON |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 619 |
| i. Full name | First Manhattan Co. Incorporated |
| ii. LEI, if any, or provide and describe other identifying number | 549300NNJKVSO48I3G76 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 620 |
| i. Full name | Larson Financial Securities LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-68456 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MISSOURI |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 621 |
| i. Full name | Valmark Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-45463 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | OHIO |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 622 |
| i. Full name | Primerica Shareholder Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 84-01499 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | GEORGIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 623 |
| i. Full name | Labrunerie Financial Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-47830 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MISSOURI |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 624 |
| i. Full name | PlanMember Securities Corporation |
| ii. LEI, if any, or provide and describe other identifying number | 8-25065 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 625 |
| i. Full name | First Financial Equity Corporation |
| ii. LEI, if any, or provide and describe other identifying number | 8-34082 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | ARIZONA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 626 |
| i. Full name | Jack V. Butterfield Investment Company |
| ii. LEI, if any, or provide and describe other identifying number | 8-12454 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MICHIGAN |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 627 |
| i. Full name | Alight Financial Solutions, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-47344 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | ILLINOIS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 628 |
| i. Full name | Register Financial Associates, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-45012 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | GEORGIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 629 |
| i. Full name | SunTrust Bank |
| ii. LEI, if any, or provide and describe other identifying number | IYDOJBGJWY9T8XKCSX06 |
| Description of other identifying number | |
| iii. State, if applicable | GEORGIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 630 |
| i. Full name | NBC Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 254900GIP7RJQGHH5S19 |
| Description of other identifying number | |
| iii. State, if applicable | ALABAMA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 631 |
| i. Full name | Invicta Capital LLC |
| ii. LEI, if any, or provide and describe other identifying number | 549300QY87LR84LRLL97 |
| Description of other identifying number | |
| iii. State, if applicable | PENNSYLVANIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 632 |
| i. Full name | Southeast Investments, N.C. Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-50127 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NORTH CAROLINA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 633 |
| i. Full name | Wells Fargo Bank, National Association |
| ii. LEI, if any, or provide and describe other identifying number | KB1H1DSPRFMYMCUFXT09 |
| Description of other identifying number | |
| iii. State, if applicable | SOUTH DAKOTA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 634 |
| i. Full name | TD Ameritrade, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | CWQYQU0TV2NLMLZKNB44 |
| Description of other identifying number | |
| iii. State, if applicable | NEBRASKA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 635 |
| i. Full name | Investshares, Inc |
| ii. LEI, if any, or provide and describe other identifying number | 8-68365 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MICHIGAN |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 636 |
| i. Full name | First Honolulu Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-23919 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | HAWAII |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 637 |
| i. Full name | Family Investors Company |
| ii. LEI, if any, or provide and describe other identifying number | 8-11190 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW JERSEY |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 638 |
| i. Full name | American Financial Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-53205 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | IOWA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 639 |
| i. Full name | HSBC Securities (USA) Inc. |
| ii. LEI, if any, or provide and describe other identifying number | CYYGQCGNHMHPSMRL3R97 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 640 |
| i. Full name | Coastal Equities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-40822 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | DELAWARE |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 641 |
| i. Full name | Middlegate Securities Ltd. |
| ii. LEI, if any, or provide and describe other identifying number | 549300ZVONUQ845QCH95 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 642 |
| i. Full name | TimeCapital Securities Corporation |
| ii. LEI, if any, or provide and describe other identifying number | 8-18248 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 643 |
| i. Full name | Westport Resources Investment Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-40904 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CONNECTICUT |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 644 |
| i. Full name | Superior Financial Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 549300BK1DNLS1A2MZ43 |
| Description of other identifying number | |
| iii. State, if applicable | TENNESSEE |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 645 |
| i. Full name | Hunter Associates, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-44779 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | PENNSYLVANIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 646 |
| i. Full name | The Tavenner Company |
| ii. LEI, if any, or provide and describe other identifying number | 8-41206 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | OHIO |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 647 |
| i. Full name | Barclays Capital Inc. |
| ii. LEI, if any, or provide and describe other identifying number | AC28XWWI3WIBK2824319 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 648 |
| i. Full name | Robert W. Baird & Co. Incorporated |
| ii. LEI, if any, or provide and describe other identifying number | 8-497 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | WISCONSIN |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 649 |
| i. Full name | BTS Securities Corporation |
| ii. LEI, if any, or provide and describe other identifying number | 8-26818 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MASSACHUSETTS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 650 |
| i. Full name | BNP Paribas Securities Corp. |
| ii. LEI, if any, or provide and describe other identifying number | RCNB6OTYUAMMP879YW96 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 651 |
| i. Full name | Duncan-Williams, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 25490045VHLUZ7H92Y27 |
| Description of other identifying number | |
| iii. State, if applicable | TENNESSEE |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 652 |
| i. Full name | Voya Institutional Plan Services, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 02-0488491 |
| Description of other identifying number | Tax ID |
| iii. State, if applicable | CONNECTICUT |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 653 |
| i. Full name | DFPG Investments, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-68730 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | UTAH |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 654 |
| i. Full name | Pyramid Funds Corporation |
| ii. LEI, if any, or provide and describe other identifying number | 8-12769 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 655 |
| i. Full name | TIAA-CREF Individual & Institutional Services, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-44454 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 656 |
| i. Full name | Treasure Financial Corp. |
| ii. LEI, if any, or provide and describe other identifying number | 8-48165 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | TEXAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 657 |
| i. Full name | Key Investment Services LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-66999 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | OHIO |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 658 |
| i. Full name | Uhlmann Price Securities, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-50041 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | ILLINOIS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 659 |
| i. Full name | Centennial Securities Company, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 5493003M2XPY7LFS1Y68 |
| Description of other identifying number | |
| iii. State, if applicable | MICHIGAN |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 660 |
| i. Full name | UMB Financial Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 254900GFVO9NGQ21JC37 |
| Description of other identifying number | |
| iii. State, if applicable | MISSOURI |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 661 |
| i. Full name | Centaurus Financial, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-45185 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 662 |
| i. Full name | Thoroughbred Financial Services, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-51944 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | TENNESSEE |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 663 |
| i. Full name | FMSbonds, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 549300TUTBK58NSF2517 |
| Description of other identifying number | |
| iii. State, if applicable | FLORIDA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 664 |
| i. Full name | Shareholders Service Group, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-65778 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 665 |
| i. Full name | Halliday Financial, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-45529 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 666 |
| i. Full name | Sigma Financial Corporation |
| ii. LEI, if any, or provide and describe other identifying number | 8-30466 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MICHIGAN |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 667 |
| i. Full name | Chapin Davis Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 801-70987 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MARYLAND |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 668 |
| i. Full name | TRG Advisors, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-50449 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 669 |
| i. Full name | CUNA Brokerage Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 549300G6Y6BPF9ZL4706 |
| Description of other identifying number | |
| iii. State, if applicable | IOWA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 670 |
| i. Full name | Midwestern Securities Trading Company, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-52074 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | ILLINOIS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 671 |
| i. Full name | Maplewood Investments, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-52221 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | TEXAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 672 |
| i. Full name | Corinthian Partners, L.L.C. |
| ii. LEI, if any, or provide and describe other identifying number | 8-48461 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 673 |
| i. Full name | The O. N. Equity Sales Company |
| ii. LEI, if any, or provide and describe other identifying number | 8-14161 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | OHIO |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 674 |
| i. Full name | AE Financial Services, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 254900V6AVD8481O0767 |
| Description of other identifying number | |
| iii. State, if applicable | KANSAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 675 |
| i. Full name | Northwest Investment Advisors, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-65282 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | WASHINGTON |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 676 |
| i. Full name | World Choice Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-45235 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | TEXAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 677 |
| i. Full name | Capitol Securities Management, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-30353 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | VIRGINIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 678 |
| i. Full name | David Lerner Associates, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-20746 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 679 |
| i. Full name | Thompson Davis & Co., Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-49386 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | VIRGINIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 680 |
| i. Full name | CUSO Financial Services, L.P. |
| ii. LEI, if any, or provide and describe other identifying number | 254900SMTUGUAHW1JN77 |
| Description of other identifying number | |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 681 |
| i. Full name | Hazlett, Burt & Watson, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-17737 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | WEST VIRGINIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 682 |
| i. Full name | Pacific Financial Associates, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-40712 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | FLORIDA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 683 |
| i. Full name | American Century Investment Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-35220 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MISSOURI |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 684 |
| i. Full name | Lebenthal Financial Services, Inc |
| ii. LEI, if any, or provide and describe other identifying number | 8-67140 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 685 |
| i. Full name | M.S. Howells & Co. |
| ii. LEI, if any, or provide and describe other identifying number | 549300ZY1ODMQ4MPJT53 |
| Description of other identifying number | |
| iii. State, if applicable | ARIZONA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 686 |
| i. Full name | SKA Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-53366 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | OHIO |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 687 |
| i. Full name | Cary Street Partners LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-66085 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | VIRGINIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 688 |
| i. Full name | City National Bank |
| ii. LEI, if any, or provide and describe other identifying number | 593C3GZG957YOJPS2Z63 |
| Description of other identifying number | |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 689 |
| i. Full name | TCFG Wealth Management, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-69089 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 690 |
| i. Full name | State Farm VP Management Corp. |
| ii. LEI, if any, or provide and describe other identifying number | 8-50128 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | ILLINOIS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 691 |
| i. Full name | Edward D. Jones & Co., L.P. |
| ii. LEI, if any, or provide and describe other identifying number | YZRCLX72FTV74B522G90 |
| Description of other identifying number | |
| iii. State, if applicable | MISSOURI |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 692 |
| i. Full name | Herndon Plant Oakley Ltd. |
| ii. LEI, if any, or provide and describe other identifying number | 8-50912 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | TEXAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 693 |
| i. Full name | Farmers Financial Solutions, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-52361 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 694 |
| i. Full name | Nicol Investors Corporation |
| ii. LEI, if any, or provide and describe other identifying number | 8-65566 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | ILLINOIS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 695 |
| i. Full name | Broadridge Business Process Outsourcing, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-53412 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 696 |
| i. Full name | Paradigm Equities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-45593 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MICHIGAN |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 697 |
| i. Full name | Place Trade Financial, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-65915 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NORTH CAROLINA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 698 |
| i. Full name | GWN Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-66185 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | FLORIDA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 699 |
| i. Full name | M Holdings Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-50214 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | OREGON |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 700 |
| i. Full name | Piper Sandler & Co. |
| ii. LEI, if any, or provide and describe other identifying number | 549300GRQCWQ3XGH0H10 |
| Description of other identifying number | |
| iii. State, if applicable | MINNESOTA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 701 |
| i. Full name | Finance 500, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-28302 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 702 |
| i. Full name | Schlitt Investor Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-34202 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | FLORIDA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 703 |
| i. Full name | Folger Nolan Fleming Douglas Incorporated |
| ii. LEI, if any, or provide and describe other identifying number | 254900DD93O7YH65O708 |
| Description of other identifying number | |
| iii. State, if applicable | DISTRICT OF COLUMBIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 704 |
| i. Full name | Vanguard Marketing Corporation |
| ii. LEI, if any, or provide and describe other identifying number | 549300M16F306POWCS41 |
| Description of other identifying number | |
| iii. State, if applicable | PENNSYLVANIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 705 |
| i. Full name | Integral Financial LLC |
| ii. LEI, if any, or provide and describe other identifying number | 2549000I2CBZTJRHG786 |
| Description of other identifying number | |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 706 |
| i. Full name | Western International Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 25490001S7ICOSF8JC56 |
| Description of other identifying number | |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 707 |
| i. Full name | Prospera Financial Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 2549009CIEPO956KXD30 |
| Description of other identifying number | |
| iii. State, if applicable | TEXAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 708 |
| i. Full name | Snowden Account Services LLC |
| ii. LEI, if any, or provide and describe other identifying number | 254900WVSS0BX602UF45 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 709 |
| i. Full name | Securian Financial Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-31955 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MINNESOTA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 710 |
| i. Full name | AqGen Ascensus, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 549300K5MHNFPEU2RK82 |
| Description of other identifying number | |
| iii. State, if applicable | PENNSYLVANIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 711 |
| i. Full name | JPMorgan Chase Bank, National Association |
| ii. LEI, if any, or provide and describe other identifying number | 7H6GLXDRUGQFU57RNE97 |
| Description of other identifying number | |
| iii. State, if applicable | OHIO |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 712 |
| i. Full name | IFP Securities, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-70150 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | FLORIDA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 713 |
| i. Full name | Woodlands Securities Corporation |
| ii. LEI, if any, or provide and describe other identifying number | 8-39700 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | TEXAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 714 |
| i. Full name | American Financial Associates, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-44065 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | PENNSYLVANIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 715 |
| i. Full name | Carter, Terry & Company, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-33797 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | GEORGIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 716 |
| i. Full name | Calton & Associates, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 254900TDJ7LH64ZKRY86 |
| Description of other identifying number | |
| iii. State, if applicable | FLORIDA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 717 |
| i. Full name | CNR Securities LLC |
| ii. LEI, if any, or provide and describe other identifying number | 894500JXD2XN50UHZI74 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 718 |
| i. Full name | Inverness Securities, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-66278 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | OHIO |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 719 |
| i. Full name | Cetera Advisors LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-26892 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | COLORADO |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 720 |
| i. Full name | Aufhauser Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-48786 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 721 |
| i. Full name | Ascensus Broker Dealer Services, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-47312 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MASSACHUSETTS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 722 |
| i. Full name | Saturna Trust Company |
| ii. LEI, if any, or provide and describe other identifying number | 26-3918998 |
| Description of other identifying number | Tax ID |
| iii. State, if applicable | NEVADA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 723 |
| i. Full name | Lieblong & Associates, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-49880 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | ARKANSAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 724 |
| i. Full name | Saxony Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-53490 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MISSOURI |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 725 |
| i. Full name | The Prudential Insurance Company of America |
| ii. LEI, if any, or provide and describe other identifying number | X574KRZ6V5A7UBU45C31 |
| Description of other identifying number | |
| iii. State, if applicable | NEW JERSEY |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 726 |
| i. Full name | Nationwide Planning Associates Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-45310 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW JERSEY |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 727 |
