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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-08261
Madison Funds
(Exact name of registrant as specified in charter)
550 Science Drive, Madison, WI 53711
(Address of principal executive offices) (Zip code)
Steven J. Fredricks, Chief Compliance Officer & Chief Legal Officer
Madison Asset Management, LLC
550 Science Drive
Madison, WI 53711
(Name and address of agent for service)
Registrant’s telephone number, including area code: 800-767-0300
Date of fiscal year end: October 31
Date of reporting period: June 30, 2021
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
Voting Records
Item 1. Proxy Voting Record
Conservative Allocation Fund
The Fund did not vote any proxies during this reporting period.
Moderate Allocation Fund
The Fund did not vote any proxies during this reporting period.
Aggressive Allocation Fund
The Fund did not vote any proxies during this reporting period.
Tax-Free Virginia Fund
The Fund did not vote any proxies during this reporting period.
Tax-Free National Fund
The Fund did not vote any proxies during this reporting period.
High Quality Bond Fund
The Fund did not vote any proxies during this reporting period.
Core Bond Fund
The Fund did not vote any proxies during this reporting period.
Diversified Income Fund
Name of Issuer | Ticker Symbol | Cusip | Meeting Date | Proposal | Type | Registrant Vote Cast | Vote on Proxyedge | For/Against Management | ||||||||||||||||||
LINDE PLC | LIN | G5494J103 | 27-Jul-2020 | Election of Director: Prof. Dr. Wolfgang Reitzle | Management | Y | For | For | ||||||||||||||||||
LINDE PLC | LIN | G5494J103 | 27-Jul-2020 | Election of Director: Stephen F. Angel | Management | Y | For | For | ||||||||||||||||||
LINDE PLC | LIN | G5494J103 | 27-Jul-2020 | Election of Director: Prof. DDr. Ann-Kristin Achleitner | Management | Y | For | For | ||||||||||||||||||
LINDE PLC | LIN | G5494J103 | 27-Jul-2020 | Election of Director: Prof. Dr. Clemens Börsig | Management | Y | For | For | ||||||||||||||||||
LINDE PLC | LIN | G5494J103 | 27-Jul-2020 | Election of Director: Dr. Nance K. Dicciani | Management | Y | For | For | ||||||||||||||||||
LINDE PLC | LIN | G5494J103 | 27-Jul-2020 | Election of Director: Dr. Thomas Enders | Management | Y | For | For | ||||||||||||||||||
LINDE PLC | LIN | G5494J103 | 27-Jul-2020 | Election of Director: Franz Fehrenbach | Management | Y | For | For | ||||||||||||||||||
LINDE PLC | LIN | G5494J103 | 27-Jul-2020 | Election of Director: Edward G. Galante | Management | Y | For | For | ||||||||||||||||||
LINDE PLC | LIN | G5494J103 | 27-Jul-2020 | Election of Director: Larry D. McVay | Management | Y | For | For | ||||||||||||||||||
LINDE PLC | LIN | G5494J103 | 27-Jul-2020 | Election of Director: Dr. Victoria Ossadnik | Management | Y | For | For | ||||||||||||||||||
LINDE PLC | LIN | G5494J103 | 27-Jul-2020 | Election of Director: Prof. Dr. Martin H. Richenhagen | Management | Y | For | For | ||||||||||||||||||
LINDE PLC | LIN | G5494J103 | 27-Jul-2020 | Election of Director: Robert L. Wood | Management | Y | For | For | ||||||||||||||||||
LINDE PLC | LIN | G5494J103 | 27-Jul-2020 | To ratify, on an advisory and non-binding basis, the appointment of PricewaterhouseCoopers ("PWC") as the independent auditor. | Management | Y | For | For | ||||||||||||||||||
LINDE PLC | LIN | G5494J103 | 27-Jul-2020 | To authorize the Board, acting through the Audit Committee, to determine PWC's remuneration. | Management | Y | For | For | ||||||||||||||||||
LINDE PLC | LIN | G5494J103 | 27-Jul-2020 | To determine the price range at which Linde plc can re-allot shares that it acquires as treasury shares under Irish law. | Management | Y | For | For | ||||||||||||||||||
LINDE PLC | LIN | G5494J103 | 27-Jul-2020 | To approve, on an advisory and non-binding basis, the compensation of Linde plc's Named Executive Officers, as disclosed in the 2020 Proxy Statement. | Management | Y | Against | Against | ||||||||||||||||||
ANALOG DEVICES, INC. | ADI | 032654105 | 08-Oct-2020 | To approve the issuance of shares of common stock, par value $0.16 2/3 per share, of Analog Devices, Inc. ("Analog Devices") to the stockholders of Maxim Integrated Products, Inc. ("Maxim") in connection with the merger contemplated by the Agreement and Plan of Merger, dated as of July 12, 2020 (as it may be amended from time to time), by and among Analog Devices, Magneto Corp., a Delaware corporation and wholly-owned subsidiary of Analog Devices, and Maxim (the "Analog Devices share issuance proposal"). | Management | Y | For | For | ||||||||||||||||||
ANALOG DEVICES, INC. | ADI | 032654105 | 08-Oct-2020 | To adjourn the Special Meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes at the time of the Special Meeting to approve the Analog Devices share issuance proposal or to ensure that any supplement or amendment to the accompanying joint proxy statement/prospectus is timely provided to Analog Devices shareholders. | Management | Y | For | For |
Diversified Income Fund
THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 13-Oct-2020 | ELECTION OF DIRECTOR: Francis S. Blake | Management | Y | For | For | ||||||||||||||||||
THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 13-Oct-2020 | ELECTION OF DIRECTOR: Angela F. Braly | Management | Y | For | For | ||||||||||||||||||
THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 13-Oct-2020 | ELECTION OF DIRECTOR: Amy L. Chang | Management | Y | For | For | ||||||||||||||||||
THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 13-Oct-2020 | ELECTION OF DIRECTOR: Joseph Jimenez | Management | Y | For | For | ||||||||||||||||||
THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 13-Oct-2020 | ELECTION OF DIRECTOR: Debra L. Lee | Management | Y | For | For | ||||||||||||||||||
THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 13-Oct-2020 | ELECTION OF DIRECTOR: Terry J. Lundgren | Management | Y | For | For | ||||||||||||||||||
THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 13-Oct-2020 | ELECTION OF DIRECTOR: Christine M. McCarthy | Management | Y | For | For | ||||||||||||||||||
THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 13-Oct-2020 | ELECTION OF DIRECTOR: W. James McNerney, Jr. | Management | Y | For | For | ||||||||||||||||||
THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 13-Oct-2020 | ELECTION OF DIRECTOR: Nelson Peltz | Management | Y | For | For | ||||||||||||||||||
THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 13-Oct-2020 | ELECTION OF DIRECTOR: David S. Taylor | Management | Y | For | For | ||||||||||||||||||
THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 13-Oct-2020 | ELECTION OF DIRECTOR: Margaret C. Whitman | Management | Y | For | For | ||||||||||||||||||
THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 13-Oct-2020 | ELECTION OF DIRECTOR: Patricia A. Woertz | Management | Y | For | For | ||||||||||||||||||
THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 13-Oct-2020 | Ratify Appointment of the Independent Registered Public Accounting Firm. | Management | Y | For | For | ||||||||||||||||||
THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 13-Oct-2020 | Advisory Vote to Approve the Company's Executive Compensation (the "Say on Pay" vote). | Management | Y | For | For | ||||||||||||||||||
THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 13-Oct-2020 | Approval of The Procter & Gamble Company International Stock Ownership Plan, As Amended and Restated. | Management | Y | For | For | ||||||||||||||||||
THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 13-Oct-2020 | Shareholder Proposal - Report on Efforts to Eliminate Deforestation. | Shareholder | Y | Against | For | ||||||||||||||||||
THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 13-Oct-2020 | Shareholder Proposal - Annual Report on Diversity. | Shareholder | Y | Against | For | ||||||||||||||||||
PAYCHEX, INC. | PAYX | 704326107 | 15-Oct-2020 | Election of Director: B. Thomas Golisano | Management | Y | For | For | ||||||||||||||||||
PAYCHEX, INC. | PAYX | 704326107 | 15-Oct-2020 | Election of Director: Thomas F. Bonadio | Management | Y | For | For | ||||||||||||||||||
PAYCHEX, INC. | PAYX | 704326107 | 15-Oct-2020 | Election of Director: Joseph G. Doody | Management | Y | For | For | ||||||||||||||||||
PAYCHEX, INC. | PAYX | 704326107 | 15-Oct-2020 | Election of Director: David J.S. Flaschen | Management | Y | For | For | ||||||||||||||||||
PAYCHEX, INC. | PAYX | 704326107 | 15-Oct-2020 | Election of Director: Pamela A. Joseph | Management | Y | For | For | ||||||||||||||||||
PAYCHEX, INC. | PAYX | 704326107 | 15-Oct-2020 | Election of Director: Martin Mucci | Management | Y | For | For | ||||||||||||||||||
PAYCHEX, INC. | PAYX | 704326107 | 15-Oct-2020 | Election of Director: Joseph M. Tucci | Management | Y | For | For |
Diversified Income Fund
PAYCHEX, INC. | PAYX | 704326107 | 15-Oct-2020 | Election of Director: Joseph M. Velli | Management | Y | For | For | ||||||||||||||||||
PAYCHEX, INC. | PAYX | 704326107 | 15-Oct-2020 | Election of Director: Kara Wilson | Management | Y | For | For | ||||||||||||||||||
PAYCHEX, INC. | PAYX | 704326107 | 15-Oct-2020 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | Y | For | For | ||||||||||||||||||
PAYCHEX, INC. | PAYX | 704326107 | 15-Oct-2020 | TO APPROVE AND AMEND THE PAYCHEX, INC. 2002 STOCK INCENTIVE PLAN. | Management | Y | For | For | ||||||||||||||||||
PAYCHEX, INC. | PAYX | 704326107 | 15-Oct-2020 | RATIFICATION OF SELECTION OF PRICEWATERHOUSECOOPERS LLP TO SERVE AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | Y | For | For | ||||||||||||||||||
AUTOMATIC DATA PROCESSING, INC. | ADP | 053015103 | 11-Nov-2020 | Election of Director: Peter Bisson | Management | Y | For | For | ||||||||||||||||||
AUTOMATIC DATA PROCESSING, INC. | ADP | 053015103 | 11-Nov-2020 | Election of Director: Richard T. Clark | Management | Y | For | For | ||||||||||||||||||
AUTOMATIC DATA PROCESSING, INC. | ADP | 053015103 | 11-Nov-2020 | Election of Director: Linnie M. Haynesworth | Management | Y | For | For | ||||||||||||||||||
AUTOMATIC DATA PROCESSING, INC. | ADP | 053015103 | 11-Nov-2020 | Election of Director: John P. Jones | Management | Y | For | For | ||||||||||||||||||
AUTOMATIC DATA PROCESSING, INC. | ADP | 053015103 | 11-Nov-2020 | Election of Director: Francine S. Katsoudas | Management | Y | For | For | ||||||||||||||||||
AUTOMATIC DATA PROCESSING, INC. | ADP | 053015103 | 11-Nov-2020 | Election of Director: Nazzic S. Keene | Management | Y | For | For | ||||||||||||||||||
AUTOMATIC DATA PROCESSING, INC. | ADP | 053015103 | 11-Nov-2020 | Election of Director: Thomas J. Lynch | Management | Y | For | For | ||||||||||||||||||
AUTOMATIC DATA PROCESSING, INC. | ADP | 053015103 | 11-Nov-2020 | Election of Director: Scott F. Powers | Management | Y | For | For | ||||||||||||||||||
AUTOMATIC DATA PROCESSING, INC. | ADP | 053015103 | 11-Nov-2020 | Election of Director: William J. Ready | Management | Y | For | For | ||||||||||||||||||
AUTOMATIC DATA PROCESSING, INC. | ADP | 053015103 | 11-Nov-2020 | Election of Director: Carlos A. Rodriguez | Management | Y | For | For | ||||||||||||||||||
AUTOMATIC DATA PROCESSING, INC. | ADP | 053015103 | 11-Nov-2020 | Election of Director: Sandra S. Wijnberg | Management | Y | For | For | ||||||||||||||||||
AUTOMATIC DATA PROCESSING, INC. | ADP | 053015103 | 11-Nov-2020 | Advisory Vote on Executive Compensation. | Management | Y | Against | Against | ||||||||||||||||||
AUTOMATIC DATA PROCESSING, INC. | ADP | 053015103 | 11-Nov-2020 | Ratification of the Appointment of Auditors. | Management | Y | For | For | ||||||||||||||||||
AUTOMATIC DATA PROCESSING, INC. | ADP | 053015103 | 11-Nov-2020 | Stockholder proposal, if properly presented at the meeting, to prepare a Report on Employee Representation on the Board of Directors. | Shareholder | Y | Against | For | ||||||||||||||||||
CISCO SYSTEMS, INC. | CSCO | 17275R102 | 10-Dec-2020 | Election of Director: M. Michele Burns | Management | Y | For | For | ||||||||||||||||||
CISCO SYSTEMS, INC. | CSCO | 17275R102 | 10-Dec-2020 | Election of Director: Wesley G. Bush | Management | Y | For | For | ||||||||||||||||||
CISCO SYSTEMS, INC. | CSCO | 17275R102 | 10-Dec-2020 | Election of Director: Michael D. Capellas | Management | Y | For | For |
Diversified Income Fund
CISCO SYSTEMS, INC. | CSCO | 17275R102 | 10-Dec-2020 | Election of Director: Mark Garrett | Management | Y | For | For | ||||||||||||||||||
CISCO SYSTEMS, INC. | CSCO | 17275R102 | 10-Dec-2020 | Election of Director: Dr. Kristina M. Johnson | Management | Y | For | For | ||||||||||||||||||
CISCO SYSTEMS, INC. | CSCO | 17275R102 | 10-Dec-2020 | Election of Director: Roderick C. McGeary | Management | Y | For | For | ||||||||||||||||||
CISCO SYSTEMS, INC. | CSCO | 17275R102 | 10-Dec-2020 | Election of Director: Charles H. Robbins | Management | Y | For | For | ||||||||||||||||||
CISCO SYSTEMS, INC. | CSCO | 17275R102 | 10-Dec-2020 | Election of Director: Arun Sarin | Management | Y | For | For | ||||||||||||||||||
CISCO SYSTEMS, INC. | CSCO | 17275R102 | 10-Dec-2020 | Election of Director: Brenton L. Saunders | Management | Y | For | For | ||||||||||||||||||
CISCO SYSTEMS, INC. | CSCO | 17275R102 | 10-Dec-2020 | Election of Director: Dr. Lisa T. Su | Management | Y | For | For | ||||||||||||||||||
CISCO SYSTEMS, INC. | CSCO | 17275R102 | 10-Dec-2020 | Approval of the reincorporation of Cisco from California to Delaware. | Management | Y | For | For | ||||||||||||||||||
CISCO SYSTEMS, INC. | CSCO | 17275R102 | 10-Dec-2020 | Approval of amendment and restatement of the 2005 Stock Incentive Plan. | Management | Y | For | For | ||||||||||||||||||
CISCO SYSTEMS, INC. | CSCO | 17275R102 | 10-Dec-2020 | Approval, on an advisory basis, of executive compensation. | Management | Y | Against | Against | ||||||||||||||||||
CISCO SYSTEMS, INC. | CSCO | 17275R102 | 10-Dec-2020 | Ratification of PricewaterhouseCoopers LLP as Cisco's independent registered public accounting firm for fiscal 2021. | Management | Y | For | For | ||||||||||||||||||
CISCO SYSTEMS, INC. | CSCO | 17275R102 | 10-Dec-2020 | Approval to have Cisco's Board adopt a policy to have an independent Board chairman. | Shareholder | Y | For | Against | ||||||||||||||||||
MEDTRONIC PLC | MDT | G5960L103 | 11-Dec-2020 | Election of Director: Richard H. Anderson | Management | Y | For | For | ||||||||||||||||||
MEDTRONIC PLC | MDT | G5960L103 | 11-Dec-2020 | Election of Director: Craig Arnold | Management | Y | For | For | ||||||||||||||||||
MEDTRONIC PLC | MDT | G5960L103 | 11-Dec-2020 | Election of Director: Scott C. Donnelly | Management | Y | For | For | ||||||||||||||||||
MEDTRONIC PLC | MDT | G5960L103 | 11-Dec-2020 | Election of Director: Andrea J. Goldsmith, Ph.D. | Management | Y | For | For | ||||||||||||||||||
MEDTRONIC PLC | MDT | G5960L103 | 11-Dec-2020 | Election of Director: Randall J. Hogan, III | Management | Y | For | For | ||||||||||||||||||
MEDTRONIC PLC | MDT | G5960L103 | 11-Dec-2020 | Election of Director: Michael O. Leavitt | Management | Y | For | For | ||||||||||||||||||
MEDTRONIC PLC | MDT | G5960L103 | 11-Dec-2020 | Election of Director: James T. Lenehan | Management | Y | For | For | ||||||||||||||||||
MEDTRONIC PLC | MDT | G5960L103 | 11-Dec-2020 | Election of Director: Kevin E. Lofton | Management | Y | For | For | ||||||||||||||||||
MEDTRONIC PLC | MDT | G5960L103 | 11-Dec-2020 | Election of Director: Geoffrey S. Martha | Management | Y | For | For | ||||||||||||||||||
MEDTRONIC PLC | MDT | G5960L103 | 11-Dec-2020 | Election of Director: Elizabeth G. Nabel, M.D. | Management | Y | For | For | ||||||||||||||||||
MEDTRONIC PLC | MDT | G5960L103 | 11-Dec-2020 | Election of Director: Denise M. O'Leary | Management | Y | For | For | ||||||||||||||||||
MEDTRONIC PLC | MDT | G5960L103 | 11-Dec-2020 | Election of Director: Kendall J. Powell | Management | Y | For | For | ||||||||||||||||||
MEDTRONIC PLC | MDT | G5960L103 | 11-Dec-2020 | To ratify, in a non-binding vote, the appointment of PricewaterhouseCoopers LLP as the Company's independent auditor for fiscal year 2021 and to authorize, in a binding vote, the Board of Directors, acting through the Audit Committee, to set the auditor's remuneration. | Management | Y | For | For | ||||||||||||||||||
MEDTRONIC PLC | MDT | G5960L103 | 11-Dec-2020 | To approve, in a non-binding advisory vote, named executive officer compensation (a "Say-on-Pay" vote). | Management | Y | For | For | ||||||||||||||||||
MEDTRONIC PLC | MDT | G5960L103 | 11-Dec-2020 | To renew the Board's authority to issue shares. | Management | Y | For | For | ||||||||||||||||||
MEDTRONIC PLC | MDT | G5960L103 | 11-Dec-2020 | To renew the Board's authority to opt out of pre-emption rights. | Management | Y | For | For | ||||||||||||||||||
MEDTRONIC PLC | MDT | G5960L103 | 11-Dec-2020 | Authorizing the Company and any subsidiary of the Company to make overseas market purchases of Medtronic ordinary shares. | Management | Y | For | For | ||||||||||||||||||
EMERSON ELECTRIC CO. | EMR | 291011104 | 02-Feb-2021 | M. A. Blinn | Management | Y | For | For |
Diversified Income Fund
EMERSON ELECTRIC CO. | EMR | 291011104 | 02-Feb-2021 | A. F. Golden | Management | Y | For | For | ||||||||||||||||||
EMERSON ELECTRIC CO. | EMR | 291011104 | 02-Feb-2021 | C. Kendle | Management | Y | For | For | ||||||||||||||||||
EMERSON ELECTRIC CO. | EMR | 291011104 | 02-Feb-2021 | J. S. Turley | Management | Y | For | For | ||||||||||||||||||
EMERSON ELECTRIC CO. | EMR | 291011104 | 02-Feb-2021 | Ratification of KPMG LLP as Independent Registered Public Accounting Firm. | Management | Y | For | For | ||||||||||||||||||
EMERSON ELECTRIC CO. | EMR | 291011104 | 02-Feb-2021 | Approval, by non-binding advisory vote, of Emerson Electric Co. executive compensation. | Management | Y | For | For | ||||||||||||||||||
ACCENTURE PLC | ACN | G1151C101 | 03-Feb-2021 | Appointment of Director: Jaime Ardila | Management | Y | For | For | ||||||||||||||||||
ACCENTURE PLC | ACN | G1151C101 | 03-Feb-2021 | Appointment of Director: Herbert Hainer | Management | Y | For | For | ||||||||||||||||||
ACCENTURE PLC | ACN | G1151C101 | 03-Feb-2021 | Appointment of Director: Nancy McKinstry | Management | Y | For | For | ||||||||||||||||||
ACCENTURE PLC | ACN | G1151C101 | 03-Feb-2021 | Appointment of Director: Beth E. Mooney | Management | Y | For | For | ||||||||||||||||||
ACCENTURE PLC | ACN | G1151C101 | 03-Feb-2021 | Appointment of Director: Gilles C. Pélisson | Management | Y | For | For | ||||||||||||||||||
ACCENTURE PLC | ACN | G1151C101 | 03-Feb-2021 | Appointment of Director: Paula A. Price | Management | Y | For | For | ||||||||||||||||||
ACCENTURE PLC | ACN | G1151C101 | 03-Feb-2021 | Appointment of Director: Venkata (Murthy) Renduchintala | Management | Y | For | For | ||||||||||||||||||
ACCENTURE PLC | ACN | G1151C101 | 03-Feb-2021 | Appointment of Director: David Rowland | Management | Y | For | For | ||||||||||||||||||
ACCENTURE PLC | ACN | G1151C101 | 03-Feb-2021 | Appointment of Director: Arun Sarin | Management | Y | For | For | ||||||||||||||||||
ACCENTURE PLC | ACN | G1151C101 | 03-Feb-2021 | Appointment of Director: Julie Sweet | Management | Y | For | For | ||||||||||||||||||
ACCENTURE PLC | ACN | G1151C101 | 03-Feb-2021 | Appointment of Director: Frank K. Tang | Management | Y | For | For | ||||||||||||||||||
ACCENTURE PLC | ACN | G1151C101 | 03-Feb-2021 | Appointment of Director: Tracey T. Travis | Management | Y | For | For | ||||||||||||||||||
ACCENTURE PLC | ACN | G1151C101 | 03-Feb-2021 | To approve, in a non-binding vote, the compensation of our named executive officers. | Management | Y | Against | Against | ||||||||||||||||||
ACCENTURE PLC | ACN | G1151C101 | 03-Feb-2021 | To ratify, in a non-binding vote, the appointment of KPMG LLP ("KPMG") as independent auditors of Accenture and to authorize, in a binding vote, the Audit Committee of the Board of Directors to determine KPMG's remuneration. | Management | Y | For | For | ||||||||||||||||||
ACCENTURE PLC | ACN | G1151C101 | 03-Feb-2021 | To grant the Board of Directors the authority to issue shares under Irish law. | Management | Y | For | For | ||||||||||||||||||
ACCENTURE PLC | ACN | G1151C101 | 03-Feb-2021 | To grant the Board of Directors the authority to opt-out of pre-emption rights under Irish law. | Management | Y | For | For | ||||||||||||||||||
ACCENTURE PLC | ACN | G1151C101 | 03-Feb-2021 | To determine the price range at which Accenture can re-allot shares that it acquires as treasury shares under Irish law. | Management | Y | For | For | ||||||||||||||||||
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Approval of the Operating and Financial Review of Novartis AG, the Financial Statements of Novartis AG and the Group Consolidated Financial Statements for the 2020 Financial Year. | Management | Y | For | For | ||||||||||||||||||
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Discharge from Liability of the Members of the Board of Directors and the Executive Committee. | Management | Y | For | For | ||||||||||||||||||
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Appropriation of Available Earnings of Novartis AG as per Balance Sheet and Declaration of Dividend for 2020. | Management | Y | For | For | ||||||||||||||||||
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Reduction of Share Capital. | Management | Y | For | For | ||||||||||||||||||
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Further Share Repurchases. | Management | Y | For | For | ||||||||||||||||||
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Binding Vote on the Maximum Aggregate Amount of Compensation for the Board of Directors from the 2021 Annual General Meeting to the 2022 Annual General Meeting. | Management | Y | For | For | ||||||||||||||||||
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Binding Vote on the Maximum Aggregate Amount of Compensation for the Executive Committee for the Financial Year 2022. | Management | Y | For | For | ||||||||||||||||||
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Advisory Vote on the 2020 Compensation Report. | Management | Y | For | For | ||||||||||||||||||
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Re-election of Joerg Reinhardt as Member and Chairman. | Management | Y | For | For | ||||||||||||||||||
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Re-election of Nancy C. Andrews | Management | Y | For | For | ||||||||||||||||||
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Re-election of Ton Buechner | Management | Y | For | For |
Diversified Income Fund
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Re-election of Patrice Bula | Management | Y | For | For | ||||||||||||||||||
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Re-election of Elizabeth Doherty | Management | Y | For | For | ||||||||||||||||||
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Re-election of Ann Fudge | Management | Y | For | For | ||||||||||||||||||
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Re-election of Bridgette Heller | Management | Y | For | For | ||||||||||||||||||
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Re-election of Frans van Houten | Management | Y | For | For | ||||||||||||||||||
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Re-election of Simon Moroney | Management | Y | For | For | ||||||||||||||||||
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Re-election of Andreas von Planta | Management | Y | For | For | ||||||||||||||||||
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Re-election of Charles L. Sawyers | Management | Y | For | For | ||||||||||||||||||
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Re-election of Enrico Vanni | Management | Y | For | For | ||||||||||||||||||
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Re-election of William T. Winters | Management | Y | For | For | ||||||||||||||||||
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Re-election of Patrice Bula to the Compensation Committee. | Management | Y | For | For | ||||||||||||||||||
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Re-election of Bridgette Heller to the Compensation Committee. | Management | Y | For | For | ||||||||||||||||||
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Re-election of Enrico Vanni to the Compensation Committee. | Management | Y | For | For | ||||||||||||||||||
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Re-Election of William T. Winters to the Compensation Committee. | Management | Y | For | For | ||||||||||||||||||
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Election of Simon Moroney to the Compensation Committee. | Management | Y | For | For | ||||||||||||||||||
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Re-election of the Statutory Auditor. | Management | Y | For | For | ||||||||||||||||||
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Re-election of the Independent Proxy. | Management | Y | For | For | ||||||||||||||||||
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Amendment to Article 20 Paragraph 3 of the Articles of Incorporation. | Management | Y | For | For | ||||||||||||||||||
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | General instructions in case of alternative motions under the agenda items published in the Notice of Annual General Meeting, and/or of motions relating to additional agenda items according to Article 700 paragraph 3 of the Swiss Code of Obligations. | Management | Y | Against | Against | ||||||||||||||||||
ANALOG DEVICES, INC. | ADI | 032654105 | 10-Mar-2021 | Election of Director: Ray Stata | Management | Y | For | For | ||||||||||||||||||
ANALOG DEVICES, INC. | ADI | 032654105 | 10-Mar-2021 | Election of Director: Vincent Roche | Management | Y | For | For | ||||||||||||||||||
ANALOG DEVICES, INC. | ADI | 032654105 | 10-Mar-2021 | Election of Director: James A. Champy | Management | Y | For | For | ||||||||||||||||||
ANALOG DEVICES, INC. | ADI | 032654105 | 10-Mar-2021 | Election of Director: Anantha P. Chandrakasan | Management | Y | For | For | ||||||||||||||||||
ANALOG DEVICES, INC. | ADI | 032654105 | 10-Mar-2021 | Election of Director: Bruce R. Evans | Management | Y | For | For | ||||||||||||||||||
ANALOG DEVICES, INC. | ADI | 032654105 | 10-Mar-2021 | Election of Director: Edward H. Frank | Management | Y | For | For | ||||||||||||||||||
ANALOG DEVICES, INC. | ADI | 032654105 | 10-Mar-2021 | Election of Director: Laurie H. Glimcher | Management | Y | For | For | ||||||||||||||||||
ANALOG DEVICES, INC. | ADI | 032654105 | 10-Mar-2021 | Election of Director: Karen M. Golz | Management | Y | For | For | ||||||||||||||||||
ANALOG DEVICES, INC. | ADI | 032654105 | 10-Mar-2021 | Election of Director: Mark M. Little | Management | Y | For | For | ||||||||||||||||||
ANALOG DEVICES, INC. | ADI | 032654105 | 10-Mar-2021 | Election of Director: Kenton J. Sicchitano | Management | Y | For | For | ||||||||||||||||||
ANALOG DEVICES, INC. | ADI | 032654105 | 10-Mar-2021 | Election of Director: Susie Wee | Management | Y | For | For | ||||||||||||||||||
ANALOG DEVICES, INC. | ADI | 032654105 | 10-Mar-2021 | Advisory resolution to approve the compensation of our named executive officers. | Management | Y | Against | Against | ||||||||||||||||||
ANALOG DEVICES, INC. | ADI | 032654105 | 10-Mar-2021 | Ratification of Ernst & Young LLP as our independent registered public accounting firm for fiscal 2021. | Management | Y | For | For | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | Election of Director: Pierre R. Brondeau | Management | Y | For | For |
Diversified Income Fund
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | Election of Director: Terrence R. Curtin | Management | Y | For | For | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | Election of Director: Carol A. ("John") Davidson | Management | Y | For | For | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | Election of Director: Lynn A. Dugle | Management | Y | For | For | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | Election of Director: William A. Jeffrey | Management | Y | For | For | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | Election of Director: David M. Kerko | Management | Y | Abstain | Against | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | Election of Director: Thomas J. Lynch | Management | Y | For | For | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | Election of Director: Heath A. Mitts | Management | Y | Against | Against | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | Election of Director: Yong Nam | Management | Y | For | For | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | Election of Director: Daniel J. Phelan | Management | Y | For | For | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | Election of Director: Abhijit Y. Talwalkar | Management | Y | For | For | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | Election of Director: Mark C. Trudeau | Management | Y | For | For | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | Election of Director: Dawn C. Willoughby | Management | Y | For | For | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | Election of Director: Laura H. Wright | Management | Y | For | For | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | To elect Thomas J. Lynch as the Chairman of the Board of Directors | Management | Y | For | For | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | To elect the member of the Management Development and Compensation Committee: Daniel J. Phelan | Management | Y | For | For | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | To elect the member of the Management Development and Compensation Committee: Abhijit Y. Talwalkar | Management | Y | For | For | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | To elect the member of the Management Development and Compensation Committee: Mark C. Trudeau | Management | Y | For | For | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | To elect the member of the Management Development and Compensation Committee: Dawn C. Willoughby | Management | Y | For | For | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | To elect Dr. René Schwarzenbach, of Proxy Voting Services GmbH, or another individual representative of Proxy Voting Services GmbH if Dr. Schwarzenbach is unable to serve at the relevant meeting, as the independent proxy at the 2022 annual meeting of TE Connectivity and any shareholder meeting that may be held prior to that meeting | Management | Y | For | For | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | To approve the 2020 Annual Report of TE Connectivity Ltd. (excluding the statutory financial statements for the fiscal year ended September 25, 2020, the consolidated financial statements for the fiscal year ended September 25, 2020 and the Swiss Compensation Report for the fiscal year ended September 25, 2020) | Management | Y | For | For | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | To approve the statutory financial statements of TE Connectivity Ltd. for the fiscal year ended September 25, 2020 | Management | Y | For | For | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | To approve the consolidated financial statements of TE Connectivity Ltd. for the fiscal year ended September 25, 2020 | Management | Y | For | For | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | To release the members of the Board of Directors and executive officers of TE Connectivity for activities during the fiscal year ended September 25, 2020 | Management | Y | For | For | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | To elect Deloitte & Touche LLP as TE Connectivity's independent registered public accounting firm for fiscal year 2021 | Management | Y | For | For | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | To elect Deloitte AG, Zurich, Switzerland, as TE Connectivity's Swiss registered auditor until the next annual general meeting of TE Connectivity | Management | Y | For | For | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | To elect PricewaterhouseCoopers AG, Zurich, Switzerland, as TE Connectivity's special auditor until the next annual general meeting of TE Connectivity | Management | Y | For | For | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | An advisory vote to approve named executive officer compensation | Management | Y | For | For | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | A binding vote to approve fiscal year 2022 maximum aggregate compensation amount for executive management | Management | Y | For | For | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | A binding vote to approve fiscal year 2022 maximum aggregate compensation amount for the Board of Directors | Management | Y | For | For | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | To approve the carryforward of unappropriated accumulated earnings at September 25, 2020 | Management | Y | For | For | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | To approve a dividend payment to shareholders equal to $2.00 per issued share to be paid in four equal quarterly installments of $0.50 starting with the third fiscal quarter of 2021 and ending in the second fiscal quarter of 2022 pursuant to the terms of the dividend resolution | Management | Y | For | For | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | To approve a reduction of share capital for shares acquired under TE Connectivity's share repurchase program and related amendments to the articles of association of TE Connectivity Ltd. | Management | Y | For | For | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | To approve the authorization of additional shares under the TE Connectivity Ltd. Employee Stock Purchase Plan | Management | Y | For | For |
Diversified Income Fund
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | To approve the Amended and Restated TE Connectivity Ltd. 2007 Stock Incentive Plan for purposes of Section 162(m) of the Internal Revenue Code | Management | Y | For | For | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | To approve any adjournments or postponements of the meeting | Management | Y | For | For | ||||||||||||||||||
AMERISOURCEBERGEN CORPORATION | ABC | 03073E105 | 11-Mar-2021 | Election of Director: Ornella Barra | Management | Y | For | For | ||||||||||||||||||
AMERISOURCEBERGEN CORPORATION | ABC | 03073E105 | 11-Mar-2021 | Election of Director: Steven H. Collis | Management | Y | For | For | ||||||||||||||||||
AMERISOURCEBERGEN CORPORATION | ABC | 03073E105 | 11-Mar-2021 | Election of Director: D. Mark Durcan | Management | Y | For | For | ||||||||||||||||||
AMERISOURCEBERGEN CORPORATION | ABC | 03073E105 | 11-Mar-2021 | Election of Director: Richard W. Gochnauer | Management | Y | For | For | ||||||||||||||||||
AMERISOURCEBERGEN CORPORATION | ABC | 03073E105 | 11-Mar-2021 | Election of Director: Lon R. Greenberg | Management | Y | For | For | ||||||||||||||||||
AMERISOURCEBERGEN CORPORATION | ABC | 03073E105 | 11-Mar-2021 | Election of Director: Jane E. Henney, M.D. | Management | Y | For | For | ||||||||||||||||||
AMERISOURCEBERGEN CORPORATION | ABC | 03073E105 | 11-Mar-2021 | Election of Director: Kathleen W. Hyle | Management | Y | For | For | ||||||||||||||||||
AMERISOURCEBERGEN CORPORATION | ABC | 03073E105 | 11-Mar-2021 | Election of Director: Michael J. Long | Management | Y | For | For | ||||||||||||||||||
AMERISOURCEBERGEN CORPORATION | ABC | 03073E105 | 11-Mar-2021 | Election of Director: Henry W. McGee | Management | Y | For | For | ||||||||||||||||||
AMERISOURCEBERGEN CORPORATION | ABC | 03073E105 | 11-Mar-2021 | Election of Director: Dennis M. Nally | Management | Y | For | For | ||||||||||||||||||
AMERISOURCEBERGEN CORPORATION | ABC | 03073E105 | 11-Mar-2021 | Ratification of Ernst & Young LLP as the Company's independent registered public accounting firm for fiscal year 2021. | Management | Y | For | For | ||||||||||||||||||
AMERISOURCEBERGEN CORPORATION | ABC | 03073E105 | 11-Mar-2021 | Advisory vote to approve the compensation of named executive officers. | Management | Y | For | For | ||||||||||||||||||
AMERISOURCEBERGEN CORPORATION | ABC | 03073E105 | 11-Mar-2021 | Stockholder proposal, if properly presented, to adopt a policy that the Chair of the Board be an Independent Director. | Shareholder | Y | Against | For | ||||||||||||||||||
STARBUCKS CORPORATION | SBUX | 855244109 | 17-Mar-2021 | Election of Director: Richard E. Allison, Jr. | Management | Y | For | For | ||||||||||||||||||
STARBUCKS CORPORATION | SBUX | 855244109 | 17-Mar-2021 | Election of Director: Rosalind G. Brewer (Withdrawn) | Management | Y | For | For | ||||||||||||||||||
STARBUCKS CORPORATION | SBUX | 855244109 | 17-Mar-2021 | Election of Director: Andrew Campion | Management | Y | For | For | ||||||||||||||||||
STARBUCKS CORPORATION | SBUX | 855244109 | 17-Mar-2021 | Election of Director: Mary N. Dillon | Management | Y | For | For | ||||||||||||||||||
STARBUCKS CORPORATION | SBUX | 855244109 | 17-Mar-2021 | Election of Director: Isabel Ge Mahe | Management | Y | For | For | ||||||||||||||||||
STARBUCKS CORPORATION | SBUX | 855244109 | 17-Mar-2021 | Election of Director: Mellody Hobson | Management | Y | For | For | ||||||||||||||||||
STARBUCKS CORPORATION | SBUX | 855244109 | 17-Mar-2021 | Election of Director: Kevin R. Johnson | Management | Y | For | For | ||||||||||||||||||
STARBUCKS CORPORATION | SBUX | 855244109 | 17-Mar-2021 | Election of Director: Jørgen Vig Knudstorp | Management | Y | For | For | ||||||||||||||||||
STARBUCKS CORPORATION | SBUX | 855244109 | 17-Mar-2021 | Election of Director: Satya Nadella | Management | Y | For | For | ||||||||||||||||||
STARBUCKS CORPORATION | SBUX | 855244109 | 17-Mar-2021 | Election of Director: Joshua Cooper Ramo | Management | Y | For | For | ||||||||||||||||||
STARBUCKS CORPORATION | SBUX | 855244109 | 17-Mar-2021 | Election of Director: Clara Shih | Management | Y | For | For | ||||||||||||||||||
STARBUCKS CORPORATION | SBUX | 855244109 | 17-Mar-2021 | Election of Director: Javier G. Teruel | Management | Y | For | For | ||||||||||||||||||
STARBUCKS CORPORATION | SBUX | 855244109 | 17-Mar-2021 | Advisory resolution to approve our executive officer compensation. | Management | Y | For | For | ||||||||||||||||||
STARBUCKS CORPORATION | SBUX | 855244109 | 17-Mar-2021 | Ratification of selection of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal 2021. | Management | Y | For | For | ||||||||||||||||||
STARBUCKS CORPORATION | SBUX | 855244109 | 17-Mar-2021 | Employee Board Representation. | Shareholder | Y | Against | For | ||||||||||||||||||
NORTHERN TRUST CORPORATION | NTRS | 665859104 | 20-Apr-2021 | Election of Director: Linda Walker Bynoe | Management | Y | Against | Against | ||||||||||||||||||
NORTHERN TRUST CORPORATION | NTRS | 665859104 | 20-Apr-2021 | Election of Director: Susan Crown | Management | Y | For | For | ||||||||||||||||||
NORTHERN TRUST CORPORATION | NTRS | 665859104 | 20-Apr-2021 | Election of Director: Dean M. Harrison | Management | Y | For | For |
Diversified Income Fund
NORTHERN TRUST CORPORATION | NTRS | 665859104 | 20-Apr-2021 | Election of Director: Jay L. Henderson | Management | Y | Against | Against | ||||||||||||||||||
NORTHERN TRUST CORPORATION | NTRS | 665859104 | 20-Apr-2021 | Election of Director: Marcy S. Klevorn | Management | Y | For | For | ||||||||||||||||||
NORTHERN TRUST CORPORATION | NTRS | 665859104 | 20-Apr-2021 | Election of Director: Siddharth N. (Bobby) Mehta | Management | Y | For | For | ||||||||||||||||||
NORTHERN TRUST CORPORATION | NTRS | 665859104 | 20-Apr-2021 | Election of Director: Michael G. O'Grady | Management | Y | For | For | ||||||||||||||||||
NORTHERN TRUST CORPORATION | NTRS | 665859104 | 20-Apr-2021 | Election of Director: Jose Luis Prado | Management | Y | For | For | ||||||||||||||||||
NORTHERN TRUST CORPORATION | NTRS | 665859104 | 20-Apr-2021 | Election of Director: Thomas E. Richards | Management | Y | For | For | ||||||||||||||||||
NORTHERN TRUST CORPORATION | NTRS | 665859104 | 20-Apr-2021 | Election of Director: Martin P. Slark | Management | Y | For | For | ||||||||||||||||||
NORTHERN TRUST CORPORATION | NTRS | 665859104 | 20-Apr-2021 | Election of Director: David H. B. Smith, Jr. | Management | Y | For | For | ||||||||||||||||||
NORTHERN TRUST CORPORATION | NTRS | 665859104 | 20-Apr-2021 | Election of Director: Donald Thompson | Management | Y | For | For | ||||||||||||||||||
NORTHERN TRUST CORPORATION | NTRS | 665859104 | 20-Apr-2021 | Election of Director: Charles A. Tribbett III | Management | Y | For | For | ||||||||||||||||||
NORTHERN TRUST CORPORATION | NTRS | 665859104 | 20-Apr-2021 | Approval, by an advisory vote, of the 2020 compensation of the Corporation's named executive officers. | Management | Y | For | For | ||||||||||||||||||
NORTHERN TRUST CORPORATION | NTRS | 665859104 | 20-Apr-2021 | Ratification of the appointment of KPMG LLP as the Corporation's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | Y | For | For | ||||||||||||||||||
THE COCA-COLA COMPANY | KO | 191216100 | 20-Apr-2021 | Election of Director: Herbert A. Allen | Management | Y | For | For | ||||||||||||||||||
THE COCA-COLA COMPANY | KO | 191216100 | 20-Apr-2021 | Election of Director: Marc Bolland | Management | Y | For | For | ||||||||||||||||||
THE COCA-COLA COMPANY | KO | 191216100 | 20-Apr-2021 | Election of Director: Ana Botín | Management | Y | For | For | ||||||||||||||||||
THE COCA-COLA COMPANY | KO | 191216100 | 20-Apr-2021 | Election of Director: Christopher C. Davis | Management | Y | For | For | ||||||||||||||||||
THE COCA-COLA COMPANY | KO | 191216100 | 20-Apr-2021 | Election of Director: Barry Diller | Management | Y | For | For | ||||||||||||||||||
THE COCA-COLA COMPANY | KO | 191216100 | 20-Apr-2021 | Election of Director: Helene D. Gayle | Management | Y | For | For | ||||||||||||||||||
THE COCA-COLA COMPANY | KO | 191216100 | 20-Apr-2021 | Election of Director: Alexis M. Herman | Management | Y | For | For | ||||||||||||||||||
THE COCA-COLA COMPANY | KO | 191216100 | 20-Apr-2021 | Election of Director: Robert A. Kotick | Management | Y | For | For | ||||||||||||||||||
THE COCA-COLA COMPANY | KO | 191216100 | 20-Apr-2021 | Election of Director: Maria Elena Lagomasino | Management | Y | For | For | ||||||||||||||||||
THE COCA-COLA COMPANY | KO | 191216100 | 20-Apr-2021 | Election of Director: James Quincey | Management | Y | For | For | ||||||||||||||||||
THE COCA-COLA COMPANY | KO | 191216100 | 20-Apr-2021 | Election of Director: Caroline J. Tsay | Management | Y | For | For | ||||||||||||||||||
THE COCA-COLA COMPANY | KO | 191216100 | 20-Apr-2021 | Election of Director: David B. Weinberg | Management | Y | For | For | ||||||||||||||||||
THE COCA-COLA COMPANY | KO | 191216100 | 20-Apr-2021 | Advisory vote to approve executive compensation. | Management | Y | For | For | ||||||||||||||||||
THE COCA-COLA COMPANY | KO | 191216100 | 20-Apr-2021 | Ratification of the appointment of Ernst & Young LLP as Independent Auditors. | Management | Y | For | For | ||||||||||||||||||
THE COCA-COLA COMPANY | KO | 191216100 | 20-Apr-2021 | Shareowner proposal on sugar and public health. | Shareholder | Y | Against | For | ||||||||||||||||||
U.S. BANCORP | USB | 902973304 | 20-Apr-2021 | Election of Director: Warner L. Baxter | Management | Y | For | For | ||||||||||||||||||
U.S. BANCORP | USB | 902973304 | 20-Apr-2021 | Election of Director: Dorothy J. Bridges | Management | Y | For | For | ||||||||||||||||||
U.S. BANCORP | USB | 902973304 | 20-Apr-2021 | Election of Director: Elizabeth L. Buse | Management | Y | For | For | ||||||||||||||||||
U.S. BANCORP | USB | 902973304 | 20-Apr-2021 | Election of Director: Andrew Cecere | Management | Y | For | For | ||||||||||||||||||
U.S. BANCORP | USB | 902973304 | 20-Apr-2021 | Election of Director: Kimberly N. Ellison-Taylor | Management | Y | For | For | ||||||||||||||||||
U.S. BANCORP | USB | 902973304 | 20-Apr-2021 | Election of Director: Kimberly J. Harris | Management | Y | For | For |
Diversified Income Fund
U.S. BANCORP | USB | 902973304 | 20-Apr-2021 | Election of Director: Roland A. Hernandez | Management | Y | For | For | ||||||||||||||||||
U.S. BANCORP | USB | 902973304 | 20-Apr-2021 | Election of Director: Olivia F. Kirtley | Management | Y | For | For | ||||||||||||||||||
U.S. BANCORP | USB | 902973304 | 20-Apr-2021 | Election of Director: Karen S. Lynch | Management | Y | For | For | ||||||||||||||||||
U.S. BANCORP | USB | 902973304 | 20-Apr-2021 | Election of Director: Richard P. McKenney | Management | Y | For | For | ||||||||||||||||||
U.S. BANCORP | USB | 902973304 | 20-Apr-2021 | Election of Director: Yusuf I. Mehdi | Management | Y | For | For | ||||||||||||||||||
U.S. BANCORP | USB | 902973304 | 20-Apr-2021 | Election of Director: John P. Wiehoff | Management | Y | For | For | ||||||||||||||||||
U.S. BANCORP | USB | 902973304 | 20-Apr-2021 | Election of Director: Scott W. Wine | Management | Y | For | For | ||||||||||||||||||
U.S. BANCORP | USB | 902973304 | 20-Apr-2021 | The ratification of the selection of Ernst & Young LLP as our independent auditor for the 2021 fiscal year. | Management | Y | For | For | ||||||||||||||||||
U.S. BANCORP | USB | 902973304 | 20-Apr-2021 | An advisory vote to approve the compensation of our executives disclosed in the proxy statement. | Management | Y | For | For | ||||||||||||||||||
TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 22-Apr-2021 | Election of Director: Mark A. Blinn | Management | Y | For | For | ||||||||||||||||||
TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 22-Apr-2021 | Election of Director: Todd M. Bluedorn | Management | Y | For | For | ||||||||||||||||||
TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 22-Apr-2021 | Election of Director: Janet F. Clark | Management | Y | For | For | ||||||||||||||||||
TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 22-Apr-2021 | Election of Director: Carrie S. Cox | Management | Y | For | For | ||||||||||||||||||
TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 22-Apr-2021 | Election of Director: Martin S. Craighead | Management | Y | For | For | ||||||||||||||||||
TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 22-Apr-2021 | Election of Director: Jean M. Hobby | Management | Y | For | For | ||||||||||||||||||
TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 22-Apr-2021 | Election of Director: Michael D. Hsu | Management | Y | For | For | ||||||||||||||||||
TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 22-Apr-2021 | Election of Director: Ronald Kirk | Management | Y | For | For | ||||||||||||||||||
TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 22-Apr-2021 | Election of Director: Pamela H. Patsley | Management | Y | For | For | ||||||||||||||||||
TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 22-Apr-2021 | Election of Director: Robert E. Sanchez | Management | Y | For | For | ||||||||||||||||||
TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 22-Apr-2021 | Election of Director: Richard K. Templeton | Management | Y | For | For | ||||||||||||||||||
TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 22-Apr-2021 | Board proposal regarding advisory approval of the Company's executive compensation. | Management | Y | For | For | ||||||||||||||||||
TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 22-Apr-2021 | Board proposal to ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for 2021. | Management | Y | For | For | ||||||||||||||||||
TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 22-Apr-2021 | Stockholder proposal to permit shareholder action by written consent. | Shareholder | Y | For | Against | ||||||||||||||||||
PFIZER INC. | PFE | 717081103 | 22-Apr-2021 | Election of Director: Ronald E. Blaylock | Management | Y | For | For | ||||||||||||||||||
PFIZER INC. | PFE | 717081103 | 22-Apr-2021 | Election of Director: Albert Bourla | Management | Y | For | For | ||||||||||||||||||
PFIZER INC. | PFE | 717081103 | 22-Apr-2021 | Election of Director: Susan Desmond-Hellmann | Management | Y | For | For | ||||||||||||||||||
PFIZER INC. | PFE | 717081103 | 22-Apr-2021 | Election of Director: Joseph J. Echevarria | Management | Y | For | For | ||||||||||||||||||
PFIZER INC. | PFE | 717081103 | 22-Apr-2021 | Election of Director: Scott Gottlieb | Management | Y | For | For | ||||||||||||||||||
PFIZER INC. | PFE | 717081103 | 22-Apr-2021 | Election of Director: Helen H. Hobbs | Management | Y | For | For | ||||||||||||||||||
PFIZER INC. | PFE | 717081103 | 22-Apr-2021 | Election of Director: Susan Hockfield | Management | Y | For | For | ||||||||||||||||||
PFIZER INC. | PFE | 717081103 | 22-Apr-2021 | Election of Director: Dan R. Littman | Management | Y | For | For | ||||||||||||||||||
PFIZER INC. | PFE | 717081103 | 22-Apr-2021 | Election of Director: Shantanu Narayen | Management | Y | For | For | ||||||||||||||||||
PFIZER INC. | PFE | 717081103 | 22-Apr-2021 | Election of Director: Suzanne Nora Johnson | Management | Y | For | For |
Diversified Income Fund
PFIZER INC. | PFE | 717081103 | 22-Apr-2021 | Election of Director: James Quincey | Management | Y | For | For | ||||||||||||||||||
PFIZER INC. | PFE | 717081103 | 22-Apr-2021 | Election of Director: James C. Smith | Management | Y | For | For | ||||||||||||||||||
PFIZER INC. | PFE | 717081103 | 22-Apr-2021 | Ratify the selection of KPMG LLP as independent registered public accounting firm for 2021. | Management | Y | For | For | ||||||||||||||||||
PFIZER INC. | PFE | 717081103 | 22-Apr-2021 | 2021 advisory approval of executive compensation. | Management | Y | For | For | ||||||||||||||||||
PFIZER INC. | PFE | 717081103 | 22-Apr-2021 | Shareholder proposal regarding independent chair policy. | Shareholder | Y | For | Against | ||||||||||||||||||
PFIZER INC. | PFE | 717081103 | 22-Apr-2021 | Shareholder proposal regarding political spending report. | Shareholder | Y | Against | For | ||||||||||||||||||
PFIZER INC. | PFE | 717081103 | 22-Apr-2021 | Shareholder proposal regarding access to COVID-19 products. | Shareholder | Y | Against | For | ||||||||||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | Election of Director: Mary C. Beckerle | Management | Y | For | For | ||||||||||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | Election of Director: D. Scott Davis | Management | Y | For | For | ||||||||||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | Election of Director: Ian E. L. Davis | Management | Y | For | For | ||||||||||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | Election of Director: Jennifer A. Doudna | Management | Y | For | For | ||||||||||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | Election of Director: Alex Gorsky | Management | Y | For | For | ||||||||||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | Election of Director: Marillyn A. Hewson | Management | Y | For | For | ||||||||||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | Election of Director: Hubert Joly | Management | Y | For | For | ||||||||||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | Election of Director: Mark B. McClellan | Management | Y | For | For | ||||||||||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | Election of Director: Anne M. Mulcahy | Management | Y | For | For | ||||||||||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | Election of Director: Charles Prince | Management | Y | Against | Against | ||||||||||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | Election of Director: A. Eugene Washington | Management | Y | For | For | ||||||||||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | Election of Director: Mark A. Weinberger | Management | Y | For | For | ||||||||||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | Election of Director: Nadja Y. West | Management | Y | For | For | ||||||||||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | Election of Director: Ronald A. Williams | Management | Y | For | For | ||||||||||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | Advisory Vote to Approve Named Executive Officer Compensation. | Management | Y | Against | Against | ||||||||||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for 2021. | Management | Y | For | For | ||||||||||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | Report on Government Financial Support and Access to COVID-19 Vaccines and Therapeutics. | Shareholder | Y | Against | For | ||||||||||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | Independent Board Chair. | Shareholder | Y | For | Against | ||||||||||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | Civil Rights Audit. | Shareholder | Y | For | Against | ||||||||||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | Executive Compensation Bonus Deferral. | Shareholder | Y | For | Against | ||||||||||||||||||
LOCKHEED MARTIN CORPORATION | LMT | 539830109 | 22-Apr-2021 | Election of Director: Daniel F. Akerson | Management | Y | For | For | ||||||||||||||||||
LOCKHEED MARTIN CORPORATION | LMT | 539830109 | 22-Apr-2021 | Election of Director: David B. Burritt | Management | Y | For | For | ||||||||||||||||||
LOCKHEED MARTIN CORPORATION | LMT | 539830109 | 22-Apr-2021 | Election of Director: Bruce A. Carlson | Management | Y | Against | Against | ||||||||||||||||||
LOCKHEED MARTIN CORPORATION | LMT | 539830109 | 22-Apr-2021 | Election of Director: Joseph F. Dunford, Jr. | Management | Y | For | For | ||||||||||||||||||
LOCKHEED MARTIN CORPORATION | LMT | 539830109 | 22-Apr-2021 | Election of Director: James O. Ellis, Jr. | Management | Y | For | For | ||||||||||||||||||
LOCKHEED MARTIN CORPORATION | LMT | 539830109 | 22-Apr-2021 | Election of Director: Thomas J. Falk | Management | Y | For | For |
Diversified Income Fund
LOCKHEED MARTIN CORPORATION | LMT | 539830109 | 22-Apr-2021 | Election of Director: Ilene S. Gordon | Management | Y | For | For | ||||||||||||||||||
LOCKHEED MARTIN CORPORATION | LMT | 539830109 | 22-Apr-2021 | Election of Director: Vicki A. Hollub | Management | Y | For | For | ||||||||||||||||||
LOCKHEED MARTIN CORPORATION | LMT | 539830109 | 22-Apr-2021 | Election of Director: Jeh C. Johnson | Management | Y | For | For | ||||||||||||||||||
LOCKHEED MARTIN CORPORATION | LMT | 539830109 | 22-Apr-2021 | Election of Director: Debra L. Reed-Klages | Management | Y | For | For | ||||||||||||||||||
LOCKHEED MARTIN CORPORATION | LMT | 539830109 | 22-Apr-2021 | Election of Director: James D. Taiclet | Management | Y | For | For | ||||||||||||||||||
LOCKHEED MARTIN CORPORATION | LMT | 539830109 | 22-Apr-2021 | Ratification of Appointment of Ernst & Young LLP as Independent Auditors for 2021. | Management | Y | For | For | ||||||||||||||||||
LOCKHEED MARTIN CORPORATION | LMT | 539830109 | 22-Apr-2021 | Advisory Vote to Approve the Compensation of our Named Executive Officers (Say-on-Pay). | Management | Y | For | For | ||||||||||||||||||
LOCKHEED MARTIN CORPORATION | LMT | 539830109 | 22-Apr-2021 | Stockholder Proposal to Adopt Stockholder Action By Written Consent. | Shareholder | Y | For | Against | ||||||||||||||||||
LOCKHEED MARTIN CORPORATION | LMT | 539830109 | 22-Apr-2021 | Stockholder Proposal to issue a Report on Human Rights Due Diligence. | Shareholder | Y | Against | For | ||||||||||||||||||
FASTENAL COMPANY | FAST | 311900104 | 24-Apr-2021 | Election of Director: Scott A. Satterlee | Management | Y | For | For | ||||||||||||||||||
FASTENAL COMPANY | FAST | 311900104 | 24-Apr-2021 | Election of Director: Michael J. Ancius | Management | Y | For | For | ||||||||||||||||||
FASTENAL COMPANY | FAST | 311900104 | 24-Apr-2021 | Election of Director: Stephen L. Eastman | Management | Y | For | For | ||||||||||||||||||
FASTENAL COMPANY | FAST | 311900104 | 24-Apr-2021 | Election of Director: Daniel L. Florness | Management | Y | For | For | ||||||||||||||||||
FASTENAL COMPANY | FAST | 311900104 | 24-Apr-2021 | Election of Director: Rita J. Heise | Management | Y | For | For | ||||||||||||||||||
FASTENAL COMPANY | FAST | 311900104 | 24-Apr-2021 | Election of Director: Hsenghung Sam Hsu | Management | Y | For | For | ||||||||||||||||||
FASTENAL COMPANY | FAST | 311900104 | 24-Apr-2021 | Election of Director: Daniel L. Johnson | Management | Y | For | For | ||||||||||||||||||
FASTENAL COMPANY | FAST | 311900104 | 24-Apr-2021 | Election of Director: Nicholas J. Lundquist | Management | Y | For | For | ||||||||||||||||||
FASTENAL COMPANY | FAST | 311900104 | 24-Apr-2021 | Election of Director: Reyne K. Wisecup | Management | Y | For | For | ||||||||||||||||||
FASTENAL COMPANY | FAST | 311900104 | 24-Apr-2021 | Ratification of the appointment of KPMG LLP as independent registered public accounting firm for the 2021 fiscal year. | Management | Y | For | For | ||||||||||||||||||
FASTENAL COMPANY | FAST | 311900104 | 24-Apr-2021 | Approval, by non-binding vote, of executive compensation. | Management | Y | For | For | ||||||||||||||||||
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 04-May-2021 | Election of Director: Peter J. Arduini | Management | Y | For | For | ||||||||||||||||||
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 04-May-2021 | Election of Director: Michael W. Bonney | Management | Y | For | For | ||||||||||||||||||
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 04-May-2021 | Election of Director: Giovanni Caforio, M.D. | Management | Y | For | For | ||||||||||||||||||
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 04-May-2021 | Election of Director: Julia A. Haller, M.D. | Management | Y | For | For | ||||||||||||||||||
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 04-May-2021 | Election of Director: Paula A. Price | Management | Y | For | For | ||||||||||||||||||
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 04-May-2021 | Election of Director: Derica W. Rice | Management | Y | For | For | ||||||||||||||||||
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 04-May-2021 | Election of Director: Theodore R. Samuels | Management | Y | For | For | ||||||||||||||||||
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 04-May-2021 | Election of Director: Gerald L. Storch | Management | Y | Against | Against | ||||||||||||||||||
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 04-May-2021 | Election of Director: Karen Vousden, Ph.D. | Management | Y | For | For | ||||||||||||||||||
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 04-May-2021 | Election of Director: Phyllis R. Yale | Management | Y | For | For | ||||||||||||||||||
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 04-May-2021 | Advisory Vote to Approve the Compensation of our Named Executive Officers. | Management | Y | Against | Against | ||||||||||||||||||
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 04-May-2021 | Approval of the Company's 2021 Stock Award and Incentive Plan. | Management | Y | For | For | ||||||||||||||||||
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 04-May-2021 | Ratification of the Appointment of an Independent Registered Public Accounting Firm. | Management | Y | For | For |
Diversified Income Fund
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 04-May-2021 | Approval of an Amendment to the Certificate of Incorporation to Lower the Ownership Threshold for Special Shareholder Meetings to 15%. | Management | Y | For | For | ||||||||||||||||||
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 04-May-2021 | Shareholder Proposal on Adoption of a Board Policy that the Chairperson of the Board be an Independent Director. | Shareholder | Y | For | Against | ||||||||||||||||||
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 04-May-2021 | Shareholder Proposal on Shareholder Right to Act by Written Consent. | Shareholder | Y | Against | For | ||||||||||||||||||
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 04-May-2021 | Shareholder Proposal to Lower the Ownership Threshold for Special Shareholder Meetings to 10%. | Shareholder | Y | Against | For | ||||||||||||||||||
DOMINION ENERGY, INC. | D | 25746U109 | 05-May-2021 | Election of Director: James A. Bennett | Management | Y | For | For | ||||||||||||||||||
DOMINION ENERGY, INC. | D | 25746U109 | 05-May-2021 | Election of Director: Robert M. Blue | Management | Y | For | For | ||||||||||||||||||
DOMINION ENERGY, INC. | D | 25746U109 | 05-May-2021 | Election of Director: Helen E. Dragas | Management | Y | For | For | ||||||||||||||||||
DOMINION ENERGY, INC. | D | 25746U109 | 05-May-2021 | Election of Director: James O. Ellis, Jr. | Management | Y | For | For | ||||||||||||||||||
DOMINION ENERGY, INC. | D | 25746U109 | 05-May-2021 | Election of Director: D. Maybank Hagood | Management | Y | For | For | ||||||||||||||||||
DOMINION ENERGY, INC. | D | 25746U109 | 05-May-2021 | Election of Director: Ronald W. Jibson | Management | Y | For | For | ||||||||||||||||||
DOMINION ENERGY, INC. | D | 25746U109 | 05-May-2021 | Election of Director: Mark J. Kington | Management | Y | For | For | ||||||||||||||||||
DOMINION ENERGY, INC. | D | 25746U109 | 05-May-2021 | Election of Director: Joseph M. Rigby | Management | Y | For | For | ||||||||||||||||||
DOMINION ENERGY, INC. | D | 25746U109 | 05-May-2021 | Election of Director: Pamela J. Royal, M.D. | Management | Y | For | For | ||||||||||||||||||
DOMINION ENERGY, INC. | D | 25746U109 | 05-May-2021 | Election of Director: Robert H. Spilman, Jr. | Management | Y | For | For | ||||||||||||||||||
DOMINION ENERGY, INC. | D | 25746U109 | 05-May-2021 | Election of Director: Susan N. Story | Management | Y | For | For | ||||||||||||||||||
DOMINION ENERGY, INC. | D | 25746U109 | 05-May-2021 | Election of Director: Michael E. Szymanczyk | Management | Y | For | For | ||||||||||||||||||
DOMINION ENERGY, INC. | D | 25746U109 | 05-May-2021 | Advisory Vote on Approval of Executive Compensation (Say on Pay). | Management | Y | For | For | ||||||||||||||||||
DOMINION ENERGY, INC. | D | 25746U109 | 05-May-2021 | Ratification of Appointment of Independent Auditor. | Management | Y | For | For | ||||||||||||||||||
DOMINION ENERGY, INC. | D | 25746U109 | 05-May-2021 | Shareholder Proposal Regarding a Report on Lobbying. | Shareholder | Y | Against | For | ||||||||||||||||||
DOMINION ENERGY, INC. | D | 25746U109 | 05-May-2021 | Shareholder Proposal Regarding a Policy to Require an Independent Chair. | Shareholder | Y | For | Against | ||||||||||||||||||
DOMINION ENERGY, INC. | D | 25746U109 | 05-May-2021 | Shareholder Proposal Regarding Proxy Access Shareholder Aggregation. | Shareholder | Y | Against | For | ||||||||||||||||||
PEPSICO, INC. | PEP | 713448108 | 05-May-2021 | Election of Director: Segun Agbaje | Management | Y | For | For | ||||||||||||||||||
PEPSICO, INC. | PEP | 713448108 | 05-May-2021 | Election of Director: Shona L. Brown | Management | Y | For | For | ||||||||||||||||||
PEPSICO, INC. | PEP | 713448108 | 05-May-2021 | Election of Director: Cesar Conde | Management | Y | For | For | ||||||||||||||||||
PEPSICO, INC. | PEP | 713448108 | 05-May-2021 | Election of Director: Ian Cook | Management | Y | For | For | ||||||||||||||||||
PEPSICO, INC. | PEP | 713448108 | 05-May-2021 | Election of Director: Dina Dublon | Management | Y | For | For | ||||||||||||||||||
PEPSICO, INC. | PEP | 713448108 | 05-May-2021 | Election of Director: Michelle Gass | Management | Y | For | For | ||||||||||||||||||
PEPSICO, INC. | PEP | 713448108 | 05-May-2021 | Election of Director: Ramon L. Laguarta | Management | Y | For | For | ||||||||||||||||||
PEPSICO, INC. | PEP | 713448108 | 05-May-2021 | Election of Director: Dave Lewis | Management | Y | For | For | ||||||||||||||||||
PEPSICO, INC. | PEP | 713448108 | 05-May-2021 | Election of Director: David C. Page | Management | Y | For | For | ||||||||||||||||||
PEPSICO, INC. | PEP | 713448108 | 05-May-2021 | Election of Director: Robert C. Pohlad | Management | Y | For | For | ||||||||||||||||||
PEPSICO, INC. | PEP | 713448108 | 05-May-2021 | Election of Director: Daniel Vasella | Management | Y | For | For | ||||||||||||||||||
PEPSICO, INC. | PEP | 713448108 | 05-May-2021 | Election of Director: Darren Walker | Management | Y | For | For |
Diversified Income Fund
PEPSICO, INC. | PEP | 713448108 | 05-May-2021 | Election of Director: Alberto Weisser | Management | Y | For | For | ||||||||||||||||||
PEPSICO, INC. | PEP | 713448108 | 05-May-2021 | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for fiscal year 2021. | Management | Y | For | For | ||||||||||||||||||
PEPSICO, INC. | PEP | 713448108 | 05-May-2021 | Advisory approval of the Company's executive compensation. | Management | Y | For | For | ||||||||||||||||||
PEPSICO, INC. | PEP | 713448108 | 05-May-2021 | Shareholder Proposal - Special Shareholder Meeting Vote Threshold. | Shareholder | Y | Against | For | ||||||||||||||||||
PEPSICO, INC. | PEP | 713448108 | 05-May-2021 | Shareholder Proposal - Report on Sugar and Public Health. | Shareholder | Y | Against | For | ||||||||||||||||||
PEPSICO, INC. | PEP | 713448108 | 05-May-2021 | Shareholder Proposal - Report on External Public Health Costs. | Shareholder | Y | Against | For | ||||||||||||||||||
CME GROUP INC. | CME | 12572Q105 | 05-May-2021 | Election of Equity Director: Terrence A. Duffy | Management | Y | For | For | ||||||||||||||||||
CME GROUP INC. | CME | 12572Q105 | 05-May-2021 | Election of Equity Director: Timothy S. Bitsberger | Management | Y | For | For | ||||||||||||||||||
CME GROUP INC. | CME | 12572Q105 | 05-May-2021 | Election of Equity Director: Charles P. Carey | Management | Y | For | For | ||||||||||||||||||
CME GROUP INC. | CME | 12572Q105 | 05-May-2021 | Election of Equity Director: Dennis H. Chookaszian | Management | Y | For | For | ||||||||||||||||||
CME GROUP INC. | CME | 12572Q105 | 05-May-2021 | Election of Equity Director: Bryan T. Durkin | Management | Y | For | For | ||||||||||||||||||
CME GROUP INC. | CME | 12572Q105 | 05-May-2021 | Election of Equity Director: Ana Dutra | Management | Y | For | For | ||||||||||||||||||
CME GROUP INC. | CME | 12572Q105 | 05-May-2021 | Election of Equity Director: Martin J. Gepsman | Management | Y | For | For | ||||||||||||||||||
CME GROUP INC. | CME | 12572Q105 | 05-May-2021 | Election of Equity Director: Larry G. Gerdes | Management | Y | For | For | ||||||||||||||||||
CME GROUP INC. | CME | 12572Q105 | 05-May-2021 | Election of Equity Director: Daniel R. Glickman | Management | Y | For | For | ||||||||||||||||||
CME GROUP INC. | CME | 12572Q105 | 05-May-2021 | Election of Equity Director: Daniel G. Kaye | Management | Y | For | For | ||||||||||||||||||
CME GROUP INC. | CME | 12572Q105 | 05-May-2021 | Election of Equity Director: Phyllis M. Lockett | Management | Y | Against | Against | ||||||||||||||||||
CME GROUP INC. | CME | 12572Q105 | 05-May-2021 | Election of Equity Director: Deborah J. Lucas | Management | Y | For | For | ||||||||||||||||||
CME GROUP INC. | CME | 12572Q105 | 05-May-2021 | Election of Equity Director: Terry L. Savage | Management | Y | For | For | ||||||||||||||||||
CME GROUP INC. | CME | 12572Q105 | 05-May-2021 | Election of Equity Director: Rahael Seifu | Management | Y | For | For | ||||||||||||||||||
CME GROUP INC. | CME | 12572Q105 | 05-May-2021 | Election of Equity Director: William R. Shepard | Management | Y | For | For | ||||||||||||||||||
CME GROUP INC. | CME | 12572Q105 | 05-May-2021 | Election of Equity Director: Howard J. Siegel | Management | Y | For | For | ||||||||||||||||||
CME GROUP INC. | CME | 12572Q105 | 05-May-2021 | Election of Equity Director: Dennis A. Suskind | Management | Y | For | For | ||||||||||||||||||
CME GROUP INC. | CME | 12572Q105 | 05-May-2021 | Ratification of the appointment of Ernst & Young as our independent registered public accounting firm for 2021. | Management | Y | For | For | ||||||||||||||||||
CME GROUP INC. | CME | 12572Q105 | 05-May-2021 | Advisory vote on the compensation of our named executive officers. | Management | Y | For | For | ||||||||||||||||||
ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 06-May-2021 | Election of Director: M.S. Burke | Management | Y | For | For | ||||||||||||||||||
ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 06-May-2021 | Election of Director: T. Colbert | Management | Y | For | For | ||||||||||||||||||
ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 06-May-2021 | Election of Director: T.K. Crews | Management | Y | For | For | ||||||||||||||||||
ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 06-May-2021 | Election of Director: P. Dufour | Management | Y | For | For | ||||||||||||||||||
ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 06-May-2021 | Election of Director: D.E. Felsinger | Management | Y | For | For | ||||||||||||||||||
ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 06-May-2021 | Election of Director: S.F. Harrison | Management | Y | For | For | ||||||||||||||||||
ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 06-May-2021 | Election of Director: J.R. Luciano | Management | Y | For | For | ||||||||||||||||||
ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 06-May-2021 | Election of Director: P.J. Moore | Management | Y | For | For |
Diversified Income Fund
ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 06-May-2021 | Election of Director: F.J. Sanchez | Management | Y | For | For | ||||||||||||||||||
ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 06-May-2021 | Election of Director: D.A. Sandler | Management | Y | For | For | ||||||||||||||||||
ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 06-May-2021 | Election of Director: L.Z. Schlitz | Management | Y | For | For | ||||||||||||||||||
ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 06-May-2021 | Election of Director: K.R. Westbrook | Management | Y | For | For | ||||||||||||||||||
ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 06-May-2021 | Ratify the appointment of Ernst & Young LLP as independent auditors for the year ending December 31, 2021. | Management | Y | For | For | ||||||||||||||||||
ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 06-May-2021 | Advisory Vote on Executive Compensation. | Management | Y | For | For | ||||||||||||||||||
ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 06-May-2021 | Stockholder Proposal Regarding Shareholder Aggregation for Proxy Access. | Shareholder | Y | Against | For | ||||||||||||||||||
COLGATE-PALMOLIVE COMPANY | CL | 194162103 | 07-May-2021 | Election of Director: John P. Bilbrey | Management | Y | For | For | ||||||||||||||||||
COLGATE-PALMOLIVE COMPANY | CL | 194162103 | 07-May-2021 | Election of Director: John T. Cahill | Management | Y | For | For | ||||||||||||||||||
COLGATE-PALMOLIVE COMPANY | CL | 194162103 | 07-May-2021 | Election of Director: Lisa M. Edwards | Management | Y | For | For | ||||||||||||||||||
COLGATE-PALMOLIVE COMPANY | CL | 194162103 | 07-May-2021 | Election of Director: C. Martin Harris | Management | Y | For | For | ||||||||||||||||||
COLGATE-PALMOLIVE COMPANY | CL | 194162103 | 07-May-2021 | Election of Director: Martina Hund-Mejean | Management | Y | For | For | ||||||||||||||||||
COLGATE-PALMOLIVE COMPANY | CL | 194162103 | 07-May-2021 | Election of Director: Kimberly A. Nelson | Management | Y | For | For | ||||||||||||||||||
COLGATE-PALMOLIVE COMPANY | CL | 194162103 | 07-May-2021 | Election of Director: Lorrie M. Norrington | Management | Y | For | For | ||||||||||||||||||
COLGATE-PALMOLIVE COMPANY | CL | 194162103 | 07-May-2021 | Election of Director: Michael B. Polk | Management | Y | For | For | ||||||||||||||||||
COLGATE-PALMOLIVE COMPANY | CL | 194162103 | 07-May-2021 | Election of Director: Stephen I. Sadove | Management | Y | For | For | ||||||||||||||||||
COLGATE-PALMOLIVE COMPANY | CL | 194162103 | 07-May-2021 | Election of Director: Noel R. Wallace | Management | Y | For | For | ||||||||||||||||||
COLGATE-PALMOLIVE COMPANY | CL | 194162103 | 07-May-2021 | Ratify selection of PricewaterhouseCoopers LLP as Colgate's independent registered public accounting firm. | Management | Y | For | For | ||||||||||||||||||
COLGATE-PALMOLIVE COMPANY | CL | 194162103 | 07-May-2021 | Advisory vote on executive compensation. | Management | Y | For | For | ||||||||||||||||||
COLGATE-PALMOLIVE COMPANY | CL | 194162103 | 07-May-2021 | Stockholder proposal on independent Board Chairman. | Shareholder | Y | For | Against | ||||||||||||||||||
COLGATE-PALMOLIVE COMPANY | CL | 194162103 | 07-May-2021 | Stockholder proposal to reduce the ownership threshold to call special stockholder meetings to 10%. | Shareholder | Y | For | Against | ||||||||||||||||||
3M COMPANY | MMM | 88579Y101 | 11-May-2021 | Elect the member to the Board of Directors for a term of one year: Thomas "Tony" K. Brown | Management | Y | For | For | ||||||||||||||||||
3M COMPANY | MMM | 88579Y101 | 11-May-2021 | Elect the member to the Board of Directors for a term of one year: Pamela J. Craig | Management | Y | For | For | ||||||||||||||||||
3M COMPANY | MMM | 88579Y101 | 11-May-2021 | Elect the member to the Board of Directors for a term of one year: David B. Dillon | Management | Y | For | For | ||||||||||||||||||
3M COMPANY | MMM | 88579Y101 | 11-May-2021 | Elect the member to the Board of Directors for a term of one year: Michael L. Eskew | Management | Y | For | For | ||||||||||||||||||
3M COMPANY | MMM | 88579Y101 | 11-May-2021 | Elect the member to the Board of Directors for a term of one year: James R. Fitterling | Management | Y | For | For | ||||||||||||||||||
3M COMPANY | MMM | 88579Y101 | 11-May-2021 | Elect the member to the Board of Directors for a term of one year: Herbert L. Henkel | Management | Y | For | For | ||||||||||||||||||
3M COMPANY | MMM | 88579Y101 | 11-May-2021 | Elect the member to the Board of Directors for a term of one year: Amy E. Hood | Management | Y | For | For | ||||||||||||||||||
3M COMPANY | MMM | 88579Y101 | 11-May-2021 | Elect the member to the Board of Directors for a term of one year: Muhtar Kent | Management | Y | For | For | ||||||||||||||||||
3M COMPANY | MMM | 88579Y101 | 11-May-2021 | Elect the member to the Board of Directors for a term of one year: Dambisa F. Moyo | Management | Y | For | For | ||||||||||||||||||
3M COMPANY | MMM | 88579Y101 | 11-May-2021 | Elect the member to the Board of Directors for a term of one year: Gregory R. Page | Management | Y | For | For | ||||||||||||||||||
3M COMPANY | MMM | 88579Y101 | 11-May-2021 | Elect the member to the Board of Directors for a term of one year: Michael F. Roman | Management | Y | For | For | ||||||||||||||||||
3M COMPANY | MMM | 88579Y101 | 11-May-2021 | Elect the member to the Board of Directors for a term of one year: Patricia A. Woertz | Management | Y | For | For |
Diversified Income Fund
3M COMPANY | MMM | 88579Y101 | 11-May-2021 | To ratify the appointment of PricewaterhouseCoopers LLP as 3M's independent registered public accounting firm. | Management | Y | For | For | ||||||||||||||||||
3M COMPANY | MMM | 88579Y101 | 11-May-2021 | Advisory approval of executive compensation. | Management | Y | For | For | ||||||||||||||||||
3M COMPANY | MMM | 88579Y101 | 11-May-2021 | To approve the amendment and restatement of 3M Company 2016 Long-Term Incentive Plan. | Management | Y | For | For | ||||||||||||||||||
3M COMPANY | MMM | 88579Y101 | 11-May-2021 | Shareholder proposal on setting target amounts for CEO compensation. | Shareholder | Y | Against | For | ||||||||||||||||||
3M COMPANY | MMM | 88579Y101 | 11-May-2021 | Shareholder proposal on transitioning the Company to a public benefit corporation. | Shareholder | Y | Against | For | ||||||||||||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 13-May-2021 | Election of Director: Shellye L. Archambeau | Management | Y | For | For | ||||||||||||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 13-May-2021 | Election of Director: Roxanne S. Austin | Management | Y | For | For | ||||||||||||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 13-May-2021 | Election of Director: Mark T. Bertolini | Management | Y | For | For | ||||||||||||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 13-May-2021 | Election of Director: Melanie L. Healey | Management | Y | For | For | ||||||||||||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 13-May-2021 | Election of Director: Clarence Otis, Jr. | Management | Y | For | For | ||||||||||||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 13-May-2021 | Election of Director: Daniel H. Schulman | Management | Y | For | For | ||||||||||||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 13-May-2021 | Election of Director: Rodney E. Slater | Management | Y | For | For | ||||||||||||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 13-May-2021 | Election of Director: Hans E. Vestberg | Management | Y | For | For | ||||||||||||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 13-May-2021 | Election of Director: Gregory G. Weaver | Management | Y | For | For | ||||||||||||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 13-May-2021 | Advisory Vote to Approve Executive Compensation | Management | Y | Against | Against | ||||||||||||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 13-May-2021 | Ratification of Appointment of Independent Registered Public Accounting Firm | Management | Y | For | For | ||||||||||||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 13-May-2021 | Shareholder Action by Written Consent | Shareholder | Y | Against | For | ||||||||||||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 13-May-2021 | Amend Clawback Policy | Shareholder | Y | Against | For | ||||||||||||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 13-May-2021 | Shareholder Ratification of Annual Equity Awards | Shareholder | Y | Against | For | ||||||||||||||||||
UNION PACIFIC CORPORATION | UNP | 907818108 | 13-May-2021 | Election of Director: Andrew H. Card Jr. | Management | Y | For | For | ||||||||||||||||||
UNION PACIFIC CORPORATION | UNP | 907818108 | 13-May-2021 | Election of Director: William J. DeLaney | Management | Y | Against | Against | ||||||||||||||||||
UNION PACIFIC CORPORATION | UNP | 907818108 | 13-May-2021 | Election of Director: David B. Dillon | Management | Y | For | For | ||||||||||||||||||
UNION PACIFIC CORPORATION | UNP | 907818108 | 13-May-2021 | Election of Director: Lance M. Fritz | Management | Y | For | For | ||||||||||||||||||
UNION PACIFIC CORPORATION | UNP | 907818108 | 13-May-2021 | Election of Director: Deborah C. Hopkins | Management | Y | For | For | ||||||||||||||||||
UNION PACIFIC CORPORATION | UNP | 907818108 | 13-May-2021 | Election of Director: Jane H. Lute | Management | Y | For | For | ||||||||||||||||||
UNION PACIFIC CORPORATION | UNP | 907818108 | 13-May-2021 | Election of Director: Michael R. McCarthy | Management | Y | For | For | ||||||||||||||||||
UNION PACIFIC CORPORATION | UNP | 907818108 | 13-May-2021 | Election of Director: Thomas F. McLarty III | Management | Y | For | For | ||||||||||||||||||
UNION PACIFIC CORPORATION | UNP | 907818108 | 13-May-2021 | Election of Director: Jose H. Villarreal | Management | Y | For | For | ||||||||||||||||||
UNION PACIFIC CORPORATION | UNP | 907818108 | 13-May-2021 | Election of Director: Christopher J. Williams | Management | Y | For | For | ||||||||||||||||||
UNION PACIFIC CORPORATION | UNP | 907818108 | 13-May-2021 | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for 2021. | Management | Y | For | For | ||||||||||||||||||
UNION PACIFIC CORPORATION | UNP | 907818108 | 13-May-2021 | An advisory vote to approve executive compensation ("Say on Pay"). | Management | Y | Against | Against | ||||||||||||||||||
UNION PACIFIC CORPORATION | UNP | 907818108 | 13-May-2021 | Adoption of the Union Pacific Corporation 2021 Stock Incentive Plan. | Management | Y | For | For | ||||||||||||||||||
UNION PACIFIC CORPORATION | UNP | 907818108 | 13-May-2021 | Adoption of the Union Pacific Corporation 2021 Employee Stock Purchase Plan. | Management | Y | For | For |
Diversified Income Fund
UNION PACIFIC CORPORATION | UNP | 907818108 | 13-May-2021 | Shareholder proposal requesting an EEO-1 Report Disclosure, if properly presented at the Annual Meeting. | Shareholder | Y | For | Against | ||||||||||||||||||
UNION PACIFIC CORPORATION | UNP | 907818108 | 13-May-2021 | Shareholder proposal requesting an Annual Diversity and Inclusion Efforts Report, if properly presented at the Annual Meeting. | Shareholder | Y | For | Against | ||||||||||||||||||
UNION PACIFIC CORPORATION | UNP | 907818108 | 13-May-2021 | Shareholder proposal requesting an Annual Emissions Reduction Plan & annual advisory vote on Emissions Reduction Plan, if properly presented at the Annual Meeting. | Shareholder | Y | Against | For | ||||||||||||||||||
NUCOR CORPORATION | NUE | 670346105 | 13-May-2021 | Patrick J. Dempsey | Management | Y | For | For | ||||||||||||||||||
NUCOR CORPORATION | NUE | 670346105 | 13-May-2021 | Christopher J. Kearney | Management | Y | For | For | ||||||||||||||||||
NUCOR CORPORATION | NUE | 670346105 | 13-May-2021 | Laurette T. Koellner | Management | Y | For | For | ||||||||||||||||||
NUCOR CORPORATION | NUE | 670346105 | 13-May-2021 | Joseph D. Rupp | Management | Y | For | For | ||||||||||||||||||
NUCOR CORPORATION | NUE | 670346105 | 13-May-2021 | Leon J. Topalian | Management | Y | For | For | ||||||||||||||||||
NUCOR CORPORATION | NUE | 670346105 | 13-May-2021 | John H. Walker | Management | Y | For | For | ||||||||||||||||||
NUCOR CORPORATION | NUE | 670346105 | 13-May-2021 | Nadja Y. West | Management | Y | For | For | ||||||||||||||||||
NUCOR CORPORATION | NUE | 670346105 | 13-May-2021 | Ratification of the appointment of PricewaterhouseCoopers LLP to serve as Nucor's independent registered public accounting firm for 2021. | Management | Y | For | For | ||||||||||||||||||
NUCOR CORPORATION | NUE | 670346105 | 13-May-2021 | Approval, on an advisory basis, of Nucor's named executive officer compensation in 2020. | Management | Y | For | For | ||||||||||||||||||
BAKER HUGHES COMPANY | BKR | 05722G100 | 14-May-2021 | W. Geoffrey Beattie | Management | Y | For | For | ||||||||||||||||||
BAKER HUGHES COMPANY | BKR | 05722G100 | 14-May-2021 | Gregory D. Brenneman | Management | Y | For | For | ||||||||||||||||||
BAKER HUGHES COMPANY | BKR | 05722G100 | 14-May-2021 | Cynthia B. Carroll | Management | Y | For | For | ||||||||||||||||||
BAKER HUGHES COMPANY | BKR | 05722G100 | 14-May-2021 | Clarence P. Cazalot, Jr | Management | Y | For | For | ||||||||||||||||||
BAKER HUGHES COMPANY | BKR | 05722G100 | 14-May-2021 | Nelda J. Connors | Management | Y | For | For | ||||||||||||||||||
BAKER HUGHES COMPANY | BKR | 05722G100 | 14-May-2021 | Gregory L. Ebel | Management | Y | For | For | ||||||||||||||||||
BAKER HUGHES COMPANY | BKR | 05722G100 | 14-May-2021 | Lynn L. Elsenhans | Management | Y | For | For | ||||||||||||||||||
BAKER HUGHES COMPANY | BKR | 05722G100 | 14-May-2021 | John G. Rice | Management | Y | For | For | ||||||||||||||||||
BAKER HUGHES COMPANY | BKR | 05722G100 | 14-May-2021 | Lorenzo Simonelli | Management | Y | For | For | ||||||||||||||||||
BAKER HUGHES COMPANY | BKR | 05722G100 | 14-May-2021 | An advisory vote related to the Company's executive compensation program. | Management | Y | For | For | ||||||||||||||||||
BAKER HUGHES COMPANY | BKR | 05722G100 | 14-May-2021 | The ratification of KPMG LLP as the Company's independent registered public accounting firm for fiscal year 2021. | Management | Y | For | For | ||||||||||||||||||
BAKER HUGHES COMPANY | BKR | 05722G100 | 14-May-2021 | The approval of the Amendment and Restatement of the Baker Hughes Company Employee Stock Purchase Plan. | Management | Y | For | For | ||||||||||||||||||
BAKER HUGHES COMPANY | BKR | 05722G100 | 14-May-2021 | The approval of the Baker Hughes Company 2021 Long-Term Incentive Plan. | Management | Y | For | For | ||||||||||||||||||
THE HERSHEY COMPANY | HSY | 427866108 | 17-May-2021 | P. M. Arway | Management | Y | For | For | ||||||||||||||||||
THE HERSHEY COMPANY | HSY | 427866108 | 17-May-2021 | J. W. Brown | Management | Y | For | For | ||||||||||||||||||
THE HERSHEY COMPANY | HSY | 427866108 | 17-May-2021 | M. G. Buck | Management | Y | For | For | ||||||||||||||||||
THE HERSHEY COMPANY | HSY | 427866108 | 17-May-2021 | V. L. Crawford | Management | Y | For | For | ||||||||||||||||||
THE HERSHEY COMPANY | HSY | 427866108 | 17-May-2021 | R. M. Dutkowsky | Management | Y | For | For | ||||||||||||||||||
THE HERSHEY COMPANY | HSY | 427866108 | 17-May-2021 | M. K. Haben | Management | Y | For | For | ||||||||||||||||||
THE HERSHEY COMPANY | HSY | 427866108 | 17-May-2021 | J. C. Katzman | Management | Y | For | For | ||||||||||||||||||
THE HERSHEY COMPANY | HSY | 427866108 | 17-May-2021 | M. D. Koken | Management | Y | For | For |
Diversified Income Fund
THE HERSHEY COMPANY | HSY | 427866108 | 17-May-2021 | R. M. Malcolm | Management | Y | For | For | ||||||||||||||||||
THE HERSHEY COMPANY | HSY | 427866108 | 17-May-2021 | A. J. Palmer | Management | Y | For | For | ||||||||||||||||||
THE HERSHEY COMPANY | HSY | 427866108 | 17-May-2021 | J. R. Perez | Management | Y | For | For | ||||||||||||||||||
THE HERSHEY COMPANY | HSY | 427866108 | 17-May-2021 | W. L. Schoppert | Management | Y | For | For | ||||||||||||||||||
THE HERSHEY COMPANY | HSY | 427866108 | 17-May-2021 | Ratify the appointment of Ernst & Young LLP as independent auditors for 2021. | Management | Y | For | For | ||||||||||||||||||
THE HERSHEY COMPANY | HSY | 427866108 | 17-May-2021 | Approve named executive officer compensation on a non-binding advisory basis. | Management | Y | For | For | ||||||||||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 18-May-2021 | Election of Director: Linda B. Bammann | Management | Y | For | For | ||||||||||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 18-May-2021 | Election of Director: Stephen B. Burke | Management | Y | For | For | ||||||||||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 18-May-2021 | Election of Director: Todd A. Combs | Management | Y | For | For | ||||||||||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 18-May-2021 | Election of Director: James S. Crown | Management | Y | For | For | ||||||||||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 18-May-2021 | Election of Director: James Dimon | Management | Y | For | For | ||||||||||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 18-May-2021 | Election of Director: Timothy P. Flynn | Management | Y | For | For | ||||||||||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 18-May-2021 | Election of Director: Mellody Hobson | Management | Y | For | For | ||||||||||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 18-May-2021 | Election of Director: Michael A. Neal | Management | Y | For | For | ||||||||||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 18-May-2021 | Election of Director: Phebe N. Novakovic | Management | Y | For | For | ||||||||||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 18-May-2021 | Election of Director: Virginia M. Rometty | Management | Y | For | For | ||||||||||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 18-May-2021 | Advisory resolution to approve executive compensation. | Management | Y | For | For | ||||||||||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 18-May-2021 | Approval of Amended and Restated Long-Term Incentive Plan effective May 18, 2021. | Management | Y | For | For | ||||||||||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 18-May-2021 | Ratification of independent registered public accounting firm. | Management | Y | For | For | ||||||||||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 18-May-2021 | Improve shareholder written consent. | Shareholder | Y | For | Against | ||||||||||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 18-May-2021 | Racial equity audit and report. | Shareholder | Y | For | Against | ||||||||||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 18-May-2021 | Independent board chairman. | Shareholder | Y | For | Against | ||||||||||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 18-May-2021 | Political and electioneering expenditure congruency report. | Shareholder | Y | Against | For | ||||||||||||||||||
AMGEN INC. | AMGN | 031162100 | 18-May-2021 | Election of Director for a term of office expiring at the 2022 annual meeting: Dr. Wanda M. Austin | Management | Y | For | For | ||||||||||||||||||
AMGEN INC. | AMGN | 031162100 | 18-May-2021 | Election of Director for a term of office expiring at the 2022 annual meeting: Mr. Robert A. Bradway | Management | Y | For | For | ||||||||||||||||||
AMGEN INC. | AMGN | 031162100 | 18-May-2021 | Election of Director for a term of office expiring at the 2022 annual meeting: Dr. Brian J. Druker | Management | Y | For | For | ||||||||||||||||||
AMGEN INC. | AMGN | 031162100 | 18-May-2021 | Election of Director for a term of office expiring at the 2022 annual meeting: Mr. Robert A. Eckert | Management | Y | For | For | ||||||||||||||||||
AMGEN INC. | AMGN | 031162100 | 18-May-2021 | Election of Director for a term of office expiring at the 2022 annual meeting: Mr. Greg C. Garland | Management | Y | For | For | ||||||||||||||||||
AMGEN INC. | AMGN | 031162100 | 18-May-2021 | Election of Director for a term of office expiring at the 2022 annual meeting: Mr. Charles M. Holley, Jr. | Management | Y | For | For | ||||||||||||||||||
AMGEN INC. | AMGN | 031162100 | 18-May-2021 | Election of Director for a term of office expiring at the 2022 annual meeting: Dr. Tyler Jacks | Management | Y | For | For | ||||||||||||||||||
AMGEN INC. | AMGN | 031162100 | 18-May-2021 | Election of Director for a term of office expiring at the 2022 annual meeting: Ms. Ellen J. Kullman | Management | Y | For | For | ||||||||||||||||||
AMGEN INC. | AMGN | 031162100 | 18-May-2021 | Election of Director for a term of office expiring at the 2022 annual meeting: Ms. Amy E. Miles | Management | Y | For | For | ||||||||||||||||||
AMGEN INC. | AMGN | 031162100 | 18-May-2021 | Election of Director for a term of office expiring at the 2022 annual meeting: Dr. Ronald D. Sugar | Management | Y | For | For |
Diversified Income Fund
AMGEN INC. | AMGN | 031162100 | 18-May-2021 | Election of Director for a term of office expiring at the 2022 annual meeting: Dr. R. Sanders Williams | Management | Y | For | For | ||||||||||||||||||
AMGEN INC. | AMGN | 031162100 | 18-May-2021 | Advisory vote to approve our executive compensation. | Management | Y | For | For | ||||||||||||||||||
