The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. The reader should not assume that the information is accurate and complete. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM D Notice of Exempt Offering of Securities OMB APPROVAL OMB Number: Estimated average burden hours per response: 1. Issuer's Identity CIK (Filer ID Number) Previous Names X None Entity Type X Corporation Limited Partnership Limited Liability Company General Partnership Business Trust Other (Specify) Name of Issuer M FINANCIAL HOLDINGS INC Jurisdiction of Incorporation/Organization DELAWARE Year of Incorporation/Organization X Over Five Years Ago Within Last Five Years (Specify Year) Yet to Be Formed 2. Principal Place of Business and Contact Information Name of Issuer M FINANCIAL HOLDINGS INC Street Address 1 Street Address 2 1125 NW COUCH STREET SUITE 900 City State/Province/Country ZIP/PostalCode Phone Number of Issuer PORTLAND OREGON 3. Related Persons Last Name First Name Middle Name Kaplan James Street Address 1 Street Address 2 300 Carnegie Center Suite 240 City State/Province/Country ZIP/PostalCode Princeton NEW JERSEY Relationship: Executive Officer Director Promoter Clarification of Response (if Necessary): Last Name First Name Middle Name Peterson Carl Street Address 1 Street Address 2 29 South Main Street Suite 215 City State/Province/Country ZIP/PostalCode West Hartford CONNECTICUT Relationship: Executive Officer Director Promoter Clarification of Response (if Necessary): Last Name First Name Middle Name Malarkey Timothy Street Address 1 Street Address 2 109 Pheasant Run City State/Province/Country ZIP/PostalCode Newtown PENNSYLVANIA Relationship: Executive Officer Director Promoter Clarification of Response (if Necessary): Last Name First Name Middle Name Turley Jeri Street Address 1 Street Address 2 5800 Patterson Avenue Suite 101 City State/Province/Country ZIP/PostalCode Richmond VIRGINIA Relationship: Executive Officer Director Promoter Clarification of Response (if Necessary): Last Name First Name Middle Name Lundin Steve Street Address 1 Street Address 2 1125 NW Couch Street Suite 900 City State/Province/Country ZIP/PostalCode Portland OREGON Relationship: X Executive Officer Director Promoter Clarification of Response (if Necessary): Last Name First Name Middle Name Kukar Kevin Street Address 1 Street Address 2 1125 NW Couch Street Suite 900 City State/Province/Country ZIP/PostalCode Portland OREGON Relationship: X Executive Officer Director Promoter Clarification of Response (if Necessary): Last Name First Name Middle Name Schutt David Street Address 1 Street Address 2 1125 NW Couch Street Suite 900 City State/Province/Country ZIP/PostalCode Portland OREGON Relationship: X Executive Officer Director Promoter Clarification of Response (if Necessary): Last Name First Name Middle Name McNamara-Fenesy Bridget Street Address 1 Street Address 2 1125 NW Couch Street Suite 900 City State/Province/Country ZIP/PostalCode PORTLAND OREGON Relationship: X Executive Officer Director Promoter Clarification of Response (if Necessary): Last Name First Name Middle Name Barens Kristin Street Address 1 Street Address 2 1421 Emerson Avenue City State/Province/Country ZIP/PostalCode Oxnard CALIFORNIA Relationship: Executive Officer Director Promoter Clarification of Response (if Necessary): Last Name First Name Middle Name Byers, Jr.