| i. Full name | Excel Securities & Associates, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-34261 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 728 |
| i. Full name | TD Ameritrade Trust Company |
| ii. LEI, if any, or provide and describe other identifying number | 20-0937408 |
| Description of other identifying number | Tax ID |
| iii. State, if applicable | COLORADO |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 729 |
| i. Full name | Benefit Trust Company |
| ii. LEI, if any, or provide and describe other identifying number | 43-1971558 |
| Description of other identifying number | Tax ID |
| iii. State, if applicable | KANSAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 730 |
| i. Full name | T. Rowe Price Investment Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-25130 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MARYLAND |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 731 |
| i. Full name | 1st Discount Brokerage, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-48557 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | FLORIDA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 732 |
| i. Full name | First Heartland Capital, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-46008 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MISSOURI |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 733 |
| i. Full name | Fortune Financial Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-49727 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | PENNSYLVANIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 734 |
| i. Full name | H. C. Denison Co. |
| ii. LEI, if any, or provide and describe other identifying number | 8-00044 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | WISCONSIN |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 735 |
| i. Full name | The Investment Center, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-35826 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW JERSEY |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 736 |
| i. Full name | Lincoln Financial Distributors, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-13431 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | PENNSYLVANIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 737 |
| i. Full name | Transam Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-37065 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | FLORIDA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 738 |
| i. Full name | Liberty Partners Financial Services, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-66335 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | SOUTH CAROLINA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 739 |
| i. Full name | Conover Securities Corporation |
| ii. LEI, if any, or provide and describe other identifying number | 8-35085 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | WASHINGTON |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
|
| Shareholder servicing agents Record: 1 |
| i. Full name | The Prudential Insurance Company of America |
| ii. LEI, if any, or provide and describe other identifying number | X574KRZ6V5A7UBU45C31 |
| Description of other identifying number | |
| iii. State, if applicable | NEW JERSEY |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 2 |
| i. Full name | Chauner Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-33980 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | ILLINOIS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 3 |
| i. Full name | Jack V. Butterfield Investment Company |
| ii. LEI, if any, or provide and describe other identifying number | 8-12454 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MICHIGAN |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 4 |
| i. Full name | Moloney Securities Co., Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-48326 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MISSOURI |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 5 |
| i. Full name | Voya Financial Partners, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-46451 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CONNECTICUT |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 6 |
| i. Full name | JHW Financial Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-45304 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 7 |
| i. Full name | Crescent Securities Group, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-53457 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | TEXAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 8 |
| i. Full name | Great-West Financial Retirement Plan Services, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 71-0930784 |
| Description of other identifying number | Tax ID |
| iii. State, if applicable | COLORADO |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 9 |
| i. Full name | Packerland Brokerage Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-47572 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | WISCONSIN |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 10 |
| i. Full name | International Research Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-37954 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | TEXAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 11 |
| i. Full name | Wescom Financial Services, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-66189 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 12 |
| i. Full name | Coldstream Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-51549 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | WASHINGTON |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 13 |
| i. Full name | Securities Research, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-23699 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | FLORIDA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 14 |
| i. Full name | PlanMember Securities Corporation |
| ii. LEI, if any, or provide and describe other identifying number | 8-25065 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 15 |
| i. Full name | Samuel A. Ramirez & Company, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 254900CBKVW7O2ENQA21 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 16 |
| i. Full name | Bestvest Investments, Ltd. |
| ii. LEI, if any, or provide and describe other identifying number | 254900SL6FW130BMS922 |
| Description of other identifying number | |
| iii. State, if applicable | PENNSYLVANIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 17 |
| i. Full name | Hancock Whitney Corporation |
| ii. LEI, if any, or provide and describe other identifying number | 549300GRNBWY8HIICT41 |
| Description of other identifying number | |
| iii. State, if applicable | MISSISSIPPI |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 18 |
| i. Full name | E*TRADE Savings Bank |
| ii. LEI, if any, or provide and describe other identifying number | 549300DXPO50FJ75QA85 |
| Description of other identifying number | |
| iii. State, if applicable | VIRGINIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 19 |
| i. Full name | Thurston, Springer, Miller, Herd & Titak, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-25452 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | INDIANA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 20 |
| i. Full name | Aventura Securities, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-67458 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | FLORIDA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 21 |
| i. Full name | Whitehall-Parker Securities Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-27688 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 22 |
| i. Full name | L.M. Kohn & Company |
| ii. LEI, if any, or provide and describe other identifying number | 8-43303 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | OHIO |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 23 |
| i. Full name | American Financial Associates, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-44065 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | PENNSYLVANIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 24 |
| i. Full name | Omni Financial Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-44034 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | OHIO |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 25 |
| i. Full name | UMB Financial Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 254900GFVO9NGQ21JC37 |
| Description of other identifying number | |
| iii. State, if applicable | MISSOURI |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 26 |
| i. Full name | Labrunerie Financial Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-47830 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MISSOURI |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 27 |
| i. Full name | American Enterprise Investment Services Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 549300NT7GLLVGTH0249 |
| Description of other identifying number | |
| iii. State, if applicable | MINNESOTA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 28 |
| i. Full name | IFP Securities, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-70150 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | FLORIDA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 29 |
| i. Full name | Principal Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-13975 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | IOWA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 30 |
| i. Full name | Intercarolina Financial Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-37519 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NORTH CAROLINA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 31 |
| i. Full name | CUNA Brokerage Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 549300G6Y6BPF9ZL4706 |
| Description of other identifying number | |
| iii. State, if applicable | IOWA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 32 |
| i. Full name | Invicta Capital LLC |
| ii. LEI, if any, or provide and describe other identifying number | 549300QY87LR84LRLL97 |
| Description of other identifying number | |
| iii. State, if applicable | PENNSYLVANIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 33 |
| i. Full name | Arvest Investments, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 254900F30H09HHDIEI45 |
| Description of other identifying number | |
| iii. State, if applicable | ARKANSAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 34 |
| i. Full name | Perryman Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-53546 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | TEXAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 35 |
| i. Full name | J.P. Morgan Securities LLC |
| ii. LEI, if any, or provide and describe other identifying number | ZBUT11V806EZRVTWT807 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 36 |
| i. Full name | NPB Financial Group, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-67113 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 37 |
| i. Full name | Loria Financial Group, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-52128 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | ILLINOIS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 38 |
| i. Full name | John Hancock Life Insurance Company of New York |
| ii. LEI, if any, or provide and describe other identifying number | 5493007RYG4GXIKSQI18 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 39 |
| i. Full name | Woodbury Financial Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-13846 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MINNESOTA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 40 |
| i. Full name | S.G. Long & Company |
| ii. LEI, if any, or provide and describe other identifying number | 8-51816 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MONTANA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 41 |
| i. Full name | NI Advisors, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-66841 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 42 |
| i. Full name | Carl M. Hennig, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-14509 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | WISCONSIN |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 43 |
| i. Full name | Diversified Resources, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-45497 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | RHODE ISLAND |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 44 |
| i. Full name | Mercer Hr Services, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 20-1932099 |
| Description of other identifying number | Tax ID |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 45 |
| i. Full name | Regulus Financial Group, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-68275 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MICHIGAN |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 46 |
| i. Full name | St. Bernard Financial Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-47566 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | ARKANSAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 47 |
| i. Full name | UBS AG (New York, NY, US, Branch) |
| ii. LEI, if any, or provide and describe other identifying number | BFM8T61CT2L1QCEMIK50 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 48 |
| i. Full name | HighTower Securities, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 549300F189LKWDZLP954 |
| Description of other identifying number | |
| iii. State, if applicable | ILLINOIS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 49 |
| i. Full name | Advisory Group Equity Services, Ltd. |
| ii. LEI, if any, or provide and describe other identifying number | 8-32155 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MASSACHUSETTS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 50 |
| i. Full name | GWFS Equities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-33854 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | COLORADO |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 51 |
| i. Full name | Rehmann Financial Network, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-69134 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MICHIGAN |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 52 |
| i. Full name | Cetera Advisors LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-26892 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | COLORADO |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 53 |
| i. Full name | First Horizon Advisors, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-35061 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | TENNESSEE |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 54 |
| i. Full name | Credit Suisse Securities (USA) LLC |
| ii. LEI, if any, or provide and describe other identifying number | 1V8Y6QCX6YMJ2OELII46 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 55 |
| i. Full name | United Brokerage Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-48685 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | WEST VIRGINIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 56 |
| i. Full name | Voya Financial Advisors, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-13987 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | IOWA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 57 |
| i. Full name | Feltl and Company, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-18435 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MINNESOTA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 58 |
| i. Full name | State Street Bank and Trust Company |
| ii. LEI, if any, or provide and describe other identifying number | 571474TGEMMWANRLN572 |
| Description of other identifying number | |
| iii. State, if applicable | MASSACHUSETTS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 59 |
| i. Full name | Allstate Financial Services, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-36365 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEBRASKA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 60 |
| i. Full name | NYLIFE Securities LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-15517 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 61 |
| i. Full name | RBC Capital Markets, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 549300LCO2FLSSVFFR64 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 62 |
| i. Full name | Conover Securities Corporation |
| ii. LEI, if any, or provide and describe other identifying number | 8-35085 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | WASHINGTON |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 63 |
| i. Full name | Cresap, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-42117 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | PENNSYLVANIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 64 |
| i. Full name | Consolidated Financial Investments, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-37004 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MISSOURI |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 65 |
| i. Full name | Watermark Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 254900NK1ZHBYG91LX55 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 66 |
| i. Full name | Synovus Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 254900CM2K7N1E0JF171 |
| Description of other identifying number | |
| iii. State, if applicable | GEORGIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 67 |
| i. Full name | Sammons institutional Group, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | BBG00LBNPZL2 |
| Description of other identifying number | Bloomberg Global ID |
| iii. State, if applicable | IOWA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 68 |
| i. Full name | Fidelity Investments Life Insurance Company |
| ii. LEI, if any, or provide and describe other identifying number | 54930024AKTQGTIV1P93 |
| Description of other identifying number | |
| iii. State, if applicable | RHODE ISLAND |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 69 |
| i. Full name | Register Financial Associates, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-45012 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | GEORGIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 70 |
| i. Full name | Sovereign Legacy Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-00621 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NORTH CAROLINA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 71 |
| i. Full name | TCAdvisors Network Inc |
| ii. LEI, if any, or provide and describe other identifying number | 8-46909 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | COLORADO |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 72 |
| i. Full name | Monex Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 254900VTZ3HYHNEJRX35 |
| Description of other identifying number | |
| iii. State, if applicable | TEXAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 73 |
| i. Full name | American United Life Insurance Company |
| ii. LEI, if any, or provide and describe other identifying number | 549300T82H2DXU80LV98 |
| Description of other identifying number | |
| iii. State, if applicable | INDIANA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 74 |
| i. Full name | Emerson Equity LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-66296 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 75 |
| i. Full name | Highlander Capital Group, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-37169 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW JERSEY |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 76 |
| i. Full name | USA Financial Securities Corporation |
| ii. LEI, if any, or provide and describe other identifying number | 8-52342 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MICHIGAN |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 77 |
| i. Full name | Aon UK Holdings Limited |
| ii. LEI, if any, or provide and describe other identifying number | 5493002ME0O127QJJG03 |
| Description of other identifying number | |
| iii. State, if applicable | |
| iv. Foreign country, if applicable | UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 78 |
| i. Full name | Herold & Lantern Investments, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 254900J6QB9C3UNBJJ49 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 79 |
| i. Full name | GLS & Associates, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-51808 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | ALABAMA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 80 |
| i. Full name | Horace Mann Life Insurance Company |
| ii. LEI, if any, or provide and describe other identifying number | 5493000HR2JKKNH2FL09 |
| Description of other identifying number | |
| iii. State, if applicable | ILLINOIS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 81 |
| i. Full name | Fidelity Brokerage Services LLC |
| ii. LEI, if any, or provide and describe other identifying number | 549300OQFQ4NFIOD5695 |
| Description of other identifying number | |
| iii. State, if applicable | MASSACHUSETTS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 82 |
| i. Full name | Coinbase Capital Markets Corporation |
| ii. LEI, if any, or provide and describe other identifying number | 8-28032 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 83 |
| i. Full name | UBATCO & Co. |
| ii. LEI, if any, or provide and describe other identifying number | 00000000000000000000 |
| Description of other identifying number | |
| iii. State, if applicable | NEBRASKA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 84 |
| i. Full name | Devenir, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-65837 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MINNESOTA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 85 |
| i. Full name | Lincoln Financial Securities Corporation |
| ii. LEI, if any, or provide and describe other identifying number | 8-14609 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | INDIANA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 86 |
| i. Full name | DWS Distributors, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 5299007T18XBURKJ1V64 |
| Description of other identifying number | |
| iii. State, if applicable | ILLINOIS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 87 |
| i. Full name | MWA Financial Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-53255 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | ILLINOIS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 88 |
| i. Full name | Parkland Securities, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-53482 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MICHIGAN |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 89 |
| i. Full name | UnionBanc Investment Services LLC |
| ii. LEI, if any, or provide and describe other identifying number | 254900Y9HI2TG6D79N41 |
| Description of other identifying number | |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 90 |
| i. Full name | The Windmill Group, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-25280 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 91 |
| i. Full name | Cetera Investment Services LLC |
| ii. LEI, if any, or provide and describe other identifying number | 254900HBKNJ13M56N432 |
| Description of other identifying number | |
| iii. State, if applicable | MINNESOTA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 92 |
| i. Full name | Ascensus Financial Services, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-67891 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | PENNSYLVANIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 93 |
| i. Full name | Cutter And Company Brokerage, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-39590 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MISSOURI |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 94 |
| i. Full name | Buell Securities Corp. |
| ii. LEI, if any, or provide and describe other identifying number | 8-22058 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CONNECTICUT |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 95 |
| i. Full name | Barclays Capital Inc. |