AMGEN INC. | AMGN | 031162100 | 18-May-2021 | To ratify the selection of Ernst & Young LLP as our independent registered public accountants for the fiscal year ending December 31, 2021. | Management | Y | For | For | ||||||||||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 20-May-2021 | Election of Director: Gerard J. Arpey | Management | Y | For | For | ||||||||||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 20-May-2021 | Election of Director: Ari Bousbib | Management | Y | For | For | ||||||||||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 20-May-2021 | Election of Director: Jeffery H. Boyd | Management | Y | For | For | ||||||||||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 20-May-2021 | Election of Director: Gregory D. Brenneman | Management | Y | For | For | ||||||||||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 20-May-2021 | Election of Director: J. Frank Brown | Management | Y | For | For | ||||||||||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 20-May-2021 | Election of Director: Albert P. Carey | Management | Y | For | For | ||||||||||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 20-May-2021 | Election of Director: Helena B. Foulkes | Management | Y | For | For | ||||||||||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 20-May-2021 | Election of Director: Linda R. Gooden | Management | Y | For | For | ||||||||||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 20-May-2021 | Election of Director: Wayne M. Hewett | Management | Y | For | For | ||||||||||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 20-May-2021 | Election of Director: Manuel Kadre | Management | Y | For | For | ||||||||||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 20-May-2021 | Election of Director: Stephanie C. Linnartz | Management | Y | For | For | ||||||||||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 20-May-2021 | Election of Director: Craig A. Menear | Management | Y | For | For | ||||||||||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 20-May-2021 | Ratification of the Appointment of KPMG LLP. | Management | Y | For | For | ||||||||||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 20-May-2021 | Advisory Vote to Approve Executive Compensation ("Say-on-Pay"). | Management | Y | Against | Against | ||||||||||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 20-May-2021 | Shareholder Proposal Regarding Amendment of Shareholder Written Consent Right. | Shareholder | Y | Against | For | ||||||||||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 20-May-2021 | Shareholder Proposal Regarding Political Contributions Congruency Analysis. | Shareholder | Y | Against | For | ||||||||||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 20-May-2021 | Shareholder Proposal Regarding Report on Prison Labor in the Supply Chain. | Shareholder | Y | Against | For | ||||||||||||||||||
THE TRAVELERS COMPANIES, INC. | TRV | 89417E109 | 20-May-2021 | Election of Director: Alan L. Beller | Management | Y | For | For | ||||||||||||||||||
THE TRAVELERS COMPANIES, INC. | TRV | 89417E109 | 20-May-2021 | Election of Director: Janet M. Dolan | Management | Y | For | For | ||||||||||||||||||
THE TRAVELERS COMPANIES, INC. | TRV | 89417E109 | 20-May-2021 | Election of Director: Patricia L. Higgins | Management | Y | For | For | ||||||||||||||||||
THE TRAVELERS COMPANIES, INC. | TRV | 89417E109 | 20-May-2021 | Election of Director: William J. Kane | Management | Y | For | For | ||||||||||||||||||
THE TRAVELERS COMPANIES, INC. | TRV | 89417E109 | 20-May-2021 | Election of Director: Thomas B. Leonardi | Management | Y | For | For | ||||||||||||||||||
THE TRAVELERS COMPANIES, INC. | TRV | 89417E109 | 20-May-2021 | Election of Director: Clarence Otis Jr. | Management | Y | For | For | ||||||||||||||||||
THE TRAVELERS COMPANIES, INC. | TRV | 89417E109 | 20-May-2021 | Election of Director: Elizabeth E. Robinson | Management | Y | For | For | ||||||||||||||||||
THE TRAVELERS COMPANIES, INC. | TRV | 89417E109 | 20-May-2021 | Election of Director: Philip T. Ruegger III | Management | Y | For | For | ||||||||||||||||||
THE TRAVELERS COMPANIES, INC. | TRV | 89417E109 | 20-May-2021 | Election of Director: Todd C. Schermerhorn | Management | Y | For | For | ||||||||||||||||||
THE TRAVELERS COMPANIES, INC. | TRV | 89417E109 | 20-May-2021 | Election of Director: Alan D. Schnitzer | Management | Y | For | For | ||||||||||||||||||
THE TRAVELERS COMPANIES, INC. | TRV | 89417E109 | 20-May-2021 | Election of Director: Laurie J. Thomsen | Management | Y | For | For | ||||||||||||||||||
THE TRAVELERS COMPANIES, INC. | TRV | 89417E109 | 20-May-2021 | Ratification of the appointment of KPMG LLP as The Travelers Companies, Inc.'s independent registered public accounting firm for 2021. | Management | Y | For | For | ||||||||||||||||||
THE TRAVELERS COMPANIES, INC. | TRV | 89417E109 | 20-May-2021 | Non-binding vote to approve executive compensation. | Management | Y | For | For |
Diversified Income Fund
THE TRAVELERS COMPANIES, INC. | TRV | 89417E109 | 20-May-2021 | Approve an amendment to The Travelers Companies, Inc. Amended and Restated 2014 Stock Incentive Plan. | Management | Y | For | For | ||||||||||||||||||
MCDONALD'S CORPORATION | MCD | 580135101 | 20-May-2021 | Election of Director for a one-year term expiring in 2022: Lloyd Dean | Management | Y | For | For | ||||||||||||||||||
MCDONALD'S CORPORATION | MCD | 580135101 | 20-May-2021 | Election of Director for a one-year term expiring in 2022: Robert Eckert | Management | Y | For | For | ||||||||||||||||||
MCDONALD'S CORPORATION | MCD | 580135101 | 20-May-2021 | Election of Director for a one-year term expiring in 2022: Catherine Engelbert | Management | Y | For | For | ||||||||||||||||||
MCDONALD'S CORPORATION | MCD | 580135101 | 20-May-2021 | Election of Director for a one-year term expiring in 2022: Margaret Georgiadis | Management | Y | For | For | ||||||||||||||||||
MCDONALD'S CORPORATION | MCD | 580135101 | 20-May-2021 | Election of Director for a one-year term expiring in 2022: Enrique Hernandez, Jr. | Management | Y | Against | Against | ||||||||||||||||||
MCDONALD'S CORPORATION | MCD | 580135101 | 20-May-2021 | Election of Director for a one-year term expiring in 2022: Christopher Kempczinski | Management | Y | For | For | ||||||||||||||||||
MCDONALD'S CORPORATION | MCD | 580135101 | 20-May-2021 | Election of Director for a one-year term expiring in 2022: Richard Lenny | Management | Y | Against | Against | ||||||||||||||||||
MCDONALD'S CORPORATION | MCD | 580135101 | 20-May-2021 | Election of Director for a one-year term expiring in 2022: John Mulligan | Management | Y | For | For | ||||||||||||||||||
MCDONALD'S CORPORATION | MCD | 580135101 | 20-May-2021 | Election of Director for a one-year term expiring in 2022: Sheila Penrose | Management | Y | For | For | ||||||||||||||||||
MCDONALD'S CORPORATION | MCD | 580135101 | 20-May-2021 | Election of Director for a one-year term expiring in 2022: John Rogers, Jr. | Management | Y | For | For | ||||||||||||||||||
MCDONALD'S CORPORATION | MCD | 580135101 | 20-May-2021 | Election of Director for a one-year term expiring in 2022: Paul Walsh | Management | Y | For | For | ||||||||||||||||||
MCDONALD'S CORPORATION | MCD | 580135101 | 20-May-2021 | Election of Director for a one-year term expiring in 2022: Miles White | Management | Y | For | For | ||||||||||||||||||
MCDONALD'S CORPORATION | MCD | 580135101 | 20-May-2021 | Advisory vote to approve executive compensation. | Management | Y | For | For | ||||||||||||||||||
MCDONALD'S CORPORATION | MCD | 580135101 | 20-May-2021 | Advisory vote to ratify the appointment of Ernst & Young LLP as independent auditor for 2021. | Management | Y | For | For | ||||||||||||||||||
MCDONALD'S CORPORATION | MCD | 580135101 | 20-May-2021 | Advisory vote on a shareholder proposal requesting a report on sugar and public health, if properly presented. | Shareholder | Y | Against | For | ||||||||||||||||||
MCDONALD'S CORPORATION | MCD | 580135101 | 20-May-2021 | Advisory vote on a shareholder proposal requesting a report on antibiotics and public health costs, if properly presented. | Shareholder | Y | Against | For | ||||||||||||||||||
MCDONALD'S CORPORATION | MCD | 580135101 | 20-May-2021 | Advisory vote on a shareholder proposal requesting the ability for shareholders to act by written consent, if properly presented. | Shareholder | Y | Against | For | ||||||||||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 21-May-2021 | Election of Director: Darius Adamczyk | Management | Y | For | For | ||||||||||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 21-May-2021 | Election of Director: Duncan B. Angove | Management | Y | For | For | ||||||||||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 21-May-2021 | Election of Director: William S. Ayer | Management | Y | For | For | ||||||||||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 21-May-2021 | Election of Director: Kevin Burke | Management | Y | For | For | ||||||||||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 21-May-2021 | Election of Director: D. Scott Davis | Management | Y | For | For | ||||||||||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 21-May-2021 | Election of Director: Deborah Flint | Management | Y | For | For | ||||||||||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 21-May-2021 | Election of Director: Judd Gregg | Management | Y | For | For | ||||||||||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 21-May-2021 | Election of Director: Grace D. Lieblein | Management | Y | For | For | ||||||||||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 21-May-2021 | Election of Director: Raymond T. Odierno | Management | Y | For | For | ||||||||||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 21-May-2021 | Election of Director: George Paz | Management | Y | For | For | ||||||||||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 21-May-2021 | Election of Director: Robin L. Washington | Management | Y | For | For | ||||||||||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 21-May-2021 | Advisory Vote to Approve Executive Compensation. | Management | Y | For | For | ||||||||||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 21-May-2021 | Approval of Independent Accountants. | Management | Y | For | For | ||||||||||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 21-May-2021 | Shareholder Right To Act By Written Consent. | Shareholder | Y | Against | For | ||||||||||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 25-May-2021 | Election of Director: Leslie A. Brun | Management | Y | For | For |
Diversified Income Fund
MERCK & CO., INC. | MRK | 58933Y105 | 25-May-2021 | Election of Director: Mary Ellen Coe | Management | Y | For | For | ||||||||||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 25-May-2021 | Election of Director: Pamela J. Craig | Management | Y | For | For | ||||||||||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 25-May-2021 | Election of Director: Kenneth C. Frazier | Management | Y | For | For | ||||||||||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 25-May-2021 | Election of Director: Thomas H. Glocer | Management | Y | For | For | ||||||||||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 25-May-2021 | Election of Director: Risa J. Lavizzo-Mourey | Management | Y | For | For | ||||||||||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 25-May-2021 | Election of Director: Stephen L. Mayo | Management | Y | For | For | ||||||||||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 25-May-2021 | Election of Director: Paul B. Rothman | Management | Y | For | For | ||||||||||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 25-May-2021 | Election of Director: Patricia F. Russo | Management | Y | For | For | ||||||||||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 25-May-2021 | Election of Director: Christine E. Seidman | Management | Y | For | For | ||||||||||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 25-May-2021 | Election of Director: Inge G. Thulin | Management | Y | For | For | ||||||||||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 25-May-2021 | Election of Director: Kathy J. Warden | Management | Y | For | For | ||||||||||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 25-May-2021 | Election of Director: Peter C. Wendell | Management | Y | For | For | ||||||||||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 25-May-2021 | Non-binding advisory vote to approve the compensation of our named executive officers. | Management | Y | For | For | ||||||||||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 25-May-2021 | Ratification of the appointment of the Company's independent registered public accounting firm for 2021. | Management | Y | For | For | ||||||||||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 25-May-2021 | Shareholder proposal concerning a shareholder right to act by written consent. | Shareholder | Y | Against | For | ||||||||||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 25-May-2021 | Shareholder proposal regarding access to COVID-19 products. | Shareholder | Y | Against | For | ||||||||||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 26-May-2021 | Election of Director: Thomas A. Bartlett | Management | Y | For | For | ||||||||||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 26-May-2021 | Election of Director: Raymond P. Dolan | Management | Y | For | For | ||||||||||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 26-May-2021 | Election of Director: Kenneth R. Frank | Management | Y | For | For | ||||||||||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 26-May-2021 | Election of Director: Robert D. Hormats | Management | Y | For | For | ||||||||||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 26-May-2021 | Election of Director: Gustavo Lara Cantu | Management | Y | For | For | ||||||||||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 26-May-2021 | Election of Director: Grace D. Lieblein | Management | Y | For | For | ||||||||||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 26-May-2021 | Election of Director: Craig Macnab | Management | Y | For | For | ||||||||||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 26-May-2021 | Election of Director: JoAnn A. Reed | Management | Y | For | For | ||||||||||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 26-May-2021 | Election of Director: Pamela D.A. Reeve | Management | Y | For | For | ||||||||||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 26-May-2021 | Election of Director: David E. Sharbutt | Management | Y | For | For | ||||||||||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 26-May-2021 | Election of Director: Bruce L. Tanner | Management | Y | For | For | ||||||||||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 26-May-2021 | Election of Director: Samme L. Thompson | Management | Y | For | For | ||||||||||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 26-May-2021 | To ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2021. | Management | Y | For | For | ||||||||||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 26-May-2021 | To approve, on an advisory basis, the Company's executive compensation. | Management | Y | Against | Against | ||||||||||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 26-May-2021 | Stockholder proposal to amend the appropriate governing documents to reduce the ownership threshold required to call a special meeting of the stockholders. | Shareholder | Y | For | Against | ||||||||||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 26-May-2021 | Stockholder proposal to require the Board of Directors to create a standing committee to oversee human rights issues. | Shareholder | Y | Against | For | ||||||||||||||||||
BLACKROCK, INC. | BLK | 09247X101 | 26-May-2021 | Election of Director: Bader M. Alsaad | Management | Y | For | For |
Diversified Income Fund
BLACKROCK, INC. | BLK | 09247X101 | 26-May-2021 | Election of Director: Pamela Daley | Management | Y | For | For | ||||||||||||||||||
BLACKROCK, INC. | BLK | 09247X101 | 26-May-2021 | Election of Director: Jessica P. Einhorn | Management | Y | For | For | ||||||||||||||||||
BLACKROCK, INC. | BLK | 09247X101 | 26-May-2021 | Election of Director: Laurence D. Fink | Management | Y | For | For | ||||||||||||||||||
BLACKROCK, INC. | BLK | 09247X101 | 26-May-2021 | Election of Director: William E. Ford | Management | Y | For | For | ||||||||||||||||||
BLACKROCK, INC. | BLK | 09247X101 | 26-May-2021 | Election of Director: Fabrizio Freda | Management | Y | For | For | ||||||||||||||||||
BLACKROCK, INC. | BLK | 09247X101 | 26-May-2021 | Election of Director: Murry S. Gerber | Management | Y | For | For | ||||||||||||||||||
BLACKROCK, INC. | BLK | 09247X101 | 26-May-2021 | Election of Director: Margaret "Peggy" L. Johnson | Management | Y | For | For | ||||||||||||||||||
BLACKROCK, INC. | BLK | 09247X101 | 26-May-2021 | Election of Director: Robert S. Kapito | Management | Y | For | For | ||||||||||||||||||
BLACKROCK, INC. | BLK | 09247X101 | 26-May-2021 | Election of Director: Cheryl D. Mills | Management | Y | For | For | ||||||||||||||||||
BLACKROCK, INC. | BLK | 09247X101 | 26-May-2021 | Election of Director: Gordon M. Nixon | Management | Y | For | For | ||||||||||||||||||
BLACKROCK, INC. | BLK | 09247X101 | 26-May-2021 | Election of Director: Charles H. Robbins | Management | Y | For | For | ||||||||||||||||||
BLACKROCK, INC. | BLK | 09247X101 | 26-May-2021 | Election of Director: Marco Antonio Slim Domit | Management | Y | For | For | ||||||||||||||||||
BLACKROCK, INC. | BLK | 09247X101 | 26-May-2021 | Election of Director: Hans E. Vestberg | Management | Y | For | For | ||||||||||||||||||
BLACKROCK, INC. | BLK | 09247X101 | 26-May-2021 | Election of Director: Susan L. Wagner | Management | Y | For | For | ||||||||||||||||||
BLACKROCK, INC. | BLK | 09247X101 | 26-May-2021 | Election of Director: Mark Wilson | Management | Y | For | For | ||||||||||||||||||
BLACKROCK, INC. | BLK | 09247X101 | 26-May-2021 | Approval, in a non-binding advisory vote, of the compensation for named executive officers. | Management | Y | Against | Against | ||||||||||||||||||
BLACKROCK, INC. | BLK | 09247X101 | 26-May-2021 | Ratification of the appointment of Deloitte LLP as BlackRock's independent registered public accounting firm for the fiscal year 2021. | Management | Y | For | For | ||||||||||||||||||
BLACKROCK, INC. | BLK | 09247X101 | 26-May-2021 | Approve amendments to BlackRock's Amended and Restated Certificate of Incorporation to: Provide shareholders with the right to call a special meeting. | Management | Y | For | For | ||||||||||||||||||
BLACKROCK, INC. | BLK | 09247X101 | 26-May-2021 | Approve amendments to BlackRock's Amended and Restated Certificate of Incorporation to: Eliminate certain supermajority vote requirements. | Management | Y | For | For | ||||||||||||||||||
BLACKROCK, INC. | BLK | 09247X101 | 26-May-2021 | Approve amendments to BlackRock's Amended and Restated Certificate of Incorporation to: Eliminate certain provisions that are no longer applicable and make certain other technical revisions. | Management | Y | For | For | ||||||||||||||||||
BLACKROCK, INC. | BLK | 09247X101 | 26-May-2021 | Shareholder Proposal - Amend Certificate of Incorporation to convert to a public benefit corporation. | Shareholder | Y | Against | For | ||||||||||||||||||
COMCAST CORPORATION | CMCSA | 20030N101 | 02-Jun-2021 | Kenneth J. Bacon | Management | Y | For | For | ||||||||||||||||||
COMCAST CORPORATION | CMCSA | 20030N101 | 02-Jun-2021 | Madeline S. Bell | Management | Y | For | For | ||||||||||||||||||
COMCAST CORPORATION | CMCSA | 20030N101 | 02-Jun-2021 | Naomi M. Bergman | Management | Y | For | For | ||||||||||||||||||
COMCAST CORPORATION | CMCSA | 20030N101 | 02-Jun-2021 | Edward D. Breen | Management | Y | For | For | ||||||||||||||||||
COMCAST CORPORATION | CMCSA | 20030N101 | 02-Jun-2021 | Gerald L. Hassell | Management | Y | For | For | ||||||||||||||||||
COMCAST CORPORATION | CMCSA | 20030N101 | 02-Jun-2021 | Jeffrey A. Honickman | Management | Y | For | For | ||||||||||||||||||
COMCAST CORPORATION | CMCSA | 20030N101 | 02-Jun-2021 | Maritza G. Montiel | Management | Y | For | For | ||||||||||||||||||
COMCAST CORPORATION | CMCSA | 20030N101 | 02-Jun-2021 | Asuka Nakahara | Management | Y | For | For | ||||||||||||||||||
COMCAST CORPORATION | CMCSA | 20030N101 | 02-Jun-2021 | David C. Novak | Management | Y | For | For | ||||||||||||||||||
COMCAST CORPORATION | CMCSA | 20030N101 | 02-Jun-2021 | Brian L. Roberts | Management | Y | For | For | ||||||||||||||||||
COMCAST CORPORATION | CMCSA | 20030N101 | 02-Jun-2021 | Advisory vote on executive compensation. | Management | Y | Against | Against | ||||||||||||||||||
COMCAST CORPORATION | CMCSA | 20030N101 | 02-Jun-2021 | Ratification of the appointment of our independent auditors. | Management | Y | For | For |
Diversified Income Fund
COMCAST CORPORATION | CMCSA | 20030N101 | 02-Jun-2021 | Shareholder Proposal: To conduct independent investigation and report on risks posed by failing to prevent sexual harassment. | Shareholder | Y | For | Against | ||||||||||||||||||
CATERPILLAR INC. | CAT | 149123101 | 09-Jun-2021 | Election of Director: Kelly A. Ayotte | Management | Y | For | For | ||||||||||||||||||
CATERPILLAR INC. | CAT | 149123101 | 09-Jun-2021 | Election of Director: David L. Calhoun | Management | Y | For | For | ||||||||||||||||||
CATERPILLAR INC. | CAT | 149123101 | 09-Jun-2021 | Election of Director: Daniel M. Dickinson | Management | Y | For | For | ||||||||||||||||||
CATERPILLAR INC. | CAT | 149123101 | 09-Jun-2021 | Election of Director: Gerald Johnson | Management | Y | For | For | ||||||||||||||||||
CATERPILLAR INC. | CAT | 149123101 | 09-Jun-2021 | Election of Director: David W. MacLennan | Management | Y | For | For | ||||||||||||||||||
CATERPILLAR INC. | CAT | 149123101 | 09-Jun-2021 | Election of Director: Debra L. Reed-Klages | Management | Y | For | For | ||||||||||||||||||
CATERPILLAR INC. | CAT | 149123101 | 09-Jun-2021 | Election of Director: Edward B. Rust, Jr. | Management | Y | For | For | ||||||||||||||||||
CATERPILLAR INC. | CAT | 149123101 | 09-Jun-2021 | Election of Director: Susan C. Schwab | Management | Y | For | For | ||||||||||||||||||
CATERPILLAR INC. | CAT | 149123101 | 09-Jun-2021 | Election of Director: D. James Umpleby III | Management | Y | For | For | ||||||||||||||||||
CATERPILLAR INC. | CAT | 149123101 | 09-Jun-2021 | Election of Director: Miles D. White | Management | Y | For | For | ||||||||||||||||||
CATERPILLAR INC. | CAT | 149123101 | 09-Jun-2021 | Election of Director: Rayford Wilkins, Jr. | Management | Y | For | For | ||||||||||||||||||
CATERPILLAR INC. | CAT | 149123101 | 09-Jun-2021 | Ratification of our Independent Registered Public Accounting Firm. | Management | Y | For | For | ||||||||||||||||||
CATERPILLAR INC. | CAT | 149123101 | 09-Jun-2021 | Advisory Vote to Approve Executive Compensation. | Management | Y | For | For | ||||||||||||||||||
CATERPILLAR INC. | CAT | 149123101 | 09-Jun-2021 | Shareholder Proposal - Report on Climate Policy. | Shareholder | Y | For | Against | ||||||||||||||||||
CATERPILLAR INC. | CAT | 149123101 | 09-Jun-2021 | Shareholder Proposal - Report on Diversity and Inclusion. | Shareholder | Y | For | Against | ||||||||||||||||||
CATERPILLAR INC. | CAT | 149123101 | 09-Jun-2021 | Shareholder Proposal - Transition to a Public Benefit Corporation. | Shareholder | Y | Against | For | ||||||||||||||||||
CATERPILLAR INC. | CAT | 149123101 | 09-Jun-2021 | Shareholder Proposal - Shareholder Action by Written Consent. | Shareholder | Y | For | Against |
Dividend Income Fund
Name of Issuer | Ticker Symbol | Cusip | Meeting Date | Proposal | Type | Registrant Vote Cast | Vote on Proxyedge | For/Against Management | ||||||||||||||||||
LINDE PLC | LIN | G5494J103 | 27-Jul-2020 | Election of Director: Prof. Dr. Wolfgang Reitzle | Management | Y | For | For | ||||||||||||||||||
LINDE PLC | LIN | G5494J103 | 27-Jul-2020 | Election of Director: Stephen F. Angel | Management | Y | For | For | ||||||||||||||||||
LINDE PLC | LIN | G5494J103 | 27-Jul-2020 | Election of Director: Prof. DDr. Ann-Kristin Achleitner | Management | Y | For | For | ||||||||||||||||||
LINDE PLC | LIN | G5494J103 | 27-Jul-2020 | Election of Director: Prof. Dr. Clemens Börsig | Management | Y | For | For | ||||||||||||||||||
LINDE PLC | LIN | G5494J103 | 27-Jul-2020 | Election of Director: Dr. Nance K. Dicciani | Management | Y | For | For | ||||||||||||||||||
LINDE PLC | LIN | G5494J103 | 27-Jul-2020 | Election of Director: Dr. Thomas Enders | Management | Y | For | For | ||||||||||||||||||
LINDE PLC | LIN | G5494J103 | 27-Jul-2020 | Election of Director: Franz Fehrenbach | Management | Y | For | For | ||||||||||||||||||
LINDE PLC | LIN | G5494J103 | 27-Jul-2020 | Election of Director: Edward G. Galante | Management | Y | For | For | ||||||||||||||||||
LINDE PLC | LIN | G5494J103 | 27-Jul-2020 | Election of Director: Larry D. McVay | Management | Y | For | For | ||||||||||||||||||
LINDE PLC | LIN | G5494J103 | 27-Jul-2020 | Election of Director: Dr. Victoria Ossadnik | Management | Y | For | For | ||||||||||||||||||
LINDE PLC | LIN | G5494J103 | 27-Jul-2020 | Election of Director: Prof. Dr. Martin H. Richenhagen | Management | Y | For | For | ||||||||||||||||||
LINDE PLC | LIN | G5494J103 | 27-Jul-2020 | Election of Director: Robert L. Wood | Management | Y | For | For | ||||||||||||||||||
LINDE PLC | LIN | G5494J103 | 27-Jul-2020 | To ratify, on an advisory and non-binding basis, the appointment of PricewaterhouseCoopers ("PWC") as the independent auditor. | Management | Y | For | For | ||||||||||||||||||
LINDE PLC | LIN | G5494J103 | 27-Jul-2020 | To authorize the Board, acting through the Audit Committee, to determine PWC's remuneration. | Management | Y | For | For | ||||||||||||||||||
LINDE PLC | LIN | G5494J103 | 27-Jul-2020 | To determine the price range at which Linde plc can re-allot shares that it acquires as treasury shares under Irish law. | Management | Y | For | For | ||||||||||||||||||
LINDE PLC | LIN | G5494J103 | 27-Jul-2020 | To approve, on an advisory and non-binding basis, the compensation of Linde plc's Named Executive Officers, as disclosed in the 2020 Proxy Statement. | Management | Y | Against | Against | ||||||||||||||||||
ANALOG DEVICES, INC. | ADI | 032654105 | 08-Oct-2020 | To approve the issuance of shares of common stock, par value $0.16 2/3 per share, of Analog Devices, Inc. ("Analog Devices") to the stockholders of Maxim Integrated Products, Inc. ("Maxim") in connection with the merger contemplated by the Agreement and Plan of Merger, dated as of July 12, 2020 (as it may be amended from time to time), by and among Analog Devices, Magneto Corp., a Delaware corporation and wholly-owned subsidiary of Analog Devices, and Maxim (the "Analog Devices share issuance proposal"). | Management | Y | For | For |
Dividend Income Fund
ANALOG DEVICES, INC. | ADI | 032654105 | 08-Oct-2020 | To adjourn the Special Meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes at the time of the Special Meeting to approve the Analog Devices share issuance proposal or to ensure that any supplement or amendment to the accompanying joint proxy statement/prospectus is timely provided to Analog Devices shareholders. | Management | Y | For | For | ||||||||||||||||||
THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 13-Oct-2020 | ELECTION OF DIRECTOR: Francis S. Blake | Management | Y | For | For | ||||||||||||||||||
THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 13-Oct-2020 | ELECTION OF DIRECTOR: Angela F. Braly | Management | Y | For | For | ||||||||||||||||||
THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 13-Oct-2020 | ELECTION OF DIRECTOR: Amy L. Chang | Management | Y | For | For | ||||||||||||||||||
THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 13-Oct-2020 | ELECTION OF DIRECTOR: Joseph Jimenez | Management | Y | For | For | ||||||||||||||||||
THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 13-Oct-2020 | ELECTION OF DIRECTOR: Debra L. Lee | Management | Y | For | For | ||||||||||||||||||
THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 13-Oct-2020 | ELECTION OF DIRECTOR: Terry J. Lundgren | Management | Y | For | For | ||||||||||||||||||
THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 13-Oct-2020 | ELECTION OF DIRECTOR: Christine M. McCarthy | Management | Y | For | For | ||||||||||||||||||
THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 13-Oct-2020 | ELECTION OF DIRECTOR: W. James McNerney, Jr. | Management | Y | For | For | ||||||||||||||||||
THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 13-Oct-2020 | ELECTION OF DIRECTOR: Nelson Peltz | Management | Y | For | For | ||||||||||||||||||
THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 13-Oct-2020 | ELECTION OF DIRECTOR: David S. Taylor | Management | Y | For | For | ||||||||||||||||||
THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 13-Oct-2020 | ELECTION OF DIRECTOR: Margaret C. Whitman | Management | Y | For | For | ||||||||||||||||||
THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 13-Oct-2020 | ELECTION OF DIRECTOR: Patricia A. Woertz | Management | Y | For | For | ||||||||||||||||||
THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 13-Oct-2020 | Ratify Appointment of the Independent Registered Public Accounting Firm. | Management | Y | For | For | ||||||||||||||||||
THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 13-Oct-2020 | Advisory Vote to Approve the Company's Executive Compensation (the "Say on Pay" vote). | Management | Y | For | For | ||||||||||||||||||
THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 13-Oct-2020 | Approval of The Procter & Gamble Company International Stock Ownership Plan, As Amended and Restated. | Management | Y | For | For | ||||||||||||||||||
THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 13-Oct-2020 | Shareholder Proposal - Report on Efforts to Eliminate Deforestation. | Shareholder | Y | Against | For | ||||||||||||||||||
THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 13-Oct-2020 | Shareholder Proposal - Annual Report on Diversity. | Shareholder | Y | Against | For | ||||||||||||||||||
PAYCHEX, INC. | PAYX | 704326107 | 15-Oct-2020 | Election of Director: B. Thomas Golisano | Management | Y | For | For | ||||||||||||||||||
PAYCHEX, INC. | PAYX | 704326107 | 15-Oct-2020 | Election of Director: Thomas F. Bonadio | Management | Y | For | For | ||||||||||||||||||
PAYCHEX, INC. | PAYX | 704326107 | 15-Oct-2020 | Election of Director: Joseph G. Doody | Management | Y | For | For |
Dividend Income Fund
PAYCHEX, INC. | PAYX | 704326107 | 15-Oct-2020 | Election of Director: David J.S. Flaschen | Management | Y | For | For | ||||||||||||||||||
PAYCHEX, INC. | PAYX | 704326107 | 15-Oct-2020 | Election of Director: Pamela A. Joseph | Management | Y | For | For | ||||||||||||||||||
PAYCHEX, INC. | PAYX | 704326107 | 15-Oct-2020 | Election of Director: Martin Mucci | Management | Y | For | For | ||||||||||||||||||
PAYCHEX, INC. | PAYX | 704326107 | 15-Oct-2020 | Election of Director: Joseph M. Tucci | Management | Y | For | For | ||||||||||||||||||
PAYCHEX, INC. | PAYX | 704326107 | 15-Oct-2020 | Election of Director: Joseph M. Velli | Management | Y | For | For | ||||||||||||||||||
PAYCHEX, INC. | PAYX | 704326107 | 15-Oct-2020 | Election of Director: Kara Wilson | Management | Y | For | For | ||||||||||||||||||
PAYCHEX, INC. | PAYX | 704326107 | 15-Oct-2020 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | Y | For | For | ||||||||||||||||||
PAYCHEX, INC. | PAYX | 704326107 | 15-Oct-2020 | TO APPROVE AND AMEND THE PAYCHEX, INC. 2002 STOCK INCENTIVE PLAN. | Management | Y | For | For | ||||||||||||||||||
PAYCHEX, INC. | PAYX | 704326107 | 15-Oct-2020 | RATIFICATION OF SELECTION OF PRICEWATERHOUSECOOPERS LLP TO SERVE AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | Y | For | For | ||||||||||||||||||
AUTOMATIC DATA PROCESSING, INC. | ADP | 053015103 | 11-Nov-2020 | Election of Director: Peter Bisson | Management | Y | For | For | ||||||||||||||||||
AUTOMATIC DATA PROCESSING, INC. | ADP | 053015103 | 11-Nov-2020 | Election of Director: Richard T. Clark | Management | Y | For | For | ||||||||||||||||||
AUTOMATIC DATA PROCESSING, INC. | ADP | 053015103 | 11-Nov-2020 | Election of Director: Linnie M. Haynesworth | Management | Y | For | For | ||||||||||||||||||
AUTOMATIC DATA PROCESSING, INC. | ADP | 053015103 | 11-Nov-2020 | Election of Director: John P. Jones | Management | Y | For | For | ||||||||||||||||||
AUTOMATIC DATA PROCESSING, INC. | ADP | 053015103 | 11-Nov-2020 | Election of Director: Francine S. Katsoudas | Management | Y | For | For | ||||||||||||||||||
AUTOMATIC DATA PROCESSING, INC. | ADP | 053015103 | 11-Nov-2020 | Election of Director: Nazzic S. Keene | Management | Y | For | For | ||||||||||||||||||
AUTOMATIC DATA PROCESSING, INC. | ADP | 053015103 | 11-Nov-2020 | Election of Director: Thomas J. Lynch | Management | Y | For | For | ||||||||||||||||||
AUTOMATIC DATA PROCESSING, INC. | ADP | 053015103 | 11-Nov-2020 | Election of Director: Scott F. Powers | Management | Y | For | For | ||||||||||||||||||
AUTOMATIC DATA PROCESSING, INC. | ADP | 053015103 | 11-Nov-2020 | Election of Director: William J. Ready | Management | Y | For | For | ||||||||||||||||||
AUTOMATIC DATA PROCESSING, INC. | ADP | 053015103 | 11-Nov-2020 | Election of Director: Carlos A. Rodriguez | Management | Y | For | For |
Dividend Income Fund
AUTOMATIC DATA PROCESSING, INC. | ADP | 053015103 | 11-Nov-2020 | Election of Director: Sandra S. Wijnberg | Management | Y | For | For | ||||||||||||||||||
AUTOMATIC DATA PROCESSING, INC. | ADP | 053015103 | 11-Nov-2020 | Advisory Vote on Executive Compensation. | Management | Y | Against | Against | ||||||||||||||||||
AUTOMATIC DATA PROCESSING, INC. | ADP | 053015103 | 11-Nov-2020 | Ratification of the Appointment of Auditors. | Management | Y | For | For | ||||||||||||||||||
AUTOMATIC DATA PROCESSING, INC. | ADP | 053015103 | 11-Nov-2020 | Stockholder proposal, if properly presented at the meeting, to prepare a Report on Employee Representation on the Board of Directors. | Shareholder | Y | Against | For | ||||||||||||||||||
CISCO SYSTEMS, INC. | CSCO | 17275R102 | 10-Dec-2020 | Election of Director: M. Michele Burns | Management | Y | For | For | ||||||||||||||||||
CISCO SYSTEMS, INC. | CSCO | 17275R102 | 10-Dec-2020 | Election of Director: Wesley G. Bush | Management | Y | For | For | ||||||||||||||||||
CISCO SYSTEMS, INC. | CSCO | 17275R102 | 10-Dec-2020 | Election of Director: Michael D. Capellas | Management | Y | For | For | ||||||||||||||||||
CISCO SYSTEMS, INC. | CSCO | 17275R102 | 10-Dec-2020 | Election of Director: Mark Garrett | Management | Y | For | For | ||||||||||||||||||
CISCO SYSTEMS, INC. | CSCO | 17275R102 | 10-Dec-2020 | Election of Director: Dr. Kristina M. Johnson | Management | Y | For | For | ||||||||||||||||||
CISCO SYSTEMS, INC. | CSCO | 17275R102 | 10-Dec-2020 | Election of Director: Roderick C. McGeary | Management | Y | For | For | ||||||||||||||||||
CISCO SYSTEMS, INC. | CSCO | 17275R102 | 10-Dec-2020 | Election of Director: Charles H. Robbins | Management | Y | For | For | ||||||||||||||||||
CISCO SYSTEMS, INC. | CSCO | 17275R102 | 10-Dec-2020 | Election of Director: Arun Sarin | Management | Y | For | For | ||||||||||||||||||
CISCO SYSTEMS, INC. | CSCO | 17275R102 | 10-Dec-2020 | Election of Director: Brenton L. Saunders | Management | Y | For | For | ||||||||||||||||||
CISCO SYSTEMS, INC. | CSCO | 17275R102 | 10-Dec-2020 | Election of Director: Dr. Lisa T. Su | Management | Y | For | For | ||||||||||||||||||
CISCO SYSTEMS, INC. | CSCO | 17275R102 | 10-Dec-2020 | Approval of the reincorporation of Cisco from California to Delaware. | Management | Y | For | For | ||||||||||||||||||
CISCO SYSTEMS, INC. | CSCO | 17275R102 | 10-Dec-2020 | Approval of amendment and restatement of the 2005 Stock Incentive Plan. | Management | Y | For | For | ||||||||||||||||||
CISCO SYSTEMS, INC. | CSCO | 17275R102 | 10-Dec-2020 | Approval, on an advisory basis, of executive compensation. | Management | Y | Against | Against | ||||||||||||||||||
CISCO SYSTEMS, INC. | CSCO | 17275R102 | 10-Dec-2020 | Ratification of PricewaterhouseCoopers LLP as Cisco's independent registered public accounting firm for fiscal 2021. | Management | Y | For | For | ||||||||||||||||||
CISCO SYSTEMS, INC. | CSCO | 17275R102 | 10-Dec-2020 | Approval to have Cisco's Board adopt a policy to have an independent Board chairman. | Shareholder | Y | For | Against | ||||||||||||||||||
MEDTRONIC PLC | MDT | G5960L103 | 11-Dec-2020 | Election of Director: Richard H. Anderson | Management | Y | For | For | ||||||||||||||||||
MEDTRONIC PLC | MDT | G5960L103 | 11-Dec-2020 | Election of Director: Craig Arnold | Management | Y | For | For | ||||||||||||||||||
MEDTRONIC PLC | MDT | G5960L103 | 11-Dec-2020 | Election of Director: Scott C. Donnelly | Management | Y | For | For | ||||||||||||||||||
MEDTRONIC PLC | MDT | G5960L103 | 11-Dec-2020 | Election of Director: Andrea J. Goldsmith, Ph.D. | Management | Y | For | For | ||||||||||||||||||
MEDTRONIC PLC | MDT | G5960L103 | 11-Dec-2020 | Election of Director: Randall J. Hogan, III | Management | Y | For | For | ||||||||||||||||||
MEDTRONIC PLC | MDT | G5960L103 | 11-Dec-2020 | Election of Director: Michael O. Leavitt | Management | Y | For | For | ||||||||||||||||||
MEDTRONIC PLC | MDT | G5960L103 | 11-Dec-2020 | Election of Director: James T. Lenehan | Management | Y | For | For | ||||||||||||||||||
MEDTRONIC PLC | MDT | G5960L103 | 11-Dec-2020 | Election of Director: Kevin E. Lofton | Management | Y | For | For | ||||||||||||||||||
MEDTRONIC PLC | MDT | G5960L103 | 11-Dec-2020 | Election of Director: Geoffrey S. Martha | Management | Y | For | For | ||||||||||||||||||
MEDTRONIC PLC | MDT | G5960L103 | 11-Dec-2020 | Election of Director: Elizabeth G. Nabel, M.D. | Management | Y | For | For | ||||||||||||||||||
MEDTRONIC PLC | MDT | G5960L103 | 11-Dec-2020 | Election of Director: Denise M. O'Leary | Management | Y | For | For | ||||||||||||||||||
MEDTRONIC PLC | MDT | G5960L103 | 11-Dec-2020 | Election of Director: Kendall J. Powell | Management | Y | For | For |
Dividend Income Fund
MEDTRONIC PLC | MDT | G5960L103 | 11-Dec-2020 | To ratify, in a non-binding vote, the appointment of PricewaterhouseCoopers LLP as the Company's independent auditor for fiscal year 2021 and to authorize, in a binding vote, the Board of Directors, acting through the Audit Committee, to set the auditor's remuneration. | Management | Y | For | For | ||||||||||||||||||
MEDTRONIC PLC | MDT | G5960L103 | 11-Dec-2020 | To approve, in a non-binding advisory vote, named executive officer compensation (a "Say-on-Pay" vote). | Management | Y | For | For | ||||||||||||||||||
MEDTRONIC PLC | MDT | G5960L103 | 11-Dec-2020 | To renew the Board's authority to issue shares. | Management | Y | For | For | ||||||||||||||||||
MEDTRONIC PLC | MDT | G5960L103 | 11-Dec-2020 | To renew the Board's authority to opt out of pre-emption rights. | Management | Y | For | For | ||||||||||||||||||
MEDTRONIC PLC | MDT | G5960L103 | 11-Dec-2020 | Authorizing the Company and any subsidiary of the Company to make overseas market purchases of Medtronic ordinary shares. | Management | Y | For | For | ||||||||||||||||||
EMERSON ELECTRIC CO. | EMR | 291011104 | 02-Feb-2021 | M. A. Blinn | Management | Y | For | For | ||||||||||||||||||
EMERSON ELECTRIC CO. | EMR | 291011104 | 02-Feb-2021 | A. F. Golden | Management | Y | For | For | ||||||||||||||||||
EMERSON ELECTRIC CO. | EMR | 291011104 | 02-Feb-2021 | C. Kendle | Management | Y | For | For | ||||||||||||||||||
EMERSON ELECTRIC CO. | EMR | 291011104 | 02-Feb-2021 | J. S. Turley | Management | Y | For | For | ||||||||||||||||||
EMERSON ELECTRIC CO. | EMR | 291011104 | 02-Feb-2021 | Ratification of KPMG LLP as Independent Registered Public Accounting Firm. | Management | Y | For | For | ||||||||||||||||||
EMERSON ELECTRIC CO. | EMR | 291011104 | 02-Feb-2021 | Approval, by non-binding advisory vote, of Emerson Electric Co. executive compensation. | Management | Y | For | For | ||||||||||||||||||
ACCENTURE PLC | ACN | G1151C101 | 03-Feb-2021 | Appointment of Director: Jaime Ardila | Management | Y | For | For | ||||||||||||||||||
ACCENTURE PLC | ACN | G1151C101 | 03-Feb-2021 | Appointment of Director: Herbert Hainer | Management | Y | For | For | ||||||||||||||||||
ACCENTURE PLC | ACN | G1151C101 | 03-Feb-2021 | Appointment of Director: Nancy McKinstry | Management | Y | For | For | ||||||||||||||||||
ACCENTURE PLC | ACN | G1151C101 | 03-Feb-2021 | Appointment of Director: Beth E. Mooney | Management | Y | For | For | ||||||||||||||||||
ACCENTURE PLC | ACN | G1151C101 | 03-Feb-2021 | Appointment of Director: Gilles C. Pélisson | Management | Y | For | For | ||||||||||||||||||
ACCENTURE PLC | ACN | G1151C101 | 03-Feb-2021 | Appointment of Director: Paula A. Price | Management | Y | For | For | ||||||||||||||||||
ACCENTURE PLC | ACN | G1151C101 | 03-Feb-2021 | Appointment of Director: Venkata (Murthy) Renduchintala | Management | Y | For | For | ||||||||||||||||||
ACCENTURE PLC | ACN | G1151C101 | 03-Feb-2021 | Appointment of Director: David Rowland | Management | Y | For | For | ||||||||||||||||||
ACCENTURE PLC | ACN | G1151C101 | 03-Feb-2021 | Appointment of Director: Arun Sarin | Management | Y | For | For | ||||||||||||||||||
ACCENTURE PLC | ACN | G1151C101 | 03-Feb-2021 | Appointment of Director: Julie Sweet | Management | Y | For | For | ||||||||||||||||||
ACCENTURE PLC | ACN | G1151C101 | 03-Feb-2021 | Appointment of Director: Frank K. Tang | Management | Y | For | For | ||||||||||||||||||
ACCENTURE PLC | ACN | G1151C101 | 03-Feb-2021 | Appointment of Director: Tracey T. Travis | Management | Y | For | For | ||||||||||||||||||
ACCENTURE PLC | ACN | G1151C101 | 03-Feb-2021 | To approve, in a non-binding vote, the compensation of our named executive officers. | Management | Y | Against | Against | ||||||||||||||||||
ACCENTURE PLC | ACN | G1151C101 | 03-Feb-2021 | To ratify, in a non-binding vote, the appointment of KPMG LLP ("KPMG") as independent auditors of Accenture and to authorize, in a binding vote, the Audit Committee of the Board of Directors to determine KPMG's remuneration. | Management | Y | For | For | ||||||||||||||||||
ACCENTURE PLC | ACN | G1151C101 | 03-Feb-2021 | To grant the Board of Directors the authority to issue shares under Irish law. | Management | Y | For | For | ||||||||||||||||||
ACCENTURE PLC | ACN | G1151C101 | 03-Feb-2021 | To grant the Board of Directors the authority to opt-out of pre-emption rights under Irish law. | Management | Y | For | For | ||||||||||||||||||
ACCENTURE PLC | ACN | G1151C101 | 03-Feb-2021 | To determine the price range at which Accenture can re-allot shares that it acquires as treasury shares under Irish law. | Management | Y | For | For | ||||||||||||||||||
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Approval of the Operating and Financial Review of Novartis AG, the Financial Statements of Novartis AG and the Group Consolidated Financial Statements for the 2020 Financial Year. | Management | Y | For | For | ||||||||||||||||||
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Discharge from Liability of the Members of the Board of Directors and the Executive Committee. | Management | Y | For | For | ||||||||||||||||||
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Appropriation of Available Earnings of Novartis AG as per Balance Sheet and Declaration of Dividend for 2020. | Management | Y | For | For | ||||||||||||||||||
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Reduction of Share Capital. | Management | Y | For | For | ||||||||||||||||||
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Further Share Repurchases. | Management | Y | For | For |
Dividend Income Fund
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Binding Vote on the Maximum Aggregate Amount of Compensation for the Board of Directors from the 2021 Annual General Meeting to the 2022 Annual General Meeting. | Management | Y | For | For | ||||||||||||||||||
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Binding Vote on the Maximum Aggregate Amount of Compensation for the Executive Committee for the Financial Year 2022. | Management | Y | For | For | ||||||||||||||||||
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Advisory Vote on the 2020 Compensation Report. | Management | Y | For | For | ||||||||||||||||||
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Re-election of Joerg Reinhardt as Member and Chairman. | Management | Y | For | For | ||||||||||||||||||
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Re-election of Nancy C. Andrews | Management | Y | For | For | ||||||||||||||||||
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Re-election of Ton Buechner | Management | Y | For | For | ||||||||||||||||||
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Re-election of Patrice Bula | Management | Y | For | For | ||||||||||||||||||
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Re-election of Elizabeth Doherty | Management | Y | For | For | ||||||||||||||||||
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Re-election of Ann Fudge | Management | Y | For | For | ||||||||||||||||||
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Re-election of Bridgette Heller | Management | Y | For | For | ||||||||||||||||||
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Re-election of Frans van Houten | Management | Y | For | For | ||||||||||||||||||
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Re-election of Simon Moroney | Management | Y | For | For | ||||||||||||||||||
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Re-election of Andreas von Planta | Management | Y | For | For | ||||||||||||||||||
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Re-election of Charles L. Sawyers | Management | Y | For | For | ||||||||||||||||||
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Re-election of Enrico Vanni | Management | Y | For | For | ||||||||||||||||||
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Re-election of William T. Winters | Management | Y | For | For | ||||||||||||||||||
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Re-election of Patrice Bula to the Compensation Committee. | Management | Y | For | For | ||||||||||||||||||
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Re-election of Bridgette Heller to the Compensation Committee. | Management | Y | For | For | ||||||||||||||||||
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Re-election of Enrico Vanni to the Compensation Committee. | Management | Y | For | For | ||||||||||||||||||
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Re-Election of William T. Winters to the Compensation Committee. | Management | Y | For | For | ||||||||||||||||||
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Election of Simon Moroney to the Compensation Committee. | Management | Y | For | For | ||||||||||||||||||
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Re-election of the Statutory Auditor. | Management | Y | For | For | ||||||||||||||||||
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Re-election of the Independent Proxy. | Management | Y | For | For | ||||||||||||||||||
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Amendment to Article 20 Paragraph 3 of the Articles of Incorporation. | Management | Y | For | For | ||||||||||||||||||
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | General instructions in case of alternative motions under the agenda items published in the Notice of Annual General Meeting, and/or of motions relating to additional agenda items according to Article 700 paragraph 3 of the Swiss Code of Obligations. | Management | Y | Against | Against | ||||||||||||||||||
ANALOG DEVICES, INC. | ADI | 032654105 | 10-Mar-2021 | Election of Director: Ray Stata | Management | Y | For | For | ||||||||||||||||||
ANALOG DEVICES, INC. | ADI | 032654105 | 10-Mar-2021 | Election of Director: Vincent Roche | Management | Y | For | For | ||||||||||||||||||
ANALOG DEVICES, INC. | ADI | 032654105 | 10-Mar-2021 | Election of Director: James A. Champy | Management | Y | For | For | ||||||||||||||||||
ANALOG DEVICES, INC. | ADI | 032654105 | 10-Mar-2021 | Election of Director: Anantha P. Chandrakasan | Management | Y | For | For | ||||||||||||||||||
ANALOG DEVICES, INC. | ADI | 032654105 | 10-Mar-2021 | Election of Director: Bruce R. Evans | Management | Y | For | For | ||||||||||||||||||
ANALOG DEVICES, INC. | ADI | 032654105 | 10-Mar-2021 | Election of Director: Edward H. Frank | Management | Y | For | For | ||||||||||||||||||
ANALOG DEVICES, INC. | ADI | 032654105 | 10-Mar-2021 | Election of Director: Laurie H. Glimcher | Management | Y | For | For | ||||||||||||||||||
ANALOG DEVICES, INC. | ADI | 032654105 | 10-Mar-2021 | Election of Director: Karen M. Golz | Management | Y | For | For |
Dividend Income Fund
ANALOG DEVICES, INC. | ADI | 032654105 | 10-Mar-2021 | Election of Director: Mark M. Little | Management | Y | For | For | ||||||||||||||||||
ANALOG DEVICES, INC. | ADI | 032654105 | 10-Mar-2021 | Election of Director: Kenton J. Sicchitano | Management | Y | For | For | ||||||||||||||||||
ANALOG DEVICES, INC. | ADI | 032654105 | 10-Mar-2021 | Election of Director: Susie Wee | Management | Y | For | For | ||||||||||||||||||
ANALOG DEVICES, INC. | ADI | 032654105 | 10-Mar-2021 | Advisory resolution to approve the compensation of our named executive officers. | Management | Y | Against | Against | ||||||||||||||||||
ANALOG DEVICES, INC. | ADI | 032654105 | 10-Mar-2021 | Ratification of Ernst & Young LLP as our independent registered public accounting firm for fiscal 2021. | Management | Y | For | For | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | Election of Director: Pierre R. Brondeau | Management | Y | For | For | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | Election of Director: Terrence R. Curtin | Management | Y | For | For | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | Election of Director: Carol A. ("John") Davidson | Management | Y | For | For | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | Election of Director: Lynn A. Dugle | Management | Y | For | For | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | Election of Director: William A. Jeffrey | Management | Y | For | For | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | Election of Director: David M. Kerko | Management | Y | Abstain | Against | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | Election of Director: Thomas J. Lynch | Management | Y | For | For | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | Election of Director: Heath A. Mitts | Management | Y | Against | Against | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | Election of Director: Yong Nam | Management | Y | For | For | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | Election of Director: Daniel J. Phelan | Management | Y | For | For | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | Election of Director: Abhijit Y. Talwalkar | Management | Y | For | For | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | Election of Director: Mark C. Trudeau | Management | Y | For | For | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | Election of Director: Dawn C. Willoughby | Management | Y | For | For | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | Election of Director: Laura H. Wright | Management | Y | For | For | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | To elect Thomas J. Lynch as the Chairman of the Board of Directors | Management | Y | For | For | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | To elect the member of the Management Development and Compensation Committee: Daniel J. Phelan | Management | Y | For | For | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | To elect the member of the Management Development and Compensation Committee: Abhijit Y. Talwalkar | Management | Y | For | For | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | To elect the member of the Management Development and Compensation Committee: Mark C. Trudeau | Management | Y | For | For | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | To elect the member of the Management Development and Compensation Committee: Dawn C. Willoughby | Management | Y | For | For | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | To elect Dr. René Schwarzenbach, of Proxy Voting Services GmbH, or another individual representative of Proxy Voting Services GmbH if Dr. Schwarzenbach is unable to serve at the relevant meeting, as the independent proxy at the 2022 annual meeting of TE Connectivity and any shareholder meeting that may be held prior to that meeting | Management | Y | For | For | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | To approve the 2020 Annual Report of TE Connectivity Ltd. (excluding the statutory financial statements for the fiscal year ended September 25, 2020, the consolidated financial statements for the fiscal year ended September 25, 2020 and the Swiss Compensation Report for the fiscal year ended September 25, 2020) | Management | Y | For | For | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | To approve the statutory financial statements of TE Connectivity Ltd. for the fiscal year ended September 25, 2020 | Management | Y | For | For | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | To approve the consolidated financial statements of TE Connectivity Ltd. for the fiscal year ended September 25, 2020 | Management | Y | For | For | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | To release the members of the Board of Directors and executive officers of TE Connectivity for activities during the fiscal year ended September 25, 2020 | Management | Y | For | For | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | To elect Deloitte & Touche LLP as TE Connectivity's independent registered public accounting firm for fiscal year 2021 | Management | Y | For | For | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | To elect Deloitte AG, Zurich, Switzerland, as TE Connectivity's Swiss registered auditor until the next annual general meeting of TE Connectivity | Management | Y | For | For | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | To elect PricewaterhouseCoopers AG, Zurich, Switzerland, as TE Connectivity's special auditor until the next annual general meeting of TE Connectivity | Management | Y | For | For | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | An advisory vote to approve named executive officer compensation | Management | Y | For | For |
Dividend Income Fund
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | A binding vote to approve fiscal year 2022 maximum aggregate compensation amount for executive management | Management | Y | For | For | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | A binding vote to approve fiscal year 2022 maximum aggregate compensation amount for the Board of Directors | Management | Y | For | For | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | To approve the carryforward of unappropriated accumulated earnings at September 25, 2020 | Management | Y | For | For | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | To approve a dividend payment to shareholders equal to $2.00 per issued share to be paid in four equal quarterly installments of $0.50 starting with the third fiscal quarter of 2021 and ending in the second fiscal quarter of 2022 pursuant to the terms of the dividend resolution | Management | Y | For | For | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | To approve a reduction of share capital for shares acquired under TE Connectivity's share repurchase program and related amendments to the articles of association of TE Connectivity Ltd. | Management | Y | For | For | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | To approve the authorization of additional shares under the TE Connectivity Ltd. Employee Stock Purchase Plan | Management | Y | For | For | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | To approve the Amended and Restated TE Connectivity Ltd. 2007 Stock Incentive Plan for purposes of Section 162(m) of the Internal Revenue Code | Management | Y | For | For | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | To approve any adjournments or postponements of the meeting | Management | Y | For | For | ||||||||||||||||||
AMERISOURCEBERGEN CORPORATION | ABC | 03073E105 | 11-Mar-2021 | Election of Director: Ornella Barra | Management | Y | For | For | ||||||||||||||||||
AMERISOURCEBERGEN CORPORATION | ABC | 03073E105 | 11-Mar-2021 | Election of Director: Steven H. Collis | Management | Y | For | For | ||||||||||||||||||
AMERISOURCEBERGEN CORPORATION | ABC | 03073E105 | 11-Mar-2021 | Election of Director: D. Mark Durcan | Management | Y | For | For | ||||||||||||||||||
AMERISOURCEBERGEN CORPORATION | ABC | 03073E105 | 11-Mar-2021 | Election of Director: Richard W. Gochnauer | Management | Y | For | For | ||||||||||||||||||
AMERISOURCEBERGEN CORPORATION | ABC | 03073E105 | 11-Mar-2021 | Election of Director: Lon R. Greenberg | Management | Y | For | For | ||||||||||||||||||
AMERISOURCEBERGEN CORPORATION | ABC | 03073E105 | 11-Mar-2021 | Election of Director: Jane E. Henney, M.D. | Management | Y | For | For | ||||||||||||||||||
AMERISOURCEBERGEN CORPORATION | ABC | 03073E105 | 11-Mar-2021 | Election of Director: Kathleen W. Hyle | Management | Y | For | For | ||||||||||||||||||
AMERISOURCEBERGEN CORPORATION | ABC | 03073E105 | 11-Mar-2021 | Election of Director: Michael J. Long | Management | Y | For | For | ||||||||||||||||||
AMERISOURCEBERGEN CORPORATION | ABC | 03073E105 | 11-Mar-2021 | Election of Director: Henry W. McGee | Management | Y | For | For | ||||||||||||||||||
AMERISOURCEBERGEN CORPORATION | ABC | 03073E105 | 11-Mar-2021 | Election of Director: Dennis M. Nally | Management | Y | For | For | ||||||||||||||||||
AMERISOURCEBERGEN CORPORATION | ABC | 03073E105 | 11-Mar-2021 | Ratification of Ernst & Young LLP as the Company's independent registered public accounting firm for fiscal year 2021. | Management | Y | For | For | ||||||||||||||||||
AMERISOURCEBERGEN CORPORATION | ABC | 03073E105 | 11-Mar-2021 | Advisory vote to approve the compensation of named executive officers. | Management | Y | For | For | ||||||||||||||||||
AMERISOURCEBERGEN CORPORATION | ABC | 03073E105 | 11-Mar-2021 | Stockholder proposal, if properly presented, to adopt a policy that the Chair of the Board be an Independent Director. | Shareholder | Y | Against | For | ||||||||||||||||||
STARBUCKS CORPORATION | SBUX | 855244109 | 17-Mar-2021 | Election of Director: Richard E. Allison, Jr. | Management | Y | For | For | ||||||||||||||||||
STARBUCKS CORPORATION | SBUX | 855244109 | 17-Mar-2021 | Election of Director: Rosalind G. Brewer (Withdrawn) | Management | Y | For | For | ||||||||||||||||||
STARBUCKS CORPORATION | SBUX | 855244109 | 17-Mar-2021 | Election of Director: Andrew Campion | Management | Y | For | For | ||||||||||||||||||
STARBUCKS CORPORATION | SBUX | 855244109 | 17-Mar-2021 | Election of Director: Mary N. Dillon | Management | Y | For | For | ||||||||||||||||||
STARBUCKS CORPORATION | SBUX | 855244109 | 17-Mar-2021 | Election of Director: Isabel Ge Mahe | Management | Y | For | For | ||||||||||||||||||
STARBUCKS CORPORATION | SBUX | 855244109 | 17-Mar-2021 | Election of Director: Mellody Hobson | Management | Y | For | For | ||||||||||||||||||
STARBUCKS CORPORATION | SBUX | 855244109 | 17-Mar-2021 | Election of Director: Kevin R. Johnson | Management | Y | For | For | ||||||||||||||||||
STARBUCKS CORPORATION | SBUX | 855244109 | 17-Mar-2021 | Election of Director: Jørgen Vig Knudstorp | Management | Y | For | For | ||||||||||||||||||
STARBUCKS CORPORATION | SBUX | 855244109 | 17-Mar-2021 | Election of Director: Satya Nadella | Management | Y | For | For | ||||||||||||||||||
STARBUCKS CORPORATION | SBUX | 855244109 | 17-Mar-2021 | Election of Director: Joshua Cooper Ramo | Management | Y | For | For | ||||||||||||||||||
STARBUCKS CORPORATION | SBUX | 855244109 | 17-Mar-2021 | Election of Director: Clara Shih | Management | Y | For | For | ||||||||||||||||||
STARBUCKS CORPORATION | SBUX | 855244109 | 17-Mar-2021 | Election of Director: Javier G. Teruel | Management | Y | For | For |
Dividend Income Fund
STARBUCKS CORPORATION | SBUX | 855244109 | 17-Mar-2021 | Advisory resolution to approve our executive officer compensation. | Management | Y | For | For | ||||||||||||||||||
STARBUCKS CORPORATION | SBUX | 855244109 | 17-Mar-2021 | Ratification of selection of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal 2021. | Management | Y | For | For | ||||||||||||||||||
STARBUCKS CORPORATION | SBUX | 855244109 | 17-Mar-2021 | Employee Board Representation. | Shareholder | Y | Against | For | ||||||||||||||||||
NORTHERN TRUST CORPORATION | NTRS | 665859104 | 20-Apr-2021 | Election of Director: Linda Walker Bynoe | Management | Y | Against | Against | ||||||||||||||||||
NORTHERN TRUST CORPORATION | NTRS | 665859104 | 20-Apr-2021 | Election of Director: Susan Crown | Management | Y | For | For | ||||||||||||||||||
NORTHERN TRUST CORPORATION | NTRS | 665859104 | 20-Apr-2021 | Election of Director: Dean M. Harrison | Management | Y | For | For | ||||||||||||||||||
NORTHERN TRUST CORPORATION | NTRS | 665859104 | 20-Apr-2021 | Election of Director: Jay L. Henderson | Management | Y | Against | Against | ||||||||||||||||||
NORTHERN TRUST CORPORATION | NTRS | 665859104 | 20-Apr-2021 | Election of Director: Marcy S. Klevorn | Management | Y | For | For | ||||||||||||||||||
NORTHERN TRUST CORPORATION | NTRS | 665859104 | 20-Apr-2021 | Election of Director: Siddharth N. (Bobby) Mehta | Management | Y | For | For | ||||||||||||||||||
NORTHERN TRUST CORPORATION | NTRS | 665859104 | 20-Apr-2021 | Election of Director: Michael G. O'Grady | Management | Y | For | For | ||||||||||||||||||
NORTHERN TRUST CORPORATION | NTRS | 665859104 | 20-Apr-2021 | Election of Director: Jose Luis Prado | Management | Y | For | For | ||||||||||||||||||
NORTHERN TRUST CORPORATION | NTRS | 665859104 | 20-Apr-2021 | Election of Director: Thomas E. Richards | Management | Y | For | For | ||||||||||||||||||
NORTHERN TRUST CORPORATION | NTRS | 665859104 | 20-Apr-2021 | Election of Director: Martin P. Slark | Management | Y | For | For | ||||||||||||||||||
NORTHERN TRUST CORPORATION | NTRS | 665859104 | 20-Apr-2021 | Election of Director: David H. B. Smith, Jr. | Management | Y | For | For | ||||||||||||||||||
NORTHERN TRUST CORPORATION | NTRS | 665859104 | 20-Apr-2021 | Election of Director: Donald Thompson | Management | Y | For | For | ||||||||||||||||||
NORTHERN TRUST CORPORATION | NTRS | 665859104 | 20-Apr-2021 | Election of Director: Charles A. Tribbett III | Management | Y | For | For | ||||||||||||||||||
NORTHERN TRUST CORPORATION | NTRS | 665859104 | 20-Apr-2021 | Approval, by an advisory vote, of the 2020 compensation of the Corporation's named executive officers. | Management | Y | For | For | ||||||||||||||||||
NORTHERN TRUST CORPORATION | NTRS | 665859104 | 20-Apr-2021 | Ratification of the appointment of KPMG LLP as the Corporation's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | Y | For | For | ||||||||||||||||||
THE COCA-COLA COMPANY | KO | 191216100 | 20-Apr-2021 | Election of Director: Herbert A. Allen | Management | Y | For | For | ||||||||||||||||||
THE COCA-COLA COMPANY | KO | 191216100 | 20-Apr-2021 | Election of Director: Marc Bolland | Management | Y | For | For | ||||||||||||||||||
THE COCA-COLA COMPANY | KO | 191216100 | 20-Apr-2021 | Election of Director: Ana Botín | Management | Y | For | For | ||||||||||||||||||
THE COCA-COLA COMPANY | KO | 191216100 | 20-Apr-2021 | Election of Director: Christopher C. Davis | Management | Y | For | For | ||||||||||||||||||
THE COCA-COLA COMPANY | KO | 191216100 | 20-Apr-2021 | Election of Director: Barry Diller | Management | Y | For | For | ||||||||||||||||||
THE COCA-COLA COMPANY | KO | 191216100 | 20-Apr-2021 | Election of Director: Helene D. Gayle | Management | Y | For | For | ||||||||||||||||||
THE COCA-COLA COMPANY | KO | 191216100 | 20-Apr-2021 | Election of Director: Alexis M. Herman | Management | Y | For | For | ||||||||||||||||||
THE COCA-COLA COMPANY | KO | 191216100 | 20-Apr-2021 | Election of Director: Robert A. Kotick | Management | Y | For | For | ||||||||||||||||||
THE COCA-COLA COMPANY | KO | 191216100 | 20-Apr-2021 | Election of Director: Maria Elena Lagomasino | Management | Y | For | For | ||||||||||||||||||
THE COCA-COLA COMPANY | KO | 191216100 | 20-Apr-2021 | Election of Director: James Quincey | Management | Y | For | For | ||||||||||||||||||
THE COCA-COLA COMPANY | KO | 191216100 | 20-Apr-2021 | Election of Director: Caroline J. Tsay | Management | Y | For | For | ||||||||||||||||||
THE COCA-COLA COMPANY | KO | 191216100 | 20-Apr-2021 | Election of Director: David B. Weinberg | Management | Y | For | For | ||||||||||||||||||
THE COCA-COLA COMPANY | KO | 191216100 | 20-Apr-2021 | Advisory vote to approve executive compensation. | Management | Y | For | For | ||||||||||||||||||
THE COCA-COLA COMPANY | KO | 191216100 | 20-Apr-2021 | Ratification of the appointment of Ernst & Young LLP as Independent Auditors. | Management | Y | For | For | ||||||||||||||||||
THE COCA-COLA COMPANY | KO | 191216100 | 20-Apr-2021 | Shareowner proposal on sugar and public health. | Shareholder | Y | Against | For |
Dividend Income Fund
U.S. BANCORP | USB | 902973304 | 20-Apr-2021 | Election of Director: Warner L. Baxter | Management | Y | For | For | ||||||||||||||||||
U.S. BANCORP | USB | 902973304 | 20-Apr-2021 | Election of Director: Dorothy J. Bridges | Management | Y | For | For | ||||||||||||||||||
U.S. BANCORP | USB | 902973304 | 20-Apr-2021 | Election of Director: Elizabeth L. Buse | Management | Y | For | For | ||||||||||||||||||
U.S. BANCORP | USB | 902973304 | 20-Apr-2021 | Election of Director: Andrew Cecere | Management | Y | For | For | ||||||||||||||||||
U.S. BANCORP | USB | 902973304 | 20-Apr-2021 | Election of Director: Kimberly N. Ellison-Taylor | Management | Y | For | For | ||||||||||||||||||
U.S. BANCORP | USB | 902973304 | 20-Apr-2021 | Election of Director: Kimberly J. Harris | Management | Y | For | For | ||||||||||||||||||
U.S. BANCORP | USB | 902973304 | 20-Apr-2021 | Election of Director: Roland A. Hernandez | Management | Y | For | For | ||||||||||||||||||
U.S. BANCORP | USB | 902973304 | 20-Apr-2021 | Election of Director: Olivia F. Kirtley | Management | Y | For | For | ||||||||||||||||||
U.S. BANCORP | USB | 902973304 | 20-Apr-2021 | Election of Director: Karen S. Lynch | Management | Y | For | For | ||||||||||||||||||
U.S. BANCORP | USB | 902973304 | 20-Apr-2021 | Election of Director: Richard P. McKenney | Management | Y | For | For | ||||||||||||||||||
U.S. BANCORP | USB | 902973304 | 20-Apr-2021 | Election of Director: Yusuf I. Mehdi | Management | Y | For | For | ||||||||||||||||||
U.S. BANCORP | USB | 902973304 | 20-Apr-2021 | Election of Director: John P. Wiehoff | Management | Y | For | For | ||||||||||||||||||
U.S. BANCORP | USB | 902973304 | 20-Apr-2021 | Election of Director: Scott W. Wine | Management | Y | For | For | ||||||||||||||||||
U.S. BANCORP | USB | 902973304 | 20-Apr-2021 | The ratification of the selection of Ernst & Young LLP as our independent auditor for the 2021 fiscal year. | Management | Y | For | For | ||||||||||||||||||
U.S. BANCORP | USB | 902973304 | 20-Apr-2021 | An advisory vote to approve the compensation of our executives disclosed in the proxy statement. | Management | Y | For | For | ||||||||||||||||||
TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 22-Apr-2021 | Election of Director: Mark A. Blinn | Management | Y | For | For | ||||||||||||||||||
TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 22-Apr-2021 | Election of Director: Todd M. Bluedorn | Management | Y | For | For | ||||||||||||||||||
TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 22-Apr-2021 | Election of Director: Janet F. Clark | Management | Y | For | For | ||||||||||||||||||
TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 22-Apr-2021 | Election of Director: Carrie S. Cox | Management | Y | For | For | ||||||||||||||||||
TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 22-Apr-2021 | Election of Director: Martin S. Craighead | Management | Y | For | For | ||||||||||||||||||
TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 22-Apr-2021 | Election of Director: Jean M. Hobby | Management | Y | For | For | ||||||||||||||||||
TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 22-Apr-2021 | Election of Director: Michael D. Hsu | Management | Y | For | For | ||||||||||||||||||
TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 22-Apr-2021 | Election of Director: Ronald Kirk | Management | Y | For | For | ||||||||||||||||||
TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 22-Apr-2021 | Election of Director: Pamela H. Patsley | Management | Y | For | For | ||||||||||||||||||
TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 22-Apr-2021 | Election of Director: Robert E. Sanchez | Management | Y | For | For | ||||||||||||||||||
TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 22-Apr-2021 | Election of Director: Richard K. Templeton | Management | Y | For | For | ||||||||||||||||||
TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 22-Apr-2021 | Board proposal regarding advisory approval of the Company's executive compensation. | Management | Y | For | For | ||||||||||||||||||
TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 22-Apr-2021 | Board proposal to ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for 2021. | Management | Y | For | For | ||||||||||||||||||
TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 22-Apr-2021 | Stockholder proposal to permit shareholder action by written consent. | Shareholder | Y | For | Against | ||||||||||||||||||
PFIZER INC. | PFE | 717081103 | 22-Apr-2021 | Election of Director: Ronald E. Blaylock | Management | Y | For | For | ||||||||||||||||||
PFIZER INC. | PFE | 717081103 | 22-Apr-2021 | Election of Director: Albert Bourla | Management | Y | For | For | ||||||||||||||||||
PFIZER INC. | PFE | 717081103 | 22-Apr-2021 | Election of Director: Susan Desmond-Hellmann | Management | Y | For | For | ||||||||||||||||||
PFIZER INC. | PFE | 717081103 | 22-Apr-2021 | Election of Director: Joseph J. Echevarria | Management | Y | For | For |
Dividend Income Fund
PFIZER INC. | PFE | 717081103 | 22-Apr-2021 | Election of Director: Scott Gottlieb | Management | Y | For | For | ||||||||||||||||||
PFIZER INC. | PFE | 717081103 | 22-Apr-2021 | Election of Director: Helen H. Hobbs | Management | Y | For | For | ||||||||||||||||||
PFIZER INC. | PFE | 717081103 | 22-Apr-2021 | Election of Director: Susan Hockfield | Management | Y | For | For | ||||||||||||||||||
PFIZER INC. | PFE | 717081103 | 22-Apr-2021 | Election of Director: Dan R. Littman | Management | Y | For | For | ||||||||||||||||||
PFIZER INC. | PFE | 717081103 | 22-Apr-2021 | Election of Director: Shantanu Narayen | Management | Y | For | For | ||||||||||||||||||
PFIZER INC. | PFE | 717081103 | 22-Apr-2021 | Election of Director: Suzanne Nora Johnson | Management | Y | For | For | ||||||||||||||||||
PFIZER INC. | PFE | 717081103 | 22-Apr-2021 | Election of Director: James Quincey | Management | Y | For | For | ||||||||||||||||||
PFIZER INC. | PFE | 717081103 | 22-Apr-2021 | Election of Director: James C. Smith | Management | Y | For | For | ||||||||||||||||||
PFIZER INC. | PFE | 717081103 | 22-Apr-2021 | Ratify the selection of KPMG LLP as independent registered public accounting firm for 2021. | Management | Y | For | For | ||||||||||||||||||
PFIZER INC. | PFE | 717081103 | 22-Apr-2021 | 2021 advisory approval of executive compensation. | Management | Y | For | For | ||||||||||||||||||
PFIZER INC. | PFE | 717081103 | 22-Apr-2021 | Shareholder proposal regarding independent chair policy. | Shareholder | Y | For | Against | ||||||||||||||||||
PFIZER INC. | PFE | 717081103 | 22-Apr-2021 | Shareholder proposal regarding political spending report. | Shareholder | Y | Against | For | ||||||||||||||||||
PFIZER INC. | PFE | 717081103 | 22-Apr-2021 | Shareholder proposal regarding access to COVID-19 products. | Shareholder | Y | Against | For | ||||||||||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | Election of Director: Mary C. Beckerle | Management | Y | For | For | ||||||||||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | Election of Director: D. Scott Davis | Management | Y | For | For | ||||||||||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | Election of Director: Ian E. L. Davis | Management | Y | For | For | ||||||||||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | Election of Director: Jennifer A. Doudna | Management | Y | For | For | ||||||||||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | Election of Director: Alex Gorsky | Management | Y | For | For | ||||||||||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | Election of Director: Marillyn A. Hewson | Management | Y | For | For | ||||||||||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | Election of Director: Hubert Joly | Management | Y | For | For | ||||||||||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | Election of Director: Mark B. McClellan | Management | Y | For | For | ||||||||||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | Election of Director: Anne M. Mulcahy | Management | Y | For | For | ||||||||||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | Election of Director: Charles Prince | Management | Y | Against | Against | ||||||||||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | Election of Director: A. Eugene Washington | Management | Y | For | For | ||||||||||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | Election of Director: Mark A. Weinberger | Management | Y | For | For | ||||||||||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | Election of Director: Nadja Y. West | Management | Y | For | For | ||||||||||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | Election of Director: Ronald A. Williams | Management | Y | For | For | ||||||||||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | Advisory Vote to Approve Named Executive Officer Compensation. | Management | Y | Against | Against | ||||||||||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for 2021. | Management | Y | For | For | ||||||||||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | Report on Government Financial Support and Access to COVID-19 Vaccines and Therapeutics. | Shareholder | Y | Against | For | ||||||||||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | Independent Board Chair. | Shareholder | Y | For | Against | ||||||||||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | Civil Rights Audit. | Shareholder | Y | For | Against | ||||||||||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | Executive Compensation Bonus Deferral. | Shareholder | Y | For | Against |
Dividend Income Fund
LOCKHEED MARTIN CORPORATION | LMT | 539830109 | 22-Apr-2021 | Election of Director: Daniel F. Akerson | Management | Y | For | For | ||||||||||||||||||
LOCKHEED MARTIN CORPORATION | LMT | 539830109 | 22-Apr-2021 | Election of Director: David B. Burritt | Management | Y | For | For | ||||||||||||||||||
LOCKHEED MARTIN CORPORATION | LMT | 539830109 | 22-Apr-2021 | Election of Director: Bruce A. Carlson | Management | Y | Against | Against | ||||||||||||||||||
LOCKHEED MARTIN CORPORATION | LMT | 539830109 | 22-Apr-2021 | Election of Director: Joseph F. Dunford, Jr. | Management | Y | For | For | ||||||||||||||||||
LOCKHEED MARTIN CORPORATION | LMT | 539830109 | 22-Apr-2021 | Election of Director: James O. Ellis, Jr. | Management | Y | For | For | ||||||||||||||||||
LOCKHEED MARTIN CORPORATION | LMT | 539830109 | 22-Apr-2021 | Election of Director: Thomas J. Falk | Management | Y | For | For | ||||||||||||||||||
LOCKHEED MARTIN CORPORATION | LMT | 539830109 | 22-Apr-2021 | Election of Director: Ilene S. Gordon | Management | Y | For | For | ||||||||||||||||||
LOCKHEED MARTIN CORPORATION | LMT | 539830109 | 22-Apr-2021 | Election of Director: Vicki A. Hollub | Management | Y | For | For | ||||||||||||||||||
LOCKHEED MARTIN CORPORATION | LMT | 539830109 | 22-Apr-2021 | Election of Director: Jeh C. Johnson | Management | Y | For | For | ||||||||||||||||||
LOCKHEED MARTIN CORPORATION | LMT | 539830109 | 22-Apr-2021 | Election of Director: Debra L. Reed-Klages | Management | Y | For | For | ||||||||||||||||||
LOCKHEED MARTIN CORPORATION | LMT | 539830109 | 22-Apr-2021 | Election of Director: James D. Taiclet | Management | Y | For | For | ||||||||||||||||||
LOCKHEED MARTIN CORPORATION | LMT | 539830109 | 22-Apr-2021 | Ratification of Appointment of Ernst & Young LLP as Independent Auditors for 2021. | Management | Y | For | For | ||||||||||||||||||
LOCKHEED MARTIN CORPORATION | LMT | 539830109 | 22-Apr-2021 | Advisory Vote to Approve the Compensation of our Named Executive Officers (Say-on-Pay). | Management | Y | For | For | ||||||||||||||||||
LOCKHEED MARTIN CORPORATION | LMT | 539830109 | 22-Apr-2021 | Stockholder Proposal to Adopt Stockholder Action By Written Consent. | Shareholder | Y | For | Against | ||||||||||||||||||
LOCKHEED MARTIN CORPORATION | LMT | 539830109 | 22-Apr-2021 | Stockholder Proposal to issue a Report on Human Rights Due Diligence. | Shareholder | Y | Against | For | ||||||||||||||||||
FASTENAL COMPANY | FAST | 311900104 | 24-Apr-2021 | Election of Director: Scott A. Satterlee | Management | Y | For | For | ||||||||||||||||||
FASTENAL COMPANY | FAST | 311900104 | 24-Apr-2021 | Election of Director: Michael J. Ancius | Management | Y | For | For | ||||||||||||||||||
FASTENAL COMPANY | FAST | 311900104 | 24-Apr-2021 | Election of Director: Stephen L. Eastman | Management | Y | For | For | ||||||||||||||||||
FASTENAL COMPANY | FAST | 311900104 | 24-Apr-2021 | Election of Director: Daniel L. Florness | Management | Y | For | For | ||||||||||||||||||
FASTENAL COMPANY | FAST | 311900104 | 24-Apr-2021 | Election of Director: Rita J. Heise | Management | Y | For | For | ||||||||||||||||||
FASTENAL COMPANY | FAST | 311900104 | 24-Apr-2021 | Election of Director: Hsenghung Sam Hsu | Management | Y | For | For | ||||||||||||||||||
FASTENAL COMPANY | FAST | 311900104 | 24-Apr-2021 | Election of Director: Daniel L. Johnson | Management | Y | For | For | ||||||||||||||||||
FASTENAL COMPANY | FAST | 311900104 | 24-Apr-2021 | Election of Director: Nicholas J. Lundquist | Management | Y | For | For | ||||||||||||||||||
FASTENAL COMPANY | FAST | 311900104 | 24-Apr-2021 | Election of Director: Reyne K. Wisecup | Management | Y | For | For | ||||||||||||||||||
FASTENAL COMPANY | FAST | 311900104 | 24-Apr-2021 | Ratification of the appointment of KPMG LLP as independent registered public accounting firm for the 2021 fiscal year. | Management | Y | For | For | ||||||||||||||||||
FASTENAL COMPANY | FAST | 311900104 | 24-Apr-2021 | Approval, by non-binding vote, of executive compensation. | Management | Y | For | For | ||||||||||||||||||
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 04-May-2021 | Election of Director: Peter J. Arduini | Management | Y | For | For | ||||||||||||||||||
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 04-May-2021 | Election of Director: Michael W. Bonney | Management | Y | For | For | ||||||||||||||||||
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 04-May-2021 | Election of Director: Giovanni Caforio, M.D. | Management | Y | For | For | ||||||||||||||||||
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 04-May-2021 | Election of Director: Julia A. Haller, M.D. | Management | Y | For | For | ||||||||||||||||||
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 04-May-2021 | Election of Director: Paula A. Price | Management | Y | For | For | ||||||||||||||||||
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 04-May-2021 | Election of Director: Derica W. Rice | Management | Y | For | For | ||||||||||||||||||
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 04-May-2021 | Election of Director: Theodore R. Samuels | Management | Y | For | For |
Dividend Income Fund
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 04-May-2021 | Election of Director: Gerald L. Storch | Management | Y | Against | Against | ||||||||||||||||||
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 04-May-2021 | Election of Director: Karen Vousden, Ph.D. | Management | Y | For | For | ||||||||||||||||||
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 04-May-2021 | Election of Director: Phyllis R. Yale | Management | Y | For | For | ||||||||||||||||||
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 04-May-2021 | Advisory Vote to Approve the Compensation of our Named Executive Officers. | Management | Y | Against | Against | ||||||||||||||||||
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 04-May-2021 | Approval of the Company's 2021 Stock Award and Incentive Plan. | Management | Y | For | For | ||||||||||||||||||
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 04-May-2021 | Ratification of the Appointment of an Independent Registered Public Accounting Firm. | Management | Y | For | For | ||||||||||||||||||
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 04-May-2021 | Approval of an Amendment to the Certificate of Incorporation to Lower the Ownership Threshold for Special Shareholder Meetings to 15%. | Management | Y | For | For | ||||||||||||||||||
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 04-May-2021 | Shareholder Proposal on Adoption of a Board Policy that the Chairperson of the Board be an Independent Director. | Shareholder | Y | For | Against | ||||||||||||||||||
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 04-May-2021 | Shareholder Proposal on Shareholder Right to Act by Written Consent. | Shareholder | Y | Against | For | ||||||||||||||||||
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 04-May-2021 | Shareholder Proposal to Lower the Ownership Threshold for Special Shareholder Meetings to 10%. | Shareholder | Y | Against | For | ||||||||||||||||||
DOMINION ENERGY, INC. | D | 25746U109 | 05-May-2021 | Election of Director: James A. Bennett | Management | Y | For | For | ||||||||||||||||||
DOMINION ENERGY, INC. | D | 25746U109 | 05-May-2021 | Election of Director: Robert M. Blue | Management | Y | For | For | ||||||||||||||||||
DOMINION ENERGY, INC. | D | 25746U109 | 05-May-2021 | Election of Director: Helen E. Dragas | Management | Y | For | For | ||||||||||||||||||
DOMINION ENERGY, INC. | D | 25746U109 | 05-May-2021 | Election of Director: James O. Ellis, Jr. | Management | Y | For | For | ||||||||||||||||||
DOMINION ENERGY, INC. | D | 25746U109 | 05-May-2021 | Election of Director: D. Maybank Hagood | Management | Y | For | For | ||||||||||||||||||
DOMINION ENERGY, INC. | D | 25746U109 | 05-May-2021 | Election of Director: Ronald W. Jibson | Management | Y | For | For | ||||||||||||||||||
DOMINION ENERGY, INC. | D | 25746U109 | 05-May-2021 | Election of Director: Mark J. Kington | Management | Y | For | For | ||||||||||||||||||
DOMINION ENERGY, INC. | D | 25746U109 | 05-May-2021 | Election of Director: Joseph M. Rigby | Management | Y | For | For | ||||||||||||||||||
DOMINION ENERGY, INC. | D | 25746U109 | 05-May-2021 | Election of Director: Pamela J. Royal, M.D. | Management | Y | For | For | ||||||||||||||||||
DOMINION ENERGY, INC. | D | 25746U109 | 05-May-2021 | Election of Director: Robert H. Spilman, Jr. | Management | Y | For | For | ||||||||||||||||||
DOMINION ENERGY, INC. | D | 25746U109 | 05-May-2021 | Election of Director: Susan N. Story | Management | Y | For | For | ||||||||||||||||||
DOMINION ENERGY, INC. | D | 25746U109 | 05-May-2021 | Election of Director: Michael E. Szymanczyk | Management | Y | For | For | ||||||||||||||||||
DOMINION ENERGY, INC. | D | 25746U109 | 05-May-2021 | Advisory Vote on Approval of Executive Compensation (Say on Pay). | Management | Y | For | For | ||||||||||||||||||
DOMINION ENERGY, INC. | D | 25746U109 | 05-May-2021 | Ratification of Appointment of Independent Auditor. | Management | Y | For | For | ||||||||||||||||||
DOMINION ENERGY, INC. | D | 25746U109 | 05-May-2021 | Shareholder Proposal Regarding a Report on Lobbying. | Shareholder | Y | Against | For | ||||||||||||||||||
DOMINION ENERGY, INC. | D | 25746U109 | 05-May-2021 | Shareholder Proposal Regarding a Policy to Require an Independent Chair. | Shareholder | Y | For | Against | ||||||||||||||||||
DOMINION ENERGY, INC. | D | 25746U109 | 05-May-2021 | Shareholder Proposal Regarding Proxy Access Shareholder Aggregation. | Shareholder | Y | Against | For | ||||||||||||||||||
PEPSICO, INC. | PEP | 713448108 | 05-May-2021 | Election of Director: Segun Agbaje | Management | Y | For | For | ||||||||||||||||||
PEPSICO, INC. | PEP | 713448108 | 05-May-2021 | Election of Director: Shona L. Brown | Management | Y | For | For | ||||||||||||||||||
PEPSICO, INC. | PEP | 713448108 | 05-May-2021 | Election of Director: Cesar Conde | Management | Y | For | For | ||||||||||||||||||
PEPSICO, INC. | PEP | 713448108 | 05-May-2021 | Election of Director: Ian Cook | Management | Y | For | For | ||||||||||||||||||
PEPSICO, INC. | PEP | 713448108 | 05-May-2021 | Election of Director: Dina Dublon | Management | Y | For | For | ||||||||||||||||||
PEPSICO, INC. | PEP | 713448108 | 05-May-2021 | Election of Director: Michelle Gass | Management | Y | For | For |
Dividend Income Fund
PEPSICO, INC. | PEP | 713448108 | 05-May-2021 | Election of Director: Ramon L. Laguarta | Management | Y | For | For | ||||||||||||||||||
PEPSICO, INC. | PEP | 713448108 | 05-May-2021 | Election of Director: Dave Lewis | Management | Y | For | For | ||||||||||||||||||
PEPSICO, INC. | PEP | 713448108 | 05-May-2021 | Election of Director: David C. Page | Management | Y | For | For | ||||||||||||||||||
PEPSICO, INC. | PEP | 713448108 | 05-May-2021 | Election of Director: Robert C. Pohlad | Management | Y | For | For | ||||||||||||||||||
PEPSICO, INC. | PEP | 713448108 | 05-May-2021 | Election of Director: Daniel Vasella | Management | Y | For | For | ||||||||||||||||||
PEPSICO, INC. | PEP | 713448108 | 05-May-2021 | Election of Director: Darren Walker | Management | Y | For | For | ||||||||||||||||||
PEPSICO, INC. | PEP | 713448108 | 05-May-2021 | Election of Director: Alberto Weisser | Management | Y | For | For | ||||||||||||||||||
PEPSICO, INC. | PEP | 713448108 | 05-May-2021 | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for fiscal year 2021. | Management | Y | For | For | ||||||||||||||||||
PEPSICO, INC. | PEP | 713448108 | 05-May-2021 | Advisory approval of the Company's executive compensation. | Management | Y | For | For | ||||||||||||||||||
PEPSICO, INC. | PEP | 713448108 | 05-May-2021 | Shareholder Proposal - Special Shareholder Meeting Vote Threshold. | Shareholder | Y | Against | For | ||||||||||||||||||
PEPSICO, INC. | PEP | 713448108 | 05-May-2021 | Shareholder Proposal - Report on Sugar and Public Health. | Shareholder | Y | Against | For | ||||||||||||||||||
PEPSICO, INC. | PEP | 713448108 | 05-May-2021 | Shareholder Proposal - Report on External Public Health Costs. | Shareholder | Y | Against | For | ||||||||||||||||||
CME GROUP INC. | CME | 12572Q105 | 05-May-2021 | Election of Equity Director: Terrence A. Duffy | Management | Y | For | For | ||||||||||||||||||
CME GROUP INC. | CME | 12572Q105 | 05-May-2021 | Election of Equity Director: Timothy S. Bitsberger | Management | Y | For | For | ||||||||||||||||||
CME GROUP INC. | CME | 12572Q105 | 05-May-2021 | Election of Equity Director: Charles P. Carey | Management | Y | For | For | ||||||||||||||||||
CME GROUP INC. | CME | 12572Q105 | 05-May-2021 | Election of Equity Director: Dennis H. Chookaszian | Management | Y | For | For | ||||||||||||||||||
CME GROUP INC. | CME | 12572Q105 | 05-May-2021 | Election of Equity Director: Bryan T. Durkin | Management | Y | For | For | ||||||||||||||||||
CME GROUP INC. | CME | 12572Q105 | 05-May-2021 | Election of Equity Director: Ana Dutra | Management | Y | For | For | ||||||||||||||||||
CME GROUP INC. | CME | 12572Q105 | 05-May-2021 | Election of Equity Director: Martin J. Gepsman | Management | Y | For | For | ||||||||||||||||||
CME GROUP INC. | CME | 12572Q105 | 05-May-2021 | Election of Equity Director: Larry G. Gerdes | Management | Y | For | For | ||||||||||||||||||
CME GROUP INC. | CME | 12572Q105 | 05-May-2021 | Election of Equity Director: Daniel R. Glickman | Management | Y | For | For | ||||||||||||||||||
CME GROUP INC. | CME | 12572Q105 | 05-May-2021 | Election of Equity Director: Daniel G. Kaye | Management | Y | For | For | ||||||||||||||||||
CME GROUP INC. | CME | 12572Q105 | 05-May-2021 | Election of Equity Director: Phyllis M. Lockett | Management | Y | Against | Against | ||||||||||||||||||
CME GROUP INC. | CME | 12572Q105 | 05-May-2021 | Election of Equity Director: Deborah J. Lucas | Management | Y | For | For | ||||||||||||||||||
CME GROUP INC. | CME | 12572Q105 | 05-May-2021 | Election of Equity Director: Terry L. Savage | Management | Y | For | For | ||||||||||||||||||
CME GROUP INC. | CME | 12572Q105 | 05-May-2021 | Election of Equity Director: Rahael Seifu | Management | Y | For | For | ||||||||||||||||||
CME GROUP INC. | CME | 12572Q105 | 05-May-2021 | Election of Equity Director: William R. Shepard | Management | Y | For | For | ||||||||||||||||||
CME GROUP INC. | CME | 12572Q105 | 05-May-2021 | Election of Equity Director: Howard J. Siegel | Management | Y | For | For | ||||||||||||||||||
CME GROUP INC. | CME | 12572Q105 | 05-May-2021 | Election of Equity Director: Dennis A. Suskind | Management | Y | For | For | ||||||||||||||||||
CME GROUP INC. | CME | 12572Q105 | 05-May-2021 | Ratification of the appointment of Ernst & Young as our independent registered public accounting firm for 2021. | Management | Y | For | For | ||||||||||||||||||
CME GROUP INC. | CME | 12572Q105 | 05-May-2021 | Advisory vote on the compensation of our named executive officers. | Management | Y | For | For | ||||||||||||||||||
ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 06-May-2021 | Election of Director: M.S. Burke | Management | Y | For | For | ||||||||||||||||||
ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 06-May-2021 | Election of Director: T. Colbert | Management | Y | For | For |
Dividend Income Fund
ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 06-May-2021 | Election of Director: T.K. Crews | Management | Y | For | For | ||||||||||||||||||
ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 06-May-2021 | Election of Director: P. Dufour | Management | Y | For | For | ||||||||||||||||||
ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 06-May-2021 | Election of Director: D.E. Felsinger | Management | Y | For | For | ||||||||||||||||||
ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 06-May-2021 | Election of Director: S.F. Harrison | Management | Y | For | For | ||||||||||||||||||
ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 06-May-2021 | Election of Director: J.R. Luciano | Management | Y | For | For | ||||||||||||||||||
ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 06-May-2021 | Election of Director: P.J. Moore | Management | Y | For | For | ||||||||||||||||||
ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 06-May-2021 | Election of Director: F.J. Sanchez | Management | Y | For | For | ||||||||||||||||||
ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 06-May-2021 | Election of Director: D.A. Sandler | Management | Y | For | For | ||||||||||||||||||
ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 06-May-2021 | Election of Director: L.Z. Schlitz | Management | Y | For | For | ||||||||||||||||||
ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 06-May-2021 | Election of Director: K.R. Westbrook | Management | Y | For | For | ||||||||||||||||||
ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 06-May-2021 | Ratify the appointment of Ernst & Young LLP as independent auditors for the year ending December 31, 2021. | Management | Y | For | For | ||||||||||||||||||
ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 06-May-2021 | Advisory Vote on Executive Compensation. | Management | Y | For | For | ||||||||||||||||||
ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 06-May-2021 | Stockholder Proposal Regarding Shareholder Aggregation for Proxy Access. | Shareholder | Y | Against | For | ||||||||||||||||||
COLGATE-PALMOLIVE COMPANY | CL | 194162103 | 07-May-2021 | Election of Director: John P. Bilbrey | Management | Y | For | For | ||||||||||||||||||
COLGATE-PALMOLIVE COMPANY | CL | 194162103 | 07-May-2021 | Election of Director: John T. Cahill | Management | Y | For | For | ||||||||||||||||||
COLGATE-PALMOLIVE COMPANY | CL | 194162103 | 07-May-2021 | Election of Director: Lisa M. Edwards | Management | Y | For | For | ||||||||||||||||||
COLGATE-PALMOLIVE COMPANY | CL | 194162103 | 07-May-2021 | Election of Director: C. Martin Harris | Management | Y | For | For | ||||||||||||||||||
COLGATE-PALMOLIVE COMPANY | CL | 194162103 | 07-May-2021 | Election of Director: Martina Hund-Mejean | Management | Y | For | For | ||||||||||||||||||
COLGATE-PALMOLIVE COMPANY | CL | 194162103 | 07-May-2021 | Election of Director: Kimberly A. Nelson | Management | Y | For | For | ||||||||||||||||||
COLGATE-PALMOLIVE COMPANY | CL | 194162103 | 07-May-2021 | Election of Director: Lorrie M. Norrington | Management | Y | For | For | ||||||||||||||||||
COLGATE-PALMOLIVE COMPANY | CL | 194162103 | 07-May-2021 | Election of Director: Michael B. Polk | Management | Y | For | For | ||||||||||||||||||
COLGATE-PALMOLIVE COMPANY | CL | 194162103 | 07-May-2021 | Election of Director: Stephen I. Sadove | Management | Y | For | For | ||||||||||||||||||
COLGATE-PALMOLIVE COMPANY | CL | 194162103 | 07-May-2021 | Election of Director: Noel R. Wallace | Management | Y | For | For | ||||||||||||||||||
COLGATE-PALMOLIVE COMPANY | CL | 194162103 | 07-May-2021 | Ratify selection of PricewaterhouseCoopers LLP as Colgate's independent registered public accounting firm. | Management | Y | For | For | ||||||||||||||||||
COLGATE-PALMOLIVE COMPANY | CL | 194162103 | 07-May-2021 | Advisory vote on executive compensation. | Management | Y | For | For | ||||||||||||||||||
COLGATE-PALMOLIVE COMPANY | CL | 194162103 | 07-May-2021 | Stockholder proposal on independent Board Chairman. | Shareholder | Y | For | Against | ||||||||||||||||||
COLGATE-PALMOLIVE COMPANY | CL | 194162103 | 07-May-2021 | Stockholder proposal to reduce the ownership threshold to call special stockholder meetings to 10%. | Shareholder | Y | For | Against | ||||||||||||||||||
3M COMPANY | MMM | 88579Y101 | 11-May-2021 | Elect the member to the Board of Directors for a term of one year: Thomas "Tony" K. Brown | Management | Y | For | For | ||||||||||||||||||
3M COMPANY | MMM | 88579Y101 | 11-May-2021 | Elect the member to the Board of Directors for a term of one year: Pamela J. Craig | Management | Y | For | For | ||||||||||||||||||
3M COMPANY | MMM | 88579Y101 | 11-May-2021 | Elect the member to the Board of Directors for a term of one year: David B. Dillon | Management | Y | For | For | ||||||||||||||||||
3M COMPANY | MMM | 88579Y101 | 11-May-2021 | Elect the member to the Board of Directors for a term of one year: Michael L. Eskew | Management | Y | For | For | ||||||||||||||||||
3M COMPANY | MMM | 88579Y101 | 11-May-2021 | Elect the member to the Board of Directors for a term of one year: James R. Fitterling | Management | Y | For | For | ||||||||||||||||||
3M COMPANY | MMM | 88579Y101 | 11-May-2021 | Elect the member to the Board of Directors for a term of one year: Herbert L. Henkel | Management | Y | For | For |
Dividend Income Fund
3M COMPANY | MMM | 88579Y101 | 11-May-2021 | Elect the member to the Board of Directors for a term of one year: Amy E. Hood | Management | Y | For | For | ||||||||||||||||||
3M COMPANY | MMM | 88579Y101 | 11-May-2021 | Elect the member to the Board of Directors for a term of one year: Muhtar Kent | Management | Y | For | For | ||||||||||||||||||
3M COMPANY | MMM | 88579Y101 | 11-May-2021 | Elect the member to the Board of Directors for a term of one year: Dambisa F. Moyo | Management | Y | For | For | ||||||||||||||||||
3M COMPANY | MMM | 88579Y101 | 11-May-2021 | Elect the member to the Board of Directors for a term of one year: Gregory R. Page | Management | Y | For | For | ||||||||||||||||||
3M COMPANY | MMM | 88579Y101 | 11-May-2021 | Elect the member to the Board of Directors for a term of one year: Michael F. Roman | Management | Y | For | For | ||||||||||||||||||
3M COMPANY | MMM | 88579Y101 | 11-May-2021 | Elect the member to the Board of Directors for a term of one year: Patricia A. Woertz | Management | Y | For | For | ||||||||||||||||||
3M COMPANY | MMM | 88579Y101 | 11-May-2021 | To ratify the appointment of PricewaterhouseCoopers LLP as 3M's independent registered public accounting firm. | Management | Y | For | For | ||||||||||||||||||
3M COMPANY | MMM | 88579Y101 | 11-May-2021 | Advisory approval of executive compensation. | Management | Y | For | For | ||||||||||||||||||
3M COMPANY | MMM | 88579Y101 | 11-May-2021 | To approve the amendment and restatement of 3M Company 2016 Long-Term Incentive Plan. | Management | Y | For | For | ||||||||||||||||||
3M COMPANY | MMM | 88579Y101 | 11-May-2021 | Shareholder proposal on setting target amounts for CEO compensation. | Shareholder | Y | Against | For | ||||||||||||||||||
3M COMPANY | MMM | 88579Y101 | 11-May-2021 | Shareholder proposal on transitioning the Company to a public benefit corporation. | Shareholder | Y | Against | For | ||||||||||||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 13-May-2021 | Election of Director: Shellye L. Archambeau | Management | Y | For | For | ||||||||||||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 13-May-2021 | Election of Director: Roxanne S. Austin | Management | Y | For | For | ||||||||||||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 13-May-2021 | Election of Director: Mark T. Bertolini | Management | Y | For | For | ||||||||||||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 13-May-2021 | Election of Director: Melanie L. Healey | Management | Y | For | For | ||||||||||||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 13-May-2021 | Election of Director: Clarence Otis, Jr. | Management | Y | For | For | ||||||||||||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 13-May-2021 | Election of Director: Daniel H. Schulman | Management | Y | For | For | ||||||||||||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 13-May-2021 | Election of Director: Rodney E. Slater | Management | Y | For | For | ||||||||||||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 13-May-2021 | Election of Director: Hans E. Vestberg | Management | Y | For | For | ||||||||||||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 13-May-2021 | Election of Director: Gregory G. Weaver | Management | Y | For | For | ||||||||||||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 13-May-2021 | Advisory Vote to Approve Executive Compensation | Management | Y | Against | Against | ||||||||||||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 13-May-2021 | Ratification of Appointment of Independent Registered Public Accounting Firm | Management | Y | For | For | ||||||||||||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 13-May-2021 | Shareholder Action by Written Consent | Shareholder | Y | Against | For | ||||||||||||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 13-May-2021 | Amend Clawback Policy | Shareholder | Y | Against | For | ||||||||||||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 13-May-2021 | Shareholder Ratification of Annual Equity Awards | Shareholder | Y | Against | For | ||||||||||||||||||
UNION PACIFIC CORPORATION | UNP | 907818108 | 13-May-2021 | Election of Director: Andrew H. Card Jr. | Management | Y | For | For | ||||||||||||||||||
UNION PACIFIC CORPORATION | UNP | 907818108 | 13-May-2021 | Election of Director: William J. DeLaney | Management | Y | Against | Against | ||||||||||||||||||
UNION PACIFIC CORPORATION | UNP | 907818108 | 13-May-2021 | Election of Director: David B. Dillon | Management | Y | For | For | ||||||||||||||||||
UNION PACIFIC CORPORATION | UNP | 907818108 | 13-May-2021 | Election of Director: Lance M. Fritz | Management | Y | For | For | ||||||||||||||||||
UNION PACIFIC CORPORATION | UNP | 907818108 | 13-May-2021 | Election of Director: Deborah C. Hopkins | Management | Y | For | For | ||||||||||||||||||
UNION PACIFIC CORPORATION | UNP | 907818108 | 13-May-2021 | Election of Director: Jane H. Lute | Management | Y | For | For | ||||||||||||||||||
UNION PACIFIC CORPORATION | UNP | 907818108 | 13-May-2021 | Election of Director: Michael R. McCarthy | Management | Y | For | For | ||||||||||||||||||
UNION PACIFIC CORPORATION | UNP | 907818108 | 13-May-2021 | Election of Director: Thomas F. McLarty III | Management | Y | For | For |
Dividend Income Fund
UNION PACIFIC CORPORATION | UNP | 907818108 | 13-May-2021 | Election of Director: Jose H. Villarreal | Management | Y | For | For | ||||||||||||||||||
UNION PACIFIC CORPORATION | UNP | 907818108 | 13-May-2021 | Election of Director: Christopher J. Williams | Management | Y | For | For | ||||||||||||||||||
UNION PACIFIC CORPORATION | UNP | 907818108 | 13-May-2021 | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for 2021. | Management | Y | For | For | ||||||||||||||||||
UNION PACIFIC CORPORATION | UNP | 907818108 | 13-May-2021 | An advisory vote to approve executive compensation ("Say on Pay"). | Management | Y | Against | Against | ||||||||||||||||||
UNION PACIFIC CORPORATION | UNP | 907818108 | 13-May-2021 | Adoption of the Union Pacific Corporation 2021 Stock Incentive Plan. | Management | Y | For | For | ||||||||||||||||||
UNION PACIFIC CORPORATION | UNP | 907818108 | 13-May-2021 | Adoption of the Union Pacific Corporation 2021 Employee Stock Purchase Plan. | Management | Y | For | For | ||||||||||||||||||
UNION PACIFIC CORPORATION | UNP | 907818108 | 13-May-2021 | Shareholder proposal requesting an EEO-1 Report Disclosure, if properly presented at the Annual Meeting. | Shareholder | Y | For | Against | ||||||||||||||||||
UNION PACIFIC CORPORATION | UNP | 907818108 | 13-May-2021 | Shareholder proposal requesting an Annual Diversity and Inclusion Efforts Report, if properly presented at the Annual Meeting. | Shareholder | Y | For | Against | ||||||||||||||||||
UNION PACIFIC CORPORATION | UNP | 907818108 | 13-May-2021 | Shareholder proposal requesting an Annual Emissions Reduction Plan & annual advisory vote on Emissions Reduction Plan, if properly presented at the Annual Meeting. | Shareholder | Y | Against | For | ||||||||||||||||||
NUCOR CORPORATION | NUE | 670346105 | 13-May-2021 | Patrick J. Dempsey | Management | Y | For | For | ||||||||||||||||||
NUCOR CORPORATION | NUE | 670346105 | 13-May-2021 | Christopher J. Kearney | Management | Y | For | For | ||||||||||||||||||
NUCOR CORPORATION | NUE | 670346105 | 13-May-2021 | Laurette T. Koellner | Management | Y | For | For | ||||||||||||||||||
NUCOR CORPORATION | NUE | 670346105 | 13-May-2021 | Joseph D. Rupp | Management | Y | For | For | ||||||||||||||||||
NUCOR CORPORATION | NUE | 670346105 | 13-May-2021 | Leon J. Topalian | Management | Y | For | For | ||||||||||||||||||
NUCOR CORPORATION | NUE | 670346105 | 13-May-2021 | John H. Walker | Management | Y | For | For | ||||||||||||||||||
NUCOR CORPORATION | NUE | 670346105 | 13-May-2021 | Nadja Y. West | Management | Y | For | For | ||||||||||||||||||
NUCOR CORPORATION | NUE | 670346105 | 13-May-2021 | Ratification of the appointment of PricewaterhouseCoopers LLP to serve as Nucor's independent registered public accounting firm for 2021. | Management | Y | For | For | ||||||||||||||||||
NUCOR CORPORATION | NUE | 670346105 | 13-May-2021 | Approval, on an advisory basis, of Nucor's named executive officer compensation in 2020. | Management | Y | For | For | ||||||||||||||||||
BAKER HUGHES COMPANY | BKR | 05722G100 | 14-May-2021 | W. Geoffrey Beattie | Management | Y | For | For | ||||||||||||||||||
BAKER HUGHES COMPANY | BKR | 05722G100 | 14-May-2021 | Gregory D. Brenneman | Management | Y | For | For | ||||||||||||||||||
BAKER HUGHES COMPANY | BKR | 05722G100 | 14-May-2021 | Cynthia B. Carroll | Management | Y | For | For | ||||||||||||||||||
BAKER HUGHES COMPANY | BKR | 05722G100 | 14-May-2021 | Clarence P. Cazalot, Jr | Management | Y | For | For | ||||||||||||||||||
BAKER HUGHES COMPANY | BKR | 05722G100 | 14-May-2021 | Nelda J. Connors | Management | Y | For | For | ||||||||||||||||||
BAKER HUGHES COMPANY | BKR | 05722G100 | 14-May-2021 | Gregory L. Ebel | Management | Y | For | For | ||||||||||||||||||
BAKER HUGHES COMPANY | BKR | 05722G100 | 14-May-2021 | Lynn L. Elsenhans | Management | Y | For | For | ||||||||||||||||||
BAKER HUGHES COMPANY | BKR | 05722G100 | 14-May-2021 | John G. Rice | Management | Y | For | For | ||||||||||||||||||
BAKER HUGHES COMPANY | BKR | 05722G100 | 14-May-2021 | Lorenzo Simonelli | Management | Y | For | For | ||||||||||||||||||
BAKER HUGHES COMPANY | BKR | 05722G100 | 14-May-2021 | An advisory vote related to the Company's executive compensation program. | Management | Y | For | For | ||||||||||||||||||
BAKER HUGHES COMPANY | BKR | 05722G100 | 14-May-2021 | The ratification of KPMG LLP as the Company's independent registered public accounting firm for fiscal year 2021. | Management | Y | For | For | ||||||||||||||||||
BAKER HUGHES COMPANY | BKR | 05722G100 | 14-May-2021 | The approval of the Amendment and Restatement of the Baker Hughes Company Employee Stock Purchase Plan. | Management | Y | For | For | ||||||||||||||||||
BAKER HUGHES COMPANY | BKR | 05722G100 | 14-May-2021 | The approval of the Baker Hughes Company 2021 Long-Term Incentive Plan. | Management | Y | For | For | ||||||||||||||||||
THE HERSHEY COMPANY | HSY | 427866108 | 17-May-2021 | P. M. Arway | Management | Y | For | For | ||||||||||||||||||
THE HERSHEY COMPANY | HSY | 427866108 | 17-May-2021 | J. W. Brown | Management | Y | For | For |
Dividend Income Fund
THE HERSHEY COMPANY | HSY | 427866108 | 17-May-2021 | M. G. Buck | Management | Y | For | For | ||||||||||||||||||
THE HERSHEY COMPANY | HSY | 427866108 | 17-May-2021 | V. L. Crawford | Management | Y | For | For | ||||||||||||||||||
THE HERSHEY COMPANY | HSY | 427866108 | 17-May-2021 | R. M. Dutkowsky | Management | Y | For | For | ||||||||||||||||||
THE HERSHEY COMPANY | HSY | 427866108 | 17-May-2021 | M. K. Haben | Management | Y | For | For | ||||||||||||||||||
THE HERSHEY COMPANY | HSY | 427866108 | 17-May-2021 | J. C. Katzman | Management | Y | For | For | ||||||||||||||||||
THE HERSHEY COMPANY | HSY | 427866108 | 17-May-2021 | M. D. Koken | Management | Y | For | For | ||||||||||||||||||
THE HERSHEY COMPANY | HSY | 427866108 | 17-May-2021 | R. M. Malcolm | Management | Y | For | For | ||||||||||||||||||
THE HERSHEY COMPANY | HSY | 427866108 | 17-May-2021 | A. J. Palmer | Management | Y | For | For | ||||||||||||||||||
THE HERSHEY COMPANY | HSY | 427866108 | 17-May-2021 | J. R. Perez | Management | Y | For | For | ||||||||||||||||||
THE HERSHEY COMPANY | HSY | 427866108 | 17-May-2021 | W. L. Schoppert | Management | Y | For | For | ||||||||||||||||||
THE HERSHEY COMPANY | HSY | 427866108 | 17-May-2021 | Ratify the appointment of Ernst & Young LLP as independent auditors for 2021. | Management | Y | For | For | ||||||||||||||||||
THE HERSHEY COMPANY | HSY | 427866108 | 17-May-2021 | Approve named executive officer compensation on a non-binding advisory basis. | Management | Y | For | For | ||||||||||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 18-May-2021 | Election of Director: Linda B. Bammann | Management | Y | For | For | ||||||||||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 18-May-2021 | Election of Director: Stephen B. Burke | Management | Y | For | For | ||||||||||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 18-May-2021 | Election of Director: Todd A. Combs | Management | Y | For | For | ||||||||||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 18-May-2021 | Election of Director: James S. Crown | Management | Y | For | For | ||||||||||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 18-May-2021 | Election of Director: James Dimon | Management | Y | For | For | ||||||||||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 18-May-2021 | Election of Director: Timothy P. Flynn | Management | Y | For | For | ||||||||||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 18-May-2021 | Election of Director: Mellody Hobson | Management | Y | For | For | ||||||||||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 18-May-2021 | Election of Director: Michael A. Neal | Management | Y | For | For | ||||||||||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 18-May-2021 | Election of Director: Phebe N. Novakovic | Management | Y | For | For | ||||||||||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 18-May-2021 | Election of Director: Virginia M. Rometty | Management | Y | For | For | ||||||||||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 18-May-2021 | Advisory resolution to approve executive compensation. | Management | Y | For | For | ||||||||||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 18-May-2021 | Approval of Amended and Restated Long-Term Incentive Plan effective May 18, 2021. | Management | Y | For | For | ||||||||||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 18-May-2021 | Ratification of independent registered public accounting firm. | Management | Y | For | For | ||||||||||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 18-May-2021 | Improve shareholder written consent. | Shareholder | Y | For | Against | ||||||||||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 18-May-2021 | Racial equity audit and report. | Shareholder | Y | For | Against | ||||||||||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 18-May-2021 | Independent board chairman. | Shareholder | Y | For | Against | ||||||||||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 18-May-2021 | Political and electioneering expenditure congruency report. | Shareholder | Y | Against | For | ||||||||||||||||||
AMGEN INC. | AMGN | 031162100 | 18-May-2021 | Election of Director for a term of office expiring at the 2022 annual meeting: Dr. Wanda M. Austin | Management | Y | For | For | ||||||||||||||||||
AMGEN INC. | AMGN | 031162100 | 18-May-2021 | Election of Director for a term of office expiring at the 2022 annual meeting: Mr. Robert A. Bradway | Management | Y | For | For | ||||||||||||||||||
AMGEN INC. | AMGN | 031162100 | 18-May-2021 | Election of Director for a term of office expiring at the 2022 annual meeting: Dr. Brian J. Druker | Management | Y | For | For | ||||||||||||||||||
AMGEN INC. | AMGN | 031162100 | 18-May-2021 | Election of Director for a term of office expiring at the 2022 annual meeting: Mr. Robert A. Eckert | Management | Y | For | For |
Dividend Income Fund
AMGEN INC. | AMGN | 031162100 | 18-May-2021 | Election of Director for a term of office expiring at the 2022 annual meeting: Mr. Greg C. Garland | Management | Y | For | For | ||||||||||||||||||
AMGEN INC. | AMGN | 031162100 | 18-May-2021 | Election of Director for a term of office expiring at the 2022 annual meeting: Mr. Charles M. Holley, Jr. | Management | Y | For | For | ||||||||||||||||||
AMGEN INC. | AMGN | 031162100 | 18-May-2021 | Election of Director for a term of office expiring at the 2022 annual meeting: Dr. Tyler Jacks | Management | Y | For | For | ||||||||||||||||||
AMGEN INC. | AMGN | 031162100 | 18-May-2021 | Election of Director for a term of office expiring at the 2022 annual meeting: Ms. Ellen J. Kullman | Management | Y | For | For | ||||||||||||||||||
AMGEN INC. | AMGN | 031162100 | 18-May-2021 | Election of Director for a term of office expiring at the 2022 annual meeting: Ms. Amy E. Miles | Management | Y | For | For | ||||||||||||||||||
AMGEN INC. | AMGN | 031162100 | 18-May-2021 | Election of Director for a term of office expiring at the 2022 annual meeting: Dr. Ronald D. Sugar | Management | Y | For | For | ||||||||||||||||||
AMGEN INC. | AMGN | 031162100 | 18-May-2021 | Election of Director for a term of office expiring at the 2022 annual meeting: Dr. R. Sanders Williams | Management | Y | For | For | ||||||||||||||||||
AMGEN INC. | AMGN | 031162100 | 18-May-2021 | Advisory vote to approve our executive compensation. | Management | Y | For | For | ||||||||||||||||||
AMGEN INC. | AMGN | 031162100 | 18-May-2021 | To ratify the selection of Ernst & Young LLP as our independent registered public accountants for the fiscal year ending December 31, 2021. | Management | Y | For | For | ||||||||||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 20-May-2021 | Election of Director: Gerard J. Arpey | Management | Y | For | For | ||||||||||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 20-May-2021 | Election of Director: Ari Bousbib | Management | Y | For | For | ||||||||||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 20-May-2021 | Election of Director: Jeffery H. Boyd | Management | Y | For | For | ||||||||||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 20-May-2021 | Election of Director: Gregory D. Brenneman | Management | Y | For | For | ||||||||||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 20-May-2021 | Election of Director: J. Frank Brown | Management | Y | For | For | ||||||||||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 20-May-2021 | Election of Director: Albert P. Carey | Management | Y | For | For | ||||||||||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 20-May-2021 | Election of Director: Helena B. Foulkes | Management | Y | For | For | ||||||||||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 20-May-2021 | Election of Director: Linda R. Gooden | Management | Y | For | For | ||||||||||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 20-May-2021 | Election of Director: Wayne M. Hewett | Management | Y | For | For | ||||||||||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 20-May-2021 | Election of Director: Manuel Kadre | Management | Y | For | For | ||||||||||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 20-May-2021 | Election of Director: Stephanie C. Linnartz | Management | Y | For | For | ||||||||||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 20-May-2021 | Election of Director: Craig A. Menear | Management | Y | For | For | ||||||||||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 20-May-2021 | Ratification of the Appointment of KPMG LLP. | Management | Y | For | For | ||||||||||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 20-May-2021 | Advisory Vote to Approve Executive Compensation ("Say-on-Pay"). | Management | Y | Against | Against | ||||||||||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 20-May-2021 | Shareholder Proposal Regarding Amendment of Shareholder Written Consent Right. | Shareholder | Y | Against | For | ||||||||||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 20-May-2021 | Shareholder Proposal Regarding Political Contributions Congruency Analysis. | Shareholder | Y | Against | For | ||||||||||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 20-May-2021 | Shareholder Proposal Regarding Report on Prison Labor in the Supply Chain. | Shareholder | Y | Against | For | ||||||||||||||||||
THE TRAVELERS COMPANIES, INC. | TRV | 89417E109 | 20-May-2021 | Election of Director: Alan L. Beller | Management | Y | For | For | ||||||||||||||||||
THE TRAVELERS COMPANIES, INC. | TRV | 89417E109 | 20-May-2021 | Election of Director: Janet M. Dolan | Management | Y | For | For | ||||||||||||||||||
THE TRAVELERS COMPANIES, INC. | TRV | 89417E109 | 20-May-2021 | Election of Director: Patricia L. Higgins | Management | Y | For | For | ||||||||||||||||||
THE TRAVELERS COMPANIES, INC. | TRV | 89417E109 | 20-May-2021 | Election of Director: William J. Kane | Management | Y | For | For | ||||||||||||||||||
THE TRAVELERS COMPANIES, INC. | TRV | 89417E109 | 20-May-2021 | Election of Director: Thomas B. Leonardi | Management | Y | For | For | ||||||||||||||||||
THE TRAVELERS COMPANIES, INC. | TRV | 89417E109 | 20-May-2021 | Election of Director: Clarence Otis Jr. | Management | Y | For | For | ||||||||||||||||||
THE TRAVELERS COMPANIES, INC. | TRV | 89417E109 | 20-May-2021 | Election of Director: Elizabeth E. Robinson | Management | Y | For | For |
Dividend Income Fund
THE TRAVELERS COMPANIES, INC. | TRV | 89417E109 | 20-May-2021 | Election of Director: Philip T. Ruegger III | Management | Y | For | For | ||||||||||||||||||
THE TRAVELERS COMPANIES, INC. | TRV | 89417E109 | 20-May-2021 | Election of Director: Todd C. Schermerhorn | Management | Y | For | For | ||||||||||||||||||
THE TRAVELERS COMPANIES, INC. | TRV | 89417E109 | 20-May-2021 | Election of Director: Alan D. Schnitzer | Management | Y | For | For | ||||||||||||||||||
THE TRAVELERS COMPANIES, INC. | TRV | 89417E109 | 20-May-2021 | Election of Director: Laurie J. Thomsen | Management | Y | For | For | ||||||||||||||||||
THE TRAVELERS COMPANIES, INC. | TRV | 89417E109 | 20-May-2021 | Ratification of the appointment of KPMG LLP as The Travelers Companies, Inc.'s independent registered public accounting firm for 2021. | Management | Y | For | For | ||||||||||||||||||
THE TRAVELERS COMPANIES, INC. | TRV | 89417E109 | 20-May-2021 | Non-binding vote to approve executive compensation. | Management | Y | For | For | ||||||||||||||||||
THE TRAVELERS COMPANIES, INC. | TRV | 89417E109 | 20-May-2021 | Approve an amendment to The Travelers Companies, Inc. Amended and Restated 2014 Stock Incentive Plan. | Management | Y | For | For | ||||||||||||||||||
MCDONALD'S CORPORATION | MCD | 580135101 | 20-May-2021 | Election of Director for a one-year term expiring in 2022: Lloyd Dean | Management | Y | For | For | ||||||||||||||||||
MCDONALD'S CORPORATION | MCD | 580135101 | 20-May-2021 | Election of Director for a one-year term expiring in 2022: Robert Eckert | Management | Y | For | For | ||||||||||||||||||
MCDONALD'S CORPORATION | MCD | 580135101 | 20-May-2021 | Election of Director for a one-year term expiring in 2022: Catherine Engelbert | Management | Y | For | For | ||||||||||||||||||
MCDONALD'S CORPORATION | MCD | 580135101 | 20-May-2021 | Election of Director for a one-year term expiring in 2022: Margaret Georgiadis | Management | Y | For | For | ||||||||||||||||||
MCDONALD'S CORPORATION | MCD | 580135101 | 20-May-2021 | Election of Director for a one-year term expiring in 2022: Enrique Hernandez, Jr. | Management | Y | Against | Against | ||||||||||||||||||
MCDONALD'S CORPORATION | MCD | 580135101 | 20-May-2021 | Election of Director for a one-year term expiring in 2022: Christopher Kempczinski | Management | Y | For | For | ||||||||||||||||||
MCDONALD'S CORPORATION | MCD | 580135101 | 20-May-2021 | Election of Director for a one-year term expiring in 2022: Richard Lenny | Management | Y | Against | Against | ||||||||||||||||||
MCDONALD'S CORPORATION | MCD | 580135101 | 20-May-2021 | Election of Director for a one-year term expiring in 2022: John Mulligan | Management | Y | For | For | ||||||||||||||||||
MCDONALD'S CORPORATION | MCD | 580135101 | 20-May-2021 | Election of Director for a one-year term expiring in 2022: Sheila Penrose | Management | Y | For | For | ||||||||||||||||||
MCDONALD'S CORPORATION | MCD | 580135101 | 20-May-2021 | Election of Director for a one-year term expiring in 2022: John Rogers, Jr. | Management | Y | For | For | ||||||||||||||||||
MCDONALD'S CORPORATION | MCD | 580135101 | 20-May-2021 | Election of Director for a one-year term expiring in 2022: Paul Walsh | Management | Y | For | For | ||||||||||||||||||
MCDONALD'S CORPORATION | MCD | 580135101 | 20-May-2021 | Election of Director for a one-year term expiring in 2022: Miles White | Management | Y | For | For | ||||||||||||||||||
MCDONALD'S CORPORATION | MCD | 580135101 | 20-May-2021 | Advisory vote to approve executive compensation. | Management | Y | For | For | ||||||||||||||||||
MCDONALD'S CORPORATION | MCD | 580135101 | 20-May-2021 | Advisory vote to ratify the appointment of Ernst & Young LLP as independent auditor for 2021. | Management | Y | For | For | ||||||||||||||||||
MCDONALD'S CORPORATION | MCD | 580135101 | 20-May-2021 | Advisory vote on a shareholder proposal requesting a report on sugar and public health, if properly presented. | Shareholder | Y | Against | For | ||||||||||||||||||
MCDONALD'S CORPORATION | MCD | 580135101 | 20-May-2021 | Advisory vote on a shareholder proposal requesting a report on antibiotics and public health costs, if properly presented. | Shareholder | Y | Against | For | ||||||||||||||||||
MCDONALD'S CORPORATION | MCD | 580135101 | 20-May-2021 | Advisory vote on a shareholder proposal requesting the ability for shareholders to act by written consent, if properly presented. | Shareholder | Y | Against | For | ||||||||||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 21-May-2021 | Election of Director: Darius Adamczyk | Management | Y | For | For | ||||||||||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 21-May-2021 | Election of Director: Duncan B. Angove | Management | Y | For | For | ||||||||||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 21-May-2021 | Election of Director: William S. Ayer | Management | Y | For | For | ||||||||||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 21-May-2021 | Election of Director: Kevin Burke | Management | Y | For | For | ||||||||||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 21-May-2021 | Election of Director: D. Scott Davis | Management | Y | For | For | ||||||||||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 21-May-2021 | Election of Director: Deborah Flint | Management | Y | For | For | ||||||||||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 21-May-2021 | Election of Director: Judd Gregg | Management | Y | For | For | ||||||||||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 21-May-2021 | Election of Director: Grace D. Lieblein | Management | Y | For | For | ||||||||||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 21-May-2021 | Election of Director: Raymond T. Odierno | Management | Y | For | For |
Dividend Income Fund
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 21-May-2021 | Election of Director: George Paz | Management | Y | For | For | ||||||||||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 21-May-2021 | Election of Director: Robin L. Washington | Management | Y | For | For | ||||||||||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 21-May-2021 | Advisory Vote to Approve Executive Compensation. | Management | Y | For | For | ||||||||||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 21-May-2021 | Approval of Independent Accountants. | Management | Y | For | For | ||||||||||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 21-May-2021 | Shareholder Right To Act By Written Consent. | Shareholder | Y | Against | For | ||||||||||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 25-May-2021 | Election of Director: Leslie A. Brun | Management | Y | For | For | ||||||||||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 25-May-2021 | Election of Director: Mary Ellen Coe | Management | Y | For | For | ||||||||||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 25-May-2021 | Election of Director: Pamela J. Craig | Management | Y | For | For | ||||||||||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 25-May-2021 | Election of Director: Kenneth C. Frazier | Management | Y | For | For | ||||||||||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 25-May-2021 | Election of Director: Thomas H. Glocer | Management | Y | For | For | ||||||||||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 25-May-2021 | Election of Director: Risa J. Lavizzo-Mourey | Management | Y | For | For | ||||||||||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 25-May-2021 | Election of Director: Stephen L. Mayo | Management | Y | For | For | ||||||||||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 25-May-2021 | Election of Director: Paul B. Rothman | Management | Y | For | For | ||||||||||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 25-May-2021 | Election of Director: Patricia F. Russo | Management | Y | For | For | ||||||||||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 25-May-2021 | Election of Director: Christine E. Seidman | Management | Y | For | For | ||||||||||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 25-May-2021 | Election of Director: Inge G. Thulin | Management | Y | For | For | ||||||||||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 25-May-2021 | Election of Director: Kathy J. Warden | Management | Y | For | For | ||||||||||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 25-May-2021 | Election of Director: Peter C. Wendell | Management | Y | For | For | ||||||||||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 25-May-2021 | Non-binding advisory vote to approve the compensation of our named executive officers. | Management | Y | For | For | ||||||||||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 25-May-2021 | Ratification of the appointment of the Company's independent registered public accounting firm for 2021. | Management | Y | For | For | ||||||||||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 25-May-2021 | Shareholder proposal concerning a shareholder right to act by written consent. | Shareholder | Y | Against | For | ||||||||||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 25-May-2021 | Shareholder proposal regarding access to COVID-19 products. | Shareholder | Y | Against | For | ||||||||||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 26-May-2021 | Election of Director: Thomas A. Bartlett | Management | Y | For | For | ||||||||||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 26-May-2021 | Election of Director: Raymond P. Dolan | Management | Y | For | For | ||||||||||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 26-May-2021 | Election of Director: Kenneth R. Frank | Management | Y | For | For | ||||||||||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 26-May-2021 | Election of Director: Robert D. Hormats | Management | Y | For | For | ||||||||||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 26-May-2021 | Election of Director: Gustavo Lara Cantu | Management | Y | For | For | ||||||||||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 26-May-2021 | Election of Director: Grace D. Lieblein | Management | Y | For | For | ||||||||||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 26-May-2021 | Election of Director: Craig Macnab | Management | Y | For | For | ||||||||||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 26-May-2021 | Election of Director: JoAnn A. Reed | Management | Y | For | For | ||||||||||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 26-May-2021 | Election of Director: Pamela D.A. Reeve | Management | Y | For | For | ||||||||||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 26-May-2021 | Election of Director: David E. Sharbutt | Management | Y | For | For | ||||||||||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 26-May-2021 | Election of Director: Bruce L. Tanner | Management | Y | For | For |
Dividend Income Fund
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 26-May-2021 | Election of Director: Samme L. Thompson | Management | Y | For | For | ||||||||||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 26-May-2021 | To ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2021. | Management | Y | For | For | ||||||||||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 26-May-2021 | To approve, on an advisory basis, the Company's executive compensation. | Management | Y | Against | Against | ||||||||||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 26-May-2021 | Stockholder proposal to amend the appropriate governing documents to reduce the ownership threshold required to call a special meeting of the stockholders. | Shareholder | Y | For | Against | ||||||||||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 26-May-2021 | Stockholder proposal to require the Board of Directors to create a standing committee to oversee human rights issues. | Shareholder | Y | Against | For | ||||||||||||||||||
BLACKROCK, INC. | BLK | 09247X101 | 26-May-2021 | Election of Director: Bader M. Alsaad | Management | Y | For | For | ||||||||||||||||||
BLACKROCK, INC. | BLK | 09247X101 | 26-May-2021 | Election of Director: Pamela Daley | Management | Y | For | For | ||||||||||||||||||
BLACKROCK, INC. | BLK | 09247X101 | 26-May-2021 | Election of Director: Jessica P. Einhorn | Management | Y | For | For | ||||||||||||||||||
BLACKROCK, INC. | BLK | 09247X101 | 26-May-2021 | Election of Director: Laurence D. Fink | Management | Y | For | For | ||||||||||||||||||
BLACKROCK, INC. | BLK | 09247X101 | 26-May-2021 | Election of Director: William E. Ford | Management | Y | For | For | ||||||||||||||||||
BLACKROCK, INC. | BLK | 09247X101 | 26-May-2021 | Election of Director: Fabrizio Freda | Management | Y | For | For | ||||||||||||||||||
BLACKROCK, INC. | BLK | 09247X101 | 26-May-2021 | Election of Director: Murry S. Gerber | Management | Y | For | For | ||||||||||||||||||
BLACKROCK, INC. | BLK | 09247X101 | 26-May-2021 | Election of Director: Margaret "Peggy" L. Johnson | Management | Y | For | For | ||||||||||||||||||
BLACKROCK, INC. | BLK | 09247X101 | 26-May-2021 | Election of Director: Robert S. Kapito | Management | Y | For | For | ||||||||||||||||||
BLACKROCK, INC. | BLK | 09247X101 | 26-May-2021 | Election of Director: Cheryl D. Mills | Management | Y | For | For | ||||||||||||||||||
BLACKROCK, INC. | BLK | 09247X101 | 26-May-2021 | Election of Director: Gordon M. Nixon | Management | Y | For | For | ||||||||||||||||||
BLACKROCK, INC. | BLK | 09247X101 | 26-May-2021 | Election of Director: Charles H. Robbins | Management | Y | For | For | ||||||||||||||||||
BLACKROCK, INC. | BLK | 09247X101 | 26-May-2021 | Election of Director: Marco Antonio Slim Domit | Management | Y | For | For | ||||||||||||||||||
BLACKROCK, INC. | BLK | 09247X101 | 26-May-2021 | Election of Director: Hans E. Vestberg | Management | Y | For | For | ||||||||||||||||||
BLACKROCK, INC. | BLK | 09247X101 | 26-May-2021 | Election of Director: Susan L. Wagner | Management | Y | For | For | ||||||||||||||||||
BLACKROCK, INC. | BLK | 09247X101 | 26-May-2021 | Election of Director: Mark Wilson | Management | Y | For | For | ||||||||||||||||||
BLACKROCK, INC. | BLK | 09247X101 | 26-May-2021 | Approval, in a non-binding advisory vote, of the compensation for named executive officers. | Management | Y | Against | Against | ||||||||||||||||||
BLACKROCK, INC. | BLK | 09247X101 | 26-May-2021 | Ratification of the appointment of Deloitte LLP as BlackRock's independent registered public accounting firm for the fiscal year 2021. | Management | Y | For | For | ||||||||||||||||||
BLACKROCK, INC. | BLK | 09247X101 | 26-May-2021 | Approve amendments to BlackRock's Amended and Restated Certificate of Incorporation to: Provide shareholders with the right to call a special meeting. | Management | Y | For | For | ||||||||||||||||||
BLACKROCK, INC. | BLK | 09247X101 | 26-May-2021 | Approve amendments to BlackRock's Amended and Restated Certificate of Incorporation to: Eliminate certain supermajority vote requirements. | Management | Y | For | For | ||||||||||||||||||
BLACKROCK, INC. | BLK | 09247X101 | 26-May-2021 | Approve amendments to BlackRock's Amended and Restated Certificate of Incorporation to: Eliminate certain provisions that are no longer applicable and make certain other technical revisions. | Management | Y | For | For | ||||||||||||||||||
BLACKROCK, INC. | BLK | 09247X101 | 26-May-2021 | Shareholder Proposal - Amend Certificate of Incorporation to convert to a public benefit corporation. | Shareholder | Y | Against | For | ||||||||||||||||||
COMCAST CORPORATION | CMCSA | 20030N101 | 02-Jun-2021 | Kenneth J. Bacon | Management | Y | For | For | ||||||||||||||||||
COMCAST CORPORATION | CMCSA | 20030N101 | 02-Jun-2021 | Madeline S. Bell | Management | Y | For | For | ||||||||||||||||||
COMCAST CORPORATION | CMCSA | 20030N101 | 02-Jun-2021 | Naomi M. Bergman | Management | Y | For | For | ||||||||||||||||||
COMCAST CORPORATION | CMCSA | 20030N101 | 02-Jun-2021 | Edward D. Breen | Management | Y | For | For | ||||||||||||||||||
COMCAST CORPORATION | CMCSA | 20030N101 | 02-Jun-2021 | Gerald L. Hassell | Management | Y | For | For | ||||||||||||||||||
COMCAST CORPORATION | CMCSA | 20030N101 | 02-Jun-2021 | Jeffrey A. Honickman | Management | Y | For | For |
Dividend Income Fund
COMCAST CORPORATION | CMCSA | 20030N101 | 02-Jun-2021 | Maritza G. Montiel | Management | Y | For | For | ||||||||||||||||||
COMCAST CORPORATION | CMCSA | 20030N101 | 02-Jun-2021 | Asuka Nakahara | Management | Y | For | For | ||||||||||||||||||
COMCAST CORPORATION | CMCSA | 20030N101 | 02-Jun-2021 | David C. Novak | Management | Y | For | For | ||||||||||||||||||
COMCAST CORPORATION | CMCSA | 20030N101 | 02-Jun-2021 | Brian L. Roberts | Management | Y | For | For | ||||||||||||||||||
COMCAST CORPORATION | CMCSA | 20030N101 | 02-Jun-2021 | Advisory vote on executive compensation. | Management | Y | Against | Against | ||||||||||||||||||
COMCAST CORPORATION | CMCSA | 20030N101 | 02-Jun-2021 | Ratification of the appointment of our independent auditors. | Management | Y | For | For | ||||||||||||||||||
COMCAST CORPORATION | CMCSA | 20030N101 | 02-Jun-2021 | Shareholder Proposal: To conduct independent investigation and report on risks posed by failing to prevent sexual harassment. | Shareholder | Y | For | Against | ||||||||||||||||||
CATERPILLAR INC. | CAT | 149123101 | 09-Jun-2021 | Election of Director: Kelly A. Ayotte | Management | Y | For | For | ||||||||||||||||||
CATERPILLAR INC. | CAT | 149123101 | 09-Jun-2021 | Election of Director: David L. Calhoun | Management | Y | For | For | ||||||||||||||||||
CATERPILLAR INC. | CAT | 149123101 | 09-Jun-2021 | Election of Director: Daniel M. Dickinson | Management | Y | For | For | ||||||||||||||||||
CATERPILLAR INC. | CAT | 149123101 | 09-Jun-2021 | Election of Director: Gerald Johnson | Management | Y | For | For | ||||||||||||||||||
CATERPILLAR INC. | CAT | 149123101 | 09-Jun-2021 | Election of Director: David W. MacLennan | Management | Y | For | For | ||||||||||||||||||
CATERPILLAR INC. | CAT | 149123101 | 09-Jun-2021 | Election of Director: Debra L. Reed-Klages | Management | Y | For | For | ||||||||||||||||||
CATERPILLAR INC. | CAT | 149123101 | 09-Jun-2021 | Election of Director: Edward B. Rust, Jr. | Management | Y | For | For | ||||||||||||||||||
CATERPILLAR INC. | CAT | 149123101 | 09-Jun-2021 | Election of Director: Susan C. Schwab | Management | Y | For | For | ||||||||||||||||||
CATERPILLAR INC. | CAT | 149123101 | 09-Jun-2021 | Election of Director: D. James Umpleby III | Management | Y | For | For | ||||||||||||||||||
CATERPILLAR INC. | CAT | 149123101 | 09-Jun-2021 | Election of Director: Miles D. White | Management | Y | For | For | ||||||||||||||||||
CATERPILLAR INC. | CAT | 149123101 | 09-Jun-2021 | Election of Director: Rayford Wilkins, Jr. | Management | Y | For | For | ||||||||||||||||||
CATERPILLAR INC. | CAT | 149123101 | 09-Jun-2021 | Ratification of our Independent Registered Public Accounting Firm. | Management | Y | For | For | ||||||||||||||||||
CATERPILLAR INC. | CAT | 149123101 | 09-Jun-2021 | Advisory Vote to Approve Executive Compensation. | Management | Y | For | For | ||||||||||||||||||
CATERPILLAR INC. | CAT | 149123101 | 09-Jun-2021 | Shareholder Proposal - Report on Climate Policy. | Shareholder | Y | For | Against | ||||||||||||||||||
CATERPILLAR INC. | CAT | 149123101 | 09-Jun-2021 | Shareholder Proposal - Report on Diversity and Inclusion. | Shareholder | Y | For | Against | ||||||||||||||||||
CATERPILLAR INC. | CAT | 149123101 | 09-Jun-2021 | Shareholder Proposal - Transition to a Public Benefit Corporation. | Shareholder | Y | Against | For | ||||||||||||||||||
CATERPILLAR INC. | CAT | 149123101 | 09-Jun-2021 | Shareholder Proposal - Shareholder Action by Written Consent. | Shareholder | Y | For | Against |
Covered Call & Equity Income Fund
Name of Issuer | Ticker Symbol | Cusip | Meeting Date | Proposal | Type | Registrant Vote Cast | Vote on Proxyedge | For/Against Management | ||||||||||||||||||
XILINX, INC. | XLNX | 983919101 | 05-Aug-2020 | Election of Director: Dennis Segers | Management | Y | For | For | ||||||||||||||||||
XILINX, INC. | XLNX | 983919101 | 05-Aug-2020 | Election of Director: Raman K. Chitkara | Management | Y | For | For | ||||||||||||||||||
XILINX, INC. | XLNX | 983919101 | 05-Aug-2020 | Election of Director: Saar Gillai | Management | Y | For | For | ||||||||||||||||||
XILINX, INC. | XLNX | 983919101 | 05-Aug-2020 | Election of Director: Ronald S. Jankov | Management | Y | For | For | ||||||||||||||||||
XILINX, INC. | XLNX | 983919101 | 05-Aug-2020 | Election of Director: Mary Louise Krakauer | Management | Y | For | For | ||||||||||||||||||
XILINX, INC. | XLNX | 983919101 | 05-Aug-2020 | Election of Director: Thomas H. Lee | Management | Y | For | For | ||||||||||||||||||
XILINX, INC. | XLNX | 983919101 | 05-Aug-2020 | Election of Director: Jon A. Olson | Management | Y | For | For | ||||||||||||||||||
XILINX, INC. | XLNX | 983919101 | 05-Aug-2020 | Election of Director: Victor Peng | Management | Y | For | For | ||||||||||||||||||
XILINX, INC. | XLNX | 983919101 | 05-Aug-2020 | Election of Director: Elizabeth W. Vanderslice | Management | Y | For | For | ||||||||||||||||||
XILINX, INC. | XLNX | 983919101 | 05-Aug-2020 | Proposal to approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | Y | For | For | ||||||||||||||||||
XILINX, INC. | XLNX | 983919101 | 05-Aug-2020 | Proposal to ratify the appointment of Ernst & Young LLP as the Company's independent registered accounting firm for fiscal 2021. | Management | Y | For | For | ||||||||||||||||||
THE J. M. SMUCKER COMPANY | SJM | 832696405 | 19-Aug-2020 | Election of Director whose term of office will expire in 2021: Susan E. Chapman-Hughes | Management | Y | For | For | ||||||||||||||||||
THE J. M. SMUCKER COMPANY | SJM | 832696405 | 19-Aug-2020 | Election of Director whose term of office will expire in 2021: Paul J. Dolan | Management | Y | For | For | ||||||||||||||||||
THE J. M. SMUCKER COMPANY | SJM | 832696405 | 19-Aug-2020 | Election of Director whose term of office will expire in 2021: Jay L. Henderson | Management | Y | For | For | ||||||||||||||||||
THE J. M. SMUCKER COMPANY | SJM | 832696405 | 19-Aug-2020 | Election of Director whose term of office will expire in 2021: Kirk L. Perry | Management | Y | For | For | ||||||||||||||||||
THE J. M. SMUCKER COMPANY | SJM | 832696405 | 19-Aug-2020 | Election of Director whose term of office will expire in 2021: Sandra Pianalto | Management | Y | For | For | ||||||||||||||||||
THE J. M. SMUCKER COMPANY | SJM | 832696405 | 19-Aug-2020 | Election of Director whose term of office will expire in 2021: Nancy Lopez Russell | Management | Y | For | For | ||||||||||||||||||
THE J. M. SMUCKER COMPANY | SJM | 832696405 | 19-Aug-2020 | Election of Director whose term of office will expire in 2021: Alex Shumate | Management | Y | For | For |
Covered Call & Equity Income Fund
THE J. M. SMUCKER COMPANY | SJM | 832696405 | 19-Aug-2020 | Election of Director whose term of office will expire in 2021: Mark T. Smucker | Management | Y | For | For | ||||||||||||||||||
THE J. M. SMUCKER COMPANY | SJM | 832696405 | 19-Aug-2020 | Election of Director whose term of office will expire in 2021: Richard K. Smucker | Management | Y | For | For | ||||||||||||||||||
THE J. M. SMUCKER COMPANY | SJM | 832696405 | 19-Aug-2020 | Election of Director whose term of office will expire in 2021: Timothy P. Smucker | Management | Y | For | For | ||||||||||||||||||
THE J. M. SMUCKER COMPANY | SJM | 832696405 | 19-Aug-2020 | Election of Director whose term of office will expire in 2021: Jodi L. Taylor | Management | Y | For | For | ||||||||||||||||||
THE J. M. SMUCKER COMPANY | SJM | 832696405 | 19-Aug-2020 | Election of Director whose term of office will expire in 2021: Dawn C. Willoughby | Management | Y | For | For | ||||||||||||||||||
THE J. M. SMUCKER COMPANY | SJM | 832696405 | 19-Aug-2020 | Ratification of appointment of Ernst & Young LLP as the Company's Independent Registered Public Accounting Firm for the 2021 fiscal year. | Management | Y | For | For | ||||||||||||||||||
THE J. M. SMUCKER COMPANY | SJM | 832696405 | 19-Aug-2020 | Advisory approval of the Company's executive compensation. | Management | Y | For | For | ||||||||||||||||||
THE J. M. SMUCKER COMPANY | SJM | 832696405 | 19-Aug-2020 | Approval of The J. M. Smucker Company 2020 Equity and Incentive Compensation Plan. | Management | Y | For | For | ||||||||||||||||||
FEDEX CORPORATION | FDX | 31428X106 | 21-Sep-2020 | Election of Director: MARVIN R. ELLISON | Management | Y | For | For | ||||||||||||||||||
FEDEX CORPORATION | FDX | 31428X106 | 21-Sep-2020 | Election of Director: SUSAN PATRICIA GRIFFITH | Management | Y | For | For | ||||||||||||||||||
FEDEX CORPORATION | FDX | 31428X106 | 21-Sep-2020 | Election of Director: JOHN C. ("CHRIS") INGLIS | Management | Y | For | For | ||||||||||||||||||
FEDEX CORPORATION | FDX | 31428X106 | 21-Sep-2020 | Election of Director: KIMBERLY A. JABAL | Management | Y | For | For | ||||||||||||||||||
FEDEX CORPORATION | FDX | 31428X106 | 21-Sep-2020 | Election of Director: SHIRLEY ANN JACKSON | Management | Y | For | For | ||||||||||||||||||
FEDEX CORPORATION | FDX | 31428X106 | 21-Sep-2020 | Election of Director: R. BRAD MARTIN | Management | Y | For | For | ||||||||||||||||||
FEDEX CORPORATION | FDX | 31428X106 | 21-Sep-2020 | Election of Director: JOSHUA COOPER RAMO | Management | Y | For | For |
Covered Call & Equity Income Fund
FEDEX CORPORATION | FDX | 31428X106 | 21-Sep-2020 | Election of Director: SUSAN C. SCHWAB | Management | Y | For | For | ||||||||||||||||||
FEDEX CORPORATION | FDX | 31428X106 | 21-Sep-2020 | Election of Director: FREDERICK W. SMITH | Management | Y | For | For | ||||||||||||||||||
FEDEX CORPORATION | FDX | 31428X106 | 21-Sep-2020 | Election of Director: DAVID P. STEINER | Management | Y | For | For | ||||||||||||||||||
FEDEX CORPORATION | FDX | 31428X106 | 21-Sep-2020 | Election of Director: RAJESH SUBRAMANIAM | Management | Y | For | For | ||||||||||||||||||
FEDEX CORPORATION | FDX | 31428X106 | 21-Sep-2020 | Election of Director: PAUL S. WALSH | Management | Y | For | For | ||||||||||||||||||
FEDEX CORPORATION | FDX | 31428X106 | 21-Sep-2020 | Advisory vote to approve named executive officer compensation. | Management | Y | For | For | ||||||||||||||||||
FEDEX CORPORATION | FDX | 31428X106 | 21-Sep-2020 | Ratify the appointment of Ernst & Young LLP as FedEx's independent registered public accounting firm for fiscal year 2021. | Management | Y | For | For | ||||||||||||||||||
FEDEX CORPORATION | FDX | 31428X106 | 21-Sep-2020 | Stockholder proposal regarding lobbying activity and expenditure report. | Shareholder | Y | Against | For | ||||||||||||||||||
FEDEX CORPORATION | FDX | 31428X106 | 21-Sep-2020 | Stockholder proposal regarding political disclosure. | Shareholder | Y | Against | For | ||||||||||||||||||
FEDEX CORPORATION | FDX | 31428X106 | 21-Sep-2020 | Stockholder proposal regarding employee representation on the Board of Directors. | Shareholder | Y | Against | For | ||||||||||||||||||
FEDEX CORPORATION | FDX | 31428X106 | 21-Sep-2020 | Stockholder proposal regarding shareholder right to act by written consent. | Shareholder | Y | Against | For | ||||||||||||||||||
FEDEX CORPORATION | FDX | 31428X106 | 21-Sep-2020 | Stockholder proposal regarding integrating ESG metrics into executive compensation. | Shareholder | Y | Against | For | ||||||||||||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 02-Dec-2020 | Election of Director: Reid G. Hoffman | Management | Y | For | For | ||||||||||||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 02-Dec-2020 | Election of Director: Hugh F. Johnston | Management | Y | For | For | ||||||||||||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 02-Dec-2020 | Election of Director: Teri L. List-Stoll | Management | Y | For | For |
Covered Call & Equity Income Fund
MICROSOFT CORPORATION | MSFT | 594918104 | 02-Dec-2020 | Election of Director: Satya Nadella | Management | Y | For | For | ||||||||||||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 02-Dec-2020 | Election of Director: Sandra E. Peterson | Management | Y | For | For | ||||||||||||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 02-Dec-2020 | Election of Director: Penny S. Pritzker | Management | Y | For | For | ||||||||||||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 02-Dec-2020 | Election of Director: Charles W. Scharf | Management | Y | For | For | ||||||||||||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 02-Dec-2020 | Election of Director: Arne M. Sorenson | Management | Y | For | For | ||||||||||||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 02-Dec-2020 | Election of Director: John W. Stanton | Management | Y | For | For | ||||||||||||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 02-Dec-2020 | Election of Director: John W. Thompson | Management | Y | For | For | ||||||||||||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 02-Dec-2020 | Election of Director: Emma N. Walmsley | Management | Y | For | For | ||||||||||||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 02-Dec-2020 | Election of Director: Padmasree Warrior | Management | Y | For | For | ||||||||||||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 02-Dec-2020 | Advisory vote to approve named executive officer compensation. | Management | Y | For | For | ||||||||||||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 02-Dec-2020 | Ratification of Deloitte & Touche LLP as our independent auditor for fiscal year 2021. | Management | Y | For | For | ||||||||||||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 02-Dec-2020 | Shareholder Proposal - Report on Employee Representation on Board of Directors. | Shareholder | Y | Against | For | ||||||||||||||||||
VISA INC. | V | 92826C839 | 26-Jan-2021 | Election of Director: Lloyd A. Carney | Management | Y | For | For | ||||||||||||||||||
VISA INC. | V | 92826C839 | 26-Jan-2021 | Election of Director: Mary B. Cranston | Management | Y | For | For | ||||||||||||||||||
VISA INC. | V | 92826C839 | 26-Jan-2021 | Election of Director: Francisco Javier Fernández-Carbajal | Management | Y | For | For | ||||||||||||||||||
VISA INC. | V | 92826C839 | 26-Jan-2021 | Election of Director: Alfred F. Kelly, Jr. | Management | Y | For | For | ||||||||||||||||||
VISA INC. | V | 92826C839 | 26-Jan-2021 | Election of Director: Ramon Laguarta | Management | Y | For | For |
Covered Call & Equity Income Fund
VISA INC. | V | 92826C839 | 26-Jan-2021 | Election of Director: John F. Lundgren | Management | Y | For | For | ||||||||||||||||||
VISA INC. | V | 92826C839 | 26-Jan-2021 | Election of Director: Robert W. Matschullat | Management | Y | For | For | ||||||||||||||||||
VISA INC. | V | 92826C839 | 26-Jan-2021 | Election of Director: Denise M. Morrison | Management | Y | For | For | ||||||||||||||||||
VISA INC. | V | 92826C839 | 26-Jan-2021 | Election of Director: Suzanne Nora Johnson | Management | Y | For | For | ||||||||||||||||||
VISA INC. | V | 92826C839 | 26-Jan-2021 | Election of Director: Linda J. Rendle | Management | Y | For | For | ||||||||||||||||||
VISA INC. | V | 92826C839 | 26-Jan-2021 | Election of Director: John A. C. Swainson | Management | Y | For | For | ||||||||||||||||||
VISA INC. | V | 92826C839 | 26-Jan-2021 | Election of Director: Maynard G. Webb, Jr. | Management | Y | For | For | ||||||||||||||||||
VISA INC. | V | 92826C839 | 26-Jan-2021 | Approval, on an advisory basis, of compensation paid to our named executive officers. | Management | Y | Against | Against | ||||||||||||||||||
VISA INC. | V | 92826C839 | 26-Jan-2021 | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the 2021 fiscal year. | Management | Y | For | For | ||||||||||||||||||
VISA INC. | V | 92826C839 | 26-Jan-2021 | Approval of the Visa Inc. 2007 Equity Incentive Compensation Plan, as amended and restated. | Management | Y | For | For | ||||||||||||||||||
VISA INC. | V | 92826C839 | 26-Jan-2021 | Approval of an amendment to our Certificate of Incorporation to enable the adoption of a special meeting right for Class A common stockholders. | Management | Y | For | For | ||||||||||||||||||
VISA INC. | V | 92826C839 | 26-Jan-2021 | To vote on a stockholder proposal requesting stockholders' right to act by written consent, if properly presented. | Shareholder | Y | Against | For | ||||||||||||||||||
VISA INC. | V | 92826C839 | 26-Jan-2021 | To vote on a stockholder proposal to amend our principles of executive compensation program, if properly presented. | Shareholder | Y | Against | For | ||||||||||||||||||
AMERISOURCEBERGEN CORPORATION | ABC | 03073E105 | 11-Mar-2021 | Election of Director: Ornella Barra | Management | Y | For | For | ||||||||||||||||||
AMERISOURCEBERGEN CORPORATION | ABC | 03073E105 | 11-Mar-2021 | Election of Director: Steven H. Collis | Management | Y | For | For |
Covered Call & Equity Income Fund
AMERISOURCEBERGEN CORPORATION | ABC | 03073E105 | 11-Mar-2021 | Election of Director: D. Mark Durcan | Management | Y | For | For | ||||||||||||||||||
AMERISOURCEBERGEN CORPORATION | ABC | 03073E105 | 11-Mar-2021 | Election of Director: Richard W. Gochnauer | Management | Y | For | For | ||||||||||||||||||
AMERISOURCEBERGEN CORPORATION | ABC | 03073E105 | 11-Mar-2021 | Election of Director: Lon R. Greenberg | Management | Y | For | For | ||||||||||||||||||
AMERISOURCEBERGEN CORPORATION | ABC | 03073E105 | 11-Mar-2021 | Election of Director: Jane E. Henney, M.D. | Management | Y | For | For | ||||||||||||||||||
AMERISOURCEBERGEN CORPORATION | ABC | 03073E105 | 11-Mar-2021 | Election of Director: Kathleen W. Hyle | Management | Y | For | For | ||||||||||||||||||
AMERISOURCEBERGEN CORPORATION | ABC | 03073E105 | 11-Mar-2021 | Election of Director: Michael J. Long | Management | Y | For | For | ||||||||||||||||||
AMERISOURCEBERGEN CORPORATION | ABC | 03073E105 | 11-Mar-2021 | Election of Director: Henry W. McGee | Management | Y | For | For | ||||||||||||||||||
AMERISOURCEBERGEN CORPORATION | ABC | 03073E105 | 11-Mar-2021 | Election of Director: Dennis M. Nally | Management | Y | For | For | ||||||||||||||||||
AMERISOURCEBERGEN CORPORATION | ABC | 03073E105 | 11-Mar-2021 | Ratification of Ernst & Young LLP as the Company's independent registered public accounting firm for fiscal year 2021. | Management | Y | For | For | ||||||||||||||||||
AMERISOURCEBERGEN CORPORATION | ABC | 03073E105 | 11-Mar-2021 | Advisory vote to approve the compensation of named executive officers. | Management | Y | For | For | ||||||||||||||||||
AMERISOURCEBERGEN CORPORATION | ABC | 03073E105 | 11-Mar-2021 | Stockholder proposal, if properly presented, to adopt a policy that the Chair of the Board be an Independent Director. | Shareholder | Y | Against | For | ||||||||||||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 20-Apr-2021 | Election of Director: Sharon L. Allen | Management | Y | For | For |
Covered Call & Equity Income Fund
BANK OF AMERICA CORPORATION | BAC | 060505104 | 20-Apr-2021 | Election of Director: Susan S. Bies | Management | Y | For | For | ||||||||||||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 20-Apr-2021 | Election of Director: Frank P. Bramble, Sr. | Management | Y | For | For | ||||||||||||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 20-Apr-2021 | Election of Director: Pierre J.P. de Weck | Management | Y | For | For | ||||||||||||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 20-Apr-2021 | Election of Director: Arnold W. Donald | Management | Y | For | For | ||||||||||||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 20-Apr-2021 | Election of Director: Linda P. Hudson | Management | Y | For | For | ||||||||||||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 20-Apr-2021 | Election of Director: Monica C. Lozano | Management | Y | For | For | ||||||||||||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 20-Apr-2021 | Election of Director: Thomas J. May | Management | Y | For | For | ||||||||||||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 20-Apr-2021 | Election of Director: Brian T. Moynihan | Management | Y | For | For | ||||||||||||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 20-Apr-2021 | Election of Director: Lionel L. Nowell III | Management | Y | For | For | ||||||||||||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 20-Apr-2021 | Election of Director: Denise L. Ramos | Management | Y | For | For | ||||||||||||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 20-Apr-2021 | Election of Director: Clayton S. Rose | Management | Y | For | For | ||||||||||||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 20-Apr-2021 | Election of Director: Michael D. White | Management | Y | For | For |
Covered Call & Equity Income Fund
BANK OF AMERICA CORPORATION | BAC | 060505104 | 20-Apr-2021 | Election of Director: Thomas D. Woods | Management | Y | For | For | ||||||||||||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 20-Apr-2021 | Election of Director: R. David Yost | Management | Y | For | For | ||||||||||||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 20-Apr-2021 | Election of Director: Maria T. Zuber | Management | Y | Against | Against | ||||||||||||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 20-Apr-2021 | Approving our executive compensation (an advisory, nonbinding "Say on Pay" resolution). | Management | Y | For | For | ||||||||||||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 20-Apr-2021 | Ratifying the appointment of our independent registered public accounting firm for 2021. | Management | Y | For | For | ||||||||||||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 20-Apr-2021 | Amending and restating the Bank of America Corporation Key Employee Equity Plan. | Management | Y | For | For | ||||||||||||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 20-Apr-2021 | Shareholder proposal requesting amendments to our proxy access by law. | Shareholder | Y | Against | For | ||||||||||||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 20-Apr-2021 | Shareholder proposal requesting amendments to allow shareholders to act by written consent. | Shareholder | Y | Against | For | ||||||||||||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 20-Apr-2021 | Shareholder proposal requesting a change in organizational form. | Shareholder | Y | Against | For | ||||||||||||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 20-Apr-2021 | Shareholder proposal requesting a racial equity audit. | Shareholder | Y | For | Against | ||||||||||||||||||
NEWMONT CORPORATION | NEM | 651639106 | 28-Apr-2021 | Election of Director: Patrick Awuah. (Please note that an Against vote is treated as a Withhold) | Management | Y | For | For | ||||||||||||||||||
NEWMONT CORPORATION | NEM | 651639106 | 28-Apr-2021 | Election of Director: Gregory Boyce. (Please note that an Against vote is treated as a Withhold) | Management | Y | For | For |
Covered Call & Equity Income Fund
NEWMONT CORPORATION | NEM | 651639106 | 28-Apr-2021 | Election of Director: Bruce Brook. (Please note that an Against vote is treated as a Withhold) | Management | Y | For | For | ||||||||||||||||||
NEWMONT CORPORATION | NEM | 651639106 | 28-Apr-2021 | Election of Director: Maura Clark. (Please note that an Against vote is treated as a Withhold) | Management | Y | For | For | ||||||||||||||||||
NEWMONT CORPORATION | NEM | 651639106 | 28-Apr-2021 | Election of Director: Matthew Coon Come. (Please note that an Against vote is treated as a Withhold) | Management | Y | For | For | ||||||||||||||||||
NEWMONT CORPORATION | NEM | 651639106 | 28-Apr-2021 | Election of Director: José Manuel Madero. (Please note that an Against vote is treated as a Withhold) | Management | Y | For | For | ||||||||||||||||||
NEWMONT CORPORATION | NEM | 651639106 | 28-Apr-2021 | Election of Director: René Médori. (Please note that an Against vote is treated as a Withhold) | Management | Y | For | For | ||||||||||||||||||
NEWMONT CORPORATION | NEM | 651639106 | 28-Apr-2021 | Election of Director: Jane Nelson. (Please note that an Against vote is treated as a Withhold) | Management | Y | For | For | ||||||||||||||||||
NEWMONT CORPORATION | NEM | 651639106 | 28-Apr-2021 | Election of Director: Thomas Palmer. (Please note that an Against vote is treated as a Withhold) | Management | Y | For | For | ||||||||||||||||||
NEWMONT CORPORATION | NEM | 651639106 | 28-Apr-2021 | Election of Director: Julio Quintana. (Please note that an Against vote is treated as a Withhold) | Management | Y | For | For | ||||||||||||||||||
NEWMONT CORPORATION | NEM | 651639106 | 28-Apr-2021 | Election of Director: Susan Story. (Please note that an Against vote is treated as a Withhold) | Management | Y | For | For | ||||||||||||||||||
NEWMONT CORPORATION | NEM | 651639106 | 28-Apr-2021 | Approve, on an Advisory Basis, Named Executive Officer Compensation. | Management | Y | For | For | ||||||||||||||||||
NEWMONT CORPORATION | NEM | 651639106 | 28-Apr-2021 | Ratify Appointment of Independent Registered Public Accounting Firm for 2021. | Management | Y | For | For | ||||||||||||||||||
EOG RESOURCES, INC. | EOG | 26875P101 | 29-Apr-2021 | Election of Director to hold office until the 2022 annual meeting: Janet F. Clark | Management | Y | For | For | ||||||||||||||||||
EOG RESOURCES, INC. | EOG | 26875P101 | 29-Apr-2021 | Election of Director to hold office until the 2022 annual meeting: Charles R. Crisp | Management | Y | For | For | ||||||||||||||||||
EOG RESOURCES, INC. | EOG | 26875P101 | 29-Apr-2021 | Election of Director to hold office until the 2022 annual meeting: Robert P. Daniels | Management | Y | For | For |
Covered Call & Equity Income Fund
EOG RESOURCES, INC. | EOG | 26875P101 | 29-Apr-2021 | Election of Director to hold office until the 2022 annual meeting: James C. Day | Management | Y | For | For | ||||||||||||||||||
EOG RESOURCES, INC. | EOG | 26875P101 | 29-Apr-2021 | Election of Director to hold office until the 2022 annual meeting: C. Christopher Gaut | Management | Y | For | For | ||||||||||||||||||
EOG RESOURCES, INC. | EOG | 26875P101 | 29-Apr-2021 | Election of Director to hold office until the 2022 annual meeting: Michael T. Kerr | Management | Y | For | For | ||||||||||||||||||
EOG RESOURCES, INC. | EOG | 26875P101 | 29-Apr-2021 | Election of Director to hold office until the 2022 annual meeting: Julie J. Robertson | Management | Y | For | For | ||||||||||||||||||
EOG RESOURCES, INC. | EOG | 26875P101 | 29-Apr-2021 | Election of Director to hold office until the 2022 annual meeting: Donald F. Textor | Management | Y | For | For | ||||||||||||||||||
EOG RESOURCES, INC. | EOG | 26875P101 | 29-Apr-2021 | Election of Director to hold office until the 2022 annual meeting: William R. Thomas | Management | Y | For | For | ||||||||||||||||||
EOG RESOURCES, INC. | EOG | 26875P101 | 29-Apr-2021 | To ratify the appointment by the Audit Committee of the Board of Directors of Deloitte & Touche LLP, independent registered public accounting firm, as auditors for the Company for the year ending December 31, 2021. | Management | Y | For | For | ||||||||||||||||||
EOG RESOURCES, INC. | EOG | 26875P101 | 29-Apr-2021 | To approve the EOG Resources, Inc. 2021 Omnibus Equity Compensation Plan. | Management | Y | For | For | ||||||||||||||||||
EOG RESOURCES, INC. | EOG | 26875P101 | 29-Apr-2021 | To approve, by non-binding vote, the compensation of the Company's named executive officers. | Management | Y | For | For | ||||||||||||||||||
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 01-May-2021 | Warren E. Buffett | Management | Y | For | For | ||||||||||||||||||
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 01-May-2021 | Charles T. Munger | Management | Y | For | For | ||||||||||||||||||
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 01-May-2021 | Gregory E. Abel | Management | Y | For | For | ||||||||||||||||||
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 01-May-2021 | Howard G. Buffett | Management | Y | For | For | ||||||||||||||||||
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 01-May-2021 | Stephen B. Burke | Management | Y | For | For |
Covered Call & Equity Income Fund
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 01-May-2021 | Kenneth I. Chenault | Management | Y | For | For | ||||||||||||||||||
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 01-May-2021 | Susan L. Decker | Management | Y | For | For | ||||||||||||||||||
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 01-May-2021 | David S. Gottesman | Management | Y | For | For | ||||||||||||||||||
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 01-May-2021 | Charlotte Guyman | Management | Y | For | For | ||||||||||||||||||
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 01-May-2021 | Ajit Jain | Management | Y | For | For | ||||||||||||||||||
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 01-May-2021 | Thomas S. Murphy | Management | Y | For | For | ||||||||||||||||||
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 01-May-2021 | Ronald L. Olson | Management | Y | For | For | ||||||||||||||||||
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 01-May-2021 | Walter Scott, Jr. | Management | Y | For | For | ||||||||||||||||||
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 01-May-2021 | Meryl B. Witmer | Management | Y | For | For | ||||||||||||||||||
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 01-May-2021 | Shareholder proposal regarding the reporting of climate-related risks and opportunities. | Shareholder | Y | Against | For | ||||||||||||||||||
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 01-May-2021 | Shareholder proposal regarding diversity and inclusion reporting. | Shareholder | Y | Against | For | ||||||||||||||||||
BAXTER INTERNATIONAL INC. | BAX | 071813109 | 04-May-2021 | Election of Director: José (Joe) Almeida | Management | Y | For | For | ||||||||||||||||||
BAXTER INTERNATIONAL INC. | BAX | 071813109 | 04-May-2021 | Election of Director: Thomas F. Chen | Management | Y | For | For | ||||||||||||||||||
BAXTER INTERNATIONAL INC. | BAX | 071813109 | 04-May-2021 | Election of Director: John D. Forsyth | Management | Y | For | For | ||||||||||||||||||
BAXTER INTERNATIONAL INC. | BAX | 071813109 | 04-May-2021 | Election of Director: Peter S. Hellman | Management | Y | For | For |
Covered Call & Equity Income Fund
BAXTER INTERNATIONAL INC. | BAX | 071813109 | 04-May-2021 | Election of Director: Michael F. Mahoney | Management | Y | For | For | ||||||||||||||||||
BAXTER INTERNATIONAL INC. | BAX | 071813109 | 04-May-2021 | Election of Director: Patricia B. Morrison | Management | Y | For | For | ||||||||||||||||||
BAXTER INTERNATIONAL INC. | BAX | 071813109 | 04-May-2021 | Election of Director: Stephen N. Oesterle | Management | Y | For | For | ||||||||||||||||||
BAXTER INTERNATIONAL INC. | BAX | 071813109 | 04-May-2021 | Election of Director: Cathy R. Smith | Management | Y | For | For | ||||||||||||||||||
BAXTER INTERNATIONAL INC. | BAX | 071813109 | 04-May-2021 | Election of Director: Thomas T. Stallkamp | Management | Y | For | For | ||||||||||||||||||
BAXTER INTERNATIONAL INC. | BAX | 071813109 | 04-May-2021 | Election of Director: Albert P.L. Stroucken | Management | Y | For | For | ||||||||||||||||||
BAXTER INTERNATIONAL INC. | BAX | 071813109 | 04-May-2021 | Election of Director: Amy A. Wendell | Management | Y | For | For | ||||||||||||||||||
BAXTER INTERNATIONAL INC. | BAX | 071813109 | 04-May-2021 | Election of Director: David S. Wilkes | Management | Y | For | For | ||||||||||||||||||
BAXTER INTERNATIONAL INC. | BAX | 071813109 | 04-May-2021 | Advisory Vote to Approve Named Executive Officer Compensation. | Management | Y | For | For | ||||||||||||||||||
BAXTER INTERNATIONAL INC. | BAX | 071813109 | 04-May-2021 | Ratification of Appointment of Independent Registered Public Accounting Firm. | Management | Y | For | For | ||||||||||||||||||
BAXTER INTERNATIONAL INC. | BAX | 071813109 | 04-May-2021 | Vote to Approve the Omnibus Plan. | Management | Y | For | For | ||||||||||||||||||
BAXTER INTERNATIONAL INC. | BAX | 071813109 | 04-May-2021 | Vote to Approve the ESPP Amendment. | Management | Y | For | For | ||||||||||||||||||
BAXTER INTERNATIONAL INC. | BAX | 071813109 | 04-May-2021 | Stockholder Proposal - Right to Act by Written Consent. | Shareholder | Y | Against | For | ||||||||||||||||||
BAXTER INTERNATIONAL INC. | BAX | 071813109 | 04-May-2021 | Stockholder Proposal - Independent Board Chairman. | Shareholder | Y | Against | For | ||||||||||||||||||
BARRICK GOLD CORPORATION | GOLD | 067901108 | 04-May-2021 | D. M. Bristow | Management | Y | For | For |
Covered Call & Equity Income Fund
BARRICK GOLD CORPORATION | GOLD | 067901108 | 04-May-2021 | G. A. Cisneros | Management | Y | For | For | ||||||||||||||||||
BARRICK GOLD CORPORATION | GOLD | 067901108 | 04-May-2021 | C. L. Coleman | Management | Y | For | For | ||||||||||||||||||
BARRICK GOLD CORPORATION | GOLD | 067901108 | 04-May-2021 | J. M. Evans | Management | Y | For | For | ||||||||||||||||||
BARRICK GOLD CORPORATION | GOLD | 067901108 | 04-May-2021 | B. L. Greenspun | Management | Y | For | For | ||||||||||||||||||
BARRICK GOLD CORPORATION | GOLD | 067901108 | 04-May-2021 | J. B. Harvey | Management | Y | For | For | ||||||||||||||||||
BARRICK GOLD CORPORATION | GOLD | 067901108 | 04-May-2021 | A. N. Kabagambe | Management | Y | For | For | ||||||||||||||||||
BARRICK GOLD CORPORATION | GOLD | 067901108 | 04-May-2021 | A. J. Quinn | Management | Y | For | For | ||||||||||||||||||
BARRICK GOLD CORPORATION | GOLD | 067901108 | 04-May-2021 | M. L. Silva | Management | Y | For | For | ||||||||||||||||||
BARRICK GOLD CORPORATION | GOLD | 067901108 | 04-May-2021 | J. L. Thornton | Management | Y | For | For | ||||||||||||||||||
BARRICK GOLD CORPORATION | GOLD | 067901108 | 04-May-2021 | Resolution approving the appointment of PricewaterhouseCoopers LLP as the auditor of Barrick and authorizing the directors to fix its remuneration | Management | Y | For | For | ||||||||||||||||||
BARRICK GOLD CORPORATION | GOLD | 067901108 | 04-May-2021 | Advisory resolution on approach to executive compensation | Management | Y | For | For |
Covered Call & Equity Income Fund
BARRICK GOLD CORPORATION | GOLD | 067901108 | 04-May-2021 | Special resolution approving the capital reduction in order to enable the Return of Capital | Management | Y | For | For | ||||||||||||||||||
PEPSICO, INC. | PEP | 713448108 | 05-May-2021 | Election of Director: Segun Agbaje | Management | Y | For | For | ||||||||||||||||||
PEPSICO, INC. | PEP | 713448108 | 05-May-2021 | Election of Director: Shona L. Brown | Management | Y | For | For | ||||||||||||||||||
PEPSICO, INC. | PEP | 713448108 | 05-May-2021 | Election of Director: Cesar Conde | Management | Y | For | For | ||||||||||||||||||
PEPSICO, INC. | PEP | 713448108 | 05-May-2021 | Election of Director: Ian Cook | Management | Y | For | For | ||||||||||||||||||
PEPSICO, INC. | PEP | 713448108 | 05-May-2021 | Election of Director: Dina Dublon | Management | Y | For | For | ||||||||||||||||||
PEPSICO, INC. | PEP | 713448108 | 05-May-2021 | Election of Director: Michelle Gass | Management | Y | For | For | ||||||||||||||||||
PEPSICO, INC. | PEP | 713448108 | 05-May-2021 | Election of Director: Ramon L. Laguarta | Management | Y | For | For | ||||||||||||||||||
PEPSICO, INC. | PEP | 713448108 | 05-May-2021 | Election of Director: Dave Lewis | Management | Y | For | For | ||||||||||||||||||
PEPSICO, INC. | PEP | 713448108 | 05-May-2021 | Election of Director: David C. Page | Management | Y | For | For | ||||||||||||||||||
PEPSICO, INC. | PEP | 713448108 | 05-May-2021 | Election of Director: Robert C. Pohlad | Management | Y | For | For | ||||||||||||||||||
PEPSICO, INC. | PEP | 713448108 | 05-May-2021 | Election of Director: Daniel Vasella | Management | Y | For | For | ||||||||||||||||||
PEPSICO, INC. | PEP | 713448108 | 05-May-2021 | Election of Director: Darren Walker | Management | Y | For | For | ||||||||||||||||||
PEPSICO, INC. | PEP | 713448108 | 05-May-2021 | Election of Director: Alberto Weisser | Management | Y | For | For | ||||||||||||||||||
PEPSICO, INC. | PEP | 713448108 | 05-May-2021 | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for fiscal year 2021. | Management | Y | For | For | ||||||||||||||||||
PEPSICO, INC. | PEP | 713448108 | 05-May-2021 | Advisory approval of the Company's executive compensation. | Management | Y | For | For | ||||||||||||||||||
PEPSICO, INC. | PEP | 713448108 | 05-May-2021 | Shareholder Proposal - Special Shareholder Meeting Vote Threshold. | Shareholder | Y | Against | For | ||||||||||||||||||
PEPSICO, INC. | PEP | 713448108 | 05-May-2021 | Shareholder Proposal - Report on Sugar and Public Health. | Shareholder | Y | Against | For | ||||||||||||||||||
PEPSICO, INC. | PEP | 713448108 | 05-May-2021 | Shareholder Proposal - Report on External Public Health Costs. | Shareholder | Y | Against | For |
Covered Call & Equity Income Fund
GENERAL DYNAMICS CORPORATION | GD | 369550108 | 05-May-2021 | Election of Director: James S. Crown | Management | Y | For | For | ||||||||||||||||||
GENERAL DYNAMICS CORPORATION | GD | 369550108 | 05-May-2021 | Election of Director: Rudy F. deLeon | Management | Y | For | For | ||||||||||||||||||
GENERAL DYNAMICS CORPORATION | GD | 369550108 | 05-May-2021 | Election of Director: Cecil D. Haney | Management | Y | For | For | ||||||||||||||||||
GENERAL DYNAMICS CORPORATION | GD | 369550108 | 05-May-2021 | Election of Director: Mark M. Malcolm | Management | Y | For | For | ||||||||||||||||||
GENERAL DYNAMICS CORPORATION | GD | 369550108 | 05-May-2021 | Election of Director: James N. Mattis | Management | Y | For | For | ||||||||||||||||||
GENERAL DYNAMICS CORPORATION | GD | 369550108 | 05-May-2021 | Election of Director: Phebe N. Novakovic | Management | Y | For | For | ||||||||||||||||||
GENERAL DYNAMICS CORPORATION | GD | 369550108 | 05-May-2021 | Election of Director: C. Howard Nye | Management | Y | For | For | ||||||||||||||||||
GENERAL DYNAMICS CORPORATION | GD | 369550108 | 05-May-2021 | Election of Director: Catherine B. Reynolds | Management | Y | For | For | ||||||||||||||||||
GENERAL DYNAMICS CORPORATION | GD | 369550108 | 05-May-2021 | Election of Director: Laura J. Schumacher | Management | Y | For | For | ||||||||||||||||||
GENERAL DYNAMICS CORPORATION | GD | 369550108 | 05-May-2021 | Election of Director: Robert K. Steel | Management | Y | For | For | ||||||||||||||||||
GENERAL DYNAMICS CORPORATION | GD | 369550108 | 05-May-2021 | Election of Director: John G. Stratton | Management | Y | For | For | ||||||||||||||||||
GENERAL DYNAMICS CORPORATION | GD | 369550108 | 05-May-2021 | Election of Director: Peter A. Wall | Management | Y | For | For |
Covered Call & Equity Income Fund
GENERAL DYNAMICS CORPORATION | GD | 369550108 | 05-May-2021 | Advisory Vote on the Selection of Independent Auditors. | Management | Y | For | For | ||||||||||||||||||
GENERAL DYNAMICS CORPORATION | GD | 369550108 | 05-May-2021 | Advisory Vote to approve Executive Compensation. | Management | Y | For | For | ||||||||||||||||||
GENERAL DYNAMICS CORPORATION | GD | 369550108 | 05-May-2021 | Shareholder Proposal to reduce the ownership threshold required to call a Special Shareholder meeting. | Shareholder | Y | Against | For | ||||||||||||||||||
ALCOA CORPORATION | AA | 013872106 | 06-May-2021 | Election of Director to serve for one-year term expiring in 2022: Steven W. Williams | Management | Y | For | For | ||||||||||||||||||
ALCOA CORPORATION | AA | 013872106 | 06-May-2021 | Election of Director to serve for one-year term expiring in 2022: Mary Anne Citrino | Management | Y | For | For | ||||||||||||||||||
ALCOA CORPORATION | AA | 013872106 | 06-May-2021 | Election of Director to serve for one-year term expiring in 2022: Pasquale Fiore | Management | Y | For | For | ||||||||||||||||||
ALCOA CORPORATION | AA | 013872106 | 06-May-2021 | Election of Director to serve for one-year term expiring in 2022: Thomas J. Gorman | Management | Y | For | For | ||||||||||||||||||
ALCOA CORPORATION | AA | 013872106 | 06-May-2021 | Election of Director to serve for one-year term expiring in 2022: Roy C. Harvey | Management | Y | For | For | ||||||||||||||||||
ALCOA CORPORATION | AA | 013872106 | 06-May-2021 | Election of Director to serve for one-year term expiring in 2022: James A. Hughes | Management | Y | For | For | ||||||||||||||||||
ALCOA CORPORATION | AA | 013872106 | 06-May-2021 | Election of Director to serve for one-year term expiring in 2022: James E. Nevels | Management | Y | For | For | ||||||||||||||||||
ALCOA CORPORATION | AA | 013872106 | 06-May-2021 | Election of Director to serve for one-year term expiring in 2022: Carol L. Roberts | Management | Y | For | For | ||||||||||||||||||
ALCOA CORPORATION | AA | 013872106 | 06-May-2021 | Election of Director to serve for one-year term expiring in 2022: Suzanne Sitherwood | Management | Y | For | For | ||||||||||||||||||
ALCOA CORPORATION | AA | 013872106 | 06-May-2021 | Election of Director to serve for one-year term expiring in 2022: Ernesto Zedillo | Management | Y | For | For | ||||||||||||||||||
ALCOA CORPORATION | AA | 013872106 | 06-May-2021 | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent auditor for 2021. | Management | Y | For | For |
Covered Call & Equity Income Fund
ALCOA CORPORATION | AA | 013872106 | 06-May-2021 | Approval, on an advisory basis, of the Company's 2020 named executive officer compensation. | Management | Y | For | For | ||||||||||||||||||
ALCOA CORPORATION | AA | 013872106 | 06-May-2021 | Stockholder proposal to amend stockholder ability to act by written consent, if properly presented. | Shareholder | Y | Against | For | ||||||||||||||||||
ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 06-May-2021 | Election of Director: M.S. Burke | Management | Y | For | For | ||||||||||||||||||
ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 06-May-2021 | Election of Director: T. Colbert | Management | Y | For | For | ||||||||||||||||||
ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 06-May-2021 | Election of Director: T.K. Crews | Management | Y | For | For | ||||||||||||||||||
ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 06-May-2021 | Election of Director: P. Dufour | Management | Y | For | For | ||||||||||||||||||
ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 06-May-2021 | Election of Director: D.E. Felsinger | Management | Y | For | For | ||||||||||||||||||
ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 06-May-2021 | Election of Director: S.F. Harrison | Management | Y | For | For | ||||||||||||||||||
ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 06-May-2021 | Election of Director: J.R. Luciano | Management | Y | For | For | ||||||||||||||||||
ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 06-May-2021 | Election of Director: P.J. Moore | Management | Y | For | For | ||||||||||||||||||
ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 06-May-2021 | Election of Director: F.J. Sanchez | Management | Y | For | For | ||||||||||||||||||
ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 06-May-2021 | Election of Director: D.A. Sandler | Management | Y | For | For |
Covered Call & Equity Income Fund
ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 06-May-2021 | Election of Director: L.Z. Schlitz | Management | Y | For | For | ||||||||||||||||||
ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 06-May-2021 | Election of Director: K.R. Westbrook | Management | Y | For | For | ||||||||||||||||||
ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 06-May-2021 | Ratify the appointment of Ernst & Young LLP as independent auditors for the year ending December 31, 2021. | Management | Y | For | For | ||||||||||||||||||
ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 06-May-2021 | Advisory Vote on Executive Compensation. | Management | Y | For | For | ||||||||||||||||||
ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 06-May-2021 | Stockholder Proposal Regarding Shareholder Aggregation for Proxy Access. | Shareholder | Y | Against | For | ||||||||||||||||||
CANADIAN NATURAL RESOURCES LIMITED | CNQ | 136385101 | 06-May-2021 | Catherine M. Best | Management | Y | For | For | ||||||||||||||||||
CANADIAN NATURAL RESOURCES LIMITED | CNQ | 136385101 | 06-May-2021 | M. Elizabeth Cannon | Management | Y | For | For | ||||||||||||||||||
CANADIAN NATURAL RESOURCES LIMITED | CNQ | 136385101 | 06-May-2021 | N. Murray Edwards | Management | Y | For | For | ||||||||||||||||||
CANADIAN NATURAL RESOURCES LIMITED | CNQ | 136385101 | 06-May-2021 | Christopher L. Fong | Management | Y | For | For | ||||||||||||||||||
CANADIAN NATURAL RESOURCES LIMITED | CNQ | 136385101 | 06-May-2021 | Amb. Gordon D. Giffin | Management | Y | For | For | ||||||||||||||||||
CANADIAN NATURAL RESOURCES LIMITED | CNQ | 136385101 | 06-May-2021 | Wilfred A. Gobert | Management | Y | For | For | ||||||||||||||||||
CANADIAN NATURAL RESOURCES LIMITED | CNQ | 136385101 | 06-May-2021 | Steve W. Laut | Management | Y | For | For |
Covered Call & Equity Income Fund
CANADIAN NATURAL RESOURCES LIMITED | CNQ | 136385101 | 06-May-2021 | Tim S. McKay | Management | Y | For | For | ||||||||||||||||||
CANADIAN NATURAL RESOURCES LIMITED | CNQ | 136385101 | 06-May-2021 | Hon. Frank J. McKenna | Management | Y | For | For | ||||||||||||||||||
CANADIAN NATURAL RESOURCES LIMITED | CNQ | 136385101 | 06-May-2021 | David A. Tuer | Management | Y | For | For | ||||||||||||||||||
CANADIAN NATURAL RESOURCES LIMITED | CNQ | 136385101 | 06-May-2021 | Annette M. Verschuren | Management | Y | For | For | ||||||||||||||||||
CANADIAN NATURAL RESOURCES LIMITED | CNQ | 136385101 | 06-May-2021 | The appointment of PricewaterhouseCoopers LLP, Chartered Accountants, Calgary, Alberta, as auditors of the Corporation for the ensuing year and the authorization of the Audit Committee of the Board of Directors of the Corporation to fix their remuneration. | Management | Y | For | For | ||||||||||||||||||
CANADIAN NATURAL RESOURCES LIMITED | CNQ | 136385101 | 06-May-2021 | On an advisory basis, accepting the Corporation's approach to executive compensation as described in the Information Circular. | Management | Y | For | For | ||||||||||||||||||
ENTERGY CORPORATION | ETR | 29364G103 | 07-May-2021 | Election of Director: J. R. Burbank | Management | Y | For | For | ||||||||||||||||||
ENTERGY CORPORATION | ETR | 29364G103 | 07-May-2021 | Election of Director: P. J. Condon | Management | Y | For | For | ||||||||||||||||||
ENTERGY CORPORATION | ETR | 29364G103 | 07-May-2021 | Election of Director: L. P. Denault | Management | Y | For | For | ||||||||||||||||||
ENTERGY CORPORATION | ETR | 29364G103 | 07-May-2021 | Election of Director: K. H. Donald | Management | Y | For | For | ||||||||||||||||||
ENTERGY CORPORATION | ETR | 29364G103 | 07-May-2021 | Election of Director: B. W. Ellis | Management | Y | For | For | ||||||||||||||||||
ENTERGY CORPORATION | ETR | 29364G103 | 07-May-2021 | Election of Director: P. L. Frederickson | Management | Y | For | For |
Covered Call & Equity Income Fund
ENTERGY CORPORATION | ETR | 29364G103 | 07-May-2021 | Election of Director: A. M. Herman | Management | Y | For | For | ||||||||||||||||||
ENTERGY CORPORATION | ETR | 29364G103 | 07-May-2021 | Election of Director: M. E. Hyland | Management | Y | For | For | ||||||||||||||||||
ENTERGY CORPORATION | ETR | 29364G103 | 07-May-2021 | Election of Director: S. L. Levenick | Management | Y | For | For | ||||||||||||||||||
ENTERGY CORPORATION | ETR | 29364G103 | 07-May-2021 | Election of Director: B. L. Lincoln | Management | Y | For | For | ||||||||||||||||||
ENTERGY CORPORATION | ETR | 29364G103 | 07-May-2021 | Election of Director: K. A. Puckett | Management | Y | For | For | ||||||||||||||||||
ENTERGY CORPORATION | ETR | 29364G103 | 07-May-2021 | Ratification of the Appointment of Deloitte & Touche LLP as Entergy's Independent Registered Public Accountants for 2021. | Management | Y | For | For | ||||||||||||||||||
ENTERGY CORPORATION | ETR | 29364G103 | 07-May-2021 | Advisory Vote to Approve Named Executive Officer Compensation. | Management | Y | For | For | ||||||||||||||||||
ENTERGY CORPORATION | ETR | 29364G103 | 07-May-2021 | Vote to Approve an Amendment to Entergy's Restated Certificate of Incorporation Authorizing the Issuance of Preferred Stock. | Management | Y | For | For | ||||||||||||||||||
GILEAD SCIENCES, INC. | GILD | 375558103 | 12-May-2021 | Election of Director to serve for the next year: Jacqueline K. Barton, Ph.D. | Management | Y | For | For | ||||||||||||||||||
GILEAD SCIENCES, INC. | GILD | 375558103 | 12-May-2021 | Election of Director to serve for the next year: Jeffrey A. Bluestone, Ph.D. | Management | Y | For | For | ||||||||||||||||||
GILEAD SCIENCES, INC. | GILD | 375558103 | 12-May-2021 | Election of Director to serve for the next year: Sandra J. Horning, M.D. | Management | Y | For | For | ||||||||||||||||||
GILEAD SCIENCES, INC. | GILD | 375558103 | 12-May-2021 | Election of Director to serve for the next year: Kelly A. Kramer | Management | Y | For | For | ||||||||||||||||||
GILEAD SCIENCES, INC. | GILD | 375558103 | 12-May-2021 | Election of Director to serve for the next year: Kevin E. Lofton | Management | Y | For | For | ||||||||||||||||||
GILEAD SCIENCES, INC. | GILD | 375558103 | 12-May-2021 | Election of Director to serve for the next year: Harish Manwani | Management | Y | For | For | ||||||||||||||||||
GILEAD SCIENCES, INC. | GILD | 375558103 | 12-May-2021 | Election of Director to serve for the next year: Daniel P. O'Day | Management | Y | For | For |
Covered Call & Equity Income Fund
GILEAD SCIENCES, INC. | GILD | 375558103 | 12-May-2021 | Election of Director to serve for the next year: Javier J. Rodriguez | Management | Y | For | For | ||||||||||||||||||
GILEAD SCIENCES, INC. | GILD | 375558103 | 12-May-2021 | Election of Director to serve for the next year: Anthony Welters | Management | Y | For | For | ||||||||||||||||||
GILEAD SCIENCES, INC. | GILD | 375558103 | 12-May-2021 | To ratify the selection of Ernst & Young LLP by the Audit Committee of the Board of Directors as the independent registered public accounting firm of Gilead for the fiscal year ending December 31, 2021. | Management | Y | For | For | ||||||||||||||||||
GILEAD SCIENCES, INC. | GILD | 375558103 | 12-May-2021 | To approve, on an advisory basis, the compensation of our Named Executive Officers as presented in the Proxy Statement. | Management | Y | For | For | ||||||||||||||||||