| ii. LEI, if any, or provide and describe other identifying number | AC28XWWI3WIBK2824319 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 96 |
| i. Full name | New England Pension Plan Systems, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 00000000000000000000 |
| Description of other identifying number | |
| iii. State, if applicable | RHODE ISLAND |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 97 |
| i. Full name | McClurg Capital Corporation |
| ii. LEI, if any, or provide and describe other identifying number | 8-34473 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 98 |
| i. Full name | Hudson Heritage Capital Management Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-50648 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 99 |
| i. Full name | Westco Investment Corp. |
| ii. LEI, if any, or provide and describe other identifying number | 8-38452 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 100 |
| i. Full name | T.S. Phillips Investments, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-65661 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | OKLAHOMA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 101 |
| i. Full name | Voya Investments Distributor, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 549300UXSQ6ZVMSJFH64 |
| Description of other identifying number | |
| iii. State, if applicable | ARIZONA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 102 |
| i. Full name | InSight Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 2549007I5MCG270G9341 |
| Description of other identifying number | |
| iii. State, if applicable | ILLINOIS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 103 |
| i. Full name | Dorn & Co., Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-08707 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MINNESOTA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 104 |
| i. Full name | First Heartland Capital, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-46008 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MISSOURI |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 105 |
| i. Full name | Hartford Funds Management Company, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 549300P3DI8LOUAPBT80 |
| Description of other identifying number | |
| iii. State, if applicable | PENNSYLVANIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 106 |
| i. Full name | Bankers Life Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 549300YBBLCDP5GDSH97 |
| Description of other identifying number | |
| iii. State, if applicable | INDIANA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 107 |
| i. Full name | VALIC Retirement Services Company |
| ii. LEI, if any, or provide and describe other identifying number | 84-06057 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | TEXAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 108 |
| i. Full name | Veritas Independent Partners, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-69363 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | ARKANSAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 109 |
| i. Full name | Associated Investment Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-00099 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | WISCONSIN |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 110 |
| i. Full name | Great American Investors, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-44380 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | KANSAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 111 |
| i. Full name | Allegheny Investments, Ltd. |
| ii. LEI, if any, or provide and describe other identifying number | 8-22183 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | PENNSYLVANIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 112 |
| i. Full name | H. C. Denison Co. |
| ii. LEI, if any, or provide and describe other identifying number | 8-00044 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | WISCONSIN |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 113 |
| i. Full name | Oppenheimer & Co. Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 254900VH02JQR2L8XD64 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 114 |
| i. Full name | Purshe Kaplan Sterling Investments, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-46844 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 115 |
| i. Full name | Infinity Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-67647 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 116 |
| i. Full name | T.R. Winston & Company, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-27519 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW JERSEY |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 117 |
| i. Full name | Capital Institutional Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 54930061X8RDWFDJIS05 |
| Description of other identifying number | |
| iii. State, if applicable | TEXAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 118 |
| i. Full name | Saturna Brokerage Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-36558 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | WASHINGTON |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 119 |
| i. Full name | Griffinest Asia Securities, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-66571 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 120 |
| i. Full name | TD Private Client Wealth LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-69105 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 121 |
| i. Full name | Crews and Associates, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 5493001BWSV3E82LZ446 |
| Description of other identifying number | |
| iii. State, if applicable | ARKANSAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 122 |
| i. Full name | Citigroup Global Markets Inc. |
| ii. LEI, if any, or provide and describe other identifying number | MBNUM2BPBDO7JBLYG310 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 123 |
| i. Full name | BNA Wealth, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-48642 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | SOUTH CAROLINA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 124 |
| i. Full name | UBS Financial Services Inc. |
| ii. LEI, if any, or provide and describe other identifying number | ETYRV6ORNFJB5NONI676 |
| Description of other identifying number | |
| iii. State, if applicable | NEW JERSEY |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 125 |
| i. Full name | WesBanco Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-50220 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | OHIO |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 126 |
| i. Full name | Interactive Brokers LLC |
| ii. LEI, if any, or provide and describe other identifying number | 50OBSE5T5521O6SMZR28 |
| Description of other identifying number | |
| iii. State, if applicable | CONNECTICUT |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 127 |
| i. Full name | Empire Asset Management Company, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-67520 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 128 |
| i. Full name | Shareholders Service Group, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-65778 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 129 |
| i. Full name | Stonecrest Capital Markets, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 25490062H4ICVOPZ2X80 |
| Description of other identifying number | |
| iii. State, if applicable | TEXAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 130 |
| i. Full name | Principled Advisors, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-66451 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 131 |
| i. Full name | Portsmouth Financial Services |
| ii. LEI, if any, or provide and describe other identifying number | 8-30097 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 132 |
| i. Full name | Insigneo Securities, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 254900P4TTO6PU1VDH88 |
| Description of other identifying number | |
| iii. State, if applicable | FLORIDA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 133 |
| i. Full name | Davinci Capital Management, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-51580 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MASSACHUSETTS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 134 |
| i. Full name | Wells Fargo Clearing Services, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 88KRVSOEKUGQZJ3DKW55 |
| Description of other identifying number | |
| iii. State, if applicable | MISSOURI |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 135 |
| i. Full name | Pyramid Funds Corporation |
| ii. LEI, if any, or provide and describe other identifying number | 8-12769 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 136 |
| i. Full name | Genworth Life and Annuity Insurance Company |
| ii. LEI, if any, or provide and describe other identifying number | TAI340D9BWT9R77O0P03 |
| Description of other identifying number | |
| iii. State, if applicable | VIRGINIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 137 |
| i. Full name | Nationwide Securities, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-12500 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | OHIO |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 138 |
| i. Full name | B. C. Ziegler and Company |
| ii. LEI, if any, or provide and describe other identifying number | 549300NLEOFP92P38Q71 |
| Description of other identifying number | |
| iii. State, if applicable | ILLINOIS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 139 |
| i. Full name | Impact U. Investments, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-65527 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 140 |
| i. Full name | MSEC, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 2549009EK3GVO5B3DK31 |
| Description of other identifying number | |
| iii. State, if applicable | KANSAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 141 |
| i. Full name | Worth Financial Group Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-29827 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | TEXAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 142 |
| i. Full name | KCD Financial, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-66005 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | WISCONSIN |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 143 |
| i. Full name | International Money Management Group, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-30417 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MARYLAND |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 144 |
| i. Full name | Independent Brokerage Solutions LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-68549 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 145 |
| i. Full name | Wintrust Investments, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 254900VR9KGJNQBQZA90 |
| Description of other identifying number | |
| iii. State, if applicable | ILLINOIS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 146 |
| i. Full name | Crown Capital Securities, L.P. |
| ii. LEI, if any, or provide and describe other identifying number | 8-17264 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 147 |
| i. Full name | D.H. Hill Securities, LLLP |
| ii. LEI, if any, or provide and describe other identifying number | 8-49475 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | TEXAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 148 |
| i. Full name | Cetera Financial Specialists LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-27082 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | ILLINOIS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 149 |
| i. Full name | Northland Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 254900ZIK4MLVQAWLS15 |
| Description of other identifying number | |
| iii. State, if applicable | MINNESOTA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 150 |
| i. Full name | U.S. Bancorp Investments, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | H85Z6XZP8B10ES0M2G89 |
| Description of other identifying number | |
| iii. State, if applicable | MINNESOTA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 151 |
| i. Full name | SEI Private Trust Company |
| ii. LEI, if any, or provide and describe other identifying number | 28-10625 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | PENNSYLVANIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 152 |
| i. Full name | Investors Brokerage of Texas, Ltd. |
| ii. LEI, if any, or provide and describe other identifying number | 8-28644 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | TEXAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 153 |
| i. Full name | ING Financial Markets LLC |
| ii. LEI, if any, or provide and describe other identifying number | KBVRJ5K57JZ3E2AVWX40 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 154 |
| i. Full name | ADP Broker-Dealer, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-47885 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW JERSEY |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 155 |
| i. Full name | William Blair & Company, L.L.C. |
| ii. LEI, if any, or provide and describe other identifying number | 549300J0P7XYE8BMZ775 |
| Description of other identifying number | |
| iii. State, if applicable | ILLINOIS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 156 |
| i. Full name | PNC Capital Markets LLC |
| ii. LEI, if any, or provide and describe other identifying number | 7OGNSSLOQJ8U3B9Y5F18 |
| Description of other identifying number | |
| iii. State, if applicable | PENNSYLVANIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 157 |
| i. Full name | Xml Securities, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-67776 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | VIRGINIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 158 |
| i. Full name | Voya Retirement Insurance and Annuity Company |
| ii. LEI, if any, or provide and describe other identifying number | OK3MKCDYPD4NN6QDGK18 |
| Description of other identifying number | |
| iii. State, if applicable | CONNECTICUT |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 159 |
| i. Full name | First National Bank Alaska |
| ii. LEI, if any, or provide and describe other identifying number | 25490089V5DJHFQMOA03 |
| Description of other identifying number | |
| iii. State, if applicable | ALASKA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 160 |
| i. Full name | Securevest Financial Group Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 254900LG3HPQV4J0WH27 |
| Description of other identifying number | |
| iii. State, if applicable | NEW JERSEY |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 161 |
| i. Full name | Portfolio Resources Group, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 549300TKCYL1XNXOL896 |
| Description of other identifying number | |
| iii. State, if applicable | FLORIDA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 162 |
| i. Full name | M&T Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 254900VRUF9FN7AZI864 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 163 |
| i. Full name | Investment Planners, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-35642 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | ILLINOIS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 164 |
| i. Full name | Vorpahl Wing Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-51823 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | WASHINGTON |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 165 |
| i. Full name | Lebenthal Financial Services, Inc |
| ii. LEI, if any, or provide and describe other identifying number | 8-67140 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 166 |
| i. Full name | Financial Northeastern Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 549300QRRF2NAV5G3869 |
| Description of other identifying number | |
| iii. State, if applicable | NEW JERSEY |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 167 |
| i. Full name | USCA Securities LLC |
| ii. LEI, if any, or provide and describe other identifying number | 254900GBMSP1Y45THR66 |
| Description of other identifying number | |
| iii. State, if applicable | TEXAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 168 |
| i. Full name | Symphonic Securities LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-67220 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 169 |
| i. Full name | Middlegate Securities Ltd. |
| ii. LEI, if any, or provide and describe other identifying number | 549300ZVONUQ845QCH95 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 170 |
| i. Full name | Dinosaur Financial Group, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 549300CCV3H232GBUN83 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 171 |
| i. Full name | Security Distributors, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-10781 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | KANSAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 172 |
| i. Full name | Lesko Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-26408 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 173 |
| i. Full name | Polar Investment Counsel, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-50039 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MINNESOTA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 174 |
| i. Full name | Center Street Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-42786 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | TENNESSEE |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 175 |
| i. Full name | Lombard Securities, Incorporated |
| ii. LEI, if any, or provide and describe other identifying number | 8-43340 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MARYLAND |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 176 |
| i. Full name | Lincoln Investment Planning, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-14354 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | PENNSYLVANIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 177 |
| i. Full name | Calton & Associates, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 254900TDJ7LH64ZKRY86 |
| Description of other identifying number | |
| iii. State, if applicable | FLORIDA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 178 |
| i. Full name | World Equity Group, Incorporated |
| ii. LEI, if any, or provide and describe other identifying number | 25490078J1OM7KOXR686 |
| Description of other identifying number | |
| iii. State, if applicable | ILLINOIS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 179 |
| i. Full name | Hefren-Tillotson, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-10646 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | PENNSYLVANIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 180 |
| i. Full name | Fieldpoint Private Securities, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-37105 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CONNECTICUT |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 181 |
| i. Full name | Sanctuary Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 2549007WBAL2Z578XQ34 |
| Description of other identifying number | |
| iii. State, if applicable | ILLINOIS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 182 |
| i. Full name | OneAmerica Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-15009 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | INDIANA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 183 |
| i. Full name | Sage, Rutty & Co., Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-00533 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 184 |
| i. Full name | Sigma Financial Corporation |
| ii. LEI, if any, or provide and describe other identifying number | 8-30466 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MICHIGAN |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 185 |
| i. Full name | The Guardian Insurance & Annuity Company, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | TGIU5N0SIMULU6I57R64 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 186 |
| i. Full name | Janney Montgomery Scott LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-00462 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | PENNSYLVANIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 187 |
| i. Full name | Rockefeller Financial LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-70054 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 188 |
| i. Full name | Glen Eagle Wealth LLC |
| ii. LEI, if any, or provide and describe other identifying number | 549300KIBM3JOKOD9P59 |
| Description of other identifying number | |
| iii. State, if applicable | NEW JERSEY |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 189 |
| i. Full name | National Financial Services LLC |
| ii. LEI, if any, or provide and describe other identifying number | 549300JRHF1MHHWUAW04 |
| Description of other identifying number | |
| iii. State, if applicable | MASSACHUSETTS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 190 |
| i. Full name | Fiduciary Trust Company International |
| ii. LEI, if any, or provide and describe other identifying number | N1YKEWO2IYPRS4742F57 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 191 |
| i. Full name | First Asset Financial Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-67191 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | KANSAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 192 |
| i. Full name | Saxony Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-53490 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MISSOURI |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 193 |
| i. Full name | Morris Group Inc |
| ii. LEI, if any, or provide and describe other identifying number | 35-1546402 |
| Description of other identifying number | Tax ID |
| iii. State, if applicable | INDIANA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 194 |
| i. Full name | Superior Financial Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 549300BK1DNLS1A2MZ43 |
| Description of other identifying number | |
| iii. State, if applicable | TENNESSEE |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 195 |
| i. Full name | Amerant Investments, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 254900M8G8SSAIMHET60 |
| Description of other identifying number | |
| iii. State, if applicable | FLORIDA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 196 |
| i. Full name | Chelsea Morgan Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-51916 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 197 |
| i. Full name | Navaid Financial Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-49897 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | PENNSYLVANIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 198 |
| i. Full name | PTI Securities & Futures, L.P. |
| ii. LEI, if any, or provide and describe other identifying number | 8-44412 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | ILLINOIS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 199 |
| i. Full name | FNBB Capital Markets, L.L.C. |
| ii. LEI, if any, or provide and describe other identifying number | 8-66553 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | ALABAMA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 200 |
| i. Full name | Garden State Securities Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-25790 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW JERSEY |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 201 |
| i. Full name | American Century Investment Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-35220 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MISSOURI |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 202 |
| i. Full name | Ceros Financial Services Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 549300N2YQ0P5G0WE562 |
| Description of other identifying number | |
| iii. State, if applicable | MARYLAND |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 203 |
| i. Full name | NYLIFE Distributors LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-46655 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW JERSEY |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 204 |
| i. Full name | BFT Financial Group, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-53487 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | TEXAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 205 |
| i. Full name | Royal Alliance Associates, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 2549008QNG03YMMNXZ09 |
| Description of other identifying number | |
| iii. State, if applicable | NEW JERSEY |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 206 |
| i. Full name | H. Beck, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-31165 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MARYLAND |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 207 |
| i. Full name | American Global Wealth Management, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 39-1259164 |
| Description of other identifying number | Tax ID |
| iii. State, if applicable | GEORGIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 208 |
| i. Full name | Nations Financial Group, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-50588 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | IOWA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 209 |
| i. Full name | Stephens Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 213800LH6T9XDYZCA534 |
| Description of other identifying number | |
| iii. State, if applicable | ARKANSAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 210 |
| i. Full name | Concorde Investment Services, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-68388 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MICHIGAN |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 211 |
| i. Full name | IDB Capital Corp. |
| ii. LEI, if any, or provide and describe other identifying number | 254900SH3QL0IL3S9R34 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 212 |
| i. Full name | Digital Retirement Solutions, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 84-1477138 |
| Description of other identifying number | Tax ID |
| iii. State, if applicable | COLORADO |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 213 |
| i. Full name | Ameritas Investment Company, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 549300913B54XKSRM258 |
| Description of other identifying number | |
| iii. State, if applicable | NEBRASKA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 214 |
| i. Full name | Genworth Life Insurance Company of New York |
| ii. LEI, if any, or provide and describe other identifying number | E5VAS7I8GX5B0SDBX010 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 215 |
| i. Full name | R.M. Stark & Co., Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-22543 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | FLORIDA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 216 |
| i. Full name | JPMorgan Chase Bank, National Association |
| ii. LEI, if any, or provide and describe other identifying number | 7H6GLXDRUGQFU57RNE97 |
| Description of other identifying number | |
| iii. State, if applicable | OHIO |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 217 |
| i. Full name | Arthur W. Wood Company |
| ii. LEI, if any, or provide and describe other identifying number | 8-3368 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MASSACHUSETTS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 218 |
| i. Full name | StockCross Financial Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 254900E1U348OMY1L886 |
| Description of other identifying number | |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 219 |
| i. Full name | The Investment Center, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-35826 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW JERSEY |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 220 |
| i. Full name | Northwestern Mutual Investment Services, LLC |
| ii. LEI, if any, or provide and describe other identifying number | CYO86L8D7HTXW9SOZX28 |
| Description of other identifying number | |
| iii. State, if applicable | WISCONSIN |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 221 |
| i. Full name | Standard Insurance Company |
| ii. LEI, if any, or provide and describe other identifying number | 549300KVA8DBYKHPXO21 |
| Description of other identifying number | |
| iii. State, if applicable | OREGON |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 222 |
| i. Full name | J.P. Morgan Institutional Investments Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-52182 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 223 |
| i. Full name | Abacus International Capital Corp. |
| ii. LEI, if any, or provide and describe other identifying number | 8-46418 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 224 |
| i. Full name | Gerwin Group, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-40282 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 225 |
| i. Full name | Fairport Capital, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-32162 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | ARIZONA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 226 |
| i. Full name | Pensionmark Securities, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-69773 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 227 |
| i. Full name | James I. Black & Company |
| ii. LEI, if any, or provide and describe other identifying number | 8-12077 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | FLORIDA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 228 |
| i. Full name | Benchmark Investments, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-52280 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | GEORGIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 229 |
| i. Full name | USAA Investment Services Company |
| ii. LEI, if any, or provide and describe other identifying number | 549300VSPLQ1XBNPD479 |
| Description of other identifying number | |
| iii. State, if applicable | TEXAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 230 |
| i. Full name | Stifel, Nicolaus & Company, Incorporated |
| ii. LEI, if any, or provide and describe other identifying number | 5WUVMA08EYG4KEUPW589 |
| Description of other identifying number | |
| iii. State, if applicable | MISSOURI |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 231 |
| i. Full name | Colorado Financial Service Corporation |
| ii. LEI, if any, or provide and describe other identifying number | 8-52817 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | COLORADO |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 232 |
| i. Full name | Omega Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-20225 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | TEXAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 233 |
| i. Full name | The O. N. Equity Sales Company |
| ii. LEI, if any, or provide and describe other identifying number | 8-14161 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | OHIO |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 234 |
| i. Full name | Cary Street Partners LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-66085 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | VIRGINIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 235 |
| i. Full name | Duncan-Williams, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 25490045VHLUZ7H92Y27 |
| Description of other identifying number | |
| iii. State, if applicable | TENNESSEE |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 236 |
| i. Full name | L.S.Y. Incorporated |
| ii. LEI, if any, or provide and describe other identifying number | 8-17613 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 237 |
| i. Full name | Integrated Financial Planning Services |
| ii. LEI, if any, or provide and describe other identifying number | 8-35120 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | |
| iv. Foreign country, if applicable | GERMANY |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 238 |
| i. Full name | Sweney Cartwright & Company |
| ii. LEI, if any, or provide and describe other identifying number | 549300CTOIWXJCKTPS87 |
| Description of other identifying number | |
| iii. State, if applicable | OHIO |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 239 |
| i. Full name | Syndicated Capital, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-44162 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 240 |
| i. Full name | Ameriprise Financial Services, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-16791 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MINNESOTA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 241 |
| i. Full name | Coordinated Capital Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-31173 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | WISCONSIN |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 242 |
| i. Full name | Sentinel Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-53142 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MASSACHUSETTS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 243 |
| i. Full name | Mutual Trust Company of America Securities |
| ii. LEI, if any, or provide and describe other identifying number | 254900PUBUB7IS4GNY27 |
| Description of other identifying number | |
| iii. State, if applicable | FLORIDA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 244 |
| i. Full name | SWBC Investment Services, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 254900YIJJWABADWZ455 |
| Description of other identifying number | |
| iii. State, if applicable | TEXAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 245 |
| i. Full name | First Western Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-37613 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | TEXAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 246 |
| i. Full name | LifeMark Securities Corp. |
| ii. LEI, if any, or provide and describe other identifying number | 8-33478 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 247 |
| i. Full name | Boreal Capital Securities, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 549300NMHK6HTSKCG696 |
| Description of other identifying number | |
| iii. State, if applicable | FLORIDA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 248 |
| i. Full name | Corecap Investments, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-47783 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MICHIGAN |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 249 |
| i. Full name | Fifth Third Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 5493003IMO3TYX51WE43 |
| Description of other identifying number | |
| iii. State, if applicable | OHIO |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 250 |
| i. Full name | Buckman, Buckman & Reid, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 254900D688L15B5HJB06 |
| Description of other identifying number | |
| iii. State, if applicable | NEW JERSEY |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 251 |
| i. Full name | White Mountain Capital, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-52572 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 252 |
| i. Full name | The Strategic Financial Alliance, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-65885 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | GEORGIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 253 |
| i. Full name | Edward D. Jones & Co., L.P. |
| ii. LEI, if any, or provide and describe other identifying number | YZRCLX72FTV74B522G90 |
| Description of other identifying number | |
| iii. State, if applicable | MISSOURI |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 254 |
| i. Full name | Mack Investment Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-35536 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | ILLINOIS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 255 |
| i. Full name | J. Alden Associates, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-48938 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | PENNSYLVANIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 256 |
| i. Full name | Westminster Financial Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-38426 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | OHIO |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 257 |
| i. Full name | Comerica Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 5493009QV211JEW7ZV59 |
| Description of other identifying number | |
| iii. State, if applicable | MICHIGAN |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 258 |
| i. Full name | Nicol Investors Corporation |
| ii. LEI, if any, or provide and describe other identifying number | 8-65566 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | ILLINOIS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 259 |
| i. Full name | Woodlands Securities Corporation |
| ii. LEI, if any, or provide and describe other identifying number | 8-39700 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | TEXAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 260 |
| i. Full name | Dorsey & Company Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-7541 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | LOUISIANA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 261 |
| i. Full name | AqGen Ascensus, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 549300K5MHNFPEU2RK82 |
| Description of other identifying number | |
| iii. State, if applicable | PENNSYLVANIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 262 |
| i. Full name | Loring Ward Securities Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-51381 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 263 |
| i. Full name | Feldstein Financial Group, L.L.C. |
| ii. LEI, if any, or provide and describe other identifying number | 8-53388 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW JERSEY |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 264 |
| i. Full name | Ascensus Broker Dealer Services, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-47312 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MASSACHUSETTS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 265 |
| i. Full name | Prudential Investment Management Services LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-36540 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW JERSEY |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 266 |
| i. Full name | FSB Premier Wealth Management, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-44865 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | IOWA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 267 |
| i. Full name | Cambridge Investment Research, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-48740 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | IOWA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 268 |
| i. Full name | L.O. Thomas & Co., Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-40875 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW JERSEY |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 269 |
| i. Full name | Monere Investments, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 2549004LPCIR92BLYF90 |
| Description of other identifying number | |
| iii. State, if applicable | ILLINOIS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 270 |
| i. Full name | Neuberger Berman BD LLC |
| ii. LEI, if any, or provide and describe other identifying number | PWDS3JJ631D5N70JXG61 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 271 |
| i. Full name | Independence Capital Co., Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-41331 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | OHIO |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 272 |
| i. Full name | Investment Security Corporation |
| ii. LEI, if any, or provide and describe other identifying number | 8-51832 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 273 |
| i. Full name | American Portfolios Financial Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-37085 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 274 |
| i. Full name | TD Ameritrade Clearing, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | MRK678VXOI09YSSN8X19 |
| Description of other identifying number | |
| iii. State, if applicable | NEBRASKA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 275 |
| i. Full name | Allianz Life Financial Services, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 5493008TSI0TRWDDGW79 |
| Description of other identifying number | |
| iii. State, if applicable | MINNESOTA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 276 |
| i. Full name | Davenport & Company LLC |
| ii. LEI, if any, or provide and describe other identifying number | 254900GN2SAXJGLMS075 |
| Description of other identifying number | |
| iii. State, if applicable | VIRGINIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 277 |
| i. Full name | Woodstock Financial Group, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-48080 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | GEORGIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 278 |
| i. Full name | Thompson Davis & Co., Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-49386 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | VIRGINIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 279 |
| i. Full name | Integrity Investments, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-45302 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | FLORIDA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 280 |
| i. Full name | Weston Securities Corporation |
| ii. LEI, if any, or provide and describe other identifying number | 8-32664 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MASSACHUSETTS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 281 |
| i. Full name | Truist Investment Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-35355 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | GEORGIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 282 |
| i. Full name | Allegiance Capital, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-52978 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MINNESOTA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 283 |
| i. Full name | Concourse Financial Group Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-32590 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | ALABAMA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 284 |
| i. Full name | City National Bank |
| ii. LEI, if any, or provide and describe other identifying number | 593C3GZG957YOJPS2Z63 |
| Description of other identifying number | |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 285 |
| i. Full name | First Command Brokerage Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-07072 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | TEXAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 286 |
| i. Full name | Raymond James Financial, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | RGUZHJ05YTITL6D76949 |
| Description of other identifying number | |
| iii. State, if applicable | FLORIDA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 287 |
| i. Full name | John Hancock Trust Company LLC |
| ii. LEI, if any, or provide and describe other identifying number | 549300W205WZCFZS6R51 |
| Description of other identifying number | |
| iii. State, if applicable | MASSACHUSETTS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 288 |
| i. Full name | CNR Securities LLC |
| ii. LEI, if any, or provide and describe other identifying number | 894500JXD2XN50UHZI74 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 289 |
| i. Full name | VBC Securities, L.L.C. |
| ii. LEI, if any, or provide and describe other identifying number | 8-44141 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW JERSEY |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 290 |
| i. Full name | First Kentucky Securities Corporation |
| ii. LEI, if any, or provide and describe other identifying number | 8-22224 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | KENTUCKY |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 291 |
| i. Full name | S.L. Reed & Company |
| ii. LEI, if any, or provide and describe other identifying number | 8-49178 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 292 |
| i. Full name | Eagles Coast Capital, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-70137 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | SOUTH CAROLINA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 293 |
| i. Full name | Dempsey Lord Smith, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-67469 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | GEORGIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 294 |
| i. Full name | Regions Bank |
| ii. LEI, if any, or provide and describe other identifying number | EQTWLK1G7ODGC2MGLV11 |
| Description of other identifying number | |
| iii. State, if applicable | ALABAMA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 295 |
| i. Full name | Raymond James & Associates, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | U4ONQX15J3RO8XCKE979 |
| Description of other identifying number | |
| iii. State, if applicable | FLORIDA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 296 |
| i. Full name | Capital Investment Group, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-31225 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NORTH CAROLINA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 297 |
| i. Full name | Huntleigh Securities Corporation |
| ii. LEI, if any, or provide and describe other identifying number | 8-21893 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MISSOURI |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 298 |
| i. Full name | Access Investments, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-49750 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | OKLAHOMA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 299 |
| i. Full name | Pershing LLC |
| ii. LEI, if any, or provide and describe other identifying number | ZI8Q1A8EI8LQFJNM0D94 |
| Description of other identifying number | |
| iii. State, if applicable | NEW JERSEY |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 300 |
| i. Full name | Amuni Financial, Inc |
| ii. LEI, if any, or provide and describe other identifying number | 8-25338 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | FLORIDA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 301 |
| i. Full name | Holistic Brokerage, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 254900EMZBEIM1FAO022 |
| Description of other identifying number | |
| iii. State, if applicable | FLORIDA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 302 |
| i. Full name | BOK Financial Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 5493008UZFTI4G7UQ733 |
| Description of other identifying number | |
| iii. State, if applicable | OKLAHOMA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 303 |
| i. Full name | Brooklight Place Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-32673 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | ILLINOIS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 304 |
| i. Full name | Meridien Financial Group, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-26090 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | RHODE ISLAND |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 305 |
| i. Full name | Independent Financial Group, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 254900KYWXHSQ7RMNP09 |
| Description of other identifying number | |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 306 |
| i. Full name | First Republic Securities Company, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 5493000IMDFZDQYB2Q11 |
| Description of other identifying number | |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 307 |
| i. Full name | Sycamore Financial Group Inc |
| ii. LEI, if any, or provide and describe other identifying number | 8-30302 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | INDIANA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 308 |
| i. Full name | Lion Street Financial, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-69183 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | TEXAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 309 |