GILEAD SCIENCES, INC. | GILD | 375558103 | 12-May-2021 | To vote on a stockholder proposal, if properly presented at the meeting, requesting that the Board adopt a policy that the Chairperson of the Board of Directors be an independent director. | Shareholder | Y | Against | For | ||||||||||||||||||
RANGE RESOURCES CORPORATION | RRC | 75281A109 | 12-May-2021 | Election of Director: Brenda A. Cline | Management | Y | For | For | ||||||||||||||||||
RANGE RESOURCES CORPORATION | RRC | 75281A109 | 12-May-2021 | Election of Director: Margaret K. Dorman | Management | Y | For | For | ||||||||||||||||||
RANGE RESOURCES CORPORATION | RRC | 75281A109 | 12-May-2021 | Election of Director: James M. Funk | Management | Y | For | For | ||||||||||||||||||
RANGE RESOURCES CORPORATION | RRC | 75281A109 | 12-May-2021 | Election of Director: Steve D. Gray | Management | Y | For | For | ||||||||||||||||||
RANGE RESOURCES CORPORATION | RRC | 75281A109 | 12-May-2021 | Election of Director: Greg G. Maxwell | Management | Y | For | For | ||||||||||||||||||
RANGE RESOURCES CORPORATION | RRC | 75281A109 | 12-May-2021 | Election of Director: Steffen E. Palko | Management | Y | For | For |
Covered Call & Equity Income Fund
RANGE RESOURCES CORPORATION | RRC | 75281A109 | 12-May-2021 | Election of Director: Jeffrey L. Ventura | Management | Y | For | For | ||||||||||||||||||
RANGE RESOURCES CORPORATION | RRC | 75281A109 | 12-May-2021 | A non-binding proposal to approve the Company's executive compensation. | Management | Y | For | For | ||||||||||||||||||
RANGE RESOURCES CORPORATION | RRC | 75281A109 | 12-May-2021 | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | Y | For | For | ||||||||||||||||||
RANGE RESOURCES CORPORATION | RRC | 75281A109 | 12-May-2021 | For authorization to increase the number of Common Stock authorized under the Amended and Restated 2019 Equity Based Compensation Plan. | Management | Y | For | For | ||||||||||||||||||
CVS HEALTH CORPORATION | CVS | 126650100 | 13-May-2021 | Election of Director: Fernando Aguirre | Management | Y | For | For | ||||||||||||||||||
CVS HEALTH CORPORATION | CVS | 126650100 | 13-May-2021 | Election of Director: C. David Brown II | Management | Y | For | For | ||||||||||||||||||
CVS HEALTH CORPORATION | CVS | 126650100 | 13-May-2021 | Election of Director: Alecia A. DeCoudreaux | Management | Y | For | For | ||||||||||||||||||
CVS HEALTH CORPORATION | CVS | 126650100 | 13-May-2021 | Election of Director: Nancy-Ann M. DeParle | Management | Y | For | For | ||||||||||||||||||
CVS HEALTH CORPORATION | CVS | 126650100 | 13-May-2021 | Election of Director: David W. Dorman | Management | Y | For | For | ||||||||||||||||||
CVS HEALTH CORPORATION | CVS | 126650100 | 13-May-2021 | Election of Director: Roger N. Farah | Management | Y | For | For | ||||||||||||||||||
CVS HEALTH CORPORATION | CVS | 126650100 | 13-May-2021 | Election of Director: Anne M. Finucane | Management | Y | For | For | ||||||||||||||||||
CVS HEALTH CORPORATION | CVS | 126650100 | 13-May-2021 | Election of Director: Edward J. Ludwig | Management | Y | For | For | ||||||||||||||||||
CVS HEALTH CORPORATION | CVS | 126650100 | 13-May-2021 | Election of Director: Karen S. Lynch | Management | Y | For | For |
Covered Call & Equity Income Fund
CVS HEALTH CORPORATION | CVS | 126650100 | 13-May-2021 | Election of Director: Jean-Pierre Millon | Management | Y | For | For | ||||||||||||||||||
CVS HEALTH CORPORATION | CVS | 126650100 | 13-May-2021 | Election of Director: Mary L. Schapiro | Management | Y | For | For | ||||||||||||||||||
CVS HEALTH CORPORATION | CVS | 126650100 | 13-May-2021 | Election of Director: William C. Weldon | Management | Y | For | For | ||||||||||||||||||
CVS HEALTH CORPORATION | CVS | 126650100 | 13-May-2021 | Election of Director: Tony L. White | Management | Y | For | For | ||||||||||||||||||
CVS HEALTH CORPORATION | CVS | 126650100 | 13-May-2021 | Ratification of the appointment of our independent registered public accounting firm for 2021. | Management | Y | For | For | ||||||||||||||||||
CVS HEALTH CORPORATION | CVS | 126650100 | 13-May-2021 | Say on Pay, a proposal to approve, on an advisory basis, the Company's executive compensation. | Management | Y | For | For | ||||||||||||||||||
CVS HEALTH CORPORATION | CVS | 126650100 | 13-May-2021 | Stockholder proposal for reducing the threshold for our stockholder right to act by written consent. | Shareholder | Y | Against | For | ||||||||||||||||||
CVS HEALTH CORPORATION | CVS | 126650100 | 13-May-2021 | Stockholder proposal regarding our independent Board Chair. | Shareholder | Y | Against | For | ||||||||||||||||||
BAKER HUGHES COMPANY | BKR | 05722G100 | 14-May-2021 | W. Geoffrey Beattie | Management | Y | For | For | ||||||||||||||||||
BAKER HUGHES COMPANY | BKR | 05722G100 | 14-May-2021 | Gregory D. Brenneman | Management | Y | For | For | ||||||||||||||||||
BAKER HUGHES COMPANY | BKR | 05722G100 | 14-May-2021 | Cynthia B. Carroll | Management | Y | For | For | ||||||||||||||||||
BAKER HUGHES COMPANY | BKR | 05722G100 | 14-May-2021 | Clarence P. Cazalot, Jr | Management | Y | For | For | ||||||||||||||||||
BAKER HUGHES COMPANY | BKR | 05722G100 | 14-May-2021 | Nelda J. Connors | Management | Y | For | For | ||||||||||||||||||
BAKER HUGHES COMPANY | BKR | 05722G100 | 14-May-2021 | Gregory L. Ebel | Management | Y | For | For | ||||||||||||||||||
BAKER HUGHES COMPANY | BKR | 05722G100 | 14-May-2021 | Lynn L. Elsenhans | Management | Y | For | For |
Covered Call & Equity Income Fund
BAKER HUGHES COMPANY | BKR | 05722G100 | 14-May-2021 | John G. Rice | Management | Y | For | For | ||||||||||||||||||
BAKER HUGHES COMPANY | BKR | 05722G100 | 14-May-2021 | Lorenzo Simonelli | Management | Y | For | For | ||||||||||||||||||
BAKER HUGHES COMPANY | BKR | 05722G100 | 14-May-2021 | An advisory vote related to the Company's executive compensation program. | Management | Y | For | For | ||||||||||||||||||
BAKER HUGHES COMPANY | BKR | 05722G100 | 14-May-2021 | The ratification of KPMG LLP as the Company's independent registered public accounting firm for fiscal year 2021. | Management | Y | For | For | ||||||||||||||||||
BAKER HUGHES COMPANY | BKR | 05722G100 | 14-May-2021 | The approval of the Amendment and Restatement of the Baker Hughes Company Employee Stock Purchase Plan. | Management | Y | For | For | ||||||||||||||||||
BAKER HUGHES COMPANY | BKR | 05722G100 | 14-May-2021 | The approval of the Baker Hughes Company 2021 Long-Term Incentive Plan. | Management | Y | For | For | ||||||||||||||||||
NORDSTROM, INC. | JWN | 655664100 | 19-May-2021 | Election of Director: Shellye L. Archambeau | Management | Y | For | For | ||||||||||||||||||
NORDSTROM, INC. | JWN | 655664100 | 19-May-2021 | Election of Director: Stacy Brown-Philpot | Management | Y | For | For | ||||||||||||||||||
NORDSTROM, INC. | JWN | 655664100 | 19-May-2021 | Election of Director: James L. Donald | Management | Y | For | For | ||||||||||||||||||
NORDSTROM, INC. | JWN | 655664100 | 19-May-2021 | Election of Director: Kirsten A. Green | Management | Y | For | For | ||||||||||||||||||
NORDSTROM, INC. | JWN | 655664100 | 19-May-2021 | Election of Director: Glenda G. McNeal | Management | Y | For | For | ||||||||||||||||||
NORDSTROM, INC. | JWN | 655664100 | 19-May-2021 | Election of Director: Erik B. Nordstrom | Management | Y | For | For | ||||||||||||||||||
NORDSTROM, INC. | JWN | 655664100 | 19-May-2021 | Election of Director: Peter E. Nordstrom | Management | Y | For | For | ||||||||||||||||||
NORDSTROM, INC. | JWN | 655664100 | 19-May-2021 | Election of Director: Brad D. Smith | Management | Y | For | For | ||||||||||||||||||
NORDSTROM, INC. | JWN | 655664100 | 19-May-2021 | Election of Director: Bradley D. Tilden | Management | Y | For | For | ||||||||||||||||||
NORDSTROM, INC. | JWN | 655664100 | 19-May-2021 | Election of Director: Mark J. Tritton | Management | Y | For | For | ||||||||||||||||||
NORDSTROM, INC. | JWN | 655664100 | 19-May-2021 | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | Y | For | For |
Covered Call & Equity Income Fund
NORDSTROM, INC. | JWN | 655664100 | 19-May-2021 | ADVISORY VOTE REGARDING EXECUTIVE COMPENSATION. | Management | Y | For | For | ||||||||||||||||||
FISERV, INC. | FISV | 337738108 | 19-May-2021 | Frank J. Bisignano | Management | Y | For | For | ||||||||||||||||||
FISERV, INC. | FISV | 337738108 | 19-May-2021 | Alison Davis | Management | Y | For | For | ||||||||||||||||||
FISERV, INC. | FISV | 337738108 | 19-May-2021 | Henrique de Castro | Management | Y | For | For | ||||||||||||||||||
FISERV, INC. | FISV | 337738108 | 19-May-2021 | Harry F. DiSimone | Management | Y | For | For | ||||||||||||||||||
FISERV, INC. | FISV | 337738108 | 19-May-2021 | Dennis F. Lynch | Management | Y | For | For | ||||||||||||||||||
FISERV, INC. | FISV | 337738108 | 19-May-2021 | Heidi G. Miller | Management | Y | For | For | ||||||||||||||||||
FISERV, INC. | FISV | 337738108 | 19-May-2021 | Scott C. Nuttall | Management | Y | For | For | ||||||||||||||||||
FISERV, INC. | FISV | 337738108 | 19-May-2021 | Denis J. O'Leary | Management | Y | For | For | ||||||||||||||||||
FISERV, INC. | FISV | 337738108 | 19-May-2021 | Doyle R. Simons | Management | Y | For | For | ||||||||||||||||||
FISERV, INC. | FISV | 337738108 | 19-May-2021 | Kevin M. Warren | Management | Y | For | For | ||||||||||||||||||
FISERV, INC. | FISV | 337738108 | 19-May-2021 | To approve, on an advisory basis, the compensation of the named executive officers of Fiserv, Inc. | Management | Y | Against | Against | ||||||||||||||||||
FISERV, INC. | FISV | 337738108 | 19-May-2021 | To ratify the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of Fiserv, Inc. for 2021. | Management | Y | For | For | ||||||||||||||||||
LUMEN TECHNOLOGIES, INC. | LUMN | 550241103 | 19-May-2021 | Election of Director: Quincy L. Allen | Management | Y | For | For | ||||||||||||||||||
LUMEN TECHNOLOGIES, INC. | LUMN | 550241103 | 19-May-2021 | Election of Director: Martha Helena Bejar | Management | Y | For | For | ||||||||||||||||||
LUMEN TECHNOLOGIES, INC. | LUMN | 550241103 | 19-May-2021 | Election of Director: Peter C. Brown | Management | Y | For | For | ||||||||||||||||||
LUMEN TECHNOLOGIES, INC. | LUMN | 550241103 | 19-May-2021 | Election of Director: Kevin P. Chilton | Management | Y | For | For | ||||||||||||||||||
LUMEN TECHNOLOGIES, INC. | LUMN | 550241103 | 19-May-2021 | Election of Director: Steven T. "Terry" Clontz | Management | Y | For | For | ||||||||||||||||||
LUMEN TECHNOLOGIES, INC. | LUMN | 550241103 | 19-May-2021 | Election of Director: T. Michael Glenn | Management | Y | For | For | ||||||||||||||||||
LUMEN TECHNOLOGIES, INC. | LUMN | 550241103 | 19-May-2021 | Election of Director: W. Bruce Hanks | Management | Y | For | For | ||||||||||||||||||
LUMEN TECHNOLOGIES, INC. | LUMN | 550241103 | 19-May-2021 | Election of Director: Hal Stanley Jones | Management | Y | For | For |
Covered Call & Equity Income Fund
LUMEN TECHNOLOGIES, INC. | LUMN | 550241103 | 19-May-2021 | Election of Director: Michael Roberts | Management | Y | For | For | ||||||||||||||||||
LUMEN TECHNOLOGIES, INC. | LUMN | 550241103 | 19-May-2021 | Election of Director: Laurie Siegel | Management | Y | For | For | ||||||||||||||||||
LUMEN TECHNOLOGIES, INC. | LUMN | 550241103 | 19-May-2021 | Election of Director: Jeffrey K. Storey | Management | Y | For | For | ||||||||||||||||||
LUMEN TECHNOLOGIES, INC. | LUMN | 550241103 | 19-May-2021 | Ratify the appointment of KPMG LLP as our independent auditor for 2021. | Management | Y | For | For | ||||||||||||||||||
LUMEN TECHNOLOGIES, INC. | LUMN | 550241103 | 19-May-2021 | Ratify the amendment to our Amended and Restated NOL Rights Plan. | Management | Y | For | For | ||||||||||||||||||
LUMEN TECHNOLOGIES, INC. | LUMN | 550241103 | 19-May-2021 | Advisory vote to approve our executive compensation. | Management | Y | For | For | ||||||||||||||||||
NEXTERA ENERGY, INC. | NEE | 65339F101 | 20-May-2021 | Election of Director: Sherry S. Barrat | Management | Y | For | For | ||||||||||||||||||
NEXTERA ENERGY, INC. | NEE | 65339F101 | 20-May-2021 | Election of Director: James L. Camaren | Management | Y | For | For | ||||||||||||||||||
NEXTERA ENERGY, INC. | NEE | 65339F101 | 20-May-2021 | Election of Director: Kenneth B. Dunn | Management | Y | For | For | ||||||||||||||||||
NEXTERA ENERGY, INC. | NEE | 65339F101 | 20-May-2021 | Election of Director: Naren K. Gursahaney | Management | Y | For | For | ||||||||||||||||||
NEXTERA ENERGY, INC. | NEE | 65339F101 | 20-May-2021 | Election of Director: Kirk S. Hachigian | Management | Y | For | For | ||||||||||||||||||
NEXTERA ENERGY, INC. | NEE | 65339F101 | 20-May-2021 | Election of Director: Amy B. Lane | Management | Y | For | For | ||||||||||||||||||
NEXTERA ENERGY, INC. | NEE | 65339F101 | 20-May-2021 | Election of Director: David L. Porges | Management | Y | For | For | ||||||||||||||||||
NEXTERA ENERGY, INC. | NEE | 65339F101 | 20-May-2021 | Election of Director: James L. Robo | Management | Y | For | For | ||||||||||||||||||
NEXTERA ENERGY, INC. | NEE | 65339F101 | 20-May-2021 | Election of Director: Rudy E. Schupp | Management | Y | For | For |
Covered Call & Equity Income Fund
NEXTERA ENERGY, INC. | NEE | 65339F101 | 20-May-2021 | Election of Director: John L. Skolds | Management | Y | For | For | ||||||||||||||||||
NEXTERA ENERGY, INC. | NEE | 65339F101 | 20-May-2021 | Election of Director: Lynn M. Utter | Management | Y | For | For | ||||||||||||||||||
NEXTERA ENERGY, INC. | NEE | 65339F101 | 20-May-2021 | Election of Director: Darryl L. Wilson | Management | Y | For | For | ||||||||||||||||||
NEXTERA ENERGY, INC. | NEE | 65339F101 | 20-May-2021 | Ratification of appointment of Deloitte & Touche LLP as NextEra Energy's independent registered public accounting firm for 2021. | Management | Y | For | For | ||||||||||||||||||
NEXTERA ENERGY, INC. | NEE | 65339F101 | 20-May-2021 | Approval, by non-binding advisory vote, of NextEra Energy's compensation of its named executive officers as disclosed in the proxy statement. | Management | Y | Against | Against | ||||||||||||||||||
NEXTERA ENERGY, INC. | NEE | 65339F101 | 20-May-2021 | Approval of the NextEra Energy, Inc. 2021 Long Term Incentive Plan. | Management | Y | For | For | ||||||||||||||||||
NEXTERA ENERGY, INC. | NEE | 65339F101 | 20-May-2021 | A proposal entitled "Right to Act by Written Consent" to request action by written consent of shareholders. | Shareholder | Y | For | Against | ||||||||||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 26-May-2021 | Election of Director: Thomas A. Bartlett | Management | Y | For | For | ||||||||||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 26-May-2021 | Election of Director: Raymond P. Dolan | Management | Y | For | For | ||||||||||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 26-May-2021 | Election of Director: Kenneth R. Frank | Management | Y | For | For | ||||||||||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 26-May-2021 | Election of Director: Robert D. Hormats | Management | Y | For | For | ||||||||||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 26-May-2021 | Election of Director: Gustavo Lara Cantu | Management | Y | For | For |
Covered Call & Equity Income Fund
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 26-May-2021 | Election of Director: Grace D. Lieblein | Management | Y | For | For | ||||||||||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 26-May-2021 | Election of Director: Craig Macnab | Management | Y | For | For | ||||||||||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 26-May-2021 | Election of Director: JoAnn A. Reed | Management | Y | For | For | ||||||||||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 26-May-2021 | Election of Director: Pamela D.A. Reeve | Management | Y | For | For | ||||||||||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 26-May-2021 | Election of Director: David E. Sharbutt | Management | Y | For | For | ||||||||||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 26-May-2021 | Election of Director: Bruce L. Tanner | Management | Y | For | For | ||||||||||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 26-May-2021 | Election of Director: Samme L. Thompson | Management | Y | For | For | ||||||||||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 26-May-2021 | To ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2021. | Management | Y | For | For | ||||||||||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 26-May-2021 | To approve, on an advisory basis, the Company's executive compensation. | Management | Y | Against | Against | ||||||||||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 26-May-2021 | Stockholder proposal to amend the appropriate governing documents to reduce the ownership threshold required to call a special meeting of the stockholders. | Shareholder | Y | For | Against | ||||||||||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 26-May-2021 | Stockholder proposal to require the Board of Directors to create a standing committee to oversee human rights issues. | Shareholder | Y | Against | For | ||||||||||||||||||
PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | 26-May-2021 | Election of Director: Rodney C. Adkins | Management | Y | For | For |
Covered Call & Equity Income Fund
PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | 26-May-2021 | Election of Director: Jonathan Christodoro | Management | Y | For | For | ||||||||||||||||||
PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | 26-May-2021 | Election of Director: John J. Donahoe | Management | Y | For | For | ||||||||||||||||||
PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | 26-May-2021 | Election of Director: David W. Dorman | Management | Y | For | For | ||||||||||||||||||
PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | 26-May-2021 | Election of Director: Belinda J. Johnson | Management | Y | For | For | ||||||||||||||||||
PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | 26-May-2021 | Election of Director: Gail J. McGovern | Management | Y | For | For | ||||||||||||||||||
PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | 26-May-2021 | Election of Director: Deborah M. Messemer | Management | Y | For | For | ||||||||||||||||||
PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | 26-May-2021 | Election of Director: David M. Moffett | Management | Y | For | For | ||||||||||||||||||
PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | 26-May-2021 | Election of Director: Ann M. Sarnoff | Management | Y | For | For | ||||||||||||||||||
PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | 26-May-2021 | Election of Director: Daniel H. Schulman | Management | Y | For | For | ||||||||||||||||||
PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | 26-May-2021 | Election of Director: Frank D. Yeary | Management | Y | For | For | ||||||||||||||||||
PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | 26-May-2021 | Advisory vote to approve named executive officer compensation. | Management | Y | For | For | ||||||||||||||||||
PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | 26-May-2021 | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent auditor for 2021. | Management | Y | For | For | ||||||||||||||||||
PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | 26-May-2021 | Stockholder proposal - Stockholder right to act by written consent. | Shareholder | Y | Against | For | ||||||||||||||||||
PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | 26-May-2021 | Stockholder Proposal - Assessing Inclusion in the Workplace. | Shareholder | Y | Against | For | ||||||||||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | Election of Director: Jeffrey P. Bezos | Management | Y | For | For | ||||||||||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | Election of Director: Keith B. Alexander | Management | Y | For | For |
Covered Call & Equity Income Fund
AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | Election of Director: Jamie S. Gorelick | Management | Y | For | For | ||||||||||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | Election of Director: Daniel P. Huttenlocher | Management | Y | For | For | ||||||||||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | Election of Director: Judith A. McGrath | Management | Y | For | For | ||||||||||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | Election of Director: Indra K. Nooyi | Management | Y | For | For | ||||||||||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | Election of Director: Jonathan J. Rubinstein | Management | Y | For | For | ||||||||||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | Election of Director: Thomas O. Ryder | Management | Y | For | For | ||||||||||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | Election of Director: Patricia Q. Stonesifer | Management | Y | For | For | ||||||||||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | Election of Director: Wendell P. Weeks | Management | Y | For | For | ||||||||||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS. | Management | Y | For | For | ||||||||||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | Y | For | For | ||||||||||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER DUE DILIGENCE. | Shareholder | Y | For | Against | ||||||||||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | SHAREHOLDER PROPOSAL REQUESTING A MANDATORY INDEPENDENT BOARD CHAIR POLICY. | Shareholder | Y | Against | For | ||||||||||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON GENDER/RACIAL PAY. | Shareholder | Y | Against | For | ||||||||||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PROMOTION DATA. | Shareholder | Y | For | Against | ||||||||||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PACKAGING MATERIALS. | Shareholder | Y | Against | For | ||||||||||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | SHAREHOLDER PROPOSAL REQUESTING A DIVERSITY AND EQUITY AUDIT REPORT. | Shareholder | Y | For | Against |
Covered Call & Equity Income Fund
AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | SHAREHOLDER PROPOSAL REQUESTING AN ALTERNATIVE DIRECTOR CANDIDATE POLICY. | Shareholder | Y | Against | For | ||||||||||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON COMPETITION STRATEGY AND RISK. | Shareholder | Y | For | Against | ||||||||||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | SHAREHOLDER PROPOSAL REQUESTING AN ADDITIONAL REDUCTION IN THRESHOLD FOR CALLING SPECIAL SHAREHOLDER MEETINGS. | Shareholder | Y | For | Against | ||||||||||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON LOBBYING. | Shareholder | Y | For | Against | ||||||||||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER USE OF CERTAIN TECHNOLOGIES. | Shareholder | Y | For | Against | ||||||||||||||||||
APA CORPORATION | APA | 03743Q108 | 27-May-2021 | Election of Director: Annell R. Bay | Management | Y | For | For | ||||||||||||||||||
APA CORPORATION | APA | 03743Q108 | 27-May-2021 | Election of Director: John J. Christmann IV | Management | Y | For | For | ||||||||||||||||||
APA CORPORATION | APA | 03743Q108 | 27-May-2021 | Election of Director: Juliet S. Ellis | Management | Y | For | For | ||||||||||||||||||
APA CORPORATION | APA | 03743Q108 | 27-May-2021 | Election of Director: Chansoo Joung | Management | Y | For | For | ||||||||||||||||||
APA CORPORATION | APA | 03743Q108 | 27-May-2021 | Election of Director: John E. Lowe | Management | Y | For | For | ||||||||||||||||||
APA CORPORATION | APA | 03743Q108 | 27-May-2021 | Election of Director: H. Lamar McKay | Management | Y | For | For | ||||||||||||||||||
APA CORPORATION | APA | 03743Q108 | 27-May-2021 | Election of Director: William C. Montgomery | Management | Y | For | For | ||||||||||||||||||
APA CORPORATION | APA | 03743Q108 | 27-May-2021 | Election of Director: Amy H. Nelson | Management | Y | For | For |
Covered Call & Equity Income Fund
APA CORPORATION | APA | 03743Q108 | 27-May-2021 | Election of Director: Daniel W. Rabun | Management | Y | For | For | ||||||||||||||||||
APA CORPORATION | APA | 03743Q108 | 27-May-2021 | Election of Director: Peter A. Ragauss | Management | Y | For | For | ||||||||||||||||||
APA CORPORATION | APA | 03743Q108 | 27-May-2021 | Ratification of Ernst & Young LLP as APA's Independent Auditors. | Management | Y | For | For | ||||||||||||||||||
APA CORPORATION | APA | 03743Q108 | 27-May-2021 | Advisory Vote to Approve Compensation of APA's Named Executive Officers. | Management | Y | For | For | ||||||||||||||||||
APA CORPORATION | APA | 03743Q108 | 27-May-2021 | Approval of the Apache Charter Amendment. | Management | Y | For | For | ||||||||||||||||||
TRANSOCEAN, LTD. | RIG | H8817H100 | 27-May-2021 | Approval of the 2020 Annual Report, Including the Audited Consolidated Financial Statements of Transocean Ltd. for Fiscal Year 2020 and the Audited Statutory Financial Statements of Transocean Ltd. for Fiscal Year 2020. | Management | Y | For | For | ||||||||||||||||||
TRANSOCEAN, LTD. | RIG | H8817H100 | 27-May-2021 | Discharge of the Members of the Board of Directors and Executive Management Team From Liability for Activities During Fiscal Year 2020. | Management | Y | For | For | ||||||||||||||||||
TRANSOCEAN, LTD. | RIG | H8817H100 | 27-May-2021 | Appropriation of the Accumulated Loss for Fiscal Year 2020 and Release of CHF 8.0 Billion of Statutory Capital Reserves from Capital Contribution and Allocation to Free Capital Reserves from Capital Contribution. | Management | Y | For | For | ||||||||||||||||||
TRANSOCEAN, LTD. | RIG | H8817H100 | 27-May-2021 | Renewal of Shares Authorized for Issuance. | Management | Y | For | For | ||||||||||||||||||
TRANSOCEAN, LTD. | RIG | H8817H100 | 27-May-2021 | Election of Director: Glyn A. Barker | Management | Y | For | For | ||||||||||||||||||
TRANSOCEAN, LTD. | RIG | H8817H100 | 27-May-2021 | Election of Director: Vanessa C.L. Chang | Management | Y | For | For | ||||||||||||||||||
TRANSOCEAN, LTD. | RIG | H8817H100 | 27-May-2021 | Election of Director: Frederico F. Curado | Management | Y | For | For | ||||||||||||||||||
TRANSOCEAN, LTD. | RIG | H8817H100 | 27-May-2021 | Election of Director: Chadwick C. Deaton | Management | Y | For | For |
Covered Call & Equity Income Fund
TRANSOCEAN, LTD. | RIG | H8817H100 | 27-May-2021 | Election of Director: Vincent J. Intrieri | Management | Y | For | For | ||||||||||||||||||
TRANSOCEAN, LTD. | RIG | H8817H100 | 27-May-2021 | Election of Director: Samuel J. Merksamer | Management | Y | For | For | ||||||||||||||||||
TRANSOCEAN, LTD. | RIG | H8817H100 | 27-May-2021 | Election of Director: Frederik W. Mohn | Management | Y | For | For | ||||||||||||||||||
TRANSOCEAN, LTD. | RIG | H8817H100 | 27-May-2021 | Election of Director: Edward R. Muller | Management | Y | For | For | ||||||||||||||||||
TRANSOCEAN, LTD. | RIG | H8817H100 | 27-May-2021 | Election of Director: Margareth Øvrum | Management | Y | For | For | ||||||||||||||||||
TRANSOCEAN, LTD. | RIG | H8817H100 | 27-May-2021 | Election of Director: Diane de Saint Victor | Management | Y | For | For | ||||||||||||||||||
TRANSOCEAN, LTD. | RIG | H8817H100 | 27-May-2021 | Election of Director: Jeremy D. Thigpen | Management | Y | For | For | ||||||||||||||||||
TRANSOCEAN, LTD. | RIG | H8817H100 | 27-May-2021 | Election of Chadwick C. Deaton as the Chair of the Board of Directors for a Term Extending Until Completion of the Next Annual General Meeting. | Management | Y | For | For | ||||||||||||||||||
TRANSOCEAN, LTD. | RIG | H8817H100 | 27-May-2021 | Election of the Member of the Compensation Committee for a Term Extending Until Completion of the Next Annual General Meeting: Glyn A. Barker | Management | Y | For | For | ||||||||||||||||||
TRANSOCEAN, LTD. | RIG | H8817H100 | 27-May-2021 | Election of the Member of the Compensation Committee for a Term Extending Until Completion of the Next Annual General Meeting: Vanessa C.L. Chang | Management | Y | For | For | ||||||||||||||||||
TRANSOCEAN, LTD. | RIG | H8817H100 | 27-May-2021 | Election of the Member of the Compensation Committee for a Term Extending Until Completion of the Next Annual General Meeting: Samuel J. Merksamer | Management | Y | For | For | ||||||||||||||||||
TRANSOCEAN, LTD. | RIG | H8817H100 | 27-May-2021 | Election of Schweiger Advokatur / Notariat as the Independent Proxy for a Term Extending Until Completion of the Next Annual General Meeting. | Management | Y | For | For | ||||||||||||||||||
TRANSOCEAN, LTD. | RIG | H8817H100 | 27-May-2021 | Appointment of Ernst & Young LLP as the Company's Independent Registered Public Accounting Firm for Fiscal Year 2021 and Reelection of Ernst & Young Ltd, Zurich, as the Company's Auditor for a Further One-Year Term. | Management | Y | For | For |
Covered Call & Equity Income Fund
TRANSOCEAN, LTD. | RIG | H8817H100 | 27-May-2021 | Advisory Vote to Approve Named Executive Officer Compensation for Fiscal Year 2021. | Management | Y | For | For | ||||||||||||||||||
TRANSOCEAN, LTD. | RIG | H8817H100 | 27-May-2021 | Ratification of the Maximum Aggregate Amount of Compensation of the Board of Directors for the Period Between the 2021 Annual General Meeting and the 2022 Annual General Meeting. | Management | Y | For | For | ||||||||||||||||||
TRANSOCEAN, LTD. | RIG | H8817H100 | 27-May-2021 | Ratification of an amount of US $24,000,000 as the Maximum Aggregate Amount of Compensation of the Executive Management Team for Fiscal Year 2022. | Management | Y | For | For | ||||||||||||||||||
TRANSOCEAN, LTD. | RIG | H8817H100 | 27-May-2021 | Approval of Amendment and Restatement of the Transocean Ltd. 2015 Long-Term Incentive Plan. | Management | Y | For | For | ||||||||||||||||||
COMCAST CORPORATION | CMCSA | 20030N101 | 02-Jun-2021 | Kenneth J. Bacon | Management | Y | For | For | ||||||||||||||||||
COMCAST CORPORATION | CMCSA | 20030N101 | 02-Jun-2021 | Madeline S. Bell | Management | Y | For | For | ||||||||||||||||||
COMCAST CORPORATION | CMCSA | 20030N101 | 02-Jun-2021 | Naomi M. Bergman | Management | Y | For | For | ||||||||||||||||||
COMCAST CORPORATION | CMCSA | 20030N101 | 02-Jun-2021 | Edward D. Breen | Management | Y | For | For | ||||||||||||||||||
COMCAST CORPORATION | CMCSA | 20030N101 | 02-Jun-2021 | Gerald L. Hassell | Management | Y | For | For | ||||||||||||||||||
COMCAST CORPORATION | CMCSA | 20030N101 | 02-Jun-2021 | Jeffrey A. Honickman | Management | Y | For | For | ||||||||||||||||||
COMCAST CORPORATION | CMCSA | 20030N101 | 02-Jun-2021 | Maritza G. Montiel | Management | Y | For | For | ||||||||||||||||||
COMCAST CORPORATION | CMCSA | 20030N101 | 02-Jun-2021 | Asuka Nakahara | Management | Y | For | For | ||||||||||||||||||
COMCAST CORPORATION | CMCSA | 20030N101 | 02-Jun-2021 | David C. Novak | Management | Y | For | For |
Covered Call & Equity Income Fund
COMCAST CORPORATION | CMCSA | 20030N101 | 02-Jun-2021 | Brian L. Roberts | Management | Y | For | For | ||||||||||||||||||
COMCAST CORPORATION | CMCSA | 20030N101 | 02-Jun-2021 | Advisory vote on executive compensation. | Management | Y | Against | Against | ||||||||||||||||||
COMCAST CORPORATION | CMCSA | 20030N101 | 02-Jun-2021 | Ratification of the appointment of our independent auditors. | Management | Y | For | For | ||||||||||||||||||
COMCAST CORPORATION | CMCSA | 20030N101 | 02-Jun-2021 | Shareholder Proposal: To conduct independent investigation and report on risks posed by failing to prevent sexual harassment. | Shareholder | Y | For | Against | ||||||||||||||||||
T-MOBILE US, INC. | TMUS | 872590104 | 03-Jun-2021 | Marcelo Claure | Management | Y | For | For | ||||||||||||||||||
T-MOBILE US, INC. | TMUS | 872590104 | 03-Jun-2021 | Srikant M. Datar | Management | Y | For | For | ||||||||||||||||||
T-MOBILE US, INC. | TMUS | 872590104 | 03-Jun-2021 | Bavan M. Holloway | Management | Y | For | For | ||||||||||||||||||
T-MOBILE US, INC. | TMUS | 872590104 | 03-Jun-2021 | Timotheus Höttges | Management | Y | For | For | ||||||||||||||||||
T-MOBILE US, INC. | TMUS | 872590104 | 03-Jun-2021 | Christian P. Illek | Management | Y | For | For | ||||||||||||||||||
T-MOBILE US, INC. | TMUS | 872590104 | 03-Jun-2021 | Raphael Kübler | Management | Y | For | For | ||||||||||||||||||
T-MOBILE US, INC. | TMUS | 872590104 | 03-Jun-2021 | Thorsten Langheim | Management | Y | For | For | ||||||||||||||||||
T-MOBILE US, INC. | TMUS | 872590104 | 03-Jun-2021 | Dominique Leroy | Management | Y | For | For | ||||||||||||||||||
T-MOBILE US, INC. | TMUS | 872590104 | 03-Jun-2021 | G. Michael Sievert | Management | Y | For | For | ||||||||||||||||||
T-MOBILE US, INC. | TMUS | 872590104 | 03-Jun-2021 | Teresa A. Taylor | Management | Y | For | For | ||||||||||||||||||
T-MOBILE US, INC. | TMUS | 872590104 | 03-Jun-2021 | Omar Tazi | Management | Y | For | For | ||||||||||||||||||
T-MOBILE US, INC. | TMUS | 872590104 | 03-Jun-2021 | Kelvin R. Westbrook | Management | Y | For | For | ||||||||||||||||||
T-MOBILE US, INC. | TMUS | 872590104 | 03-Jun-2021 | Michael Wilkens | Management | Y | For | For | ||||||||||||||||||
T-MOBILE US, INC. | TMUS | 872590104 | 03-Jun-2021 | Ratification of the Appointment of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for Fiscal Year 2021. | Management | Y | For | For |
Covered Call & Equity Income Fund
FREEPORT-MCMORAN INC. | FCX | 35671D857 | 08-Jun-2021 | Election of Director: David P. Abney | Management | Y | For | For | ||||||||||||||||||
FREEPORT-MCMORAN INC. | FCX | 35671D857 | 08-Jun-2021 | Election of Director: Richard C. Adkerson | Management | Y | For | For | ||||||||||||||||||
FREEPORT-MCMORAN INC. | FCX | 35671D857 | 08-Jun-2021 | Election of Director: Robert W. Dudley | Management | Y | For | For | ||||||||||||||||||
FREEPORT-MCMORAN INC. | FCX | 35671D857 | 08-Jun-2021 | Election of Director: Lydia H. Kennard | Management | Y | For | For | ||||||||||||||||||
FREEPORT-MCMORAN INC. | FCX | 35671D857 | 08-Jun-2021 | Election of Director: Dustan E. McCoy | Management | Y | For | For | ||||||||||||||||||
FREEPORT-MCMORAN INC. | FCX | 35671D857 | 08-Jun-2021 | Election of Director: John J. Stephens | Management | Y | For | For | ||||||||||||||||||
FREEPORT-MCMORAN INC. | FCX | 35671D857 | 08-Jun-2021 | Election of Director: Frances Fragos Townsend | Management | Y | For | For | ||||||||||||||||||
FREEPORT-MCMORAN INC. | FCX | 35671D857 | 08-Jun-2021 | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2021. | Management | Y | For | For | ||||||||||||||||||
FREEPORT-MCMORAN INC. | FCX | 35671D857 | 08-Jun-2021 | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | Y | For | For |
Investors Fund
Name of Issuer | Ticker Symbol | Cusip | Meeting Date | Proposal | Type | Registrant Vote Cast | Vote on Proxyedge | For/Against Management | ||||||||||||||||||
LINDE PLC | LIN | G5494J103 | 27-Jul-2020 | Election of Director: Prof. Dr. Wolfgang Reitzle | Management | Y | For | For | ||||||||||||||||||
LINDE PLC | LIN | G5494J103 | 27-Jul-2020 | Election of Director: Stephen F. Angel | Management | Y | For | For | ||||||||||||||||||
LINDE PLC | LIN | G5494J103 | 27-Jul-2020 | Election of Director: Prof. DDr. Ann-Kristin Achleitner | Management | Y | For | For | ||||||||||||||||||
LINDE PLC | LIN | G5494J103 | 27-Jul-2020 | Election of Director: Prof. Dr. Clemens Börsig | Management | Y | For | For | ||||||||||||||||||
LINDE PLC | LIN | G5494J103 | 27-Jul-2020 | Election of Director: Dr. Nance K. Dicciani | Management | Y | For | For | ||||||||||||||||||
LINDE PLC | LIN | G5494J103 | 27-Jul-2020 | Election of Director: Dr. Thomas Enders | Management | Y | For | For | ||||||||||||||||||
LINDE PLC | LIN | G5494J103 | 27-Jul-2020 | Election of Director: Franz Fehrenbach | Management | Y | For | For | ||||||||||||||||||
LINDE PLC | LIN | G5494J103 | 27-Jul-2020 | Election of Director: Edward G. Galante | Management | Y | For | For | ||||||||||||||||||
LINDE PLC | LIN | G5494J103 | 27-Jul-2020 | Election of Director: Larry D. McVay | Management | Y | For | For | ||||||||||||||||||
LINDE PLC | LIN | G5494J103 | 27-Jul-2020 | Election of Director: Dr. Victoria Ossadnik | Management | Y | For | For | ||||||||||||||||||
LINDE PLC | LIN | G5494J103 | 27-Jul-2020 | Election of Director: Prof. Dr. Martin H. Richenhagen | Management | Y | For | For | ||||||||||||||||||
LINDE PLC | LIN | G5494J103 | 27-Jul-2020 | Election of Director: Robert L. Wood | Management | Y | For | For | ||||||||||||||||||
LINDE PLC | LIN | G5494J103 | 27-Jul-2020 | To ratify, on an advisory and non-binding basis, the appointment of PricewaterhouseCoopers ("PWC") as the independent auditor. | Management | Y | For | For | ||||||||||||||||||
LINDE PLC | LIN | G5494J103 | 27-Jul-2020 | To authorize the Board, acting through the Audit Committee, to determine PWC's remuneration. | Management | Y | For | For | ||||||||||||||||||
LINDE PLC | LIN | G5494J103 | 27-Jul-2020 | To determine the price range at which Linde plc can re-allot shares that it acquires as treasury shares under Irish law. | Management | Y | For | For | ||||||||||||||||||
LINDE PLC | LIN | G5494J103 | 27-Jul-2020 | To approve, on an advisory and non-binding basis, the compensation of Linde plc's Named Executive Officers, as disclosed in the 2020 Proxy Statement. | Management | Y | Against | Against | ||||||||||||||||||
ANALOG DEVICES, INC. | ADI | 032654105 | 08-Oct-2020 | To approve the issuance of shares of common stock, par value $0.16 2/3 per share, of Analog Devices, Inc. ("Analog Devices") to the stockholders of Maxim Integrated Products, Inc. ("Maxim") in connection with the merger contemplated by the Agreement and Plan of Merger, dated as of July 12, 2020 (as it may be amended from time to time), by and among Analog Devices, Magneto Corp., a Delaware corporation and wholly-owned subsidiary of Analog Devices, and Maxim (the "Analog Devices share issuance proposal"). | Management | Y | For | For | ||||||||||||||||||
ANALOG DEVICES, INC. | ADI | 032654105 | 08-Oct-2020 | To adjourn the Special Meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes at the time of the Special Meeting to approve the Analog Devices share issuance proposal or to ensure that any supplement or amendment to the accompanying joint proxy statement/prospectus is timely provided to Analog Devices shareholders. | Management | Y | For | For | ||||||||||||||||||
COPART, INC. | CPRT | 217204106 | 04-Dec-2020 | Election of Director: Willis J. Johnson | Management | Y | For | For | ||||||||||||||||||
COPART, INC. | CPRT | 217204106 | 04-Dec-2020 | Election of Director: A. Jayson Adair | Management | Y | For | For | ||||||||||||||||||
COPART, INC. | CPRT | 217204106 | 04-Dec-2020 | Election of Director: Matt Blunt | Management | Y | For | For | ||||||||||||||||||
COPART, INC. | CPRT | 217204106 | 04-Dec-2020 | Election of Director: Steven D. Cohan | Management | Y | For | For | ||||||||||||||||||
COPART, INC. | CPRT | 217204106 | 04-Dec-2020 | Election of Director: Daniel J. Englander | Management | Y | For | For | ||||||||||||||||||
COPART, INC. | CPRT | 217204106 | 04-Dec-2020 | Election of Director: James E. Meeks | Management | Y | For | For | ||||||||||||||||||
COPART, INC. | CPRT | 217204106 | 04-Dec-2020 | Election of Director: Thomas N. Tryforos | Management | Y | For | For | ||||||||||||||||||
COPART, INC. | CPRT | 217204106 | 04-Dec-2020 | Election of Director: Diane M. Morefield | Management | Y | For | For | ||||||||||||||||||
COPART, INC. | CPRT | 217204106 | 04-Dec-2020 | Election of Director: Stephen Fisher | Management | Y | For | For |
Investors Fund
COPART, INC. | CPRT | 217204106 | 04-Dec-2020 | To approve, on an advisory (non-binding) basis, the compensation of our named executive officers (say-on-pay vote). | Management | Y | For | For | ||||||||||||||||||
COPART, INC. | CPRT | 217204106 | 04-Dec-2020 | To approve an amendment to our Amended and Restated 2007 Equity Incentive Plan to increase the number of shares reserved under the plan from 32,000,000 shares to 36,000,000 shares. | Management | Y | For | For | ||||||||||||||||||
COPART, INC. | CPRT | 217204106 | 04-Dec-2020 | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending July 31, 2021. | Management | Y | For | For | ||||||||||||||||||
JACOBS ENGINEERING GROUP INC. | J | 469814107 | 26-Jan-2021 | Election of Director: Steven J. Demetriou | Management | Y | For | For | ||||||||||||||||||
JACOBS ENGINEERING GROUP INC. | J | 469814107 | 26-Jan-2021 | Election of Director: Christopher M.T. Thompson | Management | Y | For | For | ||||||||||||||||||
JACOBS ENGINEERING GROUP INC. | J | 469814107 | 26-Jan-2021 | Election of Director: General Vincent K. Brooks | Management | Y | For | For | ||||||||||||||||||
JACOBS ENGINEERING GROUP INC. | J | 469814107 | 26-Jan-2021 | Election of Director: Robert C. Davidson, Jr. | Management | Y | For | For | ||||||||||||||||||
JACOBS ENGINEERING GROUP INC. | J | 469814107 | 26-Jan-2021 | Election of Director: General Ralph E. Eberhart | Management | Y | For | For | ||||||||||||||||||
JACOBS ENGINEERING GROUP INC. | J | 469814107 | 26-Jan-2021 | Election of Director: Manny Fernandez | Management | Y | For | For | ||||||||||||||||||
JACOBS ENGINEERING GROUP INC. | J | 469814107 | 26-Jan-2021 | Election of Director: Georgette D. Kiser | Management | Y | For | For | ||||||||||||||||||
JACOBS ENGINEERING GROUP INC. | J | 469814107 | 26-Jan-2021 | Election of Director: Linda Fayne Levinson | Management | Y | For | For | ||||||||||||||||||
JACOBS ENGINEERING GROUP INC. | J | 469814107 | 26-Jan-2021 | Election of Director: Barbara L. Loughran | Management | Y | For | For | ||||||||||||||||||
JACOBS ENGINEERING GROUP INC. | J | 469814107 | 26-Jan-2021 | Election of Director: Robert A. McNamara | Management | Y | For | For | ||||||||||||||||||
JACOBS ENGINEERING GROUP INC. | J | 469814107 | 26-Jan-2021 | Election of Director: Peter J. Robertson | Management | Y | For | For | ||||||||||||||||||
JACOBS ENGINEERING GROUP INC. | J | 469814107 | 26-Jan-2021 | Advisory vote to approve the Company's executive compensation. | Management | Y | For | For | ||||||||||||||||||
JACOBS ENGINEERING GROUP INC. | J | 469814107 | 26-Jan-2021 | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm. | Management | Y | For | For | ||||||||||||||||||
VISA INC. | V | 92826C839 | 26-Jan-2021 | Election of Director: Lloyd A. Carney | Management | Y | For | For | ||||||||||||||||||
VISA INC. | V | 92826C839 | 26-Jan-2021 | Election of Director: Mary B. Cranston | Management | Y | For | For | ||||||||||||||||||
VISA INC. | V | 92826C839 | 26-Jan-2021 | Election of Director: Francisco Javier Fernández-Carbajal | Management | Y | For | For | ||||||||||||||||||
VISA INC. | V | 92826C839 | 26-Jan-2021 | Election of Director: Alfred F. Kelly, Jr. | Management | Y | For | For | ||||||||||||||||||
VISA INC. | V | 92826C839 | 26-Jan-2021 | Election of Director: Ramon Laguarta | Management | Y | For | For | ||||||||||||||||||
VISA INC. | V | 92826C839 | 26-Jan-2021 | Election of Director: John F. Lundgren | Management | Y | For | For | ||||||||||||||||||
VISA INC. | V | 92826C839 | 26-Jan-2021 | Election of Director: Robert W. Matschullat | Management | Y | For | For | ||||||||||||||||||
VISA INC. | V | 92826C839 | 26-Jan-2021 | Election of Director: Denise M. Morrison | Management | Y | For | For | ||||||||||||||||||
VISA INC. | V | 92826C839 | 26-Jan-2021 | Election of Director: Suzanne Nora Johnson | Management | Y | For | For | ||||||||||||||||||
VISA INC. | V | 92826C839 | 26-Jan-2021 | Election of Director: Linda J. Rendle | Management | Y | For | For | ||||||||||||||||||
VISA INC. | V | 92826C839 | 26-Jan-2021 | Election of Director: John A. C. Swainson | Management | Y | For | For | ||||||||||||||||||
VISA INC. | V | 92826C839 | 26-Jan-2021 | Election of Director: Maynard G. Webb, Jr. | Management | Y | For | For | ||||||||||||||||||
VISA INC. | V | 92826C839 | 26-Jan-2021 | Approval, on an advisory basis, of compensation paid to our named executive officers. | Management | Y | Against | Against | ||||||||||||||||||
VISA INC. | V | 92826C839 | 26-Jan-2021 | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the 2021 fiscal year. | Management | Y | For | For | ||||||||||||||||||
VISA INC. | V | 92826C839 | 26-Jan-2021 | Approval of the Visa Inc. 2007 Equity Incentive Compensation Plan, as amended and restated. | Management | Y | For | For | ||||||||||||||||||
VISA INC. | V | 92826C839 | 26-Jan-2021 | Approval of an amendment to our Certificate of Incorporation to enable the adoption of a special meeting right for Class A common stockholders. | Management | Y | For | For | ||||||||||||||||||
VISA INC. | V | 92826C839 | 26-Jan-2021 | To vote on a stockholder proposal requesting stockholders' right to act by written consent, if properly presented. | Shareholder | Y | Against | For | ||||||||||||||||||
VISA INC. | V | 92826C839 | 26-Jan-2021 | To vote on a stockholder proposal to amend our principles of executive compensation program, if properly presented. | Shareholder | Y | Against | For |
Investors Fund
BECTON, DICKINSON AND COMPANY | BDX | 075887109 | 26-Jan-2021 | Election of Director: Catherine M. Burzik | Management | Y | For | For | ||||||||||||||||||
BECTON, DICKINSON AND COMPANY | BDX | 075887109 | 26-Jan-2021 | Election of Director: R. Andrew Eckert | Management | Y | For | For | ||||||||||||||||||
BECTON, DICKINSON AND COMPANY | BDX | 075887109 | 26-Jan-2021 | Election of Director: Vincent A. Forlenza | Management | Y | For | For | ||||||||||||||||||
BECTON, DICKINSON AND COMPANY | BDX | 075887109 | 26-Jan-2021 | Election of Director: Claire M. Fraser | Management | Y | For | For | ||||||||||||||||||
BECTON, DICKINSON AND COMPANY | BDX | 075887109 | 26-Jan-2021 | Election of Director: Jeffrey W. Henderson | Management | Y | For | For | ||||||||||||||||||
BECTON, DICKINSON AND COMPANY | BDX | 075887109 | 26-Jan-2021 | Election of Director: Christopher Jones | Management | Y | For | For | ||||||||||||||||||
BECTON, DICKINSON AND COMPANY | BDX | 075887109 | 26-Jan-2021 | Election of Director: Marshall O. Larsen | Management | Y | For | For | ||||||||||||||||||
BECTON, DICKINSON AND COMPANY | BDX | 075887109 | 26-Jan-2021 | Election of Director: David F. Melcher | Management | Y | For | For | ||||||||||||||||||
BECTON, DICKINSON AND COMPANY | BDX | 075887109 | 26-Jan-2021 | Election of Director: Thomas E. Polen | Management | Y | For | For | ||||||||||||||||||
BECTON, DICKINSON AND COMPANY | BDX | 075887109 | 26-Jan-2021 | Election of Director: Claire Pomeroy | Management | Y | For | For | ||||||||||||||||||
BECTON, DICKINSON AND COMPANY | BDX | 075887109 | 26-Jan-2021 | Election of Director: Rebecca W. Rimel | Management | Y | For | For | ||||||||||||||||||
BECTON, DICKINSON AND COMPANY | BDX | 075887109 | 26-Jan-2021 | Election of Director: Timothy M. Ring | Management | Y | For | For | ||||||||||||||||||
BECTON, DICKINSON AND COMPANY | BDX | 075887109 | 26-Jan-2021 | Election of Director: Bertram L. Scott | Management | Y | For | For | ||||||||||||||||||
BECTON, DICKINSON AND COMPANY | BDX | 075887109 | 26-Jan-2021 | Ratification of the selection of the independent registered public accounting firm. | Management | Y | For | For | ||||||||||||||||||
BECTON, DICKINSON AND COMPANY | BDX | 075887109 | 26-Jan-2021 | Advisory vote to approve named executive officer compensation. | Management | Y | Against | Against | ||||||||||||||||||
BECTON, DICKINSON AND COMPANY | BDX | 075887109 | 26-Jan-2021 | Shareholder proposal seeking to lower the ownership threshold required to call a special shareholders meeting, if properly presented at the meeting. | Shareholder | Y | Against | For | ||||||||||||||||||
ACCENTURE PLC | ACN | G1151C101 | 03-Feb-2021 | Appointment of Director: Jaime Ardila | Management | Y | For | For | ||||||||||||||||||
ACCENTURE PLC | ACN | G1151C101 | 03-Feb-2021 | Appointment of Director: Herbert Hainer | Management | Y | For | For | ||||||||||||||||||
ACCENTURE PLC | ACN | G1151C101 | 03-Feb-2021 | Appointment of Director: Nancy McKinstry | Management | Y | For | For | ||||||||||||||||||
ACCENTURE PLC | ACN | G1151C101 | 03-Feb-2021 | Appointment of Director: Beth E. Mooney | Management | Y | For | For | ||||||||||||||||||
ACCENTURE PLC | ACN | G1151C101 | 03-Feb-2021 | Appointment of Director: Gilles C. Pélisson | Management | Y | For | For | ||||||||||||||||||
ACCENTURE PLC | ACN | G1151C101 | 03-Feb-2021 | Appointment of Director: Paula A. Price | Management | Y | For | For | ||||||||||||||||||
ACCENTURE PLC | ACN | G1151C101 | 03-Feb-2021 | Appointment of Director: Venkata (Murthy) Renduchintala | Management | Y | For | For | ||||||||||||||||||
ACCENTURE PLC | ACN | G1151C101 | 03-Feb-2021 | Appointment of Director: David Rowland | Management | Y | For | For | ||||||||||||||||||
ACCENTURE PLC | ACN | G1151C101 | 03-Feb-2021 | Appointment of Director: Arun Sarin | Management | Y | For | For | ||||||||||||||||||
ACCENTURE PLC | ACN | G1151C101 | 03-Feb-2021 | Appointment of Director: Julie Sweet | Management | Y | For | For | ||||||||||||||||||
ACCENTURE PLC | ACN | G1151C101 | 03-Feb-2021 | Appointment of Director: Frank K. Tang | Management | Y | For | For | ||||||||||||||||||
ACCENTURE PLC | ACN | G1151C101 | 03-Feb-2021 | Appointment of Director: Tracey T. Travis | Management | Y | For | For | ||||||||||||||||||
ACCENTURE PLC | ACN | G1151C101 | 03-Feb-2021 | To approve, in a non-binding vote, the compensation of our named executive officers. | Management | Y | Against | Against | ||||||||||||||||||
ACCENTURE PLC | ACN | G1151C101 | 03-Feb-2021 | To ratify, in a non-binding vote, the appointment of KPMG LLP ("KPMG") as independent auditors of Accenture and to authorize, in a binding vote, the Audit Committee of the Board of Directors to determine KPMG's remuneration. | Management | Y | For | For | ||||||||||||||||||
ACCENTURE PLC | ACN | G1151C101 | 03-Feb-2021 | To grant the Board of Directors the authority to issue shares under Irish law. | Management | Y | For | For | ||||||||||||||||||
ACCENTURE PLC | ACN | G1151C101 | 03-Feb-2021 | To grant the Board of Directors the authority to opt-out of pre-emption rights under Irish law. | Management | Y | For | For | ||||||||||||||||||
ACCENTURE PLC | ACN | G1151C101 | 03-Feb-2021 | To determine the price range at which Accenture can re-allot shares that it acquires as treasury shares under Irish law. | Management | Y | For | For |
Investors Fund
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Approval of the Operating and Financial Review of Novartis AG, the Financial Statements of Novartis AG and the Group Consolidated Financial Statements for the 2020 Financial Year. | Management | Y | For | For | ||||||||||||||||||
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Discharge from Liability of the Members of the Board of Directors and the Executive Committee. | Management | Y | For | For | ||||||||||||||||||
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Appropriation of Available Earnings of Novartis AG as per Balance Sheet and Declaration of Dividend for 2020. | Management | Y | For | For | ||||||||||||||||||
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Reduction of Share Capital. | Management | Y | For | For | ||||||||||||||||||
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Further Share Repurchases. | Management | Y | For | For | ||||||||||||||||||
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Binding Vote on the Maximum Aggregate Amount of Compensation for the Board of Directors from the 2021 Annual General Meeting to the 2022 Annual General Meeting. | Management | Y | For | For | ||||||||||||||||||
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Binding Vote on the Maximum Aggregate Amount of Compensation for the Executive Committee for the Financial Year 2022. | Management | Y | For | For | ||||||||||||||||||
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Advisory Vote on the 2020 Compensation Report. | Management | Y | For | For | ||||||||||||||||||
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Re-election of Joerg Reinhardt as Member and Chairman. | Management | Y | For | For | ||||||||||||||||||
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Re-election of Nancy C. Andrews | Management | Y | For | For | ||||||||||||||||||
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Re-election of Ton Buechner | Management | Y | For | For | ||||||||||||||||||
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Re-election of Patrice Bula | Management | Y | For | For | ||||||||||||||||||
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Re-election of Elizabeth Doherty | Management | Y | For | For | ||||||||||||||||||
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Re-election of Ann Fudge | Management | Y | For | For | ||||||||||||||||||
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Re-election of Bridgette Heller | Management | Y | For | For | ||||||||||||||||||
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Re-election of Frans van Houten | Management | Y | For | For | ||||||||||||||||||
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Re-election of Simon Moroney | Management | Y | For | For | ||||||||||||||||||
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Re-election of Andreas von Planta | Management | Y | For | For | ||||||||||||||||||
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Re-election of Charles L. Sawyers | Management | Y | For | For | ||||||||||||||||||
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Re-election of Enrico Vanni | Management | Y | For | For | ||||||||||||||||||
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Re-election of William T. Winters | Management | Y | For | For | ||||||||||||||||||
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Re-election of Patrice Bula to the Compensation Committee. | Management | Y | For | For | ||||||||||||||||||
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Re-election of Bridgette Heller to the Compensation Committee. | Management | Y | For | For | ||||||||||||||||||
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Re-election of Enrico Vanni to the Compensation Committee. | Management | Y | For | For | ||||||||||||||||||
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Re-Election of William T. Winters to the Compensation Committee. | Management | Y | For | For | ||||||||||||||||||
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Election of Simon Moroney to the Compensation Committee. | Management | Y | For | For | ||||||||||||||||||
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Re-election of the Statutory Auditor. | Management | Y | For | For | ||||||||||||||||||
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Re-election of the Independent Proxy. | Management | Y | For | For | ||||||||||||||||||
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Amendment to Article 20 Paragraph 3 of the Articles of Incorporation. | Management | Y | For | For | ||||||||||||||||||
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | General instructions in case of alternative motions under the agenda items published in the Notice of Annual General Meeting, and/or of motions relating to additional agenda items according to Article 700 paragraph 3 of the Swiss Code of Obligations. | Management | Y | Against | Against | ||||||||||||||||||
ANALOG DEVICES, INC. | ADI | 032654105 | 10-Mar-2021 | Election of Director: Ray Stata | Management | Y | For | For | ||||||||||||||||||
ANALOG DEVICES, INC. | ADI | 032654105 | 10-Mar-2021 | Election of Director: Vincent Roche | Management | Y | For | For | ||||||||||||||||||
ANALOG DEVICES, INC. | ADI | 032654105 | 10-Mar-2021 | Election of Director: James A. Champy | Management | Y | For | For |
Investors Fund
ANALOG DEVICES, INC. | ADI | 032654105 | 10-Mar-2021 | Election of Director: Anantha P. Chandrakasan | Management | Y | For | For | ||||||||||||||||||
ANALOG DEVICES, INC. | ADI | 032654105 | 10-Mar-2021 | Election of Director: Bruce R. Evans | Management | Y | For | For | ||||||||||||||||||
ANALOG DEVICES, INC. | ADI | 032654105 | 10-Mar-2021 | Election of Director: Edward H. Frank | Management | Y | For | For | ||||||||||||||||||
ANALOG DEVICES, INC. | ADI | 032654105 | 10-Mar-2021 | Election of Director: Laurie H. Glimcher | Management | Y | For | For | ||||||||||||||||||
ANALOG DEVICES, INC. | ADI | 032654105 | 10-Mar-2021 | Election of Director: Karen M. Golz | Management | Y | For | For | ||||||||||||||||||
ANALOG DEVICES, INC. | ADI | 032654105 | 10-Mar-2021 | Election of Director: Mark M. Little | Management | Y | For | For | ||||||||||||||||||
ANALOG DEVICES, INC. | ADI | 032654105 | 10-Mar-2021 | Election of Director: Kenton J. Sicchitano | Management | Y | For | For | ||||||||||||||||||
ANALOG DEVICES, INC. | ADI | 032654105 | 10-Mar-2021 | Election of Director: Susie Wee | Management | Y | For | For | ||||||||||||||||||
ANALOG DEVICES, INC. | ADI | 032654105 | 10-Mar-2021 | Advisory resolution to approve the compensation of our named executive officers. | Management | Y | Against | Against | ||||||||||||||||||
ANALOG DEVICES, INC. | ADI | 032654105 | 10-Mar-2021 | Ratification of Ernst & Young LLP as our independent registered public accounting firm for fiscal 2021. | Management | Y | For | For | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | Election of Director: Pierre R. Brondeau | Management | Y | For | For | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | Election of Director: Terrence R. Curtin | Management | Y | For | For | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | Election of Director: Carol A. ("John") Davidson | Management | Y | For | For | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | Election of Director: Lynn A. Dugle | Management | Y | For | For | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | Election of Director: William A. Jeffrey | Management | Y | For | For | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | Election of Director: David M. Kerko | Management | Y | Abstain | Against | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | Election of Director: Thomas J. Lynch | Management | Y | For | For | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | Election of Director: Heath A. Mitts | Management | Y | Against | Against | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | Election of Director: Yong Nam | Management | Y | For | For | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | Election of Director: Daniel J. Phelan | Management | Y | For | For | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | Election of Director: Abhijit Y. Talwalkar | Management | Y | For | For | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | Election of Director: Mark C. Trudeau | Management | Y | For | For | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | Election of Director: Dawn C. Willoughby | Management | Y | For | For | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | Election of Director: Laura H. Wright | Management | Y | For | For | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | To elect Thomas J. Lynch as the Chairman of the Board of Directors | Management | Y | For | For | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | To elect the member of the Management Development and Compensation Committee: Daniel J. Phelan | Management | Y | For | For | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | To elect the member of the Management Development and Compensation Committee: Abhijit Y. Talwalkar | Management | Y | For | For | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | To elect the member of the Management Development and Compensation Committee: Mark C. Trudeau | Management | Y | For | For | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | To elect the member of the Management Development and Compensation Committee: Dawn C. Willoughby | Management | Y | For | For | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | To elect Dr. René Schwarzenbach, of Proxy Voting Services GmbH, or another individual representative of Proxy Voting Services GmbH if Dr. Schwarzenbach is unable to serve at the relevant meeting, as the independent proxy at the 2022 annual meeting of TE Connectivity and any shareholder meeting that may be held prior to that meeting | Management | Y | For | For | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | To approve the 2020 Annual Report of TE Connectivity Ltd. (excluding the statutory financial statements for the fiscal year ended September 25, 2020, the consolidated financial statements for the fiscal year ended September 25, 2020 and the Swiss Compensation Report for the fiscal year ended September 25, 2020) | Management | Y | For | For | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | To approve the statutory financial statements of TE Connectivity Ltd. for the fiscal year ended September 25, 2020 | Management | Y | For | For | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | To approve the consolidated financial statements of TE Connectivity Ltd. for the fiscal year ended September 25, 2020 | Management | Y | For | For |
Investors Fund
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | To release the members of the Board of Directors and executive officers of TE Connectivity for activities during the fiscal year ended September 25, 2020 | Management | Y | For | For | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | To elect Deloitte & Touche LLP as TE Connectivity's independent registered public accounting firm for fiscal year 2021 | Management | Y | For | For | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | To elect Deloitte AG, Zurich, Switzerland, as TE Connectivity's Swiss registered auditor until the next annual general meeting of TE Connectivity | Management | Y | For | For | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | To elect PricewaterhouseCoopers AG, Zurich, Switzerland, as TE Connectivity's special auditor until the next annual general meeting of TE Connectivity | Management | Y | For | For | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | An advisory vote to approve named executive officer compensation | Management | Y | For | For | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | A binding vote to approve fiscal year 2022 maximum aggregate compensation amount for executive management | Management | Y | For | For | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | A binding vote to approve fiscal year 2022 maximum aggregate compensation amount for the Board of Directors | Management | Y | For | For | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | To approve the carryforward of unappropriated accumulated earnings at September 25, 2020 | Management | Y | For | For | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | To approve a dividend payment to shareholders equal to $2.00 per issued share to be paid in four equal quarterly installments of $0.50 starting with the third fiscal quarter of 2021 and ending in the second fiscal quarter of 2022 pursuant to the terms of the dividend resolution | Management | Y | For | For | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | To approve a reduction of share capital for shares acquired under TE Connectivity's share repurchase program and related amendments to the articles of association of TE Connectivity Ltd. | Management | Y | For | For | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | To approve the authorization of additional shares under the TE Connectivity Ltd. Employee Stock Purchase Plan | Management | Y | For | For | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | To approve the Amended and Restated TE Connectivity Ltd. 2007 Stock Incentive Plan for purposes of Section 162(m) of the Internal Revenue Code | Management | Y | For | For | ||||||||||||||||||
TE CONNECTIVITY LTD | TEL | H84989104 | 10-Mar-2021 | To approve any adjournments or postponements of the meeting | Management | Y | For | For | ||||||||||||||||||
PPG INDUSTRIES, INC. | PPG | 693506107 | 15-Apr-2021 | ELECTION OF DIRECTOR FOR THE TERM ENDING 2024: STEVEN A. DAVIS | Management | Y | For | For | ||||||||||||||||||
PPG INDUSTRIES, INC. | PPG | 693506107 | 15-Apr-2021 | ELECTION OF DIRECTOR FOR THE TERM ENDING 2024: MICHAEL W. LAMACH | Management | Y | For | For | ||||||||||||||||||
PPG INDUSTRIES, INC. | PPG | 693506107 | 15-Apr-2021 | ELECTION OF DIRECTOR FOR THE TERM ENDING 2024: MICHAEL T. NALLY | Management | Y | For | For | ||||||||||||||||||
PPG INDUSTRIES, INC. | PPG | 693506107 | 15-Apr-2021 | ELECTION OF DIRECTOR FOR THE TERM ENDING 2024: GUILLERMO NOVO | Management | Y | For | For | ||||||||||||||||||
PPG INDUSTRIES, INC. | PPG | 693506107 | 15-Apr-2021 | ELECTION OF DIRECTOR FOR THE TERM ENDING 2024: MARTIN H. RICHENHAGEN | Management | Y | For | For | ||||||||||||||||||
PPG INDUSTRIES, INC. | PPG | 693506107 | 15-Apr-2021 | ELECTION OF DIRECTOR FOR THE TERM ENDING 2024: CATHERINE R. SMITH | Management | Y | For | For | ||||||||||||||||||
PPG INDUSTRIES, INC. | PPG | 693506107 | 15-Apr-2021 | APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS ON AN ADVISORY BASIS. | Management | Y | Against | Against | ||||||||||||||||||
PPG INDUSTRIES, INC. | PPG | 693506107 | 15-Apr-2021 | PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY'S ARTICLES OF INCORPORATION TO PROVIDE FOR THE ANNUAL ELECTION OF DIRECTORS. | Management | Y | For | For | ||||||||||||||||||
PPG INDUSTRIES, INC. | PPG | 693506107 | 15-Apr-2021 | PROPOSAL TO APPROVE AMENDMENTS TO THE COMPANY'S ARTICLES OF INCORPORATION AND BYLAWS TO REPLACE THE SUPERMAJORITY VOTING REQUIREMENTS. | Management | Y | For | For | ||||||||||||||||||
PPG INDUSTRIES, INC. | PPG | 693506107 | 15-Apr-2021 | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2021. | Management | Y | For | For | ||||||||||||||||||
PPG INDUSTRIES, INC. | PPG | 693506107 | 15-Apr-2021 | SHAREHOLDER PROPOSAL TO ADOPT A POLICY REQUIRING AN INDEPENDENT BOARD CHAIRMAN, IF PROPERLY PRESENTED. | Shareholder | Y | For | Against | ||||||||||||||||||
ADOBE INC | ADBE | 00724F101 | 20-Apr-2021 | Election of Director for a term of one year: Amy Banse | Management | Y | For | For | ||||||||||||||||||
ADOBE INC | ADBE | 00724F101 | 20-Apr-2021 | Election of Director for a term of one year: Melanie Boulden | Management | Y | For | For | ||||||||||||||||||
ADOBE INC | ADBE | 00724F101 | 20-Apr-2021 | Election of Director for a term of one year: Frank Calderoni | Management | Y | For | For | ||||||||||||||||||
ADOBE INC | ADBE | 00724F101 | 20-Apr-2021 | Election of Director for a term of one year: James Daley | Management | Y | For | For | ||||||||||||||||||
ADOBE INC | ADBE | 00724F101 | 20-Apr-2021 | Election of Director for a term of one year: Laura Desmond | Management | Y | For | For | ||||||||||||||||||
ADOBE INC | ADBE | 00724F101 | 20-Apr-2021 | Election of Director for a term of one year: Shantanu Narayen | Management | Y | For | For | ||||||||||||||||||
ADOBE INC | ADBE | 00724F101 | 20-Apr-2021 | Election of Director for a term of one year: Kathleen Oberg | Management | Y | For | For | ||||||||||||||||||
ADOBE INC | ADBE | 00724F101 | 20-Apr-2021 | Election of Director for a term of one year: Dheeraj Pandey | Management | Y | For | For | ||||||||||||||||||
ADOBE INC | ADBE | 00724F101 | 20-Apr-2021 | Election of Director for a term of one year: David Ricks | Management | Y | For | For |
Investors Fund
ADOBE INC | ADBE | 00724F101 | 20-Apr-2021 | Election of Director for a term of one year: Daniel Rosensweig | Management | Y | For | For | ||||||||||||||||||
ADOBE INC | ADBE | 00724F101 | 20-Apr-2021 | Election of Director for a term of one year: John Warnock | Management | Y | For | For | ||||||||||||||||||
ADOBE INC | ADBE | 00724F101 | 20-Apr-2021 | Approve the Adobe Inc. 2019 Equity Incentive Plan, as amended, to increase the available share reserve by 6 million shares. | Management | Y | For | For | ||||||||||||||||||
ADOBE INC | ADBE | 00724F101 | 20-Apr-2021 | Ratify the appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending on December 3, 2021. | Management | Y | For | For | ||||||||||||||||||
ADOBE INC | ADBE | 00724F101 | 20-Apr-2021 | Approve, on an advisory basis, the compensation of our named executive officers. | Management | Y | For | For | ||||||||||||||||||
U.S. BANCORP | USB | 902973304 | 20-Apr-2021 | Election of Director: Warner L. Baxter | Management | Y | For | For | ||||||||||||||||||
U.S. BANCORP | USB | 902973304 | 20-Apr-2021 | Election of Director: Dorothy J. Bridges | Management | Y | For | For | ||||||||||||||||||
U.S. BANCORP | USB | 902973304 | 20-Apr-2021 | Election of Director: Elizabeth L. Buse | Management | Y | For | For | ||||||||||||||||||
U.S. BANCORP | USB | 902973304 | 20-Apr-2021 | Election of Director: Andrew Cecere | Management | Y | For | For | ||||||||||||||||||
U.S. BANCORP | USB | 902973304 | 20-Apr-2021 | Election of Director: Kimberly N. Ellison-Taylor | Management | Y | For | For | ||||||||||||||||||
U.S. BANCORP | USB | 902973304 | 20-Apr-2021 | Election of Director: Kimberly J. Harris | Management | Y | For | For | ||||||||||||||||||
U.S. BANCORP | USB | 902973304 | 20-Apr-2021 | Election of Director: Roland A. Hernandez | Management | Y | For | For | ||||||||||||||||||
U.S. BANCORP | USB | 902973304 | 20-Apr-2021 | Election of Director: Olivia F. Kirtley | Management | Y | For | For | ||||||||||||||||||
U.S. BANCORP | USB | 902973304 | 20-Apr-2021 | Election of Director: Karen S. Lynch | Management | Y | For | For | ||||||||||||||||||
U.S. BANCORP | USB | 902973304 | 20-Apr-2021 | Election of Director: Richard P. McKenney | Management | Y | For | For | ||||||||||||||||||
U.S. BANCORP | USB | 902973304 | 20-Apr-2021 | Election of Director: Yusuf I. Mehdi | Management | Y | For | For | ||||||||||||||||||
U.S. BANCORP | USB | 902973304 | 20-Apr-2021 | Election of Director: John P. Wiehoff | Management | Y | For | For | ||||||||||||||||||
U.S. BANCORP | USB | 902973304 | 20-Apr-2021 | Election of Director: Scott W. Wine | Management | Y | For | For | ||||||||||||||||||
U.S. BANCORP | USB | 902973304 | 20-Apr-2021 | The ratification of the selection of Ernst & Young LLP as our independent auditor for the 2021 fiscal year. | Management | Y | For | For |
Investors Fund
U.S. BANCORP | USB | 902973304 | 20-Apr-2021 | An advisory vote to approve the compensation of our executives disclosed in the proxy statement. | Management | Y | For | For | ||||||||||||||||||
PACCAR INC | PCAR | 693718108 | 27-Apr-2021 | Election of Director: Mark C. Pigott | Management | Y | For | For | ||||||||||||||||||
PACCAR INC | PCAR | 693718108 | 27-Apr-2021 | Election of Director: Dame Alison J. Carnwath | Management | Y | For | For | ||||||||||||||||||
PACCAR INC | PCAR | 693718108 | 27-Apr-2021 | Election of Director: Franklin L. Feder | Management | Y | For | For | ||||||||||||||||||
PACCAR INC | PCAR | 693718108 | 27-Apr-2021 | Election of Director: R. Preston Feight | Management | Y | For | For | ||||||||||||||||||
PACCAR INC | PCAR | 693718108 | 27-Apr-2021 | Election of Director: Beth E. Ford | Management | Y | For | For | ||||||||||||||||||
PACCAR INC | PCAR | 693718108 | 27-Apr-2021 | Election of Director: Kirk S. Hachigian | Management | Y | For | For | ||||||||||||||||||
PACCAR INC | PCAR | 693718108 | 27-Apr-2021 | Election of Director: Roderick C. McGeary | Management | Y | Against | Against | ||||||||||||||||||
PACCAR INC | PCAR | 693718108 | 27-Apr-2021 | Election of Director: John M. Pigott | Management | Y | For | For | ||||||||||||||||||
PACCAR INC | PCAR | 693718108 | 27-Apr-2021 | Election of Director: Ganesh Ramaswamy | Management | Y | For | For | ||||||||||||||||||
PACCAR INC | PCAR | 693718108 | 27-Apr-2021 | Election of Director: Mark A. Schulz | Management | Y | For | For | ||||||||||||||||||
PACCAR INC | PCAR | 693718108 | 27-Apr-2021 | Election of Director: Gregory M. E. Spierkel | Management | Y | For | For | ||||||||||||||||||
PACCAR INC | PCAR | 693718108 | 27-Apr-2021 | Stockholder proposal regarding supermajority voting provisions if properly presented at the meeting. | Shareholder | Y | For | Against | ||||||||||||||||||
ALCON INC. | ALC | H01301128 | 28-Apr-2021 | Approval of the operating and financial review of Alcon Inc., the annual financial statements of Alcon Inc. and the consolidated financial statements for 2020. | Management | Y | For | For | ||||||||||||||||||
ALCON INC. | ALC | H01301128 | 28-Apr-2021 | Discharge of the Members of the Board of Directors and the Members of the Executive Committee. | Management | Y | For | For | ||||||||||||||||||
ALCON INC. | ALC | H01301128 | 28-Apr-2021 | Appropriation of earnings and declaration of dividend as per the balance sheet of Alcon Inc. of December 31, 2020. | Management | Y | For | For | ||||||||||||||||||
ALCON INC. | ALC | H01301128 | 28-Apr-2021 | Consultative vote on the 2020 Compensation Report. | Management | Y | Against | Against | ||||||||||||||||||
ALCON INC. | ALC | H01301128 | 28-Apr-2021 | Binding vote on the maximum aggregate amount of compensation of the Board of Directors for the next term of office, i.e. from the 2021 Annual General Meeting to the 2022 Annual General Meeting. | Management | Y | For | For | ||||||||||||||||||
ALCON INC. | ALC | H01301128 | 28-Apr-2021 | Binding vote on the maximum aggregate amount of compensation of the Executive Committee for the following financial year, i.e. 2022. | Management | Y | For | For |
Investors Fund
ALCON INC. | ALC | H01301128 | 28-Apr-2021 | Re-election of the Member of the Board of Director: F. Michael Ball (as Member and Chair) | Management | Y | For | For | ||||||||||||||||||
ALCON INC. | ALC | H01301128 | 28-Apr-2021 | Re-election of the Member of the Board of Director: Lynn D. Bleil (as Member) | Management | Y | For | For | ||||||||||||||||||
ALCON INC. | ALC | H01301128 | 28-Apr-2021 | Re-election of the Member of the Board of Director: Arthur Cummings (as Member) | Management | Y | For | For | ||||||||||||||||||
ALCON INC. | ALC | H01301128 | 28-Apr-2021 | Re-election of the Member of the Board of Director: David J. Endicott (as Member) | Management | Y | For | For | ||||||||||||||||||
ALCON INC. | ALC | H01301128 | 28-Apr-2021 | Re-election of the Member of the Board of Director: Thomas Glanzmann (as Member) | Management | Y | For | For | ||||||||||||||||||
ALCON INC. | ALC | H01301128 | 28-Apr-2021 | Re-election of the Member of the Board of Director: D. Keith Grossman (as Member) | Management | Y | Against | Against | ||||||||||||||||||
ALCON INC. | ALC | H01301128 | 28-Apr-2021 | Re-election of the Member of the Board of Director: Scott Maw (as Member) | Management | Y | For | For | ||||||||||||||||||
ALCON INC. | ALC | H01301128 | 28-Apr-2021 | Re-election of the Member of the Board of Director: Karen May (as Member) | Management | Y | For | For | ||||||||||||||||||
ALCON INC. | ALC | H01301128 | 28-Apr-2021 | Re-election of the Member of the Board of Director: Ines Pöschel (as Member) | Management | Y | For | For | ||||||||||||||||||
ALCON INC. | ALC | H01301128 | 28-Apr-2021 | Re-election of the Member of the Board of Director: Dieter Spälti (as Member) | Management | Y | For | For | ||||||||||||||||||
ALCON INC. | ALC | H01301128 | 28-Apr-2021 | Re-election of the Member of the Compensation Committee: Thomas Glanzmann | Management | Y | For | For | ||||||||||||||||||
ALCON INC. | ALC | H01301128 | 28-Apr-2021 | Re-election of the Member of the Compensation Committee: D. Keith Grossman | Management | Y | Against | Against | ||||||||||||||||||
ALCON INC. | ALC | H01301128 | 28-Apr-2021 | Re-election of the Member of the Compensation Committee: Karen May | Management | Y | For | For | ||||||||||||||||||
ALCON INC. | ALC | H01301128 | 28-Apr-2021 | Re-election of the Member of the Compensation Committee: Ines Pöschel | Management | Y | For | For | ||||||||||||||||||
ALCON INC. | ALC | H01301128 | 28-Apr-2021 | Re-election of the independent representative, Hartmann Dreyer Attorneys-at-Law. | Management | Y | For | For | ||||||||||||||||||
ALCON INC. | ALC | H01301128 | 28-Apr-2021 | Re-election of the statutory auditors, PricewaterhouseCoopers SA, Geneva. | Management | Y | For | For | ||||||||||||||||||
ALCON INC. | ALC | H01301128 | 28-Apr-2021 | NOTE: General instruction in case of new agenda items or proposals during the Annual General Meeting (please check one box only) * If you vote FOR, you will be voting in accordance with the recommendation of the Board of Directors. ** If you vote ABSTAIN, you will ABSTAIN from voting. | Management | Y | Abstain | |||||||||||||||||||
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 01-May-2021 | Warren E. Buffett | Management | Y | For | For | ||||||||||||||||||
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 01-May-2021 | Charles T. Munger | Management | Y | For | For | ||||||||||||||||||
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 01-May-2021 | Gregory E. Abel | Management | Y | For | For | ||||||||||||||||||
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 01-May-2021 | Howard G. Buffett | Management | Y | For | For | ||||||||||||||||||
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 01-May-2021 | Stephen B. Burke | Management | Y | For | For | ||||||||||||||||||
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 01-May-2021 | Kenneth I. Chenault | Management | Y | For | For | ||||||||||||||||||
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 01-May-2021 | Susan L. Decker | Management | Y | For | For | ||||||||||||||||||
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 01-May-2021 | David S. Gottesman | Management | Y | For | For | ||||||||||||||||||
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 01-May-2021 | Charlotte Guyman | Management | Y | For | For | ||||||||||||||||||
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 01-May-2021 | Ajit Jain | Management | Y | For | For | ||||||||||||||||||
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 01-May-2021 | Thomas S. Murphy | Management | Y | For | For |
Investors Fund
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 01-May-2021 | Ronald L. Olson | Management | Y | For | For | ||||||||||||||||||
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 01-May-2021 | Walter Scott, Jr. | Management | Y | For | For | ||||||||||||||||||
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 01-May-2021 | Meryl B. Witmer | Management | Y | For | For | ||||||||||||||||||
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 01-May-2021 | Shareholder proposal regarding the reporting of climate-related risks and opportunities. | Shareholder | Y | Against | For | ||||||||||||||||||
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 01-May-2021 | Shareholder proposal regarding diversity and inclusion reporting. | Shareholder | Y | Against | For | ||||||||||||||||||
DANAHER CORPORATION | DHR | 235851102 | 05-May-2021 | Election of Director to hold office until the 2022 Annual Meeting: Rainer M. Blair | Management | Y | For | For | ||||||||||||||||||
DANAHER CORPORATION | DHR | 235851102 | 05-May-2021 | Election of Director to hold office until the 2022 Annual Meeting: Linda Hefner Filler | Management | Y | For | For | ||||||||||||||||||
DANAHER CORPORATION | DHR | 235851102 | 05-May-2021 | Election of Director to hold office until the 2022 Annual Meeting: Teri List | Management | Y | For | For | ||||||||||||||||||
DANAHER CORPORATION | DHR | 235851102 | 05-May-2021 | Election of Director to hold office until the 2022 Annual Meeting: Walter G. Lohr, Jr. | Management | Y | For | For | ||||||||||||||||||
DANAHER CORPORATION | DHR | 235851102 | 05-May-2021 | Election of Director to hold office until the 2022 Annual Meeting: Jessica L. Mega, MD | Management | Y | For | For | ||||||||||||||||||
DANAHER CORPORATION | DHR | 235851102 | 05-May-2021 | Election of Director to hold office until the 2022 Annual Meeting: Mitchell P. Rales | Management | Y | For | For | ||||||||||||||||||
DANAHER CORPORATION | DHR | 235851102 | 05-May-2021 | Election of Director to hold office until the 2022 Annual Meeting: Steven M. Rales | Management | Y | For | For | ||||||||||||||||||
DANAHER CORPORATION | DHR | 235851102 | 05-May-2021 | Election of Director to hold office until the 2022 Annual Meeting: Pardis C. Sabeti, MD | Management | Y | For | For | ||||||||||||||||||
DANAHER CORPORATION | DHR | 235851102 | 05-May-2021 | Election of Director to hold office until the 2022 Annual Meeting: John T. Schwieters | Management | Y | For | For | ||||||||||||||||||
DANAHER CORPORATION | DHR | 235851102 | 05-May-2021 | Election of Director to hold office until the 2022 Annual Meeting: Alan G. Spoon | Management | Y | For | For | ||||||||||||||||||
DANAHER CORPORATION | DHR | 235851102 | 05-May-2021 | Election of Director to hold office until the 2022 Annual Meeting: Raymond C. Stevens, Ph.D | Management | Y | For | For | ||||||||||||||||||
DANAHER CORPORATION | DHR | 235851102 | 05-May-2021 | Election of Director to hold office until the 2022 Annual Meeting: Elias A. Zerhouni, MD | Management | Y | For | For | ||||||||||||||||||
DANAHER CORPORATION | DHR | 235851102 | 05-May-2021 | To ratify the selection of Ernst & Young LLP as Danaher's independent registered public accounting firm for the year ending December 31, 2021. | Management | Y | For | For | ||||||||||||||||||
DANAHER CORPORATION | DHR | 235851102 | 05-May-2021 | To approve on an advisory basis the Company's named executive officer compensation. | Management | Y | For | For | ||||||||||||||||||
DANAHER CORPORATION | DHR | 235851102 | 05-May-2021 | To act upon a shareholder proposal requesting that Danaher amend its governing documents to reduce the percentage of shares required for shareholders to call a special meeting of shareholders from 25% to 10%. | Shareholder | Y | Against | For | ||||||||||||||||||
ARCH CAPITAL GROUP LTD. | ACGL | G0450A105 | 06-May-2021 | Election of Class II Director for a term of three years: Eric W. Doppstadt | Management | Y | For | For | ||||||||||||||||||
ARCH CAPITAL GROUP LTD. | ACGL | G0450A105 | 06-May-2021 | Election of Class II Director for a term of three years: Laurie S. Goodman | Management | Y | For | For | ||||||||||||||||||
ARCH CAPITAL GROUP LTD. | ACGL | G0450A105 | 06-May-2021 | Election of Class II Director for a term of three years: John M. Pasquesi | Management | Y | For | For | ||||||||||||||||||
ARCH CAPITAL GROUP LTD. | ACGL | G0450A105 | 06-May-2021 | Election of Class II Director for a term of three years: Thomas R. Watjen | Management | Y | For | For | ||||||||||||||||||
ARCH CAPITAL GROUP LTD. | ACGL | G0450A105 | 06-May-2021 | Advisory vote to approve named executive officer compensation. | Management | Y | Against | Against | ||||||||||||||||||
ARCH CAPITAL GROUP LTD. | ACGL | G0450A105 | 06-May-2021 | To appoint PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Management | Y | For | For | ||||||||||||||||||
ARCH CAPITAL GROUP LTD. | ACGL | G0450A105 | 06-May-2021 | To Elect the nominee listed as Designated Company Director so that they may be elected directors of certain of our non-U.S. subsidiaries: Robert Appleby | Management | Y | For | For | ||||||||||||||||||
ARCH CAPITAL GROUP LTD. | ACGL | G0450A105 | 06-May-2021 | To Elect the nominee listed as Designated Company Director so that they may be elected directors of certain of our non-U.S. subsidiaries: Matthew Dragonetti | Management | Y | For | For | ||||||||||||||||||
ARCH CAPITAL GROUP LTD. | ACGL | G0450A105 | 06-May-2021 | To Elect the nominee listed as Designated Company Director so that they may be elected directors of certain of our non-U.S. subsidiaries: Seamus Fearon | Management | Y | For | For | ||||||||||||||||||
ARCH CAPITAL GROUP LTD. | ACGL | G0450A105 | 06-May-2021 | To Elect the nominee listed as Designated Company Director so that they may be elected directors of certain of our non-U.S. subsidiaries: H. Beau Franklin | Management | Y | For | For | ||||||||||||||||||
ARCH CAPITAL GROUP LTD. | ACGL | G0450A105 | 06-May-2021 | To Elect the nominee listed as Designated Company Director so that they may be elected directors of certain of our non-U.S. subsidiaries: Jerome Halgan | Management | Y | For | For | ||||||||||||||||||
ARCH CAPITAL GROUP LTD. | ACGL | G0450A105 | 06-May-2021 | To Elect the nominee listed as Designated Company Director so that they may be elected directors of certain of our non-U.S. subsidiaries: James Haney | Management | Y | For | For | ||||||||||||||||||
ARCH CAPITAL GROUP LTD. | ACGL | G0450A105 | 06-May-2021 | To Elect the nominee listed as Designated Company Director so that they may be elected directors of certain of our non-U.S. subsidiaries: Chris Hovey | Management | Y | For | For |
Investors Fund
ARCH CAPITAL GROUP LTD. | ACGL | G0450A105 | 06-May-2021 | To Elect the nominee listed as Designated Company Director so that they may be elected directors of certain of our non-U.S. subsidiaries: W. Preston Hutchings | Management | Y | For | For | ||||||||||||||||||
ARCH CAPITAL GROUP LTD. | ACGL | G0450A105 | 06-May-2021 | To Elect the nominee listed as Designated Company Director so that they may be elected directors of certain of our non-U.S. subsidiaries: Pierre Jal | Management | Y | For | For | ||||||||||||||||||
ARCH CAPITAL GROUP LTD. | ACGL | G0450A105 | 06-May-2021 | To Elect the nominee listed as Designated Company Director so that they may be elected directors of certain of our non-U.S. subsidiaries: François Morin | Management | Y | For | For | ||||||||||||||||||
ARCH CAPITAL GROUP LTD. | ACGL | G0450A105 | 06-May-2021 | To Elect the nominee listed as Designated Company Director so that they may be elected directors of certain of our non-U.S. subsidiaries: David J. Mulholland | Management | Y | For | For | ||||||||||||||||||
ARCH CAPITAL GROUP LTD. | ACGL | G0450A105 | 06-May-2021 | To Elect the nominee listed as Designated Company Director so that they may be elected directors of certain of our non-U.S. subsidiaries: Chiara Nannini | Management | Y | For | For | ||||||||||||||||||
ARCH CAPITAL GROUP LTD. | ACGL | G0450A105 | 06-May-2021 | To Elect the nominee listed as Designated Company Director so that they may be elected directors of certain of our non-U.S. subsidiaries: Tim Peckett | Management | Y | For | For | ||||||||||||||||||
ARCH CAPITAL GROUP LTD. | ACGL | G0450A105 | 06-May-2021 | To Elect the nominee listed as Designated Company Director so that they may be elected directors of certain of our non-U.S. subsidiaries: Maamoun Rajeh | Management | Y | For | For | ||||||||||||||||||
ARCH CAPITAL GROUP LTD. | ACGL | G0450A105 | 06-May-2021 | To Elect the nominee listed as Designated Company Director so that they may be elected directors of certain of our non-U.S. subsidiaries: Roderick Romeo | Management | Y | For | For | ||||||||||||||||||
THE PROGRESSIVE CORPORATION | PGR | 743315103 | 07-May-2021 | Election of Director: Philip Bleser | Management | Y | For | For | ||||||||||||||||||
THE PROGRESSIVE CORPORATION | PGR | 743315103 | 07-May-2021 | Election of Director: Stuart B. Burgdoerfer | Management | Y | For | For | ||||||||||||||||||
THE PROGRESSIVE CORPORATION | PGR | 743315103 | 07-May-2021 | Election of Director: Pamela J. Craig | Management | Y | For | For | ||||||||||||||||||
THE PROGRESSIVE CORPORATION | PGR | 743315103 | 07-May-2021 | Election of Director: Charles A. Davis | Management | Y | For | For | ||||||||||||||||||
THE PROGRESSIVE CORPORATION | PGR | 743315103 | 07-May-2021 | Election of Director: Roger N. Farah | Management | Y | Against | Against | ||||||||||||||||||
THE PROGRESSIVE CORPORATION | PGR | 743315103 | 07-May-2021 | Election of Director: Lawton W. Fitt | Management | Y | For | For | ||||||||||||||||||
THE PROGRESSIVE CORPORATION | PGR | 743315103 | 07-May-2021 | Election of Director: Susan Patricia Griffith | Management | Y | For | For | ||||||||||||||||||
THE PROGRESSIVE CORPORATION | PGR | 743315103 | 07-May-2021 | Election of Director: Devin C. Johnson | Management | Y | For | For | ||||||||||||||||||
THE PROGRESSIVE CORPORATION | PGR | 743315103 | 07-May-2021 | Election of Director: Jeffrey D. Kelly | Management | Y | For | For | ||||||||||||||||||
THE PROGRESSIVE CORPORATION | PGR | 743315103 | 07-May-2021 | Election of Director: Barbara R. Snyder | Management | Y | For | For | ||||||||||||||||||
THE PROGRESSIVE CORPORATION | PGR | 743315103 | 07-May-2021 | Election of Director: Jan E. Tighe | Management | Y | For | For | ||||||||||||||||||
THE PROGRESSIVE CORPORATION | PGR | 743315103 | 07-May-2021 | Election of Director: Kahina Van Dyke | Management | Y | For | For | ||||||||||||||||||
THE PROGRESSIVE CORPORATION | PGR | 743315103 | 07-May-2021 | Cast an advisory vote to approve our executive compensation program. | Management | Y | Against | Against | ||||||||||||||||||
THE PROGRESSIVE CORPORATION | PGR | 743315103 | 07-May-2021 | Ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2021. | Management | Y | For | For | ||||||||||||||||||
FISERV, INC. | FISV | 337738108 | 19-May-2021 | Frank J. Bisignano | Management | Y | For | For | ||||||||||||||||||
FISERV, INC. | FISV | 337738108 | 19-May-2021 | Alison Davis | Management | Y | For | For | ||||||||||||||||||
FISERV, INC. | FISV | 337738108 | 19-May-2021 | Henrique de Castro | Management | Y | For | For | ||||||||||||||||||
FISERV, INC. | FISV | 337738108 | 19-May-2021 | Harry F. DiSimone | Management | Y | For | For | ||||||||||||||||||
FISERV, INC. | FISV | 337738108 | 19-May-2021 | Dennis F. Lynch | Management | Y | For | For | ||||||||||||||||||
FISERV, INC. | FISV | 337738108 | 19-May-2021 | Heidi G. Miller | Management | Y | For | For |
Investors Fund
FISERV, INC. | FISV | 337738108 | 19-May-2021 | Scott C. Nuttall | Management | Y | For | For | ||||||||||||||||||
FISERV, INC. | FISV | 337738108 | 19-May-2021 | Denis J. O'Leary | Management | Y | For | For | ||||||||||||||||||
FISERV, INC. | FISV | 337738108 | 19-May-2021 | Doyle R. Simons | Management | Y | For | For | ||||||||||||||||||
FISERV, INC. | FISV | 337738108 | 19-May-2021 | Kevin M. Warren | Management | Y | For | For | ||||||||||||||||||
FISERV, INC. | FISV | 337738108 | 19-May-2021 | To approve, on an advisory basis, the compensation of the named executive officers of Fiserv, Inc. | Management | Y | Against | Against | ||||||||||||||||||
FISERV, INC. | FISV | 337738108 | 19-May-2021 | To ratify the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of Fiserv, Inc. for 2021. | Management | Y | For | For | ||||||||||||||||||
MARSH & MCLENNAN COMPANIES, INC. | MMC | 571748102 | 20-May-2021 | Election of Director: Anthony K. Anderson | Management | Y | For | For | ||||||||||||||||||
MARSH & MCLENNAN COMPANIES, INC. | MMC | 571748102 | 20-May-2021 | Election of Director: Oscar Fanjul | Management | Y | For | For | ||||||||||||||||||
MARSH & MCLENNAN COMPANIES, INC. | MMC | 571748102 | 20-May-2021 | Election of Director: Daniel S. Glaser | Management | Y | For | For | ||||||||||||||||||
MARSH & MCLENNAN COMPANIES, INC. | MMC | 571748102 | 20-May-2021 | Election of Director: H. Edward Hanway | Management | Y | For | For | ||||||||||||||||||
MARSH & MCLENNAN COMPANIES, INC. | MMC | 571748102 | 20-May-2021 | Election of Director: Deborah C. Hopkins | Management | Y | For | For | ||||||||||||||||||
MARSH & MCLENNAN COMPANIES, INC. | MMC | 571748102 | 20-May-2021 | Election of Director: Tamara Ingram | Management | Y | For | For | ||||||||||||||||||