| i. Full name | Securities Equity Group |
| ii. LEI, if any, or provide and describe other identifying number | 8-51706 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 310 |
| i. Full name | SKA Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-53366 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | OHIO |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 311 |
| i. Full name | MMA Securities LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-50591 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 312 |
| i. Full name | Brighton Securities Corp. |
| ii. LEI, if any, or provide and describe other identifying number | 8-14599 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 313 |
| i. Full name | Caldwell Securities Ltd. |
| ii. LEI, if any, or provide and describe other identifying number | 549300ORF2FMHXODHJ66 |
| Description of other identifying number | |
| iii. State, if applicable | |
| iv. Foreign country, if applicable | CANADA (FEDERAL LEVEL) |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 314 |
| i. Full name | Variable Investment Advisors, Inc |
| ii. LEI, if any, or provide and describe other identifying number | 8-50699 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | SOUTH DAKOTA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 315 |
| i. Full name | Kovack Securities Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 25490070RG17Z4I70I82 |
| Description of other identifying number | |
| iii. State, if applicable | FLORIDA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 316 |
| i. Full name | Somerset Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-11539 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | OREGON |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 317 |
| i. Full name | Sabadell Securities USA, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 2549002UK8JK82ABGD45 |
| Description of other identifying number | |
| iii. State, if applicable | FLORIDA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 318 |
| i. Full name | Global Brokerage Services Ltd |
| ii. LEI, if any, or provide and describe other identifying number | 8-47763 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MARYLAND |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 319 |
| i. Full name | Tocqueville Securities L.P. |
| ii. LEI, if any, or provide and describe other identifying number | 8-42223 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 320 |
| i. Full name | Fifth Third Bank, National Association |
| ii. LEI, if any, or provide and describe other identifying number | QFROUN1UWUYU0DVIWD51 |
| Description of other identifying number | |
| iii. State, if applicable | OHIO |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 321 |
| i. Full name | Avisen Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-65833 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 322 |
| i. Full name | Titleist Asset Management, Ltd. |
| ii. LEI, if any, or provide and describe other identifying number | 8-65859 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | TEXAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 323 |
| i. Full name | Equitable Advisors, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-17883 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 324 |
| i. Full name | Triad Advisors, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-42007 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | GEORGIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 325 |
| i. Full name | Avantax Wealth Management, Inc |
| ii. LEI, if any, or provide and describe other identifying number | 8-29533 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | TEXAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 326 |
| i. Full name | Nelson Ivest Brokerage Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-26448 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | FLORIDA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 327 |
| i. Full name | BD4RIA, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-70022 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | TEXAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 328 |
| i. Full name | Lincoln-Douglas Investments, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-68728 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | OHIO |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 329 |
| i. Full name | Hanson McClain Retirement Network, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-52250 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 330 |
| i. Full name | Harvest Financial Corporation |
| ii. LEI, if any, or provide and describe other identifying number | 8-26037 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | PENNSYLVANIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 331 |
| i. Full name | Alexander Capital, L.P. |
| ii. LEI, if any, or provide and describe other identifying number | 8-48957 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 332 |
| i. Full name | Regal Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-21765 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | ILLINOIS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 333 |
| i. Full name | TIAA-CREF Individual & Institutional Services, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-44454 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 334 |
| i. Full name | Itau International Securities Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 54930086LDFU8Z86AH91 |
| Description of other identifying number | |
| iii. State, if applicable | FLORIDA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 335 |
| i. Full name | The GMS Group, L.L.C. |
| ii. LEI, if any, or provide and describe other identifying number | 254900OXZT27TA5CGU56 |
| Description of other identifying number | |
| iii. State, if applicable | NEW JERSEY |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 336 |
| i. Full name | Signature Securities Group Corporation |
| ii. LEI, if any, or provide and describe other identifying number | 254900KRZU45UT6QSG35 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 337 |
| i. Full name | NBC Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 254900GIP7RJQGHH5S19 |
| Description of other identifying number | |
| iii. State, if applicable | ALABAMA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 338 |
| i. Full name | Mutual of Omaha Investor Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-47290 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEBRASKA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 339 |
| i. Full name | Arive Capital Markets LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-43350 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 340 |
| i. Full name | Innovation Partners, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 549300IEQ78ON1HMTU71 |
| Description of other identifying number | |
| iii. State, if applicable | NORTH CAROLINA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 341 |
| i. Full name | Conduent HR Services, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 84-06035 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 342 |
| i. Full name | Herndon Plant Oakley Ltd. |
| ii. LEI, if any, or provide and describe other identifying number | 8-50912 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | TEXAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 343 |
| i. Full name | Bley Investment Group, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-42701 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | TEXAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 344 |
| i. Full name | Kingswood Capital Partners LLC |
| ii. LEI, if any, or provide and describe other identifying number | 5493000S7S0ZD3E40797 |
| Description of other identifying number | |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 345 |
| i. Full name | Oriental Financial Services LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-44516 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | |
| iv. Foreign country, if applicable | PUERTO RICO |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 346 |
| i. Full name | Laidlaw & Company (UK) Ltd. |
| ii. LEI, if any, or provide and describe other identifying number | 8-53731 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 347 |
| i. Full name | Etico Partners, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 254900YC5I0IY6GSBI85 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 348 |
| i. Full name | Morgan Stanley Smith Barney LLC |
| ii. LEI, if any, or provide and describe other identifying number | 7PDDXEMZ0ZV0CEDU4D16 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 349 |
| i. Full name | General Securities Corp. |
| ii. LEI, if any, or provide and describe other identifying number | 8-31654 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MISSOURI |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 350 |
| i. Full name | Mesirow Financial, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 549300BIV46SUHPOFE54 |
| Description of other identifying number | |
| iii. State, if applicable | ILLINOIS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 351 |
| i. Full name | Quincy Cass Associates |
| ii. LEI, if any, or provide and describe other identifying number | 8-5743 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 352 |
| i. Full name | Folio Investments, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-52009 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | VIRGINIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 353 |
| i. Full name | Signal Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-32948 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | TEXAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 354 |
| i. Full name | CFS Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-51330 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CONNECTICUT |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 355 |
| i. Full name | SunTrust Bank |
| ii. LEI, if any, or provide and describe other identifying number | IYDOJBGJWY9T8XKCSX06 |
| Description of other identifying number | |
| iii. State, if applicable | GEORGIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 356 |
| i. Full name | MGO Securities Corp. |
| ii. LEI, if any, or provide and describe other identifying number | 8-47814 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | OHIO |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 357 |
| i. Full name | First Citizens Investor Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-50696 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NORTH CAROLINA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 358 |
| i. Full name | David Lerner Associates, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-20746 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 359 |
| i. Full name | Buckram Securities Ltd. |
| ii. LEI, if any, or provide and describe other identifying number | 8-65939 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 360 |
| i. Full name | Ace Diversified Capital, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-49555 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 361 |
| i. Full name | Avondale Partners, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 254900799PKXEPTDRJ40 |
| Description of other identifying number | |
| iii. State, if applicable | TENNESSEE |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 362 |
| i. Full name | Coker & Palmer, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 254900V1KTPDN88TDS68 |
| Description of other identifying number | |
| iii. State, if applicable | MISSISSIPPI |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 363 |
| i. Full name | Hazlett, Burt & Watson, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-17737 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | WEST VIRGINIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 364 |
| i. Full name | Hancock Whitney Investment Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 254900PJ7SNKYPK21W02 |
| Description of other identifying number | |
| iii. State, if applicable | LOUISIANA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 365 |
| i. Full name | American Independent Securities Group, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-66905 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | IDAHO |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 366 |
| i. Full name | NEXT Financial Group, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-51356 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | TEXAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 367 |
| i. Full name | Beaconsfield Financial Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-30993 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | PENNSYLVANIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 368 |
| i. Full name | Stifel Independent Advisors, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-43514 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MISSOURI |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 369 |
| i. Full name | First Southern LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-69733 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | |
| iv. Foreign country, if applicable | PUERTO RICO |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 370 |
| i. Full name | North South Capital LLC |
| ii. LEI, if any, or provide and describe other identifying number | 549300ODEKJCRN2AM859 |
| Description of other identifying number | |
| iii. State, if applicable | ILLINOIS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 371 |
| i. Full name | FMSbonds, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 549300TUTBK58NSF2517 |
| Description of other identifying number | |
| iii. State, if applicable | FLORIDA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 372 |
| i. Full name | Lockton Investment Securities, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-67090 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MISSOURI |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 373 |
| i. Full name | Rothschild Investment Corporation |
| ii. LEI, if any, or provide and describe other identifying number | 8-16429 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | ILLINOIS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 374 |
| i. Full name | Peak Brokerage Services, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-68829 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | FLORIDA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 375 |
| i. Full name | Client One Securities LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-68494 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | KANSAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 376 |
| i. Full name | Centaurus Financial, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-45185 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 377 |
| i. Full name | Folger Nolan Fleming Douglas Incorporated |
| ii. LEI, if any, or provide and describe other identifying number | 254900DD93O7YH65O708 |
| Description of other identifying number | |
| iii. State, if applicable | DISTRICT OF COLUMBIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 378 |
| i. Full name | Landaas & Company, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-51826 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | WISCONSIN |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 379 |
| i. Full name | HSBC Securities (USA) Inc. |
| ii. LEI, if any, or provide and describe other identifying number | CYYGQCGNHMHPSMRL3R97 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 380 |
| i. Full name | Capital Management Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-27779 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MINNESOTA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 381 |
| i. Full name | USI Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-50429 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CONNECTICUT |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 382 |
| i. Full name | K. W. Chambers & Co. |
| ii. LEI, if any, or provide and describe other identifying number | 8-10533 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MISSOURI |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 383 |
| i. Full name | Finance 500, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-28302 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 384 |
| i. Full name | First Financial Securities of America, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-29565 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | TEXAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 385 |
| i. Full name | The Logan Group Securities |
| ii. LEI, if any, or provide and describe other identifying number | 8-48995 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 386 |
| i. Full name | Wiley Bros. - Aintree Capital, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-3774 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | TENNESSEE |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 387 |
| i. Full name | The Jeffrey Matthews Financial Group, L.L.C. |
| ii. LEI, if any, or provide and describe other identifying number | 25490086M6MGMYYVOJ50 |
| Description of other identifying number | |
| iii. State, if applicable | NEW JERSEY |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 388 |
| i. Full name | Coastal Equities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-40822 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | DELAWARE |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 389 |
| i. Full name | Mclaughlin Ryder Investments, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-67911 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | VIRGINIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 390 |
| i. Full name | GRF Capital Investors, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-41494 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | OKLAHOMA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 391 |
| i. Full name | R. Seelaus & Co. Inc |
| ii. LEI, if any, or provide and describe other identifying number | 2138004J7AJDLCOJYA06 |
| Description of other identifying number | |
| iii. State, if applicable | NEW JERSEY |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 392 |
| i. Full name | Union Capital Company |
| ii. LEI, if any, or provide and describe other identifying number | 8-53127 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | ARIZONA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 393 |
| i. Full name | Country Club Financial Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-44574 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MISSOURI |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 394 |
| i. Full name | COUNTRY Capital Management Company |
| ii. LEI, if any, or provide and describe other identifying number | 8-12645 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | ILLINOIS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 395 |
| i. Full name | Boenning & Scattergood Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 2549005FER5A7K7II574 |
| Description of other identifying number | |
| iii. State, if applicable | PENNSYLVANIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 396 |
| i. Full name | BNY Mellon Securities Corporation |
| ii. LEI, if any, or provide and describe other identifying number | 801-54739 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 397 |
| i. Full name | Citizens Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 2138006RAPI5PE2ZGW36 |
| Description of other identifying number | |
| iii. State, if applicable | MASSACHUSETTS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 398 |
| i. Full name | Capital Portfolio Management, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-44225 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MARYLAND |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 399 |
| i. Full name | PNC Investments LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-66195 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | PENNSYLVANIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 400 |
| i. Full name | Sammons Financial Network, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-68905 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | IOWA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 401 |
| i. Full name | Lincoln Financial Advisors Corporation |
| ii. LEI, if any, or provide and describe other identifying number | 8-14685 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | INDIANA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 402 |
| i. Full name | MML Distributors, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-48203 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CONNECTICUT |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 403 |
| i. Full name | Saturna Trust Company |
| ii. LEI, if any, or provide and describe other identifying number | 26-3918998 |
| Description of other identifying number | Tax ID |
| iii. State, if applicable | NEVADA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 404 |
| i. Full name | Allen C. Ewing & Co. |
| ii. LEI, if any, or provide and describe other identifying number | 8-42393 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | FLORIDA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 405 |
| i. Full name | GWN Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-66185 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | FLORIDA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 406 |
| i. Full name | N.I.S. Financial Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-15919 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MISSOURI |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 407 |
| i. Full name | Umpqua Investments, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-02915 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | OREGON |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 408 |
| i. Full name | Arque Capital, Ltd. |
| ii. LEI, if any, or provide and describe other identifying number | 8-65390 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | ARIZONA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 409 |
| i. Full name | APW Capital, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-50433 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW JERSEY |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 410 |
| i. Full name | Rodgers Brothers, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-33475 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | PENNSYLVANIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 411 |
| i. Full name | American Trust Company |
| ii. LEI, if any, or provide and describe other identifying number | 5493005EOTYFH88SI914 |
| Description of other identifying number | |
| iii. State, if applicable | TENNESSEE |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 412 |
| i. Full name | Investment Placement Group |
| ii. LEI, if any, or provide and describe other identifying number | 5493005L3RL45FY4HR07 |
| Description of other identifying number | |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 413 |
| i. Full name | AE Financial Services, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 254900V6AVD8481O0767 |
| Description of other identifying number | |
| iii. State, if applicable | KANSAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 414 |
| i. Full name | Gold Coast Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-53148 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 415 |
| i. Full name | Planners Financial Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-18027 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MINNESOTA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 416 |
| i. Full name | Professional Trading Services Brokerage, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-65173 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW JERSEY |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 417 |
| i. Full name | Wells Fargo Bank, National Association |
| ii. LEI, if any, or provide and describe other identifying number | KB1H1DSPRFMYMCUFXT09 |
| Description of other identifying number | |
| iii. State, if applicable | SOUTH DAKOTA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 418 |
| i. Full name | LPL Financial LLC |
| ii. LEI, if any, or provide and describe other identifying number | 5493005NM7F0H1N3EQ39 |
| Description of other identifying number | |
| iii. State, if applicable | MASSACHUSETTS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 419 |
| i. Full name | People's Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 801-63122 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CONNECTICUT |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 420 |
| i. Full name | Alliant Securities, Inc. Turner, Nord, Kienbaum |
| ii. LEI, if any, or provide and describe other identifying number | 8-23305 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | WASHINGTON |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 421 |
| i. Full name | Carter, Terry & Company, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-33797 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | GEORGIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 422 |
| i. Full name | Excel Securities & Associates, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-34261 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 423 |
| i. Full name | ACA Prudent Investors Planning Corp. |
| ii. LEI, if any, or provide and describe other identifying number | 8-51899 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW JERSEY |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 424 |
| i. Full name | Foresters Equity Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-36703 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 425 |
| i. Full name | FMN Capital Corporation |
| ii. LEI, if any, or provide and describe other identifying number | 8-48082 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 426 |
| i. Full name | Essex Securities LLC |
| ii. LEI, if any, or provide and describe other identifying number | 254900RAMRWZOR870Q30 |
| Description of other identifying number | |
| iii. State, if applicable | MASSACHUSETTS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 427 |
| i. Full name | Harbor Investment Advisory, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-68334 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MARYLAND |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 428 |
| i. Full name | BancWest Investment Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 5493001GJYTESEZEBA51 |
| Description of other identifying number | |
| iii. State, if applicable | NEBRASKA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 429 |
| i. Full name | Corinthian Partners, L.L.C. |
| ii. LEI, if any, or provide and describe other identifying number | 8-48461 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 430 |
| i. Full name | Valmark Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-45463 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | OHIO |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 431 |
| i. Full name | Charles Schwab & Co., Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 549300ZP8XN77GK5BS04 |
| Description of other identifying number | |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 432 |
| i. Full name | Arkadios Capital, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 2549004VFYBIASQ1A234 |
| Description of other identifying number | |
| iii. State, if applicable | GEORGIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 433 |
| i. Full name | J. D. Seibert & Co., Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-23604 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | OHIO |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 434 |
| i. Full name | Navy Federal Brokerage Services, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-67161 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | VIRGINIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 435 |
| i. Full name | BCG Securities, Inc |
| ii. LEI, if any, or provide and describe other identifying number | 8-12680 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW JERSEY |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 436 |
| i. Full name | SECU Brokerage Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-37927 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NORTH CAROLINA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 437 |
| i. Full name | Family Investors Company |
| ii. LEI, if any, or provide and describe other identifying number | 8-11190 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW JERSEY |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 438 |
| i. Full name | ICMA-RC Services, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-40268 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | DISTRICT OF COLUMBIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 439 |
| i. Full name | Thoroughbred Financial Services, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-51944 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | TENNESSEE |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 440 |
| i. Full name | Herbert J Sims & Co. Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 254900SV6UESQBS8XP98 |
| Description of other identifying number | |
| iii. State, if applicable | CONNECTICUT |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 441 |
| i. Full name | Arlington Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-38098 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MISSOURI |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 442 |
| i. Full name | Oberweis Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 5493008EZH6DO1631P71 |
| Description of other identifying number | |
| iii. State, if applicable | ILLINOIS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 443 |
| i. Full name | Mid-atlantic Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-36997 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NORTH CAROLINA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 444 |
| i. Full name | MMC Securities LLC |
| ii. LEI, if any, or provide and describe other identifying number | 2549001ZA93O65N2ZM60 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 445 |
| i. Full name | Valley National Investments, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-34427 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | PENNSYLVANIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 446 |
| i. Full name | The Tavenner Company |
| ii. LEI, if any, or provide and describe other identifying number | 8-41206 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | OHIO |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 447 |
| i. Full name | B.B. Graham & Company, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-49477 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 448 |
| i. Full name | United States Life Insurance Company in the City of New York |
| ii. LEI, if any, or provide and describe other identifying number | 549300C1JQGJ0MNUMG79 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 449 |
| i. Full name | Gradient Securities, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-66032 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MINNESOTA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 450 |
| i. Full name | Uhlmann Price Securities, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-50041 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | ILLINOIS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 451 |
| i. Full name | Gill Capital Partners, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-30563 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | COLORADO |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 452 |
| i. Full name | United Planners Financial Services of America, A Limited Partnership |
| ii. LEI, if any, or provide and describe other identifying number | 8-38485 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | ARIZONA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 453 |
| i. Full name | Smith, Brown & Groover, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-13079 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | GEORGIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 454 |
| i. Full name | Northwest Investment Advisors, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-65282 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | WASHINGTON |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 455 |
| i. Full name | Globalink Securities, Inc |
| ii. LEI, if any, or provide and describe other identifying number | 8-44509 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 456 |
| i. Full name | Wells Fargo Securities, LLC |
| ii. LEI, if any, or provide and describe other identifying number | VYVVCKR63DVZZN70PB21 |
| Description of other identifying number | |
| iii. State, if applicable | NORTH CAROLINA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 457 |
| i. Full name | Piper Sandler & Co. |
| ii. LEI, if any, or provide and describe other identifying number | 549300GRQCWQ3XGH0H10 |
| Description of other identifying number | |
| iii. State, if applicable | MINNESOTA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 458 |
| i. Full name | Larson Financial Securities LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-68456 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MISSOURI |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 459 |
| i. Full name | Cantella & Co.,Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 254900Z33Q34HCFGHO19 |
| Description of other identifying number | |
| iii. State, if applicable | MASSACHUSETTS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 460 |
| i. Full name | Benefit Plans Administrative Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | BBG002ZR1639 |
| Description of other identifying number | Bloomberg Global ID |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 461 |
| i. Full name | Silver Oak Securities, Incorporated |
| ii. LEI, if any, or provide and describe other identifying number | 8-51601 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | TENNESSEE |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 462 |
| i. Full name | Profinancial, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-32026 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | LOUISIANA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 463 |
| i. Full name | Hennion & Walsh, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 2549007B0CCUSX9P2580 |
| Description of other identifying number | |
| iii. State, if applicable | NEW JERSEY |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 464 |
| i. Full name | Horace Mann Investors, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 254900OFJVU7T8WTK224 |
| Description of other identifying number | |
| iii. State, if applicable | ILLINOIS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 465 |
| i. Full name | ACP Securities, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 254900GHLAGD9J81O211 |
| Description of other identifying number | |
| iii. State, if applicable | FLORIDA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 466 |
| i. Full name | Commonwealth Equity Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-24040 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MASSACHUSETTS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 467 |
| i. Full name | Akar Capital Management, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-28026 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | FLORIDA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 468 |
| i. Full name | Westport Resources Investment Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-40904 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CONNECTICUT |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 469 |
| i. Full name | The Huntington Investment Company |
| ii. LEI, if any, or provide and describe other identifying number | 5493004MEJ6IU9SR1R78 |
| Description of other identifying number | |
| iii. State, if applicable | OHIO |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 470 |
| i. Full name | Merrill Lynch, Pierce, Fenner & Smith Incorporated |
| ii. LEI, if any, or provide and describe other identifying number | 8NAV47T0Y26Q87Y0QP81 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 471 |
| i. Full name | M.S. Howells & Co. |
| ii. LEI, if any, or provide and describe other identifying number | 549300ZY1ODMQ4MPJT53 |
| Description of other identifying number | |
| iii. State, if applicable | ARIZONA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 472 |
| i. Full name | NTB Financial Corporation |
| ii. LEI, if any, or provide and describe other identifying number | 8-21884 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | COLORADO |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 473 |
| i. Full name | Invex, LLC |
| ii. LEI, if any, or provide and describe other identifying number | NPOTUCXQYGXX5PO6VH74 |
| Description of other identifying number | |
| iii. State, if applicable | FLORIDA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 474 |
| i. Full name | Harbour Investments, Inc |
| ii. LEI, if any, or provide and describe other identifying number | 8-37373 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | WISCONSIN |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 475 |
| i. Full name | Santander Securities LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-49571 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MASSACHUSETTS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 476 |
| i. Full name | SA Stone Wealth Management Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-36638 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | ALABAMA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 477 |
| i. Full name | Wall Street Access Corporation |
| ii. LEI, if any, or provide and describe other identifying number | 549300Z0MOT47D6OQV22 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 478 |
| i. Full name | SCF Securities Inc |
| ii. LEI, if any, or provide and describe other identifying number | 8-51760 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 479 |
| i. Full name | American Capital Partners, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 254900I8NH46ZJJ4Z956 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 480 |
| i. Full name | Ladenburg Thalmann & Co. Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 2549000V3L2KK4L76W91 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 481 |
| i. Full name | Cannon Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-68437 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | GEORGIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 482 |
| i. Full name | Lincoln Financial Distributors, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-13431 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | PENNSYLVANIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 483 |
| i. Full name | Great Pacific Securities |
| ii. LEI, if any, or provide and describe other identifying number | 254900QRZ90SUI8C4W84 |
| Description of other identifying number | |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 484 |
| i. Full name | Oscar Gruss & Son Incorporated |
| ii. LEI, if any, or provide and describe other identifying number | 549300V78DH9XCK5UI63 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 485 |
| i. Full name | Mutual Funds Associates, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-13026 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 486 |
| i. Full name | Cape Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-20747 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | GEORGIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 487 |
| i. Full name | FSC Securities Corporation |
| ii. LEI, if any, or provide and describe other identifying number | 8-21770 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | GEORGIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 488 |
| i. Full name | Kestra Investment Services, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-49672 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | TEXAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 489 |
| i. Full name | Federated Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-15644 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 490 |
| i. Full name | Broadridge Business Process Outsourcing, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-53412 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 491 |
| i. Full name | CUSO Financial Services, L.P. |
| ii. LEI, if any, or provide and describe other identifying number | 254900SMTUGUAHW1JN77 |
| Description of other identifying number | |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 492 |
| i. Full name | MML Investors Services, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-27250 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MASSACHUSETTS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 493 |
| i. Full name | Charles Schwab Bank, SSB (San Francisco, CA, US, Branch) |
| ii. LEI, if any, or provide and describe other identifying number | 549300INFJ8TYNZ1G568 |
| Description of other identifying number | |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 494 |
| i. Full name | SPIRE Securities, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-67635 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | VIRGINIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 495 |
| i. Full name | Private Client Services, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-68183 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | KENTUCKY |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 496 |
| i. Full name | Money Concepts Capital Corp |
| ii. LEI, if any, or provide and describe other identifying number | 8-29671 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | FLORIDA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 497 |
| i. Full name | Safra Securities LLC |
| ii. LEI, if any, or provide and describe other identifying number | E51AOUORNWWT747CBW71 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 498 |
| i. Full name | Cetera Advisor Networks LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-29577 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 499 |
| i. Full name | TCFG Wealth Management, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-69089 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 500 |
| i. Full name | World Capital Brokerage, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-06805 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | COLORADO |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 501 |
| i. Full name | Hantz Financial Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-51291 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MICHIGAN |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 502 |
| i. Full name | Riversource Distributors, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-67196 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MINNESOTA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 503 |
| i. Full name | Heim, Young & Associates, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-48500 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MISSOURI |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 504 |
| i. Full name | Marsco Investment Corporation |
| ii. LEI, if any, or provide and describe other identifying number | 8-36754 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW JERSEY |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 505 |
| i. Full name | Hand Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-51001 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | TEXAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 506 |
| i. Full name | Benjamin F. Edwards & Company, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 2549003FIOJT37PTTC29 |
| Description of other identifying number | |
| iii. State, if applicable | MISSOURI |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 507 |
| i. Full name | American Trust Investment Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-14394 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | INDIANA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 508 |
| i. Full name | Berthel Fisher & Company Financial Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-29426 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | IOWA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 509 |
| i. Full name | Amegy Investments, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-65399 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | TEXAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 510 |
| i. Full name | Kalos Capital, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-50630 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | GEORGIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 511 |
| i. Full name | Inverness Securities, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-66278 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | OHIO |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 512 |
| i. Full name | Cadaret, Grant & Co., Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 2549003ZDQPBPYR9KD35 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 513 |
| i. Full name | Hilltop Securities Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 549300IXU82PMU6XZT45 |
| Description of other identifying number | |
| iii. State, if applicable | TEXAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 514 |
| i. Full name | CGIS Securities LLC |
| ii. LEI, if any, or provide and describe other identifying number | 254900GOI7SHVRZ5BG90 |
| Description of other identifying number | |
| iii. State, if applicable | FLORIDA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 515 |
| i. Full name | Voya Institutional Plan Services, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 02-0488491 |
| Description of other identifying number | Tax ID |
| iii. State, if applicable | CONNECTICUT |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 516 |
| i. Full name | G. A. Repple & Company |
| ii. LEI, if any, or provide and describe other identifying number | 8-35315 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | FLORIDA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 517 |
| i. Full name | M Holdings Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-50214 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | OREGON |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 518 |
| i. Full name | CapFinancial Securities, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-65870 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NORTH CAROLINA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 519 |
| i. Full name | GW & Wade Asset Management Company, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-42013 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MASSACHUSETTS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 520 |
| i. Full name | J.W. Cole Financial, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-65698 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | FLORIDA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 521 |
| i. Full name | Fidelity Investments Institutional Operations Company LLC |
| ii. LEI, if any, or provide and describe other identifying number | 549300XVSM8LN3LQOK63 |
| Description of other identifying number | |
| iii. State, if applicable | MASSACHUSETTS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 522 |
| i. Full name | Trustmont Financial Group, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-36439 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | PENNSYLVANIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 523 |
| i. Full name | Cardinal Investments, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-47493 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | ILLINOIS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 524 |
| i. Full name | Fortune Financial Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-49727 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | PENNSYLVANIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 525 |