MARSH & MCLENNAN COMPANIES, INC. | MMC | 571748102 | 20-May-2021 | Election of Director: Jane H. Lute | Management | Y | For | For | ||||||||||||||||||
MARSH & MCLENNAN COMPANIES, INC. | MMC | 571748102 | 20-May-2021 | Election of Director: Steven A. Mills | Management | Y | For | For | ||||||||||||||||||
MARSH & MCLENNAN COMPANIES, INC. | MMC | 571748102 | 20-May-2021 | Election of Director: Bruce P. Nolop | Management | Y | For | For | ||||||||||||||||||
MARSH & MCLENNAN COMPANIES, INC. | MMC | 571748102 | 20-May-2021 | Election of Director: Marc D. Oken | Management | Y | For | For | ||||||||||||||||||
MARSH & MCLENNAN COMPANIES, INC. | MMC | 571748102 | 20-May-2021 | Election of Director: Morton O. Schapiro | Management | Y | For | For | ||||||||||||||||||
MARSH & MCLENNAN COMPANIES, INC. | MMC | 571748102 | 20-May-2021 | Election of Director: Lloyd M. Yates | Management | Y | For | For | ||||||||||||||||||
MARSH & MCLENNAN COMPANIES, INC. | MMC | 571748102 | 20-May-2021 | Election of Director: R. David Yost | Management | Y | For | For | ||||||||||||||||||
MARSH & MCLENNAN COMPANIES, INC. | MMC | 571748102 | 20-May-2021 | Advisory (Nonbinding) Vote to Approve Named Executive Officer Compensation. | Management | Y | Against | Against | ||||||||||||||||||
MARSH & MCLENNAN COMPANIES, INC. | MMC | 571748102 | 20-May-2021 | Ratification of Selection of Independent Registered Public Accounting Firm. | Management | Y | For | For | ||||||||||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 26-May-2021 | Election of Director: Thomas A. Bartlett | Management | Y | For | For | ||||||||||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 26-May-2021 | Election of Director: Raymond P. Dolan | Management | Y | For | For | ||||||||||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 26-May-2021 | Election of Director: Kenneth R. Frank | Management | Y | For | For | ||||||||||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 26-May-2021 | Election of Director: Robert D. Hormats | Management | Y | For | For |
Investors Fund
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 26-May-2021 | Election of Director: Gustavo Lara Cantu | Management | Y | For | For | ||||||||||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 26-May-2021 | Election of Director: Grace D. Lieblein | Management | Y | For | For | ||||||||||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 26-May-2021 | Election of Director: Craig Macnab | Management | Y | For | For | ||||||||||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 26-May-2021 | Election of Director: JoAnn A. Reed | Management | Y | For | For | ||||||||||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 26-May-2021 | Election of Director: Pamela D.A. Reeve | Management | Y | For | For | ||||||||||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 26-May-2021 | Election of Director: David E. Sharbutt | Management | Y | For | For | ||||||||||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 26-May-2021 | Election of Director: Bruce L. Tanner | Management | Y | For | For | ||||||||||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 26-May-2021 | Election of Director: Samme L. Thompson | Management | Y | For | For | ||||||||||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 26-May-2021 | To ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2021. | Management | Y | For | For | ||||||||||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 44342 | To approve, on an advisory basis, the Company's executive compensation. | Management | Y | Against | Against | ||||||||||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 44342 | Stockholder proposal to amend the appropriate governing documents to reduce the ownership threshold required to call a special meeting of the stockholders. | Shareholder | Y | For | Against | ||||||||||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 44342 | Stockholder proposal to require the Board of Directors to create a standing committee to oversee human rights issues. | Shareholder | Y | Against | For | ||||||||||||||||||
FACEBOOK, INC. | FB | 30303M102 | 44342 | Peggy Alford | Management | Y | For | For | ||||||||||||||||||
FACEBOOK, INC. | FB | 30303M102 | 44342 | Marc L. Andreessen | Management | Y | For | For | ||||||||||||||||||
FACEBOOK, INC. | FB | 30303M102 | 44342 | Andrew W. Houston | Management | Y | For | For | ||||||||||||||||||
FACEBOOK, INC. | FB | 30303M102 | 44342 | Nancy Killefer | Management | Y | For | For | ||||||||||||||||||
FACEBOOK, INC. | FB | 30303M102 | 44342 | Robert M. Kimmitt | Management | Y | For | For | ||||||||||||||||||
FACEBOOK, INC. | FB | 30303M102 | 44342 | Sheryl K. Sandberg | Management | Y | For | For | ||||||||||||||||||
FACEBOOK, INC. | FB | 30303M102 | 44342 | Peter A. Thiel | Management | Y | For | For | ||||||||||||||||||
FACEBOOK, INC. | FB | 30303M102 | 44342 | Tracey T. Travis | Management | Y | For | For | ||||||||||||||||||
FACEBOOK, INC. | FB | 30303M102 | 44342 | Mark Zuckerberg | Management | Y | For | For | ||||||||||||||||||
FACEBOOK, INC. | FB | 30303M102 | 44342 | To ratify the appointment of Ernst & Young LLP as Facebook, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | Y | For | For | ||||||||||||||||||
FACEBOOK, INC. | FB | 30303M102 | 44342 | To approve an amendment to the director compensation policy. | Management | Y | For | For | ||||||||||||||||||
FACEBOOK, INC. | FB | 30303M102 | 44342 | A shareholder proposal regarding dual class capital structure. | Shareholder | Y | For | Against | ||||||||||||||||||
FACEBOOK, INC. | FB | 30303M102 | 44342 | A shareholder proposal regarding an independent chair. | Shareholder | Y | Against | For | ||||||||||||||||||
FACEBOOK, INC. | FB | 30303M102 | 44342 | A shareholder proposal regarding child exploitation. | Shareholder | Y | For | Against | ||||||||||||||||||
FACEBOOK, INC. | FB | 30303M102 | 44342 | A shareholder proposal regarding human/civil rights expert on board. | Shareholder | Y | For | Against | ||||||||||||||||||
FACEBOOK, INC. | FB | 30303M102 | 44342 | A shareholder proposal regarding platform misuse. | Shareholder | Y | Against | For | ||||||||||||||||||
FACEBOOK, INC. | FB | 30303M102 | 44342 | A shareholder proposal regarding public benefit corporation. | Shareholder | Y | Against | For | ||||||||||||||||||
LOWE'S COMPANIES, INC. | LOW | 548661107 | 44344 | Raul Alvarez | Management | Y | For | For | ||||||||||||||||||
LOWE'S COMPANIES, INC. | LOW | 548661107 | 44344 | David H. Batchelder | Management | Y | For | For | ||||||||||||||||||
LOWE'S COMPANIES, INC. | LOW | 548661107 | 44344 | Angela F. Braly | Management | Y | For | For | ||||||||||||||||||
LOWE'S COMPANIES, INC. | LOW | 548661107 | 44344 | Sandra B. Cochran | Management | Y | For | For |
Investors Fund
LOWE'S COMPANIES, INC. | LOW | 548661107 | 44344 | Laurie Z. Douglas | Management | Y | For | For | ||||||||||||||||||
LOWE'S COMPANIES, INC. | LOW | 548661107 | 44344 | Richard W. Dreiling | Management | Y | For | For | ||||||||||||||||||
LOWE'S COMPANIES, INC. | LOW | 548661107 | 44344 | Marvin R. Ellison | Management | Y | For | For | ||||||||||||||||||
LOWE'S COMPANIES, INC. | LOW | 548661107 | 44344 | Daniel J. Heinrich | Management | Y | For | For | ||||||||||||||||||
LOWE'S COMPANIES, INC. | LOW | 548661107 | 44344 | Brian C. Rogers | Management | Y | For | For | ||||||||||||||||||
LOWE'S COMPANIES, INC. | LOW | 548661107 | 44344 | Bertram L. Scott | Management | Y | For | For | ||||||||||||||||||
LOWE'S COMPANIES, INC. | LOW | 548661107 | 44344 | Mary Beth West | Management | Y | For | For | ||||||||||||||||||
LOWE'S COMPANIES, INC. | LOW | 548661107 | 44344 | Advisory vote to approve Lowe's named executive officer compensation in fiscal 2020. | Management | Y | Against | Against | ||||||||||||||||||
LOWE'S COMPANIES, INC. | LOW | 548661107 | 44344 | Ratification of the appointment of Deloitte & Touche LLP as Lowe's independent registered public accounting firm for fiscal 2021. | Management | Y | For | For | ||||||||||||||||||
LOWE'S COMPANIES, INC. | LOW | 548661107 | 44344 | Shareholder proposal regarding amending the Company's proxy access bylaw to remove shareholder aggregation limits. | Shareholder | Y | Against | For | ||||||||||||||||||
THE TJX COMPANIES, INC. | TJX | 872540109 | 44355 | Election of Director: Zein Abdalla | Management | Y | For | For | ||||||||||||||||||
THE TJX COMPANIES, INC. | TJX | 872540109 | 44355 | Election of Director: José B. Alvarez | Management | Y | For | For | ||||||||||||||||||
THE TJX COMPANIES, INC. | TJX | 872540109 | 44355 | Election of Director: Alan M. Bennett | Management | Y | For | For | ||||||||||||||||||
THE TJX COMPANIES, INC. | TJX | 872540109 | 44355 | Election of Director: Rosemary T. Berkery | Management | Y | For | For | ||||||||||||||||||
THE TJX COMPANIES, INC. | TJX | 872540109 | 44355 | Election of Director: David T. Ching | Management | Y | For | For | ||||||||||||||||||
THE TJX COMPANIES, INC. | TJX | 872540109 | 44355 | Election of Director: C. Kim Goodwin | Management | Y | For | For | ||||||||||||||||||
THE TJX COMPANIES, INC. | TJX | 872540109 | 44355 | Election of Director: Ernie Herrman | Management | Y | For | For | ||||||||||||||||||
THE TJX COMPANIES, INC. | TJX | 872540109 | 44355 | Election of Director: Michael F. Hines | Management | Y | For | For | ||||||||||||||||||
THE TJX COMPANIES, INC. | TJX | 872540109 | 44355 | Election of Director: Amy B. Lane | Management | Y | For | For | ||||||||||||||||||
THE TJX COMPANIES, INC. | TJX | 872540109 | 44355 | Election of Director: Carol Meyrowitz | Management | Y | For | For | ||||||||||||||||||
THE TJX COMPANIES, INC. | TJX | 872540109 | 44355 | Election of Director: Jackwyn L. Nemerov | Management | Y | For | For | ||||||||||||||||||
THE TJX COMPANIES, INC. | TJX | 872540109 | 44355 | Election of Director: John F. O'Brien | Management | Y | For | For | ||||||||||||||||||
THE TJX COMPANIES, INC. | TJX | 872540109 | 44355 | Ratification of appointment of PricewaterhouseCoopers as TJX's independent registered public accounting firm for fiscal 2022. | Management | Y | For | For | ||||||||||||||||||
THE TJX COMPANIES, INC. | TJX | 872540109 | 44355 | Advisory approval of TJX's executive compensation (the say-on-pay vote). | Management | Y | Against | Against | ||||||||||||||||||
THE TJX COMPANIES, INC. | TJX | 872540109 | 44355 | Shareholder proposal for a report on animal welfare. | Shareholder | Y | Against | For | ||||||||||||||||||
THE TJX COMPANIES, INC. | TJX | 872540109 | 44355 | Shareholder proposal for setting target amounts for CEO compensation. | Shareholder | Y | Against | For | ||||||||||||||||||
DOLLAR TREE, INC. | DLTR | 256746108 | 44357 | Election of Director: Arnold S. Barron | Management | Y | For | For | ||||||||||||||||||
DOLLAR TREE, INC. | DLTR | 256746108 | 44357 | Election of Director: Gregory M. Bridgeford | Management | Y | For | For | ||||||||||||||||||
DOLLAR TREE, INC. | DLTR | 256746108 | 44357 | Election of Director: Thomas W. Dickson | Management | Y | For | For | ||||||||||||||||||
DOLLAR TREE, INC. | DLTR | 256746108 | 44357 | Election of Director: Lemuel E. Lewis | Management | Y | For | For | ||||||||||||||||||
DOLLAR TREE, INC. | DLTR | 256746108 | 44357 | Election of Director: Jeffrey G. Naylor | Management | Y | For | For | ||||||||||||||||||
DOLLAR TREE, INC. | DLTR | 256746108 | 44357 | Election of Director: Winnie Y. Park | Management | Y | For | For | ||||||||||||||||||
DOLLAR TREE, INC. | DLTR | 256746108 | 44357 | Election of Director: Bob Sasser | Management | Y | For | For |
Investors Fund
DOLLAR TREE, INC. | DLTR | 256746108 | 44357 | Election of Director: Stephanie P. Stahl | Management | Y | For | For | ||||||||||||||||||
DOLLAR TREE, INC. | DLTR | 256746108 | 44357 | Election of Director: Carrie A. Wheeler | Management | Y | For | For | ||||||||||||||||||
DOLLAR TREE, INC. | DLTR | 256746108 | 44357 | Election of Director: Thomas E. Whiddon | Management | Y | For | For | ||||||||||||||||||
DOLLAR TREE, INC. | DLTR | 256746108 | 44357 | Election of Director: Michael A. Witynski | Management | Y | For | For | ||||||||||||||||||
DOLLAR TREE, INC. | DLTR | 256746108 | 44357 | To approve, by a non-binding advisory vote, the compensation of the Company's named executive officers. | Management | Y | Against | Against | ||||||||||||||||||
DOLLAR TREE, INC. | DLTR | 256746108 | 44357 | To ratify the selection of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year 2021. | Management | Y | For | For | ||||||||||||||||||
DOLLAR TREE, INC. | DLTR | 256746108 | 44357 | To approve the Company's 2021 Omnibus Incentive Plan. | Management | Y | For | For | ||||||||||||||||||
BROOKFIELD ASSET MANAGEMENT INC. | BAM | 112585104 | 44358 | M. Elyse Allan | Management | Y | For | For | ||||||||||||||||||
BROOKFIELD ASSET MANAGEMENT INC. | BAM | 112585104 | 44358 | Angela F. Braly | Management | Y | For | For | ||||||||||||||||||
BROOKFIELD ASSET MANAGEMENT INC. | BAM | 112585104 | 44358 | Janice Fukakusa | Management | Y | For | For | ||||||||||||||||||
BROOKFIELD ASSET MANAGEMENT INC. | BAM | 112585104 | 44358 | Maureen Kempston Darkes | Management | Y | For | For | ||||||||||||||||||
BROOKFIELD ASSET MANAGEMENT INC. | BAM | 112585104 | 44358 | Frank J. McKenna | Management | Y | For | For | ||||||||||||||||||
BROOKFIELD ASSET MANAGEMENT INC. | BAM | 112585104 | 44358 | Hutham S. Olayan | Management | Y | For | For | ||||||||||||||||||
BROOKFIELD ASSET MANAGEMENT INC. | BAM | 112585104 | 44358 | Seek Ngee Huat | Management | Y | For | For | ||||||||||||||||||
BROOKFIELD ASSET MANAGEMENT INC. | BAM | 112585104 | 44358 | Diana L. Taylor | Management | Y | For | For | ||||||||||||||||||
BROOKFIELD ASSET MANAGEMENT INC. | BAM | 112585104 | 44358 | The appointment of Deloitte LLP as the external auditor and authorizing the directors to set its remuneration. | Management | Y | For | For | ||||||||||||||||||
BROOKFIELD ASSET MANAGEMENT INC. | BAM | 112585104 | 44358 | The Say on Pay Resolution set out in the Corporation's Management Information Circular dated April 30, 2021 (the "Circular"). | Management | Y | For | For |
Mid Cap Fund
Name of Issuer | Ticker Symbol | Cusip | Meeting Date | Proposal | Type | Registrant Vote Cast | Vote on Proxyedge | For/Against Management | ||||||||||||||||||
COPART, INC. | CPRT | 217204106 | 04-Dec-2020 | Election of Director: Willis J. Johnson | Management | Y | For | For | ||||||||||||||||||
COPART, INC. | CPRT | 217204106 | 04-Dec-2020 | Election of Director: A. Jayson Adair | Management | Y | For | For | ||||||||||||||||||
COPART, INC. | CPRT | 217204106 | 04-Dec-2020 | Election of Director: Matt Blunt | Management | Y | For | For | ||||||||||||||||||
COPART, INC. | CPRT | 217204106 | 04-Dec-2020 | Election of Director: Steven D. Cohan | Management | Y | For | For | ||||||||||||||||||
COPART, INC. | CPRT | 217204106 | 04-Dec-2020 | Election of Director: Daniel J. Englander | Management | Y | For | For | ||||||||||||||||||
COPART, INC. | CPRT | 217204106 | 04-Dec-2020 | Election of Director: James E. Meeks | Management | Y | For | For | ||||||||||||||||||
COPART, INC. | CPRT | 217204106 | 04-Dec-2020 | Election of Director: Thomas N. Tryforos | Management | Y | For | For | ||||||||||||||||||
COPART, INC. | CPRT | 217204106 | 04-Dec-2020 | Election of Director: Diane M. Morefield | Management | Y | For | For | ||||||||||||||||||
COPART, INC. | CPRT | 217204106 | 04-Dec-2020 | Election of Director: Stephen Fisher | Management | Y | For | For | ||||||||||||||||||
COPART, INC. | CPRT | 217204106 | 04-Dec-2020 | To approve, on an advisory (non-binding) basis, the compensation of our named executive officers (say-on-pay vote). | Management | Y | For | For | ||||||||||||||||||
COPART, INC. | CPRT | 217204106 | 04-Dec-2020 | To approve an amendment to our Amended and Restated 2007 Equity Incentive Plan to increase the number of shares reserved under the plan from 32,000,000 shares to 36,000,000 shares. | Management | Y | For | For | ||||||||||||||||||
COPART, INC. | CPRT | 217204106 | 04-Dec-2020 | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending July 31, 2021. | Management | Y | For | For | ||||||||||||||||||
IHS MARKIT LTD | INFO | G47567105 | 11-Mar-2021 | Approval and Adoption of the Merger Agreement, the Statutory Merger Agreement and the Transactions Contemplated Thereby. To vote on a proposal to approve and adopt the Agreement and Plan of Merger, dated as of November 29, 2020, as amended by Amendment No. 1, dated as of January 20, 2021, and as it may further be amended from time to time, by and among S&P Global Inc., Sapphire Subsidiary, Ltd., and IHS Markit Ltd., the statutory merger agreement among the same, and the transactions contemplated thereby. | Management | Y | For | For | ||||||||||||||||||
IHS MARKIT LTD | INFO | G47567105 | 11-Mar-2021 | IHS Markit Ltd. Merger-Related Compensation. To vote on a proposal to approve, by advisory (non-binding) vote, certain compensation arrangements that may be paid or become payable to IHS Markit Ltd.'s named executive officers in connection with the merger. | Management | Y | For | For | ||||||||||||||||||
NEWMARKET CORPORATION | NEU | 651587107 | 22-Apr-2021 | Election of Director: Phyllis L. Cothran | Management | Y | For | For | ||||||||||||||||||
NEWMARKET CORPORATION | NEU | 651587107 | 22-Apr-2021 | Election of Director: Mark M. Gambill | Management | Y | For | For | ||||||||||||||||||
NEWMARKET CORPORATION | NEU | 651587107 | 22-Apr-2021 | Election of Director: Bruce C. Gottwald | Management | Y | For | For |
Mid Cap Fund
NEWMARKET CORPORATION | NEU | 651587107 | 22-Apr-2021 | Election of Director: Thomas E. Gottwald | Management | Y | For | For | ||||||||||||||||||
NEWMARKET CORPORATION | NEU | 651587107 | 22-Apr-2021 | Election of Director: Patrick D. Hanley | Management | Y | For | For | ||||||||||||||||||
NEWMARKET CORPORATION | NEU | 651587107 | 22-Apr-2021 | Election of Director: H. Hiter Harris, III | Management | Y | For | For | ||||||||||||||||||
NEWMARKET CORPORATION | NEU | 651587107 | 22-Apr-2021 | Election of Director: James E. Rogers | Management | Y | For | For | ||||||||||||||||||
NEWMARKET CORPORATION | NEU | 651587107 | 22-Apr-2021 | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Corporation for the fiscal year ending December 31, 2021. | Management | Y | For | For | ||||||||||||||||||
NEWMARKET CORPORATION | NEU | 651587107 | 22-Apr-2021 | Approval, on an advisory basis, of the compensation of the named executive officers of NewMarket Corporation. | Management | Y | For | For | ||||||||||||||||||
FASTENAL COMPANY | FAST | 311900104 | 24-Apr-2021 | Election of Director: Scott A. Satterlee | Management | Y | For | For | ||||||||||||||||||
FASTENAL COMPANY | FAST | 311900104 | 24-Apr-2021 | Election of Director: Michael J. Ancius | Management | Y | For | For | ||||||||||||||||||
FASTENAL COMPANY | FAST | 311900104 | 24-Apr-2021 | Election of Director: Stephen L. Eastman | Management | Y | For | For | ||||||||||||||||||
FASTENAL COMPANY | FAST | 311900104 | 24-Apr-2021 | Election of Director: Daniel L. Florness | Management | Y | For | For | ||||||||||||||||||
FASTENAL COMPANY | FAST | 311900104 | 24-Apr-2021 | Election of Director: Rita J. Heise | Management | Y | For | For | ||||||||||||||||||
FASTENAL COMPANY | FAST | 311900104 | 24-Apr-2021 | Election of Director: Hsenghung Sam Hsu | Management | Y | For | For | ||||||||||||||||||
FASTENAL COMPANY | FAST | 311900104 | 24-Apr-2021 | Election of Director: Daniel L. Johnson | Management | Y | For | For | ||||||||||||||||||
FASTENAL COMPANY | FAST | 311900104 | 24-Apr-2021 | Election of Director: Nicholas J. Lundquist | Management | Y | For | For | ||||||||||||||||||
FASTENAL COMPANY | FAST | 311900104 | 24-Apr-2021 | Election of Director: Reyne K. Wisecup | Management | Y | For | For | ||||||||||||||||||
FASTENAL COMPANY | FAST | 311900104 | 24-Apr-2021 | Ratification of the appointment of KPMG LLP as independent registered public accounting firm for the 2021 fiscal year. | Management | Y | For | For | ||||||||||||||||||
FASTENAL COMPANY | FAST | 311900104 | 24-Apr-2021 | Approval, by non-binding vote, of executive compensation. | Management | Y | For | For | ||||||||||||||||||
GLACIER BANCORP, INC. | GBCI | 37637Q105 | 28-Apr-2021 | David C. Boyles | Management | Y | For | For | ||||||||||||||||||
GLACIER BANCORP, INC. | GBCI | 37637Q105 | 28-Apr-2021 | Robert A. Cashell, Jr. | Management | Y | For | For | ||||||||||||||||||
GLACIER BANCORP, INC. | GBCI | 37637Q105 | 28-Apr-2021 | Randall M. Chesler | Management | Y | For | For | ||||||||||||||||||
GLACIER BANCORP, INC. | GBCI | 37637Q105 | 28-Apr-2021 | Sherry L. Cladouhos | Management | Y | For | For | ||||||||||||||||||
GLACIER BANCORP, INC. | GBCI | 37637Q105 | 28-Apr-2021 | James M. English | Management | Y | For | For | ||||||||||||||||||
GLACIER BANCORP, INC. | GBCI | 37637Q105 | 28-Apr-2021 | Annie M. Goodwin | Management | Y | For | For | ||||||||||||||||||
GLACIER BANCORP, INC. | GBCI | 37637Q105 | 28-Apr-2021 | Kristen L. Heck | Management | Y | For | For | ||||||||||||||||||
GLACIER BANCORP, INC. | GBCI | 37637Q105 | 28-Apr-2021 | Craig A. Langel | Management | Y | For | For | ||||||||||||||||||
GLACIER BANCORP, INC. | GBCI | 37637Q105 | 28-Apr-2021 | Douglas J. McBride | Management | Y | For | For | ||||||||||||||||||
GLACIER BANCORP, INC. | GBCI | 37637Q105 | 28-Apr-2021 | George R. Sutton | Management | Y | For | For | ||||||||||||||||||
GLACIER BANCORP, INC. | GBCI | 37637Q105 | 28-Apr-2021 | To approve an amendment to the amended and restated articles of incorporation of Glacier Bancorp, Inc. (the "Company") to provide for indemnification of directors and officers of the Company. | Management | Y | For | For | ||||||||||||||||||
GLACIER BANCORP, INC. | GBCI | 37637Q105 | 28-Apr-2021 | To vote on an advisory (non-binding) resolution to approve the compensation of the Company's named executive officers. | Management | Y | For | For |
Mid Cap Fund
GLACIER BANCORP, INC. | GBCI | 37637Q105 | 28-Apr-2021 | To ratify the appointment of BKD, LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | Y | For | For | ||||||||||||||||||
EXPEDITORS INT'L OF WASHINGTON, INC. | EXPD | 302130109 | 04-May-2021 | Election of Director: Robert R. Wright | Management | Y | For | For | ||||||||||||||||||
EXPEDITORS INT'L OF WASHINGTON, INC. | EXPD | 302130109 | 04-May-2021 | Election of Director: Glenn M. Alger | Management | Y | For | For | ||||||||||||||||||
EXPEDITORS INT'L OF WASHINGTON, INC. | EXPD | 302130109 | 04-May-2021 | Election of Director: Robert P. Carlile | Management | Y | For | For | ||||||||||||||||||
EXPEDITORS INT'L OF WASHINGTON, INC. | EXPD | 302130109 | 04-May-2021 | Election of Director: James M. DuBois | Management | Y | For | For | ||||||||||||||||||
EXPEDITORS INT'L OF WASHINGTON, INC. | EXPD | 302130109 | 04-May-2021 | Election of Director: Mark A. Emmert | Management | Y | For | For | ||||||||||||||||||
EXPEDITORS INT'L OF WASHINGTON, INC. | EXPD | 302130109 | 04-May-2021 | Election of Director: Diane H. Gulyas | Management | Y | For | For | ||||||||||||||||||
EXPEDITORS INT'L OF WASHINGTON, INC. | EXPD | 302130109 | 04-May-2021 | Election of Director: Jeffrey S. Musser | Management | Y | For | For | ||||||||||||||||||
EXPEDITORS INT'L OF WASHINGTON, INC. | EXPD | 302130109 | 04-May-2021 | Election of Director: Liane J. Pelletier | Management | Y | For | For | ||||||||||||||||||
EXPEDITORS INT'L OF WASHINGTON, INC. | EXPD | 302130109 | 04-May-2021 | Advisory Vote to Approve Named Executive Officer Compensation. | Management | Y | Against | Against | ||||||||||||||||||
EXPEDITORS INT'L OF WASHINGTON, INC. | EXPD | 302130109 | 04-May-2021 | Ratification of Independent Registered Public Accounting Firm. | Management | Y | For | For | ||||||||||||||||||
BROWN & BROWN, INC. | BRO | 115236101 | 05-May-2021 | J. Hyatt Brown | Management | Y | For | For | ||||||||||||||||||
BROWN & BROWN, INC. | BRO | 115236101 | 05-May-2021 | Hugh M. Brown | Management | Y | For | For | ||||||||||||||||||
BROWN & BROWN, INC. | BRO | 115236101 | 05-May-2021 | J. Powell Brown | Management | Y | For | For | ||||||||||||||||||
BROWN & BROWN, INC. | BRO | 115236101 | 05-May-2021 | L. L. Gellerstedt III | Management | Y | For | For | ||||||||||||||||||
BROWN & BROWN, INC. | BRO | 115236101 | 05-May-2021 | James C. Hays | Management | Y | For | For | ||||||||||||||||||
BROWN & BROWN, INC. | BRO | 115236101 | 05-May-2021 | Theodore J. Hoepner | Management | Y | For | For | ||||||||||||||||||
BROWN & BROWN, INC. | BRO | 115236101 | 05-May-2021 | James S. Hunt | Management | Y | For | For | ||||||||||||||||||
BROWN & BROWN, INC. | BRO | 115236101 | 05-May-2021 | Toni Jennings | Management | Y | For | For | ||||||||||||||||||
BROWN & BROWN, INC. | BRO | 115236101 | 05-May-2021 | Timothy R.M. Main | Management | Y | For | For | ||||||||||||||||||
BROWN & BROWN, INC. | BRO | 115236101 | 05-May-2021 | H. Palmer Proctor, Jr. | Management | Y | For | For | ||||||||||||||||||
BROWN & BROWN, INC. | BRO | 115236101 | 05-May-2021 | Wendell S. Reilly | Management | Y | For | For | ||||||||||||||||||
BROWN & BROWN, INC. | BRO | 115236101 | 05-May-2021 | Chilton D. Varner | Management | Y | For | For | ||||||||||||||||||
BROWN & BROWN, INC. | BRO | 115236101 | 05-May-2021 | To ratify the appointment of Deloitte & Touche LLP as Brown & Brown, Inc.'s independent registered public accountants for the fiscal year ending December 31, 2021. | Management | Y | For | For | ||||||||||||||||||
BROWN & BROWN, INC. | BRO | 115236101 | 05-May-2021 | To approve, on an advisory basis, the compensation of named executive officers. | Management | Y | For | For | ||||||||||||||||||
CARLISLE COMPANIES INCORPORATED | CSL | 142339100 | 05-May-2021 | Election of Director: James D. Frias | Management | Y | For | For | ||||||||||||||||||
CARLISLE COMPANIES INCORPORATED | CSL | 142339100 | 05-May-2021 | Election of Director: Maia A. Hansen | Management | Y | For | For | ||||||||||||||||||
CARLISLE COMPANIES INCORPORATED | CSL | 142339100 | 05-May-2021 | Election of Director: Corrine D. Ricard | Management | Y | For | For | ||||||||||||||||||
CARLISLE COMPANIES INCORPORATED | CSL | 142339100 | 05-May-2021 | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2021. | Management | Y | For | For | ||||||||||||||||||
CARLISLE COMPANIES INCORPORATED | CSL | 142339100 | 05-May-2021 | To approve, on an advisory basis, the Company's named executive officer compensation in 2020. | Management | Y | Against | Against | ||||||||||||||||||
KEMPER CORPORATION | KMPR | 488401100 | 05-May-2021 | Election of Director: Teresa A. Canida | Management | Y | For | For | ||||||||||||||||||
KEMPER CORPORATION | KMPR | 488401100 | 05-May-2021 | Election of Director: George N. Cochran | Management | Y | For | For | ||||||||||||||||||
KEMPER CORPORATION | KMPR | 488401100 | 05-May-2021 | Election of Director: Kathleen M. Cronin | Management | Y | For | For |
Mid Cap Fund
KEMPER CORPORATION | KMPR | 488401100 | 05-May-2021 | Election of Director: Lacy M. Johnson | Management | Y | For | For | ||||||||||||||||||
KEMPER CORPORATION | KMPR | 488401100 | 05-May-2021 | Election of Director: Robert J. Joyce | Management | Y | For | For | ||||||||||||||||||
KEMPER CORPORATION | KMPR | 488401100 | 05-May-2021 | Election of Director: Joseph P. Lacher, Jr. | Management | Y | For | For | ||||||||||||||||||
KEMPER CORPORATION | KMPR | 488401100 | 05-May-2021 | Election of Director: Gerald Laderman | Management | Y | For | For | ||||||||||||||||||
KEMPER CORPORATION | KMPR | 488401100 | 05-May-2021 | Election of Director: Stuart B. Parker | Management | Y | For | For | ||||||||||||||||||
KEMPER CORPORATION | KMPR | 488401100 | 05-May-2021 | Election of Director: Christopher B. Sarofim | Management | Y | For | For | ||||||||||||||||||
KEMPER CORPORATION | KMPR | 488401100 | 05-May-2021 | Election of Director: David P. Storch | Management | Y | For | For | ||||||||||||||||||
KEMPER CORPORATION | KMPR | 488401100 | 05-May-2021 | Election of Director: Susan D. Whiting | Management | Y | For | For | ||||||||||||||||||
KEMPER CORPORATION | KMPR | 488401100 | 05-May-2021 | Advisory vote to ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accountant for 2021. | Management | Y | For | For | ||||||||||||||||||
KEMPER CORPORATION | KMPR | 488401100 | 05-May-2021 | Advisory vote to approve the compensation of the Company's Named Executive Officers. | Management | Y | Against | Against | ||||||||||||||||||
IHS MARKIT LTD | INFO | G47567105 | 05-May-2021 | Election of Director: Lance Uggla | Management | Y | For | For | ||||||||||||||||||
IHS MARKIT LTD | INFO | G47567105 | 05-May-2021 | Election of Director: John Browne (The Lord Browne of Madingley) | Management | Y | For | For | ||||||||||||||||||
IHS MARKIT LTD | INFO | G47567105 | 05-May-2021 | Election of Director: Dinyar S. Devitre | Management | Y | For | For | ||||||||||||||||||
IHS MARKIT LTD | INFO | G47567105 | 05-May-2021 | Election of Director: Ruann F. Ernst | Management | Y | For | For | ||||||||||||||||||
IHS MARKIT LTD | INFO | G47567105 | 05-May-2021 | Election of Director: Jacques Esculier | Management | Y | For | For | ||||||||||||||||||
IHS MARKIT LTD | INFO | G47567105 | 05-May-2021 | Election of Director: Gay Huey Evans | Management | Y | For | For | ||||||||||||||||||
IHS MARKIT LTD | INFO | G47567105 | 05-May-2021 | Election of Director: William E. Ford | Management | Y | For | For | ||||||||||||||||||
IHS MARKIT LTD | INFO | G47567105 | 05-May-2021 | Election of Director: Nicoletta Giadrossi | Management | Y | For | For | ||||||||||||||||||
IHS MARKIT LTD | INFO | G47567105 | 05-May-2021 | Election of Director: Robert P. Kelly | Management | Y | For | For | ||||||||||||||||||
IHS MARKIT LTD | INFO | G47567105 | 05-May-2021 | Election of Director: Deborah Doyle McWhinney | Management | Y | For | For | ||||||||||||||||||
IHS MARKIT LTD | INFO | G47567105 | 05-May-2021 | Election of Director: Jean-Paul L. Montupet | Management | Y | For | For | ||||||||||||||||||
IHS MARKIT LTD | INFO | G47567105 | 05-May-2021 | Election of Director: Deborah K. Orida | Management | Y | For | For | ||||||||||||||||||
IHS MARKIT LTD | INFO | G47567105 | 05-May-2021 | Election of Director: James A. Rosenthal | Management | Y | For | For | ||||||||||||||||||
IHS MARKIT LTD | INFO | G47567105 | 05-May-2021 | To approve, on an advisory, non-binding basis, the compensation of the Company's named executive officers. | Management | Y | For | For | ||||||||||||||||||
IHS MARKIT LTD | INFO | G47567105 | 05-May-2021 | To approve the appointment of Ernst & Young LLP as the Company's independent registered public accountants until the close of the next Annual General Meeting of Shareholders and to authorize the Company's Board of Directors, acting by the Audit Committee, to determine the remuneration of the independent registered public accountants. | Management | Y | For | For | ||||||||||||||||||
CLARIVATE PLC | CLVT | G21810109 | 06-May-2021 | Election of Director: Valeria Alberola | Management | Y | For | For | ||||||||||||||||||
CLARIVATE PLC | CLVT | G21810109 | 06-May-2021 | Election of Director: Usama N. Cortas | Management | Y | For | For | ||||||||||||||||||
CLARIVATE PLC | CLVT | G21810109 | 06-May-2021 | Election of Director: Adam T. Levyn | Management | Y | For | For | ||||||||||||||||||
CLARIVATE PLC | CLVT | G21810109 | 06-May-2021 | Election of Director: Charles J. Neral | Management | Y | For | For | ||||||||||||||||||
CLARIVATE PLC | CLVT | G21810109 | 06-May-2021 | Election of Director: Roxane White | Management | Y | For | For | ||||||||||||||||||
CLARIVATE PLC | CLVT | G21810109 | 06-May-2021 | APPROVAL TO AMEND ARTICLES OF ASSOCIATION TO DECLASSIFY THE BOARD OF DIRECTORS. | Management | Y | For | For | ||||||||||||||||||
CLARIVATE PLC | CLVT | G21810109 | 06-May-2021 | APPROVAL TO AMEND ARTICLES OF ASSOCIATION TO ALLOW FOR THE REMOVAL OF A DIRECTOR WITH OR WITHOUT CAUSE. | Management | Y | For | For | ||||||||||||||||||
CLARIVATE PLC | CLVT | G21810109 | 06-May-2021 | APPROVAL TO AMEND ARTICLES OF ASSOCIATION TO ELIMINATE INAPPLICABLE PROVISIONS. | Management | Y | For | For | ||||||||||||||||||
CLARIVATE PLC | CLVT | G21810109 | 06-May-2021 | AUTHORIZATION TO PURCHASE ORDINARY SHARES FROM LEONARD GREEN & PARTNERS, L.P., PARTNERS GROUP AG, CASTIK CAPITAL S.A.R.L. AND NGB CORPORATION OR THEIR AFFILIATES. | Management | Y | For | For |
Mid Cap Fund
CLARIVATE PLC | CLVT | G21810109 | 06-May-2021 | AUTHORIZATION TO PURCHASE ORDINARY SHARES FROM ANY WHOLLY OWNED SUBSIDIARY. | Management | Y | For | For | ||||||||||||||||||
CLARIVATE PLC | CLVT | G21810109 | 06-May-2021 | APPROVAL, ON AN ADVISORY, NON-BINDING BASIS, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | Y | Against | Against | ||||||||||||||||||
CLARIVATE PLC | CLVT | G21810109 | 06-May-2021 | RECOMMEND, ON AN ADVISORY, NON-BINDING BASIS, WHETHER AN ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS SHOULD TAKE PLACE EVERY ONE, TWO, OR THREE YEARS. | Management | Y | 1 Year | For | ||||||||||||||||||
CLARIVATE PLC | CLVT | G21810109 | 06-May-2021 | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS. | Management | Y | For | For | ||||||||||||||||||
ARCH CAPITAL GROUP LTD. | ACGL | G0450A105 | 06-May-2021 | Election of Class II Director for a term of three years: Eric W. Doppstadt | Management | Y | For | For | ||||||||||||||||||
ARCH CAPITAL GROUP LTD. | ACGL | G0450A105 | 06-May-2021 | Election of Class II Director for a term of three years: Laurie S. Goodman | Management | Y | For | For | ||||||||||||||||||
ARCH CAPITAL GROUP LTD. | ACGL | G0450A105 | 06-May-2021 | Election of Class II Director for a term of three years: John M. Pasquesi | Management | Y | For | For | ||||||||||||||||||
ARCH CAPITAL GROUP LTD. | ACGL | G0450A105 | 06-May-2021 | Election of Class II Director for a term of three years: Thomas R. Watjen | Management | Y | For | For | ||||||||||||||||||
ARCH CAPITAL GROUP LTD. | ACGL | G0450A105 | 06-May-2021 | Advisory vote to approve named executive officer compensation. | Management | Y | Against | Against | ||||||||||||||||||
ARCH CAPITAL GROUP LTD. | ACGL | G0450A105 | 06-May-2021 | To appoint PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Management | Y | For | For | ||||||||||||||||||
ARCH CAPITAL GROUP LTD. | ACGL | G0450A105 | 06-May-2021 | To Elect the nominee listed as Designated Company Director so that they may be elected directors of certain of our non-U.S. subsidiaries: Robert Appleby | Management | Y | For | For | ||||||||||||||||||
ARCH CAPITAL GROUP LTD. | ACGL | G0450A105 | 06-May-2021 | To Elect the nominee listed as Designated Company Director so that they may be elected directors of certain of our non-U.S. subsidiaries: Matthew Dragonetti | Management | Y | For | For | ||||||||||||||||||
ARCH CAPITAL GROUP LTD. | ACGL | G0450A105 | 06-May-2021 | To Elect the nominee listed as Designated Company Director so that they may be elected directors of certain of our non-U.S. subsidiaries: Seamus Fearon | Management | Y | For | For | ||||||||||||||||||
ARCH CAPITAL GROUP LTD. | ACGL | G0450A105 | 06-May-2021 | To Elect the nominee listed as Designated Company Director so that they may be elected directors of certain of our non-U.S. subsidiaries: H. Beau Franklin | Management | Y | For | For | ||||||||||||||||||
ARCH CAPITAL GROUP LTD. | ACGL | G0450A105 | 06-May-2021 | To Elect the nominee listed as Designated Company Director so that they may be elected directors of certain of our non-U.S. subsidiaries: Jerome Halgan | Management | Y | For | For | ||||||||||||||||||
ARCH CAPITAL GROUP LTD. | ACGL | G0450A105 | 06-May-2021 | To Elect the nominee listed as Designated Company Director so that they may be elected directors of certain of our non-U.S. subsidiaries: James Haney | Management | Y | For | For | ||||||||||||||||||
ARCH CAPITAL GROUP LTD. | ACGL | G0450A105 | 06-May-2021 | To Elect the nominee listed as Designated Company Director so that they may be elected directors of certain of our non-U.S. subsidiaries: Chris Hovey | Management | Y | For | For | ||||||||||||||||||
ARCH CAPITAL GROUP LTD. | ACGL | G0450A105 | 06-May-2021 | To Elect the nominee listed as Designated Company Director so that they may be elected directors of certain of our non-U.S. subsidiaries: W. Preston Hutchings | Management | Y | For | For | ||||||||||||||||||
ARCH CAPITAL GROUP LTD. | ACGL | G0450A105 | 06-May-2021 | To Elect the nominee listed as Designated Company Director so that they may be elected directors of certain of our non-U.S. subsidiaries: Pierre Jal | Management | Y | For | For | ||||||||||||||||||
ARCH CAPITAL GROUP LTD. | ACGL | G0450A105 | 06-May-2021 | To Elect the nominee listed as Designated Company Director so that they may be elected directors of certain of our non-U.S. subsidiaries: François Morin | Management | Y | For | For | ||||||||||||||||||
ARCH CAPITAL GROUP LTD. | ACGL | G0450A105 | 06-May-2021 | To Elect the nominee listed as Designated Company Director so that they may be elected directors of certain of our non-U.S. subsidiaries: David J. Mulholland | Management | Y | For | For | ||||||||||||||||||
ARCH CAPITAL GROUP LTD. | ACGL | G0450A105 | 06-May-2021 | To Elect the nominee listed as Designated Company Director so that they may be elected directors of certain of our non-U.S. subsidiaries: Chiara Nannini | Management | Y | For | For | ||||||||||||||||||
ARCH CAPITAL GROUP LTD. | ACGL | G0450A105 | 06-May-2021 | To Elect the nominee listed as Designated Company Director so that they may be elected directors of certain of our non-U.S. subsidiaries: Tim Peckett | Management | Y | For | For | ||||||||||||||||||
ARCH CAPITAL GROUP LTD. | ACGL | G0450A105 | 06-May-2021 | To Elect the nominee listed as Designated Company Director so that they may be elected directors of certain of our non-U.S. subsidiaries: Maamoun Rajeh | Management | Y | For | For | ||||||||||||||||||
ARCH CAPITAL GROUP LTD. | ACGL | G0450A105 | 06-May-2021 | To Elect the nominee listed as Designated Company Director so that they may be elected directors of certain of our non-U.S. subsidiaries: Roderick Romeo | Management | Y | For | For | ||||||||||||||||||
THE PROGRESSIVE CORPORATION | PGR | 743315103 | 07-May-2021 | Election of Director: Philip Bleser | Management | Y | For | For | ||||||||||||||||||
THE PROGRESSIVE CORPORATION | PGR | 743315103 | 07-May-2021 | Election of Director: Stuart B. Burgdoerfer | Management | Y | For | For | ||||||||||||||||||
THE PROGRESSIVE CORPORATION | PGR | 743315103 | 07-May-2021 | Election of Director: Pamela J. Craig | Management | Y | For | For | ||||||||||||||||||
THE PROGRESSIVE CORPORATION | PGR | 743315103 | 07-May-2021 | Election of Director: Charles A. Davis | Management | Y | For | For | ||||||||||||||||||
THE PROGRESSIVE CORPORATION | PGR | 743315103 | 07-May-2021 | Election of Director: Roger N. Farah | Management | Y | Against | Against | ||||||||||||||||||
THE PROGRESSIVE CORPORATION | PGR | 743315103 | 07-May-2021 | Election of Director: Lawton W. Fitt | Management | Y | For | For | ||||||||||||||||||
THE PROGRESSIVE CORPORATION | PGR | 743315103 | 07-May-2021 | Election of Director: Susan Patricia Griffith | Management | Y | For | For | ||||||||||||||||||
THE PROGRESSIVE CORPORATION | PGR | 743315103 | 07-May-2021 | Election of Director: Devin C. Johnson | Management | Y | For | For |
Mid Cap Fund
THE PROGRESSIVE CORPORATION | PGR | 743315103 | 07-May-2021 | Election of Director: Jeffrey D. Kelly | Management | Y | For | For | ||||||||||||||||||
THE PROGRESSIVE CORPORATION | PGR | 743315103 | 07-May-2021 | Election of Director: Barbara R. Snyder | Management | Y | For | For | ||||||||||||||||||
THE PROGRESSIVE CORPORATION | PGR | 743315103 | 07-May-2021 | Election of Director: Jan E. Tighe | Management | Y | For | For | ||||||||||||||||||
THE PROGRESSIVE CORPORATION | PGR | 743315103 | 07-May-2021 | Election of Director: Kahina Van Dyke | Management | Y | For | For | ||||||||||||||||||
THE PROGRESSIVE CORPORATION | PGR | 743315103 | 07-May-2021 | Cast an advisory vote to approve our executive compensation program. | Management | Y | Against | Against | ||||||||||||||||||
THE PROGRESSIVE CORPORATION | PGR | 743315103 | 07-May-2021 | Ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2021. | Management | Y | For | For | ||||||||||||||||||
MARKEL CORPORATION | MKL | 570535104 | 10-May-2021 | Election of Director: Mark M. Besca | Management | Y | For | For | ||||||||||||||||||
MARKEL CORPORATION | MKL | 570535104 | 10-May-2021 | Election of Director: K. Bruce Connell | Management | Y | For | For | ||||||||||||||||||
MARKEL CORPORATION | MKL | 570535104 | 10-May-2021 | Election of Director: Thomas S. Gayner | Management | Y | For | For | ||||||||||||||||||
MARKEL CORPORATION | MKL | 570535104 | 10-May-2021 | Election of Director: Greta J. Harris | Management | Y | For | For | ||||||||||||||||||
MARKEL CORPORATION | MKL | 570535104 | 10-May-2021 | Election of Director: Diane Leopold | Management | Y | For | For | ||||||||||||||||||
MARKEL CORPORATION | MKL | 570535104 | 10-May-2021 | Election of Director: Lemuel E. Lewis | Management | Y | For | For | ||||||||||||||||||
MARKEL CORPORATION | MKL | 570535104 | 10-May-2021 | Election of Director: Anthony F. Markel | Management | Y | For | For | ||||||||||||||||||
MARKEL CORPORATION | MKL | 570535104 | 10-May-2021 | Election of Director: Steven A. Markel | Management | Y | For | For | ||||||||||||||||||
MARKEL CORPORATION | MKL | 570535104 | 10-May-2021 | Election of Director: Harold L. Morrison, Jr. | Management | Y | For | For | ||||||||||||||||||
MARKEL CORPORATION | MKL | 570535104 | 10-May-2021 | Election of Director: Michael O'Reilly | Management | Y | For | For | ||||||||||||||||||
MARKEL CORPORATION | MKL | 570535104 | 10-May-2021 | Election of Director: A. Lynne Puckett | Management | Y | For | For | ||||||||||||||||||
MARKEL CORPORATION | MKL | 570535104 | 10-May-2021 | Election of Director: Richard R. Whitt, III | Management | Y | For | For | ||||||||||||||||||
MARKEL CORPORATION | MKL | 570535104 | 10-May-2021 | Advisory vote on approval of executive compensation. | Management | Y | Against | Against | ||||||||||||||||||
MARKEL CORPORATION | MKL | 570535104 | 10-May-2021 | Ratify the selection of KPMG LLP by the Audit Committee of the Board of Directors as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Management | Y | For | For | ||||||||||||||||||
LABORATORY CORP. OF AMERICA HOLDINGS | LH | 50540R409 | 12-May-2021 | Election of Director: Kerrii B. Anderson | Management | Y | For | For | ||||||||||||||||||
LABORATORY CORP. OF AMERICA HOLDINGS | LH | 50540R409 | 12-May-2021 | Election of Director: Jean-Luc Bélingard | Management | Y | For | For | ||||||||||||||||||
LABORATORY CORP. OF AMERICA HOLDINGS | LH | 50540R409 | 12-May-2021 | Election of Director: Jeffrey A. Davis | Management | Y | For | For | ||||||||||||||||||
LABORATORY CORP. OF AMERICA HOLDINGS | LH | 50540R409 | 12-May-2021 | Election of Director: D. Gary Gilliland, M.D., Ph.D. | Management | Y | For | For | ||||||||||||||||||
LABORATORY CORP. OF AMERICA HOLDINGS | LH | 50540R409 | 12-May-2021 | Election of Director: Garheng Kong, M.D., Ph.D. | Management | Y | For | For | ||||||||||||||||||
LABORATORY CORP. OF AMERICA HOLDINGS | LH | 50540R409 | 12-May-2021 | Election of Director: Peter M. Neupert | Management | Y | For | For | ||||||||||||||||||
LABORATORY CORP. OF AMERICA HOLDINGS | LH | 50540R409 | 12-May-2021 | Election of Director: Richelle P. Parham | Management | Y | For | For | ||||||||||||||||||
LABORATORY CORP. OF AMERICA HOLDINGS | LH | 50540R409 | 12-May-2021 | Election of Director: Adam H. Schechter | Management | Y | For | For | ||||||||||||||||||
LABORATORY CORP. OF AMERICA HOLDINGS | LH | 50540R409 | 12-May-2021 | Election of Director: Kathryn E. Wengel | Management | Y | For | For | ||||||||||||||||||
LABORATORY CORP. OF AMERICA HOLDINGS | LH | 50540R409 | 12-May-2021 | Election of Director: R. Sanders Williams, M.D. | Management | Y | For | For | ||||||||||||||||||
LABORATORY CORP. OF AMERICA HOLDINGS | LH | 50540R409 | 12-May-2021 | To approve, by non-binding vote, executive compensation. | Management | Y | Against | Against | ||||||||||||||||||
LABORATORY CORP. OF AMERICA HOLDINGS | LH | 50540R409 | 12-May-2021 | Ratification of the appointment of Deloitte and Touche LLP as Laboratory Corporation of America Holdings' independent registered public accounting firm for the year ending December 31, 2021. | Management | Y | For | For | ||||||||||||||||||
LABORATORY CORP. OF AMERICA HOLDINGS | LH | 50540R409 | 12-May-2021 | Shareholder proposal seeking an amendment to our proxy access by-law to remove the aggregation limit. | Shareholder | Y | For | Against | ||||||||||||||||||
ROSS STORES, INC. | ROST | 778296103 | 19-May-2021 | Election of Director: K. Gunnar Bjorklund | Management | Y | For | For |
Mid Cap Fund
ROSS STORES, INC. | ROST | 778296103 | 19-May-2021 | Election of Director: Michael J. Bush | Management | Y | For | For | ||||||||||||||||||
ROSS STORES, INC. | ROST | 778296103 | 19-May-2021 | Election of Director: Sharon D. Garrett | Management | Y | For | For | ||||||||||||||||||
ROSS STORES, INC. | ROST | 778296103 | 19-May-2021 | Election of Director: Michael J. Hartshorn | Management | Y | For | For | ||||||||||||||||||
ROSS STORES, INC. | ROST | 778296103 | 19-May-2021 | Election of Director: Stephen D. Milligan | Management | Y | For | For | ||||||||||||||||||
ROSS STORES, INC. | ROST | 778296103 | 19-May-2021 | Election of Director: Patricia H. Mueller | Management | Y | For | For | ||||||||||||||||||
ROSS STORES, INC. | ROST | 778296103 | 19-May-2021 | Election of Director: George P. Orban | Management | Y | For | For | ||||||||||||||||||
ROSS STORES, INC. | ROST | 778296103 | 19-May-2021 | Election of Director: Gregory L. Quesnel | Management | Y | For | For | ||||||||||||||||||
ROSS STORES, INC. | ROST | 778296103 | 19-May-2021 | Election of Director: Larree M. Renda | Management | Y | For | For | ||||||||||||||||||
ROSS STORES, INC. | ROST | 778296103 | 19-May-2021 | Election of Director: Barbara Rentler | Management | Y | For | For | ||||||||||||||||||
ROSS STORES, INC. | ROST | 778296103 | 19-May-2021 | Election of Director: Doniel N. Sutton | Management | Y | For | For | ||||||||||||||||||
ROSS STORES, INC. | ROST | 778296103 | 19-May-2021 | Advisory vote to approve the resolution on the compensation of the named executive officers. | Management | Y | Against | Against | ||||||||||||||||||
ROSS STORES, INC. | ROST | 778296103 | 19-May-2021 | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending January 29, 2022. | Management | Y | For | For | ||||||||||||||||||
ROSS STORES, INC. | ROST | 778296103 | 19-May-2021 | To vote on a stockholder proposal regarding executive share retention, if properly presented at the Annual Meeting. | Shareholder | Y | Against | For | ||||||||||||||||||
VONTIER CORPORATION | VNT | 928881101 | 19-May-2021 | Election of Director: Karen C. Francis | Management | Y | For | For | ||||||||||||||||||
VONTIER CORPORATION | VNT | 928881101 | 19-May-2021 | Election of Director: Mark D. Morelli | Management | Y | For | For | ||||||||||||||||||
VONTIER CORPORATION | VNT | 928881101 | 19-May-2021 | To ratify the appointment of Ernst & Young LLP as Vontier's independent registered public accounting firm for the year ending December 31, 2021. | Management | Y | For | For | ||||||||||||||||||
VONTIER CORPORATION | VNT | 928881101 | 19-May-2021 | To approve, on an advisory basis, Vontier's named executive officer compensation as disclosed in the Proxy Statement. | Management | Y | For | For | ||||||||||||||||||
VONTIER CORPORATION | VNT | 928881101 | 19-May-2021 | To vote, on an advisory basis, on the frequency of holding an advisory vote on Vontier's named executive officer compensation. | Management | Y | 1 Year | For | ||||||||||||||||||
AMPHENOL CORPORATION | APH | 032095101 | 19-May-2021 | Election of Director: Stanley L. Clark | Management | Y | For | For | ||||||||||||||||||
AMPHENOL CORPORATION | APH | 032095101 | 19-May-2021 | Election of Director: John D. Craig | Management | Y | For | For | ||||||||||||||||||
AMPHENOL CORPORATION | APH | 032095101 | 19-May-2021 | Election of Director: David P. Falck | Management | Y | For | For | ||||||||||||||||||
AMPHENOL CORPORATION | APH | 032095101 | 19-May-2021 | Election of Director: Edward G. Jepsen | Management | Y | For | For | ||||||||||||||||||
AMPHENOL CORPORATION | APH | 032095101 | 19-May-2021 | Election of Director: Rita S. Lane | Management | Y | For | For | ||||||||||||||||||
AMPHENOL CORPORATION | APH | 032095101 | 19-May-2021 | Election of Director: Robert A. Livingston | Management | Y | For | For | ||||||||||||||||||
AMPHENOL CORPORATION | APH | 032095101 | 19-May-2021 | Election of Director: Martin H. Loeffler | Management | Y | For | For | ||||||||||||||||||
AMPHENOL CORPORATION | APH | 032095101 | 19-May-2021 | Election of Director: R. Adam Norwitt | Management | Y | For | For | ||||||||||||||||||
AMPHENOL CORPORATION | APH | 032095101 | 19-May-2021 | Election of Director: Anne Clarke Wolff | Management | Y | For | For | ||||||||||||||||||
AMPHENOL CORPORATION | APH | 032095101 | 19-May-2021 | Ratify the Selection of Deloitte & Touche LLP as Independent Public Accountants. | Management | Y | For | For | ||||||||||||||||||
AMPHENOL CORPORATION | APH | 032095101 | 19-May-2021 | Advisory Vote to Approve Compensation of Named Executive Officers. | Management | Y | Against | Against | ||||||||||||||||||
AMPHENOL CORPORATION | APH | 032095101 | 19-May-2021 | Ratify and Approve the Amended and Restated 2017 Stock Purchase Option Plan for Key Employees of Amphenol and Subsidiaries. | Management | Y | For | For | ||||||||||||||||||
AMPHENOL CORPORATION | APH | 032095101 | 19-May-2021 | Approve an Amendment to the Company's Certificate of Incorporation to Increase the Number of Authorized Shares. | Management | Y | For | For | ||||||||||||||||||
AMPHENOL CORPORATION | APH | 032095101 | 19-May-2021 | Stockholder Proposal: Improve Our Catch-22 Proxy Access. | Shareholder | Y | Against | For | ||||||||||||||||||
CDW CORP | CDW | 12514G108 | 20-May-2021 | Election of Director for a term to Expire at 2022 Annual Meeting: Virginia C. Addicott | Management | Y | For | For |
Mid Cap Fund
CDW CORP | CDW | 12514G108 | 20-May-2021 | Election of Director for a term to Expire at 2022 Annual Meeting: James A. Bell | Management | Y | For | For | ||||||||||||||||||
CDW CORP | CDW | 12514G108 | 20-May-2021 | Election of Director for a term to Expire at 2022 Annual Meeting: Lynda M. Clarizio | Management | Y | For | For | ||||||||||||||||||
CDW CORP | CDW | 12514G108 | 20-May-2021 | Election of Director for a term to Expire at 2022 Annual Meeting: Paul J. Finnegan | Management | Y | For | For | ||||||||||||||||||
CDW CORP | CDW | 12514G108 | 20-May-2021 | Election of Director for a term to Expire at 2022 Annual Meeting: Anthony R. Foxx | Management | Y | For | For | ||||||||||||||||||
CDW CORP | CDW | 12514G108 | 20-May-2021 | Election of Director for a term to Expire at 2022 Annual Meeting: Christine A. Leahy | Management | Y | For | For | ||||||||||||||||||
CDW CORP | CDW | 12514G108 | 20-May-2021 | Election of Director for a term to Expire at 2022 Annual Meeting: Sanjay Mehrotra | Management | Y | For | For | ||||||||||||||||||
CDW CORP | CDW | 12514G108 | 20-May-2021 | Election of Director for a term to Expire at 2022 Annual Meeting: David W. Nelms | Management | Y | For | For | ||||||||||||||||||
CDW CORP | CDW | 12514G108 | 20-May-2021 | Election of Director for a term to Expire at 2022 Annual Meeting: Joseph R. Swedish | Management | Y | For | For | ||||||||||||||||||
CDW CORP | CDW | 12514G108 | 20-May-2021 | Election of Director for a term to Expire at 2022 Annual Meeting: Donna F. Zarcone | Management | Y | For | For | ||||||||||||||||||
CDW CORP | CDW | 12514G108 | 20-May-2021 | To approve, on an advisory basis, named executive officer compensation. | Management | Y | For | For | ||||||||||||||||||
CDW CORP | CDW | 12514G108 | 20-May-2021 | To ratify the selection of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Management | Y | For | For | ||||||||||||||||||
CDW CORP | CDW | 12514G108 | 20-May-2021 | To approve the amendment to the Company's Certificate of Incorporation to eliminate the supermajority voting requirement in Article Eleven and to make certain non-substantive changes. | Management | Y | For | For | ||||||||||||||||||
CDW CORP | CDW | 12514G108 | 20-May-2021 | To approve the amendment to the Company's Certificate of Incorporation to eliminate the obsolete competition and corporate opportunity provision. | Management | Y | For | For | ||||||||||||||||||
CDW CORP | CDW | 12514G108 | 20-May-2021 | To approve the CDW Corporation 2021 Long-Term Incentive Plan. | Management | Y | For | For | ||||||||||||||||||
CDW CORP | CDW | 12514G108 | 20-May-2021 | To approve the amendment to the CDW Corporation Coworker Stock Purchase Plan. | Management | Y | For | For | ||||||||||||||||||
ARISTA NETWORKS, INC. | ANET | 040413106 | 01-Jun-2021 | Kelly Battles | Management | Y | For | For | ||||||||||||||||||
ARISTA NETWORKS, INC. | ANET | 040413106 | 01-Jun-2021 | Andreas Bechtolsheim | Management | Y | For | For | ||||||||||||||||||
ARISTA NETWORKS, INC. | ANET | 040413106 | 01-Jun-2021 | Jayshree Ullal | Management | Y | For | For | ||||||||||||||||||
ARISTA NETWORKS, INC. | ANET | 040413106 | 01-Jun-2021 | Approval, on an advisory basis, of the compensation of the named executive officers. | Management | Y | For | For | ||||||||||||||||||
ARISTA NETWORKS, INC. | ANET | 040413106 | 01-Jun-2021 | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2021. | Management | Y | For | For | ||||||||||||||||||
GARTNER, INC. | IT | 366651107 | 03-Jun-2021 | Election of Director for term expiring in 2022: Peter E. Bisson | Management | Y | For | For | ||||||||||||||||||
GARTNER, INC. | IT | 366651107 | 03-Jun-2021 | Election of Director for term expiring in 2022: Richard J. Bressler | Management | Y | For | For | ||||||||||||||||||
GARTNER, INC. | IT | 366651107 | 03-Jun-2021 | Election of Director for term expiring in 2022: Raul E. Cesan | Management | Y | For | For | ||||||||||||||||||
GARTNER, INC. | IT | 366651107 | 03-Jun-2021 | Election of Director for term expiring in 2022: Karen E. Dykstra | Management | Y | For | For | ||||||||||||||||||
GARTNER, INC. | IT | 366651107 | 03-Jun-2021 | Election of Director for term expiring in 2022: Anne Sutherland Fuchs | Management | Y | For | For | ||||||||||||||||||
GARTNER, INC. | IT | 366651107 | 03-Jun-2021 | Election of Director for term expiring in 2022: William O. Grabe | Management | Y | For | For | ||||||||||||||||||
GARTNER, INC. | IT | 366651107 | 03-Jun-2021 | Election of Director for term expiring in 2022: Eugene A. Hall | Management | Y | For | For | ||||||||||||||||||
GARTNER, INC. | IT | 366651107 | 03-Jun-2021 | Election of Director for term expiring in 2022: Stephen G. Pagliuca | Management | Y | For | For | ||||||||||||||||||
GARTNER, INC. | IT | 366651107 | 03-Jun-2021 | Election of Director for term expiring in 2022: Eileen M. Serra | Management | Y | For | For | ||||||||||||||||||
GARTNER, INC. | IT | 366651107 | 03-Jun-2021 | Election of Director for term expiring in 2022: James C. Smith | Management | Y | For | For | ||||||||||||||||||
GARTNER, INC. | IT | 366651107 | 03-Jun-2021 | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | Y | Against | Against | ||||||||||||||||||
GARTNER, INC. | IT | 366651107 | 03-Jun-2021 | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the 2021 fiscal year. | Management | Y | For | For | ||||||||||||||||||
GARTNER, INC. | IT | 366651107 | 03-Jun-2021 | Approval of the Amended and Restated 2011 Employee Stock Purchase Plan. | Management | Y | For | For |
Mid Cap Fund
MOELIS & COMPANY | MC | 60786M105 | 03-Jun-2021 | Kenneth Moelis | Management | Y | For | For | ||||||||||||||||||
MOELIS & COMPANY | MC | 60786M105 | 03-Jun-2021 | Eric Cantor | Management | Y | For | For | ||||||||||||||||||
MOELIS & COMPANY | MC | 60786M105 | 03-Jun-2021 | John A. Allison IV | Management | Y | For | For | ||||||||||||||||||
MOELIS & COMPANY | MC | 60786M105 | 03-Jun-2021 | Yolanda Richardson | Management | Y | For | For | ||||||||||||||||||
MOELIS & COMPANY | MC | 60786M105 | 03-Jun-2021 | Kenneth L. Shropshire | Management | Y | For | For | ||||||||||||||||||
MOELIS & COMPANY | MC | 60786M105 | 03-Jun-2021 | To approve, on an advisory basis, the compensation of our Named Executive Officers. | Management | Y | Against | Against | ||||||||||||||||||
MOELIS & COMPANY | MC | 60786M105 | 03-Jun-2021 | Proposal to ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | Y | For | For | ||||||||||||||||||
DOLLAR TREE, INC. | DLTR | 256746108 | 10-Jun-2021 | Election of Director: Arnold S. Barron | Management | Y | For | For | ||||||||||||||||||
DOLLAR TREE, INC. | DLTR | 256746108 | 10-Jun-2021 | Election of Director: Gregory M. Bridgeford | Management | Y | For | For | ||||||||||||||||||
DOLLAR TREE, INC. | DLTR | 256746108 | 10-Jun-2021 | Election of Director: Thomas W. Dickson | Management | Y | For | For | ||||||||||||||||||
DOLLAR TREE, INC. | DLTR | 256746108 | 10-Jun-2021 | Election of Director: Lemuel E. Lewis | Management | Y | For | For | ||||||||||||||||||
DOLLAR TREE, INC. | DLTR | 256746108 | 10-Jun-2021 | Election of Director: Jeffrey G. Naylor | Management | Y | For | For | ||||||||||||||||||
DOLLAR TREE, INC. | DLTR | 256746108 | 10-Jun-2021 | Election of Director: Winnie Y. Park | Management | Y | For | For | ||||||||||||||||||
DOLLAR TREE, INC. | DLTR | 256746108 | 10-Jun-2021 | Election of Director: Bob Sasser | Management | Y | For | For | ||||||||||||||||||
DOLLAR TREE, INC. | DLTR | 256746108 | 10-Jun-2021 | Election of Director: Stephanie P. Stahl | Management | Y | For | For | ||||||||||||||||||
DOLLAR TREE, INC. | DLTR | 256746108 | 10-Jun-2021 | Election of Director: Carrie A. Wheeler | Management | Y | For | For | ||||||||||||||||||
DOLLAR TREE, INC. | DLTR | 256746108 | 10-Jun-2021 | Election of Director: Thomas E. Whiddon | Management | Y | For | For | ||||||||||||||||||
DOLLAR TREE, INC. | DLTR | 256746108 | 10-Jun-2021 | Election of Director: Michael A. Witynski | Management | Y | For | For | ||||||||||||||||||
DOLLAR TREE, INC. | DLTR | 256746108 | 10-Jun-2021 | To approve, by a non-binding advisory vote, the compensation of the Company's named executive officers. | Management | Y | Against | Against | ||||||||||||||||||
DOLLAR TREE, INC. | DLTR | 256746108 | 10-Jun-2021 | To ratify the selection of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year 2021. | Management | Y | For | For | ||||||||||||||||||
DOLLAR TREE, INC. | DLTR | 256746108 | 10-Jun-2021 | To approve the Company's 2021 Omnibus Incentive Plan. | Management | Y | For | For | ||||||||||||||||||
BROOKFIELD ASSET MANAGEMENT INC. | BAM | 112585104 | 11-Jun-2021 | M. Elyse Allan | Management | Y | For | For | ||||||||||||||||||
BROOKFIELD ASSET MANAGEMENT INC. | BAM | 112585104 | 11-Jun-2021 | Angela F. Braly | Management | Y | For | For | ||||||||||||||||||
BROOKFIELD ASSET MANAGEMENT INC. | BAM | 112585104 | 11-Jun-2021 | Janice Fukakusa | Management | Y | For | For | ||||||||||||||||||
BROOKFIELD ASSET MANAGEMENT INC. | BAM | 112585104 | 11-Jun-2021 | Maureen Kempston Darkes | Management | Y | For | For | ||||||||||||||||||
BROOKFIELD ASSET MANAGEMENT INC. | BAM | 112585104 | 11-Jun-2021 | Frank J. McKenna | Management | Y | For | For | ||||||||||||||||||
BROOKFIELD ASSET MANAGEMENT INC. | BAM | 112585104 | 11-Jun-2021 | Hutham S. Olayan | Management | Y | For | For |
Mid Cap Fund
BROOKFIELD ASSET MANAGEMENT INC. | BAM | 112585104 | 11-Jun-2021 | Seek Ngee Huat | Management | Y | For | For | ||||||||||||||||||
BROOKFIELD ASSET MANAGEMENT INC. | BAM | 112585104 | 11-Jun-2021 | Diana L. Taylor | Management | Y | For | For | ||||||||||||||||||
BROOKFIELD ASSET MANAGEMENT INC. | BAM | 112585104 | 11-Jun-2021 | The appointment of Deloitte LLP as the external auditor and authorizing the directors to set its remuneration. | Management | Y | For | For | ||||||||||||||||||
BROOKFIELD ASSET MANAGEMENT INC. | BAM | 112585104 | 11-Jun-2021 | The Say on Pay Resolution set out in the Corporation's Management Information Circular dated April 30, 2021 (the "Circular"). | Management | Y | For | For | ||||||||||||||||||
W. R. BERKLEY CORPORATION | WRB | 084423102 | 15-Jun-2021 | Election of Director: William R. Berkley | Management | Y | For | For | ||||||||||||||||||
W. R. BERKLEY CORPORATION | WRB | 084423102 | 15-Jun-2021 | Election of Director: Christopher L. Augostini | Management | Y | For | For | ||||||||||||||||||
W. R. BERKLEY CORPORATION | WRB | 084423102 | 15-Jun-2021 | Election of Director: Mark E. Brockbank | Management | Y | For | For | ||||||||||||||||||
W. R. BERKLEY CORPORATION | WRB | 084423102 | 15-Jun-2021 | Election of Director: Mark L. Shapiro | Management | Y | For | For | ||||||||||||||||||
W. R. BERKLEY CORPORATION | WRB | 084423102 | 15-Jun-2021 | Election of Director: Jonathan Talisman | Management | Y | For | For | ||||||||||||||||||
W. R. BERKLEY CORPORATION | WRB | 084423102 | 15-Jun-2021 | To approve an increase in the number of shares reserved under the W. R. Berkley Corporation 2009 Directors Stock Plan as Amended and Restated. | Management | Y | For | For | ||||||||||||||||||
W. R. BERKLEY CORPORATION | WRB | 084423102 | 15-Jun-2021 | Non-binding advisory vote on a resolution approving the compensation of the Company's named executive officers pursuant to the compensation disclosure rules of the U.S. Securities and Exchange Commission, or "say-on-pay" vote. | Management | Y | For | For | ||||||||||||||||||
W. R. BERKLEY CORPORATION | WRB | 084423102 | 15-Jun-2021 | Ratification of the appointment of KPMG LLP as the independent registered public accounting firm for the Company for the fiscal year ending December 31, 2021. | Management | Y | For | For | ||||||||||||||||||
DUN & BRADSTREET HOLDINGS, INC. | DNB | 26484T106 | 17-Jun-2021 | Anthony M. Jabbour | Management | Y | For | For | ||||||||||||||||||
DUN & BRADSTREET HOLDINGS, INC. | DNB | 26484T106 | 17-Jun-2021 | Douglas K. Ammerman | Management | Y | For | For | ||||||||||||||||||
DUN & BRADSTREET HOLDINGS, INC. | DNB | 26484T106 | 17-Jun-2021 | Keith J. Jackson | Management | Y | For | For | ||||||||||||||||||
DUN & BRADSTREET HOLDINGS, INC. | DNB | 26484T106 | 17-Jun-2021 | Approval of a non-binding advisory resolution on the compensation paid to our named executive officers. | Management | Y | Against | Against | ||||||||||||||||||
DUN & BRADSTREET HOLDINGS, INC. | DNB | 26484T106 | 17-Jun-2021 | Selection, on a non-binding advisory basis, of the frequency (annual or "1 Year", biennial or "2 Years", triennial or "3 Years") with which we solicit future non-binding advisory votes on the compensation paid to our named executive officers. | Management | Y | 1 Year | For |
Mid Cap Fund
DUN & BRADSTREET HOLDINGS, INC. | DNB | 26484T106 | 17-Jun-2021 | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the 2021 fiscal year. | Management | Y | For | For | ||||||||||||||||||
CANNAE HOLDINGS, INC. | CNNE | 13765N107 | 23-Jun-2021 | William P. Foley, II | Management | Y | For | For | ||||||||||||||||||
CANNAE HOLDINGS, INC. | CNNE | 13765N107 | 23-Jun-2021 | David Aung | Management | Y | For | For | ||||||||||||||||||
CANNAE HOLDINGS, INC. | CNNE | 13765N107 | 23-Jun-2021 | Frank R. Martire | Management | Y | For | For | ||||||||||||||||||
CANNAE HOLDINGS, INC. | CNNE | 13765N107 | 23-Jun-2021 | Richard N. Massey | Management | Y | For | For | ||||||||||||||||||
CANNAE HOLDINGS, INC. | CNNE | 13765N107 | 23-Jun-2021 | Approval of a non-binding advisory resolution on the compensation paid to our named executive officers. | Management | Y | Against | Against | ||||||||||||||||||
CANNAE HOLDINGS, INC. | CNNE | 13765N107 | 23-Jun-2021 | Ratification of the appointment of Deloitte as our independent registered public accounting firm for the 2021 fiscal year. | Management | Y | For | For | ||||||||||||||||||
ARMSTRONG WORLD INDUSTRIES, INC. | AWI | 04247X102 | 24-Jun-2021 | Stan A. Askren | Management | Y | For | For | ||||||||||||||||||
ARMSTRONG WORLD INDUSTRIES, INC. | AWI | 04247X102 | 24-Jun-2021 | Victor D. Grizzle | Management | Y | For | For | ||||||||||||||||||
ARMSTRONG WORLD INDUSTRIES, INC. | AWI | 04247X102 | 24-Jun-2021 | Tao Huang | Management | Y | For | For | ||||||||||||||||||
ARMSTRONG WORLD INDUSTRIES, INC. | AWI | 04247X102 | 24-Jun-2021 | Barbara L. Loughran | Management | Y | For | For | ||||||||||||||||||
ARMSTRONG WORLD INDUSTRIES, INC. | AWI | 04247X102 | 24-Jun-2021 | Larry S. McWilliams | Management | Y | For | For | ||||||||||||||||||
ARMSTRONG WORLD INDUSTRIES, INC. | AWI | 04247X102 | 24-Jun-2021 | James C. Melville | Management | Y | For | For | ||||||||||||||||||
ARMSTRONG WORLD INDUSTRIES, INC. | AWI | 04247X102 | 24-Jun-2021 | Wayne R. Shurts | Management | Y | For | For | ||||||||||||||||||
ARMSTRONG WORLD INDUSTRIES, INC. | AWI | 04247X102 | 24-Jun-2021 | Roy W. Templin | Management | Y | For | For | ||||||||||||||||||
ARMSTRONG WORLD INDUSTRIES, INC. | AWI | 04247X102 | 24-Jun-2021 | Cherryl T. Thomas | Management | Y | For | For | ||||||||||||||||||
ARMSTRONG WORLD INDUSTRIES, INC. | AWI | 04247X102 | 24-Jun-2021 | To ratify the selection of KPMG LLP as our independent registered public accounting firm for 2021. | Management | Y | For | For | ||||||||||||||||||
ARMSTRONG WORLD INDUSTRIES, INC. | AWI | 04247X102 | 24-Jun-2021 | To approve, on an advisory basis, our Executive Compensation Program. | Management | Y | For | For | ||||||||||||||||||
CARMAX, INC. | KMX | 143130102 | 29-Jun-2021 | Election of Director for a one year term expiring at the 2022 Annual Shareholder's Meeting: Peter J. Bensen | Management | Y | For | For | ||||||||||||||||||
CARMAX, INC. | KMX | 143130102 | 29-Jun-2021 | Election of Director for a one year term expiring at the 2022 Annual Shareholder's Meeting: Ronald E. Blaylock | Management | Y | For | For | ||||||||||||||||||
CARMAX, INC. | KMX | 143130102 | 29-Jun-2021 | Election of Director for a one year term expiring at the 2022 Annual Shareholder's Meeting: Sona Chawla | Management | Y | For | For |
Mid Cap Fund
CARMAX, INC. | KMX | 143130102 | 29-Jun-2021 | Election of Director for a one year term expiring at the 2022 Annual Shareholder's Meeting: Thomas J. Folliard | Management | Y | For | For | ||||||||||||||||||
CARMAX, INC. | KMX | 143130102 | 29-Jun-2021 | Election of Director for a one year term expiring at the 2022 Annual Shareholder's Meeting: Shira Goodman | Management | Y | For | For | ||||||||||||||||||
CARMAX, INC. | KMX | 143130102 | 29-Jun-2021 | Election of Director for a one year term expiring at the 2022 Annual Shareholder's Meeting: Robert J. Hombach | Management | Y | For | For | ||||||||||||||||||
CARMAX, INC. | KMX | 143130102 | 29-Jun-2021 | Election of Director for a one year term expiring at the 2022 Annual Shareholder's Meeting: David W. McCreight | Management | Y | For | For | ||||||||||||||||||
CARMAX, INC. | KMX | 143130102 | 29-Jun-2021 | Election of Director for a one year term expiring at the 2022 Annual Shareholder's Meeting: William D. Nash | Management | Y | For | For | ||||||||||||||||||
CARMAX, INC. | KMX | 143130102 | 29-Jun-2021 | Election of Director for a one year term expiring at the 2022 Annual Shareholder's Meeting: Mark F. O'Neil | Management | Y | For | For | ||||||||||||||||||
CARMAX, INC. | KMX | 143130102 | 29-Jun-2021 | Election of Director for a one year term expiring at the 2022 Annual Shareholder's Meeting: Pietro Satriano | Management | Y | For | For | ||||||||||||||||||
CARMAX, INC. | KMX | 143130102 | 29-Jun-2021 | Election of Director for a one year term expiring at the 2022 Annual Shareholder's Meeting: Marcella Shinder | Management | Y | For | For | ||||||||||||||||||
CARMAX, INC. | KMX | 143130102 | 29-Jun-2021 | Election of Director for a one year term expiring at the 2022 Annual Shareholder's Meeting: Mitchell D. Steenrod | Management | Y | For | For | ||||||||||||||||||
CARMAX, INC. | KMX | 143130102 | 29-Jun-2021 | To ratify the appointment of KPMG LLP as independent registered public accounting firm. | Management | Y | For | For | ||||||||||||||||||
CARMAX, INC. | KMX | 143130102 | 29-Jun-2021 | To vote on an advisory resolution to approve the compensation of our named executive officers. | Management | Y | Against | Against | ||||||||||||||||||
CARMAX, INC. | KMX | 143130102 | 29-Jun-2021 | To vote on a shareholder proposal regarding a report on political contributions, if properly presented at the meeting. | Shareholder | Y | Against | For |
Small Cap Fund
Name of Issuer | Ticker Symbol | CUSIP | Meeting Date | Proposal | Type | Registrant Vote Case | Vote on Proxyedge | For/Against Management | ||||||||||||||||||
BOX INC | BOX | 10316T104 | 15-Jul-2020 | Sue Barsamian | Management | Y | For | For | ||||||||||||||||||
BOX INC | BOX | 10316T104 | 15-Jul-2020 | Carl Bass | Management | Y | For | For | ||||||||||||||||||
BOX INC | BOX | 10316T104 | 15-Jul-2020 | Jack Lazar | Management | Y | For | For | ||||||||||||||||||
BOX INC | BOX | 10316T104 | 15-Jul-2020 | To approve, on an advisory basis, the compensation of our named executive officers. | Management | Y | For | For | ||||||||||||||||||
BOX INC | BOX | 10316T104 | 15-Jul-2020 | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year ending January 31, 2021. | Management | Y | For | For | ||||||||||||||||||
MARVELL TECHNOLOGY GROUP LTD. | MRVL | G5876H105 | 23-Jul-2020 | Election of Director: Tudor Brown | Management | Y | Abstain | Against | ||||||||||||||||||
MARVELL TECHNOLOGY GROUP LTD. | MRVL | G5876H105 | 23-Jul-2020 | Election of Director: Brad Buss | Management | Y | Abstain | Against | ||||||||||||||||||
MARVELL TECHNOLOGY GROUP LTD. | MRVL | G5876H105 | 23-Jul-2020 | Election of Director: Edward Frank | Management | Y | Abstain | Against | ||||||||||||||||||
MARVELL TECHNOLOGY GROUP LTD. | MRVL | G5876H105 | 23-Jul-2020 | Election of Director: Richard S. Hill | Management | Y | Abstain | Against | ||||||||||||||||||
MARVELL TECHNOLOGY GROUP LTD. | MRVL | G5876H105 | 23-Jul-2020 | Election of Director: Bethany Mayer | Management | Y | Abstain | Against | ||||||||||||||||||
MARVELL TECHNOLOGY GROUP LTD. | MRVL | G5876H105 | 23-Jul-2020 | Election of Director: Matthew J. Murphy | Management | Y | Abstain | Against | ||||||||||||||||||
MARVELL TECHNOLOGY GROUP LTD. | MRVL | G5876H105 | 23-Jul-2020 | Election of Director: Michael Strachan | Management | Y | Abstain | Against | ||||||||||||||||||
MARVELL TECHNOLOGY GROUP LTD. | MRVL | G5876H105 | 23-Jul-2020 | Election of Director: Robert E. Switz | Management | Y | Abstain | Against | ||||||||||||||||||
MARVELL TECHNOLOGY GROUP LTD. | MRVL | G5876H105 | 23-Jul-2020 | An advisory (non-binding) vote to approve compensation of our named executive officers. | Management | Y | Abstain | Against | ||||||||||||||||||
MARVELL TECHNOLOGY GROUP LTD. | MRVL | G5876H105 | 23-Jul-2020 | The appointment of Deloitte & Touche LLP as our auditors and independent registered public accounting firm, and authorization of the audit committee, acting on behalf of our board of directors, to fix the remuneration of the firm for the fiscal year ending January 30, 2021. | Management | Y | Abstain | Against | ||||||||||||||||||
REXNORD CORPORATION | RXN | 76169B102 | 23-Jul-2020 | Thomas D. Christopoul | Management | Y | For | For | ||||||||||||||||||
REXNORD CORPORATION | RXN | 76169B102 | 23-Jul-2020 | John S. Stroup | Management | Y | For | For | ||||||||||||||||||
REXNORD CORPORATION | RXN | 76169B102 | 23-Jul-2020 | Peggy N. Troy | Management | Y | For | For |
Small Cap Fund
Name of Issuer | Ticker Symbol | CUSIP | Meeting Date | Proposal | Type | Registrant Vote Case | Vote on Proxyedge | For/Against Management | ||||||||||||||||||
REXNORD CORPORATION | RXN | 76169B102 | 23-Jul-2020 | Advisory vote to approve the compensation of Rexnord Corporation's named executive officers, as disclosed in "Compensation Discussion and Analysis" and "Executive Compensation" in the Proxy Statement. | Management | Y | For | For | ||||||||||||||||||
REXNORD CORPORATION | RXN | 76169B102 | 23-Jul-2020 | Ratification of the selection of Ernst & Young LLP as Rexnord Corporation's independent registered public accounting firm for the transition period from April 1, 2020, to December 31, 2020. | Management | Y | For | For | ||||||||||||||||||
ENERSYS | ENS | 29275Y102 | 30-Jul-2020 | Election of Class I Director: Caroline Chan | Management | Y | For | For | ||||||||||||||||||
ENERSYS | ENS | 29275Y102 | 30-Jul-2020 | Election of Class I Director: Steven M. Fludder | Management | Y | For | For | ||||||||||||||||||
ENERSYS | ENS | 29275Y102 | 30-Jul-2020 | Election of Class I Director: Paul J. Tufano | Management | Y | For | For | ||||||||||||||||||
ENERSYS | ENS | 29275Y102 | 30-Jul-2020 | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for fiscal year ending March 31, 2021. | Management | Y | For | For | ||||||||||||||||||
ENERSYS | ENS | 29275Y102 | 30-Jul-2020 | An advisory vote to approve the compensation of EnerSys' named executive officers. | Management | Y | For | For | ||||||||||||||||||
ENERSYS | ENS | 29275Y102 | 30-Jul-2020 | An advisory vote on the frequency of future advisory votes on executive compensation. | Management | Y | 1 Year | For | ||||||||||||||||||
LIVERAMP HOLDINGS, INC. | RAMP | 53815P108 | 11-Aug-2020 | Election of Director: Timothy R. Cadogan | Management | Y | For | For | ||||||||||||||||||
LIVERAMP HOLDINGS, INC. | RAMP | 53815P108 | 11-Aug-2020 | Election of Director: Vivian Chow | Management | Y | For | For | ||||||||||||||||||
LIVERAMP HOLDINGS, INC. | RAMP | 53815P108 | 11-Aug-2020 | Election of Director: Scott E. Howe | Management | Y | Against | Against | ||||||||||||||||||
LIVERAMP HOLDINGS, INC. | RAMP | 53815P108 | 11-Aug-2020 | Advisory (non-binding) vote to approve the compensation of the Company's named executive officers. | Management | Y | Against | Against | ||||||||||||||||||
LIVERAMP HOLDINGS, INC. | RAMP | 53815P108 | 11-Aug-2020 | Ratification of KPMG LLP as the Company's independent registered public accountant for Fiscal Year 2021. | Management | Y | For | For | ||||||||||||||||||
KORNIT DIGITAL LTD. | KRNT | M6372Q113 | 12-Aug-2020 | To re-elect Mr. Ofer Ben Zur for a three-year term as a Class II director of the Company, until the Company's annual general meeting of shareholders in 2023 and until his successor is duly elected and qualified. | Management | Y | For | For |
Small Cap Fund
Name of Issuer | Ticker Symbol | CUSIP | Meeting Date | Proposal | Type | Registrant Vote Case | Vote on Proxyedge | For/Against Management | ||||||||||||||||||
KORNIT DIGITAL LTD. | KRNT | M6372Q113 | 12-Aug-2020 | To re-elect Ms. Lauri Hanover for a three-year term as a Class II director of the Company, until the Company's annual general meeting of shareholders in 2023 and until her successor is duly elected and qualified. | Management | Y | For | For | ||||||||||||||||||
KORNIT DIGITAL LTD. | KRNT | M6372Q113 | 12-Aug-2020 | To re-elect Mr. Gabi Seligsohn for a three-year term as a Class II director of the Company, until the Company's annual general meeting of shareholders in 2023 and until his successor is duly elected and qualified. | Management | Y | For | For | ||||||||||||||||||
KORNIT DIGITAL LTD. | KRNT | M6372Q113 | 12-Aug-2020 | To re-elect Mr. Yehoshua (Shuki) Nir for a two-year term as a Class I director of the Company, until the Company's annual general meeting of shareholders in 2022 and until his successor is duly elected and qualified. | Management | Y | For | For | ||||||||||||||||||
KORNIT DIGITAL LTD. | KRNT | M6372Q113 | 12-Aug-2020 | Re-appointment of Kost Forer Gabbay & Kasierer, registered public accounting firm, a member firm of Ernst & Young Global, as the Company's independent registered public accounting firm for the year ending December 31, 2020 and until the Company's 2021 annual general meeting of shareholders, and to authorize the Company's board of directors (or the audit committee thereof) to fix such accounting firm's annual compensation. | Management | Y | For | For | ||||||||||||||||||
KORNIT DIGITAL LTD. | KRNT | M6372Q113 | 12-Aug-2020 | Re-adoption and amendment of the compensation policy for the Company's office holders (as defined in the Israeli Companies Law, 5759-1999 (the "Companies Law")). | Management | Y | For | For | ||||||||||||||||||
KORNIT DIGITAL LTD. | KRNT | M6372Q113 | 12-Aug-2020 | By checking the box marked "FOR", the undersigned hereby confirms that he, she or it is not a "controlling shareholder" and does not have a "personal interest" (i.e., a conflict of interest) in the approval of Proposal 4 (in each case as defined in the Companies Law and described in the Proxy Statement). If the undersigned or a related party of the undersigned is a controlling shareholder or has such a conflict of interest, check the box "AGAINST".[MUST COMPLETE ITEM 4A] | Management | N | No Action | |||||||||||||||||||
KORNIT DIGITAL LTD. | KRNT | M6372Q113 | 12-Aug-2020 | Approval of an amended compensation package for Mr. Ronen Samuel, the Company's chief executive officer. | Management | Y | For | For |
Small Cap Fund
Name of Issuer | Ticker Symbol | CUSIP | Meeting Date | Proposal | Type | Registrant Vote Case | Vote on Proxyedge | For/Against Management | ||||||||||||||||||
KORNIT DIGITAL LTD. | KRNT | M6372Q113 | 12-Aug-2020 | By checking the box marked "FOR", the undersigned hereby confirms that he, she or it is not a "controlling shareholder" and does not have a "personal interest" (i.e., a conflict of interest) in the approval of Proposal 5 (in each case as defined in the Companies Law and described in the Proxy Statement). If the undersigned or a related party of the undersigned is a controlling shareholder or has such a conflict of interest, check the box "AGAINST". [MUST COMPLETE ITEM 5A] | Management | N | No Action | |||||||||||||||||||
KORNIT DIGITAL LTD. | KRNT | M6372Q113 | 12-Aug-2020 | Approval of the terms of an updated annual compensation package for all current and future non-employee directors of the Company, including cash compensation, grants of restricted share units and other customary compensation elements. | Management | Y | For | For | ||||||||||||||||||
COMMVAULT SYSTEMS, INC. | CVLT | 204166102 | 27-Aug-2020 | Election of Director: R. Todd Bradley | Management | Y | For | For | ||||||||||||||||||
COMMVAULT SYSTEMS, INC. | CVLT | 204166102 | 27-Aug-2020 | Election of Director: Charles Moran | Management | Y | For | For | ||||||||||||||||||
COMMVAULT SYSTEMS, INC. | CVLT | 204166102 | 27-Aug-2020 | Election of Director: Allison Pickens | Management | Y | For | For | ||||||||||||||||||
COMMVAULT SYSTEMS, INC. | CVLT | 204166102 | 27-Aug-2020 | Election of Director: Arlen Shenkman | Management | Y | For | For | ||||||||||||||||||
COMMVAULT SYSTEMS, INC. | CVLT | 204166102 | 27-Aug-2020 | Approve amendments to the Company's articles of incorporation to de-classify the Board of Directors. | Management | Y | For | For | ||||||||||||||||||
COMMVAULT SYSTEMS, INC. | CVLT | 204166102 | 27-Aug-2020 | Ratify the appointment of Ernst & Young as independent public accountants for the fiscal year ending March 31, 2021. | Management | Y | For | For | ||||||||||||||||||
COMMVAULT SYSTEMS, INC. | CVLT | 204166102 | 27-Aug-2020 | Approve amendment providing additional shares for grant under Company's Omnibus Incentive Plan. | Management | Y | For | For | ||||||||||||||||||
COMMVAULT SYSTEMS, INC. | CVLT | 204166102 | 27-Aug-2020 | Approve, by non-binding vote, the Company's executive compensation. | Management | Y | For | For | ||||||||||||||||||
KENNAMETAL INC. | KMT | 489170100 | 27-Oct-2020 | Joseph Alvarado | Management | Y | For | For | ||||||||||||||||||
KENNAMETAL INC. | KMT | 489170100 | 27-Oct-2020 | Cindy L. Davis | Management | Y | For | For | ||||||||||||||||||
KENNAMETAL INC. | KMT | 489170100 | 27-Oct-2020 | William J. Harvey | Management | Y | For | For | ||||||||||||||||||
KENNAMETAL INC. | KMT | 489170100 | 27-Oct-2020 | William M. Lambert | Management | Y | For | For | ||||||||||||||||||
KENNAMETAL INC. | KMT | 489170100 | 27-Oct-2020 | Lorraine M. Martin | Management | Y | For | For |
Small Cap Fund
Name of Issuer | Ticker Symbol | CUSIP | Meeting Date | Proposal | Type | Registrant Vote Case | Vote on Proxyedge | For/Against Management | ||||||||||||||||||
KENNAMETAL INC. | KMT | 489170100 | 27-Oct-2020 | Sagar A. Patel | Management | Y | For | For | ||||||||||||||||||
KENNAMETAL INC. | KMT | 489170100 | 27-Oct-2020 | Christopher Rossi | Management | Y | For | For | ||||||||||||||||||
KENNAMETAL INC. | KMT | 489170100 | 27-Oct-2020 | Lawrence W Stranghoener | Management | Y | For | For | ||||||||||||||||||
KENNAMETAL INC. | KMT | 489170100 | 27-Oct-2020 | Steven H. Wunning | Management | Y | For | For | ||||||||||||||||||
KENNAMETAL INC. | KMT | 489170100 | 27-Oct-2020 | Ratification of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for the Fiscal Year Ending June 30, 2021. | Management | Y | For | For | ||||||||||||||||||
KENNAMETAL INC. | KMT | 489170100 | 27-Oct-2020 | Non-Binding (Advisory) Vote to Approve the Compensation Paid to the Company's Named Executive Officers. | Management | Y | For | For | ||||||||||||||||||
KENNAMETAL INC. | KMT | 489170100 | 27-Oct-2020 | Approval of the Kennametal Inc. 2020 Stock and Incentive Plan. | Management | Y | For | For | ||||||||||||||||||
CATALENT, INC. | CTLT | 148806102 | 29-Oct-2020 | Election of Director: Madhavan Balachandran | Management | Y | For | For | ||||||||||||||||||
CATALENT, INC. | CTLT | 148806102 | 29-Oct-2020 | Election of Director: J. Martin Carroll | Management | Y | For | For | ||||||||||||||||||
CATALENT, INC. | CTLT | 148806102 | 29-Oct-2020 | Election of Director: Rolf Classon | Management | Y | For | For | ||||||||||||||||||
CATALENT, INC. | CTLT | 148806102 | 29-Oct-2020 | Election of Director: John J. Greisch | Management | Y | For | For | ||||||||||||||||||
CATALENT, INC. | CTLT | 148806102 | 29-Oct-2020 | Election of Director: Christa Kreuzburg | Management | Y | For | For | ||||||||||||||||||
CATALENT, INC. | CTLT | 148806102 | 29-Oct-2020 | Election of Director: Gregory T. Lucier | Management | Y | For | For | ||||||||||||||||||
CATALENT, INC. | CTLT | 148806102 | 29-Oct-2020 | Ratify the appointment of Ernst & Young LLP as our independent auditor. | Management | Y | For | For | ||||||||||||||||||
CATALENT, INC. | CTLT | 148806102 | 29-Oct-2020 | To approve, by non-binding vote, the compensation of our named executive officers. | Management | Y | For | For | ||||||||||||||||||
CARDIOVASCULAR SYSTEMS, INC. | CSII | 141619106 | 11-Nov-2020 | Election of Director: Martha Goldberg Aronson | Management | Y | For | For | ||||||||||||||||||
CARDIOVASCULAR SYSTEMS, INC. | CSII | 141619106 | 11-Nov-2020 | Election of Director: William Cohn, M.D. | Management | Y | For | For | ||||||||||||||||||
CARDIOVASCULAR SYSTEMS, INC. | CSII | 141619106 | 11-Nov-2020 | Election of Director: Stephen Stenbeck | Management | Y | For | For |
Small Cap Fund
Name of Issuer | Ticker Symbol | CUSIP | Meeting Date | Proposal | Type | Registrant Vote Case | Vote on Proxyedge | For/Against Management | ||||||||||||||||||
CARDIOVASCULAR SYSTEMS, INC. | CSII | 141619106 | 11-Nov-2020 | To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm of the Company for its fiscal year ending June 30, 2021. | Management | Y | For | For | ||||||||||||||||||
CARDIOVASCULAR SYSTEMS, INC. | CSII | 141619106 | 11-Nov-2020 | To approve, on an advisory basis, the compensation paid to our named executive officers as disclosed in the proxy statement. | Management | Y | Abstain | Against | ||||||||||||||||||
COVETRUS, INC. | CVET | 22304C100 | 17-Nov-2020 | To approve the conversion of the Series A Convertible Preferred Stock into shares of Common Stock pursuant to NASDAQ Listing Rule 5635(b) to provide for the elimination of the preferred dividends. | Management | Y | For | For | ||||||||||||||||||
COVETRUS, INC. | CVET | 22304C100 | 17-Nov-2020 | To approve an adjournment of the Special Meeting, if necessary or appropriate, to permit solicitation of additional proxies in favor of the above proposal. | Management | Y | For | For | ||||||||||||||||||
THE HAIN CELESTIAL GROUP, INC. | HAIN | 405217100 | 24-Nov-2020 | Election of Director: Richard A. Beck | Management | Y | For | For | ||||||||||||||||||
THE HAIN CELESTIAL GROUP, INC. | HAIN | 405217100 | 24-Nov-2020 | Election of Director: Celeste A. Clark | Management | Y | For | For | ||||||||||||||||||
THE HAIN CELESTIAL GROUP, INC. | HAIN | 405217100 | 24-Nov-2020 | Election of Director: Dean Hollis | Management | Y | For | For | ||||||||||||||||||
THE HAIN CELESTIAL GROUP, INC. | HAIN | 405217100 | 24-Nov-2020 | Election of Director: Shervin J. Korangy | Management | Y | For | For | ||||||||||||||||||
THE HAIN CELESTIAL GROUP, INC. | HAIN | 405217100 | 24-Nov-2020 | Election of Director: Mark L. Schiller | Management | Y | For | For | ||||||||||||||||||
THE HAIN CELESTIAL GROUP, INC. | HAIN | 405217100 | 24-Nov-2020 | Election of Director: Michael B. Sims | Management | Y | For | For | ||||||||||||||||||
THE HAIN CELESTIAL GROUP, INC. | HAIN | 405217100 | 24-Nov-2020 | Election of Director: Glenn W. Welling | Management | Y | For | For | ||||||||||||||||||
THE HAIN CELESTIAL GROUP, INC. | HAIN | 405217100 | 24-Nov-2020 | Election of Director: Dawn M. Zier | Management | Y | For | For | ||||||||||||||||||
THE HAIN CELESTIAL GROUP, INC. | HAIN | 405217100 | 24-Nov-2020 | To approve, on an advisory basis, named executive officer compensation. | Management | Y | For | For | ||||||||||||||||||
THE HAIN CELESTIAL GROUP, INC. | HAIN | 405217100 | 24-Nov-2020 | To ratify the appointment of Ernst & Young LLP to act as registered independent accountants of the Company for the fiscal year ending June 30, 2021. | Management | Y | For | For | ||||||||||||||||||
THE SIMPLY GOOD FOODS COMPANY | SMPL | 82900L102 | 21-Jan-2021 | Robert G. Montgomery | Management | Y | For | For | ||||||||||||||||||
THE SIMPLY GOOD FOODS COMPANY | SMPL | 82900L102 | 21-Jan-2021 | Joseph E. Scalzo | Management | Y | For | For | ||||||||||||||||||
THE SIMPLY GOOD FOODS COMPANY | SMPL | 82900L102 | 21-Jan-2021 | Joseph J. Schena | Management | Y | For | For |
Small Cap Fund
Name of Issuer | Ticker Symbol | CUSIP | Meeting Date | Proposal | Type | Registrant Vote Case | Vote on Proxyedge | For/Against Management | ||||||||||||||||||
THE SIMPLY GOOD FOODS COMPANY | SMPL | 82900L102 | 21-Jan-2021 | James D. White | Management | Y | For | For | ||||||||||||||||||
THE SIMPLY GOOD FOODS COMPANY | SMPL | 82900L102 | 21-Jan-2021 | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal year 2021. | Management | Y | For | For | ||||||||||||||||||
THE SIMPLY GOOD FOODS COMPANY | SMPL | 82900L102 | 21-Jan-2021 | To consider and vote upon the advisory vote to approve the compensation of our named executive officers. | Management | Y | For | For | ||||||||||||||||||
THE SCOTTS MIRACLE-GRO COMPANY | SMG | 810186106 | 25-Jan-2021 | Thomas N. Kelly Jr. | Management | Y | For | For | ||||||||||||||||||
THE SCOTTS MIRACLE-GRO COMPANY | SMG | 810186106 | 25-Jan-2021 | Peter E. Shumlin | Management | Y | For | For | ||||||||||||||||||
THE SCOTTS MIRACLE-GRO COMPANY | SMG | 810186106 | 25-Jan-2021 | John R. Vines | Management | Y | For | For | ||||||||||||||||||
THE SCOTTS MIRACLE-GRO COMPANY | SMG | 810186106 | 25-Jan-2021 | Approval, on an advisory basis, of the compensation of the Company's named executive officers. | Management | Y | For | For | ||||||||||||||||||
THE SCOTTS MIRACLE-GRO COMPANY | SMG | 810186106 | 25-Jan-2021 | Ratification of the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2021. | Management | Y | For | For | ||||||||||||||||||
EDGEWELL PERSONAL CARE COMPANY | EPC | 28035Q102 | 04-Feb-2021 | Election of Director: Robert W. Black | Management | Y | For | For | ||||||||||||||||||
EDGEWELL PERSONAL CARE COMPANY | EPC | 28035Q102 | 04-Feb-2021 | Election of Director: George R. Corbin | Management | Y | For | For | ||||||||||||||||||
EDGEWELL PERSONAL CARE COMPANY | EPC | 28035Q102 | 04-Feb-2021 | Election of Director: Daniel J. Heinrich | Management | Y | For | For | ||||||||||||||||||
EDGEWELL PERSONAL CARE COMPANY | EPC | 28035Q102 | 04-Feb-2021 | Election of Director: Carla C. Hendra | Management | Y | For | For | ||||||||||||||||||
EDGEWELL PERSONAL CARE COMPANY | EPC | 28035Q102 | 04-Feb-2021 | Election of Director: John C. Hunter, III | Management | Y | For | For | ||||||||||||||||||
EDGEWELL PERSONAL CARE COMPANY | EPC | 28035Q102 | 04-Feb-2021 | Election of Director: James C. Johnson | Management | Y | For | For | ||||||||||||||||||
EDGEWELL PERSONAL CARE COMPANY | EPC | 28035Q102 | 04-Feb-2021 | Election of Director: Rod R. Little | Management | Y | For | For | ||||||||||||||||||
EDGEWELL PERSONAL CARE COMPANY | EPC | 28035Q102 | 04-Feb-2021 | Election of Director: Joseph D. O'Leary | Management | Y | For | For | ||||||||||||||||||
EDGEWELL PERSONAL CARE COMPANY | EPC | 28035Q102 | 04-Feb-2021 | Election of Director: Rakesh Sachdev | Management | Y | For | For | ||||||||||||||||||
EDGEWELL PERSONAL CARE COMPANY | EPC | 28035Q102 | 04-Feb-2021 | Election of Director: Swan Sit | Management | Y | For | For |
Small Cap Fund
Name of Issuer | Ticker Symbol | CUSIP | Meeting Date | Proposal | Type | Registrant Vote Case | Vote on Proxyedge | For/Against Management | ||||||||||||||||||
EDGEWELL PERSONAL CARE COMPANY | EPC | 28035Q102 | 04-Feb-2021 | Election of Director: Gary K. Waring | Management | Y | For | For | ||||||||||||||||||
EDGEWELL PERSONAL CARE COMPANY | EPC | 28035Q102 | 04-Feb-2021 | To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for fiscal 2021. | Management | Y | For | For | ||||||||||||||||||
EDGEWELL PERSONAL CARE COMPANY | EPC | 28035Q102 | 04-Feb-2021 | To cast a non-binding advisory vote on executive compensation. | Management | Y | For | For | ||||||||||||||||||
PTC INC. | PTC | 69370C100 | 10-Feb-2021 | Janice Chaffin | Management | Y | For | For | ||||||||||||||||||
PTC INC. | PTC | 69370C100 | 10-Feb-2021 | Phillip Fernandez | Management | Y | For | For | ||||||||||||||||||
PTC INC. | PTC | 69370C100 | 10-Feb-2021 | James Heppelmann | Management | Y | For | For | ||||||||||||||||||
PTC INC. | PTC | 69370C100 | 10-Feb-2021 | Klaus Hoehn | Management | Y | For | For | ||||||||||||||||||
PTC INC. | PTC | 69370C100 | 10-Feb-2021 | Paul Lacy | Management | Y | For | For | ||||||||||||||||||
PTC INC. | PTC | 69370C100 | 10-Feb-2021 | Corinna Lathan | Management | Y | For | For | ||||||||||||||||||
PTC INC. | PTC | 69370C100 | 10-Feb-2021 | Blake Moret | Management | Y | For | For | ||||||||||||||||||
PTC INC. | PTC | 69370C100 | 10-Feb-2021 | Robert Schechter | Management | Y | For | For | ||||||||||||||||||
PTC INC. | PTC | 69370C100 | 10-Feb-2021 | Advisory vote to approve the compensation of our named executive officers (say-on-pay). | Management | Y | For | For | ||||||||||||||||||
PTC INC. | PTC | 69370C100 | 10-Feb-2021 | Advisory vote to confirm the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the current fiscal year. | Management | Y | For | For | ||||||||||||||||||
BEACON ROOFING SUPPLY, INC. | BECN | 073685109 | 19-Feb-2021 | Philip W. Knisely | Management | Y | For | For | ||||||||||||||||||
BEACON ROOFING SUPPLY, INC. | BECN | 073685109 | 19-Feb-2021 | Julian G. Francis | Management | Y | For | For | ||||||||||||||||||
BEACON ROOFING SUPPLY, INC. | BECN | 073685109 | 19-Feb-2021 | Carl T. Berquist | Management | Y | For | For | ||||||||||||||||||
BEACON ROOFING SUPPLY, INC. | BECN | 073685109 | 19-Feb-2021 | Barbara G. Fast | Management | Y | For | For | ||||||||||||||||||
BEACON ROOFING SUPPLY, INC. | BECN | 073685109 | 19-Feb-2021 | Richard W. Frost | Management | Y | For | For | ||||||||||||||||||
BEACON ROOFING SUPPLY, INC. | BECN | 073685109 | 19-Feb-2021 | Alan Gershenhorn | Management | Y | For | For |
Small Cap Fund
Name of Issuer | Ticker Symbol | CUSIP | Meeting Date | Proposal | Type | Registrant Vote Case | Vote on Proxyedge | For/Against Management | ||||||||||||||||||
BEACON ROOFING SUPPLY, INC. | BECN | 073685109 | 19-Feb-2021 | Robert M. McLaughlin | Management | Y | For | For | ||||||||||||||||||
BEACON ROOFING SUPPLY, INC. | BECN | 073685109 | 19-Feb-2021 | Neil S. Novich | Management | Y | For | For | ||||||||||||||||||
BEACON ROOFING SUPPLY, INC. | BECN | 073685109 | 19-Feb-2021 | Stuart A. Randle | Management | Y | For | For | ||||||||||||||||||
BEACON ROOFING SUPPLY, INC. | BECN | 073685109 | 19-Feb-2021 | Nathan K. Sleeper | Management | Y | For | For | ||||||||||||||||||
BEACON ROOFING SUPPLY, INC. | BECN | 073685109 | 19-Feb-2021 | Douglas L. Young | Management | Y | For | For | ||||||||||||||||||
BEACON ROOFING SUPPLY, INC. | BECN | 073685109 | 19-Feb-2021 | To ratify the selection of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2021. | Management | Y | For | For | ||||||||||||||||||
BEACON ROOFING SUPPLY, INC. | BECN | 073685109 | 19-Feb-2021 | To approve the compensation for our named executive officers as presented in the Compensation Discussion and Analysis, the compensation tables, and the related disclosures contained in the accompanying proxy statement on a non-binding, advisory basis | Management | Y | For | For | ||||||||||||||||||
CIENA CORPORATION | CIEN | 171779309 | 01-Apr-2021 | Election of Class III Director: Hassan M. Ahmed, Ph.D. | Management | Y | For | For | ||||||||||||||||||
CIENA CORPORATION | CIEN | 171779309 | 01-Apr-2021 | Election of Class III Director: Bruce L. Claflin | Management | Y | For | For | ||||||||||||||||||
CIENA CORPORATION | CIEN | 171779309 | 01-Apr-2021 | Election of Class III Director: T. Michael Nevens | Management | Y | For | For | ||||||||||||||||||
CIENA CORPORATION | CIEN | 171779309 | 01-Apr-2021 | Election of Class III Director: Patrick T. Gallagher | Management | Y | For | For | ||||||||||||||||||
CIENA CORPORATION | CIEN | 171779309 | 01-Apr-2021 | Approval of the amendment and restatement of our Employee Stock Purchase Plan to (a) extend the term thereof to April 1, 2031, (b) increase the number of shares available for issuance thereunder by 8.7 million shares, (c) eliminate the evergreen mechanism thereunder, and (d) make such other changes described in the proxy materials. | Management | Y | For | For | ||||||||||||||||||
CIENA CORPORATION | CIEN | 171779309 | 01-Apr-2021 | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal 2021. | Management | Y | For | For | ||||||||||||||||||
CIENA CORPORATION | CIEN | 171779309 | 01-Apr-2021 | Advisory vote on our named executive officer compensation, as described in the proxy materials. | Management | Y | For | For | ||||||||||||||||||
OLIN CORPORATION | OLN | 680665205 | 22-Apr-2021 | Election of Director: Heidi S. Alderman | Management | Y | For | For |
Small Cap Fund
Name of Issuer | Ticker Symbol | CUSIP | Meeting Date | Proposal | Type | Registrant Vote Case | Vote on Proxyedge | For/Against Management | ||||||||||||||||||
OLIN CORPORATION | OLN | 680665205 | 22-Apr-2021 | Election of Director: Beverley A. Babcock | Management | Y | For | For | ||||||||||||||||||
OLIN CORPORATION | OLN | 680665205 | 22-Apr-2021 | Election of Director: Gray G. Benoist | Management | Y | For | For | ||||||||||||||||||
OLIN CORPORATION | OLN | 680665205 | 22-Apr-2021 | Election of Director: C. Robert Bunch | Management | Y | For | For | ||||||||||||||||||
OLIN CORPORATION | OLN | 680665205 | 22-Apr-2021 | Election of Director: Scott D. Ferguson | Management | Y | For | For | ||||||||||||||||||
OLIN CORPORATION | OLN | 680665205 | 22-Apr-2021 | Election of Director: W. Barnes Hauptfuhrer | Management | Y | For | For | ||||||||||||||||||
OLIN CORPORATION | OLN | 680665205 | 22-Apr-2021 | Election of Director: John M. B. O'Connor | Management | Y | For | For | ||||||||||||||||||
OLIN CORPORATION | OLN | 680665205 | 22-Apr-2021 | Election of Director: Earl L. Shipp | Management | Y | For | For | ||||||||||||||||||
OLIN CORPORATION | OLN | 680665205 | 22-Apr-2021 | Election of Director: Scott M. Sutton | Management | Y | For | For | ||||||||||||||||||
OLIN CORPORATION | OLN | 680665205 | 22-Apr-2021 | Election of Director: William H. Weideman | Management | Y | For | For | ||||||||||||||||||
OLIN CORPORATION | OLN | 680665205 | 22-Apr-2021 | Election of Director: Carol A. Williams | Management | Y | For | For | ||||||||||||||||||
OLIN CORPORATION | OLN | 680665205 | 22-Apr-2021 | Approval of the Olin Corporation 2021 Long Term Incentive Plan. | Management | Y | For | For | ||||||||||||||||||
OLIN CORPORATION | OLN | 680665205 | 22-Apr-2021 | Advisory vote to approve named executive officer compensation. | Management | Y | For | For | ||||||||||||||||||
OLIN CORPORATION | OLN | 680665205 | 22-Apr-2021 | Ratification of the appointment of independent registered public accounting firm. | Management | Y | For | For | ||||||||||||||||||
CRANE CO. | CR | 224399105 | 26-Apr-2021 | Election of Director: Martin R. Benante | Management | Y | For | For | ||||||||||||||||||
CRANE CO. | CR | 224399105 | 26-Apr-2021 | Election of Director: Donald G. Cook | Management | Y | For | For | ||||||||||||||||||
CRANE CO. | CR | 224399105 | 26-Apr-2021 | Election of Director: Michael Dinkins | Management | Y | For | For | ||||||||||||||||||
CRANE CO. | CR | 224399105 | 26-Apr-2021 | Election of Director: Ronald C. Lindsay | Management | Y | For | For | ||||||||||||||||||
CRANE CO. | CR | 224399105 | 26-Apr-2021 | Election of Director: Ellen McClain | Management | Y | For | For | ||||||||||||||||||
CRANE CO. | CR | 224399105 | 26-Apr-2021 | Election of Director: Charles G. McClure, Jr. | Management | Y | For | For | ||||||||||||||||||
CRANE CO. | CR | 224399105 | 26-Apr-2021 | Election of Director: Max H. Mitchell | Management | Y | For | For |
Small Cap Fund
Name of Issuer | Ticker Symbol | CUSIP | Meeting Date | Proposal | Type | Registrant Vote Case | Vote on Proxyedge | For/Against Management | ||||||||||||||||||
CRANE CO. | CR | 224399105 | 26-Apr-2021 | Election of Director: Jennifer M. Pollino | Management | Y | For | For | ||||||||||||||||||
CRANE CO. | CR | 224399105 | 26-Apr-2021 | Election of Director: John S. Stroup | Management | Y | For | For | ||||||||||||||||||
CRANE CO. | CR | 224399105 | 26-Apr-2021 | Election of Director: James L.L. Tullis | Management | Y | For | For | ||||||||||||||||||
CRANE CO. | CR | 224399105 | 26-Apr-2021 | Ratification of selection of Deloitte & Touche LLP as independent auditors for the Company for 2021. | Management | Y | For | For | ||||||||||||||||||
CRANE CO. | CR | 224399105 | 26-Apr-2021 | Say on Pay - An advisory vote to approve the compensation paid to certain executive officers. | Management | Y | For | For | ||||||||||||||||||
CRANE CO. | CR | 224399105 | 26-Apr-2021 | Proposal to approve the 2018 Amended & Restated Stock Incentive Plan. | Management | Y | For | For | ||||||||||||||||||
HUNTSMAN CORPORATION | HUN | 447011107 | 28-Apr-2021 | Election of Director: Peter R. Huntsman | Management | Y | For | For | ||||||||||||||||||
HUNTSMAN CORPORATION | HUN | 447011107 | 28-Apr-2021 | Election of Director: Nolan D. Archibald | Management | Y | For | For | ||||||||||||||||||
HUNTSMAN CORPORATION | HUN | 447011107 | 28-Apr-2021 | Election of Director: Mary C. Beckerle | Management | Y | For | For | ||||||||||||||||||
HUNTSMAN CORPORATION | HUN | 447011107 | 28-Apr-2021 | Election of Director: M. Anthony Burns | Management | Y | For | For | ||||||||||||||||||
HUNTSMAN CORPORATION | HUN | 447011107 | 28-Apr-2021 | Election of Director: Sonia Dulá | Management | Y | For | For | ||||||||||||||||||
HUNTSMAN CORPORATION | HUN | 447011107 | 28-Apr-2021 | Election of Director: Cynthia L. Egan | Management | Y | For | For | ||||||||||||||||||
HUNTSMAN CORPORATION | HUN | 447011107 | 28-Apr-2021 | Election of Director: Daniele Ferrari | Management | Y | For | For | ||||||||||||||||||
HUNTSMAN CORPORATION | HUN | 447011107 | 28-Apr-2021 | Election of Director: Sir Robert J. Margetts | Management | Y | For | For | ||||||||||||||||||
HUNTSMAN CORPORATION | HUN | 447011107 | 28-Apr-2021 | Election of Director: Jeanne McGovern | Management | Y | For | For | ||||||||||||||||||
HUNTSMAN CORPORATION | HUN | 447011107 | 28-Apr-2021 | Election of Director: Wayne A. Reaud | Management | Y | For | For | ||||||||||||||||||
HUNTSMAN CORPORATION | HUN | 447011107 | 28-Apr-2021 | Election of Director: Jan E. Tighe | Management | Y | For | For | ||||||||||||||||||
HUNTSMAN CORPORATION | HUN | 447011107 | 28-Apr-2021 | Advisory vote to approve named executive officer compensation. | Management | Y | For | For | ||||||||||||||||||
HUNTSMAN CORPORATION | HUN | 447011107 | 28-Apr-2021 | Ratification of the appointment of Deloitte & Touche LLP as Huntsman Corporation's independent registered public accounting firm for the year ending December 31, 2021. | Management | Y | For | For |
Small Cap Fund
Name of Issuer | Ticker Symbol | CUSIP | Meeting Date | Proposal | Type | Registrant Vote Case | Vote on Proxyedge | For/Against Management | ||||||||||||||||||
HUNTSMAN CORPORATION | HUN | 447011107 | 28-Apr-2021 | Stockholder proposal regarding stockholder right to act by written consent. | Shareholder | Y | Against | For | ||||||||||||||||||
COGENT COMMUNICATIONS HOLDINGS, INC. | CCOI | 19239V302 | 28-Apr-2021 | Dave Schaeffer | Management | Y | For | For | ||||||||||||||||||
COGENT COMMUNICATIONS HOLDINGS, INC. | CCOI | 19239V302 | 28-Apr-2021 | D. Blake Bath | Management | Y | For | For | ||||||||||||||||||
COGENT COMMUNICATIONS HOLDINGS, INC. | CCOI | 19239V302 | 28-Apr-2021 | Steven D. Brooks | Management | Y | For | For | ||||||||||||||||||
COGENT COMMUNICATIONS HOLDINGS, INC. | CCOI | 19239V302 | 28-Apr-2021 | Lewis H. Ferguson, III | Management | Y | For | For | ||||||||||||||||||
COGENT COMMUNICATIONS HOLDINGS, INC. | CCOI | 19239V302 | 28-Apr-2021 | Carolyn Katz | Management | Y | For | For | ||||||||||||||||||
COGENT COMMUNICATIONS HOLDINGS, INC. | CCOI | 19239V302 | 28-Apr-2021 | Sheryl Kennedy | Management | Y | For | For | ||||||||||||||||||
COGENT COMMUNICATIONS HOLDINGS, INC. | CCOI | 19239V302 | 28-Apr-2021 | Marc Montagner | Management | Y | For | For | ||||||||||||||||||
COGENT COMMUNICATIONS HOLDINGS, INC. | CCOI | 19239V302 | 28-Apr-2021 | To ratify the appointment of Ernst & Young LLP as the independent registered public accountants for the fiscal year ending December 31, 2021. | Management | Y | For | For | ||||||||||||||||||
COGENT COMMUNICATIONS HOLDINGS, INC. | CCOI | 19239V302 | 28-Apr-2021 | To approve an amendment and restatement of the Company's 2017 Incentive Award Plan including an increase in the number of shares available for issuance thereunder by 1.2 million shares. | Management | Y | For | For | ||||||||||||||||||
COGENT COMMUNICATIONS HOLDINGS, INC. | CCOI | 19239V302 | 28-Apr-2021 | Non-binding advisory vote to approve named executive officer compensation. | Management | Y | For | For | ||||||||||||||||||
AVANOS MEDICAL,INC. | AVNS | 05350V106 | 29-Apr-2021 | Election of Director: Gary D. Blackford | Management | Y | For | For | ||||||||||||||||||
AVANOS MEDICAL,INC. | AVNS | 05350V106 | 29-Apr-2021 | Election of Director: Patrick O'Leary | Management | Y | For | For | ||||||||||||||||||
AVANOS MEDICAL,INC. | AVNS | 05350V106 | 29-Apr-2021 | Ratification of the selection of Deloitte & Touche LLP as the independent registered public accounting firm to audit the Company's 2021 financial statements. | Management | Y | For | For | ||||||||||||||||||
AVANOS MEDICAL,INC. | AVNS | 05350V106 | 29-Apr-2021 | Advisory vote to approve named executive officer compensation. | Management | Y | For | For | ||||||||||||||||||
AVANOS MEDICAL,INC. | AVNS | 05350V106 | 29-Apr-2021 | Advisory vote to approve the frequency of stockholder votes on our named executive officers' compensation. | Management | Y | 1 Year | For | ||||||||||||||||||
AVANOS MEDICAL,INC. | AVNS | 05350V106 | 29-Apr-2021 | Approval of our 2021 Long Term Incentive Plan. | Management | Y | For | For | ||||||||||||||||||
OWENS & MINOR, INC. | OMI | 690732102 | 29-Apr-2021 | Election of Director for the term of one-year: Aster Angagaw | Management | Y | For | For |
Small Cap Fund
Name of Issuer | Ticker Symbol | CUSIP | Meeting Date | Proposal | Type | Registrant Vote Case | Vote on Proxyedge | For/Against Management | ||||||||||||||||||
OWENS & MINOR, INC. | OMI | 690732102 | 29-Apr-2021 | Election of Director for the term of one-year: Mark A. Beck | Management | Y | For | For | ||||||||||||||||||
OWENS & MINOR, INC. | OMI | 690732102 | 29-Apr-2021 | Election of Director for the term of one-year: Gwendolyn M. Bingham | Management | Y | For | For | ||||||||||||||||||
OWENS & MINOR, INC. | OMI | 690732102 | 29-Apr-2021 | Election of Director for the term of one-year: Robert J. Henkel | Management | Y | For | For | ||||||||||||||||||
OWENS & MINOR, INC. | OMI | 690732102 | 29-Apr-2021 | Election of Director for the term of one-year: Stephen W. Klemash | Management | Y | For | For | ||||||||||||||||||
OWENS & MINOR, INC. | OMI | 690732102 | 29-Apr-2021 | Election of Director for the term of one-year: Mark F. McGettrick | Management | Y | For | For | ||||||||||||||||||
OWENS & MINOR, INC. | OMI | 690732102 | 29-Apr-2021 | Election of Director for the term of one-year: Edward A. Pesicka | Management | Y | For | For | ||||||||||||||||||
OWENS & MINOR, INC. | OMI | 690732102 | 29-Apr-2021 | Election of Director for the term of one-year: Michael C. Riordan | Management | Y | For | For | ||||||||||||||||||
OWENS & MINOR, INC. | OMI | 690732102 | 29-Apr-2021 | Ratification of the appointment of KPMG LLP as the Company's independent public accounting firm for the year ending December 31, 2021. | Management | Y | For | For | ||||||||||||||||||
OWENS & MINOR, INC. | OMI | 690732102 | 29-Apr-2021 | Advisory vote to approve the compensation of the Company's named executive officers. | Management | Y | For | For | ||||||||||||||||||
FERRO CORPORATION | FOE | 315405100 | 29-Apr-2021 | David A. Lorber | Management | Y | For | For | ||||||||||||||||||
FERRO CORPORATION | FOE | 315405100 | 29-Apr-2021 | Marran H. Ogilvie | Management | Y | For | For | ||||||||||||||||||
FERRO CORPORATION | FOE | 315405100 | 29-Apr-2021 | Andrew M. Ross | Management | Y | For | For | ||||||||||||||||||
FERRO CORPORATION | FOE | 315405100 | 29-Apr-2021 | Allen A. Spizzo | Management | Y | For | For | ||||||||||||||||||
FERRO CORPORATION | FOE | 315405100 | 29-Apr-2021 | Peter T. Thomas | Management | Y | For | For | ||||||||||||||||||
FERRO CORPORATION | FOE | 315405100 | 29-Apr-2021 | Ronald P. Vargo | Management | Y | For | For | ||||||||||||||||||
FERRO CORPORATION | FOE | 315405100 | 29-Apr-2021 | Advisory vote on the compensation for named executive officers. | Management | Y | For | For | ||||||||||||||||||
FERRO CORPORATION | FOE | 315405100 | 29-Apr-2021 | Ratification of the appointment of Deloitte & Touche LLP as the Independent Registered Accounting Firm. | Management | Y | For | For | ||||||||||||||||||
FERRO CORPORATION | FOE | 315405100 | 29-Apr-2021 | Shareholder proposal regarding simple majority vote, if properly presented at the meeting. | Shareholder | Y | Against | For | ||||||||||||||||||
PRIMO WATER CORPORATION | PRMW | 74167P108 | 04-May-2021 | Britta Bomhard | Management | Y | For | For |
Small Cap Fund
Name of Issuer | Ticker Symbol | CUSIP | Meeting Date | Proposal | Type | Registrant Vote Case | Vote on Proxyedge | For/Against Management | ||||||||||||||||||
PRIMO WATER CORPORATION | PRMW | 74167P108 | 04-May-2021 | Susan E. Cates | Management | Y | For | For | ||||||||||||||||||
PRIMO WATER CORPORATION | PRMW | 74167P108 | 04-May-2021 | Jerry Fowden | Management | Y | For | For | ||||||||||||||||||
PRIMO WATER CORPORATION | PRMW | 74167P108 | 04-May-2021 | Stephen H. Halperin | Management | Y | For | For | ||||||||||||||||||
PRIMO WATER CORPORATION | PRMW | 74167P108 | 04-May-2021 | Thomas J. Harrington | Management | Y | For | For | ||||||||||||||||||
PRIMO WATER CORPORATION | PRMW | 74167P108 | 04-May-2021 | Betty Jane Hess | Management | Y | For | For | ||||||||||||||||||
PRIMO WATER CORPORATION | PRMW | 74167P108 | 04-May-2021 | Gregory Monahan | Management | Y | For | For | ||||||||||||||||||
PRIMO WATER CORPORATION | PRMW | 74167P108 | 04-May-2021 | Mario Pilozzi | Management | Y | For | For | ||||||||||||||||||
PRIMO WATER CORPORATION | PRMW | 74167P108 | 04-May-2021 | Billy D. Prim | Management | Y | For | For | ||||||||||||||||||
PRIMO WATER CORPORATION | PRMW | 74167P108 | 04-May-2021 | Eric Rosenfeld | Management | Y | For | For | ||||||||||||||||||
PRIMO WATER CORPORATION | PRMW | 74167P108 | 04-May-2021 | Graham W. Savage | Management | Y | For | For | ||||||||||||||||||
PRIMO WATER CORPORATION | PRMW | 74167P108 | 04-May-2021 | Steven P. Stanbrook | Management | Y | For | For | ||||||||||||||||||
PRIMO WATER CORPORATION | PRMW | 74167P108 | 04-May-2021 | Appointment of Independent Registered Certified Public Accounting Firm. Appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm. | Management | Y | For | For | ||||||||||||||||||
PRIMO WATER CORPORATION | PRMW | 74167P108 | 04-May-2021 | Non-Binding Advisory Vote on Executive Compensation. Approval, on a non-binding advisory basis, of the compensation of Primo Water Corporation's named executive officers. | Management | Y | Against | Against | ||||||||||||||||||
PRIMO WATER CORPORATION | PRMW | 74167P108 | 04-May-2021 | Approval of Primo's Shareholder Rights Plan. Confirmation, ratification and approval of Primo's Shareholder Rights Plan. | Management | Y | For | For | ||||||||||||||||||
PRIMO WATER CORPORATION | PRMW | 74167P108 | 04-May-2021 | Approval of the Continuance. Approval of the continuance of Primo under the Business Corporations Act (Ontario). | Management | Y | For | For | ||||||||||||||||||
BRUNSWICK CORPORATION | BC | 117043109 | 05-May-2021 | Election of Director: Nancy E. Cooper | Management | Y | For | For | ||||||||||||||||||
BRUNSWICK CORPORATION | BC | 117043109 | 05-May-2021 | Election of Director: David C. Everitt | Management | Y | For | For | ||||||||||||||||||
BRUNSWICK CORPORATION | BC | 117043109 | 05-May-2021 | Election of Director: Reginald Fils-Aimé | Management | Y | For | For |
Small Cap Fund
Name of Issuer | Ticker Symbol | CUSIP | Meeting Date | Proposal | Type | Registrant Vote Case | Vote on Proxyedge | For/Against Management | ||||||||||||||||||
BRUNSWICK CORPORATION | BC | 117043109 | 05-May-2021 | Election of Director: Lauren P. Flaherty | Management | Y | For | For | ||||||||||||||||||
BRUNSWICK CORPORATION | BC | 117043109 | 05-May-2021 | Election of Director: David M. Foulkes | Management | Y | For | For | ||||||||||||||||||
BRUNSWICK CORPORATION | BC | 117043109 | 05-May-2021 | Election of Director: Joseph W. McClanathan | Management | Y | For | For | ||||||||||||||||||
BRUNSWICK CORPORATION | BC | 117043109 | 05-May-2021 | Election of Director: David V. Singer | Management | Y | For | For | ||||||||||||||||||
BRUNSWICK CORPORATION | BC | 117043109 | 05-May-2021 | Election of Director: Jane L. Warner | Management | Y | For | For | ||||||||||||||||||
BRUNSWICK CORPORATION | BC | 117043109 | 05-May-2021 | Election of Director: J. Steven Whisler | Management | Y | For | For | ||||||||||||||||||
BRUNSWICK CORPORATION | BC | 117043109 | 05-May-2021 | Election of Director: Roger J. Wood | Management | Y | For | For | ||||||||||||||||||
BRUNSWICK CORPORATION | BC | 117043109 | 05-May-2021 | Advisory vote to approve the compensation of our Named Executive Officers. | Management | Y | For | For | ||||||||||||||||||
BRUNSWICK CORPORATION | BC | 117043109 | 05-May-2021 | The ratification of the Audit and Finance Committee's appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | Y | For | For | ||||||||||||||||||
CARLISLE COMPANIES INCORPORATED | CSL | 142339100 | 05-May-2021 | Election of Director: James D. Frias | Management | Y | For | For | ||||||||||||||||||
CARLISLE COMPANIES INCORPORATED | CSL | 142339100 | 05-May-2021 | Election of Director: Maia A. Hansen | Management | Y | For | For | ||||||||||||||||||
CARLISLE COMPANIES INCORPORATED | CSL | 142339100 | 05-May-2021 | Election of Director: Corrine D. Ricard | Management | Y | For | For | ||||||||||||||||||
CARLISLE COMPANIES INCORPORATED | CSL | 142339100 | 05-May-2021 | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2021. | Management | Y | For | For | ||||||||||||||||||
CARLISLE COMPANIES INCORPORATED | CSL | 142339100 | 05-May-2021 | To approve, on an advisory basis, the Company's named executive officer compensation in 2020. | Management | Y | Against | Against | ||||||||||||||||||
ARCH CAPITAL GROUP LTD. | ACGL | G0450A105 | 06-May-2021 | Election of Class II Director for a term of three years: Eric W. Doppstadt | Management | Y | For | For | ||||||||||||||||||
ARCH CAPITAL GROUP LTD. | ACGL | G0450A105 | 06-May-2021 | Election of Class II Director for a term of three years: Laurie S. Goodman | Management | Y | For | For | ||||||||||||||||||
ARCH CAPITAL GROUP LTD. | ACGL | G0450A105 | 06-May-2021 | Election of Class II Director for a term of three years: John M. Pasquesi | Management | Y | For | For | ||||||||||||||||||
ARCH CAPITAL GROUP LTD. | ACGL | G0450A105 | 06-May-2021 | Election of Class II Director for a term of three years: Thomas R. Watjen | Management | Y | For | For | ||||||||||||||||||
ARCH CAPITAL GROUP LTD. | ACGL | G0450A105 | 06-May-2021 | Advisory vote to approve named executive officer compensation. | Management | Y | Against | Against |
Small Cap Fund
Name of Issuer | Ticker Symbol | CUSIP | Meeting Date | Proposal | Type | Registrant Vote Case | Vote on Proxyedge | For/Against Management | ||||||||||||||||||
ARCH CAPITAL GROUP LTD. | ACGL | G0450A105 | 06-May-2021 | To appoint PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Management | Y | For | For | ||||||||||||||||||
ARCH CAPITAL GROUP LTD. | ACGL | G0450A105 | 06-May-2021 | To Elect the nominee listed as Designated Company Director so that they may be elected directors of certain of our non-U.S. subsidiaries: Robert Appleby | Management | Y | For | For | ||||||||||||||||||
ARCH CAPITAL GROUP LTD. | ACGL | G0450A105 | 06-May-2021 | To Elect the nominee listed as Designated Company Director so that they may be elected directors of certain of our non-U.S. subsidiaries: Matthew Dragonetti | Management | Y | For | For | ||||||||||||||||||
ARCH CAPITAL GROUP LTD. | ACGL | G0450A105 | 06-May-2021 | To Elect the nominee listed as Designated Company Director so that they may be elected directors of certain of our non-U.S. subsidiaries: Seamus Fearon | Management | Y | For | For | ||||||||||||||||||
ARCH CAPITAL GROUP LTD. | ACGL | G0450A105 | 06-May-2021 | To Elect the nominee listed as Designated Company Director so that they may be elected directors of certain of our non-U.S. subsidiaries: H. Beau Franklin | Management | Y | For | For | ||||||||||||||||||
ARCH CAPITAL GROUP LTD. | ACGL | G0450A105 | 06-May-2021 | To Elect the nominee listed as Designated Company Director so that they may be elected directors of certain of our non-U.S. subsidiaries: Jerome Halgan | Management | Y | For | For | ||||||||||||||||||
ARCH CAPITAL GROUP LTD. | ACGL | G0450A105 | 06-May-2021 | To Elect the nominee listed as Designated Company Director so that they may be elected directors of certain of our non-U.S. subsidiaries: James Haney | Management | Y | For | For | ||||||||||||||||||
ARCH CAPITAL GROUP LTD. | ACGL | G0450A105 | 06-May-2021 | To Elect the nominee listed as Designated Company Director so that they may be elected directors of certain of our non-U.S. subsidiaries: Chris Hovey | Management | Y | For | For | ||||||||||||||||||
ARCH CAPITAL GROUP LTD. | ACGL | G0450A105 | 06-May-2021 | To Elect the nominee listed as Designated Company Director so that they may be elected directors of certain of our non-U.S. subsidiaries: W. Preston Hutchings | Management | Y | For | For | ||||||||||||||||||
ARCH CAPITAL GROUP LTD. | ACGL | G0450A105 | 06-May-2021 | To Elect the nominee listed as Designated Company Director so that they may be elected directors of certain of our non-U.S. subsidiaries: Pierre Jal | Management | Y | For | For | ||||||||||||||||||
ARCH CAPITAL GROUP LTD. | ACGL | G0450A105 | 06-May-2021 | To Elect the nominee listed as Designated Company Director so that they may be elected directors of certain of our non-U.S. subsidiaries: François Morin | Management | Y | For | For |
Small Cap Fund
Name of Issuer | Ticker Symbol | CUSIP | Meeting Date | Proposal | Type | Registrant Vote Case | Vote on Proxyedge | For/Against Management | ||||||||||||||||||
ARCH CAPITAL GROUP LTD. | ACGL | G0450A105 | 06-May-2021 | To Elect the nominee listed as Designated Company Director so that they may be elected directors of certain of our non-U.S. subsidiaries: David J. Mulholland | Management | Y | For | For | ||||||||||||||||||
ARCH CAPITAL GROUP LTD. | ACGL | G0450A105 | 06-May-2021 | To Elect the nominee listed as Designated Company Director so that they may be elected directors of certain of our non-U.S. subsidiaries: Chiara Nannini | Management | Y | For | For | ||||||||||||||||||
ARCH CAPITAL GROUP LTD. | ACGL | G0450A105 | 06-May-2021 | To Elect the nominee listed as Designated Company Director so that they may be elected directors of certain of our non-U.S. subsidiaries: Tim Peckett | Management | Y | For | For | ||||||||||||||||||
ARCH CAPITAL GROUP LTD. | ACGL | G0450A105 | 06-May-2021 | To Elect the nominee listed as Designated Company Director so that they may be elected directors of certain of our non-U.S. subsidiaries: Maamoun Rajeh | Management | Y | For | For | ||||||||||||||||||
ARCH CAPITAL GROUP LTD. | ACGL | G0450A105 | 06-May-2021 | To Elect the nominee listed as Designated Company Director so that they may be elected directors of certain of our non-U.S. subsidiaries: Roderick Romeo | Management | Y | For | For | ||||||||||||||||||
AXIS CAPITAL HOLDINGS LIMITED | AXS | G0692U109 | 07-May-2021 | Election of Director: Charles A. Davis | Management | Y | For | For | ||||||||||||||||||
AXIS CAPITAL HOLDINGS LIMITED | AXS | G0692U109 | 07-May-2021 | Election of Director: Elanor R. Hardwick | Management | Y | For | For | ||||||||||||||||||
AXIS CAPITAL HOLDINGS LIMITED | AXS | G0692U109 | 07-May-2021 | Election of Director: Axel Theis | Management | Y | For | For | ||||||||||||||||||
AXIS CAPITAL HOLDINGS LIMITED | AXS | G0692U109 | 07-May-2021 | Election of Director: Barbara A. Yastine | Management | Y | For | For | ||||||||||||||||||
AXIS CAPITAL HOLDINGS LIMITED | AXS | G0692U109 | 07-May-2021 | To approve, by non-binding vote, the compensation paid to our named executive officers. | Management | Y | Against | Against | ||||||||||||||||||
AXIS CAPITAL HOLDINGS LIMITED | AXS | G0692U109 | 07-May-2021 | To approve an amendment to our 2017 Long-Term Equity Compensation Plan, increasing the aggregate number of shares of common stock authorized for issuance. | Management | Y | Against | Against | ||||||||||||||||||
AXIS CAPITAL HOLDINGS LIMITED | AXS | G0692U109 | 07-May-2021 | To appoint Deloitte Ltd., Hamilton, Bermuda, to act as our independent registered public accounting firm for the fiscal year ending December 31, 2021 and to authorize the Board of Directors, acting through the Audit Committee, to set the fees for the independent registered public accounting firm. | Management | Y | For | For | ||||||||||||||||||
NATIONAL INSTRUMENTS CORPORATION | NATI | 636518102 | 11-May-2021 | Gayla J. Delly | Management | Y | For | For | ||||||||||||||||||
NATIONAL INSTRUMENTS CORPORATION | NATI | 636518102 | 11-May-2021 | Gerhard P. Fettweis | Management | Y | For | For |
Small Cap Fund
Name of Issuer | Ticker Symbol | CUSIP | Meeting Date | Proposal | Type | Registrant Vote Case | Vote on Proxyedge | For/Against Management | ||||||||||||||||||
NATIONAL INSTRUMENTS CORPORATION | NATI | 636518102 | 11-May-2021 | Duy-Loan T. Le | Management | Y | For | For | ||||||||||||||||||
NATIONAL INSTRUMENTS CORPORATION | NATI | 636518102 | 11-May-2021 | To approve an advisory (non-binding) proposal concerning National Instruments Corporation's executive compensation program. | Management | Y | For | For | ||||||||||||||||||
NATIONAL INSTRUMENTS CORPORATION | NATI | 636518102 | 11-May-2021 | To ratify the appointment of Ernst & Young LLP as National Instruments Corporation's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | Y | For | For | ||||||||||||||||||
PACWEST BANCORP | PACW | 695263103 | 11-May-2021 | Election of Director to service for a one-year term: Tanya M. Acker | Management | Y | For | For | ||||||||||||||||||
PACWEST BANCORP | PACW | 695263103 | 11-May-2021 | Election of Director to service for a one-year term: Paul R. Burke | Management | Y | For | For | ||||||||||||||||||
PACWEST BANCORP | PACW | 695263103 | 11-May-2021 | Election of Director to service for a one-year term: Craig A. Carlson | Management | Y | For | For | ||||||||||||||||||
PACWEST BANCORP | PACW | 695263103 | 11-May-2021 | Election of Director to service for a one-year term: John M. Eggemeyer, III | Management | Y | For | For | ||||||||||||||||||
PACWEST BANCORP | PACW | 695263103 | 11-May-2021 | Election of Director to service for a one-year term: C. William Hosler | Management | Y | For | For | ||||||||||||||||||
PACWEST BANCORP | PACW | 695263103 | 11-May-2021 | Election of Director to service for a one-year term: Susan E. Lester | Management | Y | For | For | ||||||||||||||||||
PACWEST BANCORP | PACW | 695263103 | 11-May-2021 | Election of Director to service for a one-year term: Roger H. Molvar | Management | Y | For | For | ||||||||||||||||||
PACWEST BANCORP | PACW | 695263103 | 11-May-2021 | Election of Director to service for a one-year term: Daniel B. Platt | Management | Y | For | For | ||||||||||||||||||
PACWEST BANCORP | PACW | 695263103 | 11-May-2021 | Election of Director to service for a one-year term: Robert A. Stine | Management | Y | For | For | ||||||||||||||||||
PACWEST BANCORP | PACW | 695263103 | 11-May-2021 | Election of Director to service for a one-year term: Paul W. Taylor | Management | Y | For | For | ||||||||||||||||||
PACWEST BANCORP | PACW | 695263103 | 11-May-2021 | Election of Director to service for a one-year term: Matthew P. Wagner | Management | Y | For | For | ||||||||||||||||||
PACWEST BANCORP | PACW | 695263103 | 11-May-2021 | To approve, on an advisory basis (non-binding), the compensation of the Company's named executive officers. | Management | Y | Against | Against | ||||||||||||||||||
PACWEST BANCORP | PACW | 695263103 | 11-May-2021 | To approve the Amended and Restated PacWest Bancorp 2017 Stock Incentive Plan. | Management | Y | Against | Against | ||||||||||||||||||
PACWEST BANCORP | PACW | 695263103 | 11-May-2021 | To ratify the appointment of KPMG LLP as the Company's independent auditors for the fiscal year ending December 31, 2021. | Management | Y | For | For | ||||||||||||||||||
COVETRUS, INC. | CVET | 22304C100 | 12-May-2021 | Mark J. Manoff | Management | Y | For | For |
Small Cap Fund
Name of Issuer | Ticker Symbol | CUSIP | Meeting Date | Proposal | Type | Registrant Vote Case | Vote on Proxyedge | For/Against Management | ||||||||||||||||||
COVETRUS, INC. | CVET | 22304C100 | 12-May-2021 | Edward M. McNamara | Management | Y | For | For | ||||||||||||||||||
COVETRUS, INC. | CVET | 22304C100 | 12-May-2021 | Steven Paladino | Management | Y | For | For | ||||||||||||||||||
COVETRUS, INC. | CVET | 22304C100 | 12-May-2021 | Sandra Peterson | Management | Y | For | For | ||||||||||||||||||
COVETRUS, INC. | CVET | 22304C100 | 12-May-2021 | Ratification of the appointment of BDO USA, LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | Y | For | For | ||||||||||||||||||
COVETRUS, INC. | CVET | 22304C100 | 12-May-2021 | To approve an amendment to our amended and restated certificate of incorporation to eliminate supermajority voting requirements. | Management | Y | For | For | ||||||||||||||||||
COVETRUS, INC. | CVET | 22304C100 | 12-May-2021 | To approve, by a non-binding, advisory vote, the 2020 compensation paid to our named executive officers. | Management | Y | For | For | ||||||||||||||||||
MASCO CORPORATION | MAS | 574599106 | 12-May-2021 | Election of Director: Mark R. Alexander | Management | Y | For | For | ||||||||||||||||||
MASCO CORPORATION | MAS | 574599106 | 12-May-2021 | Election of Director: Marie A. Ffolkes | Management | Y | For | For | ||||||||||||||||||
MASCO CORPORATION | MAS | 574599106 | 12-May-2021 | Election of Director: John C. Plant | Management | Y | For | For | ||||||||||||||||||
MASCO CORPORATION | MAS | 574599106 | 12-May-2021 | To approve, by non-binding advisory vote, the compensation paid to the Company's named executive officers, as disclosed pursuant to the compensation disclosure rules of the SEC, including the Compensation Discussion and Analysis, the compensation tables and the related materials disclosed in the Proxy Statement. | Management | Y | Against | Against | ||||||||||||||||||
MASCO CORPORATION | MAS | 574599106 | 12-May-2021 | To ratify the selection of PricewaterhouseCoopers LLP as independent auditors for the Company for 2021. | Management | Y | For | For | ||||||||||||||||||
KNIGHT-SWIFT TRANSPORTATION HOLDINGS INC | KNX | 499049104 | 18-May-2021 | Gary Knight | Management | Y | Withheld | Against | ||||||||||||||||||
KNIGHT-SWIFT TRANSPORTATION HOLDINGS INC | KNX | 499049104 | 18-May-2021 | Kathryn Munro | Management | Y | For | For | ||||||||||||||||||
KNIGHT-SWIFT TRANSPORTATION HOLDINGS INC | KNX | 499049104 | 18-May-2021 | Conduct an advisory, non-binding vote to approve executive compensation. | Management | Y | Against | Against | ||||||||||||||||||
KNIGHT-SWIFT TRANSPORTATION HOLDINGS INC | KNX | 499049104 | 18-May-2021 | Ratify the appointment of Grant Thornton LLP as our independent registered public accounting firm for fiscal year 2021. | Management | Y | For | For | ||||||||||||||||||
KNIGHT-SWIFT TRANSPORTATION HOLDINGS INC | KNX | 499049104 | 18-May-2021 | Vote on a stockholder proposal regarding simple majority vote. | Shareholder | Y | Abstain | Against |
Small Cap Fund
Name of Issuer | Ticker Symbol | CUSIP | Meeting Date | Proposal | Type | Registrant Vote Case | Vote on Proxyedge | For/Against Management | ||||||||||||||||||
VERITEX HOLDINGS INC. | VBTX | 923451108 | 18-May-2021 | C. Malcolm Holland, III | Management | Y | Withheld | Against | ||||||||||||||||||
VERITEX HOLDINGS INC. | VBTX | 923451108 | 18-May-2021 | Arcilia Acosta | Management | Y | For | For | ||||||||||||||||||
VERITEX HOLDINGS INC. | VBTX | 923451108 | 18-May-2021 | Pat S. Bolin | Management | Y | For | For | ||||||||||||||||||
VERITEX HOLDINGS INC. | VBTX | 923451108 | 18-May-2021 | April Box | Management | Y | For | For | ||||||||||||||||||
VERITEX HOLDINGS INC. | VBTX | 923451108 | 18-May-2021 | Blake Bozman | Management | Y | For | For | ||||||||||||||||||
VERITEX HOLDINGS INC. | VBTX | 923451108 | 18-May-2021 | William D. Ellis | Management | Y | For | For | ||||||||||||||||||
VERITEX HOLDINGS INC. | VBTX | 923451108 | 18-May-2021 | William E. Fallon | Management | Y | For | For | ||||||||||||||||||
VERITEX HOLDINGS INC. | VBTX | 923451108 | 18-May-2021 | Mark C. Griege | Management | Y | For | For | ||||||||||||||||||
VERITEX HOLDINGS INC. | VBTX | 923451108 | 18-May-2021 | Gordon Huddleston | Management | Y | For | For | ||||||||||||||||||
VERITEX HOLDINGS INC. | VBTX | 923451108 | 18-May-2021 | Steven D. Lerner | Management | Y | For | For | ||||||||||||||||||
VERITEX HOLDINGS INC. | VBTX | 923451108 | 18-May-2021 | Manuel J. Mehos | Management | Y | For | For | ||||||||||||||||||
VERITEX HOLDINGS INC. | VBTX | 923451108 | 18-May-2021 | Gregory B. Morrison | Management | Y | For | For | ||||||||||||||||||
VERITEX HOLDINGS INC. | VBTX | 923451108 | 18-May-2021 | John T. Sughrue | Management | Y | For | For | ||||||||||||||||||
VERITEX HOLDINGS INC. | VBTX | 923451108 | 18-May-2021 | Advisory vote to approve the compensation of our named executive officers. | Management | Y | Against | Against | ||||||||||||||||||
VERITEX HOLDINGS INC. | VBTX | 923451108 | 18-May-2021 | To ratify the appointment of Grant Thronton LLP as the independent registered public accounting firm of the Company for the year ending December 31, 2021. | Management | Y | For | For | ||||||||||||||||||
THE BOSTON BEER COMPANY, INC. | SAM | 100557107 | 19-May-2021 | Meghan V. Joyce | Management | Y | For | For | ||||||||||||||||||
THE BOSTON BEER COMPANY, INC. | SAM | 100557107 | 19-May-2021 | Michael Spillane | Management | Y | For | For | ||||||||||||||||||
THE BOSTON BEER COMPANY, INC. | SAM | 100557107 | 19-May-2021 | Jean-Michel Valette | Management | Y | For | For | ||||||||||||||||||
THE BOSTON BEER COMPANY, INC. | SAM | 100557107 | 19-May-2021 | Advisory vote to approve our Named Executive Officers' executive compensation. | Management | Y | For | For |
Small Cap Fund
Name of Issuer | Ticker Symbol | CUSIP | Meeting Date | Proposal | Type | Registrant Vote Case | Vote on Proxyedge | For/Against Management | ||||||||||||||||||
SUMMIT MATERIALS, INC. | SUM | 86614U100 | 19-May-2021 | Howard L. Lance | Management | Y | For | For | ||||||||||||||||||
SUMMIT MATERIALS, INC. | SUM | 86614U100 | 19-May-2021 | Anne K. Wade | Management | Y | For | For | ||||||||||||||||||
SUMMIT MATERIALS, INC. | SUM | 86614U100 | 19-May-2021 | Susan A. Ellerbusch | Management | Y | For | For | ||||||||||||||||||
SUMMIT MATERIALS, INC. | SUM | 86614U100 | 19-May-2021 | Nonbinding advisory vote on the compensation of our named executive officers for 2020. | Management | Y | For | For | ||||||||||||||||||
SUMMIT MATERIALS, INC. | SUM | 86614U100 | 19-May-2021 | Ratification of the appointment of KPMG LLP as our independent auditors for our fiscal year ending January 1, 2022. | Management | Y | For | For | ||||||||||||||||||
SUMMIT MATERIALS, INC. | SUM | 86614U100 | 19-May-2021 | Approval and adoption of an amendment and restatement of our 2015 Omnibus Incentive Plan. | Management | Y | For | For | ||||||||||||||||||
SUMMIT MATERIALS, INC. | SUM | 86614U100 | 19-May-2021 | Approval and adoption of our 2021 Employee Stock Purchase Plan. | Management | Y | For | For | ||||||||||||||||||
SUMMIT MATERIALS, INC. | SUM | 86614U100 | 19-May-2021 | Approval and adoption of an amendment to our amended and restated Certificate of Incorporation (the "Charter") to remove the three separate classes of directors of the Board and replace with one class of directors and to make certain non-substantive changes related thereto. | Management | Y | For | For | ||||||||||||||||||
SUMMIT MATERIALS, INC. | SUM | 86614U100 | 19-May-2021 | Approval and adoption of an amendment to our Charter to reduce the vote required to amend certain provisions of our Charter and Bylaws to the affirmative vote of the holders of a majority of the total voting power of the then-outstanding shares of stock of the Company. | Management | Y | For | For | ||||||||||||||||||
SUMMIT MATERIALS, INC. | SUM | 86614U100 | 19-May-2021 | Approval and adoption of an amendment to our Charter to add an exclusive federal forum selection provision for any action arising under the federal securities laws of the United States of America. | Management | Y | For | For | ||||||||||||||||||
SUMMIT MATERIALS, INC. | SUM | 86614U100 | 19-May-2021 | Approval and adoption of an amendment to our Charter to delete Article X regarding the waiver of Section 203 of the Delaware General Corporation Law and to make certain non-substantive amendments related thereto and the fact that The Blackstone Group Inc. together with its affiliates, subsidiaries, successors and assigns no longer owns 30% or more in voting power of our stock entitled to vote in the election of directors. | Management | Y | For | For | ||||||||||||||||||
ROBERT HALF INTERNATIONAL INC. | RHI | 770323103 | 19-May-2021 | Election of Director: Julia L. Coronado | Management | Y | For | For | ||||||||||||||||||
ROBERT HALF INTERNATIONAL INC. | RHI | 770323103 | 19-May-2021 | Election of Director: Dirk A. Kempthorne | Management | Y | For | For |
Small Cap Fund
Name of Issuer | Ticker Symbol | CUSIP | Meeting Date | Proposal | Type | Registrant Vote Case | Vote on Proxyedge | For/Against Management | ||||||||||||||||||
ROBERT HALF INTERNATIONAL INC. | RHI | 770323103 | 19-May-2021 | Election of Director: Harold M. Messmer, Jr. | Management | Y | For | For | ||||||||||||||||||
ROBERT HALF INTERNATIONAL INC. | RHI | 770323103 | 19-May-2021 | Election of Director: Marc H. Morial | Management | Y | For | For | ||||||||||||||||||
ROBERT HALF INTERNATIONAL INC. | RHI | 770323103 | 19-May-2021 | Election of Director: Barbara J. Novogradac | Management | Y | For | For | ||||||||||||||||||
ROBERT HALF INTERNATIONAL INC. | RHI | 770323103 | 19-May-2021 | Election of Director: Robert J. Pace | Management | Y | For | For | ||||||||||||||||||
ROBERT HALF INTERNATIONAL INC. | RHI | 770323103 | 19-May-2021 | Election of Director: Frederick A. Richman | Management | Y | For | For | ||||||||||||||||||
ROBERT HALF INTERNATIONAL INC. | RHI | 770323103 | 19-May-2021 | Election of Director: M. Keith Waddell | Management | Y | For | For | ||||||||||||||||||
ROBERT HALF INTERNATIONAL INC. | RHI | 770323103 | 19-May-2021 | Advisory vote to approve executive compensation. | Management | Y | For | For | ||||||||||||||||||
ROBERT HALF INTERNATIONAL INC. | RHI | 770323103 | 19-May-2021 | To ratify the appointment of PricewaterhouseCoopers LLP, as the Company's independent registered public accounting firm for 2021. | Management | Y | For | For | ||||||||||||||||||
INSPERITY, INC. | NSP | 45778Q107 | 24-May-2021 | Election of Class II Director: Carol R. Kaufman | Management | Y | For | For | ||||||||||||||||||
INSPERITY, INC. | NSP | 45778Q107 | 24-May-2021 | Election of Class II Director: John L. Lumelleau | Management | Y | For | For | ||||||||||||||||||
INSPERITY, INC. | NSP | 45778Q107 | 24-May-2021 | Election of Class II Director: Paul J. Sarvadi | Management | Y | For | For | ||||||||||||||||||
INSPERITY, INC. | NSP | 45778Q107 | 24-May-2021 | Advisory vote to approve the Company's executive compensation ("say on pay"). | Management | Y | For | For | ||||||||||||||||||
INSPERITY, INC. | NSP | 45778Q107 | 24-May-2021 | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Management | Y | For | For | ||||||||||||||||||
VARONIS SYSTEMS, INC. | VRNS | 922280102 | 25-May-2021 | Gili Iohan | Management | Y | For | For | ||||||||||||||||||
VARONIS SYSTEMS, INC. | VRNS | 922280102 | 25-May-2021 | Rachel Prishkolnik | Management | Y | For | For | ||||||||||||||||||
VARONIS SYSTEMS, INC. | VRNS | 922280102 | 25-May-2021 | Ofer Segev | Management | Y | For | For | ||||||||||||||||||
VARONIS SYSTEMS, INC. | VRNS | 922280102 | 25-May-2021 | To approve, on a non-binding basis, the executive compensation of our named executive officers. | Management | Y | Against | Against | ||||||||||||||||||
VARONIS SYSTEMS, INC. | VRNS | 922280102 | 25-May-2021 | To ratify the appointment of Kost Forer Gabbay & Kasierer, a member of Ernst & Young Global Limited, as the independent registered public accounting firm of the Company for 2021. | Management | Y | For | For |
Small Cap Fund
Name of Issuer | Ticker Symbol | CUSIP | Meeting Date | Proposal | Type | Registrant Vote Case | Vote on Proxyedge | For/Against Management | ||||||||||||||||||
RADIUS GLOBAL INFRASTRUCTURE INC | RADI | 750481103 | 25-May-2021 | Election of Director for a term expiring at the 2022 annual meeting: Paul A. Gould | Management | Y | For | For | ||||||||||||||||||
RADIUS GLOBAL INFRASTRUCTURE INC | RADI | 750481103 | 25-May-2021 | Election of Director for a term expiring at the 2022 annual meeting: Antoinette Cook Bush | Management | Y | For | For | ||||||||||||||||||
RADIUS GLOBAL INFRASTRUCTURE INC | RADI | 750481103 | 25-May-2021 | Election of Director for a term expiring at the 2022 annual meeting: Thomas C. King | Management | Y | For | For | ||||||||||||||||||
RADIUS GLOBAL INFRASTRUCTURE INC | RADI | 750481103 | 25-May-2021 | Election of Director for a term expiring at the 2022 annual meeting: Nick S. Advani | Management | Y | For | For | ||||||||||||||||||
RADIUS GLOBAL INFRASTRUCTURE INC | RADI | 750481103 | 25-May-2021 | Election of Director for a term expiring at the 2022 annual meeting: Ashley Leeds | Management | Y | For | For | ||||||||||||||||||
RADIUS GLOBAL INFRASTRUCTURE INC | RADI | 750481103 | 25-May-2021 | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | Y | For | For | ||||||||||||||||||
HIBBETT SPORTS, INC. | HIBB | 428567101 | 26-May-2021 | Election of Class I Director: Terrance G. Finley | Management | Y | For | For | ||||||||||||||||||
HIBBETT SPORTS, INC. | HIBB | 428567101 | 26-May-2021 | Election of Class I Director: Dorlisa K. Flur | Management | Y | For | For | ||||||||||||||||||
HIBBETT SPORTS, INC. | HIBB | 428567101 | 26-May-2021 | Election of Class I Director: Michael E. Longo | Management | Y | For | For | ||||||||||||||||||
HIBBETT SPORTS, INC. | HIBB | 428567101 | 26-May-2021 | Election of Class I Director: Lorna E. Nagler | Management | Y | For | For | ||||||||||||||||||
HIBBETT SPORTS, INC. | HIBB | 428567101 | 26-May-2021 | Ratification of the selection of Ernst & Young LLP as the Independent Registered Public Accounting Firm for Fiscal 2022. | Management | Y | For | For | ||||||||||||||||||
HIBBETT SPORTS, INC. | HIBB | 428567101 | 26-May-2021 | Say on Pay - Approval, by non-binding advisory vote, of the compensation of our named executive officers. | Management | Y | For | For | ||||||||||||||||||
STERICYCLE, INC. | SRCL | 858912108 | 26-May-2021 | Election of Director: Robert S. Murley | Management | Y | For | For | ||||||||||||||||||
STERICYCLE, INC. | SRCL | 858912108 | 26-May-2021 | Election of Director: Cindy J. Miller | Management | Y | For | For | ||||||||||||||||||
STERICYCLE, INC. | SRCL | 858912108 | 26-May-2021 | Election of Director: Brian P. Anderson | Management | Y | For | For | ||||||||||||||||||
STERICYCLE, INC. | SRCL | 858912108 | 26-May-2021 | Election of Director: Lynn D. Bleil | Management | Y | For | For | ||||||||||||||||||
STERICYCLE, INC. | SRCL | 858912108 | 26-May-2021 | Election of Director: Thomas F. Chen | Management | Y | For | For | ||||||||||||||||||
STERICYCLE, INC. | SRCL | 858912108 | 26-May-2021 | Election of Director: J. Joel Hackney, Jr. | Management | Y | For | For | ||||||||||||||||||
STERICYCLE, INC. | SRCL | 858912108 | 26-May-2021 | Election of Director: Veronica M. Hagen | Management | Y | For | For |
Small Cap Fund
Name of Issuer | Ticker Symbol | CUSIP | Meeting Date | Proposal | Type | Registrant Vote Case | Vote on Proxyedge | For/Against Management | ||||||||||||||||||
STERICYCLE, INC. | SRCL | 858912108 | 26-May-2021 | Election of Director: Stephen C. Hooley | Management | Y | For | For | ||||||||||||||||||
STERICYCLE, INC. | SRCL | 858912108 | 26-May-2021 | Election of Director: James J. Martell | Management | Y | For | For | ||||||||||||||||||
STERICYCLE, INC. | SRCL | 858912108 | 26-May-2021 | Election of Director: Kay G. Priestly | Management | Y | For | For | ||||||||||||||||||
STERICYCLE, INC. | SRCL | 858912108 | 26-May-2021 | Election of Director: James L. Welch | Management | Y | For | For | ||||||||||||||||||
STERICYCLE, INC. | SRCL | 858912108 | 26-May-2021 | Election of Director: Mike S. Zafirovski | Management | Y | For | For | ||||||||||||||||||
STERICYCLE, INC. | SRCL | 858912108 | 26-May-2021 | Advisory vote to approve executive compensation. | Management | Y | For | For | ||||||||||||||||||
STERICYCLE, INC. | SRCL | 858912108 | 26-May-2021 | Approval of the Stericycle, Inc. 2021 Long-Term Incentive Plan. | Management | Y | For | For | ||||||||||||||||||
STERICYCLE, INC. | SRCL | 858912108 | 26-May-2021 | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for 2021. | Management | Y | For | For | ||||||||||||||||||
STERICYCLE, INC. | SRCL | 858912108 | 26-May-2021 | Stockholder proposal entitled Improve our Excess Baggage Special Shareholder Meeting "Right". | Shareholder | Y | Against | For | ||||||||||||||||||
STERICYCLE, INC. | SRCL | 858912108 | 26-May-2021 | Stockholder proposal with respect to amendment of our compensation clawback policy. | Shareholder | Y | Against | For | ||||||||||||||||||
HEALTHCARE SERVICES GROUP, INC. | HCSG | 421906108 | 01-Jun-2021 | John M. Briggs | Management | Y | For | For | ||||||||||||||||||
HEALTHCARE SERVICES GROUP, INC. | HCSG | 421906108 | 01-Jun-2021 | Diane S. Casey | Management | Y | For | For | ||||||||||||||||||
HEALTHCARE SERVICES GROUP, INC. | HCSG | 421906108 | 01-Jun-2021 | Daniela Castagnino | Management | Y | For | For | ||||||||||||||||||
HEALTHCARE SERVICES GROUP, INC. | HCSG | 421906108 | 01-Jun-2021 | Robert L. Frome | Management | Y | For | For | ||||||||||||||||||
HEALTHCARE SERVICES GROUP, INC. | HCSG | 421906108 | 01-Jun-2021 | Laura Grant | Management | Y | For | For | ||||||||||||||||||
HEALTHCARE SERVICES GROUP, INC. | HCSG | 421906108 | 01-Jun-2021 | John J. McFadden | Management | Y | For | For | ||||||||||||||||||
HEALTHCARE SERVICES GROUP, INC. | HCSG | 421906108 | 01-Jun-2021 | Dino D. Ottaviano | Management | Y | For | For | ||||||||||||||||||
HEALTHCARE SERVICES GROUP, INC. | HCSG | 421906108 | 01-Jun-2021 | Jude Visconto | Management | Y | For | For | ||||||||||||||||||
HEALTHCARE SERVICES GROUP, INC. | HCSG | 421906108 | 01-Jun-2021 | Theodore Wahl | Management | Y | For | For |
Small Cap Fund
Name of Issuer | Ticker Symbol | CUSIP | Meeting Date | Proposal | Type | Registrant Vote Case | Vote on Proxyedge | For/Against Management | ||||||||||||||||||
HEALTHCARE SERVICES GROUP, INC. | HCSG | 421906108 | 01-Jun-2021 | To approve and ratify the selection of Grant Thornton LLP as the independent registered public accounting firm of the Company for the current fiscal year ending December 31, 2021. | Management | Y | For | For | ||||||||||||||||||
HEALTHCARE SERVICES GROUP, INC. | HCSG | 421906108 | 01-Jun-2021 | To hold an advisory vote to approve the compensation of the named executive officers. | Management | Y | For | For | ||||||||||||||||||
GLAUKOS CORPORATION | GKOS | 377322102 | 03-Jun-2021 | Thomas W. Burns | Management | Y | For | For | ||||||||||||||||||
GLAUKOS CORPORATION | GKOS | 377322102 | 03-Jun-2021 | Leana S. Wen, M.D. | Management | Y | For | For | ||||||||||||||||||
GLAUKOS CORPORATION | GKOS | 377322102 | 03-Jun-2021 | Marc A. Stapley | Management | Y | For | For | ||||||||||||||||||
GLAUKOS CORPORATION | GKOS | 377322102 | 03-Jun-2021 | Approval, on an advisory basis, of the compensation of the Company's named executive officers. | Management | Y | For | For | ||||||||||||||||||
GLAUKOS CORPORATION | GKOS | 377322102 | 03-Jun-2021 | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Management | Y | For | For | ||||||||||||||||||
GLOBUS MEDICAL, INC. | GMED | 379577208 | 03-Jun-2021 | Election of Director: David D. Davidar | Management | Y | For | For | ||||||||||||||||||
GLOBUS MEDICAL, INC. | GMED | 379577208 | 03-Jun-2021 | Election of Director: James R. Tobin | Management | Y | For | For | ||||||||||||||||||
GLOBUS MEDICAL, INC. | GMED | 379577208 | 03-Jun-2021 | Election of Director: Stephen T. Zarrilli | Management | Y | For | For | ||||||||||||||||||
GLOBUS MEDICAL, INC. | GMED | 379577208 | 03-Jun-2021 | The approval of the 2021 Equity Incentive Plan. | Management | Y | For | For | ||||||||||||||||||
GLOBUS MEDICAL, INC. | GMED | 379577208 | 03-Jun-2021 | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Management | Y | For | For | ||||||||||||||||||
GLOBUS MEDICAL, INC. | GMED | 379577208 | 03-Jun-2021 | To approve, in an advisory vote, the compensation of the Company's named executive officers (the Say-on-Pay Vote). | Management | Y | For | For | ||||||||||||||||||
HYDROFARM HOLDINGS GROUP, INC. | HYFM | 44888K209 | 08-Jun-2021 | Election of Class I Director to serve for a three-year term expiring in 2024: William Toler | Management | Y | Abstain | Against | ||||||||||||||||||
HYDROFARM HOLDINGS GROUP, INC. | HYFM | 44888K209 | 08-Jun-2021 | Election of Class I Director to serve for a three-year term expiring in 2024: Patrick Chung | Management | Y | For | For | ||||||||||||||||||
HYDROFARM HOLDINGS GROUP, INC. | HYFM | 44888K209 | 08-Jun-2021 | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021; | Management | Y | For | For | ||||||||||||||||||
SHAKE SHACK INC | SHAK | 819047101 | 09-Jun-2021 | Sumaiya Balbale | Management | Y | For | For |
Small Cap Fund
Name of Issuer | Ticker Symbol | CUSIP | Meeting Date | Proposal | Type | Registrant Vote Case | Vote on Proxyedge | For/Against Management | ||||||||||||||||||
SHAKE SHACK INC | SHAK | 819047101 | 09-Jun-2021 | Jenna Lyons | Management | Y | For | For | ||||||||||||||||||
SHAKE SHACK INC | SHAK | 819047101 | 09-Jun-2021 | Robert Vivian | Management | Y | For | For | ||||||||||||||||||
SHAKE SHACK INC | SHAK | 819047101 | 09-Jun-2021 | Ratification of Ernst & Young LLP as the Company's Independent Registered Public Accounting Firm. | Management | Y | For | For | ||||||||||||||||||
SHAKE SHACK INC | SHAK | 819047101 | 09-Jun-2021 | Approval, on an advisory basis, of the compensation of our Named Executive Officers. | Management | Y | For | For | ||||||||||||||||||
CASTLE BIOSCIENCES INC. | CSTL | 14843C105 | 10-Jun-2021 | Mara G. Aspinall | Management | Y | For | For | ||||||||||||||||||
CASTLE BIOSCIENCES INC. | CSTL | 14843C105 | 10-Jun-2021 | Daniel M. Bradbury | Management | Y | For | For | ||||||||||||||||||
CASTLE BIOSCIENCES INC. | CSTL | 14843C105 | 10-Jun-2021 | To ratify the selection of KPMG LLP by the Audit Committee of the Board of Directors as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | Y | For | For | ||||||||||||||||||
CASPER SLEEP INC. | CSPR | 147626105 | 10-Jun-2021 | Diane Irvine | Management | Y | For | For | ||||||||||||||||||
CASPER SLEEP INC. | CSPR | 147626105 | 10-Jun-2021 | Dani Reiss | Management | Y | For | For | ||||||||||||||||||
CASPER SLEEP INC. | CSPR | 147626105 | 10-Jun-2021 | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | Y | For | For | ||||||||||||||||||
PRA GROUP, INC. | PRAA | 69354N106 | 10-Jun-2021 | Vikram A. Atal | Management | Y | For | For | ||||||||||||||||||
PRA GROUP, INC. | PRAA | 69354N106 | 10-Jun-2021 | Danielle M. Brown | Management | Y | For | For | ||||||||||||||||||
PRA GROUP, INC. | PRAA | 69354N106 | 10-Jun-2021 | Marjorie M. Connelly | Management | Y | For | For | ||||||||||||||||||
PRA GROUP, INC. | PRAA | 69354N106 | 10-Jun-2021 | John H. Fain | Management | Y | For | For | ||||||||||||||||||
PRA GROUP, INC. | PRAA | 69354N106 | 10-Jun-2021 | Steven D. Fredrickson | Management | Y | For | For | ||||||||||||||||||
PRA GROUP, INC. | PRAA | 69354N106 | 10-Jun-2021 | James A. Nussle | Management | Y | For | For | ||||||||||||||||||
PRA GROUP, INC. | PRAA | 69354N106 | 10-Jun-2021 | Brett L. Paschke | Management | Y | For | For | ||||||||||||||||||
PRA GROUP, INC. | PRAA | 69354N106 | 10-Jun-2021 | Kevin P. Stevenson | Management | Y | For | For |
Small Cap Fund
Name of Issuer | Ticker Symbol | CUSIP | Meeting Date | Proposal | Type | Registrant Vote Case | Vote on Proxyedge | For/Against Management | ||||||||||||||||||
PRA GROUP, INC. | PRAA | 69354N106 | 10-Jun-2021 | Scott M. Tabakin | Management | Y | For | For | ||||||||||||||||||
PRA GROUP, INC. | PRAA | 69354N106 | 10-Jun-2021 | Lance L. Weaver | Management | Y | For | For | ||||||||||||||||||
PRA GROUP, INC. | PRAA | 69354N106 | 10-Jun-2021 | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for 2021. | Management | Y | For | For | ||||||||||||||||||
PRA GROUP, INC. | PRAA | 69354N106 | 10-Jun-2021 | Approval, on a non-binding advisory basis, of the compensation of the Company's named executive officers. | Management | Y | For | For | ||||||||||||||||||
SIENTRA, INC. | SIEN | 82621J105 | 10-Jun-2021 | Ronald Menezes | Management | Y | For | For | ||||||||||||||||||
SIENTRA, INC. | SIEN | 82621J105 | 10-Jun-2021 | Philippe A. Schaison | Management | Y | For | For | ||||||||||||||||||
SIENTRA, INC. | SIEN | 82621J105 | 10-Jun-2021 | Keith J. Sullivan | Management | Y | For | For | ||||||||||||||||||
SIENTRA, INC. | SIEN | 82621J105 | 10-Jun-2021 | To ratify the selection by the Audit Committee of the Board of Directors of KPMG LLP as the independent registered public accounting firm of Sientra, Inc. for its fiscal year ending December 31, 2021. | Management | Y | For | For | ||||||||||||||||||
SIENTRA, INC. | SIEN | 82621J105 | 10-Jun-2021 | To approve, on a non-binding advisory basis, of the compensation of our Named Executive Officers as disclosed in the Proxy Statement ("Say-On-Pay Vote"). | Management | Y | For | For | ||||||||||||||||||
REVOLVE GROUP, INC. | RVLV | 76156B107 | 11-Jun-2021 | Mike Karanikolas | Management | Y | Withheld | Against | ||||||||||||||||||
REVOLVE GROUP, INC. | RVLV | 76156B107 | 11-Jun-2021 | Michael Mente | Management | Y | Withheld | Against | ||||||||||||||||||
REVOLVE GROUP, INC. | RVLV | 76156B107 | 11-Jun-2021 | Melanie Cox | Management | Y | For | For | ||||||||||||||||||
REVOLVE GROUP, INC. | RVLV | 76156B107 | 11-Jun-2021 | Hadley Mullin | Management | Y | For | For | ||||||||||||||||||
REVOLVE GROUP, INC. | RVLV | 76156B107 | 11-Jun-2021 | Marc Stolzman | Management | Y | For | For | ||||||||||||||||||
REVOLVE GROUP, INC. | RVLV | 76156B107 | 11-Jun-2021 | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | Y | For | For | ||||||||||||||||||
WILLSCOT MOBILE MINI HOLDINGS CORP. | WSC | 971378104 | 11-Jun-2021 | Election of Director to serve a three-year term: Ms. Sara R. Dial | Management | Y | For | For | ||||||||||||||||||
WILLSCOT MOBILE MINI HOLDINGS CORP. | WSC | 971378104 | 11-Jun-2021 | Election of Director to serve a three-year term: Mr. Gerard E. Holthaus | Management | Y | For | For |
Small Cap Fund
Name of Issuer | Ticker Symbol | CUSIP | Meeting Date | Proposal | Type | Registrant Vote Case | Vote on Proxyedge | For/Against Management | ||||||||||||||||||
WILLSCOT MOBILE MINI HOLDINGS CORP. | WSC | 971378104 | 11-Jun-2021 | Election of Director to serve a three-year term: Mr. Gary Lindsay | Management | Y | For | For | ||||||||||||||||||
WILLSCOT MOBILE MINI HOLDINGS CORP. | WSC | 971378104 | 11-Jun-2021 | Election of Director to serve a three-year term: Ms. Kimberly J. McWaters | Management | Y | For | For | ||||||||||||||||||
WILLSCOT MOBILE MINI HOLDINGS CORP. | WSC | 971378104 | 11-Jun-2021 | To ratify the appointment of Ernst & Young LLP as independent registered public accounting firm of WillScot Mobile Mini Holdings Corp. for the fiscal year ending December 31, 2021. | Management | Y | For | For | ||||||||||||||||||
WILLSCOT MOBILE MINI HOLDINGS CORP. | WSC | 971378104 | 11-Jun-2021 | To approve, on an advisory and non-binding basis, the compensation of the named executive officers of WillScot Mobile Mini Holdings Corp. | Management | Y | For | For | ||||||||||||||||||
WILLSCOT MOBILE MINI HOLDINGS CORP. | WSC | 971378104 | 11-Jun-2021 | To approve amendments to the Amended and Restated Certificate of Incorporation of WillScot Mobile Mini Holdings Corp. to declassify the Board of Directors. | Management | Y | For | For | ||||||||||||||||||
WESTERN ALLIANCE BANCORPORATION | WAL | 957638109 | 15-Jun-2021 | Election of Director: Bruce Beach | Management | Y | For | For | ||||||||||||||||||
WESTERN ALLIANCE BANCORPORATION | WAL | 957638109 | 15-Jun-2021 | Election of Director: Juan Figuereo | Management | Y | For | For | ||||||||||||||||||
WESTERN ALLIANCE BANCORPORATION | WAL | 957638109 | 15-Jun-2021 | Election of Director: Howard Gould | Management | Y | For | For | ||||||||||||||||||
WESTERN ALLIANCE BANCORPORATION | WAL | 957638109 | 15-Jun-2021 | Election of Director: Steven Hilton | Management | Y | For | For | ||||||||||||||||||
WESTERN ALLIANCE BANCORPORATION | WAL | 957638109 | 15-Jun-2021 | Election of Director: Marianne Boyd Johnson | Management | Y | For | For | ||||||||||||||||||
WESTERN ALLIANCE BANCORPORATION | WAL | 957638109 | 15-Jun-2021 | Election of Director: Robert Latta | Management | Y | For | For | ||||||||||||||||||
WESTERN ALLIANCE BANCORPORATION | WAL | 957638109 | 15-Jun-2021 | Election of Director: Adriane McFetridge | Management | Y | For | For | ||||||||||||||||||
WESTERN ALLIANCE BANCORPORATION | WAL | 957638109 | 15-Jun-2021 | Election of Director: Michael Patriarca | Management | Y | For | For | ||||||||||||||||||
WESTERN ALLIANCE BANCORPORATION | WAL | 957638109 | 15-Jun-2021 | Election of Director: Robert Sarver | Management | Y | For | For | ||||||||||||||||||
WESTERN ALLIANCE BANCORPORATION | WAL | 957638109 | 15-Jun-2021 | Election of Director: Bryan Segedi | Management | Y | For | For | ||||||||||||||||||
WESTERN ALLIANCE BANCORPORATION | WAL | 957638109 | 15-Jun-2021 | Election of Director: Donald Snyder | Management | Y | For | For | ||||||||||||||||||
WESTERN ALLIANCE BANCORPORATION | WAL | 957638109 | 15-Jun-2021 | Election of Director: Sung Won Sohn, Ph.D. | Management | Y | For | For | ||||||||||||||||||
WESTERN ALLIANCE BANCORPORATION | WAL | 957638109 | 15-Jun-2021 | Election of Director: Kenneth A. Vecchione | Management | Y | Against | Against |
Small Cap Fund
Name of Issuer | Ticker Symbol | CUSIP | Meeting Date | Proposal | Type | Registrant Vote Case | Vote on Proxyedge | For/Against Management | ||||||||||||||||||
WESTERN ALLIANCE BANCORPORATION | WAL | 957638109 | 15-Jun-2021 | Approve, on a non-binding advisory basis, executive compensation. | Management | Y | Against | Against | ||||||||||||||||||
WESTERN ALLIANCE BANCORPORATION | WAL | 957638109 | 15-Jun-2021 | Ratify the appointment of RSM US LLP as the Company's independent auditor. | Management | Y | For | For | ||||||||||||||||||
SUPERNUS PHARMACEUTICALS, INC. | SUPN | 868459108 | 15-Jun-2021 | Georges Gemayel, Ph.D. | Management | Y | For | For | ||||||||||||||||||
SUPERNUS PHARMACEUTICALS, INC. | SUPN | 868459108 | 15-Jun-2021 | John Siebert, Ph.D. | Management | Y | For | For | ||||||||||||||||||
SUPERNUS PHARMACEUTICALS, INC. | SUPN | 868459108 | 15-Jun-2021 | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | Y | For | For | ||||||||||||||||||
SUPERNUS PHARMACEUTICALS, INC. | SUPN | 868459108 | 15-Jun-2021 | To approve, on a non-binding basis, the compensation paid to our named executive officers. | Management | Y | For | For | ||||||||||||||||||
SUPERNUS PHARMACEUTICALS, INC. | SUPN | 868459108 | 15-Jun-2021 | To act upon a proposal to adopt the Supernus Pharmaceuticals, Inc. 2021 Equity Incentive Plan. | Management | Y | For | For | ||||||||||||||||||
PRA HEALTH SCIENCES, INC. | PRAH | 69354M108 | 15-Jun-2021 | To adopt the Agreement and Plan of Merger, dated as of February 24, 2021, by and among ICON plc ("ICON"), PRA Health Sciences, Inc. ("PRA"), ICON US Holdings Inc., a wholly owned subsidiary of ICON ("US HoldCo"), and Indigo Merger Sub, Inc., a wholly owned subsidiary of ICON and US HoldCo (such agreement, as it may be amended from time to time, the "merger agreement" and such proposal, the "PRA merger agreement proposal"). | Management | Y | For | For | ||||||||||||||||||
PRA HEALTH SCIENCES, INC. | PRAH | 69354M108 | 15-Jun-2021 | To approve, on an advisory (non-binding) basis, the executive officer compensation that will or may be paid to PRA's named executive officers that is based on or otherwise relates to the transactions contemplated by the merger agreement (the "PRA compensation proposal"). | Management | Y | For | For | ||||||||||||||||||
PRA HEALTH SCIENCES, INC. | PRAH | 69354M108 | 15-Jun-2021 | To approve the adjournment of the PRA stockholder meeting to solicit additional proxies if there are not sufficient votes at the time of the PRA stockholder meeting to approve the PRA merger agreement proposal or to ensure that any supplement or amendment to the accompanying joint proxy statement/prospectus is timely provided to PRA stockholders (the "PRA adjournment proposal"). | Management | Y | For | For | ||||||||||||||||||
BED BATH & BEYOND INC. | BBBY | 075896100 | 17-Jun-2021 | Election of Director to serve until the 2022 Annual Meeting: Harriet Edelman | Management | Y | For | For | ||||||||||||||||||
BED BATH & BEYOND INC. | BBBY | 075896100 | 17-Jun-2021 | Election of Director to serve until the 2022 Annual Meeting: Mark J. Tritton | Management | Y | Against | Against |
Small Cap Fund
Name of Issuer | Ticker Symbol | CUSIP | Meeting Date | Proposal | Type | Registrant Vote Case | Vote on Proxyedge | For/Against Management | ||||||||||||||||||
BED BATH & BEYOND INC. | BBBY | 075896100 | 17-Jun-2021 | Election of Director to serve until the 2022 Annual Meeting: John E. Fleming | Management | Y | For | For | ||||||||||||||||||
BED BATH & BEYOND INC. | BBBY | 075896100 | 17-Jun-2021 | Election of Director to serve until the 2022 Annual Meeting: Sue E. Gove | Management | Y | For | For | ||||||||||||||||||
BED BATH & BEYOND INC. | BBBY | 075896100 | 17-Jun-2021 | Election of Director to serve until the 2022 Annual Meeting: Jeffrey A. Kirwan | Management | Y | For | For | ||||||||||||||||||
BED BATH & BEYOND INC. | BBBY | 075896100 | 17-Jun-2021 | Election of Director to serve until the 2022 Annual Meeting: Virginia P. Ruesterholz | Management | Y | For | For | ||||||||||||||||||
BED BATH & BEYOND INC. | BBBY | 075896100 | 17-Jun-2021 | Election of Director to serve until the 2022 Annual Meeting: Joshua E. Schechter | Management | Y | For | For | ||||||||||||||||||
BED BATH & BEYOND INC. | BBBY | 075896100 | 17-Jun-2021 | Election of Director to serve until the 2022 Annual Meeting: Andrea M. Weiss | Management | Y | For | For | ||||||||||||||||||
BED BATH & BEYOND INC. | BBBY | 075896100 | 17-Jun-2021 | Election of Director to serve until the 2022 Annual Meeting: Mary A. Winston | Management | Y | For | For | ||||||||||||||||||
BED BATH & BEYOND INC. | BBBY | 075896100 | 17-Jun-2021 | Election of Director to serve until the 2022 Annual Meeting: Ann Yerger | Management | Y | For | For | ||||||||||||||||||
BED BATH & BEYOND INC. | BBBY | 075896100 | 17-Jun-2021 | To ratify the appointment of KPMG LLP as independent auditors for the 2021 fiscal year. | Management | Y | For | For | ||||||||||||||||||
BED BATH & BEYOND INC. | BBBY | 075896100 | 17-Jun-2021 | To approve, by non-binding vote, the 2020 compensation paid to the Company's Named Executive Officers (commonly known as a "say-on-pay" proposal). | Management | Y | Against | Against | ||||||||||||||||||
ARMSTRONG WORLD INDUSTRIES, INC. | AWI | 04247X102 | 24-Jun-2021 | Stan A. Askren | Management | Y | For | For | ||||||||||||||||||
ARMSTRONG WORLD INDUSTRIES, INC. | AWI | 04247X102 | 24-Jun-2021 | Victor D. Grizzle | Management | Y | For | For | ||||||||||||||||||
ARMSTRONG WORLD INDUSTRIES, INC. | AWI | 04247X102 | 24-Jun-2021 | Tao Huang | Management | Y | For | For | ||||||||||||||||||
ARMSTRONG WORLD INDUSTRIES, INC. | AWI | 04247X102 | 24-Jun-2021 | Barbara L. Loughran | Management | Y | For | For | ||||||||||||||||||
ARMSTRONG WORLD INDUSTRIES, INC. | AWI | 04247X102 | 24-Jun-2021 | Larry S. McWilliams | Management | Y | For | For | ||||||||||||||||||
ARMSTRONG WORLD INDUSTRIES, INC. | AWI | 04247X102 | 24-Jun-2021 | James C. Melville | Management | Y | For | For | ||||||||||||||||||
ARMSTRONG WORLD INDUSTRIES, INC. | AWI | 04247X102 | 24-Jun-2021 | Wayne R. Shurts | Management | Y | For | For | ||||||||||||||||||
ARMSTRONG WORLD INDUSTRIES, INC. | AWI | 04247X102 | 24-Jun-2021 | Roy W. Templin | Management | Y | For | For | ||||||||||||||||||
ARMSTRONG WORLD INDUSTRIES, INC. | AWI | 04247X102 | 24-Jun-2021 | Cherryl T. Thomas | Management | Y | For | For |
Small Cap Fund
Name of Issuer | Ticker Symbol | CUSIP | Meeting Date | Proposal | Type | Registrant Vote Case | Vote on Proxyedge | For/Against Management | ||||||||||||||||||
ARMSTRONG WORLD INDUSTRIES, INC. | AWI | 04247X102 | 24-Jun-2021 | To ratify the selection of KPMG LLP as our independent registered public accounting firm for 2021. | Management | Y | For | For | ||||||||||||||||||
ARMSTRONG WORLD INDUSTRIES, INC. | AWI | 04247X102 | 24-Jun-2021 | To approve, on an advisory basis, our Executive Compensation Program. | Management | Y | For | For | ||||||||||||||||||
FLEXION THERAPEUTICS, INC. | FLXN | 33938J106 | 24-Jun-2021 | Michael D. Clayman, M.D | Management | Y | For | For | ||||||||||||||||||
FLEXION THERAPEUTICS, INC. | FLXN | 33938J106 | 24-Jun-2021 | Elizabeth Kwo, M.D. | Management | Y | For | For | ||||||||||||||||||
FLEXION THERAPEUTICS, INC. | FLXN | 33938J106 | 24-Jun-2021 | Ann Merrifield | Management | Y | For | For | ||||||||||||||||||
FLEXION THERAPEUTICS, INC. | FLXN | 33938J106 | 24-Jun-2021 | To ratify the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for its fiscal year ending December 31, 2021. | Management | Y | For | For | ||||||||||||||||||
FLEXION THERAPEUTICS, INC. | FLXN | 33938J106 | 24-Jun-2021 | To approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | Y | For | For | ||||||||||||||||||
MAGNITE INC | MGNI | 55955D100 | 28-Jun-2021 | Election of Director: Robert J. Frankenberg | Management | Y | For | For | ||||||||||||||||||
MAGNITE INC | MGNI | 55955D100 | 28-Jun-2021 | Election of Director: Sarah P. Harden | Management | Y | For | For | ||||||||||||||||||
MAGNITE INC | MGNI | 55955D100 | 28-Jun-2021 | Election of Director: James Rossman | Management | Y | For | For | ||||||||||||||||||
MAGNITE INC | MGNI | 55955D100 | 28-Jun-2021 | To ratify the selection of Deloitte & Touche LLP as the company's independent registered public accounting firm for the current fiscal year. | Management | Y | For | For | ||||||||||||||||||
MAGNITE INC | MGNI | 55955D100 | 28-Jun-2021 | To approve, on an advisory basis, of the compensation of the company's named executive officers. | Management | Y | Against | Against | ||||||||||||||||||
PETIQ, INC. | PETQ | 71639T106 | 29-Jun-2021 | Election of class I director to serve until the third annual meeting: Ronald Kennedy | Management | Y | For | For | ||||||||||||||||||
PETIQ, INC. | PETQ | 71639T106 | 29-Jun-2021 | Election of class I director to serve until the third annual meeting: Sheryl Oloughlin | Management | Y | For | For | ||||||||||||||||||
PETIQ, INC. | PETQ | 71639T106 | 29-Jun-2021 | To ratify the selection of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | Y | For | For | ||||||||||||||||||
PETIQ, INC. | PETQ | 71639T106 | 29-Jun-2021 | To approve, on an advisory, non-binding basis, the compensation of our named executive officers. | Management | Y | Against | Against |
Small Cap Fund
Name of Issuer | Ticker Symbol | CUSIP | Meeting Date | Proposal | Type | Registrant Vote Case | Vote on Proxyedge | For/Against Management | ||||||||||||||||||
PETIQ, INC. | PETQ | 71639T106 | 29-Jun-2021 | To approve the amendment and restatement of our Amended and Restated 2017 Omnibus Incentive Plan. | Management | Y | Against | Against | ||||||||||||||||||
PETIQ, INC. | PETQ | 71639T106 | 29-Jun-2021 | To approve on an advisory, non-binding basis, the frequency of stockholder advisory approval on the compensation of our named executive officers. | Management | Y | Abstain | Against |
International Stock Fund
Name of Issuer | Ticker Symbol | Security ID/ CUSIP | Meeting Date | Proposal | Type | Registrant Vote Cast | Vote on Proxyedge | For/Against Management | ||||||||||||||||||
Alstom SA | ALO | F0259M475 | 08-Jul-20 | Approve Financial Statements and Statutory Reports | Management | Yes | For | For | ||||||||||||||||||
Alstom SA | ALO | F0259M475 | 08-Jul-20 | Approve Consolidated Financial Statements and Statutory Reports | Management | Yes | For | For | ||||||||||||||||||
Alstom SA | ALO | F0259M475 | 08-Jul-20 | Approve Allocation of Income and Absence of Dividends | Management | Yes | For | For | ||||||||||||||||||
Alstom SA | ALO | F0259M475 | 08-Jul-20 | Approve Transaction with Bouygues Re: Acquisition of Bombardier Transport | Management | Yes | For | For | ||||||||||||||||||
Alstom SA | ALO | F0259M475 | 08-Jul-20 | Reelect Yann Delabriere as Director | Management | Yes | For | For | ||||||||||||||||||
Alstom SA | ALO | F0259M475 | 08-Jul-20 | Elect Frank Mastiaux as Director | Management | Yes | For | For | ||||||||||||||||||
Alstom SA | ALO | F0259M475 | 08-Jul-20 | Approve Compensation Report of Corporate Officers | Management | Yes | For | For | ||||||||||||||||||
Alstom SA | ALO | F0259M475 | 08-Jul-20 | Approve Compensation of Chairman and CEO | Management | Yes | For | For | ||||||||||||||||||
Alstom SA | ALO | F0259M475 | 08-Jul-20 | Approve Remuneration Policy of Chairman and CEO | Management | Yes | For | For | ||||||||||||||||||
Alstom SA | ALO | F0259M475 | 08-Jul-20 | Approve Remuneration Policy of Board Members | Management | Yes | For | For | ||||||||||||||||||
Alstom SA | ALO | F0259M475 | 08-Jul-20 | Ratify Change Location of Registered Office to Saint-Ouen-sur-Seine | Management | Yes | For | For | ||||||||||||||||||
Alstom SA | ALO | F0259M475 | 08-Jul-20 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | Yes | For | For | ||||||||||||||||||
Alstom SA | ALO | F0259M475 | 08-Jul-20 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 510 Million | Management | Yes | For | For | ||||||||||||||||||
Alstom SA | ALO | F0259M475 | 08-Jul-20 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 155 Million | Management | Yes | For | For | ||||||||||||||||||
Alstom SA | ALO | F0259M475 | 08-Jul-20 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 155 Million | Management | Yes | For | For | ||||||||||||||||||
Alstom SA | ALO | F0259M475 | 08-Jul-20 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | Yes | For | For | ||||||||||||||||||
Alstom SA | ALO | F0259M475 | 08-Jul-20 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | Yes | For | For | ||||||||||||||||||
Alstom SA | ALO | F0259M475 | 08-Jul-20 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to 10 Percent of Issued Capital | Management | Yes | For | For |
International Stock Fund
Alstom SA | ALO | F0259M475 | 08-Jul-20 | Authorize Capital Increase of Up to EUR 155 Million for Future Exchange Offers | Management | Yes | For | For | ||||||||||||||||||
Alstom SA | ALO | F0259M475 | 08-Jul-20 | Approve Issuance of Equity or Equity-Linked Securities for Reserved for Specific Beneficiaries, up to Aggregate Nominal Amount of EUR 155 Million | Management | Yes | For | For | ||||||||||||||||||
Alstom SA | ALO | F0259M475 | 08-Jul-20 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | Yes | For | For | ||||||||||||||||||
Alstom SA | ALO | F0259M475 | 08-Jul-20 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | Yes | For | For | ||||||||||||||||||
Alstom SA | ALO | F0259M475 | 08-Jul-20 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | Management | Yes | For | For | ||||||||||||||||||
Alstom SA | ALO | F0259M475 | 08-Jul-20 | Amend Article 9 of Bylaws Re: Employee Representative | Management | Yes | For | For | ||||||||||||||||||
Alstom SA | ALO | F0259M475 | 08-Jul-20 | Amend Article 10 of Bylaws Re: Board Members Deliberation via Written Consultation | Management | Yes | For | For | ||||||||||||||||||
Alstom SA | ALO | F0259M475 | 08-Jul-20 | Amend Bylaws to Comply with Legal Changes | Management | Yes | For | For | ||||||||||||||||||
Alstom SA | ALO | F0259M475 | 08-Jul-20 | Authorize Filing of Required Documents/Other Formalities | Management | Yes | For | For | ||||||||||||||||||
Ferguson Plc | FERG | G3421J106 | 29-Jul-20 | Adopt New Articles of Association | Management | Yes | For | For | ||||||||||||||||||
Hitachi Ltd. | 6501 | J20454112 | 30-Jul-20 | Elect Director Ihara, Katsumi | Management | Yes | For | For | ||||||||||||||||||
Hitachi Ltd. | 6501 | J20454112 | 30-Jul-20 | Elect Director Ravi Venkatesan | Management | Yes | For | For | ||||||||||||||||||
Hitachi Ltd. | 6501 | J20454112 | 30-Jul-20 | Elect Director Cynthia Carroll | Management | Yes | For | For | ||||||||||||||||||
Hitachi Ltd. | 6501 | J20454112 | 30-Jul-20 | Elect Director Joe Harlan | Management | Yes | For | For | ||||||||||||||||||
Hitachi Ltd. | 6501 | J20454112 | 30-Jul-20 | Elect Director George Buckley | Management | Yes | For | For | ||||||||||||||||||
Hitachi Ltd. | 6501 | J20454112 | 30-Jul-20 | Elect Director Louise Pentland | Management | Yes | For | For | ||||||||||||||||||
Hitachi Ltd. | 6501 | J20454112 | 30-Jul-20 | Elect Director Mochizuki, Harufumi | Management | Yes | For | For | ||||||||||||||||||
Hitachi Ltd. | 6501 | J20454112 | 30-Jul-20 | Elect Director Yamamoto, Takatoshi | Management | Yes | For | For | ||||||||||||||||||
Hitachi Ltd. | 6501 | J20454112 | 30-Jul-20 | Elect Director Yoshihara, Hiroaki | Management | Yes | For | For | ||||||||||||||||||
Hitachi Ltd. | 6501 | J20454112 | 30-Jul-20 | Elect Director Helmuth Ludwig | Management | Yes | For | For | ||||||||||||||||||
Hitachi Ltd. | 6501 | J20454112 | 30-Jul-20 | Elect Director Seki, Hideaki | Management | Yes | For | For | ||||||||||||||||||
Hitachi Ltd. | 6501 | J20454112 | 30-Jul-20 | Elect Director Nakanishi, Hiroaki | Management | Yes | For | For | ||||||||||||||||||
Hitachi Ltd. | 6501 | J20454112 | 30-Jul-20 | Elect Director Higashihara, Toshiaki | Management | Yes | For | For | ||||||||||||||||||
Aon Plc | AON | G0403H108 | 26-Aug-20 | Approve the Issuance of the Aggregate Scheme Consideration | Management | Yes | For | For | ||||||||||||||||||
Aon Plc | AON | G0403H108 | 26-Aug-20 | Adjourn Meeting | Management | Yes | Against | Against | ||||||||||||||||||
Fresenius Medical Care AG & Co. KGaA | FME | D2734Z107 | 27-Aug-20 | Accept Financial Statements and Statutory Reports for Fiscal 2019 | Management | Yes | For | For | ||||||||||||||||||
Fresenius Medical Care AG & Co. KGaA | FME | D2734Z107 | 27-Aug-20 | Approve Allocation of Income and Dividends of EUR 1.20 per Share | Management | Yes | For | For |
International Stock Fund
Fresenius Medical Care AG & Co. KGaA | FME | D2734Z107 | 27-Aug-20 | Approve Discharge of Personally Liable Partner for Fiscal 2019 | Management | Yes | For | For | ||||||||||||||||||
Fresenius Medical Care AG & Co. KGaA | FME | D2734Z107 | 27-Aug-20 | Approve Discharge of Supervisory Board for Fiscal 2019 | Management | Yes | For | For | ||||||||||||||||||
Fresenius Medical Care AG & Co. KGaA | FME | D2734Z107 | 27-Aug-20 | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2020 | Management | Yes | For | For | ||||||||||||||||||
Fresenius Medical Care AG & Co. KGaA | FME | D2734Z107 | 27-Aug-20 | Approve Remuneration Policy for the Management Board | Management | Yes | For | For | ||||||||||||||||||
Fresenius Medical Care AG & Co. KGaA | FME | D2734Z107 | 27-Aug-20 | Approve Remuneration Policy for the Supervisory Board | Management | Yes | For | For | ||||||||||||||||||
Fresenius Medical Care AG & Co. KGaA | FME | D2734Z107 | 27-Aug-20 | Approve Creation of Two Pools of Capital with Partial Exclusion of Preemptive Rights | Management | Yes | For | For | ||||||||||||||||||
Fresenius Medical Care AG & Co. KGaA | FME | D2734Z107 | 27-Aug-20 | Amend Articles Re: Proof of Entitlement | Management | Yes | For | For | ||||||||||||||||||
Bank Leumi Le-Israel Ltd. | LUMI | M16043107 | 10-Sep-20 | Discuss Financial Statements and the Report of the Board | Management | Yes | None | None | ||||||||||||||||||
Bank Leumi Le-Israel Ltd. | LUMI | M16043107 | 10-Sep-20 | Reappoint Somekh Chaikin (KPMG) and Brightman Almagor Zohar and Co. (Deloitte) as Joint Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For | ||||||||||||||||||
Bank Leumi Le-Israel Ltd. | LUMI | M16043107 | 10-Sep-20 | Elect Avi Bzura as Director | Management | Yes | For | For | ||||||||||||||||||
Bank Leumi Le-Israel Ltd. | LUMI | M16043107 | 10-Sep-20 | Elect Yifat Bitton as Director | Management | Yes | Against | Against | ||||||||||||||||||
Bank Leumi Le-Israel Ltd. | LUMI | M16043107 | 10-Sep-20 | Elect Haj-Yehia Samer as Director | Management | Yes | For | For | ||||||||||||||||||
Bank Leumi Le-Israel Ltd. | LUMI | M16043107 | 10-Sep-20 | Elect Dorit Diana Salinger Alter as External Director, as Defined in Directive 301 of the Proper Conduct of Banking Business Regulations | Management | Yes | Against | Against | ||||||||||||||||||
Bank Leumi Le-Israel Ltd. | LUMI | M16043107 | 10-Sep-20 | Elect Zvi Stern Yedidia as External Director, as Defined in Directive 301 of the Proper Conduct of Banking Business Regulations | Management | Yes | For | For | ||||||||||||||||||
Bank Leumi Le-Israel Ltd. | LUMI | M16043107 | 10-Sep-20 | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | Yes | Against | Against | ||||||||||||||||||
Bank Leumi Le-Israel Ltd. | LUMI | M16043107 | 10-Sep-20 | If you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. | Management | Yes | Against | Against | ||||||||||||||||||
Bank Leumi Le-Israel Ltd. | LUMI | M16043107 | 10-Sep-20 | If you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. | Management | Yes | Against | Against |
International Stock Fund
Bank Leumi Le-Israel Ltd. | LUMI | M16043107 | 10-Sep-20 | If you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. | Management | Yes | Against | Against | ||||||||||||||||||
Ryanair Holdings Plc | RY4C | 783513203 | 17-Sep-20 | Accept Financial Statements and Statutory Reports | Management | Yes | For | For | ||||||||||||||||||
Ryanair Holdings Plc | RY4C | 783513203 | 17-Sep-20 | Approve Remuneration Report | Management | Yes | Against | Against | ||||||||||||||||||
Ryanair Holdings Plc | RY4C | 783513203 | 17-Sep-20 | Re-elect Stan McCarthy as Director | Management | Yes | For | For | ||||||||||||||||||
Ryanair Holdings Plc | RY4C | 783513203 | 17-Sep-20 | Re-elect Louise Phelan as Director | Management | Yes | For | For | ||||||||||||||||||
Ryanair Holdings Plc | RY4C | 783513203 | 17-Sep-20 | Re-elect Roisin Brennan as Director | Management | Yes | For | For | ||||||||||||||||||
Ryanair Holdings Plc | RY4C | 783513203 | 17-Sep-20 | Re-elect Michael Cawley as Director | Management | Yes | Against | Against | ||||||||||||||||||
Ryanair Holdings Plc | RY4C | 783513203 | 17-Sep-20 | Re-elect Emer Daly as Director | Management | Yes | For | For | ||||||||||||||||||
Ryanair Holdings Plc | RY4C | 783513203 | 17-Sep-20 | Re-elect Howard Millar as Director | Management | Yes | Against | Against | ||||||||||||||||||
Ryanair Holdings Plc | RY4C | 783513203 | 17-Sep-20 | Re-elect Dick Milliken as Director | Management | Yes | For | For | ||||||||||||||||||
Ryanair Holdings Plc | RY4C | 783513203 | 17-Sep-20 | Re-elect Michael O'Brien as Director | Management | Yes | For | For | ||||||||||||||||||
Ryanair Holdings Plc | RY4C | 783513203 | 17-Sep-20 | Re-elect Michael O'Leary as Director | Management | Yes | For | For | ||||||||||||||||||
Ryanair Holdings Plc | RY4C | 783513203 | 17-Sep-20 | Re-elect Julie O'Neill as Director | Management | Yes | For | For | ||||||||||||||||||
Ryanair Holdings Plc | RY4C | 783513203 | 17-Sep-20 | Authorise Board to Fix Remuneration of Auditors | Management | Yes | For | For | ||||||||||||||||||
Ryanair Holdings Plc | RY4C | 783513203 | 17-Sep-20 | Authorise Issue of Equity | Management | Yes | For | For | ||||||||||||||||||
Ryanair Holdings Plc | RY4C | 783513203 | 17-Sep-20 | Authorise Issue of Equity without Pre-emptive Rights | Management | Yes | For | For | ||||||||||||||||||
Ryanair Holdings Plc | RY4C | 783513203 | 17-Sep-20 | Authorise Market Purchase and/or Overseas Market Purchase of Ordinary Shares | Management | Yes | For | For | ||||||||||||||||||
Unilever Plc | ULVR | G92087165 | 12-Oct-20 | Approve Matters Relating to the Unification of the Unilever Group under a Single Parent Company | Management | Yes | For | For | ||||||||||||||||||
Unilever Plc | ULVR | G92087165 | 12-Oct-20 | Approve the Cross-Border Merger between Unilever PLC and Unilever N.V. | Management | Yes | For | For | ||||||||||||||||||
BHP Group Plc | BHP | G10877127 | 15-Oct-20 | Accept Financial Statements and Statutory Reports | Management | Yes | For | For | ||||||||||||||||||
BHP Group Plc | BHP | G10877127 | 15-Oct-20 | Reappoint Ernst & Young LLP as Auditors | Management | Yes | For | For | ||||||||||||||||||
BHP Group Plc | BHP | G10877127 | 15-Oct-20 | Authorise the Risk and Audit Committee to Fix Remuneration of Auditors | Management | Yes | For | For | ||||||||||||||||||
BHP Group Plc | BHP | G10877127 | 15-Oct-20 | Authorise Issue of Equity | Management | Yes | For | For | ||||||||||||||||||
BHP Group Plc | BHP | G10877127 | 15-Oct-20 | Authorise Issue of Equity without Pre-emptive Rights | Management | Yes | For | For | ||||||||||||||||||
BHP Group Plc | BHP | G10877127 | 15-Oct-20 | Authorise Market Purchase of Ordinary Shares | Management | Yes | For | For |
International Stock Fund
BHP Group Plc | BHP | G10877127 | 15-Oct-20 | Approve Remuneration Report for UK Law Purposes | Management | Yes | For | For | ||||||||||||||||||
BHP Group Plc | BHP | G10877127 | 15-Oct-20 | Approve Remuneration Report for Australian Law Purposes | Management | Yes | For | For | ||||||||||||||||||
BHP Group Plc | BHP | G10877127 | 15-Oct-20 | Approve Grant of Awards under the Group's Incentive Plans to Mike Henry | Management | Yes | For | For | ||||||||||||||||||
BHP Group Plc | BHP | G10877127 | 15-Oct-20 | Approve Leaving Entitlements | Management | Yes | For | For | ||||||||||||||||||
BHP Group Plc | BHP | G10877127 | 15-Oct-20 | Elect Xiaoqun Clever as Director | Management | Yes | For | For | ||||||||||||||||||
BHP Group Plc | BHP | G10877127 | 15-Oct-20 | Elect Gary Goldberg as Director | Management | Yes | For | For | ||||||||||||||||||
BHP Group Plc | BHP | G10877127 | 15-Oct-20 | Elect Mike Henry as Director | Management | Yes | For | For | ||||||||||||||||||
BHP Group Plc | BHP | G10877127 | 15-Oct-20 | Elect Christine O'Reilly as Director | Management | Yes | For | For | ||||||||||||||||||
BHP Group Plc | BHP | G10877127 | 15-Oct-20 | Elect Dion Weisler as Director | Management | Yes | For | For | ||||||||||||||||||
BHP Group Plc | BHP | G10877127 | 15-Oct-20 | Re-elect Terry Bowen as Director | Management | Yes | For | For | ||||||||||||||||||
BHP Group Plc | BHP | G10877127 | 15-Oct-20 | Re-elect Malcolm Broomhead as Director | Management | Yes | For | For | ||||||||||||||||||
BHP Group Plc | BHP | G10877127 | 15-Oct-20 | Re-elect Ian Cockerill as Director | Management | Yes | For | For | ||||||||||||||||||
BHP Group Plc | BHP | G10877127 | 15-Oct-20 | Re-elect Anita Frew as Director | Management | Yes | For | For | ||||||||||||||||||
BHP Group Plc | BHP | G10877127 | 15-Oct-20 | Re-elect Susan Kilsby as Director | Management | Yes | For | For | ||||||||||||||||||
BHP Group Plc | BHP | G10877127 | 15-Oct-20 | Re-elect John Mogford as Director | Management | Yes | For | For | ||||||||||||||||||
BHP Group Plc | BHP | G10877127 | 15-Oct-20 | Re-elect Ken MacKenzie as Director | Management | Yes | For | For | ||||||||||||||||||
BHP Group Plc | BHP | G10877127 | 15-Oct-20 | Amend Constitution of BHP Group Limited | Share Holder | Yes | Against | Against | ||||||||||||||||||
BHP Group Plc | BHP | G10877127 | 15-Oct-20 | Adopt Interim Cultural Heritage Protection Measures | Share Holder | Yes | Against | Against | ||||||||||||||||||
BHP Group Plc | BHP | G10877127 | 15-Oct-20 | Approve Suspension of Memberships of Industry Associations where COVID-19 Related Advocacy is Inconsistent with Paris Agreement Goals | Share Holder | Yes | Against | Against | ||||||||||||||||||
Banco Santander SA | SAN | E19790109 | 26-Oct-20 | Approve Allocation of Income and Dividends | Management | Yes | For | For | ||||||||||||||||||
Banco Santander SA | SAN | E19790109 | 26-Oct-20 | Fix Number of Directors at 15 | Management | Yes | For | For | ||||||||||||||||||
Banco Santander SA | SAN | E19790109 | 26-Oct-20 | Elect Ramon Martin Chavez Marquez as Director | Management | Yes | For | For | ||||||||||||||||||
Banco Santander SA | SAN | E19790109 | 26-Oct-20 | Approve Company's Balance Sheet as of June 30, 2020 | Management | Yes | For | For | ||||||||||||||||||
Banco Santander SA | SAN | E19790109 | 26-Oct-20 | Approve Bonus Share Issue | Management | Yes | Against | Against | ||||||||||||||||||
Banco Santander SA | SAN | E19790109 | 26-Oct-20 | Approve Distribution of Share Issuance Premium | Management | Yes | For | For | ||||||||||||||||||
Banco Santander SA | SAN | E19790109 | 26-Oct-20 | Authorize Board to Ratify and Execute Approved Resolutions | Management | Yes | For | For | ||||||||||||||||||
Alstom SA | ALO | F0259M475 | 29-Oct-20 | Elect Caisse de Depot et Placement du Quebec as Director | Management | Yes | For | For | ||||||||||||||||||
Alstom SA | ALO | F0259M475 | 29-Oct-20 | Elect Serge Godin as Director | Management | Yes | For | For |
International Stock Fund
Alstom SA | ALO | F0259M475 | 29-Oct-20 | Approve Amendment of Remuneration Policy of Chairman and CEO | Management | Yes | For | For | ||||||||||||||||||
Alstom SA | ALO | F0259M475 | 29-Oct-20 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 790 Million to be issued in Connection with Acquisition | Management | Yes | For | For | ||||||||||||||||||
Alstom SA | ALO | F0259M475 | 29-Oct-20 | Authorize New Class of Preferred Stock and Amend Bylaws Accordingly | Management | Yes | For | For | ||||||||||||||||||
Alstom SA | ALO | F0259M475 | 29-Oct-20 | Authorization of Capital Issuance of Class B Preferred Shares without Preemptive Rights Reserved for CDP Investissements Inc. to Aggregate Nominal Amount of EUR 570 Million to be issued in Connection with Acquisition | Management | Yes | For | For | ||||||||||||||||||
Alstom SA | ALO | F0259M475 | 29-Oct-20 | Authorization of Capital Issuance of Ordinary Shares without Preemptive Rights Reserved for CDP Investissements Inc. to Aggregate Nominal Amount of EUR 570 Million to be issued in Connection with Acquisition | Management | Yes | For | For | ||||||||||||||||||
Alstom SA | ALO | F0259M475 | 29-Oct-20 | Authorization of Capital Issuance of Ordinary Shares without Preemptive Rights Reserved for Bombardier UK Holding Limited to Aggregate Nominal Amount of 120 Million to be Issued in Connection with Acquisition | Management | Yes | For | For | ||||||||||||||||||
Alstom SA | ALO | F0259M475 | 29-Oct-20 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | Yes | For | For | ||||||||||||||||||