| i. Full name | Equity Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-14286 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | VERMONT |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 526 |
| i. Full name | N.E. Private Client Advisors, Ltd. |
| ii. LEI, if any, or provide and describe other identifying number | 8-66968 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | RHODE ISLAND |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 527 |
| i. Full name | Snowden Account Services LLC |
| ii. LEI, if any, or provide and describe other identifying number | 254900WVSS0BX602UF45 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 528 |
| i. Full name | CFD Investments, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-41727 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | INDIANA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 529 |
| i. Full name | T. Rowe Price Retirement Plan Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 84-06219 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MARYLAND |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 530 |
| i. Full name | Liberty Partners Financial Services, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-66335 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | SOUTH CAROLINA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 531 |
| i. Full name | The Vanguard Group, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 5493002789CX3L0CJP65 |
| Description of other identifying number | |
| iii. State, if applicable | PENNSYLVANIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 532 |
| i. Full name | Key Investment Services LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-66999 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | OHIO |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 533 |
| i. Full name | Gladowsky Capital Management, Corp. |
| ii. LEI, if any, or provide and describe other identifying number | 8-51017 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 534 |
| i. Full name | Sorrento Pacific Financial, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-66046 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 535 |
| i. Full name | Michigan Securities Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-52094 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MICHIGAN |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 536 |
| i. Full name | Centennial Securities Company, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 5493003M2XPY7LFS1Y68 |
| Description of other identifying number | |
| iii. State, if applicable | MICHIGAN |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 537 |
| i. Full name | Teckmeyer Financial Services, L.L.C. |
| ii. LEI, if any, or provide and describe other identifying number | 8-48501 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEBRASKA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 538 |
| i. Full name | TrustFirst, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-48509 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | TENNESSEE |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 539 |
| i. Full name | American Financial Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-53205 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | IOWA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 540 |
| i. Full name | Smith, Moore & Co. |
| ii. LEI, if any, or provide and describe other identifying number | 8-27480 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MISSOURI |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 541 |
| i. Full name | Intervest International Equities Corporation |
| ii. LEI, if any, or provide and describe other identifying number | 8-38156 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | COLORADO |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 542 |
| i. Full name | Apex Clearing Corporation |
| ii. LEI, if any, or provide and describe other identifying number | 5493000418CITRF5BO80 |
| Description of other identifying number | |
| iii. State, if applicable | TEXAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 543 |
| i. Full name | Darwood Associates, Incorporated |
| ii. LEI, if any, or provide and describe other identifying number | 8-16560 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW JERSEY |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 544 |
| i. Full name | Multiple Financial Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-52017 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 545 |
| i. Full name | Wellington Shields & Co., LLC |
| ii. LEI, if any, or provide and describe other identifying number | 254900ULLOEJ3RYQ9S69 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 546 |
| i. Full name | Investments For You, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-44179 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | OHIO |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 547 |
| i. Full name | Capital City Securities, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-67771 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | OHIO |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 548 |
| i. Full name | Nationwide Planning Associates Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-45310 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW JERSEY |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 549 |
| i. Full name | D.A. Davidson & Co. |
| ii. LEI, if any, or provide and describe other identifying number | 549300094RQ5A7DYLF51 |
| Description of other identifying number | |
| iii. State, if applicable | MONTANA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 550 |
| i. Full name | Teachers Insurance and Annuity Association of America |
| ii. LEI, if any, or provide and describe other identifying number | O06XD7BJ4EPXNABVFN69 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 551 |
| i. Full name | Oak Tree Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-36138 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 552 |
| i. Full name | ViewTrade Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 549300CHLQDUD0NL5851 |
| Description of other identifying number | |
| iii. State, if applicable | FLORIDA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 553 |
| i. Full name | American Heritage Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-44466 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | OHIO |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 554 |
| i. Full name | Landolt Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 254900B2XEQ2HZGN7K90 |
| Description of other identifying number | |
| iii. State, if applicable | WISCONSIN |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 555 |
| i. Full name | Trade-PMR Group, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-51390 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | FLORIDA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 556 |
| i. Full name | Transam Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-37065 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | FLORIDA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 557 |
| i. Full name | Capitol Securities Management, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-30353 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | VIRGINIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 558 |
| i. Full name | Healthcare Community Securities Corp. |
| ii. LEI, if any, or provide and describe other identifying number | 8-46981 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 559 |
| i. Full name | Advanced Advisor Group, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-67313 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MINNESOTA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 560 |
| i. Full name | Harold W. Dance, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-12160 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | UTAH |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 561 |
| i. Full name | Massachusetts Mutual Life Insurance Company |
| ii. LEI, if any, or provide and describe other identifying number | R6ZXK5P01NP6HXSY1S07 |
| Description of other identifying number | |
| iii. State, if applicable | MASSACHUSETTS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 562 |
| i. Full name | American National Trust And Investment Management Company |
| ii. LEI, if any, or provide and describe other identifying number | 28-00344 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | INDIANA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 563 |
| i. Full name | Camden Financial Services |
| ii. LEI, if any, or provide and describe other identifying number | 8-37303 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 564 |
| i. Full name | First Allied Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 254900JUVJ7EKQ5LIW08 |
| Description of other identifying number | |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 565 |
| i. Full name | Investment Network, Inc |
| ii. LEI, if any, or provide and describe other identifying number | 8-66036 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | OHIO |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 566 |
| i. Full name | Ustocktrade Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-33132 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MASSACHUSETTS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 567 |
| i. Full name | Moors & Cabot, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 254900SDQ5IONENQ7U67 |
| Description of other identifying number | |
| iii. State, if applicable | MASSACHUSETTS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 568 |
| i. Full name | GLP Investment Services, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-41868 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MICHIGAN |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 569 |
| i. Full name | BBVA Securities Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 549300RJFN0Z663VE860 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 570 |
| i. Full name | Founders Financial Securities, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-67137 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MARYLAND |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 571 |
| i. Full name | BTS Securities Corporation |
| ii. LEI, if any, or provide and describe other identifying number | 8-26818 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MASSACHUSETTS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 572 |
| i. Full name | Fintrust Brokerage Services, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-49514 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | SOUTH CAROLINA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 573 |
| i. Full name | Securian Financial Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-31955 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MINNESOTA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 574 |
| i. Full name | Chapin Davis Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 801-70987 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MARYLAND |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 575 |
| i. Full name | Access Financial Group, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-46065 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | ILLINOIS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 576 |
| i. Full name | Bolton Securities Corporation |
| ii. LEI, if any, or provide and describe other identifying number | 8-68187 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MASSACHUSETTS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 577 |
| i. Full name | J. J. B. Hilliard, W. L. Lyons, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 254900HZY78ZQW2G2X35 |
| Description of other identifying number | |
| iii. State, if applicable | KENTUCKY |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 578 |
| i. Full name | Grant Williams L.P. |
| ii. LEI, if any, or provide and describe other identifying number | 8-51249 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | PENNSYLVANIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 579 |
| i. Full name | BNP Paribas Securities Corp. |
| ii. LEI, if any, or provide and describe other identifying number | RCNB6OTYUAMMP879YW96 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 580 |
| i. Full name | Transamerica Advisors Life Insurance Company |
| ii. LEI, if any, or provide and describe other identifying number | F1PLTWZ8OU4HQGZQAP31 |
| Description of other identifying number | |
| iii. State, if applicable | ARKANSAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 581 |
| i. Full name | DMK Advisor Group, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-49279 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | COLORADO |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 582 |
| i. Full name | Sanders Morris Harris LLC |
| ii. LEI, if any, or provide and describe other identifying number | 254900ZNPYV465D1NZ47 |
| Description of other identifying number | |
| iii. State, if applicable | TEXAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 583 |
| i. Full name | Arete Wealth Management LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-50854 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | ILLINOIS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 584 |
| i. Full name | National Securities Corporation |
| ii. LEI, if any, or provide and describe other identifying number | 254900QUIGJ7E9W0Y853 |
| Description of other identifying number | |
| iii. State, if applicable | WASHINGTON |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 585 |
| i. Full name | Capital Investment Brokerage, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-49118 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NORTH CAROLINA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 586 |
| i. Full name | TD Ameritrade, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | CWQYQU0TV2NLMLZKNB44 |
| Description of other identifying number | |
| iii. State, if applicable | NEBRASKA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 587 |
| i. Full name | Girard Investment Services, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-14145 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | PENNSYLVANIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 588 |
| i. Full name | Axiom Capital Management, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 254900WW7SK1IMK6NO54 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 589 |
| i. Full name | Andbanc Brokerage LLC |
| ii. LEI, if any, or provide and describe other identifying number | 213800E4CWGFMCDQZ792 |
| Description of other identifying number | |
| iii. State, if applicable | FLORIDA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 590 |
| i. Full name | Infinex Investments, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-46661 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CONNECTICUT |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 591 |
| i. Full name | The Garbacz Group Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-42366 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MISSOURI |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 592 |
| i. Full name | Horan Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-49192 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | OHIO |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 593 |
| i. Full name | LaSalle St. Securities, L.L.C. |
| ii. LEI, if any, or provide and describe other identifying number | 254900T7U4ODG86YRV13 |
| Description of other identifying number | |
| iii. State, if applicable | ILLINOIS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 594 |
| i. Full name | Tradition Securities and Derivatives LLC |
| ii. LEI, if any, or provide and describe other identifying number | WRYEFMSVQCH0EMD08461 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 595 |
| i. Full name | Maplewood Investments, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-52221 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | TEXAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 596 |
| i. Full name | Gardner Financial Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-38631 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MINNESOTA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 597 |
| i. Full name | CIBC World Markets Corp. |
| ii. LEI, if any, or provide and describe other identifying number | 549300445CON3DBMU275 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 598 |
| i. Full name | E*TRADE Securities LLC |
| ii. LEI, if any, or provide and describe other identifying number | 549300PJRJFMBCDPWR57 |
| Description of other identifying number | |
| iii. State, if applicable | NEW JERSEY |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 599 |
| i. Full name | L. B. Fisher & Company |
| ii. LEI, if any, or provide and describe other identifying number | 8-21023 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | TEXAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 600 |
| i. Full name | CBIZ Financial Solutions, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-34205 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | OHIO |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 601 |
| i. Full name | TradeStation Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 549300T08P71XXBYLW62 |
| Description of other identifying number | |
| iii. State, if applicable | FLORIDA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 602 |
| i. Full name | Dominion Investor Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-39029 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | TEXAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 603 |
| i. Full name | B. Riley Wealth Management Holdings, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-31206 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | TENNESSEE |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 604 |
| i. Full name | Alterna Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 254900FT947VQZ1WHT28 |
| Description of other identifying number | |
| iii. State, if applicable | TEXAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 605 |
| i. Full name | 1st Discount Brokerage, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-48557 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | FLORIDA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 606 |
| i. Full name | TFS Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-38377 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW JERSEY |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 607 |
| i. Full name | The Leaders Group, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-47639 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | COLORADO |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 608 |
| i. Full name | Anovest Financial Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-66742 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | GEORGIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 609 |
| i. Full name | Goldman Sachs & Co. LLC |
| ii. LEI, if any, or provide and describe other identifying number | FOR8UP27PHTHYVLBNG30 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 610 |
| i. Full name | American Equity Investment Corporation |
| ii. LEI, if any, or provide and describe other identifying number | 8-49078 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | INDIANA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 611 |
| i. Full name | Place Trade Financial, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-65915 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NORTH CAROLINA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 612 |
| i. Full name | First Manhattan Co. Incorporated |
| ii. LEI, if any, or provide and describe other identifying number | 549300NNJKVSO48I3G76 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 613 |
| i. Full name | Midwestern Securities Trading Company, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-52074 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | ILLINOIS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 614 |
| i. Full name | Bruderman Brothers, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-51974 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 615 |
| i. Full name | Western Equity Group, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-66403 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 616 |
| i. Full name | Vanderbilt Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-16712 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 617 |
| i. Full name | Hornor, Townsend & Kent, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-14715 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | PENNSYLVANIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 618 |
| i. Full name | BTG Pactual US Capital, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 549300EUEDL5GKQW8U35 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 619 |
| i. Full name | SFA Financial LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-68156 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | SOUTH CAROLINA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 620 |
| i. Full name | TD Ameritrade Trust Company |
| ii. LEI, if any, or provide and describe other identifying number | 20-0937408 |
| Description of other identifying number | Tax ID |
| iii. State, if applicable | COLORADO |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 621 |
| i. Full name | TRG Advisors, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-50449 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 622 |
| i. Full name | Ausdal Financial Partners, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-24519 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | IOWA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 623 |
| i. Full name | DFPG Investments, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-68730 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | UTAH |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 624 |
| i. Full name | Sunbelt Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-49748 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | TEXAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 625 |
| i. Full name | Ballew Investments, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-45660 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MISSISSIPPI |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 626 |
| i. Full name | Signator Investors, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-13995 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MASSACHUSETTS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 627 |
| i. Full name | Pruco Securities, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-16402 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW JERSEY |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 628 |
| i. Full name | Pershing Advisor Solutions LLC |
| ii. LEI, if any, or provide and describe other identifying number | 549300KTC63JRN36GZ84 |
| Description of other identifying number | |
| iii. State, if applicable | NEW JERSEY |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 629 |
| i. Full name | Primerica Shareholder Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 84-01499 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | GEORGIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 630 |
| i. Full name | Maxim Group LLC |
| ii. LEI, if any, or provide and describe other identifying number | 254900OJ6JZO6SDMHQ83 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 631 |
| i. Full name | VALIC Financial Advisors, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-50018 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | TEXAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 632 |
| i. Full name | Hunter Associates, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-44779 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | PENNSYLVANIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 633 |
| i. Full name | OFG Financial Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-40770 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | KANSAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 634 |