Alstom SA | ALO | F0259M475 | 29-Oct-20 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | Yes | For | For | ||||||||||||||||||
Alstom SA | ALO | F0259M475 | 29-Oct-20 | Remove Double-Voting Rights for Long-Term Registered Shareholders and Amend Article 15 of Bylaws Accordingly | Management | Yes | For | For | ||||||||||||||||||
Alstom SA | ALO | F0259M475 | 29-Oct-20 | Authorize Filing of Required Documents/Other Formalities | Management | Yes | For | For | ||||||||||||||||||
JDE Peet's BV | JDEP | N44664105 | 18-Nov-20 | Open Meeting | Management | Yes | None | None | ||||||||||||||||||
JDE Peet's BV | JDEP | N44664105 | 18-Nov-20 | Elect Fabien Simon as Director | Management | Yes | For | For | ||||||||||||||||||
JDE Peet's BV | JDEP | N44664105 | 18-Nov-20 | Amend Directors' Remuneration Policy | Management | Yes | Against | Against | ||||||||||||||||||
JDE Peet's BV | JDEP | N44664105 | 18-Nov-20 | Elect Frank Engelen as Non-Executive Director | Management | Yes | For | For | ||||||||||||||||||
JDE Peet's BV | JDEP | N44664105 | 18-Nov-20 | Close Meeting | Management | Yes | None | None | ||||||||||||||||||
Pernod Ricard SA | RI | F72027109 | 27-Nov-20 | Amend Articles 35 and 36 of Bylaws Re: AGM and EGM Majority Votes | Management | Yes | For | For | ||||||||||||||||||
Pernod Ricard SA | RI | F72027109 | 27-Nov-20 | Approve Financial Statements and Statutory Reports | Management | Yes | For | For |
International Stock Fund
Pernod Ricard SA | RI | F72027109 | 27-Nov-20 | Approve Consolidated Financial Statements and Statutory Reports | Management | Yes | For | For | ||||||||||||||||||
Pernod Ricard SA | RI | F72027109 | 27-Nov-20 | Approve Allocation of Income and Dividends of EUR 2.66 per Share | Management | Yes | For | For | ||||||||||||||||||
Pernod Ricard SA | RI | F72027109 | 27-Nov-20 | Reelect Alexandre Ricard as Director | Management | Yes | Against | Against | ||||||||||||||||||
Pernod Ricard SA | RI | F72027109 | 27-Nov-20 | Reelect Cesar Giron as Director | Management | Yes | For | For | ||||||||||||||||||
Pernod Ricard SA | RI | F72027109 | 27-Nov-20 | Reelect Wolfgang Colberg as Director | Management | Yes | For | For | ||||||||||||||||||
Pernod Ricard SA | RI | F72027109 | 27-Nov-20 | Elect Virginie Fauvel as Director | Management | Yes | For | For | ||||||||||||||||||
Pernod Ricard SA | RI | F72027109 | 27-Nov-20 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.25 Million | Management | Yes | For | For | ||||||||||||||||||
Pernod Ricard SA | RI | F72027109 | 27-Nov-20 | Approve Compensation of Alexandre Ricard, Chairman and CEO | Management | Yes | For | For | ||||||||||||||||||
Pernod Ricard SA | RI | F72027109 | 27-Nov-20 | Approve Compensation of Corporate Officers | Management | Yes | For | For | ||||||||||||||||||
Pernod Ricard SA | RI | F72027109 | 27-Nov-20 | Approve Remuneration Policy for Alexandre Ricard, Chairman and CEO | Management | Yes | For | For | ||||||||||||||||||
Pernod Ricard SA | RI | F72027109 | 27-Nov-20 | Approve Remuneration Policy of Corporate Officers | Management | Yes | For | For | ||||||||||||||||||
Pernod Ricard SA | RI | F72027109 | 27-Nov-20 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | Yes | For | For | ||||||||||||||||||
Pernod Ricard SA | RI | F72027109 | 27-Nov-20 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | Yes | For | For | ||||||||||||||||||
Pernod Ricard SA | RI | F72027109 | 27-Nov-20 | Change Location of Registered Office to 5, Cours Paul Ricard, 75008 Paris and Amend Article 4 of Bylaws Accordingly | Management | Yes | For | For | ||||||||||||||||||
Pernod Ricard SA | RI | F72027109 | 27-Nov-20 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | Yes | For | For | ||||||||||||||||||
Pernod Ricard SA | RI | F72027109 | 27-Nov-20 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of the Group's Subsidiaries | Management | Yes | For | For | ||||||||||||||||||
Pernod Ricard SA | RI | F72027109 | 27-Nov-20 | Amend Article 21 of Bylaws Re: Board Members Deliberation via Written Consultation | Management | Yes | For | For | ||||||||||||||||||
Pernod Ricard SA | RI | F72027109 | 27-Nov-20 | Amend Bylaws to Comply with Legal Changes | Management | Yes | For | For | ||||||||||||||||||
Pernod Ricard SA | RI | F72027109 | 27-Nov-20 | Authorize Filing of Required Documents/Other Formalities | Management | Yes | For | For | ||||||||||||||||||
Hexagon AB | HEXA.B | W40063104 | 01-Dec-20 | Open Meeting | Management | No | None | None | ||||||||||||||||||
Hexagon AB | HEXA.B | W40063104 | 01-Dec-20 | Elect Chairman of Meeting | Management | No | For | For | ||||||||||||||||||
Hexagon AB | HEXA.B | W40063104 | 01-Dec-20 | Prepare and Approve List of Shareholders | Management | No | For | For | ||||||||||||||||||
Hexagon AB | HEXA.B | W40063104 | 01-Dec-20 | Approve Agenda of Meeting | Management | No | For | For | ||||||||||||||||||
Hexagon AB | HEXA.B | W40063104 | 01-Dec-20 | Designate Johannes Wingborg as Inspector of Minutes of Meeting | Management | No | For | For |
International Stock Fund
Hexagon AB | HEXA.B | W40063104 | 01-Dec-20 | Designate Fredrik Skoglund as Inspector of Minutes of Meeting | Management | No | For | For | ||||||||||||||||||
Hexagon AB | HEXA.B | W40063104 | 01-Dec-20 | Acknowledge Proper Convening of Meeting | Management | No | For | For | ||||||||||||||||||
Hexagon AB | HEXA.B | W40063104 | 01-Dec-20 | Approve Dividends of EUR 0.62 Per Share | Management | No | For | For | ||||||||||||||||||
Hexagon AB | HEXA.B | W40063104 | 01-Dec-20 | Approve Performance Share Plan for Key Employees | Management | No | For | For | ||||||||||||||||||
Hexagon AB | HEXA.B | W40063104 | 01-Dec-20 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | No | For | For | ||||||||||||||||||
Hexagon AB | HEXA.B | W40063104 | 01-Dec-20 | Close Meeting | Management | No | None | None | ||||||||||||||||||
Ferguson Plc | FERG | G3421J106 | 03-Dec-20 | Accept Financial Statements and Statutory Reports | Management | Yes | For | For | ||||||||||||||||||
Ferguson Plc | FERG | G3421J106 | 03-Dec-20 | Approve Remuneration Report | Management | Yes | For | For | ||||||||||||||||||
Ferguson Plc | FERG | G3421J106 | 03-Dec-20 | Approve Final Dividend | Management | Yes | For | For | ||||||||||||||||||
Ferguson Plc | FERG | G3421J106 | 03-Dec-20 | Elect Bill Brundage as Director | Management | Yes | For | For | ||||||||||||||||||
Ferguson Plc | FERG | G3421J106 | 03-Dec-20 | Re-elect Tessa Bamford as Director | Management | Yes | For | For | ||||||||||||||||||
Ferguson Plc | FERG | G3421J106 | 03-Dec-20 | Re-elect Geoff Drabble as Director | Management | Yes | For | For | ||||||||||||||||||
Ferguson Plc | FERG | G3421J106 | 03-Dec-20 | Re-elect Catherine Halligan as Director | Management | Yes | For | For | ||||||||||||||||||
Ferguson Plc | FERG | G3421J106 | 03-Dec-20 | Re-elect Kevin Murphy as Director | Management | Yes | For | For | ||||||||||||||||||
Ferguson Plc | FERG | G3421J106 | 03-Dec-20 | Re-elect Alan Murray as Director | Management | Yes | For | For | ||||||||||||||||||
Ferguson Plc | FERG | G3421J106 | 03-Dec-20 | Re-elect Tom Schmitt as Director | Management | Yes | For | For | ||||||||||||||||||
Ferguson Plc | FERG | G3421J106 | 03-Dec-20 | Re-elect Dr Nadia Shouraboura as Director | Management | Yes | For | For | ||||||||||||||||||
Ferguson Plc | FERG | G3421J106 | 03-Dec-20 | Re-elect Jacqueline Simmonds as Director | Management | Yes | For | For | ||||||||||||||||||
Ferguson Plc | FERG | G3421J106 | 03-Dec-20 | Reappoint Deloitte LLP as Auditors | Management | Yes | For | For | ||||||||||||||||||
Ferguson Plc | FERG | G3421J106 | 03-Dec-20 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | Yes | For | For | ||||||||||||||||||
Ferguson Plc | FERG | G3421J106 | 03-Dec-20 | Authorise EU Political Donations and Expenditure | Management | Yes | For | For | ||||||||||||||||||
Ferguson Plc | FERG | G3421J106 | 03-Dec-20 | Authorise Issue of Equity | Management | Yes | For | For | ||||||||||||||||||
Ferguson Plc | FERG | G3421J106 | 03-Dec-20 | Authorise Issue of Equity without Pre-emptive Rights | Management | Yes | For | For | ||||||||||||||||||
Ferguson Plc | FERG | G3421J106 | 03-Dec-20 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | Yes | For | For | ||||||||||||||||||
Ferguson Plc | FERG | G3421J106 | 03-Dec-20 | Authorise Market Purchase of Ordinary Shares | Management | Yes | For | For | ||||||||||||||||||
Medtronic plc | MDT | G5960L103 | 11-Dec-20 | Elect Director Richard H. Anderson | Management | Yes | For | For | ||||||||||||||||||
Medtronic plc | MDT | G5960L103 | 11-Dec-20 | Elect Director Craig Arnold | Management | Yes | For | For | ||||||||||||||||||
Medtronic plc | MDT | G5960L103 | 11-Dec-20 | Elect Director Scott C. Donnelly | Management | Yes | For | For | ||||||||||||||||||
Medtronic plc | MDT | G5960L103 | 11-Dec-20 | Elect Director Andrea J. Goldsmith | Management | Yes | For | For |
International Stock Fund
Medtronic plc | MDT | G5960L103 | 11-Dec-20 | Elect Director Randall J. Hogan, III | Management | Yes | For | For | ||||||||||||||||||
Medtronic plc | MDT | G5960L103 | 11-Dec-20 | Elect Director Michael O. Leavitt | Management | Yes | For | For | ||||||||||||||||||
Medtronic plc | MDT | G5960L103 | 11-Dec-20 | Elect Director James T. Lenehan | Management | Yes | For | For | ||||||||||||||||||
Medtronic plc | MDT | G5960L103 | 11-Dec-20 | Elect Director Kevin E. Lofton | Management | Yes | For | For | ||||||||||||||||||
Medtronic plc | MDT | G5960L103 | 11-Dec-20 | Elect Director Geoffrey S. Martha | Management | Yes | For | For | ||||||||||||||||||
Medtronic plc | MDT | G5960L103 | 11-Dec-20 | Elect Director Elizabeth G. Nabel | Management | Yes | For | For | ||||||||||||||||||
Medtronic plc | MDT | G5960L103 | 11-Dec-20 | Elect Director Denise M. O'Leary | Management | Yes | For | For | ||||||||||||||||||
Medtronic plc | MDT | G5960L103 | 11-Dec-20 | Elect Director Kendall J. Powell | Management | Yes | For | For | ||||||||||||||||||
Medtronic plc | MDT | G5960L103 | 11-Dec-20 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For | ||||||||||||||||||
Medtronic plc | MDT | G5960L103 | 11-Dec-20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | ||||||||||||||||||
Medtronic plc | MDT | G5960L103 | 11-Dec-20 | Renew the Board's Authority to Issue Shares Under Irish Law | Management | Yes | For | For | ||||||||||||||||||
Medtronic plc | MDT | G5960L103 | 11-Dec-20 | Renew the Board's Authority to Opt-Out of Statutory Pre-Emptions Rights Under Irish Law | Management | Yes | For | For | ||||||||||||||||||
Medtronic plc | MDT | G5960L103 | 11-Dec-20 | Authorize Overseas Market Purchases of Ordinary Shares | Management | Yes | For | For | ||||||||||||||||||
Ryanair Holdings Plc | RY4C | 783513203 | 17-Dec-20 | Approve Migration of the Migrating Shares to Euroclear Bank's Central Securities Depository | Management | Yes | For | For | ||||||||||||||||||
Ryanair Holdings Plc | RY4C | 783513203 | 17-Dec-20 | Adopt New Articles of Association | Management | Yes | For | For | ||||||||||||||||||
Ryanair Holdings Plc | RY4C | 783513203 | 17-Dec-20 | Authorise Company to Take All Actions to Implement the Migration | Management | Yes | For | For | ||||||||||||||||||
Informa Plc | INF | G4770L106 | 23-Dec-20 | Approve Remuneration Policy | Management | Yes | For | For | ||||||||||||||||||
Informa Plc | INF | G4770L106 | 23-Dec-20 | Adopt the Informa Equity Revitalisation Plan | Management | Yes | For | For | ||||||||||||||||||
EDP-Energias de Portugal SA | EDP | X67925119 | 19-Jan-21 | Approve Statement on Remuneration Policy Applicable to Executive Board | Management | Yes | For | For | ||||||||||||||||||
EDP-Energias de Portugal SA | EDP | X67925119 | 19-Jan-21 | Elect Executive Board | Management | Yes | For | For | ||||||||||||||||||
Autohome Inc. | ATHM | 05278C107 | 02-Feb-21 | Approve Recapitalization Plan | Management | Yes | For | For | ||||||||||||||||||
Autohome Inc. | ATHM | 05278C107 | 02-Feb-21 | Adopt New Memorandum of Association and Articles of Association | Management | Yes | For | For | ||||||||||||||||||
Tesco Plc | TSCO | G87621101 | 11-Feb-21 | Approve Special Dividend | Management | Yes | For | For | ||||||||||||||||||
Tesco Plc | TSCO | G87621101 | 11-Feb-21 | Approve Share Consolidation | Management | Yes | For | For | ||||||||||||||||||
Tesco Plc | TSCO | G87621101 | 11-Feb-21 | Authorise Issue of Equity | Management | Yes | For | For | ||||||||||||||||||
Tesco Plc | TSCO | G87621101 | 11-Feb-21 | Authorise Issue of Equity without Pre-emptive Rights | Management | Yes | For | For |
International Stock Fund
Tesco Plc | TSCO | G87621101 | 11-Feb-21 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | Yes | For | For | ||||||||||||||||||
Tesco Plc | TSCO | G87621101 | 11-Feb-21 | Authorise Market Purchase of Ordinary Shares | Management | Yes | For | For | ||||||||||||||||||
Infineon Technologies AG | IFX | D35415104 | 25-Feb-21 | Receive Financial Statements and Statutory Reports for Fiscal 2020 (Non-Voting) | Management | Yes | None | None | ||||||||||||||||||
Infineon Technologies AG | IFX | D35415104 | 25-Feb-21 | Approve Allocation of Income and Dividends of EUR 0.22 per Share | Management | Yes | For | For | ||||||||||||||||||
Infineon Technologies AG | IFX | D35415104 | 25-Feb-21 | Approve Discharge of Management Board Member Reinhard Ploss for Fiscal 2020 | Management | Yes | For | For | ||||||||||||||||||
Infineon Technologies AG | IFX | D35415104 | 25-Feb-21 | Approve Discharge of Management Board Member Helmut Gassel for Fiscal 2020 | Management | Yes | For | For | ||||||||||||||||||
Infineon Technologies AG | IFX | D35415104 | 25-Feb-21 | Approve Discharge of Management Board Member Jochen Hanebeck for Fiscal 2020 | Management | Yes | For | For | ||||||||||||||||||
Infineon Technologies AG | IFX | D35415104 | 25-Feb-21 | Approve Discharge of Management Board Member Sven Schneider for Fiscal 2020 | Management | Yes | For | For | ||||||||||||||||||
Infineon Technologies AG | IFX | D35415104 | 25-Feb-21 | Approve Discharge of Supervisory Board Member Wolfgang Eder for Fiscal 2020 | Management | Yes | For | For | ||||||||||||||||||
Infineon Technologies AG | IFX | D35415104 | 25-Feb-21 | Approve Discharge of Supervisory Board Member Peter Bauer (until Feb. 20, 2020) for Fiscal 2020 | Management | Yes | For | For | ||||||||||||||||||
Infineon Technologies AG | IFX | D35415104 | 25-Feb-21 | Approve Discharge of Supervisory Board Member Xiaoqun Clever (from Feb. 20, 2020) for Fiscal 2020 | Management | Yes | For | For | ||||||||||||||||||
Infineon Technologies AG | IFX | D35415104 | 25-Feb-21 | Approve Discharge of Supervisory Board Member Johann Dechant for Fiscal 2020 | Management | Yes | For | For | ||||||||||||||||||
Infineon Technologies AG | IFX | D35415104 | 25-Feb-21 | Approve Discharge of Supervisory Board Member Herbert Diess (until Feb. 20, 2020) for Fiscal 2020 | Management | Yes | For | For | ||||||||||||||||||
Infineon Technologies AG | IFX | D35415104 | 25-Feb-21 | Approve Discharge of Supervisory Board Member Friedrich Eichiner (from Feb. 20, 2020) for Fiscal 2020 | Management | Yes | For | For | ||||||||||||||||||
Infineon Technologies AG | IFX | D35415104 | 25-Feb-21 | Approve Discharge of Supervisory Board Member Annette Engelfried for Fiscal 2020 | Management | Yes | For | For | ||||||||||||||||||
Infineon Technologies AG | IFX | D35415104 | 25-Feb-21 | Approve Discharge of Supervisory Board Member Peter Gruber for Fiscal 2020 | Management | Yes | For | For | ||||||||||||||||||
Infineon Technologies AG | IFX | D35415104 | 25-Feb-21 | Approve Discharge of Supervisory Board Member Gerhard Hobbach (until Feb. 20, 2020) for Fiscal 2020 | Management | Yes | For | For | ||||||||||||||||||
Infineon Technologies AG | IFX | D35415104 | 25-Feb-21 | Approve Discharge of Supervisory Board Member Hans-Ulrich Holdenried for Fiscal 2020 | Management | Yes | For | For |
International Stock Fund
Infineon Technologies AG | IFX | D35415104 | 25-Feb-21 | Approve Discharge of Supervisory Board Member Renate Koecher (until Feb. 20, 2020) for Fiscal 2020 | Management | Yes | For | For | ||||||||||||||||||
Infineon Technologies AG | IFX | D35415104 | 25-Feb-21 | Approve Discharge of Supervisory Board Member Susanne Lachenmann for Fiscal 2020 | Management | Yes | For | For | ||||||||||||||||||
Infineon Technologies AG | IFX | D35415104 | 25-Feb-21 | Approve Discharge of Supervisory Board Member Geraldine Picaud for Fiscal 2020 | Management | Yes | For | For | ||||||||||||||||||
Infineon Technologies AG | IFX | D35415104 | 25-Feb-21 | Approve Discharge of Supervisory Board Member Manfred Puffer for Fiscal 2020 | Management | Yes | For | For | ||||||||||||||||||
Infineon Technologies AG | IFX | D35415104 | 25-Feb-21 | Approve Discharge of Supervisory Board Member Melanie Riedl (from Feb. 20, 2020) for Fiscal 2020 | Management | Yes | For | For | ||||||||||||||||||
Infineon Technologies AG | IFX | D35415104 | 25-Feb-21 | Approve Discharge of Supervisory Board Member Kerstin Schulzendorf for Fiscal 2020 | Management | Yes | For | For | ||||||||||||||||||
Infineon Technologies AG | IFX | D35415104 | 25-Feb-21 | Approve Discharge of Supervisory Board Member Juergen Scholz for Fiscal 2020 | Management | Yes | For | For | ||||||||||||||||||
Infineon Technologies AG | IFX | D35415104 | 25-Feb-21 | Approve Discharge of Supervisory Board Member Ulrich Spiesshofer (from Feb. 20, 2020) for Fiscal 2020 | Management | Yes | For | For | ||||||||||||||||||
Infineon Technologies AG | IFX | D35415104 | 25-Feb-21 | Approve Discharge of Supervisory Board Member Margret Suckale (from Feb. 20, 2020) for Fiscal 2020 | Management | Yes | For | For | ||||||||||||||||||
Infineon Technologies AG | IFX | D35415104 | 25-Feb-21 | Approve Discharge of Supervisory Board Member Eckart Suenner (until Feb. 20, 2020) for Fiscal 2020 | Management | Yes | For | For | ||||||||||||||||||
Infineon Technologies AG | IFX | D35415104 | 25-Feb-21 | Approve Discharge of Supervisory Board Member Diana Vitale for Fiscal 2020 | Management | Yes | For | For | ||||||||||||||||||
Infineon Technologies AG | IFX | D35415104 | 25-Feb-21 | Ratify KPMG AG as Auditors for Fiscal 2021 | Management | Yes | For | For | ||||||||||||||||||
Infineon Technologies AG | IFX | D35415104 | 25-Feb-21 | Approve Remuneration Policy | Management | Yes | For | For | ||||||||||||||||||
Infineon Technologies AG | IFX | D35415104 | 25-Feb-21 | Approve Remuneration of Supervisory Board | Management | Yes | For | For | ||||||||||||||||||
Infineon Technologies AG | IFX | D35415104 | 25-Feb-21 | Approve Creation of EUR 30 Million Pool of Capital for Employee Stock Purchase Plan | Management | Yes | For | For | ||||||||||||||||||
Infineon Technologies AG | IFX | D35415104 | 25-Feb-21 | Amend Articles Re: Information for Registration in the Share Register | Management | Yes | For | For | ||||||||||||||||||
Infineon Technologies AG | IFX | D35415104 | 25-Feb-21 | Amend Articles Re: Supervisory Board's Rules of Procedure | Management | Yes | For | For | ||||||||||||||||||
Novartis AG | NOVN | H5820Q150 | 02-Mar-21 | Accept Financial Statements and Statutory Reports | Management | No | Do Not Vote | Do Not Vote | ||||||||||||||||||
Novartis AG | NOVN | H5820Q150 | 02-Mar-21 | Approve Discharge of Board and Senior Management | Management | No | Do Not Vote | Do Not Vote | ||||||||||||||||||
Novartis AG | NOVN | H5820Q150 | 02-Mar-21 | Approve Allocation of Income and Dividends of CHF 3.00 per Share | Management | No | Do Not Vote | Do Not Vote |
International Stock Fund
Novartis AG | NOVN | H5820Q150 | 02-Mar-21 | Approve CHF 16.3 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | No | Do Not Vote | Do Not Vote | ||||||||||||||||||
Novartis AG | NOVN | H5820Q150 | 02-Mar-21 | Authorize Repurchase of up to CHF 10 Billion in Issued Share Capital | Management | No | Do Not Vote | Do Not Vote | ||||||||||||||||||
Novartis AG | NOVN | H5820Q150 | 02-Mar-21 | Approve Remuneration of Directors in the Amount of CHF 8.6 Million | Management | No | Do Not Vote | Do Not Vote | ||||||||||||||||||
Novartis AG | NOVN | H5820Q150 | 02-Mar-21 | Approve Maximum Remuneration of Executive Committee in the Amount of CHF 91 Million | Management | No | Do Not Vote | Do Not Vote | ||||||||||||||||||
Novartis AG | NOVN | H5820Q150 | 02-Mar-21 | Approve Remuneration Report | Management | No | Do Not Vote | Do Not Vote | ||||||||||||||||||
Novartis AG | NOVN | H5820Q150 | 02-Mar-21 | Reelect Joerg Reinhardt as Director and Board Chairman | Management | No | Do Not Vote | Do Not Vote | ||||||||||||||||||
Novartis AG | NOVN | H5820Q150 | 02-Mar-21 | Reelect Nancy Andrews as Director | Management | No | Do Not Vote | Do Not Vote | ||||||||||||||||||
Novartis AG | NOVN | H5820Q150 | 02-Mar-21 | Reelect Ton Buechner as Director | Management | No | Do Not Vote | Do Not Vote | ||||||||||||||||||
Novartis AG | NOVN | H5820Q150 | 02-Mar-21 | Reelect Patrice Bula as Director | Management | No | Do Not Vote | Do Not Vote | ||||||||||||||||||
Novartis AG | NOVN | H5820Q150 | 02-Mar-21 | Reelect Elizabeth Doherty as Director | Management | No | Do Not Vote | Do Not Vote | ||||||||||||||||||
Novartis AG | NOVN | H5820Q150 | 02-Mar-21 | Reelect Ann Fudge as Director | Management | No | Do Not Vote | Do Not Vote | ||||||||||||||||||
Novartis AG | NOVN | H5820Q150 | 02-Mar-21 | Reelect Bridgette Heller as Director | Management | No | Do Not Vote | Do Not Vote | ||||||||||||||||||
Novartis AG | NOVN | H5820Q150 | 02-Mar-21 | Reelect Frans van Houten as Director | Management | No | Do Not Vote | Do Not Vote | ||||||||||||||||||
Novartis AG | NOVN | H5820Q150 | 02-Mar-21 | Reelect Simon Moroney as Director | Management | No | Do Not Vote | Do Not Vote | ||||||||||||||||||
Novartis AG | NOVN | H5820Q150 | 02-Mar-21 | Reelect Andreas von Planta as Director | Management | No | Do Not Vote | Do Not Vote | ||||||||||||||||||
Novartis AG | NOVN | H5820Q150 | 02-Mar-21 | Reelect Charles Sawyers as Director | Management | No | Do Not Vote | Do Not Vote | ||||||||||||||||||
Novartis AG | NOVN | H5820Q150 | 02-Mar-21 | Elect Enrico Vanni as Director | Management | No | Do Not Vote | Do Not Vote | ||||||||||||||||||
Novartis AG | NOVN | H5820Q150 | 02-Mar-21 | Reelect William Winters as Director | Management | No | Do Not Vote | Do Not Vote | ||||||||||||||||||
Novartis AG | NOVN | H5820Q150 | 02-Mar-21 | Reappoint Patrice Bula as Member of the Compensation Committee | Management | No | Do Not Vote | Do Not Vote | ||||||||||||||||||
Novartis AG | NOVN | H5820Q150 | 02-Mar-21 | Reappoint Bridgette Heller as Member of the Compensation Committee | Management | No | Do Not Vote | Do Not Vote | ||||||||||||||||||
Novartis AG | NOVN | H5820Q150 | 02-Mar-21 | Reappoint Enrico Vanni as Member of the Compensation Committee | Management | No | Do Not Vote | Do Not Vote | ||||||||||||||||||
Novartis AG | NOVN | H5820Q150 | 02-Mar-21 | Reappoint William Winters as Member of the Compensation Committee | Management | No | Do Not Vote | Do Not Vote | ||||||||||||||||||
Novartis AG | NOVN | H5820Q150 | 02-Mar-21 | Appoint Simon Moroney as Member of the Compensation Committee | Management | No | Do Not Vote | Do Not Vote | ||||||||||||||||||
Novartis AG | NOVN | H5820Q150 | 02-Mar-21 | Ratify PricewaterhouseCoopers AG as Auditors | Management | No | Do Not Vote | Do Not Vote | ||||||||||||||||||
Novartis AG | NOVN | H5820Q150 | 02-Mar-21 | Designate Peter Zahn as Independent Proxy | Management | No | Do Not Vote | Do Not Vote | ||||||||||||||||||
Novartis AG | NOVN | H5820Q150 | 02-Mar-21 | Amend Articles Re: Board of Directors Tenure | Management | No | Do Not Vote | Do Not Vote | ||||||||||||||||||
Novartis AG | NOVN | H5820Q150 | 02-Mar-21 | Transact Other Business (Voting) | Management | No | Do Not Vote | Do Not Vote |
International Stock Fund
Samsung Electronics Co., Ltd. | 005930 | Y74718100 | 17-Mar-21 | Approve Financial Statements and Allocation of Income | Management | Yes | For | For | ||||||||||||||||||
Samsung Electronics Co., Ltd. | 005930 | Y74718100 | 17-Mar-21 | Elect Park Byung-gook as Outside Director | Management | Yes | For | For | ||||||||||||||||||
Samsung Electronics Co., Ltd. | 005930 | Y74718100 | 17-Mar-21 | Elect Kim Jeong as Outside Director | Management | Yes | For | For | ||||||||||||||||||
Samsung Electronics Co., Ltd. | 005930 | Y74718100 | 17-Mar-21 | Elect Kim Kinam as Inside Director | Management | Yes | For | For | ||||||||||||||||||
Samsung Electronics Co., Ltd. | 005930 | Y74718100 | 17-Mar-21 | Elect Kim Hyun-suk as Inside Director | Management | Yes | For | For | ||||||||||||||||||
Samsung Electronics Co., Ltd. | 005930 | Y74718100 | 17-Mar-21 | Elect Koh Dong-jin as Inside Director | Management | Yes | For | For | ||||||||||||||||||
Samsung Electronics Co., Ltd. | 005930 | Y74718100 | 17-Mar-21 | Elect Kim Sun-uk as Outside Director to Serve as an Audit Committee Member | Management | Yes | For | For | ||||||||||||||||||
Samsung Electronics Co., Ltd. | 005930 | Y74718100 | 17-Mar-21 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | Yes | For | For | ||||||||||||||||||
NEXON Co., Ltd. | 3659 | J4914X104 | 25-Mar-21 | Elect Director Owen Mahoney | Management | Yes | For | For | ||||||||||||||||||
NEXON Co., Ltd. | 3659 | J4914X104 | 25-Mar-21 | Elect Director Uemura, Shiro | Management | Yes | Against | Against | ||||||||||||||||||
NEXON Co., Ltd. | 3659 | J4914X104 | 25-Mar-21 | Elect Director Patrick Soderlund | Management | Yes | For | For | ||||||||||||||||||
NEXON Co., Ltd. | 3659 | J4914X104 | 25-Mar-21 | Elect Director Kevin Mayer | Management | Yes | For | For | ||||||||||||||||||
NEXON Co., Ltd. | 3659 | J4914X104 | 25-Mar-21 | Approve Fixed Cash Compensation Ceiling for Directors Who Are Not Audit Committee Members | Management | Yes | For | For | ||||||||||||||||||
NEXON Co., Ltd. | 3659 | J4914X104 | 25-Mar-21 | Approve Deep Discount Stock Option Plan | Management | Yes | Against | Against | ||||||||||||||||||
NEXON Co., Ltd. | 3659 | J4914X104 | 25-Mar-21 | Approve Deep Discount Stock Option Plan | Management | Yes | Against | Against | ||||||||||||||||||
NEXON Co., Ltd. | 3659 | J4914X104 | 25-Mar-21 | Approve Stock Option Plan | Management | Yes | Against | Against | ||||||||||||||||||
Kao Corp. | 4452 | J30642169 | 26-Mar-21 | Approve Allocation of Income, with a Final Dividend of JPY 70 | Management | Yes | For | For | ||||||||||||||||||
Kao Corp. | 4452 | J30642169 | 26-Mar-21 | Elect Director Sawada, Michitaka | Management | Yes | For | For | ||||||||||||||||||
Kao Corp. | 4452 | J30642169 | 26-Mar-21 | Elect Director Hasebe, Yoshihiro | Management | Yes | For | For | ||||||||||||||||||
Kao Corp. | 4452 | J30642169 | 26-Mar-21 | Elect Director Takeuchi, Toshiaki | Management | Yes | For | For | ||||||||||||||||||
Kao Corp. | 4452 | J30642169 | 26-Mar-21 | Elect Director Matsuda, Tomoharu | Management | Yes | For | For | ||||||||||||||||||
Kao Corp. | 4452 | J30642169 | 26-Mar-21 | Elect Director Kadonaga, Sonosuke | Management | Yes | For | For | ||||||||||||||||||
Kao Corp. | 4452 | J30642169 | 26-Mar-21 | Elect Director Shinobe, Osamu | Management | Yes | For | For | ||||||||||||||||||
Kao Corp. | 4452 | J30642169 | 26-Mar-21 | Elect Director Mukai, Chiaki | Management | Yes | For | For | ||||||||||||||||||
Kao Corp. | 4452 | J30642169 | 26-Mar-21 | Elect Director Hayashi, Nobuhide | Management | Yes | For | For | ||||||||||||||||||
Kao Corp. | 4452 | J30642169 | 26-Mar-21 | Appoint Statutory Auditor Kawashima, Sadanao | Management | Yes | For | For | ||||||||||||||||||
Kao Corp. | 4452 | J30642169 | 26-Mar-21 | Appoint Statutory Auditor Amano, Hideki | Management | Yes | For | For |
International Stock Fund
Kao Corp. | 4452 | J30642169 | 26-Mar-21 | Approve Trust-Type Equity Compensation Plan | Management | Yes | For | For | ||||||||||||||||||
PING AN INSURANCE (GROUP) COMPANY OF CHINA LTD | Y69790106 | 25-Mar-2021 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:-https://www1.hkexnews.hk/listedco/listconews/sehk/2021/0223/2021022300801.pdf-AND-https://www1.hkexnews.hk/listedco/listconews/sehk/2021/0223/2021022300791.pdf | Non-Voting | N | |||||||||||||||||||||
PING AN INSURANCE (GROUP) COMPANY OF CHINA LTD | Y69790106 | 25-Mar-2021 | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY FOR THE YEAR 2020 | Management | Y | For | For | |||||||||||||||||||
PING AN INSURANCE (GROUP) COMPANY OF CHINA LTD | Y69790106 | 25-Mar-2021 | TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE OF THE COMPANY FOR THE YEAR 2020 | Management | Y | For | For | |||||||||||||||||||
PING AN INSURANCE (GROUP) COMPANY OF CHINA LTD | Y69790106 | 25-Mar-2021 | TO CONSIDER AND APPROVE THE ANNUAL REPORT OF THE COMPANY FOR THE YEAR 2020 AND ITS SUMMARY | Management | Y | For | For | |||||||||||||||||||
PING AN INSURANCE (GROUP) COMPANY OF CHINA LTD | Y69790106 | 25-Mar-2021 | TO CONSIDER AND APPROVE THE REPORT OF FINAL ACCOUNTS OF THE COMPANY FOR THE YEAR 2020 INCLUDING THE AUDIT REPORT AND AUDITED FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR 2020 | Management | Y | For | For | |||||||||||||||||||
PING AN INSURANCE (GROUP) COMPANY OF CHINA LTD | Y69790106 | 25-Mar-2021 | TO CONSIDER AND APPROVE THE PROFIT DISTRIBUTION PLAN OF THE COMPANY FOR THE YEAR 2020 AND THE PROPOSED DISTRIBUTION OF FINAL DIVIDENDS | Management | Y | For | For | |||||||||||||||||||
PING AN INSURANCE (GROUP) COMPANY OF CHINA LTD | Y69790106 | 25-Mar-2021 | TO CONSIDER AND APPROVE THE RESOLUTION REGARDING THE APPOINTMENT OF AUDITORS OF THE COMPANY FOR THE YEAR 2021, APPOINTING ERNST & YOUNG HUA MING LLP AS THE PRC AUDITOR OF THE COMPANY AND ERNST & YOUNG AS THE INTERNATIONAL AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY AND TO FIX THEIR REMUNERATION | Management | Y | For | For | |||||||||||||||||||
PING AN INSURANCE (GROUP) COMPANY OF CHINA LTD | Y69790106 | 25-Mar-2021 | TO CONSIDER AND APPROVE THE PERFORMANCE EVALUATION REPORT OF THE INDEPENDENT NON-EXECUTIVE DIRECTORS FOR THE YEAR 2020 | Management | Y | For | For |
International Stock Fund
PING AN INSURANCE (GROUP) COMPANY OF CHINA LTD | Y69790106 | 25-Mar-2021 | TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. MA MINGZHE AS AN EXECUTIVE DIRECTOR TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 12TH SESSION OF THE BOARD | Management | Y | For | For | |||||||||||||||||||
PING AN INSURANCE (GROUP) COMPANY OF CHINA LTD | Y69790106 | 25-Mar-2021 | TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. XIE YONGLIN AS AN EXECUTIVE DIRECTOR TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 12TH SESSION OF THE BOARD | Management | Y | For | For | |||||||||||||||||||
PING AN INSURANCE (GROUP) COMPANY OF CHINA LTD | Y69790106 | 25-Mar-2021 | TO CONSIDER AND APPROVE THE RE-ELECTION OF MS. TAN SIN YIN AS AN EXECUTIVE DIRECTOR TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 12TH SESSION OF THE BOARD | Management | Y | For | For | |||||||||||||||||||
PING AN INSURANCE (GROUP) COMPANY OF CHINA LTD | Y69790106 | 25-Mar-2021 | TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. YAO JASON BO AS AN EXECUTIVE DIRECTOR TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 12TH SESSION OF THE BOARD | Management | Y | For | For | |||||||||||||||||||
PING AN INSURANCE (GROUP) COMPANY OF CHINA LTD | Y69790106 | 25-Mar-2021 | TO CONSIDER AND APPROVE THE RE-ELECTION OF MS. CAI FANGFANG AS AN EXECUTIVE DIRECTOR TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 12TH SESSION OF THE BOARD | Management | Y | For | For | |||||||||||||||||||
PING AN INSURANCE (GROUP) COMPANY OF CHINA LTD | Y69790106 | 25-Mar-2021 | TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. SOOPAKIJ CHEARAVANONT AS A NON-EXECUTIVE DIRECTOR TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 12TH SESSION OF THE BOARD | Management | Y | Against | Against | |||||||||||||||||||
PING AN INSURANCE (GROUP) COMPANY OF CHINA LTD | Y69790106 | 25-Mar-2021 | TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. YANG XIAOPING AS A NONEXECUTIVE DIRECTOR TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 12TH SESSION OF THE BOARD | Management | Y | Against | Against | |||||||||||||||||||
PING AN INSURANCE (GROUP) COMPANY OF CHINA LTD | Y69790106 | 25-Mar-2021 | TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. WANG YONGJIAN AS A NONEXECUTIVE DIRECTOR TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 12TH SESSION OF THE BOARD | Management | Y | For | For | |||||||||||||||||||
PING AN INSURANCE (GROUP) COMPANY OF CHINA LTD | Y69790106 | 25-Mar-2021 | TO CONSIDER AND APPROVE THE ELECTION OF MR. HUANG WEI AS A NON-EXECUTIVE DIRECTOR TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 12TH SESSION OF THE BOARD | Management | Y | For | For |
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PING AN INSURANCE (GROUP) COMPANY OF CHINA LTD | Y69790106 | 25-Mar-2021 | TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. OUYANG HUI AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 12TH SESSION OF THE BOARD | Management | Y | For | For | |||||||||||||||||||
PING AN INSURANCE (GROUP) COMPANY OF CHINA LTD | Y69790106 | 25-Mar-2021 | TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. NG SING YIP AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 12TH SESSION OF THE BOARD | Management | Y | For | For | |||||||||||||||||||
PING AN INSURANCE (GROUP) COMPANY OF CHINA LTD | Y69790106 | 25-Mar-2021 | TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. CHU YIYUN AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 12TH SESSION OF THE BOARD | Management | Y | For | For | |||||||||||||||||||
PING AN INSURANCE (GROUP) COMPANY OF CHINA LTD | Y69790106 | 25-Mar-2021 | TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. LIU HONG AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 12TH SESSION OF THE BOARD | Management | Y | For | For | |||||||||||||||||||
PING AN INSURANCE (GROUP) COMPANY OF CHINA LTD | Y69790106 | 25-Mar-2021 | TO CONSIDER AND APPROVE THE ELECTION OF MR. JIN LI AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 12TH SESSION OF THE BOARD | Management | Y | For | For | |||||||||||||||||||
PING AN INSURANCE (GROUP) COMPANY OF CHINA LTD | Y69790106 | 25-Mar-2021 | TO CONSIDER AND APPROVE THE ELECTION OF MR. NG KONG PING ALBERT AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 12TH SESSION OF THE BOARD | Management | Y | For | For | |||||||||||||||||||
PING AN INSURANCE (GROUP) COMPANY OF CHINA LTD | Y69790106 | 25-Mar-2021 | TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. GU LIJI AS AN INDEPENDENT SUPERVISOR TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 10TH SESSION OF THE SUPERVISORY COMMITTEE | Management | Y | For | For | |||||||||||||||||||
PING AN INSURANCE (GROUP) COMPANY OF CHINA LTD | Y69790106 | 25-Mar-2021 | TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. HUANG BAOKUI AS AN INDEPENDENT SUPERVISOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 10TH SESSION OF THE SUPERVISORY COMMITTEE | Management | Y | For | For |
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PING AN INSURANCE (GROUP) COMPANY OF CHINA LTD | Y69790106 | 25-Mar-2021 | TO CONSIDER AND APPROVE THE RE-ELECTION OF MS. ZHANG WANGJIN AS A SHAREHOLDER REPRESENTATIVE SUPERVISOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 10TH SESSION OF THE SUPERVISORY COMMITTEE | Management | Y | For | For | |||||||||||||||||||
PING AN INSURANCE (GROUP) COMPANY OF CHINA LTD | Y69790106 | 25-Mar-2021 | TO CONSIDER AND APPROVE THE RESOLUTION REGARDING THE ISSUE OF DEBT FINANCING INSTRUMENTS | Management | Y | For | For | |||||||||||||||||||
PING AN INSURANCE (GROUP) COMPANY OF CHINA LTD | Y69790106 | 25-Mar-2021 | TO CONSIDER AND APPROVE THE RESOLUTION REGARDING THE PROPOSED GRANT OF GENERAL MANDATE BY THE GENERAL MEETING TO THE BOARD TO ISSUE H SHARES, THAT IS, THE GRANT OF A GENERAL MANDATE TO THE BOARD TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL H SHARES NOT EXCEEDING 20% OF THE TOTAL H SHARES OF THE COMPANY IN ISSUE, REPRESENTING NO MORE THAN 8.15% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY, AT A RELEVANT PRICE REPRESENTS A DISCOUNT (IF ANY) OF NO MORE THAN 10% TO THE BENCHMARK PRICE (INSTEAD OF A DISCOUNT OF 20% AS LIMITED UNDER THE RULES GOVERNING THE LISTING OF SECURITIES ON THE STOCK EXCHANGE OF HONG KONG LIMITED) AND AUTHORIZE THE BOARD TO MAKE CORRESPONDING AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY AS IT THINKS FIT SO AS TO REFLECT THE NEW CAPITAL STRUCTURE UPON THE ALLOTMENT OR ISSUANCE OF SHARES | Management | Y | For | For | |||||||||||||||||||
PING AN INSURANCE (GROUP) COMPANY OF CHINA LTD | Y69790106 | 25-Mar-2021 | TO CONSIDER AND APPROVE THE RESOLUTION REGARDING THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION | Management | Y | For | For | |||||||||||||||||||
TELEFON AB L.M.ERICSSON | W26049119 | 30-Mar-2021 | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | N |
International Stock Fund
TELEFON AB L.M.ERICSSON | W26049119 | 30-Mar-2021 | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | N | |||||||||||||||||||||
TELEFON AB L.M.ERICSSON | W26049119 | 30-Mar-2021 | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE | Non-Voting | N | |||||||||||||||||||||
TELEFON AB L.M.ERICSSON | W26049119 | 30-Mar-2021 | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | N | |||||||||||||||||||||
TELEFON AB L.M.ERICSSON | W26049119 | 30-Mar-2021 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 521711 DUE TO SPLITTING-OF RESOLUTION 7.3. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | N |
International Stock Fund
TELEFON AB L.M.ERICSSON | W26049119 | 30-Mar-2021 | ELECTION OF THE CHAIR OF THE ANNUAL GENERAL MEETING: THE NOMINATION-COMMITTEE, APPOINTED IN ACCORDANCE WITH THE INSTRUCTION FOR THE NOMINATION-COMMITTEE RESOLVED BY THE ANNUAL GENERAL MEETING 2012, IS COMPOSED OF THE-CHAIR OF THE COMMITTEE JOHAN FORSSELL (INVESTOR AB), KARL ABERG (AB-INDUSTRIVARDEN AND SVENSKA HANDELSBANKENS PENSIONSSTIFTELSE), JONAS-SYNNERGREN (CEVIAN CAPITAL PARTNERS LIMITED), ANDERS OSCARSSON (AMF-FORSAKRING OCH FONDER) AND RONNIE LETEN (CHAIR OF THE BOARD OF DIRECTORS).-THE NOMINATION COMMITTEE PROPOSES THAT ADVOKAT EVA HAGG BE ELECTED CHAIR OF-THE ANNUAL GENERAL MEETING OF SHAREHOLDERS 2021, OR, IF SHE IS PREVENTED FROM-PARTICIPATING, THE PERSON INSTEAD APPOINTED BY THE CHAIR OF THE BOARD OF-DIRECTORS | Non-Voting | N | |||||||||||||||||||||
TELEFON AB L.M.ERICSSON | W26049119 | 30-Mar-2021 | ELECTION OF TWO PERSONS APPROVING THE MINUTES: MARIANNE NILSSON, SWEDBANK-ROBUR FONDER AND ANDERS OSCARSSON, AMF FORSAKRING OCH FONDER, OR IF ONE OR-BOTH OF THEM ARE PREVENTED FROM PARTICIPATING, THE PERSON OR PERSONS INSTEAD-APPOINTED BY THE CHAIR OF THE BOARD PF DIRECTORS, ARE PROPOSED BY THE BOARD-OF DIRECTORS TO BE ELECTED TO APPROVE THE MINUTES OF THE ANNUAL GENERAL-MEETING. THE TASK OF APPROVING THE MINUTES OF THE ANNUAL GENERAL MEETING ALSO-INCLUDES VERIFYING THE VOTING LIST AND THAT THE POSTAL VOTES RECEIVED ARE-CORRECTLY STATED IN THE MINUTES OF THE ANNUAL GENERAL MEETING | Non-Voting | N | |||||||||||||||||||||
TELEFON AB L.M.ERICSSON | W26049119 | 30-Mar-2021 | PREPARATION AND APPROVAL OF THE VOTING LIST | Non-Voting | N | |||||||||||||||||||||
TELEFON AB L.M.ERICSSON | W26049119 | 30-Mar-2021 | APPROVAL OF THE AGENDA OF THE ANNUAL GENERAL MEETING | Non-Voting | N |
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TELEFON AB L.M.ERICSSON | W26049119 | 30-Mar-2021 | DETERMINATION WHETHER THE ANNUAL GENERAL MEETING HAS BEEN PROPERLY CONVENED | Non-Voting | N | |||||||||||||||||||||
TELEFON AB L.M.ERICSSON | W26049119 | 30-Mar-2021 | PRESENTATION OF THE ANNUAL REPORT, THE AUDITOR'S REPORT, THE CONSOLIDATED-ACCOUNTS, THE AUDITOR'S REPORT ON THE CONSOLIDATED ACCOUNTS AND THE AUDITOR'S-REPORT WHETHER THE GUIDELINES FOR REMUNERATION TO GROUP MANAGEMENT HAVE BEEN-COMPLIED WITH | Non-Voting | N | |||||||||||||||||||||
TELEFON AB L.M.ERICSSON | W26049119 | 30-Mar-2021 | ADOPTION OF THE INCOME STATEMENT AND THE BALANCE SHEET, THE CONSOLIDATED INCOME STATEMENT AND THE CONSOLIDATED BALANCE SHEET | Management | Y | For | For | |||||||||||||||||||
TELEFON AB L.M.ERICSSON | W26049119 | 30-Mar-2021 | ADOPTION OF THE REMUNERATION REPORT | Management | Y | Against | Against | |||||||||||||||||||
TELEFON AB L.M.ERICSSON | W26049119 | 30-Mar-2021 | APPROVE DISCHARGE OF BOARD CHAIRMAN: RONNIE LETEN | Management | Y | For | For | |||||||||||||||||||
TELEFON AB L.M.ERICSSON | W26049119 | 30-Mar-2021 | APPROVE DISCHARGE OF BOARD MEMBER: HELENA STJERNHOLM | Management | Y | For | For | |||||||||||||||||||
TELEFON AB L.M.ERICSSON | W26049119 | 30-Mar-2021 | APPROVE DISCHARGE OF BOARD MEMBER: JACOB WALLENBERG | Management | Y | For | For | |||||||||||||||||||
TELEFON AB L.M.ERICSSON | W26049119 | 30-Mar-2021 | APPROVE DISCHARGE OF BOARD MEMBER: JON FREDRIK BAKSAAS | Management | Y | For | For | |||||||||||||||||||
TELEFON AB L.M.ERICSSON | W26049119 | 30-Mar-2021 | APPROVE DISCHARGE OF BOARD MEMBER: JAN CARLSON | Management | Y | For | For | |||||||||||||||||||
TELEFON AB L.M.ERICSSON | W26049119 | 30-Mar-2021 | APPROVE DISCHARGE OF BOARD MEMBER: NORA DENZEL | Management | Y | For | For | |||||||||||||||||||
TELEFON AB L.M.ERICSSON | W26049119 | 30-Mar-2021 | APPROVE DISCHARGE OF BOARD MEMBER: BORJE EKHOLM | Management | Y | For | For | |||||||||||||||||||
TELEFON AB L.M.ERICSSON | W26049119 | 30-Mar-2021 | APPROVE DISCHARGE OF BOARD MEMBER: ERIC A. ELZVIK | Management | Y | For | For | |||||||||||||||||||
TELEFON AB L.M.ERICSSON | W26049119 | 30-Mar-2021 | APPROVE DISCHARGE OF BOARD MEMBER: KURT JOFS | Management | Y | For | For | |||||||||||||||||||
TELEFON AB L.M.ERICSSON | W26049119 | 30-Mar-2021 | APPROVE DISCHARGE OF BOARD MEMBER: KRISTIN S. RINNE | Management | Y | For | For | |||||||||||||||||||
TELEFON AB L.M.ERICSSON | W26049119 | 30-Mar-2021 | APPROVE DISCHARGE OF EMPLOYEE REPRESENTATIVE: TORBJORN NYMAN | Management | Y | For | For | |||||||||||||||||||
TELEFON AB L.M.ERICSSON | W26049119 | 30-Mar-2021 | APPROVE DISCHARGE OF EMPLOYEE REPRESENTATIVE: KJELL-AKE SOTING | Management | Y | For | For | |||||||||||||||||||
TELEFON AB L.M.ERICSSON | W26049119 | 30-Mar-2021 | APPROVE DISCHARGE OF EMPLOYEE REPRESENTATIVE: ROGER SVENSSON | Management | Y | For | For |
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TELEFON AB L.M.ERICSSON | W26049119 | 30-Mar-2021 | APPROVE DISCHARGE OF DEPUTY EMPLOYEE REPRESENTATIVE: PER HOLMBERG | Management | Y | For | For | |||||||||||||||||||
TELEFON AB L.M.ERICSSON | W26049119 | 30-Mar-2021 | APPROVE DISCHARGE OF DEPUTY EMPLOYEE REPRESENTATIVE: ANDERS RIPA | Management | Y | For | For | |||||||||||||||||||
TELEFON AB L.M.ERICSSON | W26049119 | 30-Mar-2021 | APPROVE DISCHARGE OF DEPUTY EMPLOYEE REPRESENTATIVE: LOREDANA ROSLUND | Management | Y | For | For | |||||||||||||||||||
TELEFON AB L.M.ERICSSON | W26049119 | 30-Mar-2021 | APPROVE DISCHARGE OF PRESIDENT: BORJE EKHOLM | Management | Y | For | For | |||||||||||||||||||
TELEFON AB L.M.ERICSSON | W26049119 | 30-Mar-2021 | THE APPROPRIATION OF THE RESULTS IN ACCORDANCE WITH THE APPROVED BALANCE SHEET AND DETERMINATION OF THE RECORD DATES FOR DIVIDEND: THE BOARD OF DIRECTORS PROPOSES A DIVIDEND TO THE SHAREHOLDERS OF SEK 2.00 PER SHARE. THE DIVIDEND IS PROPOSED TO BE PAID IN TWO EQUAL INSTALLMENTS, SEK 1.00 PER SHARE WITH THE RECORD DATE THURSDAY, APRIL 1, 2021, AND SEK 1.00 PER SHARE WITH THE RECORD DATE FRIDAY, OCTOBER 1, 2021. ASSUMING THESE DATES WILL BE THE RECORD DATES, EUROCLEAR SWEDEN AB IS EXPECTED TO DISBURSE SEK 1.00 PER SHARE ON THURSDAY, APRIL 8, 2021, AND SEK 1.00 PER SHARE ON WEDNESDAY, OCTOBER 6, 2021 | Management | Y | For | For | |||||||||||||||||||
TELEFON AB L.M.ERICSSON | W26049119 | 30-Mar-2021 | DETERMINATION OF THE NUMBER OF BOARD MEMBERS AND DEPUTIES OF THE BOARD OF DIRECTORS TO BE ELECTED BY THE ANNUAL GENERAL MEETING | Management | Y | For | For | |||||||||||||||||||
TELEFON AB L.M.ERICSSON | W26049119 | 30-Mar-2021 | PLEASE NOTE THAT RESOLUTIONS 9 TO 14 ARE PROPOSED BY NOMINATION COMMITTEE AND-BOARD DOES NOT MAKE ANY RECOMMENDATION ON THESE PROPOSAL. THE STANDING-INSTRUCTIONS ARE DISABLED FOR THIS MEETING | Non-Voting | N | |||||||||||||||||||||
TELEFON AB L.M.ERICSSON | W26049119 | 30-Mar-2021 | RESOLUTION ON AMENDMENTS TO THE ARTICLES OF ASSOCIATION | Management | Y | For | For | |||||||||||||||||||
TELEFON AB L.M.ERICSSON | W26049119 | 30-Mar-2021 | LONG TERM VARIABLE COMPENSATION PROGRAM 2021 ("LTV 2021"): RESOLUTION ON IMPLEMENTATION OF LTV 2021 | Management | Y | For | For |
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TELEFON AB L.M.ERICSSON | W26049119 | 30-Mar-2021 | LONG-TERM VARIABLE COMPENSATION PROGRAM 2021 ("LTV 2021"): RESOLUTION ON TRANSFER OF TREASURY STOCK, DIRECTED SHARE ISSUE AND ACQUISITION OFFER FOR THE LTV 2021 | Management | Y | For | For | |||||||||||||||||||
TELEFON AB L.M.ERICSSON | W26049119 | 30-Mar-2021 | LONG-TERM VARIABLE COMPENSATION PROGRAM 2021 ("LTV 2021"): RESOLUTION ON EQUITY SWAP AGREEMENT WITH THIRD PARTY IN RELATION TO THE LTV 2021 | Management | Y | For | For | |||||||||||||||||||
TELEFON AB L.M.ERICSSON | W26049119 | 30-Mar-2021 | RESOLUTION ON TRANSFER OF TREASURY STOCK TO EMPLOYEES AND ON AN EXCHANGE IN RELATION TO THE EARLIER RESOLUTION ON THE LONG-TERM VARIABLE COMPENSATION PROGRAM 2020 | Management | Y | For | For | |||||||||||||||||||
TELEFON AB L.M.ERICSSON | W26049119 | 30-Mar-2021 | RESOLUTION ON TRANSFER OF TREASURY STOCK IN RELATION TO THE RESOLUTIONS ON THE ONGOING LONG-TERM VARIABLE COMPENSATION PROGRAMS 2018 AND 2019 | Management | Y | For | For |
International Stock Fund
TELEFON AB L.M.ERICSSON | W26049119 | 30-Mar-2021 | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS-DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO-BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW-ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED-MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE-THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR-FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE-SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | N | |||||||||||||||||||||
TELEFON AB L.M.ERICSSON | W26049119 | 30-Mar-2021 | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN-INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | N |
International Stock Fund
DBS GROUP HOLDINGS LTD | Y20246107 | 30-Mar-2021 | ADOPTION OF DIRECTORS' STATEMENT, AUDITED FINANCIAL STATEMENTS AND AUDITOR'S REPORT | Management | Y | For | For | |||||||||||||||||||
DBS GROUP HOLDINGS LTD | Y20246107 | 30-Mar-2021 | DECLARATION OF FINAL DIVIDEND ON ORDINARY SHARES | Management | Y | For | For | |||||||||||||||||||
DBS GROUP HOLDINGS LTD | Y20246107 | 30-Mar-2021 | APPROVAL OF PROPOSED DIRECTORS' REMUNERATION OF SGD 4,101,074 FOR FY2020 | Management | Y | For | For | |||||||||||||||||||
DBS GROUP HOLDINGS LTD | Y20246107 | 30-Mar-2021 | RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITOR AND AUTHORISATION FOR DIRECTORS TO FIX ITS REMUNERATION | Management | Y | For | For | |||||||||||||||||||
DBS GROUP HOLDINGS LTD | Y20246107 | 30-Mar-2021 | RE-ELECTION OF MR PIYUSH GUPTA AS A DIRECTOR RETIRING UNDER ARTICLE 99 | Management | Y | For | For | |||||||||||||||||||
DBS GROUP HOLDINGS LTD | Y20246107 | 30-Mar-2021 | RE-ELECTION OF MS PUNITA LAL AS A DIRECTOR RETIRING UNDER ARTICLE 105 | Management | Y | For | For | |||||||||||||||||||
DBS GROUP HOLDINGS LTD | Y20246107 | 30-Mar-2021 | RE-ELECTION OF MR ANTHONY LIM WENG KIN AS A DIRECTOR RETIRING UNDER ARTICLE 105 | Management | Y | For | For | |||||||||||||||||||
DBS GROUP HOLDINGS LTD | Y20246107 | 30-Mar-2021 | AUTHORITY TO GRANT AWARDS AND ISSUE SHARES UNDER THE DBSH SHARE PLAN | Management | Y | For | For | |||||||||||||||||||
DBS GROUP HOLDINGS LTD | Y20246107 | 30-Mar-2021 | AUTHORITY TO GRANT AWARDS AND ISSUE SHARES UNDER THE CALIFORNIA SUB-PLAN TO THE DBSH SHARE PLAN | Management | Y | For | For | |||||||||||||||||||
DBS GROUP HOLDINGS LTD | Y20246107 | 30-Mar-2021 | GENERAL AUTHORITY TO ISSUE SHARES AND TO MAKE OR GRANT CONVERTIBLE INSTRUMENTS SUBJECT TO LIMITS | Management | Y | For | For | |||||||||||||||||||
DBS GROUP HOLDINGS LTD | Y20246107 | 30-Mar-2021 | AUTHORITY TO ISSUE SHARES PURSUANT TO THE DBSH SCRIP DIVIDEND SCHEME | Management | Y | For | For | |||||||||||||||||||
DBS GROUP HOLDINGS LTD | Y20246107 | 30-Mar-2021 | APPROVAL OF THE PROPOSED RENEWAL OF THE SHARE PURCHASE MANDATE | Management | Y | For | For |
International Stock Fund
GENMAB A/S | K3967W102 | 13-Apr-2021 | IN THE MAJORITY OF MEETINGS THE VOTES ARE CAST WITH THE REGISTRAR WHO WILL-FOLLOW CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE OF MEETINGS THERE IS NO-REGISTRAR AND CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN OF THE BOARD OR A-BOARD MEMBER AS PROXY. CLIENTS CAN ONLY EXPECT THEM TO ACCEPT PRO-MANAGEMENT-VOTES. THE ONLY WAY TO GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES ARE-REPRESENTED AT THE MEETING IS TO SEND YOUR OWN REPRESENTATIVE OR ATTEND THE-MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION SERVICES FOR-AN ADDED FEE IF REQUESTED. THANK YOU | Non-Voting | N | |||||||||||||||||||||
GENMAB A/S | K3967W102 | 13-Apr-2021 | PLEASE BE ADVISED THAT SPLIT AND PARTIAL VOTING IS NOT AUTHORISED FOR A-BENEFICIAL OWNER IN THE DANISH MARKET. PLEASE CONTACT YOUR GLOBAL CUSTODIAN-FOR FURTHER INFORMATION. | Non-Voting | N | |||||||||||||||||||||
GENMAB A/S | K3967W102 | 13-Apr-2021 | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE | Non-Voting | N | |||||||||||||||||||||
GENMAB A/S | K3967W102 | 13-Apr-2021 | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | N | |||||||||||||||||||||
GENMAB A/S | K3967W102 | 13-Apr-2021 | REPORT BY THE BOARD OF DIRECTORS ON THE COMPANY'S ACTIVITIES DURING THE PAST-YEAR | Non-Voting | N | |||||||||||||||||||||
GENMAB A/S | K3967W102 | 13-Apr-2021 | PRESENTATION AND ADOPTION OF THE AUDITED ANNUAL REPORT AND DISCHARGE OF BOARD OF DIRECTORS AND EXECUTIVE MANAGEMENT | Management | Y | For | For |
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GENMAB A/S | K3967W102 | 13-Apr-2021 | RESOLUTION ON THE DISTRIBUTION OF PROFITS AS RECORDED IN THE ADOPTED ANNUAL REPORT | Management | Y | For | For | |||||||||||||||||||
GENMAB A/S | K3967W102 | 13-Apr-2021 | ADVISORY VOTE ON THE COMPENSATION REPORT | Management | Y | For | For | |||||||||||||||||||
GENMAB A/S | K3967W102 | 13-Apr-2021 | RE-ELECTION OF DEIRDRE P. CONNELLY MEMBER OF THE BOARD OF DIRECTORS | Management | Y | For | For | |||||||||||||||||||
GENMAB A/S | K3967W102 | 13-Apr-2021 | RE-ELECTION OF PERNILLE ERENBJERG MEMBER OF THE BOARD OF DIRECTORS | Management | Y | For | For | |||||||||||||||||||
GENMAB A/S | K3967W102 | 13-Apr-2021 | RE-ELECTION OF ROLF HOFFMANN MEMBER OF THE BOARD OF DIRECTORS | Management | Y | For | For | |||||||||||||||||||
GENMAB A/S | K3967W102 | 13-Apr-2021 | RE-ELECTION OF DR. PAOLO PAOLETTI MEMBER OF THE BOARD OF DIRECTORS | Management | Y | For | For | |||||||||||||||||||
GENMAB A/S | K3967W102 | 13-Apr-2021 | RE-ELECTION OF JONATHAN PEACOCK MEMBER OF THE BOARD OF DIRECTORS | Management | Y | For | For | |||||||||||||||||||
GENMAB A/S | K3967W102 | 13-Apr-2021 | RE-ELECTION OF DR. ANDERS GERSEL PEDERSEN MEMBER OF THE BOARD OF DIRECTORS | Management | Y | For | For | |||||||||||||||||||
GENMAB A/S | K3967W102 | 13-Apr-2021 | ELECTION OF AUDITOR: RE-ELECTION OF PRICEWATERHOUSECOOPERS STATSAUTORISERET REVISIONSPARTNERSELSKAB | Management | Y | For | For | |||||||||||||||||||
GENMAB A/S | K3967W102 | 13-Apr-2021 | PROPOSALS FROM THE BOARD OF DIRECTORS: APPROVAL OF THE BOARD OF DIRECTORS' REMUNERATION FOR 2021 | Management | Y | For | For | |||||||||||||||||||
GENMAB A/S | K3967W102 | 13-Apr-2021 | PROPOSALS FROM THE BOARD OF DIRECTORS: AMENDMENT TO REMUNERATION POLICY FOR BOARD OF DIRECTORS AND EXECUTIVE MANAGEMENT (BASE FEE MULTIPLIER FOR CHAIR AND DEPUTY CHAIR) | Management | Y | For | For | |||||||||||||||||||
GENMAB A/S | K3967W102 | 13-Apr-2021 | PROPOSALS FROM THE BOARD OF DIRECTORS: ADOPTION OF AMENDED REMUNERATION POLICY FOR BOARD OF DIRECTORS AND EXECUTIVE MANAGEMENT (CERTAIN OTHER CHANGES) | Management | Y | For | For | |||||||||||||||||||
GENMAB A/S | K3967W102 | 13-Apr-2021 | PROPOSALS FROM THE BOARD OF DIRECTORS: AUTHORIZATION OF THE BOARD OF DIRECTORS TO ACQUIRE TREASURY SHARES | Management | Y | For | For |
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GENMAB A/S | K3967W102 | 13-Apr-2021 | PROPOSALS FROM THE BOARD OF DIRECTORS: AMENDMENT OF ARTICLE 4A (AUTHORIZATION TO ISSUE NEW SHARES) AND ARTICLE 5A (AUTHORIZATION TO ISSUE CONVERTIBLE DEBT) AND ADOPTION OF A NEW ARTICLE 5B | Management | Y | For | For | |||||||||||||||||||
GENMAB A/S | K3967W102 | 13-Apr-2021 | PROPOSALS FROM THE BOARD OF DIRECTORS: AMENDMENT OF ARTICLE 5 (AUTHORIZATION TO ISSUE WARRANTS) | Management | Y | For | For | |||||||||||||||||||
GENMAB A/S | K3967W102 | 13-Apr-2021 | PROPOSALS FROM THE BOARD OF DIRECTORS: AUTHORIZATION TO HOLD WHOLLY VIRTUAL GENERAL MEETINGS | Management | Y | For | For | |||||||||||||||||||
GENMAB A/S | K3967W102 | 13-Apr-2021 | AUTHORIZATION OF THE CHAIR OF THE GENERAL MEETING TO REGISTER RESOLUTIONS PASSED BY THE GENERAL MEETING | Management | Y | For | For | |||||||||||||||||||
GENMAB A/S | K3967W102 | 13-Apr-2021 | MISCELLANEOUS | Non-Voting | N | |||||||||||||||||||||
GENMAB A/S | K3967W102 | 13-Apr-2021 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN'-ONLY FOR RESOLUTION NUMBERS 5.A TO 5.F AND 6. THANK YOU | Non-Voting | N | |||||||||||||||||||||
GENMAB A/S | K3967W102 | 13-Apr-2021 | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN-INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE. THANK YOU | Non-Voting | N |
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GENMAB A/S | K3967W102 | 13-Apr-2021 | 10 MAR 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE-BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS-MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE-TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST-SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY-PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | N | |||||||||||||||||||||
GENMAB A/S | K3967W102 | 13-Apr-2021 | 10 MAR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | N | |||||||||||||||||||||
AIRBUS SE | N0280G100 | 14-Apr-2021 | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO-BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | N |
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AIRBUS SE | N0280G100 | 14-Apr-2021 | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | N | |||||||||||||||||||||
AIRBUS SE | N0280G100 | 14-Apr-2021 | OPENING AND GENERAL INTRODUCTORY STATEMENTS | Non-Voting | N | |||||||||||||||||||||
AIRBUS SE | N0280G100 | 14-Apr-2021 | PRESENTATION BY THE CHAIRMAN AND THE CHIEF EXECUTIVE OFFICER, INCLUDING THE-REPORT BY THE BOARD OF DIRECTORS IN RESPECT OF THE: CORPORATE GOVERNANCE-STATEMENT | Non-Voting | N | |||||||||||||||||||||
AIRBUS SE | N0280G100 | 14-Apr-2021 | PRESENTATION BY THE CHAIRMAN AND THE CHIEF EXECUTIVE OFFICER, INCLUDING THE-REPORT BY THE BOARD OF DIRECTORS IN RESPECT OF THE: REPORT ON THE BUSINESS-AND FINANCIAL RESULTS OF 2020 | Non-Voting | N | |||||||||||||||||||||
AIRBUS SE | N0280G100 | 14-Apr-2021 | PRESENTATION BY THE CHAIRMAN AND THE CHIEF EXECUTIVE OFFICER, INCLUDING THE-REPORT BY THE BOARD OF DIRECTORS IN RESPECT OF THE: POLICY ON DIVIDEND | Non-Voting | N | |||||||||||||||||||||
AIRBUS SE | N0280G100 | 14-Apr-2021 | DISCUSSION OF ALL AGENDA ITEMS | Non-Voting | N | |||||||||||||||||||||
AIRBUS SE | N0280G100 | 14-Apr-2021 | VOTE ON THE RESOLUTION IN RESPECT OF THE: ADOPTION OF THE AUDITED ACCOUNTS FOR THE FINANCIAL YEAR 2020 | Management | Y | For | For | |||||||||||||||||||
AIRBUS SE | N0280G100 | 14-Apr-2021 | VOTE ON THE RESOLUTION IN RESPECT OF THE: RELEASE FROM LIABILITY OF THE NON-EXECUTIVE MEMBERS OF THE BOARD OF DIRECTORS | Management | Y | For | For | |||||||||||||||||||
AIRBUS SE | N0280G100 | 14-Apr-2021 | VOTE ON THE RESOLUTION IN RESPECT OF THE: RELEASE FROM LIABILITY OF THE EXECUTIVE MEMBER OF THE BOARD OF DIRECTORS | Management | Y | For | For | |||||||||||||||||||
AIRBUS SE | N0280G100 | 14-Apr-2021 | VOTE ON THE RESOLUTION IN RESPECT OF THE: RENEWAL OF THE APPOINTMENT OF ERNST & YOUNG ACCOUNTANTS LLP AS AUDITOR FOR THE FINANCIAL YEAR 2021 | Management | Y | For | For |
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AIRBUS SE | N0280G100 | 14-Apr-2021 | VOTE ON THE RESOLUTION IN RESPECT OF THE: APPROVAL, AS AN ADVISORY VOTE, OF THE IMPLEMENTATION OF THE REMUNERATION POLICY FOR THE FINANCIAL YEAR 2020 | Management | Y | Against | Against | |||||||||||||||||||
AIRBUS SE | N0280G100 | 14-Apr-2021 | VOTE ON THE RESOLUTION IN RESPECT OF THE: RENEWAL OF THE APPOINTMENT OF MR. RENE OBERMANN AS NON-EXECUTIVE MEMBER OF THE BOARD OF DIRECTORS FOR A TERM OF THREE YEARS | Management | Y | For | For | |||||||||||||||||||
AIRBUS SE | N0280G100 | 14-Apr-2021 | VOTE ON THE RESOLUTION IN RESPECT OF THE: RENEWAL OF THE APPOINTMENT OF MS. AMPARO MORALEDA AS NON-EXECUTIVE MEMBER OF THE BOARD OF DIRECTORS FOR A TERM OF THREE YEARS | Management | Y | For | For | |||||||||||||||||||
AIRBUS SE | N0280G100 | 14-Apr-2021 | VOTE ON THE RESOLUTION IN RESPECT OF THE: RENEWAL OF THE APPOINTMENT OF MR. VICTOR CHU AS NON-EXECUTIVE MEMBER OF THE BOARD OF DIRECTORS FOR A TERM OF THREE YEARS | Management | Y | For | For | |||||||||||||||||||
AIRBUS SE | N0280G100 | 14-Apr-2021 | VOTE ON THE RESOLUTION IN RESPECT OF THE: RENEWAL OF THE APPOINTMENT OF MR. JEAN-PIERRE CLAMADIEU AS NON-EXECUTIVE MEMBER OF THE BOARD OF DIRECTORS FOR A TERM OF THREE YEARS | Management | Y | For | For | |||||||||||||||||||
AIRBUS SE | N0280G100 | 14-Apr-2021 | VOTE ON THE RESOLUTION IN RESPECT OF THE: DELEGATION TO THE BOARD OF DIRECTORS OF POWERS TO ISSUE SHARES, TO GRANT RIGHTS TO SUBSCRIBE FOR SHARES AND TO LIMIT OR EXCLUDE PREFERENTIAL SUBSCRIPTION RIGHTS OF EXISTING SHAREHOLDERS FOR THE PURPOSE OF EMPLOYEE SHARE OWNERSHIP PLANS AND SHARE-RELATED LONG-TERM INCENTIVE PLANS | Management | Y | For | For |
International Stock Fund
AIRBUS SE | N0280G100 | 14-Apr-2021 | VOTE ON THE RESOLUTION IN RESPECT OF THE: DELEGATION TO THE BOARD OF DIRECTORS OF POWERS TO ISSUE SHARES, TO GRANT RIGHTS TO SUBSCRIBE FOR SHARES AND TO LIMIT OR EXCLUDE PREFERENTIAL SUBSCRIPTION RIGHTS OF EXISTING SHAREHOLDERS FOR THE PURPOSE OF FUNDING (OR ANY OTHER CORPORATE PURPOSE ) THE COMPANY AND ITS GROUP COMPANIES | Management | Y | For | For | |||||||||||||||||||
AIRBUS SE | N0280G100 | 14-Apr-2021 | VOTE ON THE RESOLUTION IN RESPECT OF THE: RENEWAL OF THE AUTHORISATION FOR THE BOARD OF DIRECTORS TO REPURCHASE UP TO 10% OF THE COMPANY'S ISSUED SHARE CAPITAL | Management | Y | For | For | |||||||||||||||||||
AIRBUS SE | N0280G100 | 14-Apr-2021 | VOTE ON THE RESOLUTION IN RESPECT OF THE: CANCELLATION OF SHARES REPURCHASED BY THE COMPANY | Management | Y | For | For | |||||||||||||||||||
AIRBUS SE | N0280G100 | 14-Apr-2021 | CLOSING OF THE MEETING | Non-Voting | N | |||||||||||||||||||||
AIRBUS SE | N0280G100 | 14-Apr-2021 | 05 MAR 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF-DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | N | |||||||||||||||||||||
AIRBUS SE | N0280G100 | 14-Apr-2021 | 05 MAR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | N |
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LVMH MOET HENNESSY LOUIS VUITTON SE | F58485115 | 15-Apr-2021 | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | N | |||||||||||||||||||||
LVMH MOET HENNESSY LOUIS VUITTON SE | F58485115 | 15-Apr-2021 | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | N |
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LVMH MOET HENNESSY LOUIS VUITTON SE | F58485115 | 15-Apr-2021 | 12 MAR 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIs)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIs TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIs WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIs WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE-BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS-MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE-TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST-SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY-PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU AND-PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU AND INTERMEDIARY CLIENTS ONLY - PLEASE NOTE-THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER-RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER-INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO-PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK-TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | N |
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LVMH MOET HENNESSY LOUIS VUITTON SE | F58485115 | 15-Apr-2021 | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE-PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF-NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS-SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE | Non-Voting | N | |||||||||||||||||||||
LVMH MOET HENNESSY LOUIS VUITTON SE | F58485115 | 15-Apr-2021 | 08 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT-OF COMMENT AND CHANGE IN NUMBERING OF RESOLUTIONS. IF YOU HAVE ALREADY SENT-IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR-ORIGINAL INSTRUCTIONS. THANK YOU AND PLEASE NOTE THAT IMPORTANT ADDITIONAL-MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:-https://www.journal-officiel.gouv.fr/balo/document/202103102100415-30 | Non-Voting | N | |||||||||||||||||||||
LVMH MOET HENNESSY LOUIS VUITTON SE | F58485115 | 15-Apr-2021 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENT FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Management | Y | For | For | |||||||||||||||||||
LVMH MOET HENNESSY LOUIS VUITTON SE | F58485115 | 15-Apr-2021 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENT FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Management | Y | For | For | |||||||||||||||||||
LVMH MOET HENNESSY LOUIS VUITTON SE | F58485115 | 15-Apr-2021 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR AND SETTING OF THE DIVIDEND | Management | Y | For | For | |||||||||||||||||||
LVMH MOET HENNESSY LOUIS VUITTON SE | F58485115 | 15-Apr-2021 | APPROVAL OF REGULATED AGREEMENTS REFERRED TO IN ARTICLE L. 225-38 OF THE FRENCH COMMERCIAL CODE | Management | Y | For | For | |||||||||||||||||||
LVMH MOET HENNESSY LOUIS VUITTON SE | F58485115 | 15-Apr-2021 | RENEWAL OF THE TERM OF OFFICE OF MR. ANTOINE ARNAULT AS DIRECTOR | Management | Y | For | For |
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LVMH MOET HENNESSY LOUIS VUITTON SE | F58485115 | 15-Apr-2021 | RENEWAL OF THE TERM OF OFFICE OF MR. NICOLAS BAZIRE AS DIRECTOR | Management | Y | For | For | |||||||||||||||||||
LVMH MOET HENNESSY LOUIS VUITTON SE | F58485115 | 15-Apr-2021 | RENEWAL OF THE TERM OF OFFICE OF MR. CHARLES DE CROISSET AS DIRECTOR | Management | Y | Against | Against | |||||||||||||||||||
LVMH MOET HENNESSY LOUIS VUITTON SE | F58485115 | 15-Apr-2021 | RENEWAL OF THE TERM OF OFFICE OF MR. YVES-THIBAULT DE SILGUY AS DIRECTOR | Management | Y | For | For | |||||||||||||||||||
LVMH MOET HENNESSY LOUIS VUITTON SE | F58485115 | 15-Apr-2021 | APPOINTMENT OF MR. M. OLIVIER LENEL AS DEPUTY STATUTORY AUDITOR, AS A REPLACEMENT FOR MR. PHILIPPE CASTAGNAC WHO RESIGNED | Management | Y | For | For | |||||||||||||||||||
LVMH MOET HENNESSY LOUIS VUITTON SE | F58485115 | 15-Apr-2021 | APPROVAL OF THE CHANGES MADE FOR THE FINANCIAL YEAR 2020 TO THE DIRECTORS' COMPENSATION POLICY | Management | Y | For | For | |||||||||||||||||||
LVMH MOET HENNESSY LOUIS VUITTON SE | F58485115 | 15-Apr-2021 | APPROVAL OF THE CHANGES MADE FOR THE YEAR 2020 TO THE COMPENSATION POLICY FOR THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER AND THE DEPUTY CHIEF EXECUTIVE OFFICER | Management | Y | Against | Against | |||||||||||||||||||
LVMH MOET HENNESSY LOUIS VUITTON SE | F58485115 | 15-Apr-2021 | APPROVAL OF THE INFORMATION REFERRED TO IN ARTICLE L. 22-10-9 I OF THE FRENCH COMMERCIAL CODE | Management | Y | Against | Against | |||||||||||||||||||
LVMH MOET HENNESSY LOUIS VUITTON SE | F58485115 | 15-Apr-2021 | APPROVAL OF THE COMPENSATION ELEMENTS PAID DURING THE FINANCIAL YEAR 2020 OR GRANTED FOR THE SAME FINANCIAL YEAR TO MR. BERNARD ARNAULT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Management | Y | Against | Against | |||||||||||||||||||
LVMH MOET HENNESSY LOUIS VUITTON SE | F58485115 | 15-Apr-2021 | APPROVAL OF THE COMPENSATION ELEMENTS PAID DURING THE FINANCIAL YEAR 2020 OR GRANTED FOR THE SAME FINANCIAL YEAR TO MR. ANTONIO BELLONI, DEPUTY CHIEF EXECUTIVE OFFICER | Management | Y | Against | Against | |||||||||||||||||||
LVMH MOET HENNESSY LOUIS VUITTON SE | F58485115 | 15-Apr-2021 | APPROVAL OF THE COMPENSATION POLICY OF DIRECTORS | Management | Y | For | For | |||||||||||||||||||
LVMH MOET HENNESSY LOUIS VUITTON SE | F58485115 | 15-Apr-2021 | APPROVAL OF THE COMPENSATION POLICY OF THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Management | Y | Against | Against | |||||||||||||||||||
LVMH MOET HENNESSY LOUIS VUITTON SE | F58485115 | 15-Apr-2021 | APPROVAL OF THE COMPENSATION POLICY OF THE DEPUTY CHIEF EXECUTIVE OFFICER | Management | Y | Against | Against |
International Stock Fund
LVMH MOET HENNESSY LOUIS VUITTON SE | F58485115 | 15-Apr-2021 | AUTHORIZATION FOR THE BOARD OF DIRECTORS, FOR A PERIOD OF 18 MONTHS, TO TRADE IN THE COMPANY'S SHARES FOR A MAXIMUM PURCHASE PRICE OF 700 EUROS PER SHARE, I.E. A MAXIMUM AGGREGATE AMOUNT OF 35.3 BILLION EUROS | Management | Y | For | For | |||||||||||||||||||
LVMH MOET HENNESSY LOUIS VUITTON SE | F58485115 | 15-Apr-2021 | AUTHORIZATION TO THE BOARD OF DIRECTORS, FOR A PERIOD OF 18 MONTHS, TO REDUCE THE SHARE CAPITAL BY CANCELLING SHARES HELD BY THE COMPANY FOLLOWING THE REPURCHASE OF ITS OWN SHARES | Management | Y | For | For | |||||||||||||||||||
LVMH MOET HENNESSY LOUIS VUITTON SE | F58485115 | 15-Apr-2021 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, TO INCREASE THE CAPITAL BY INCORPORATING PROFITS, RESERVES, PREMIUMS OR OTHERS | Management | Y | For | For | |||||||||||||||||||
LVMH MOET HENNESSY LOUIS VUITTON SE | F58485115 | 15-Apr-2021 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, TO ISSUE COMMON SHARES, AND/OR EQUITY SECURITIES GRANTING ACCESS TO OTHER EQUITY SECURITIES OR GRANTING ENTITLEMENT TO THE ALLOTMENT OF DEBT SECURITIES, AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO EQUITY SECURITIES TO BE ISSUED WITH RETENTION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHTS | Management | Y | For | For | |||||||||||||||||||
LVMH MOET HENNESSY LOUIS VUITTON SE | F58485115 | 15-Apr-2021 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, TO ISSUE, BY WAY OF A PUBLIC OFFERING, COMMON SHARES, AND/OR EQUITY SECURITIES GRANTING ACCESS TO OTHER EQUITY SECURITIES OR GRANTING ENTITLEMENT TO THE ALLOTMENT OF DEBT SECURITIES, AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO EQUITY SECURITIES TO BE ISSUED, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT WITH A PRIORITY RIGHT OPTION | Management | Y | Against | Against |
International Stock Fund
LVMH MOET HENNESSY LOUIS VUITTON SE | F58485115 | 15-Apr-2021 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, TO ISSUE COMMON SHARES, AND/OR EQUITY SECURITIES GRANTING ACCESS TO OTHER EQUITY SECURITIES OR GRANTING ENTITLEMENT TO THE ALLOTMENT OF DEBT SECURITIES, AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO EQUITY SECURITIES TO BE ISSUED, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, FOR THE BENEFIT OF QUALIFIED INVESTORS OR A LIMITED CIRCLE OF INVESTORS | Management | Y | Against | Against | |||||||||||||||||||
LVMH MOET HENNESSY LOUIS VUITTON SE | F58485115 | 15-Apr-2021 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, TO INCREASE THE NUMBER OF SHARES TO BE ISSUED IN THE EVENT OF A CAPITAL INCREASE WITH RETENTION OR CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE RIGHT OF SUBSCRIPTION IN THE CONTEXT OF OVER-ALLOTMENT OPTIONS IN THE EVENT OF SUBSCRIPTIONS EXCEEDING THE NUMBER OF SECURITIES PROPOSED | Management | Y | Against | Against | |||||||||||||||||||
LVMH MOET HENNESSY LOUIS VUITTON SE | F58485115 | 15-Apr-2021 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, TO ISSUE SHARES AND/OR EQUITY SECURITIES GRANTING ACCESS TO OTHER EQUITY SECURITIES OR TO THE ALLOCATION OF DEBT SECURITIES AS REMUNERATION OF SECURITIES CONTRIBUTED TO ANY PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY | Management | Y | Against | Against |
International Stock Fund
LVMH MOET HENNESSY LOUIS VUITTON SE | F58485115 | 15-Apr-2021 | DELEGATION OF POWERS TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, TO ISSUE, WITHIN THE LIMIT OF 10% OF THE SHARE CAPITAL, COMMON SHARES OR EQUITY SECURITIES GRANTING ACCESS TO OTHER EQUITY SECURITIES OF THE COMPANY OR GRANTING ENTITLEMENT TO THE ALLOCATION OF DEBT SECURITIES AS REMUNERATION FOR CONTRIBUTIONS IN KIND OF EQUITY SECURITIES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL, GRANTED TO THE COMPANY | Management | Y | Against | Against | |||||||||||||||||||
LVMH MOET HENNESSY LOUIS VUITTON SE | F58485115 | 15-Apr-2021 | AUTHORIZATION FOR THE BOARD OF DIRECTORS, FOR A PERIOD OF 26 MONTHS, TO GRANT SHARE SUBSCRIPTION OPTIONS WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHTS, OR SHARE PURCHASE OPTIONS TO EMPLOYEES AND/OR EXECUTIVE OFFICERS OF THE COMPANY AND RELATED ENTITIES, WITHIN THE LIMIT OF 1% OF THE CAPITAL | Management | Y | Against | Against | |||||||||||||||||||
LVMH MOET HENNESSY LOUIS VUITTON SE | F58485115 | 15-Apr-2021 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, TO ISSUE SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY, WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHTS, FOR THE BENEFIT OF THE MEMBERS OF THE GROUP'S COMPANY SAVINGS PLAN(S), WITHIN THE LIMIT OF 1% OF THE SHARE CAPITAL | Management | Y | For | For | |||||||||||||||||||
LVMH MOET HENNESSY LOUIS VUITTON SE | F58485115 | 15-Apr-2021 | SETTING OF THE OVERALL CEILING FOR IMMEDIATE OR FUTURE CAPITAL INCREASES DECIDED BY VIRTUE OF DELEGATIONS OF AUTHORITY | Management | Y | For | For | |||||||||||||||||||
LVMH MOET HENNESSY LOUIS VUITTON SE | F58485115 | 15-Apr-2021 | AMENDMENT TO ARTICLE 22 OF THE BY-LAWS CONCERNING THE STATUTORY AUDITORS | Management | Y | For | For |
International Stock Fund
NESTLE S.A. | H57312649 | 15-Apr-2021 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 508495 DUE TO RECEIPT OF-CHANGE IN VOTING STAUS FOR RESOLUTON 8. ALL VOTES RECEIVED ON THE PREVIOUS-MEETING WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED.-THEREFORE PLEASE REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER-VOTE DEADLINE EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE-CLOSED AND YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE.-PLEASE ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING,-AND AS SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU | Non-Voting | N | |||||||||||||||||||||
NESTLE S.A. | H57312649 | 15-Apr-2021 | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF-NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.-THANK YOU. | Non-Voting | N |
International Stock Fund
NESTLE S.A. | H57312649 | 15-Apr-2021 | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | N | |||||||||||||||||||||
NESTLE S.A. | H57312649 | 15-Apr-2021 | APPROVAL OF THE ANNUAL REVIEW, THE FINANCIAL STATEMENTS OF NESTLE S.A. AND THE CONSOLIDATED FINANCIAL STATEMENTS OF THE NESTLE GROUP FOR 2020 | Management | Y | For | For | |||||||||||||||||||
NESTLE S.A. | H57312649 | 15-Apr-2021 | ACCEPTANCE OF THE COMPENSATION REPORT 2020 (ADVISORY VOTE) | Management | Y | For | For | |||||||||||||||||||
NESTLE S.A. | H57312649 | 15-Apr-2021 | DISCHARGE TO THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE MANAGEMENT | Management | Y | For | For | |||||||||||||||||||
NESTLE S.A. | H57312649 | 15-Apr-2021 | APPROPRIATION OF PROFIT RESULTING FROM THE BALANCE SHEET OF NESTLE S.A. (PROPOSED DIVIDEND) FOR THE FINANCIAL YEAR 2020 | Management | Y | For | For | |||||||||||||||||||
NESTLE S.A. | H57312649 | 15-Apr-2021 | RE-ELECTION AS MEMBER AND CHAIRMAN OF THE BOARD OF DIRECTORS: PAUL BULCKE | Management | Y | For | For | |||||||||||||||||||
NESTLE S.A. | H57312649 | 15-Apr-2021 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: ULF MARK SCHNEIDER | Management | Y | For | For |
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NESTLE S.A. | H57312649 | 15-Apr-2021 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: HENRI DE CASTRIES | Management | Y | For | For | |||||||||||||||||||
NESTLE S.A. | H57312649 | 15-Apr-2021 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: RENATO FASSBIND | Management | Y | For | For | |||||||||||||||||||
NESTLE S.A. | H57312649 | 15-Apr-2021 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: PABLO ISLA | Management | Y | For | For | |||||||||||||||||||
NESTLE S.A. | H57312649 | 15-Apr-2021 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: ANN M. VENEMAN | Management | Y | For | For | |||||||||||||||||||
NESTLE S.A. | H57312649 | 15-Apr-2021 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: EVA CHENG | Management | Y | For | For | |||||||||||||||||||
NESTLE S.A. | H57312649 | 15-Apr-2021 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: PATRICK AEBISCHER | Management | Y | For | For | |||||||||||||||||||
NESTLE S.A. | H57312649 | 15-Apr-2021 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: KASPER RORSTED | Management | Y | Against | Against | |||||||||||||||||||
NESTLE S.A. | H57312649 | 15-Apr-2021 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: KIMBERLY A. ROSS | Management | Y | For | For | |||||||||||||||||||
NESTLE S.A. | H57312649 | 15-Apr-2021 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: DICK BOER | Management | Y | For | For | |||||||||||||||||||
NESTLE S.A. | H57312649 | 15-Apr-2021 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: DINESH PALIWAL | Management | Y | For | For | |||||||||||||||||||
NESTLE S.A. | H57312649 | 15-Apr-2021 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: HANNE JIMENEZ DE MORA | Management | Y | For | For | |||||||||||||||||||
NESTLE S.A. | H57312649 | 15-Apr-2021 | ELECTION TO THE BOARD OF DIRECTORS: LINDIWE MAJELE SIBANDA | Management | Y | For | For | |||||||||||||||||||
NESTLE S.A. | H57312649 | 15-Apr-2021 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: PABLO ISLA | Management | Y | For | For | |||||||||||||||||||
NESTLE S.A. | H57312649 | 15-Apr-2021 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: PATRICK AEBISCHER | Management | Y | For | For | |||||||||||||||||||
NESTLE S.A. | H57312649 | 15-Apr-2021 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: DICK BOER | Management | Y | For | For | |||||||||||||||||||
NESTLE S.A. | H57312649 | 15-Apr-2021 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: KASPER RORSTED | Management | Y | Against | Against | |||||||||||||||||||
NESTLE S.A. | H57312649 | 15-Apr-2021 | ELECTION OF THE STATUTORY AUDITORS: ERNST AND YOUNG LTD, LAUSANNE BRANCH | Management | Y | For | For |
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NESTLE S.A. | H57312649 | 15-Apr-2021 | ELECTION OF THE INDEPENDENT REPRESENTATIVE: HARTMANN DREYER, ATTORNEYS-AT-LAW | Management | Y | For | For | |||||||||||||||||||
NESTLE S.A. | H57312649 | 15-Apr-2021 | APPROVAL OF THE COMPENSATION OF THE BOARD OF DIRECTORS | Management | Y | For | For | |||||||||||||||||||
NESTLE S.A. | H57312649 | 15-Apr-2021 | APPROVAL OF THE COMPENSATION OF THE EXECUTIVE BOARD | Management | Y | For | For | |||||||||||||||||||
NESTLE S.A. | H57312649 | 15-Apr-2021 | CAPITAL REDUCTION (BY CANCELLATION OF SHARES) | Management | Y | For | For | |||||||||||||||||||
NESTLE S.A. | H57312649 | 15-Apr-2021 | SUPPORT OF NESTLE'S CLIMATE ROADMAP (ADVISORY VOTE) | Management | Y | Abstain | Against | |||||||||||||||||||
NESTLE S.A. | H57312649 | 15-Apr-2021 | IN THE EVENT OF ANY YET UNKNOWN NEW OR MODIFIED PROPOSAL BY A SHAREHOLDER DURING THE GENERAL MEETING, I INSTRUCT THE INDEPENDENT REPRESENTATIVE TO VOTE AS FOLLOWS: (YES = VOTE IN FAVOR OF ANY SUCH YET UNKNOWN PROPOSAL, NO = VOTE AGAINST ANY SUCH YET UNKNOWN PROPOSAL, ABSTAIN = ABSTAIN FROM VOTING) - THE BOARD OF DIRECTORS RECOMMENDS TO VOTE NO ON ANY SUCH YET UNKNOWN PROPOSAL | Shareholder | Y | Abstain | Against | |||||||||||||||||||
BAYER AG | D0712D163 | 27-Apr-2021 | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | N | |||||||||||||||||||||
BAYER AG | D0712D163 | 27-Apr-2021 | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE | Non-Voting | N |
International Stock Fund
BAYER AG | D0712D163 | 27-Apr-2021 | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE-RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE-THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY-TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE-REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD-MORE THAN 3 % OF THE TOTAL SHARE CAPITAL | Non-Voting | N | |||||||||||||||||||||
BAYER AG | D0712D163 | 27-Apr-2021 | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES REPRESENTATIVE | Non-Voting | N |
International Stock Fund
BAYER AG | D0712D163 | 27-Apr-2021 | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN-CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE-NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS-USUAL | Non-Voting | N | |||||||||||||||||||||
BAYER AG | D0712D163 | 27-Apr-2021 | FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE-ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE-APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A-MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING.-COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE | Non-Voting | N | |||||||||||||||||||||
BAYER AG | D0712D163 | 27-Apr-2021 | DISTRIBUTION OF THE PROFIT | Management | Y | For | For | |||||||||||||||||||
BAYER AG | D0712D163 | 27-Apr-2021 | RATIFICATION OF THE ACTIONS OF THE MEMBERS OF THE BOARD OF MANAGEMENT | Management | Y | For | For | |||||||||||||||||||
BAYER AG | D0712D163 | 27-Apr-2021 | RATIFICATION OF THE ACTIONS OF THE MEMBERS OF THE SUPERVISORY BOARD | Management | Y | For | For | |||||||||||||||||||
BAYER AG | D0712D163 | 27-Apr-2021 | SUPERVISORY BOARD ELECTION: DR. FEI-FEI LI | Management | Y | For | For | |||||||||||||||||||
BAYER AG | D0712D163 | 27-Apr-2021 | SUPERVISORY BOARD ELECTION: ALBERTO WEISSER | Management | Y | For | For | |||||||||||||||||||
BAYER AG | D0712D163 | 27-Apr-2021 | COMPENSATION OF THE SUPERVISORY BOARD - AMENDMENT TO THE ARTICLES OF INCORPORATION | Management | Y | For | For | |||||||||||||||||||
BAYER AG | D0712D163 | 27-Apr-2021 | ELECTION OF THE AUDITOR (FULL-YEAR, HALF-YEAR AND Q3 2021; Q1 2022) | Management | Y | For | For |
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BAYER AG | D0712D163 | 27-Apr-2021 | "INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN-INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE. THANK YOU" | Non-Voting | N | |||||||||||||||||||||
BAYER AG | D0712D163 | 27-Apr-2021 | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS-DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO-BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW-ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED-MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE-THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR-FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE-SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | N |
International Stock Fund
LONDON STOCK EXCHANGE GROUP PLC | G5689U103 | 28-Apr-2021 | TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS | Management | Y | For | For | |||||||||||||||||||
LONDON STOCK EXCHANGE GROUP PLC | G5689U103 | 28-Apr-2021 | TO DECLARE A DIVIDEND | Management | Y | For | For | |||||||||||||||||||
LONDON STOCK EXCHANGE GROUP PLC | G5689U103 | 28-Apr-2021 | TO APPROVE THE ANNUAL REPORT ON REMUNERATION AND THE ANNUAL STATEMENT OF THE CHAIR OF THE REMUNERATION COMMITTEE | Management | Y | For | For | |||||||||||||||||||
LONDON STOCK EXCHANGE GROUP PLC | G5689U103 | 28-Apr-2021 | TO RE-ELECT JACQUES AIGRAIN AS A DIRECTOR | Management | Y | For | For | |||||||||||||||||||
LONDON STOCK EXCHANGE GROUP PLC | G5689U103 | 28-Apr-2021 | TO RE-ELECT DOMINIC BLAKEMORE AS A DIRECTOR | Management | Y | For | For | |||||||||||||||||||
LONDON STOCK EXCHANGE GROUP PLC | G5689U103 | 28-Apr-2021 | TO RE-ELECT PROFESSOR KATHLEEN DEROSE AS A DIRECTOR | Management | Y | For | For | |||||||||||||||||||
LONDON STOCK EXCHANGE GROUP PLC | G5689U103 | 28-Apr-2021 | TO RE-ELECT CRESSIDA HOGG CBE AS A DIRECTOR | Management | Y | For | For | |||||||||||||||||||
LONDON STOCK EXCHANGE GROUP PLC | G5689U103 | 28-Apr-2021 | TO RE-ELECT STEPHEN OCONNOR AS A DIRECTOR | Management | Y | For | For | |||||||||||||||||||
LONDON STOCK EXCHANGE GROUP PLC | G5689U103 | 28-Apr-2021 | TO RE-ELECT DR VAL RAHMANI AS A DIRECTOR | Management | Y | For | For | |||||||||||||||||||
LONDON STOCK EXCHANGE GROUP PLC | G5689U103 | 28-Apr-2021 | TO RE-ELECT DON ROBERT AS A DIRECTOR | Management | Y | For | For | |||||||||||||||||||
LONDON STOCK EXCHANGE GROUP PLC | G5689U103 | 28-Apr-2021 | TO RE-ELECT DAVID SCHWIMMER AS A DIRECTOR | Management | Y | For | For | |||||||||||||||||||
LONDON STOCK EXCHANGE GROUP PLC | G5689U103 | 28-Apr-2021 | TO ELECT MARTIN BRAND AS A DIRECTOR | Management | Y | For | For | |||||||||||||||||||
LONDON STOCK EXCHANGE GROUP PLC | G5689U103 | 28-Apr-2021 | TO ELECT ERIN BROWN AS A DIRECTOR | Management | Y | For | For | |||||||||||||||||||
LONDON STOCK EXCHANGE GROUP PLC | G5689U103 | 28-Apr-2021 | TO ELECT ANNA MANZ AS A DIRECTOR | Management | Y | For | For | |||||||||||||||||||
LONDON STOCK EXCHANGE GROUP PLC | G5689U103 | 28-Apr-2021 | TO ELECT DOUGLAS STEENLAND AS A DIRECTOR | Management | Y | For | For | |||||||||||||||||||
LONDON STOCK EXCHANGE GROUP PLC | G5689U103 | 28-Apr-2021 | TO RE-APPOINT ERNST AND YOUNG LLP AS AUDITORS | Management | Y | For | For | |||||||||||||||||||
LONDON STOCK EXCHANGE GROUP PLC | G5689U103 | 28-Apr-2021 | TO AUTHORISE THE DIRECTORS TO APPROVE THE AUDITORS REMUNERATION | Management | Y | For | For | |||||||||||||||||||
LONDON STOCK EXCHANGE GROUP PLC | G5689U103 | 28-Apr-2021 | TO RENEW THE DIRECTORS AUTHORITY TO ALLOT SHARES | Management | Y | For | For | |||||||||||||||||||
LONDON STOCK EXCHANGE GROUP PLC | G5689U103 | 28-Apr-2021 | TO AUTHORISE THE COMPANY TO MAKE POLITICAL DONATIONS AND INCUR POLITICAL EXPENDITURE | Management | Y | For | For | |||||||||||||||||||
LONDON STOCK EXCHANGE GROUP PLC | G5689U103 | 28-Apr-2021 | TO APPROVE THE LONDON STOCK EXCHANGE GROUP UK SAYE | Management | Y | For | For |
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LONDON STOCK EXCHANGE GROUP PLC | G5689U103 | 28-Apr-2021 | TO APPROVE THE ADOPTION OF NEW ARTICLES OF ASSOCIATION | Management | Y | For | For | |||||||||||||||||||
LONDON STOCK EXCHANGE GROUP PLC | G5689U103 | 28-Apr-2021 | TO DISAPPLY PRE-EMPTION RIGHTS IN RESPECT OF AN ALLOTMENT OF EQUITY SECURITIES FOR CASH | Management | Y | For | For | |||||||||||||||||||
LONDON STOCK EXCHANGE GROUP PLC | G5689U103 | 28-Apr-2021 | TO DISAPPLY PRE-EMPTION RIGHTS IN RESPECT OF A FURTHER ALLOTMENT OF EQUITY SECURITIES FOR CASH FOR THE PURPOSES OF FINANCING A TRANSACTION | Management | Y | For | For | |||||||||||||||||||
LONDON STOCK EXCHANGE GROUP PLC | G5689U103 | 28-Apr-2021 | TO GRANT THE DIRECTORS AUTHORITY TO PURCHASE THE COMPANY'S OWN SHARES | Management | Y | For | For | |||||||||||||||||||
LONDON STOCK EXCHANGE GROUP PLC | G5689U103 | 28-Apr-2021 | THAT A GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS NOTICE | Management | Y | For | For | |||||||||||||||||||
KERRY GROUP PLC | G52416107 | 29-Apr-2021 | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | N | |||||||||||||||||||||
KERRY GROUP PLC | G52416107 | 29-Apr-2021 | TO RECEIVE AND CONSIDER THE FINANCIAL STATEMENTS AND THE DIRECTORS AND AUDITORS REPORTS THEREON | Management | Y | For | For | |||||||||||||||||||
KERRY GROUP PLC | G52416107 | 29-Apr-2021 | TO DECLARE A FINAL DIVIDEND | Management | Y | For | For | |||||||||||||||||||
KERRY GROUP PLC | G52416107 | 29-Apr-2021 | TO ELECT MS EMER GILVARRY | Management | Y | For | For | |||||||||||||||||||
KERRY GROUP PLC | G52416107 | 29-Apr-2021 | TO ELECT MR JINLONG WANG | Management | Y | For | For | |||||||||||||||||||
KERRY GROUP PLC | G52416107 | 29-Apr-2021 | TO RE-ELECT MR GERRY BEHAN | Management | Y | For | For | |||||||||||||||||||
KERRY GROUP PLC | G52416107 | 29-Apr-2021 | TO RE-ELECT DR HUGH BRADY | Management | Y | For | For | |||||||||||||||||||
KERRY GROUP PLC | G52416107 | 29-Apr-2021 | TO RE-ELECT MR GERARD CULLIGAN | Management | Y | For | For | |||||||||||||||||||
KERRY GROUP PLC | G52416107 | 29-Apr-2021 | TO RE-ELECT DR KARIN DORREPAAL | Management | Y | For | For | |||||||||||||||||||
KERRY GROUP PLC | G52416107 | 29-Apr-2021 | TO RE-ELECT MS MARGUERITE LARKIN | Management | Y | For | For | |||||||||||||||||||
KERRY GROUP PLC | G52416107 | 29-Apr-2021 | TO RE-ELECT MR TOM MORAN | Management | Y | For | For | |||||||||||||||||||
KERRY GROUP PLC | G52416107 | 29-Apr-2021 | TO RE-ELECT MR CON MURPHY | Management | Y | For | For | |||||||||||||||||||
KERRY GROUP PLC | G52416107 | 29-Apr-2021 | TO RE-ELECT MR CHRISTOPHER ROGERS | Management | Y | For | For | |||||||||||||||||||
KERRY GROUP PLC | G52416107 | 29-Apr-2021 | TO RE-ELECT MR EDMOND SCANLON | Management | Y | For | For | |||||||||||||||||||
KERRY GROUP PLC | G52416107 | 29-Apr-2021 | TO RE-ELECT MR PHILIP TOOMEY | Management | Y | For | For | |||||||||||||||||||
KERRY GROUP PLC | G52416107 | 29-Apr-2021 | AUTHORITY TO DETERMINE THE AUDITORS REMUNERATION | Management | Y | For | For |
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KERRY GROUP PLC | G52416107 | 29-Apr-2021 | CONSIDERATION OF DIRECTORS' REMUNERATION REPORT (EXCLUDING SECTION C) | Management | Y | For | For | |||||||||||||||||||
KERRY GROUP PLC | G52416107 | 29-Apr-2021 | CONSIDERATION OF DIRECTORS' REMUNERATION POLICY | Management | Y | For | For | |||||||||||||||||||
KERRY GROUP PLC | G52416107 | 29-Apr-2021 | AUTHORITY TO ISSUE ORDINARY SHARES | Management | Y | For | For | |||||||||||||||||||
KERRY GROUP PLC | G52416107 | 29-Apr-2021 | AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS | Management | Y | For | For | |||||||||||||||||||
KERRY GROUP PLC | G52416107 | 29-Apr-2021 | AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS FOR AN ADDITIONAL 5 PER CENT FOR SPECIFIED TRANSACTIONS | Management | Y | For | For | |||||||||||||||||||
KERRY GROUP PLC | G52416107 | 29-Apr-2021 | AUTHORITY TO MAKE MARKET PURCHASES OF THE COMPANY'S OWN SHARES | Management | Y | For | For | |||||||||||||||||||
KERRY GROUP PLC | G52416107 | 29-Apr-2021 | APPROVE KERRY GROUP PLC 2021 LONG-TERM INCENTIVE PLAN | Management | Y | For | For | |||||||||||||||||||
KERRY GROUP PLC | G52416107 | 29-Apr-2021 | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN-INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE. | Non-Voting | N | |||||||||||||||||||||
CREDIT SUISSE GROUP AG | H3698D419 | 30-Apr-2021 | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF-NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.-THANK YOU. | Non-Voting | N |
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CREDIT SUISSE GROUP AG | H3698D419 | 30-Apr-2021 | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | N | |||||||||||||||||||||
CREDIT SUISSE GROUP AG | H3698D419 | 30-Apr-2021 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 535624 DUE TO RECEIPT OF-DELETION OF RESOLUTIONS 2, 6.2.1 AND 6.2.3. ALL VOTES RECEIVED ON THE-PREVIOUS MEETING WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED.-THEREFORE PLEASE REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER-VOTE DEADLINE EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE-CLOSED AND YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE.-PLEASE ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING,-AND AS SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU | Non-Voting | N | |||||||||||||||||||||
CREDIT SUISSE GROUP AG | H3698D419 | 30-Apr-2021 | CONSULTATIVE VOTE ON THE 2020 COMPENSATION REPORT | Management | Y | For | For |
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CREDIT SUISSE GROUP AG | H3698D419 | 30-Apr-2021 | APPROVAL OF THE 2020 MANAGEMENT REPORT, THE 2020 PARENT COMPANY FINANCIAL STATEMENTS, AND THE 2020 GROUP CONSOLIDATED FINANCIAL STATEMENTS | Management | Y | For | For | |||||||||||||||||||
CREDIT SUISSE GROUP AG | H3698D419 | 30-Apr-2021 | APPROPRIATION OF RETAINED EARNINGS AND ORDINARY DISTRIBUTION OF DIVIDENDS PAYABLE OUT OF RETAINED EARNINGS AND CAPITAL CONTRIBUTION RESERVES: CHF 0.29 PER SHARE | Management | Y | For | For | |||||||||||||||||||
CREDIT SUISSE GROUP AG | H3698D419 | 30-Apr-2021 | INCREASE AND EXTENSION OF THE AUTHORIZED CAPITAL | Management | Y | For | For | |||||||||||||||||||
CREDIT SUISSE GROUP AG | H3698D419 | 30-Apr-2021 | ELECTION OF ANTONIO HORTA-OSORIO AS MEMBER AND CHAIRMAN OF THE BOARD OF DIRECTORS | Management | Y | For | For | |||||||||||||||||||
CREDIT SUISSE GROUP AG | H3698D419 | 30-Apr-2021 | RE-ELECTION OF IRIS BOHNET AS MEMBER OF THE BOARD OF DIRECTORS | Management | Y | For | For | |||||||||||||||||||
CREDIT SUISSE GROUP AG | H3698D419 | 30-Apr-2021 | RE-ELECTION OF CHRISTIAN GELLERSTAD AS MEMBER OF THE BOARD OF DIRECTORS | Management | Y | For | For | |||||||||||||||||||
CREDIT SUISSE GROUP AG | H3698D419 | 30-Apr-2021 | RE-ELECTION OF ANDREAS GOTTSCHLING AS MEMBER OF THE BOARD OF DIRECTORS | Management | Y | Against | Against | |||||||||||||||||||
CREDIT SUISSE GROUP AG | H3698D419 | 30-Apr-2021 | RE-ELECTION OF MICHAEL KLEIN AS MEMBER OF THE BOARD OF DIRECTORS | Management | Y | For | For | |||||||||||||||||||
CREDIT SUISSE GROUP AG | H3698D419 | 30-Apr-2021 | RE-ELECTION OF SHAN LI AS MEMBER OF THE BOARD OF DIRECTORS | Management | Y | For | For | |||||||||||||||||||
CREDIT SUISSE GROUP AG | H3698D419 | 30-Apr-2021 | RE-ELECTION OF SERAINA MACIA AS MEMBER OF THE BOARD OF DIRECTORS | Management | Y | For | For | |||||||||||||||||||
CREDIT SUISSE GROUP AG | H3698D419 | 30-Apr-2021 | RE-ELECTION OF RICHARD MEDDINGS AS MEMBER OF THE BOARD OF DIRECTORS | Management | Y | For | For | |||||||||||||||||||
CREDIT SUISSE GROUP AG | H3698D419 | 30-Apr-2021 | RE-ELECTION OF KAI S. NARGOLWALA AS MEMBER OF THE BOARD OF DIRECTORS | Management | Y | For | For | |||||||||||||||||||
CREDIT SUISSE GROUP AG | H3698D419 | 30-Apr-2021 | RE-ELECTION OF ANA PAULA PESSOA AS MEMBER OF THE BOARD OF DIRECTORS | Management | Y | For | For | |||||||||||||||||||
CREDIT SUISSE GROUP AG | H3698D419 | 30-Apr-2021 | RE-ELECTION OF SEVERIN SCHWAN AS MEMBER OF THE BOARD OF DIRECTORS | Management | Y | For | For | |||||||||||||||||||
CREDIT SUISSE GROUP AG | H3698D419 | 30-Apr-2021 | ELECTION OF CLARE BRADY AS MEMBER OF THE BOARD OF DIRECTORS | Management | Y | For | For | |||||||||||||||||||
CREDIT SUISSE GROUP AG | H3698D419 | 30-Apr-2021 | ELECTION OF BLYTHE MASTERS AS MEMBER OF THE BOARD OF DIRECTORS | Management | Y | For | For | |||||||||||||||||||
CREDIT SUISSE GROUP AG | H3698D419 | 30-Apr-2021 | RE-ELECTION OF IRIS BOHNET AS MEMBER OF THE COMPENSATION COMMITTEE | Management | Y | For | For |
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CREDIT SUISSE GROUP AG | H3698D419 | 30-Apr-2021 | RE-ELECTION OF CHRISTIAN GELLERSTAD AS MEMBER OF THE COMPENSATION COMMITTEE | Management | Y | For | For | |||||||||||||||||||
CREDIT SUISSE GROUP AG | H3698D419 | 30-Apr-2021 | RE-ELECTION OF MICHAEL KLEIN AS MEMBER OF THE COMPENSATION COMMITTEE | Management | Y | For | For | |||||||||||||||||||
CREDIT SUISSE GROUP AG | H3698D419 | 30-Apr-2021 | RE-ELECTION OF KAI S. NARGOLWALA AS MEMBER OF THE COMPENSATION COMMITTEE | Management | Y | For | For | |||||||||||||||||||
CREDIT SUISSE GROUP AG | H3698D419 | 30-Apr-2021 | ELECTION OF BLYTHE MASTERS AS MEMBER OF THE COMPENSATION COMMITTEE | Management | Y | For | For | |||||||||||||||||||
CREDIT SUISSE GROUP AG | H3698D419 | 30-Apr-2021 | APPROVAL OF THE COMPENSATION OF THE BOARD OF DIRECTORS | Management | Y | For | For | |||||||||||||||||||
CREDIT SUISSE GROUP AG | H3698D419 | 30-Apr-2021 | APPROVAL OF THE COMPENSATION OF THE EXECUTIVE BOARD: FIXED COMPENSATION | Management | Y | For | For | |||||||||||||||||||
CREDIT SUISSE GROUP AG | H3698D419 | 30-Apr-2021 | ELECTION OF THE INDEPENDENT AUDITORS: PRICEWATERHOUSECOOPERS AG, ZURICH | Management | Y | For | For | |||||||||||||||||||
CREDIT SUISSE GROUP AG | H3698D419 | 30-Apr-2021 | ELECTION OF THE SPECIAL AUDITORS: BDO AG, ZURICH | Management | Y | For | For | |||||||||||||||||||
CREDIT SUISSE GROUP AG | H3698D419 | 30-Apr-2021 | ELECTION OF THE INDEPENDENT PROXY: LAW OFFICE KELLER PARTNERSHIP, ZURICH | Management | Y | For | For | |||||||||||||||||||
CREDIT SUISSE GROUP AG | H3698D419 | 30-Apr-2021 | IF, AT THE ANNUAL GENERAL MEETING, SHAREHOLDERS OR THE BOARD OF DIRECTORS PUT-FORWARD ANY ADDITIONAL PROPOSALS OR AMENDMENTS TO PROPOSALS ALREADY SET OUT-IN THE PUBLISHED AGENDA OR ANY PROPOSALS UNDER ART. 700 PARA. 3 OF THE SWISS-CODE OF OBLIGATIONS, I HEREBY AUTHORIZE THE INDEPENDENT PROXY TO VOTE ON SUCH-PROPOSALS AS FOLLOWS | Non-Voting | N | |||||||||||||||||||||
CREDIT SUISSE GROUP AG | H3698D419 | 30-Apr-2021 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: PROPOSALS OF SHAREHOLDERS | Shareholder | Y | Abstain | Against | |||||||||||||||||||
CREDIT SUISSE GROUP AG | H3698D419 | 30-Apr-2021 | PROPOSALS OF THE BOARD OF DIRECTORS | Management | Y | Against | Against |
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GRUPO MEXICO SAB DE CV | P49538112 | 30-Apr-2021 | REPORT OF THE CEO OF THE COMPANY CORRESPONDING TO THE FISCAL YEAR FROM JANUARY 1ST TO DECEMBER 31ST, 2020. DISCUSSION AND APPROVAL, IF APPLICABLE, OF THE CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND ITS SUBSIDIARIES AS OF DECEMBER 31ST, 2020. PRESENTATION OF THE OPINIONS AND REPORTS REFERRED TO IN ARTICLE 28 SECTION IV, PARAGRAPHS A, B, C, D AND E OF THE LEY DEL MERCADO DE VALORES, REGARDING THE FISCAL YEAR FROM JANUARY 1ST TO 31ST DECEMBER 2020. RESOLUTIONS IN THIS REGARD | Management | Y | Abstain | Against | |||||||||||||||||||
GRUPO MEXICO SAB DE CV | P49538112 | 30-Apr-2021 | READING OF THE REPORT ON COMPLIANCE WITH THE COMPANY'S TAX OBLIGATIONS DURING THE 2019 FISCAL YEAR | Management | Y | For | For | |||||||||||||||||||
GRUPO MEXICO SAB DE CV | P49538112 | 30-Apr-2021 | RESOLUTION ON THE APPLICATION OF PROFITS FOR THE YEAR ENDED DECEMBER 31ST, 2020 | Management | Y | Abstain | Against | |||||||||||||||||||
GRUPO MEXICO SAB DE CV | P49538112 | 30-Apr-2021 | REPORT REFERRED TO IN SECTION III OF ARTICLE 60 OF THE DISPOSICIONES DE CARACTER GENERAL APLICABLES A LAS EMISORAS DE VALORES Y A OTROS PARTICIPANTES DEL MERCADO DE VALORES, INCLUDING A REPORT ON THE APPLICATION OF THE RESOURCES FOR THE BUY BACK OF SHARES DURING THE FISCAL YEAR. COMPANY CONCLUDED ON DECEMBER 31ST, 2020. DETERMINATION OF THE MAXIMUM AMOUNT OF RESOURCES TO BE ALLOCATED TO THE ACQUISITION OF TREASURY SHARES DURING THE FISCAL YEAR 2021. RESOLUTIONS IN THIS REGARD | Management | Y | Abstain | Against | |||||||||||||||||||
GRUPO MEXICO SAB DE CV | P49538112 | 30-Apr-2021 | RESOLUTION ON THE RATIFICATION OF THE ACTS CARRIED OUT BY THE EXECUTIVE CHAIRMAN, THE DIRECTOR OF ADMINISTRATION AND FINANCE WITH FUNCTIONS OF CEO, THE BOARD OF DIRECTORS AND ITS COMMITTEES, DURING THE FISCAL YEAR FROM JANUARY 1ST TO DECEMBER 31ST, 2020 | Management | Y | Abstain | Against | |||||||||||||||||||
GRUPO MEXICO SAB DE CV | P49538112 | 30-Apr-2021 | RESOLUTION REGARDING THE RATIFICATION OF THE COMPANY'S EXTERNAL AUDITOR | Management | Y | Abstain | Against |
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GRUPO MEXICO SAB DE CV | P49538112 | 30-Apr-2021 | APPOINTMENT AND OR RATIFICATION OF THE MEMBERS OF THE COMPANY'S BOARD OF DIRECTORS AND QUALIFICATION OF THEIR INDEPENDENCE IN ACCORDANCE WITH ARTICLE 26 OF THE LEY DEL MERCADO DE VALORES, AS WELL AS OF THE MEMBERS OF THE BOARDS OWN COMMITTEES AND THEIR PRESIDENTS. RESOLUTIONS IN THIS REGARD | Management | Y | Abstain | Against | |||||||||||||||||||
GRUPO MEXICO SAB DE CV | P49538112 | 30-Apr-2021 | PROPOSAL ON THE REMUNERATION OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE MEMBERS OF THE COMMITTEES OF THE BOARD ITSELF. RESOLUTIONS IN THIS REGARD | Management | Y | Abstain | Against | |||||||||||||||||||
GRUPO MEXICO SAB DE CV | P49538112 | 30-Apr-2021 | APPOINTMENT OF DELEGATES WHO COMPLY WITH AND FORMALIZE THE RESOLUTIONS TAKEN BY THE MEETING. RESOLUTIONS IN THIS REGARD | Management | Y | For | For | |||||||||||||||||||
AIR LIQUIDE SA | F01764103 | 04-May-2021 | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | N | |||||||||||||||||||||
AIR LIQUIDE SA | F01764103 | 04-May-2021 | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | N |
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AIR LIQUIDE SA | F01764103 | 04-May-2021 | 18 FEB 2021: PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT-THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY-CARRY A HEIGHTENED RISK OF BEING REJECTED. PLEASE NOTE THAT IF YOU HOLD CREST-DEPOSITORY INTERESTS (CDIs) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR-CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF-THE RELEVANT CDIs TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE-EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE-SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIs-WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIs WILL BE RELEASED FROM ESCROW AS-SOON AS PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS-OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION-MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING-ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE-INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL-INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR-CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE-CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM-YOU. THANK YOU | Non-Voting | N |
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AIR LIQUIDE SA | F01764103 | 04-May-2021 | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE-PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF-NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS-SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE | Non-Voting | N | |||||||||||||||||||||
AIR LIQUIDE SA | F01764103 | 04-May-2021 | 18 FEB 2021: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:-https://www.journal-officiel.gouv.fr/balo/document/202102172100163-21:-REVISION DUE TO ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES,-PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU | Non-Voting | N | |||||||||||||||||||||
AIR LIQUIDE SA | F01764103 | 04-May-2021 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Management | Y | For | For | |||||||||||||||||||
AIR LIQUIDE SA | F01764103 | 04-May-2021 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Management | Y | For | For | |||||||||||||||||||
AIR LIQUIDE SA | F01764103 | 04-May-2021 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR 2020; SETTING OF THE DIVIDEND | Management | Y | For | For | |||||||||||||||||||
AIR LIQUIDE SA | F01764103 | 04-May-2021 | 18-MONTH AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO ALLOW THE COMPANY TO TRADE IN ITS OWN SHARES | Management | Y | For | For | |||||||||||||||||||
AIR LIQUIDE SA | F01764103 | 04-May-2021 | RENEWAL OF THE TERM OF OFFICE OF MR. XAVIER HUILLARD AS DIRECTOR | Management | Y | For | For | |||||||||||||||||||
AIR LIQUIDE SA | F01764103 | 04-May-2021 | APPOINTMENT OF MR. PIERRE BREBER AS DIRECTOR OF THE COMPANY | Management | Y | For | For |
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AIR LIQUIDE SA | F01764103 | 04-May-2021 | APPOINTMENT OF MR. AIMAN EZZAT AS DIRECTOR OF THE COMPANY | Management | Y | For | For | |||||||||||||||||||
AIR LIQUIDE SA | F01764103 | 04-May-2021 | APPOINTMENT OF MR. BERTRAND DUMAZY AS DIRECTOR OF THE COMPANY | Management | Y | For | For | |||||||||||||||||||
AIR LIQUIDE SA | F01764103 | 04-May-2021 | STATUTORY AUDITORS' SPECIAL REPORT ON THE AGREEMENTS REFERRED TO IN ARTICLES L. 225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE | Management | Y | For | For | |||||||||||||||||||
AIR LIQUIDE SA | F01764103 | 04-May-2021 | APPROVAL OF THE COMPENSATION ELEMENTS PAID DURING OR AWARDED FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 TO MR. BENOIT POTIER | Management | Y | For | For | |||||||||||||||||||
AIR LIQUIDE SA | F01764103 | 04-May-2021 | APPROVAL OF THE INFORMATION RELATING TO THE COMPENSATION OF THE CORPORATE OFFICERS REFERRED TO IN ARTICLE L. 22-10-9 I OF THE FRENCH COMMERCIAL CODE | Management | Y | For | For | |||||||||||||||||||
AIR LIQUIDE SA | F01764103 | 04-May-2021 | APPROVAL OF THE COMPENSATION POLICY APPLICABLE TO EXECUTIVE CORPORATE OFFICERS | Management | Y | For | For | |||||||||||||||||||
AIR LIQUIDE SA | F01764103 | 04-May-2021 | APPROVAL OF THE COMPENSATION POLICY APPLICABLE TO DIRECTORS | Management | Y | For | For | |||||||||||||||||||
AIR LIQUIDE SA | F01764103 | 04-May-2021 | AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS FOR 24 MONTHS TO REDUCE THE CAPITAL BY CANCELLING TREASURY SHARES | Management | Y | For | For | |||||||||||||||||||
AIR LIQUIDE SA | F01764103 | 04-May-2021 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS FOR 26 MONTHS IN ORDER TO INCREASE THE SHARE CAPITAL BY ISSUING COMMON SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS, IMMEDIATELY AND/OR IN THE FUTURE, TO THE COMPANY'S CAPITAL, WITH RETENTION OF SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHTS FOR A MAXIMUM NOMINAL AMOUNT OF 470 MILLION EUROS | Management | Y | For | For | |||||||||||||||||||
AIR LIQUIDE SA | F01764103 | 04-May-2021 | AUTHORISATION GRANTED FOR 26 MONTHS TO THE BOARD OF DIRECTORS IN ORDER TO INCREASE, IN THE EVENT OF EXCESS DEMAND, THE AMOUNT OF ISSUES OF SHARES OR TRANSFERABLE SECURITIES) | Management | Y | For | For |
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AIR LIQUIDE SA | F01764103 | 04-May-2021 | DELEGATION OF AUTHORITY GRANTED FOR 26 MONTHS TO THE BOARD OF DIRECTORS IN ORDER TO PROCEED WITH CAPITAL INCREASES WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT RESERVED FOR MEMBERS OF A COMPANY OR GROUP SAVINGS PLAN | Management | Y | For | For | |||||||||||||||||||
AIR LIQUIDE SA | F01764103 | 04-May-2021 | DELEGATION OF AUTHORITY GRANTED FOR 18 MONTHS TO THE BOARD OF DIRECTORS IN ORDER TO PROCEED WITH CAPITAL INCREASES WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT RESERVED FOR A CATEGORY OF BENEFICIARIES | Management | Y | For | For | |||||||||||||||||||
AIR LIQUIDE SA | F01764103 | 04-May-2021 | POWERS TO CARRY OUT FORMALITIES | Management | Y | For | For | |||||||||||||||||||
AIR LIQUIDE SA | F01764103 | 04-May-2021 | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN-INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE. THANK YOU | Non-Voting | N | |||||||||||||||||||||
HERMES INTERNATIONAL SA | F48051100 | 04-May-2021 | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | N |
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HERMES INTERNATIONAL SA | F48051100 | 04-May-2021 | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | N |
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HERMES INTERNATIONAL SA | F48051100 | 04-May-2021 | 19 MAR 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF-DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE AND PLEASE NOTE THAT SHAREHOLDER-DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF NO SHAREHOLDER DETAILS ARE-PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK OF BEING REJECTED.-THANK YOU AND PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIs)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIs TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIs WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIs WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE-BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS-MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE-TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST-SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY-PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | N |
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HERMES INTERNATIONAL SA | F48051100 | 04-May-2021 | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE-PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF-NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS-SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE | Non-Voting | N | |||||||||||||||||||||
HERMES INTERNATIONAL SA | F48051100 | 04-May-2021 | 14 APR 2021: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:-https://www.journal-officiel.gouv.fr/balo/document/202104142100875-45 AND-PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF COMMENT AND CHANGE-IN NUMBERING OF ALL RESOLUTIONS AND RECEIPT OF UPDATED BALO . IF YOU HAVE-ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO-AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | N | |||||||||||||||||||||
HERMES INTERNATIONAL SA | F48051100 | 04-May-2021 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 - APPROVAL OF EXPENSES AND COSTS REFERRED TO IN ARTICLE 39-4 OF THE FRENCH GENERAL TAX CODE | Management | Y | For | For | |||||||||||||||||||
HERMES INTERNATIONAL SA | F48051100 | 04-May-2021 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Management | Y | For | For | |||||||||||||||||||
HERMES INTERNATIONAL SA | F48051100 | 04-May-2021 | DISCHARGE TO THE MANAGEMENT BOARD | Management | Y | For | For | |||||||||||||||||||
HERMES INTERNATIONAL SA | F48051100 | 04-May-2021 | ALLOCATION OF INCOME - DISTRIBUTION OF A COMMON DIVIDEND | Management | Y | For | For | |||||||||||||||||||
HERMES INTERNATIONAL SA | F48051100 | 04-May-2021 | APPROVAL OF REGULATED AGREEMENTS | Management | Y | For | For |
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HERMES INTERNATIONAL SA | F48051100 | 04-May-2021 | AUTHORISATION GRANTED TO THE MANAGEMENT TO TRADE IN THE COMPANY'S SHARES | Management | Y | For | For | |||||||||||||||||||
HERMES INTERNATIONAL SA | F48051100 | 04-May-2021 | APPROVAL OF THE INFORMATION MENTIONED IN SECTION I OF ARTICLE L.22-10-9 OF THE FRENCH COMMERCIAL CODE CONCERNING THE COMPENSATION FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020, FOR ALL CORPORATE OFFICERS (GLOBAL EX-POST VOTE) | Management | Y | For | For | |||||||||||||||||||
HERMES INTERNATIONAL SA | F48051100 | 04-May-2021 | APPROVAL OF THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING OR AWARDED FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 TO MR. AXEL DUMAS, MANAGER (INDIVIDUAL EX-POST VOTE) | Management | Y | Against | Against | |||||||||||||||||||
HERMES INTERNATIONAL SA | F48051100 | 04-May-2021 | APPROVAL OF THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING OR AWARDED FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 TO THE COMPANY EMILE HERMES SARL, MANAGER (INDIVIDUAL EX-POST VOTE) | Management | Y | Against | Against | |||||||||||||||||||
HERMES INTERNATIONAL SA | F48051100 | 04-May-2021 | APPROVAL OF THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING OR AWARDED FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 TO MR. ERIC DE SEYNES, CHAIRMAN OF THE SUPERVISORY BOARD (INDIVIDUAL EX-POST VOTE) | Management | Y | For | For | |||||||||||||||||||
HERMES INTERNATIONAL SA | F48051100 | 04-May-2021 | APPROVAL OF THE COMPENSATION POLICY FOR MANAGERS (EX-ANTE VOTE) | Management | Y | Against | Against | |||||||||||||||||||
HERMES INTERNATIONAL SA | F48051100 | 04-May-2021 | APPROVAL OF THE COMPENSATION POLICY FOR SUPERVISORY BOARD MEMBERS (EX-ANTE VOTE) | Management | Y | For | For | |||||||||||||||||||
HERMES INTERNATIONAL SA | F48051100 | 04-May-2021 | RENEWAL OF THE TERM OF OFFICE OF MR. MATTHIEU DUMAS AS MEMBER OF THE SUPERVISORY BOARD FOR A PERIOD OF THREE YEARS | Management | Y | For | For | |||||||||||||||||||
HERMES INTERNATIONAL SA | F48051100 | 04-May-2021 | RENEWAL OF THE TERM OF OFFICE OF MR. BLAISE GUERRAND AS MEMBER OF THE SUPERVISORY BOARD FOR A PERIOD OF THREE YEARS | Management | Y | For | For | |||||||||||||||||||
HERMES INTERNATIONAL SA | F48051100 | 04-May-2021 | RENEWAL OF THE TERM OF OFFICE OF MRS. OLYMPIA GUERRAND AS MEMBER OF THE SUPERVISORY BOARD FOR A PERIOD OF THREE YEARS | Management | Y | For | For |
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HERMES INTERNATIONAL SA | F48051100 | 04-May-2021 | RENEWAL OF THE TERM OF OFFICE OF MR. ALEXANDRE VIROS AS MEMBER OF THE SUPERVISORY BOARD FOR A PERIOD OF THREE YEARS | Management | Y | For | For | |||||||||||||||||||
HERMES INTERNATIONAL SA | F48051100 | 04-May-2021 | AUTHORISATION TO BE GRANTED TO THE MANAGEMENT IN ORDER TO REDUCE THE CAPITAL BY CANCELLING ALL OR PART OF THE TREASURY SHARES HELD BY THE COMPANY (ARTICLE L. 22-10-62 OF THE FRENCH COMMERCIAL CODE) - GENERAL CANCELLATION PROGRAMME | Management | Y | For | For | |||||||||||||||||||
HERMES INTERNATIONAL SA | F48051100 | 04-May-2021 | DELEGATION OF AUTHORITY TO THE MANAGEMENT TO INCREASE THE CAPITAL BY CAPITALISATION OF RESERVES, PROFITS AND/OR PREMIUMS AND FREE ALLOCATION OF SHARES AND/OR INCREASE IN THE NOMINAL VALUE OF EXISTING SHARES | Management | Y | For | For | |||||||||||||||||||
HERMES INTERNATIONAL SA | F48051100 | 04-May-2021 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE MANAGEMENT TO DECIDE ON THE ISSUE OF SHARES AND/OR ANY OTHER TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL WITH RETENTION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | Y | For | For | |||||||||||||||||||
HERMES INTERNATIONAL SA | F48051100 | 04-May-2021 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE MANAGEMENT TO DECIDE ON THE ISSUE OF SHARES AND/OR ANY OTHER TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT BUT WITH THE OPTION OF INTRODUCING A PRIORITY PERIOD, BY PUBLIC OFFERING (OTHER THAN THAT REFERRED TO IN ARTICLE L.411-2, 1DECREE OF THE FRENCH MONETARY AND FINANCIAL CODE) | Management | Y | Against | Against | |||||||||||||||||||
HERMES INTERNATIONAL SA | F48051100 | 04-May-2021 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE MANAGEMENT TO DECIDE TO INCREASE THE SHARE CAPITAL BY ISSUING SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL, RESERVED FOR MEMBERS OF A COMPANY OR GROUP SAVINGS PLAN, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | Y | For | For |
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HERMES INTERNATIONAL SA | F48051100 | 04-May-2021 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE MANAGEMENT TO DECIDE ON THE ISSUE OF SHARES AND/OR ANY OTHER TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, BY PUBLIC OFFERING TO A LIMITED CIRCLE OF INVESTORS OR QUALIFIED INVESTORS (PRIVATE PLACEMENT) AS REFERRED TO IN ARTICLE L.411-2, 1DECREE OF THE FRENCH MONETARY AND FINANCIAL CODE | Management | Y | Against | Against | |||||||||||||||||||
HERMES INTERNATIONAL SA | F48051100 | 04-May-2021 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE MANAGEMENT TO DECIDE ON THE ISSUE OF SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, WITH A VIEW TO COMPENSATE CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY RELATING TO EQUITY SECURITIES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL | Management | Y | Against | Against | |||||||||||||||||||
HERMES INTERNATIONAL SA | F48051100 | 04-May-2021 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE MANAGEMENT TO DECIDE ON ONE OR MORE OPERATIONS OF MERGER(S) BY ABSORPTION, DEMERGER OR PARTIAL CONTRIBUTION OF ASSETS SUBJECT TO THE REGIME FOR DEMERGERS (ARTICLE L.236-9, II OF THE FRENCH COMMERCIAL CODE) | Management | Y | Against | Against | |||||||||||||||||||
HERMES INTERNATIONAL SA | F48051100 | 04-May-2021 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE MANAGEMENT TO DECIDE TO INCREASE THE SHARE CAPITAL BY ISSUING SHARES IN THE EVENT OF USE OF THE DELEGATION OF AUTHORITY GRANTED TO THE MANAGEMENT TO DECIDE ON ONE OR MORE MERGER(S) BY ABSORPTION, DEMERGER OR PARTIAL CONTRIBUTION OF ASSETS SUBJECT TO THE REGIME FOR DEMERGERS (ARTICLE L. 236-9, II OF THE FRENCH COMMERCIAL CODE) | Management | Y | Against | Against | |||||||||||||||||||
HERMES INTERNATIONAL SA | F48051100 | 04-May-2021 | AMENDMENT TO THE BY-LAWS IN ORDER TO REFLECT THE TRANSFORMATION OF THE COMPANY EMILE HERMES SARL INTO A COMPANY WITH SIMPLIFIED SHARES | Management | Y | For | For |
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HERMES INTERNATIONAL SA | F48051100 | 04-May-2021 | DELEGATION OF POWERS TO CARRY OUT FORMALITIES RELATED TO THE GENERAL MEETING | Management | Y | For | For | |||||||||||||||||||
SYMRISE AG | D827A1108 | 05-May-2021 | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | N | |||||||||||||||||||||
SYMRISE AG | D827A1108 | 05-May-2021 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2020 | Non-Voting | N | |||||||||||||||||||||
SYMRISE AG | D827A1108 | 05-May-2021 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 0.97 PER SHARE | Management | Y | For | For | |||||||||||||||||||
SYMRISE AG | D827A1108 | 05-May-2021 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2020 | Management | Y | For | For | |||||||||||||||||||
SYMRISE AG | D827A1108 | 05-May-2021 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2020 | Management | Y | For | For | |||||||||||||||||||
SYMRISE AG | D827A1108 | 05-May-2021 | RATIFY ERNST & YOUNG GMBH AS AUDITORS FOR FISCAL YEAR 2021 | Management | Y | For | For | |||||||||||||||||||
SYMRISE AG | D827A1108 | 05-May-2021 | ELECT MICHAEL KOENIG TO THE SUPERVISORY BOARD | Management | Y | For | For | |||||||||||||||||||
SYMRISE AG | D827A1108 | 05-May-2021 | ELECT URSULA BUCK TO THE SUPERVISORY BOARD | Management | Y | For | For | |||||||||||||||||||
SYMRISE AG | D827A1108 | 05-May-2021 | ELECT BERND HIRSCH TO THE SUPERVISORY BOARD | Management | Y | For | For | |||||||||||||||||||
SYMRISE AG | D827A1108 | 05-May-2021 | ELECT HORST-OTTO GERBERDING TO THE SUPERVISORY BOARD | Management | Y | For | For | |||||||||||||||||||
SYMRISE AG | D827A1108 | 05-May-2021 | ELECT ANDREA PFEIFER TO THE SUPERVISORY BOARD | Management | Y | For | For | |||||||||||||||||||
SYMRISE AG | D827A1108 | 05-May-2021 | ELECT PETER VANACKER TO THE SUPERVISORY BOARD | Management | Y | For | For | |||||||||||||||||||
SYMRISE AG | D827A1108 | 05-May-2021 | AMEND ARTICLES RE: ONLINE PARTICIPATION; ABSENTEE VOTE; VIRTUAL GENERAL MEETING | Management | Y | For | For | |||||||||||||||||||
SYMRISE AG | D827A1108 | 05-May-2021 | APPROVE REMUNERATION POLICY | Management | Y | For | For | |||||||||||||||||||
SYMRISE AG | D827A1108 | 05-May-2021 | APPROVE REMUNERATION OF SUPERVISORY BOARD | Management | Y | For | For |
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SYMRISE AG | D827A1108 | 05-May-2021 | FROM 10TH FEBRUARY BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY IF YOU WISH TO SEE THE AGENDA IN GERMAN THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE MATERIAL URL DROPDOWN AT THE TOP OF THE BALLOT-THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN PLACE.-FOR FURTHER INFORMATION PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | Non-Voting | N | |||||||||||||||||||||
SYMRISE AG | D827A1108 | 05-May-2021 | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN-CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE-NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS-USUAL. | Non-Voting | N | |||||||||||||||||||||
SYMRISE AG | D827A1108 | 05-May-2021 | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT-BE REFLECTED ON THE BALLOT ON PROXYEDGE. | Non-Voting | N |
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SYMRISE AG | D827A1108 | 05-May-2021 | 29 MAR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT-OF RESOLUTION 1. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | N | |||||||||||||||||||||
ASTRAZENECA PLC | G0593M107 | 11-May-2021 | TO RECEIVE THE COMPANY'S ACCOUNTS, THE REPORTS OF THE DIRECTORS AND AUDITOR AND THE STRATEGIC REPORT FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | Y | For | For | |||||||||||||||||||
ASTRAZENECA PLC | G0593M107 | 11-May-2021 | TO CONFIRM DIVIDENDS | Management | Y | For | For | |||||||||||||||||||
ASTRAZENECA PLC | G0593M107 | 11-May-2021 | TO REAPPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITOR | Management | Y | For | For | |||||||||||||||||||
ASTRAZENECA PLC | G0593M107 | 11-May-2021 | TO AUTHORISE THE DIRECTORS TO AGREE THE REMUNERATION OF THE AUDITOR | Management | Y | For | For | |||||||||||||||||||
ASTRAZENECA PLC | G0593M107 | 11-May-2021 | TO ELECT OR RE-ELECT THE FOLLOWING DIRECTORS: LEIF JOHANSSON | Management | Y | For | For | |||||||||||||||||||
ASTRAZENECA PLC | G0593M107 | 11-May-2021 | TO ELECT OR RE-ELECT THE FOLLOWING DIRECTORS: PASCAL SORIOT | Management | Y | For | For | |||||||||||||||||||
ASTRAZENECA PLC | G0593M107 | 11-May-2021 | TO ELECT OR RE-ELECT THE FOLLOWING DIRECTORS: MARC DUNOYER | Management | Y | For | For | |||||||||||||||||||
ASTRAZENECA PLC | G0593M107 | 11-May-2021 | TO ELECT OR RE-ELECT THE FOLLOWING DIRECTORS: PHILIP BROADLEY | Management | Y | For | For | |||||||||||||||||||
ASTRAZENECA PLC | G0593M107 | 11-May-2021 | TO ELECT OR RE-ELECT THE FOLLOWING DIRECTORS: EUAN ASHLEY | Management | Y | For | For | |||||||||||||||||||
ASTRAZENECA PLC | G0593M107 | 11-May-2021 | TO ELECT OR RE-ELECT THE FOLLOWING DIRECTORS: MICHEL DEMARE | Management | Y | For | For | |||||||||||||||||||
ASTRAZENECA PLC | G0593M107 | 11-May-2021 | TO ELECT OR RE-ELECT THE FOLLOWING DIRECTORS: DEBORAH DISANZO | Management | Y | For | For | |||||||||||||||||||
ASTRAZENECA PLC | G0593M107 | 11-May-2021 | TO ELECT OR RE-ELECT THE FOLLOWING DIRECTORS: DIANA LAYFIELD | Management | Y | For | For | |||||||||||||||||||
ASTRAZENECA PLC | G0593M107 | 11-May-2021 | TO ELECT OR RE-ELECT THE FOLLOWING DIRECTORS: SHERI MCCOY | Management | Y | For | For | |||||||||||||||||||
ASTRAZENECA PLC | G0593M107 | 11-May-2021 | TO ELECT OR RE-ELECT THE FOLLOWING DIRECTORS: TONY MOK | Management | Y | For | For | |||||||||||||||||||
ASTRAZENECA PLC | G0593M107 | 11-May-2021 | TO ELECT OR RE-ELECT THE FOLLOWING DIRECTORS: NAZNEEN RAHMAN | Management | Y | For | For | |||||||||||||||||||
ASTRAZENECA PLC | G0593M107 | 11-May-2021 | TO ELECT OR RE-ELECT THE FOLLOWING DIRECTORS: MARCUS WALLENBERG | Management | Y | For | For |
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ASTRAZENECA PLC | G0593M107 | 11-May-2021 | TO APPROVE THE ANNUAL REPORT ON REMUNERATION FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | Y | For | For | |||||||||||||||||||
ASTRAZENECA PLC | G0593M107 | 11-May-2021 | TO APPROVE THE DIRECTORS' REMUNERATION POLICY | Management | Y | Against | Against | |||||||||||||||||||
ASTRAZENECA PLC | G0593M107 | 11-May-2021 | TO AUTHORISE LIMITED POLITICAL DONATIONS | Management | Y | For | For | |||||||||||||||||||
ASTRAZENECA PLC | G0593M107 | 11-May-2021 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | Management | Y | For | For | |||||||||||||||||||
ASTRAZENECA PLC | G0593M107 | 11-May-2021 | TO AUTHORISE THE DIRECTORS TO DISAPPLY PRE-EMPTION RIGHTS | Management | Y | For | For | |||||||||||||||||||
ASTRAZENECA PLC | G0593M107 | 11-May-2021 | TO AUTHORISE THE DIRECTORS TO FURTHER DISAPPLY PRE-EMPTION RIGHTS FOR ACQUISITIONS AND SPECIFIED CAPITAL INVESTMENTS | Management | Y | For | For | |||||||||||||||||||
ASTRAZENECA PLC | G0593M107 | 11-May-2021 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES | Management | Y | For | For | |||||||||||||||||||
ASTRAZENECA PLC | G0593M107 | 11-May-2021 | TO REDUCE THE NOTICE PERIOD FOR GENERAL MEETINGS | Management | Y | For | For | |||||||||||||||||||
ASTRAZENECA PLC | G0593M107 | 11-May-2021 | TO AMEND THE RULES OF THE PERFORMANCE SHARE PLAN 2020 | Management | Y | For | For | |||||||||||||||||||
KION GROUP AG | D4S14D103 | 11-May-2021 | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | N | |||||||||||||||||||||
KION GROUP AG | D4S14D103 | 11-May-2021 | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE | Non-Voting | N |
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KION GROUP AG | D4S14D103 | 11-May-2021 | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN-CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE-NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS-USUAL | Non-Voting | N | |||||||||||||||||||||
KION GROUP AG | D4S14D103 | 11-May-2021 | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT-BE REFLECTED ON THE BALLOT ON PROXYEDGE | Non-Voting | N | |||||||||||||||||||||
KION GROUP AG | D4S14D103 | 11-May-2021 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2020 | Non-Voting | N | |||||||||||||||||||||
KION GROUP AG | D4S14D103 | 11-May-2021 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 0.41 PER SHARE | Management | Y | For | For | |||||||||||||||||||
KION GROUP AG | D4S14D103 | 11-May-2021 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2020 | Management | Y | For | For | |||||||||||||||||||
KION GROUP AG | D4S14D103 | 11-May-2021 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2020 | Management | Y | For | For | |||||||||||||||||||
KION GROUP AG | D4S14D103 | 11-May-2021 | RATIFY DELOITTE GMBH AS AUDITORS FOR FISCAL YEAR 2021 | Management | Y | For | For | |||||||||||||||||||
KION GROUP AG | D4S14D103 | 11-May-2021 | APPROVE REMUNERATION POLICY | Management | Y | For | For | |||||||||||||||||||
KION GROUP AG | D4S14D103 | 11-May-2021 | APPROVE REMUNERATION OF SUPERVISORY BOARD | Management | Y | For | For |
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KION GROUP AG | D4S14D103 | 11-May-2021 | AUTHORIZE SHARE REPURCHASE PROGRAM AND REISSUANCE OR CANCELLATION OF REPURCHASED SHARES | Management | Y | For | For | |||||||||||||||||||
KION GROUP AG | D4S14D103 | 11-May-2021 | AMEND ARTICLES RE: AGM CONVOCATION; PARTICIPATION AND VOTING RIGHTS; PROOF OF ENTITLEMENT | Management | Y | For | For | |||||||||||||||||||
ASTRAZENECA PLC | G0593M107 | 11-May-2021 | PROPOSED ACQUISITION BY THE COMPANY OF ALEXION PHARMACEUTICALS INC | Management | Y | For | For | |||||||||||||||||||
ASTRAZENECA PLC | G0593M107 | 11-May-2021 | 23 APR 2021: PLEASE NOTE THAT THE MEETING TYPE CHANGED FROM EGM TO OGM. IF-YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | N | |||||||||||||||||||||
ADIDAS AG | D0066B185 | 12-May-2021 | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | N | |||||||||||||||||||||
ADIDAS AG | D0066B185 | 12-May-2021 | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE | Non-Voting | N |
International Stock Fund
ADIDAS AG | D0066B185 | 12-May-2021 | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE-RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE-THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY-TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE-REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD-MORE THAN 3 % OF THE TOTAL SHARE CAPITAL | Non-Voting | N | |||||||||||||||||||||
ADIDAS AG | D0066B185 | 12-May-2021 | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES REPRESENTATIVE | Non-Voting | N |
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ADIDAS AG | D0066B185 | 12-May-2021 | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN-CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE-NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS-USUAL | Non-Voting | N | |||||||||||||||||||||
ADIDAS AG | D0066B185 | 12-May-2021 | FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE-ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE-APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A-MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING.-COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE | Non-Voting | N | |||||||||||||||||||||
ADIDAS AG | D0066B185 | 12-May-2021 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2020 | Non-Voting | N | |||||||||||||||||||||
ADIDAS AG | D0066B185 | 12-May-2021 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 3.00 PER SHARE | Management | Y | For | For | |||||||||||||||||||
ADIDAS AG | D0066B185 | 12-May-2021 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2020 | Management | Y | For | For | |||||||||||||||||||
ADIDAS AG | D0066B185 | 12-May-2021 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2020 | Management | Y | For | For | |||||||||||||||||||
ADIDAS AG | D0066B185 | 12-May-2021 | ELECT JACKIE JOYNER-KERSEE TO THE SUPERVISORY BOARD | Management | Y | For | For | |||||||||||||||||||
ADIDAS AG | D0066B185 | 12-May-2021 | APPROVE REMUNERATION POLICY | Management | Y | For | For | |||||||||||||||||||
ADIDAS AG | D0066B185 | 12-May-2021 | APPROVE REMUNERATION OF SUPERVISORY BOARD | Management | Y | For | For |
International Stock Fund
ADIDAS AG | D0066B185 | 12-May-2021 | AMEND ARTICLES RE: INFORMATION FOR REGISTRATION IN THE SHARE REGISTER | Management | Y | For | For | |||||||||||||||||||
ADIDAS AG | D0066B185 | 12-May-2021 | APPROVE CREATION OF EUR 50 MILLION POOL OF CAPITAL WITH PREEMPTIVE RIGHTS | Management | Y | For | For | |||||||||||||||||||
ADIDAS AG | D0066B185 | 12-May-2021 | APPROVE CREATION OF EUR 20 MILLION POOL OF CAPITAL WITH PARTIAL EXCLUSION OF PREEMPTIVE RIGHTS | Management | Y | For | For | |||||||||||||||||||
ADIDAS AG | D0066B185 | 12-May-2021 | CANCEL AUTHORIZED CAPITAL 2016 | Management | Y | For | For | |||||||||||||||||||
ADIDAS AG | D0066B185 | 12-May-2021 | AUTHORIZE SHARE REPURCHASE PROGRAM AND REISSUANCE OR CANCELLATION OF REPURCHASED SHARES | Management | Y | For | For | |||||||||||||||||||
ADIDAS AG | D0066B185 | 12-May-2021 | AUTHORIZE USE OF FINANCIAL DERIVATIVES WHEN REPURCHASING SHARES | Management | Y | For | For | |||||||||||||||||||
ADIDAS AG | D0066B185 | 12-May-2021 | RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR 2021 | Management | Y | For | For |
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ADIDAS AG | D0066B185 | 12-May-2021 | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS-DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO-BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW-ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED-MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE-THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR-FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE-SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | N | |||||||||||||||||||||
PRUDENTIAL PLC | G72899100 | 13-May-2021 | TO RECEIVE AND CONSIDER THE 2020 ACCOUNTS STRATEGIC REPORT DIRECTORS REMUNERATION REPORT DIRECTORS REPORT AND THE AUDITORS REPORT THE ANNUAL REPORT | Management | Y | For | For | |||||||||||||||||||
PRUDENTIAL PLC | G72899100 | 13-May-2021 | TO APPROVE THE DIRECTORS REMUNERATION REPORT | Management | Y | For | For | |||||||||||||||||||
PRUDENTIAL PLC | G72899100 | 13-May-2021 | TO ELECT CHUA SOCK KOONG AS A DIRECTOR | Management | Y | For | For | |||||||||||||||||||
PRUDENTIAL PLC | G72899100 | 13-May-2021 | TO ELECT MING LU AS A DIRECTOR | Management | Y | For | For | |||||||||||||||||||
PRUDENTIAL PLC | G72899100 | 13-May-2021 | TO ELECT JEANETTE WONG AS A DIRECTOR | Management | Y | For | For |
International Stock Fund
PRUDENTIAL PLC | G72899100 | 13-May-2021 | TO RE-ELECT SHRITI VADERA AS A DIRECTOR | Management | Y | For | For | |||||||||||||||||||
PRUDENTIAL PLC | G72899100 | 13-May-2021 | TO RE-ELECT JEREMY ANDERSON AS A DIRECTOR | Management | Y | For | For | |||||||||||||||||||
PRUDENTIAL PLC | G72899100 | 13-May-2021 | TO RE-ELECT MARK FITZPATRICK AS A DIRECTOR | Management | Y | For | For | |||||||||||||||||||
PRUDENTIAL PLC | G72899100 | 13-May-2021 | TO RE-ELECT DAVID LAW AS A DIRECTOR | Management | Y | For | For | |||||||||||||||||||
PRUDENTIAL PLC | G72899100 | 13-May-2021 | TO RE-ELECT ANTHONY NIGHTINGALE AS A DIRECTOR | Management | Y | For | For | |||||||||||||||||||
PRUDENTIAL PLC | G72899100 | 13-May-2021 | TO RE-ELECT PHILIP REMNANT AS A DIRECTOR | Management | Y | For | For | |||||||||||||||||||
PRUDENTIAL PLC | G72899100 | 13-May-2021 | TO RE-ELECT ALICE SCHROEDER AS A DIRECTOR | Management | Y | For | For | |||||||||||||||||||
PRUDENTIAL PLC | G72899100 | 13-May-2021 | TO RE-ELECT JAMES TURNER AS A DIRECTOR | Management | Y | For | For | |||||||||||||||||||
PRUDENTIAL PLC | G72899100 | 13-May-2021 | TO RE-ELECT THOMAS WATJEN AS A DIRECTOR | Management | Y | For | For | |||||||||||||||||||
PRUDENTIAL PLC | G72899100 | 13-May-2021 | TO RE-ELECT MICHAEL WELLS AS A DIRECTOR | Management | Y | For | For | |||||||||||||||||||
PRUDENTIAL PLC | G72899100 | 13-May-2021 | TO RE-ELECT FIELDS WICKER-MIURIN AS A DIRECTOR | Management | Y | For | For | |||||||||||||||||||
PRUDENTIAL PLC | G72899100 | 13-May-2021 | TO RE-ELECT AMY YIP AS A DIRECTOR | Management | Y | For | For | |||||||||||||||||||
PRUDENTIAL PLC | G72899100 | 13-May-2021 | TO RE-APPOINT KPMG LLP AS THE COMPANY'S AUDITOR | Management | Y | For | For | |||||||||||||||||||
PRUDENTIAL PLC | G72899100 | 13-May-2021 | TO AUTHORISE THE AUDIT COMMITTEE TO DETERMINE THE AMOUNT OF THE AUDITORS REMUNERATION | Management | Y | For | For | |||||||||||||||||||
PRUDENTIAL PLC | G72899100 | 13-May-2021 | TO RENEW THE AUTHORITY TO MAKE POLITICAL DONATIONS | Management | Y | For | For | |||||||||||||||||||
PRUDENTIAL PLC | G72899100 | 13-May-2021 | TO RENEW THE AUTHORITY TO ALLOT ORDINARY SHARES | Management | Y | For | For | |||||||||||||||||||
PRUDENTIAL PLC | G72899100 | 13-May-2021 | TO RENEW THE EXTENSION OF AUTHORITY TO ALLOT ORDINARY SHARES TO INCLUDE REPURCHASED SHARES | Management | Y | For | For | |||||||||||||||||||
PRUDENTIAL PLC | G72899100 | 13-May-2021 | TO RENEW THE AUTHORITY FOR DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | Y | For | For | |||||||||||||||||||
PRUDENTIAL PLC | G72899100 | 13-May-2021 | TO RENEW THE AUTHORITY FOR DISAPPLICATION OF PRE-EMPTION RIGHTS FOR PURPOSES OF ACQUISITIONS OR SPECIFIED CAPITAL INVESTMENTS | Management | Y | For | For |
International Stock Fund
PRUDENTIAL PLC | G72899100 | 13-May-2021 | TO RENEW THE AUTHORITY FOR PURCHASE OF OWN SHARES | Management | Y | For | For | |||||||||||||||||||
PRUDENTIAL PLC | G72899100 | 13-May-2021 | TO RENEW THE AUTHORITY IN RESPECT OF NOTICE FOR GENERAL MEETINGS | Management | Y | For | For | |||||||||||||||||||
ROYAL DUTCH SHELL PLC | G7690A118 | 18-May-2021 | RECEIPT OF ANNUAL REPORT AND ACCOUNTS | Management | Y | For | For | |||||||||||||||||||
ROYAL DUTCH SHELL PLC | G7690A118 | 18-May-2021 | APPROVAL OF DIRECTORS REMUNERATION REPORT | Management | Y | For | For | |||||||||||||||||||
ROYAL DUTCH SHELL PLC | G7690A118 | 18-May-2021 | APPOINTMENT OF JANE HOLL LUTE AS A DIRECTOR OF THE COMPANY | Management | Y | For | For | |||||||||||||||||||
ROYAL DUTCH SHELL PLC | G7690A118 | 18-May-2021 | REAPPOINTMENT OF BEN VAN BEURDEN AS A DIRECTOR OF THE COMPANY | Management | Y | For | For | |||||||||||||||||||
ROYAL DUTCH SHELL PLC | G7690A118 | 18-May-2021 | REAPPOINTMENT OF DICK BOER AS A DIRECTOR OF THE COMPANY | Management | Y | For | For | |||||||||||||||||||
ROYAL DUTCH SHELL PLC | G7690A118 | 18-May-2021 | REAPPOINTMENT OF NEIL CARSON AS A DIRECTOR OF THE COMPANY | Management | Y | For | For | |||||||||||||||||||
ROYAL DUTCH SHELL PLC | G7690A118 | 18-May-2021 | REAPPOINTMENT OF ANN GODBEHERE AS A DIRECTOR OF THE COMPANY | Management | Y | For | For | |||||||||||||||||||
ROYAL DUTCH SHELL PLC | G7690A118 | 18-May-2021 | REAPPOINTMENT OF EULEEN GOH AS A DIRECTOR OF THE COMPANY | Management | Y | For | For | |||||||||||||||||||
ROYAL DUTCH SHELL PLC | G7690A118 | 18-May-2021 | REAPPOINTMENT OF CATHERINE HUGHES AS A DIRECTOR OF THE COMPANY | Management | Y | For | For | |||||||||||||||||||
ROYAL DUTCH SHELL PLC | G7690A118 | 18-May-2021 | REAPPOINTMENT OF MARTINA HUND-MEJEAN AS A DIRECTOR OF THE COMPANY | Management | Y | For | For | |||||||||||||||||||
ROYAL DUTCH SHELL PLC | G7690A118 | 18-May-2021 | REAPPOINTMENT OF SIR ANDREW MACKENZIE AS A DIRECTOR OF THE COMPANY | Management | Y | For | For | |||||||||||||||||||
ROYAL DUTCH SHELL PLC | G7690A118 | 18-May-2021 | REAPPOINTMENT OF ABRAHAM BRAM SCHOT AS A DIRECTOR OF THE COMPANY | Management | Y | For | For | |||||||||||||||||||
ROYAL DUTCH SHELL PLC | G7690A118 | 18-May-2021 | REAPPOINTMENT OF JESSICA UHL AS A DIRECTOR OF THE COMPANY | Management | Y | For | For | |||||||||||||||||||
ROYAL DUTCH SHELL PLC | G7690A118 | 18-May-2021 | REAPPOINTMENT OF GERRIT ZALM AS A DIRECTOR OF THE COMPANY | Management | Y | For | For | |||||||||||||||||||
ROYAL DUTCH SHELL PLC | G7690A118 | 18-May-2021 | REAPPOINTMENT OF AUDITORS: ERNST & YOUNG LLP | Management | Y | For | For | |||||||||||||||||||
ROYAL DUTCH SHELL PLC | G7690A118 | 18-May-2021 | REMUNERATION OF AUDITORS | Management | Y | For | For | |||||||||||||||||||
ROYAL DUTCH SHELL PLC | G7690A118 | 18-May-2021 | AUTHORITY TO ALLOT SHARES | Management | Y | For | For | |||||||||||||||||||
ROYAL DUTCH SHELL PLC | G7690A118 | 18-May-2021 | DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | Y | For | For |
International Stock Fund
ROYAL DUTCH SHELL PLC | G7690A118 | 18-May-2021 | AUTHORITY TO PURCHASE OWN SHARES | Management | Y | For | For | |||||||||||||||||||
ROYAL DUTCH SHELL PLC | G7690A118 | 18-May-2021 | SHELLS ENERGY TRANSITION STRATEGY | Management | Y | For | For | |||||||||||||||||||
ROYAL DUTCH SHELL PLC | G7690A118 | 18-May-2021 | PLEASE NOTE THAT THIS IS A SHAREHOLDER PROPOSAL: SHAREHOLDER RESOLUTION: THE COMPANY HAS RECEIVED NOTICE PURSUANT TO THE UK COMPANIES ACT 2006 OF THE INTENTION TO MOVE THE RESOLUTION SET FORTH ON PAGE 6 AND INCORPORATED HEREIN BY WAY OF REFERENCE AT THE COMPANY'S 2021 AGM. THE RESOLUTION HAS BEEN REQUISITIONED BY A GROUP OF SHAREHOLDERS AND SHOULD BE READ TOGETHER WITH THEIR STATEMENT IN SUPPORT OF THEIR PROPOSED RESOLUTION SET FORTHON PAGE 6. | Shareholder | Y | Against | For | |||||||||||||||||||
ROYAL DUTCH SHELL PLC | G7690A118 | 18-May-2021 | 03 MAY 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING-FOR ALL RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | N | |||||||||||||||||||||
AIA GROUP LTD | Y002A1105 | 20-May-2021 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:-https://www1.hkexnews.hk/listedco/listconews/sehk/2021/0408/2021040800938.pdf-AND-https://www1.hkexnews.hk/listedco/listconews/sehk/2021/0408/2021040800946.pdf | Non-Voting | N | |||||||||||||||||||||
AIA GROUP LTD | Y002A1105 | 20-May-2021 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF 'ABSTAIN' WILL BE TREATED-THE SAME AS A 'TAKE NO ACTION' VOTE | Non-Voting | N | |||||||||||||||||||||
AIA GROUP LTD | Y002A1105 | 20-May-2021 | TO RECEIVE THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY, THE REPORT OF THE DIRECTORS AND THE INDEPENDENT AUDITOR'S REPORT FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | Y | For | For | |||||||||||||||||||
AIA GROUP LTD | Y002A1105 | 20-May-2021 | TO DECLARE A FINAL DIVIDEND OF 100.30 HONG KONG CENTS PER SHARE FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | Y | For | For |
International Stock Fund
AIA GROUP LTD | Y002A1105 | 20-May-2021 | TO RE-ELECT MR. LEE YUAN SIONG AS EXECUTIVE DIRECTOR OF THE COMPANY | Management | Y | For | For | |||||||||||||||||||
AIA GROUP LTD | Y002A1105 | 20-May-2021 | TO RE-ELECT MR. CHUNG-KONG CHOW AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | Y | For | For | |||||||||||||||||||
AIA GROUP LTD | Y002A1105 | 20-May-2021 | TO RE-ELECT MR. JOHN BARRIE HARRISON AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | Y | For | For | |||||||||||||||||||
AIA GROUP LTD | Y002A1105 | 20-May-2021 | TO RE-ELECT PROFESSOR LAWRENCE JUEN-YEE LAU AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | Y | For | For | |||||||||||||||||||
AIA GROUP LTD | Y002A1105 | 20-May-2021 | TO RE-ELECT MR. CESAR VELASQUEZ PURISIMA AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | Y | For | For | |||||||||||||||||||
AIA GROUP LTD | Y002A1105 | 20-May-2021 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS AUDITOR OF THE COMPANY AND TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX ITS REMUNERATION | Management | Y | For | For | |||||||||||||||||||
AIA GROUP LTD | Y002A1105 | 20-May-2021 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES OF THE COMPANY, NOT EXCEEDING 10 PER CENT OF THE NUMBER OF SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF THIS RESOLUTION, AND THE DISCOUNT FOR ANY SHARES TO BE ISSUED SHALL NOT EXCEED 10 PER CENT TO THE BENCHMARKED PRICE | Management | Y | For | For | |||||||||||||||||||
AIA GROUP LTD | Y002A1105 | 20-May-2021 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO BUY BACK SHARES OF THE COMPANY, NOT EXCEEDING 10 PER CENT OF THE NUMBER OF SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF THIS RESOLUTION | Management | Y | For | For | |||||||||||||||||||
TENCENT HOLDINGS LTD | G87572163 | 20-May-2021 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:-https://www1.hkexnews.hk/listedco/listconews/sehk/2021/0408/2021040802057.pdf-AND-https://www1.hkexnews.hk/listedco/listconews/sehk/2021/0408/2021040802049.pdf | Non-Voting | N |
International Stock Fund
TENCENT HOLDINGS LTD | G87572163 | 20-May-2021 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR-ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | N | |||||||||||||||||||||
TENCENT HOLDINGS LTD | G87572163 | 20-May-2021 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS, THE DIRECTORS' REPORT AND THE INDEPENDENT AUDITOR 'S REPORT FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | Y | For | For | |||||||||||||||||||
TENCENT HOLDINGS LTD | G87572163 | 20-May-2021 | TO DECLARE A FINAL DIVIDEND | Management | Y | For | For | |||||||||||||||||||
TENCENT HOLDINGS LTD | G87572163 | 20-May-2021 | TO RE-ELECT MR YANG SIU SHUN AS DIRECTOR | Management | Y | For | For | |||||||||||||||||||
TENCENT HOLDINGS LTD | G87572163 | 20-May-2021 | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE DIRECTORS' REMUNERATION | Management | Y | For | For | |||||||||||||||||||
TENCENT HOLDINGS LTD | G87572163 | 20-May-2021 | TO RE-APPOINT AUDITOR AND AUTHORISE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION: PRICEWATERHOUSECOOPERS AS AUDITOR | Management | Y | For | For | |||||||||||||||||||
TENCENT HOLDINGS LTD | G87572163 | 20-May-2021 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE NEW SHARES | Management | Y | Against | Against | |||||||||||||||||||
TENCENT HOLDINGS LTD | G87572163 | 20-May-2021 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES | Management | Y | For | For | |||||||||||||||||||
TENCENT HOLDINGS LTD | G87572163 | 20-May-2021 | TO EXTEND THE GENERAL MANDATE TO ISSUE NEW SHARES BY ADDING THE NUMBER OF SHARES REPURCHASED | Management | Y | Against | Against | |||||||||||||||||||
TENCENT HOLDINGS LTD | G87572163 | 20-May-2021 | 12 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTION 4. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | N | |||||||||||||||||||||
GRIFOLS, SA | E5706X215 | 20-May-2021 | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | N |
International Stock Fund
GRIFOLS, SA | E5706X215 | 20-May-2021 | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 21 MAY 2021 CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN-VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU | Non-Voting | N | |||||||||||||||||||||
GRIFOLS, SA | E5706X215 | 20-May-2021 | APPROVE STANDALONE FINANCIAL STATEMENTS, ALLOCATION OF INCOME, AND DIVIDEND PAYMENT FOR CLASS B SHARES | Management | Y | For | For | |||||||||||||||||||
GRIFOLS, SA | E5706X215 | 20-May-2021 | APPROVE CONSOLIDATED FINANCIAL STATEMENTS | Management | Y | For | For | |||||||||||||||||||
GRIFOLS, SA | E5706X215 | 20-May-2021 | APPROVE NON-FINANCIAL INFORMATION STATEMENT | Management | Y | For | For | |||||||||||||||||||
GRIFOLS, SA | E5706X215 | 20-May-2021 | APPROVE DIVIDENDS CHARGED AGAINST RESERVES | Management | Y | For | For | |||||||||||||||||||
GRIFOLS, SA | E5706X215 | 20-May-2021 | APPROVE DISCHARGE OF BOARD | Management | Y | For | For | |||||||||||||||||||
GRIFOLS, SA | E5706X215 | 20-May-2021 | APPOINT DELOITTE AS AUDITOR OF STANDALONE FINANCIAL STATEMENTS | Management | Y | For | For | |||||||||||||||||||
GRIFOLS, SA | E5706X215 | 20-May-2021 | RENEW APPOINTMENT OF KPMG AUDITORES AS AUDITOR OF CONSOLIDATED FINANCIAL STATEMENTS | Management | Y | For | For | |||||||||||||||||||
GRIFOLS, SA | E5706X215 | 20-May-2021 | DISMISS RAMON RIERA ROCA AS DIRECTOR | Management | Y | For | For | |||||||||||||||||||
GRIFOLS, SA | E5706X215 | 20-May-2021 | REELECT VICTOR GRIFOLS ROURA AS DIRECTOR | Management | Y | For | For | |||||||||||||||||||
GRIFOLS, SA | E5706X215 | 20-May-2021 | FIX NUMBER OF DIRECTORS AT 12 | Management | Y | For | For | |||||||||||||||||||
GRIFOLS, SA | E5706X215 | 20-May-2021 | RECEIVE AMENDMENTS TO BOARD OF DIRECTORS REGULATIONS | Non-Voting | N | |||||||||||||||||||||
GRIFOLS, SA | E5706X215 | 20-May-2021 | ADVISORY VOTE ON REMUNERATION REPORT | Management | Y | For | For | |||||||||||||||||||
GRIFOLS, SA | E5706X215 | 20-May-2021 | AUTHORIZE INCREASE IN CAPITAL UP TO 50 PERCENT VIA ISSUANCE OF EQUITY OR EQUITY-LINKED SECURITIES, EXCLUDING PREEMPTIVE RIGHTS OF UP TO 20 PERCENT | Management | Y | For | For | |||||||||||||||||||
GRIFOLS, SA | E5706X215 | 20-May-2021 | AUTHORIZE BOARD TO RATIFY AND EXECUTE APPROVED RESOLUTIONS | Management | Y | For | For | |||||||||||||||||||
TENCENT HOLDINGS LTD | G87572163 | 20-May-2021 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:-https://www1.hkexnews.hk/listedco/listconews/sehk/2021/0423/2021042302014.pdf, | Non-Voting | N |
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TENCENT HOLDINGS LTD | G87572163 | 20-May-2021 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR-RESOLUTION 1, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | N | |||||||||||||||||||||
TENCENT HOLDINGS LTD | G87572163 | 20-May-2021 | TO ADOPT THE SHARE OPTION PLAN OF CHINA LITERATURE LIMITED | Management | Y | Against | Against | |||||||||||||||||||
ESSILORLUXOTTICA SA | F31665106 | 21-May-2021 | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | N | |||||||||||||||||||||
ESSILORLUXOTTICA SA | F31665106 | 21-May-2021 | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | N | |||||||||||||||||||||
ESSILORLUXOTTICA SA | F31665106 | 21-May-2021 | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | N |
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ESSILORLUXOTTICA SA | F31665106 | 21-May-2021 | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE-PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF-NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS-SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE | Non-Voting | N | |||||||||||||||||||||
ESSILORLUXOTTICA SA | F31665106 | 21-May-2021 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 538215 DUE TO RECEIVED-CHANGE IN NUMBERING OF RESOLUTIONS AND DELETION OF COMMENT. ALL VOTES-RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO-REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | N | |||||||||||||||||||||
ESSILORLUXOTTICA SA | F31665106 | 21-May-2021 | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-https://www.journal-officiel.gouv.fr/balo/document/202103262100665-37 | Non-Voting | N | |||||||||||||||||||||
ESSILORLUXOTTICA SA | F31665106 | 21-May-2021 | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN-INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | N |
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ESSILORLUXOTTICA SA | F31665106 | 21-May-2021 | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS-DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO-BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW-ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED-MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE-THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR-FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE-SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | N | |||||||||||||||||||||
ESSILORLUXOTTICA SA | F31665106 | 21-May-2021 | THE SHAREHOLDERS' MEETING, AFTER HAVING REVIEWED THE REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITORS, APPROVES THE COMPANY'S FINANCIAL STATEMENTS FOR THE FISCAL YEAR THAT ENDED IN 2020, AS PRESENTED TO THE MEETING, SHOWING NET EARNINGS AMOUNTING TO EUR 612,847,956.76. THE SHAREHOLDERS' MEETING ACKNOWLEDGES THAT NO EXPENSES AND CHARGES THAT ARE NOT TAX-DEDUCTIBLE WERE RECORDED FOR SAID FINANCIAL YEAR | Management | Y | For | For |
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ESSILORLUXOTTICA SA | F31665106 | 21-May-2021 | THE SHAREHOLDERS' MEETING, AFTER HAVING REVIEWED THE REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITORS, APPROVES THE CONSOLIDATED FINANCIAL STATEMENTS FOR SAID FISCAL YEAR, AS PRESENTED TO THE MEETING, SHOWING A NET INCOME AMOUNTING TO EUR 148,612,000.00, OF WHICH GROUP SHARE AMOUNTING TO EUR 84,537,000.00 | Management | Y | For | For | |||||||||||||||||||
ESSILORLUXOTTICA SA | F31665106 | 21-May-2021 | THE MEETING RESOLVES TO ALLOCATE THE EARNINGS FOR THE YEAR ORIGIN EARNINGS: EUR 612,847,956.76 RETAINED EARNINGS: EUR (57,813,905.20) LEGAL RESERVE: EUR (220,021.74) DISTRIBUTABLE INCOME: EUR 554,814,029.82 SHARE PREMIUMS: EUR 22,061,479,287.27 OTHER RESERVES: EUR 2,057,542,518.52 DISTRIBUTABLE AMOUNTS: EUR 24,673,835,835.61 ALLOCATION STATUTORY DIVIDEND OF 6 PERCENT: EUR 4,741,395.35 ADDITIONAL DIVIDEND: EUR 971,954,165.69 TOTAL DIVIDENDS: EUR 976,695,561.04 (EUR 502,556,026.00 (EUR 1.15) OF INTERIM DIVIDEND PAID ON DECEMBER 28TH AND EUR 474,139.535.04 (EUR 1.08) AS BALANCE) SHARE PREMIUMS: EUR 22,061,479,287.27 OTHER RESERVES: EUR 1,635,660,987.27 SHAREHOLDERS ARE GRANTED A DIVIDEND OF EUR 2.23 PER ORDINARY SHARE PAID IN CASH OR IN NEW SHARES ON JUNE 21ST 2021. OPTION EFFECTIVE FROM JUNE 1ST TO 14TH 2021 THEN PAID IN CASH. DIVIDENDS PAID: EUR 2.04 FOR 2018 AND EUR 1.53 FOR 2017 | Management | Y | For | For | |||||||||||||||||||
ESSILORLUXOTTICA SA | F31665106 | 21-May-2021 | THE SHAREHOLDERS' MEETING, AFTER REVIEWING THE SPECIAL REPORT OF THE AUDITORS ON AGREEMENTS GOVERNED BY ARTICLE L. 225-38 ET SEQ. OF THE FRENCH COMMERCIAL CODE, APPROVES THE CONCLUSIONS OF SAID REPORT AND THE AGREEMENTS REFERRED TO THEREIN | Management | Y | For | For |
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ESSILORLUXOTTICA SA | F31665106 | 21-May-2021 | THE SHAREHOLDERS' MEETING APPROVES THE INFORMATION RELATED TO THE COMPENSATION AND THE BENEFITS OR PERKS OF ANY KIND PAID OR AWARDED TO THE CORPORATE OFFICERS FOR SAID FISCAL YEAR, IN ACCORDANCE WITH THE ARTICLE L.22-10-9 OF THE FRENCH COMMERCIAL CODE | Management | Y | For | For | |||||||||||||||||||
ESSILORLUXOTTICA SA | F31665106 | 21-May-2021 | THE SHAREHOLDERS' MEETING APPROVES THE FIXED, VARIABLE AND ONE-OFF COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID OR AWARDED TO MR. LEONARDO DEL VECCHIO, CHIEF EXECUTIVE OFFICER UNTIL DECEMBER 17TH 2020 AND CHAIRMAN OF THE BOARD OF DIRECTORS SINCE THAT DATE, FOR SAID FISCAL YEAR | Management | Y | Against | Against | |||||||||||||||||||
ESSILORLUXOTTICA SA | F31665106 | 21-May-2021 | THE SHAREHOLDERS' MEETING APPROVES THE FIXED, VARIABLE AND ONE-OFF COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID OR AWARDED TO MR. HUBERT SAGNIERES, VICE-CHAIRMAN DEPUTY MANAGING DIRECTOR UNTIL DECEMBER 17TH 2020 AND VICE-CHAIRMAN OF THE BOARD OF DIRECTORS SINCE THAT DATE, FOR SAID FISCAL YEAR | Management | Y | For | For | |||||||||||||||||||
ESSILORLUXOTTICA SA | F31665106 | 21-May-2021 | THE SHAREHOLDERS' MEETING APPROVES THE COMPENSATION POLICY APPLICABLE TO THE CORPORATE OFFICERS FOR THE PERIOD FROM JANUARY 1ST TO THE SHAREHOLDERS' MEETING | Management | Y | For | For | |||||||||||||||||||
ESSILORLUXOTTICA SA | F31665106 | 21-May-2021 | THE SHAREHOLDERS' MEETING APPROVES THE COMPENSATION POLICY APPLICABLE TO THE CORPORATE OFFICERS FOR THE PERIOD AFTER THE SHAREHOLDERS' MEETING | Management | Y | Against | Against |
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ESSILORLUXOTTICA SA | F31665106 | 21-May-2021 | THE SHAREHOLDERS' MEETING AUTHORISES THE BOARD OF DIRECTORS TO BUY BACK THE COMPANY'S ORDINARY SHARES ON THE OPEN MARKET, SUBJECT TO THE CONDITIONS DESCRIBED BELOW: MAXIMUM PURCHASE PRICE: EUR 200.00, MAXIMUM NUMBER OF ORDINARY SHARES TO BE ACQUIRED: 10 PERCENT OF THE SHARES COMPOSING THE SHARE CAPITAL, GIVEN THAT THE COMPANY MAY NOT HOLD IN ANY CASE MORE THAN 10 PERCENT OF ITS OWN SHARE CAPITAL. THIS AUTHORISATION IS GIVEN FOR AN 18-MONTH PERIOD AND SUPERSEDES THE FRACTION UNUSED OF THE AUTHORISATION GIVEN BY THE EXTRAORDINARY SHAREHOLDERS' MEETING OF JUNE 25TH 2020 IN RESOLUTION NR, 11. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | Y | For | For | |||||||||||||||||||
ESSILORLUXOTTICA SA | F31665106 | 21-May-2021 | THE SHAREHOLDERS' MEETING RESOLVES TO BRING THE ARTICLES OF THE BYLAWS INTO CONFORMITY WITH THE LEGAL AND REGULATORY PROVISIONS OF THE PACTE LAW AND TO AMEND, CONSEQUENTLY, THE ARTICLES AS FOLLOWS: - ARTICLE NUMBER 4: 'HEAD OFFICE' OF THE BYLAWS, - ARTICLE NUMBER 9: 'FORM OF THE SHARES' OF THE BYLAWS, - ARTICLE NUMBER 11: 'BOARD OF DIRECTORS' OF THE BYLAWS, - ARTICLE NUMBER 14: 'COMPENSATION OF THE DIRECTORS' OF THE BYLAWS, - ARTICLE NUMBER 16: 'MEETINGS AND DECISIONS OF THE BOARD OF DIRECTORS' OF THE BYLAWS, - ARTICLE NUMBER 23: 'GENERAL RULES' OF THE BYLAWS | Management | Y | For | For | |||||||||||||||||||
ESSILORLUXOTTICA SA | F31665106 | 21-May-2021 | THE SHAREHOLDERS' MEETING DECIDES TO AMEND ARTICLE NUMBER 13: 'DIRECTORS' TERM OF OFFICE' OF THE BYLAWS | Management | Y | Against | Against |
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ESSILORLUXOTTICA SA | F31665106 | 21-May-2021 | THE SHAREHOLDERS' MEETING DECIDES TO AMEND: - ARTICLE NUMBER 15: 'CHAIRMAN AND VICE-CHAIRMAN OF THE BOARD OF DIRECTORS' OF THE BYLAWS, - ARTICLE NUMBER 16: 'MEETINGS AND DECISIONS OF THE BOARD OF DIRECTORS' OF THE BYLAWS, - ARTICLE NUMBER 23: 'GENERAL RULES' OF THE BYLAWS | Management | Y | For | For | |||||||||||||||||||
ESSILORLUXOTTICA SA | F31665106 | 21-May-2021 | THE SHAREHOLDERS' MEETING GRANTS ALL POWERS TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL, ON ONE OR MORE OCCASIONS, BY CANCELLING ALL OR PART OF THE SHARES HELD BY THE COMPANY IN CONNECTION WITH THE STOCK REPURCHASE PLAN AUTHORISED BY THE BOARD OF DIRECTORS, UP TO A MAXIMUM OF 10 PERCENT OF THE SHARE CAPITAL OVER A 24-MONTH PERIOD. THIS AUTHORISATION IS GIVEN FOR A 26-MONTH PERIOD AND SUPERSEDES ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | Y | For | For |
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ESSILORLUXOTTICA SA | F31665106 | 21-May-2021 | THE SHAREHOLDERS' MEETING AUTHORISES THE BOARD OF DIRECTORS TO GRANT, FOR FREE, ON ONE OR MORE OCCASIONS, EXISTING SHARES OF THE COMPANY, IN FAVOUR OF THE EMPLOYEES OR THE MANAGING CORPORATE OFFICERS OF THE COMPANY AND COMPANIES IN WHICH IT DIRECTLY OR INDIRECTLY HOLDS AT LEAST 10 PERCENT OF THE SHARE CAPITAL OR VOTING RIGHTS. THEY MAY NOT REPRESENT MORE THAN 2.5 PERCENT OF THE SHARE CAPITAL, GIVEN THAT THE NUMBER OF PERFORMANCE SHARES ALLOCATED TO EACH MANAGING CORPORATE OFFICER SHALL NOT EXCEED 3.5 PERCENT OF THE OVERALL FREE ALLOCATIONS OF SHARES AND STOCK OPTIONS CARRIED OUT EACH YEAR. THE PRESENT DELEGATION IS GIVEN FOR A 38-MONTH PERIOD AND SUPERSEDES THE FRACTION UNUSED OF THE AUTHORISATION GIVEN BY THE EXTRAORDINARY SHAREHOLDERS' MEETING OF NOVEMBER 29TH 2018 IN RESOLUTION NR, 7. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | Y | For | For |
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ESSILORLUXOTTICA SA | F31665106 | 21-May-2021 | THE SHAREHOLDERS' MEETING DELEGATES TO THE BOARD OF DIRECTORS THE NECESSARY POWERS TO INCREASE THE CAPITAL, ON ONE OR MORE OCCASIONS, IN FRANCE OR ABROAD, BY A MAXIMUM NOMINAL AMOUNT OF 5 PERCENT OF THE SHARE CAPITAL, BY ISSUANCE OF COMPANY'S ORDINARY SHARES AND-OR SECURITIES GIVING ACCESS TO SHARES OF THE COMPANY OR ANOTHER COMPANY OR GIVING RIGHT TO THE ALLOCATION OF DEBT SECURITIES, WITH PREFERENTIAL SUBSCRIPTION RIGHTS MAINTAINED. THE MAXIMUM NOMINAL AMOUNT OF DEBT SECURITIES WHICH MAY BE ISSUED SHALL NOT EXCEED EUR 1,500,000,000.00. THIS AUTHORISATION IS GRANTED FOR A 26-MONTH PERIOD AND SUPERSEDES THE FRACTION UNUSED OF THE AUTHORISATION GIVEN BY THE EXTRAORDINARY SHAREHOLDERS' MEETING OF MAY 16TH 2019 IN RESOLUTION NR, 16. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | Y | For | For |
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ESSILORLUXOTTICA SA | F31665106 | 21-May-2021 | THE SHAREHOLDERS' MEETING DELEGATES TO THE BOARD OF DIRECTORS ALL POWERS IN ORDER TO INCREASE THE SHARE CAPITAL, IN ONE OR MORE OCCASIONS AND AT ITS SOLE DISCRETION, UP TO A MAXIMUM NOMINAL AMOUNT OF EUR 500,000,000.00, BY WAY OF CAPITALIZING RESERVES, PROFITS, PREMIUMS OR OTHER MEANS, PROVIDED THAT SUCH CAPITALIZATION IS ALLOWED BY LAW AND UNDER THE BYLAWS. THIS AUTHORISATION IS GRANTED FOR A 26-MONTH PERIOD AND SUPERSEDES THE FRACTION UNUSED OF THE AUTHORISATION GIVEN BY THE EXTRAORDINARY SHAREHOLDERS' MEETING OF MAY 16TH 2019 IN RESOLUTION NR, 17. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | Y | For | For |
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ESSILORLUXOTTICA SA | F31665106 | 21-May-2021 | THE SHAREHOLDERS' MEETING AUTHORISES THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL, ON ONE OR MORE OCCASIONS, AT ITS SOLE DISCRETION, IN FAVOUR OF ELIGIBLE EMPLOYEES, CORPORATE OFFICERS AND FORMER EMPLOYEES WHO ARE MEMBERS OF A COMPANY SAVINGS PLAN, WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS, BY ISSUANCE OF NEW SHARES TO BE SUBSCRIBED IN CASH AND, IF SO, SECURITIES GIVING ACCESS TO THE SHARE CAPITAL. THE MAXIMUM NUMBER OF COMPANY'S SHARES TO BE ISSUED UNDER THIS DELEGATION OF AUTHORITY SHALL NOT EXCEED 0.5 PERCENT OF THE SHARE CAPITAL. THIS AUTHORISATION IS GRANTED FOR A 26-MONTH PERIOD AND SUPERSEDES THE FRACTION UNUSED OF THE AUTHORISATION GIVEN BY THE EXTRAORDINARY SHAREHOLDERS' MEETING OF JUNE 25TH 2020 IN RESOLUTION NR, 12. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | Y | For | For | |||||||||||||||||||
ESSILORLUXOTTICA SA | F31665106 | 21-May-2021 | THE SHAREHOLDERS' MEETING RENEWS THE APPOINTMENT OF MR. LEONARDO DEL VECCHIO AS DIRECTOR FOR A 3-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2023 FISCAL YEAR, GIVEN THAT IN THE ABSENCE OF THE APPROVAL OF RESOLUTION NUMBER 12, THIS TERM OF OFFICE IS RENEWED FOR A PERIOD AS DETERMINED IN RESOLUTION NUMBER 31 | Management | Y | For | For | |||||||||||||||||||
ESSILORLUXOTTICA SA | F31665106 | 21-May-2021 | THE SHAREHOLDERS' MEETING RENEWS THE APPOINTMENT OF MR. ROMOLO BARDIN AS DIRECTOR FOR A 3-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2023 FISCAL YEAR, GIVEN THAT IN THE ABSENCE OF THE APPROVAL OF RESOLUTION NUMBER 12, THIS TERM OF OFFICE IS RENEWED FOR A PERIOD AS DETERMINED IN RESOLUTION NUMBER 31 | Management | Y | For | For |
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ESSILORLUXOTTICA SA | F31665106 | 21-May-2021 | THE SHAREHOLDERS' MEETING RENEWS THE APPOINTMENT OF MRS. JULIETTE FAVRE AS DIRECTOR FOR A 3-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2023 FISCAL YEAR, GIVEN THAT IN THE ABSENCE OF THE APPROVAL OF RESOLUTION NUMBER 12, THIS TERM OF OFFICE IS RENEWED FOR A PERIOD AS DETERMINED IN RESOLUTION NUMBER 31 | Management | Y | For | For | |||||||||||||||||||
ESSILORLUXOTTICA SA | F31665106 | 21-May-2021 | THE SHAREHOLDERS' MEETING RENEWS THE APPOINTMENT OF MR. FRANCESCO MILLERI AS DIRECTOR FOR A 3-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2023 FISCAL YEAR, GIVEN THAT IN THE ABSENCE OF THE APPROVAL OF RESOLUTION NUMBER 12, THIS TERM OF OFFICE IS RENEWED FOR A PERIOD AS DETERMINED IN RESOLUTION NUMBER 31 | Management | Y | For | For | |||||||||||||||||||
ESSILORLUXOTTICA SA | F31665106 | 21-May-2021 | THE SHAREHOLDERS' MEETING RENEWS THE APPOINTMENT OF MR. PAUL DU SAILLANT AS DIRECTOR FOR A 3-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2023 FISCAL YEAR, GIVEN THAT IN THE ABSENCE OF THE APPROVAL OF RESOLUTION NUMBER 12, THIS TERM OF OFFICE IS RENEWED FOR A PERIOD AS DETERMINED IN RESOLUTION NUMBER 31 | Management | Y | For | For | |||||||||||||||||||
ESSILORLUXOTTICA SA | F31665106 | 21-May-2021 | THE SHAREHOLDERS' MEETING RENEWS THE APPOINTMENT OF MRS. CHRISTINA SCOCCHIA AS DIRECTOR FOR A 3-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2023 FISCAL YEAR, GIVEN THAT IN THE ABSENCE OF THE APPROVAL OF RESOLUTION NUMBER 12, THIS TERM OF OFFICE IS RENEWED FOR A PERIOD AS DETERMINED IN RESOLUTION NUMBER 31 | Management | Y | For | For |
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ESSILORLUXOTTICA SA | F31665106 | 21-May-2021 | THE SHAREHOLDERS' MEETING APPOINTS MR. JEAN-LUC BIAMONTI AS DIRECTOR FOR A 3-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2023 FISCAL YEAR, GIVEN THAT IN THE ABSENCE OF THE APPROVAL OF RESOLUTION NUMBER 12, THIS TERM OF OFFICE IS RENEWED FOR A PERIOD AS DETERMINED IN RESOLUTION NUMBER 31 | Management | Y | For | For | |||||||||||||||||||
ESSILORLUXOTTICA SA | F31665106 | 21-May-2021 | THE SHAREHOLDERS' MEETING APPOINTS MRS. MARIE-CHRISTINE COISNE AS DIRECTOR FOR A 3-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2023 FISCAL YEAR, GIVEN THAT IN THE ABSENCE OF THE APPROVAL OF RESOLUTION NUMBER 12, THIS TERM OF OFFICE IS RENEWED FOR A PERIOD AS DETERMINED IN RESOLUTION NUMBER 31 | Management | Y | For | For | |||||||||||||||||||
ESSILORLUXOTTICA SA | F31665106 | 21-May-2021 | THE SHAREHOLDERS' MEETING APPOINTS MR. JOSE GONZALO AS DIRECTOR FOR A 3-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2023 FISCAL YEAR, GIVEN THAT IN THE ABSENCE OF THE APPROVAL OF RESOLUTION NUMBER 12, THIS TERM OF OFFICE IS RENEWED FOR A PERIOD AS DETERMINED IN RESOLUTION NUMBER 31 | Management | Y | For | For | |||||||||||||||||||
ESSILORLUXOTTICA SA | F31665106 | 21-May-2021 | THE SHAREHOLDERS' MEETING APPOINTS MRS. SWATI PIRAMAL AS DIRECTOR FOR A 3-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2023 FISCAL YEAR, GIVEN THAT IN THE ABSENCE OF THE APPROVAL OF RESOLUTION NUMBER 12, THIS TERM OF OFFICE IS RENEWED FOR A PERIOD AS DETERMINED IN RESOLUTION NUMBER 31 | Management | Y | For | For |
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ESSILORLUXOTTICA SA | F31665106 | 21-May-2021 | THE SHAREHOLDERS' MEETING APPOINTS MRS. NATHALIE VON SIEMENS AS DIRECTOR FOR A 3-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2023 FISCAL YEAR, GIVEN THAT IN THE ABSENCE OF THE APPROVAL OF RESOLUTION NUMBER 12, THIS TERM OF OFFICE IS RENEWED FOR A PERIOD AS DETERMINED IN RESOLUTION NUMBER 31 | Management | Y | For | For | |||||||||||||||||||
ESSILORLUXOTTICA SA | F31665106 | 21-May-2021 | THE SHAREHOLDERS' MEETING APPOINTS MR. ANDREA ZAPPIA AS DIRECTOR FOR A 3-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2023 FISCAL YEAR, GIVEN THAT IN THE ABSENCE OF THE APPROVAL OF RESOLUTION NUMBER 12, THIS TERM OF OFFICE IS RENEWED FOR A PERIOD AS DETERMINED IN RESOLUTION NUMBER 31 | Management | Y | For | For | |||||||||||||||||||
ESSILORLUXOTTICA SA | F31665106 | 21-May-2021 | THE SHAREHOLDERS' MEETING RESOLVES THAT IF THE RESOLUTION NUMBER 12 OF THIS MEETING IS NOT ADOPTED, 4 DIRECTORS RENEWED OR APPOINTED WITH THE USE OF THE RESOLUTIONS NUMBER 19 TO 30 (INCLUSIVE) WILL BE RENEWED OR APPOINTED, AS APPROPRIATE, FOR A 2-YEAR PERIOD, WHEREAS ALL THE OTHERS WILL BE RENEWED OR APPOINTED, AS APPROPRIATE, FOR A 3-YEAR PERIOD. THE 4 DIRECTORS RENEWED OR APPOINTED, AS APPROPRIATE, FOR 2 YEARS WILL BE DRAWN BY LOTS | Management | Y | For | For | |||||||||||||||||||
ESSILORLUXOTTICA SA | F31665106 | 21-May-2021 | THE SHAREHOLDERS' MEETING GRANTS FULL POWERS TO THE BEARER OF AN ORIGINAL, A COPY OR EXTRACT OF THE MINUTES OF THIS MEETING TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER FORMALITIES PRESCRIBED BY LAW | Management | Y | For | For |
International Stock Fund
LVMH MOET HENNESSY LOUIS VUITTON SE | F58485115 | 28-May-2021 | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | N | |||||||||||||||||||||
LVMH MOET HENNESSY LOUIS VUITTON SE | F58485115 | 28-May-2021 | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | N |
International Stock Fund
LVMH MOET HENNESSY LOUIS VUITTON SE | F58485115 | 28-May-2021 | 07 MAY 2021: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:-https://www.journal-officiel.gouv.fr/balo/document/202104212101036-48 AND-https://www.journal-officiel.gouv.fr/balo/document/202105072101411-55 AND-PLEASE NOTE THAT THE MEETING TYPE CHANGED FROM EGM TO OGM AND ADDITTION OF-CDI COMMENT AND CHANGE IN RECORD DATE FROM 26 MAY 2021 TO 25 MAY 2021 AND-ADDITION OF BALO LINK. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU-AND PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS-MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A-HEIGHTENED RISK OF BEING REJECTED. THANK YOU AND PLEASE NOTE THAT IF YOU HOLD-CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR-YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A-TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE-ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE-COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS-SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL BE-RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS DAY PRIOR TO-MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED,-THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE-CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED-MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE-THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR-FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE-SEPARATE INSTRUCTIONS FROM YOU AND | Non-Voting | N |
International Stock Fund
LVMH MOET HENNESSY LOUIS VUITTON SE | F58485115 | 28-May-2021 | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE-PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF-NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS-SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE | Non-Voting | N | |||||||||||||||||||||
LVMH MOET HENNESSY LOUIS VUITTON SE | F58485115 | 28-May-2021 | AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF ISSUED SHARE CAPITAL | Management | Y | For | For | |||||||||||||||||||
ILIAD SA | F4958P102 | 02-Jun-2021 | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | N | |||||||||||||||||||||
ILIAD SA | F4958P102 | 02-Jun-2021 | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | N |
International Stock Fund
ILIAD SA | F4958P102 | 02-Jun-2021 | 14 MAY 2021: PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT-THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY-CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU AND PLEASE NOTE THAT-IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE-MATERIAL URL LINK:-HTTPS://WWW.JOURNAL-OFFICIEL.GOUV.FR/BALO/DOCUMENT/202104162100904-46 AND-HTTPS://WWW.JOURNAL-OFFICIEL.GOUV.FR/BALO/DOCUMENT/202105142101658-58 AND-PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE COMMENT. IF-YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU AND PLEASE NOTE THAT IF-YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING,-YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A-TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE-ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE-COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS-SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL BE-RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS DAY PRIOR TO-MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED,-THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE-CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED-MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE-THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR-FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE-SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | N |
International Stock Fund
ILIAD SA | F4958P102 | 02-Jun-2021 | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE-PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF-NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS-SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE | Non-Voting | N | |||||||||||||||||||||
ILIAD SA | F4958P102 | 02-Jun-2021 | APPROVAL OF THE PARENT COMPANY FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2020 | Management | Y | For | For | |||||||||||||||||||
ILIAD SA | F4958P102 | 02-Jun-2021 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2020 | Management | Y | For | For | |||||||||||||||||||
ILIAD SA | F4958P102 | 02-Jun-2021 | APPROPRIATION OF PROFIT FOR THE YEAR ENDED DECEMBER 31, 2020 (AS PRESENTED IN THE PARENT COMPANY FINANCIAL STATEMENTS) AND APPROVAL OF A DIVIDEND PAYMENT | Management | Y | For | For | |||||||||||||||||||
ILIAD SA | F4958P102 | 02-Jun-2021 | APPROVAL OF RELATED-PARTY AGREEMENTS GOVERNED BY ARTICLES L 225-38 ET SEQ. OF THE FRENCH COMMERCIAL CODE | Management | Y | For | For | |||||||||||||||||||
ILIAD SA | F4958P102 | 02-Jun-2021 | RE-APPOINTMENT OF DELOITTE & ASSOCIES AS STATUTORY AUDITORS | Management | Y | For | For | |||||||||||||||||||
ILIAD SA | F4958P102 | 02-Jun-2021 | RE-APPOINTMENT OF BEAS AS ALTERNATE AUDITORS | Management | Y | For | For | |||||||||||||||||||
ILIAD SA | F4958P102 | 02-Jun-2021 | RE-ELECTION OF XAVIER NIEL AS A DIRECTOR | Management | Y | For | For | |||||||||||||||||||
ILIAD SA | F4958P102 | 02-Jun-2021 | RE-ELECTION OF BERTILLE BUREL AS A DIRECTOR | Management | Y | For | For | |||||||||||||||||||
ILIAD SA | F4958P102 | 02-Jun-2021 | RE-ELECTION OF VIRGINIE CALMELS AS A DIRECTOR | Management | Y | For | For | |||||||||||||||||||
ILIAD SA | F4958P102 | 02-Jun-2021 | ELECTION OF ESTHER GAIDE AS A DIRECTOR | Management | Y | For | For |
International Stock Fund
ILIAD SA | F4958P102 | 02-Jun-2021 | SETTING THE ANNUAL AMOUNT OF REMUNERATION ALLOCATED TO MEMBERS OF THE BOARD OF DIRECTORS | Management | Y | For | For | |||||||||||||||||||
ILIAD SA | F4958P102 | 02-Jun-2021 | APPROVAL OF THE INFORMATION PROVIDED IN ACCORDANCE WITH ARTICLE L. 22-10-9 I OF THE FRENCH COMMERCIAL CODE | Management | Y | For | For | |||||||||||||||||||
ILIAD SA | F4958P102 | 02-Jun-2021 | APPROVAL OF THE COMPONENTS OF COMPENSATION PAID DURING, OR ALLOCATED FOR, THE YEAR ENDED DECEMBER 31, 2020 TO XAVIER NIEL IN HIS CAPACITY AS SENIOR VICE-PRESIDENT UNTIL MARCH 16, 2020 | Management | Y | For | For | |||||||||||||||||||
ILIAD SA | F4958P102 | 02-Jun-2021 | APPROVAL OF THE COMPONENTS OF COMPENSATION PAID DURING, OR ALLOCATED FOR, THE YEAR ENDED DECEMBER 31, 2020 TO XAVIER NIEL IN HIS CAPACITY AS CHAIRMAN OF THE BOARD OF DIRECTORS FROM MARCH 16, 2020 | Management | Y | For | For | |||||||||||||||||||
ILIAD SA | F4958P102 | 02-Jun-2021 | APPROVAL OF THE COMPONENTS OF COMPENSATION PAID DURING, OR ALLOCATED FOR, THE YEAR ENDED DECEMBER 31, 2020 TO MAXIME LOMBARDINI IN HIS CAPACITY AS CHAIRMAN OF THE BOARD OF DIRECTORS UNTIL MARCH 16, 2020 | Management | Y | For | For | |||||||||||||||||||
ILIAD SA | F4958P102 | 02-Jun-2021 | APPROVAL OF THE COMPONENTS OF COMPENSATION PAID DURING, OR ALLOCATED FOR, THE YEAR ENDED DECEMBER 31, 2020 TO THOMAS REYNAUD IN HIS CAPACITY AS CHIEF EXECUTIVE OFFICER | Management | Y | Against | Against | |||||||||||||||||||
ILIAD SA | F4958P102 | 02-Jun-2021 | APPROVAL OF THE COMPONENTS OF COMPENSATION PAID DURING, OR ALLOCATED FOR, THE YEAR ENDED DECEMBER 31, 2020 TO RANI ASSAF IN HIS CAPACITY AS SENIOR VICE-PRESIDENT | Management | Y | Against | Against | |||||||||||||||||||
ILIAD SA | F4958P102 | 02-Jun-2021 | APPROVAL OF THE COMPONENTS OF COMPENSATION PAID DURING, OR ALLOCATED FOR, THE YEAR ENDED DECEMBER 31, 2020 TO ANTOINE LEVAVASSEUR IN HIS CAPACITY AS SENIOR VICE-PRESIDENT | Management | Y | Against | Against | |||||||||||||||||||
ILIAD SA | F4958P102 | 02-Jun-2021 | APPROVAL OF THE COMPENSATION POLICY FOR THE CHAIRMAN OF THE BOARD OF DIRECTORS | Management | Y | For | For |
International Stock Fund
ILIAD SA | F4958P102 | 02-Jun-2021 | APPROVAL OF THE COMPENSATION POLICY FOR THE CHIEF EXECUTIVE OFFICER | Management | Y | Against | Against | |||||||||||||||||||
ILIAD SA | F4958P102 | 02-Jun-2021 | APPROVAL OF THE COMPENSATION POLICY FOR THE SENIOR VICE-PRESIDENTS | Management | Y | Against | Against | |||||||||||||||||||
ILIAD SA | F4958P102 | 02-Jun-2021 | APPROVAL OF THE COMPENSATION POLICY FOR THE DIRECTORS | Management | Y | For | For | |||||||||||||||||||
ILIAD SA | F4958P102 | 02-Jun-2021 | AUTHORIZATION FOR THE BOARD OF DIRECTORS TO CARRY OUT A SHARE BUYBACK PROGRAM | Management | Y | For | For | |||||||||||||||||||
ILIAD SA | F4958P102 | 02-Jun-2021 | AUTHORIZATION FOR THE BOARD OF DIRECTORS, TO ISSUE, WITH PRE-EMPTIVE SUBSCRIPTION RIGHTS, ORDINARY SHARES AND/OR SECURITIES CARRYING RIGHTS TO SHARES OR TO THE ALLOCATION OF DEBT SECURITIES OF THE COMPANY, ANY SUBSIDIARY OF THE COMPANY AND/OR ANY OTHER ENTITY | Management | Y | For | For | |||||||||||||||||||
ILIAD SA | F4958P102 | 02-Jun-2021 | AUTHORIZATION FOR THE BOARD OF DIRECTORS, TO ISSUE BY WAY OF A PUBLIC OFFERING - OTHER THAN AN OFFERING THAT FALLS WITHIN THE SCOPE OF ARTICLE L. 411-2 1 OF THE FRENCH MONETARY AND FINANCIAL CODE - AND WITHOUT PRE-EMPTIVE SUBSCRIPTION RIGHTS, ORDINARY SHARES AND/OR SECURITIES CARRYING RIGHTS TO SHARES OR TO THE ALLOCATION OF DEBT SECURITIES OF THE COMPANY, ANY SUBSIDIARY OF THE COMPANY AND/OR ANY OTHER ENTITY | Management | Y | Against | Against | |||||||||||||||||||
ILIAD SA | F4958P102 | 02-Jun-2021 | AUTHORIZATION FOR THE BOARD OF DIRECTORS TO ISSUE, BY WAY OF AN OFFERING THAT FALLS WITHIN THE SCOPE OF ARTICLE L. 411-2 1 OF THE FRENCH MONETARY AND FINANCIAL CODE AND WITHOUT PRE-EMPTIVE SUBSCRIPTION RIGHTS, ORDINARY SHARES AND/OR SECURITIES CARRYING RIGHTS TO SHARES OR TO THE ALLOCATION OF DEBT SECURITIES OF THE COMPANY, ANY SUBSIDIARY OF THE COMPANY AND/OR ANY OTHER ENTITY | Management | Y | Against | Against |
International Stock Fund
ILIAD SA | F4958P102 | 02-Jun-2021 | AUTHORIZATION FOR THE BOARD OF DIRECTORS TO SET THE ISSUE PRICE FOR ISSUES - CARRIED OUT WITHOUT PRE-EMPTIVE SUBSCRIPTION RIGHTS THROUGH A PUBLIC OFFERING OR AN OFFERING THAT FALLS WITHIN THE SCOPE OF ARTICLE L. 411-2 1 OF THE FRENCH MONETARY AND FINANCIAL CODE - OF SHARES, AND/OR EQUITY SECURITIES CARRYING RIGHTS TO OTHER EQUITY SECURITIES OR TO THE ALLOCATION OF DEBT SECURITIES, AND/OR SECURITIES CARRYING RIGHTS TO NEW EQUITY SECURITIES OF THE COMPANY, SUBJECT TO THE TERMS AND CONDITIONS SET BY THE SHAREHOLDERS AND A CEILING OF 10% OF THE COMPANY'S CAPITAL | Management | Y | Against | Against | |||||||||||||||||||
ILIAD SA | F4958P102 | 02-Jun-2021 | AUTHORIZATION FOR THE BOARD OF DIRECTORS TO INCREASE THE NUMBER OF SECURITIES INCLUDED IN AN ISSUE CARRIED OUT WITH OR WITHOUT PRE-EMPTIVE SUBSCRIPTION RIGHTS | Management | Y | Against | Against | |||||||||||||||||||
ILIAD SA | F4958P102 | 02-Jun-2021 | AUTHORIZATION FOR THE BOARD OF DIRECTORS TO ISSUE SHARES AND/OR EQUITY SECURITIES CARRYING RIGHTS TO OTHER EQUITY SECURITIES OF THE COMPANY, IN PAYMENT FOR CONTRIBUTIONS IN KIND MADE TO THE COMPANY AND CONSISTING OF EQUITY SECURITIES OR SECURITIES CARRYING RIGHTS TO SHARES OF ANOTHER ENTITY | Management | Y | Against | Against | |||||||||||||||||||
ILIAD SA | F4958P102 | 02-Jun-2021 | AUTHORIZATION FOR THE BOARD OF DIRECTORS TO ISSUE SHARES, EQUITY SECURITIES CARRYING RIGHTS TO OTHER EQUITY SECURITIES OR TO THE ALLOCATION OF DEBT SECURITIES, AND/OR SECURITIES CARRYING RIGHTS TO NEW EQUITY SECURITIES OF THE COMPANY, IN THE EVENT OF A PUBLIC OFFERING WITH A STOCK COMPONENT INITIATED BY THE COMPANY | Management | Y | Against | Against | |||||||||||||||||||
ILIAD SA | F4958P102 | 02-Jun-2021 | AUTHORIZATION FOR THE BOARD OF DIRECTORS TO INCREASE THE COMPANY'S SHARE CAPITAL BY CAPITALIZING RESERVES, PROFIT, ADDITIONAL PAID-IN CAPITAL OR OTHER ELIGIBLE ITEMS | Management | Y | For | For |
International Stock Fund
ILIAD SA | F4958P102 | 02-Jun-2021 | AUTHORIZATION FOR THE BOARD OF DIRECTORS TO ISSUE SHARES OF THE COMPANY TO MEMBERS OF AN EMPLOYEE STOCK OWNERSHIP PLAN, WITHOUT PRE-EMPTIVE SUBSCRIPTION RIGHTS | Management | Y | For | For | |||||||||||||||||||
ILIAD SA | F4958P102 | 02-Jun-2021 | AUTHORIZATION FOR THE BOARD OF DIRECTORS TO REDUCE THE COMPANY'S CAPITAL BY CANCELING TREASURY SHARES | Management | Y | For | For | |||||||||||||||||||
ILIAD SA | F4958P102 | 02-Jun-2021 | AMENDMENT TO ARTICLE 28 OF THE COMPANY'S BYLAWS, "QUORUM AND VOTING AT SHAREHOLDERS' MEETINGS" | Management | Y | For | For | |||||||||||||||||||
ILIAD SA | F4958P102 | 02-Jun-2021 | POWERS TO CARRY OUT FORMALITIES | Management | Y | For | For | |||||||||||||||||||
ILIAD SA | F4958P102 | 02-Jun-2021 | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN-INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | N | |||||||||||||||||||||
KEYENCE CORPORATION | J32491102 | 11-Jun-2021 | Please reference meeting materials. | Non-Voting | N | |||||||||||||||||||||
KEYENCE CORPORATION | J32491102 | 11-Jun-2021 | Approve Appropriation of Surplus | Management | Y | For | For | |||||||||||||||||||
KEYENCE CORPORATION | J32491102 | 11-Jun-2021 | Appoint a Director Takizaki, Takemitsu | Management | Y | For | For | |||||||||||||||||||
KEYENCE CORPORATION | J32491102 | 11-Jun-2021 | Appoint a Director Nakata, Yu | Management | Y | For | For | |||||||||||||||||||
KEYENCE CORPORATION | J32491102 | 11-Jun-2021 | Appoint a Director Yamaguchi, Akiji | Management | Y | For | For | |||||||||||||||||||
KEYENCE CORPORATION | J32491102 | 11-Jun-2021 | Appoint a Director Miki, Masayuki | Management | Y | For | For | |||||||||||||||||||
KEYENCE CORPORATION | J32491102 | 11-Jun-2021 | Appoint a Director Yamamoto, Hiroaki | Management | Y | For | For | |||||||||||||||||||
KEYENCE CORPORATION | J32491102 | 11-Jun-2021 | Appoint a Director Yamamoto, Akinori | Management | Y | For | For | |||||||||||||||||||
KEYENCE CORPORATION | J32491102 | 11-Jun-2021 | Appoint a Director Taniguchi, Seiichi | Management | Y | For | For | |||||||||||||||||||
KEYENCE CORPORATION | J32491102 | 11-Jun-2021 | Appoint a Director Suenaga, Kumiko | Management | Y | For | For | |||||||||||||||||||
KEYENCE CORPORATION | J32491102 | 11-Jun-2021 | Appoint a Substitute Corporate Auditor Yamamoto, Masaharu | Management | Y | For | For | |||||||||||||||||||
TOYOTA MOTOR CORPORATION | J32491102 | 16-Jun-2021 | Please reference meeting materials. | Non-Voting | N | |||||||||||||||||||||
TOYOTA MOTOR CORPORATION | J32491102 | 16-Jun-2021 | Appoint a Director Uchiyamada, Takeshi | Management | Y | Against | Against |
International Stock Fund
TOYOTA MOTOR CORPORATION | J32491102 | 16-Jun-2021 | Appoint a Director Hayakawa, Shigeru | Management | Y | For | For | |||||||||||||||||||
TOYOTA MOTOR CORPORATION | J32491102 | 16-Jun-2021 | Appoint a Director Toyoda, Akio | Management | Y | For | For | |||||||||||||||||||
TOYOTA MOTOR CORPORATION | J32491102 | 16-Jun-2021 | Appoint a Director Kobayashi, Koji | Management | Y | For | For | |||||||||||||||||||
TOYOTA MOTOR CORPORATION | J32491102 | 16-Jun-2021 | Appoint a Director James Kuffner | Management | Y | For | For | |||||||||||||||||||
TOYOTA MOTOR CORPORATION | J32491102 | 16-Jun-2021 | Appoint a Director Kon, Kenta | Management | Y | For | For | |||||||||||||||||||
TOYOTA MOTOR CORPORATION | J32491102 | 16-Jun-2021 | Appoint a Director Sugawara, Ikuro | Management | Y | For | For | |||||||||||||||||||
TOYOTA MOTOR CORPORATION | J32491102 | 16-Jun-2021 | Appoint a Director Sir Philip Craven | Management | Y | For | For | |||||||||||||||||||
TOYOTA MOTOR CORPORATION | J32491102 | 16-Jun-2021 | Appoint a Director Kudo, Teiko | Management | Y | For | For | |||||||||||||||||||
TOYOTA MOTOR CORPORATION | J32491102 | 16-Jun-2021 | Appoint a Substitute Corporate Auditor Sakai, Ryuji | Management | Y | For | For | |||||||||||||||||||
TOYOTA MOTOR CORPORATION | J32491102 | 16-Jun-2021 | Amend Articles to: Eliminate the Articles Related to Class Shares | Management | Y | For | For | |||||||||||||||||||
SONY GROUP CORPORATION | J76379106 | 22-Jun-2021 | Please reference meeting materials. | Non-Voting | N | |||||||||||||||||||||
SONY GROUP CORPORATION | J76379106 | 22-Jun-2021 | Appoint a Director Yoshida, Kenichiro | Management | Y | For | For | |||||||||||||||||||
SONY GROUP CORPORATION | J76379106 | 22-Jun-2021 | Appoint a Director Totoki, Hiroki | Management | Y | For | For | |||||||||||||||||||
SONY GROUP CORPORATION | J76379106 | 22-Jun-2021 | Appoint a Director Sumi, Shuzo | Management | Y | For | For | |||||||||||||||||||
SONY GROUP CORPORATION | J76379106 | 22-Jun-2021 | Appoint a Director Tim Schaaff | Management | Y | For | For | |||||||||||||||||||
SONY GROUP CORPORATION | J76379106 | 22-Jun-2021 | Appoint a Director Oka, Toshiko | Management | Y | For | For | |||||||||||||||||||
SONY GROUP CORPORATION | J76379106 | 22-Jun-2021 | Appoint a Director Akiyama, Sakie | Management | Y | For | For | |||||||||||||||||||
SONY GROUP CORPORATION | J76379106 | 22-Jun-2021 | Appoint a Director Wendy Becker | Management | Y | For | For | |||||||||||||||||||
SONY GROUP CORPORATION | J76379106 | 22-Jun-2021 | Appoint a Director Hatanaka, Yoshihiko | Management | Y | For | For | |||||||||||||||||||
SONY GROUP CORPORATION | J76379106 | 22-Jun-2021 | Appoint a Director Adam Crozier | Management | Y | For | For | |||||||||||||||||||
SONY GROUP CORPORATION | J76379106 | 22-Jun-2021 | Appoint a Director Kishigami, Keiko | Management | Y | For | For |
International Stock Fund
SONY GROUP CORPORATION | J76379106 | 22-Jun-2021 | Appoint a Director Joseph A. Kraft Jr. | Management | Y | For | For | |||||||||||||||||||
SONY GROUP CORPORATION | J76379106 | 22-Jun-2021 | Approve Issuance of Share Acquisition Rights as Stock Options | Management | Y | For | For | |||||||||||||||||||
TORAY INDUSTRIES,INC. | J89494116 | 22-Jun-2021 | Please reference meeting materials. | Non-Voting | N | |||||||||||||||||||||
TORAY INDUSTRIES,INC. | J89494116 | 22-Jun-2021 | Approve Appropriation of Surplus | Management | Y | For | For | |||||||||||||||||||
TORAY INDUSTRIES,INC. | J89494116 | 22-Jun-2021 | Appoint a Director Suga, Yasuo | Management | Y | For | For | |||||||||||||||||||
TORAY INDUSTRIES,INC. | J89494116 | 22-Jun-2021 | Appoint a Corporate Auditor Tanaka, Yoshiyuki | Management | Y | For | For | |||||||||||||||||||
TORAY INDUSTRIES,INC. | J89494116 | 22-Jun-2021 | Approve Payment of Bonuses to Corporate Officers | Management | Y | For | For | |||||||||||||||||||
NIDEC CORPORATION | J52968104 | 22-Jun-2021 | Please reference meeting materials. | Non-Voting | N | |||||||||||||||||||||
NIDEC CORPORATION | J52968104 | 22-Jun-2021 | Appoint a Director who is not Audit and Supervisory Committee Member Nagamori, Shigenobu | Management | Y | For | For | |||||||||||||||||||
NIDEC CORPORATION | J52968104 | 22-Jun-2021 | Appoint a Director who is not Audit and Supervisory Committee Member Seki, Jun | Management | Y | For | For | |||||||||||||||||||
NIDEC CORPORATION | J52968104 | 22-Jun-2021 | Appoint a Director who is not Audit and Supervisory Committee Member Sato, Teiichi | Management | Y | For | For | |||||||||||||||||||
NIDEC CORPORATION | J52968104 | 22-Jun-2021 | Appoint a Director who is not Audit and Supervisory Committee Member Shimizu, Osamu | Management | Y | For | For | |||||||||||||||||||
NIDEC CORPORATION | J52968104 | 22-Jun-2021 | Approve Details of the Performance-based Stock Compensation to be received by Directors (Excluding Directors who are Audit and Supervisory Committee Members) | Management | Y | For | For | |||||||||||||||||||
MURATA MANUFACTURING CO.,LTD. | J46840104 | 29-Jun-2021 | Please reference meeting materials. | Non-Voting | N | |||||||||||||||||||||
MURATA MANUFACTURING CO.,LTD. | J46840104 | 29-Jun-2021 | Approve Appropriation of Surplus | Management | Y | For | For | |||||||||||||||||||
MURATA MANUFACTURING CO.,LTD. | J46840104 | 29-Jun-2021 | Appoint a Director who is not Audit and Supervisory Committee Member Murata, Tsuneo | Management | Y | For | For | |||||||||||||||||||
MURATA MANUFACTURING CO.,LTD. | J46840104 | 29-Jun-2021 | Appoint a Director who is not Audit and Supervisory Committee Member Nakajima, Norio | Management | Y | For | For | |||||||||||||||||||
MURATA MANUFACTURING CO.,LTD. | J46840104 | 29-Jun-2021 | Appoint a Director who is not Audit and Supervisory Committee Member Iwatsubo, Hiroshi | Management | Y | For | For | |||||||||||||||||||
MURATA MANUFACTURING CO.,LTD. | J46840104 | 29-Jun-2021 | Appoint a Director who is not Audit and Supervisory Committee Member Ishitani, Masahiro | Management | Y | For | For |
International Stock Fund
MURATA MANUFACTURING CO.,LTD. | J46840104 | 29-Jun-2021 | Appoint a Director who is not Audit and Supervisory Committee Member Miyamoto, Ryuji | Management | Y | For | For | |||||||||||||||||||
MURATA MANUFACTURING CO.,LTD. | J46840104 | 29-Jun-2021 | Appoint a Director who is not Audit and Supervisory Committee Member Minamide, Masanori | Management | Y | For | For | |||||||||||||||||||
MURATA MANUFACTURING CO.,LTD. | J46840104 | 29-Jun-2021 | Appoint a Director who is not Audit and Supervisory Committee Member Shigematsu, Takashi | Management | Y | For | For | |||||||||||||||||||
MURATA MANUFACTURING CO.,LTD. | J46840104 | 29-Jun-2021 | Appoint a Director who is not Audit and Supervisory Committee Member Yasuda, Yuko | Management | Y | For | For | |||||||||||||||||||
MURATA MANUFACTURING CO.,LTD. | J46840104 | 29-Jun-2021 | Approve Details of the Restricted-Share Compensation to be received by Directors (Excluding Directors who are Audit and Supervisory Committee Members and Outside Directors) | Management | Y | For | For | |||||||||||||||||||
DISCO CORPORATION | J12327102 | 29-Jun-2021 | Please reference meeting materials. | Non-Voting | N | |||||||||||||||||||||
DISCO CORPORATION | J12327102 | 29-Jun-2021 | Approve Appropriation of Surplus | Management | Y | For | For | |||||||||||||||||||
DISCO CORPORATION | J12327102 | 29-Jun-2021 | Appoint a Director Sekiya, Kazuma | Management | Y | Against | Against | |||||||||||||||||||
DISCO CORPORATION | J12327102 | 29-Jun-2021 | Appoint a Director Yoshinaga, Noboru | Management | Y | For | For | |||||||||||||||||||
DISCO CORPORATION | J12327102 | 29-Jun-2021 | Appoint a Director Tamura, Takao | Management | Y | For | For | |||||||||||||||||||
DISCO CORPORATION | J12327102 | 29-Jun-2021 | Appoint a Director Inasaki, Ichiro | Management | Y | For | For | |||||||||||||||||||
DISCO CORPORATION | J12327102 | 29-Jun-2021 | Appoint a Director Tamura, Shinichi | Management | Y | For | For | |||||||||||||||||||
DISCO CORPORATION | J12327102 | 29-Jun-2021 | Appoint a Corporate Auditor Mimata, Tsutomu | Management | Y | For | For | |||||||||||||||||||
DISCO CORPORATION | J12327102 | 29-Jun-2021 | Approve Details of Compensation as Stock Options for Directors | Management | Y | Against | Against |
Signatures
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Madison Funds
By: /s/ Patrick F. Ryan
Patrick F. Ryan, President and Principal Executive Officer
Date: August 13, 2021