| i. Full name | Roberts and Ryan Investments Incorporated |
| ii. LEI, if any, or provide and describe other identifying number | 254900A6VIVO4DP1T126 |
| Description of other identifying number | |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 635 |
| i. Full name | State Farm VP Management Corp. |
| ii. LEI, if any, or provide and describe other identifying number | 8-50128 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | ILLINOIS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 636 |
| i. Full name | Rhodes Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 254900MVXWUYG3F22X71 |
| Description of other identifying number | |
| iii. State, if applicable | TEXAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 637 |
| i. Full name | Robert W. Baird & Co. Incorporated |
| ii. LEI, if any, or provide and describe other identifying number | 8-497 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | WISCONSIN |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 638 |
| i. Full name | Jefferies LLC |
| ii. LEI, if any, or provide and describe other identifying number | 58PU97L1C0WSRCWADL48 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 639 |
| i. Full name | RNR Securities, L.L.C. |
| ii. LEI, if any, or provide and describe other identifying number | 8-50366 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 640 |
| i. Full name | International Assets Advisory, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 254900ARMOHQNS987S09 |
| Description of other identifying number | |
| iii. State, if applicable | FLORIDA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 641 |
| i. Full name | Abacus Investments, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-46571 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | WISCONSIN |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 642 |
| i. Full name | Treasure Financial Corp. |
| ii. LEI, if any, or provide and describe other identifying number | 8-48165 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | TEXAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 643 |
| i. Full name | Leumi Investment Services Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 5493005SJQ3VQ5DEE756 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 644 |
| i. Full name | Park Avenue Securities LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-51324 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 645 |
| i. Full name | Prospera Financial Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 2549009CIEPO956KXD30 |
| Description of other identifying number | |
| iii. State, if applicable | TEXAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 646 |
| i. Full name | First Honolulu Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-23919 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | HAWAII |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 647 |
| i. Full name | Geneos Wealth Management, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-65357 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | COLORADO |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 648 |
| i. Full name | Deutsche Bank Securities Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 9J6MBOOO7BECTDTUZW19 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 649 |
| i. Full name | Blakeslee & Blakeslee, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-32071 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 650 |
| i. Full name | Bradesco BAC Florida Investments Corp. |
| ii. LEI, if any, or provide and describe other identifying number | 254900CAF9OPVE8VT408 |
| Description of other identifying number | |
| iii. State, if applicable | FLORIDA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 651 |
| i. Full name | Sisung Securities Corporation |
| ii. LEI, if any, or provide and describe other identifying number | 254900KJI3EYKKPWT989 |
| Description of other identifying number | |
| iii. State, if applicable | LOUISIANA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 652 |
| i. Full name | E.E. Powell & Company, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-1893 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | PENNSYLVANIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 653 |
| i. Full name | Morgan Stanley & Co. LLC |
| ii. LEI, if any, or provide and describe other identifying number | 9R7GPTSO7KV3UQJZQ078 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 654 |
| i. Full name | XP Investments US, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 549300HDFLS7P433PO89 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 655 |
| i. Full name | Western Growers Financial Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-53458 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 656 |
| i. Full name | John Hancock Life Insurance Company |
| ii. LEI, if any, or provide and describe other identifying number | QQ0OZ8J9C4B5QT1XDG31 |
| Description of other identifying number | |
| iii. State, if applicable | MASSACHUSETTS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 657 |
| i. Full name | PFS Investments Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-26486 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | GEORGIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 658 |
| i. Full name | Sunset Financial Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-14148 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MISSOURI |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 659 |
| i. Full name | Paradigm Equities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-45593 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MICHIGAN |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 660 |
| i. Full name | Sunstreet Securities, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-67541 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | ARIZONA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 661 |
| i. Full name | Bankoh Investment Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-44201 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | HAWAII |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 662 |
| i. Full name | Jacques Financial, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-52675 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MARYLAND |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 663 |
| i. Full name | Integral Financial LLC |
| ii. LEI, if any, or provide and describe other identifying number | 2549000I2CBZTJRHG786 |
| Description of other identifying number | |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 664 |
| i. Full name | Joseph Gunnar & Co., L.L.C. |
| ii. LEI, if any, or provide and describe other identifying number | 2549001XBRI5XQ0ZDA12 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 665 |
| i. Full name | Henley & Company LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-66463 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 666 |
| i. Full name | Classic, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-68981 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NORTH DAKOTA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 667 |
| i. Full name | Benefit Trust Company |
| ii. LEI, if any, or provide and describe other identifying number | 43-1971558 |
| Description of other identifying number | Tax ID |
| iii. State, if applicable | KANSAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 668 |
| i. Full name | Halliday Financial, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-45529 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 669 |
| i. Full name | Hazard & Siegel, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-13942 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 670 |
| i. Full name | KW Securities Corporation |
| ii. LEI, if any, or provide and describe other identifying number | 8-24792 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 671 |
| i. Full name | Commerce Brokerage Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-35096 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MISSOURI |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 672 |
| i. Full name | SG Americas Securities, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 549300F35UE0BOM1WJ55 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 673 |
| i. Full name | Vanguard Marketing Corporation |
| ii. LEI, if any, or provide and describe other identifying number | 549300M16F306POWCS41 |
| Description of other identifying number | |
| iii. State, if applicable | PENNSYLVANIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 674 |
| i. Full name | Colliers Securities LLC |
| ii. LEI, if any, or provide and describe other identifying number | 549300OD1C69R64IVC38 |
| Description of other identifying number | |
| iii. State, if applicable | MINNESOTA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 675 |
| i. Full name | Pacific Financial Associates, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-40712 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | FLORIDA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 676 |
| i. Full name | NewEdge Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 549300HJL2LPNSC0JX96 |
| Description of other identifying number | |
| iii. State, if applicable | PENNSYLVANIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 677 |
| i. Full name | Farmers Financial Solutions, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-52361 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 678 |
| i. Full name | Keel Point Capital, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-22990 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | ALABAMA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 679 |
| i. Full name | Capital Synergy Partners, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-68060 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 680 |
| i. Full name | Northern Trust Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 3CHSO99JSPHD9HGNYJ46 |
| Description of other identifying number | |
| iii. State, if applicable | ILLINOIS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 681 |
| i. Full name | Wright Investors' Service Distributors, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 06-1071596 |
| Description of other identifying number | Tax ID |
| iii. State, if applicable | CONNECTICUT |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 682 |
| i. Full name | First Bankers' Banc Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 549300XZ7YYT3Y0SU530 |
| Description of other identifying number | |
| iii. State, if applicable | MISSOURI |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 683 |
| i. Full name | Leigh Baldwin & Co., L.L.C. |
| ii. LEI, if any, or provide and describe other identifying number | 8-48385 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 684 |
| i. Full name | Zions Direct, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 254900VGN65XF3JVA633 |
| Description of other identifying number | |
| iii. State, if applicable | UTAH |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 685 |
| i. Full name | D.M. Kelly & Company |
| ii. LEI, if any, or provide and describe other identifying number | 254900MPA2M5G6DL5C63 |
| Description of other identifying number | |
| iii. State, if applicable | IOWA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 686 |
| i. Full name | WBB Securities, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-53660 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 687 |
| i. Full name | Verity Investments, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-49474 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NORTH CAROLINA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 688 |
| i. Full name | T. Rowe Price Investment Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-25130 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MARYLAND |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 689 |
| i. Full name | Carty & Company, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 2549004VW1160A0HAR55 |
| Description of other identifying number | |
| iii. State, if applicable | TENNESSEE |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 690 |
| i. Full name | Talcott Resolution Life Insurance Company |
| ii. LEI, if any, or provide and describe other identifying number | 8CE7JPU9IU72L3PPD756 |
| Description of other identifying number | |
| iii. State, if applicable | CONNECTICUT |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 691 |
| i. Full name | Alight Financial Solutions, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-47344 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | ILLINOIS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 692 |
| i. Full name | Lieblong & Associates, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-49880 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | ARKANSAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 693 |
| i. Full name | First Financial Equity Corporation |
| ii. LEI, if any, or provide and describe other identifying number | 8-34082 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | ARIZONA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 694 |
| i. Full name | Transamerica Financial Advisors, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 549300JW32XCZSHI0878 |
| Description of other identifying number | |
| iii. State, if applicable | FLORIDA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 695 |
| i. Full name | Robinson And Robinson, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-17109 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | PENNSYLVANIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 696 |
| i. Full name | Aufhauser Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-48786 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 697 |
| i. Full name | The Oak Ridge Financial Services Group, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 2549003647MDU9F6QN39 |
| Description of other identifying number | |
| iii. State, if applicable | MINNESOTA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 698 |
| i. Full name | Midland Securities, Ltd. |
| ii. LEI, if any, or provide and describe other identifying number | 8-40685 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | TEXAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 699 |
| i. Full name | Rogan & Associates, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-49995 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | FLORIDA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 700 |
| i. Full name | Western International Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 25490001S7ICOSF8JC56 |
| Description of other identifying number | |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 701 |
| i. Full name | Nestlerode & Loy, Inc |
| ii. LEI, if any, or provide and describe other identifying number | 8-12629 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | PENNSYLVANIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 702 |
| i. Full name | Alight Solutions LLC |
| ii. LEI, if any, or provide and describe other identifying number | 84-01996 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | ILLINOIS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 703 |
| i. Full name | Calamar Financial Group, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-69777 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 704 |
| i. Full name | World Choice Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-45235 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | TEXAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 705 |
| i. Full name | Sorsby Financial Corp. |
| ii. LEI, if any, or provide and describe other identifying number | 8-48718 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | ILLINOIS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 706 |
| i. Full name | Bolton Global Capital, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 2549009M08YVOG46LO79 |
| Description of other identifying number | |
| iii. State, if applicable | MASSACHUSETTS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 707 |
| i. Full name | Nationwide Financial Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 5493001H7AZNDS6BKJ36 |
| Description of other identifying number | |
| iii. State, if applicable | OHIO |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 708 |
| i. Full name | Mid Atlantic Clearing & Settlement Corporation |
| ii. LEI, if any, or provide and describe other identifying number | 8-47758 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | PENNSYLVANIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 709 |
| i. Full name | Brokers International Financial Services, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-67239 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | IOWA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 710 |
| i. Full name | Southeast Investments, N.C. Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-50127 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NORTH CAROLINA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 711 |
| i. Full name | Mcnally Financial Services Corporation |
| ii. LEI, if any, or provide and describe other identifying number | 8-65388 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | TEXAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 712 |
| i. Full name | PNC Bank, National Association (Pittsburgh, PA, US, Branch) |
| ii. LEI, if any, or provide and describe other identifying number | AD6GFRVSDT01YPT1CS68 |
| Description of other identifying number | |
| iii. State, if applicable | PENNSYLVANIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 713 |
| i. Full name | Liberty Capital Investment Corp. |
| ii. LEI, if any, or provide and describe other identifying number | 8-42051 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | OREGON |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 714 |
| i. Full name | TimeCapital Securities Corporation |
| ii. LEI, if any, or provide and describe other identifying number | 8-18248 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 715 |
| i. Full name | McDonald Partners LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-66985 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | OHIO |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 716 |
| i. Full name | Cabot Lodge Securities LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-69009 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 717 |
| i. Full name | Exeter Trust Company |
| ii. LEI, if any, or provide and describe other identifying number | 28-04279 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 718 |
| i. Full name | American Wealth Management, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-41807 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | GEORGIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 719 |
| i. Full name | Mutual Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 254900UQFSLK9OUNAC76 |
| Description of other identifying number | |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 720 |
| i. Full name | Northern Capital Securities Corporation |
| ii. LEI, if any, or provide and describe other identifying number | 254900ZANH7XTB94LS53 |
| Description of other identifying number | |
| iii. State, if applicable | MASSACHUSETTS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 721 |
| i. Full name | Investshares, Inc |
| ii. LEI, if any, or provide and describe other identifying number | 8-68365 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MICHIGAN |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 722 |
| i. Full name | VectorGlobal WMG Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 254900K52VRYBHUGBC64 |
| Description of other identifying number | |
| iii. State, if applicable | FLORIDA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 723 |
| i. Full name | Gregory J. Schwartz & Co., Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-20955 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | MICHIGAN |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 724 |
| i. Full name | Principal Life Insurance Company |
| ii. LEI, if any, or provide and describe other identifying number | SDCMU2LVKGV2AF1KWP64 |
| Description of other identifying number | |
| iii. State, if applicable | IOWA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 725 |
| i. Full name | AssetMark Trust Company |
| ii. LEI, if any, or provide and describe other identifying number | 86-0770473 |
| Description of other identifying number | Tax ID |
| iii. State, if applicable | ARIZONA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 726 |
| i. Full name | Callaway Financial Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 549300UNHHMAHA7IYO12 |
| Description of other identifying number | |
| iii. State, if applicable | TEXAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 727 |
| i. Full name | Schlitt Investor Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-34202 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | FLORIDA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 728 |
| i. Full name | Citizens Bank |
| ii. LEI, if any, or provide and describe other identifying number | 38-0421450 |
| Description of other identifying number | Tax ID |
| iii. State, if applicable | MICHIGAN |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 729 |
| i. Full name | SagePoint Financial, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-66771 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | ARIZONA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 730 |
| i. Full name | Reliance Trust Company |
| ii. LEI, if any, or provide and describe other identifying number | 549300NV8FSQRNOUQO50 |
| Description of other identifying number | |
| iii. State, if applicable | GEORGIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 731 |
| i. Full name | Newport Group Securities, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 801-60427 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | FLORIDA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 732 |
| i. Full name | Madison Avenue Securities, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-40426 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | CALIFORNIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 733 |
| i. Full name | Planned Financial Programs, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-5727 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 734 |
| i. Full name | Woodmen Financial Services, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-53592 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEBRASKA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 735 |
| i. Full name | Institutional Securities Corporation |
| ii. LEI, if any, or provide and describe other identifying number | 2549007EJ1PSLA8XVA50 |
| Description of other identifying number | |
| iii. State, if applicable | TEXAS |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 736 |
| i. Full name | Nest Investments BD LLC |
| ii. LEI, if any, or provide and describe other identifying number | 8-70117 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | PENNSYLVANIA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 737 |
| i. Full name | R. F. Lafferty & Co., Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 254900KLPTMWPBZWH264 |
| Description of other identifying number | |
| iii. State, if applicable | NEW YORK |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 738 |
| i. Full name | Securities America, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 8-26602 |
| Description of other identifying number | SEC File Number |
| iii. State, if applicable | NEBRASKA |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
| Shareholder servicing agents Record: 739 |
| i. Full name | Vision Financial Markets LLC |
| ii. LEI, if any, or provide and describe other identifying number | 549300J0X8HK9GUADL55 |
| Description of other identifying number | |
| iii. State, if applicable | CONNECTICUT |
| iv. Foreign country, if applicable | UNITED STATES OF AMERICA |
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? | Yes No |
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? | Yes No |
a. Open-end management investment company registered under the Act on Form N-1A