UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-08549
OAK ASSOCIATES FUNDS
(Exact name of registrant as specified in charter)
3875 Embassy Parkway, Suite 250, Akron, Ohio 44333-8334
(Address of principal executive offices) (Zip code)
Charles A. Kiraly
Oak Associates Funds
3875 Embassy Parkway, Suite 250
Akron, Ohio 44333-8334
(Name and address of agent for service)
Registrant’s Telephone Number, including Area Code: (888) 462-5386
Date of fiscal year end: October 31
Date of reporting period: July 1, 2020 - June 30, 2021
Item 1. Proxy Voting Record.
FORM N-Px REPORT
ICA File Number: 811-08549
Reporting Period: 07/01/2020 - 06/30/2021
Oak Associates Funds
Black Oak Emerging Technology Fund
ADVANCED ENERGY INDUSTRIES, INC. | |||
Ticker: | AEIS | Security ID: | 007973100 |
Meeting Date: | APR 30, 2021 | Meeting Type: | Annual |
Record Date: | MAR 08, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Grant H. Beard | For | For | Management |
1.2 | Elect Director Frederick A. Ball | For | For | Management |
1.3 | Elect Director Anne T. DelSanto | For | For | Management |
1.4 | Elect Director Tina M. Donikowski | For | For | Management |
1.5 | Elect Director Ronald C. Foster | For | For | Management |
1.6 | Elect Director Edward C. Grady | For | For | Management |
1.7 | Elect Director Stephen D. Kelley | For | For | Management |
1.8 | Elect Director Lanesha T. Minnix | For | For | Management |
1.9 | Elect Director Thomas M. Rohrs | For | For | Management |
1.10 | Elect Director John A. Roush | For | For | Management |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
4 | Amend Qualified Employee Stock Purchase Plan | For | For | Management |
AMBARELLA, INC. | |||
Ticker: | AMBA | Security ID: | G037AX101 |
Meeting Date: | JUN 17, 2021 | Meeting Type: | Annual |
Record Date: | APR 16, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Hsiao-Wuen Hon | For | For | Management |
1.2 | Elect Director Christopher B. Paisley | For | For | Management |
1.3 | Elect Director Andrew W. Verhalen | For | For | Management |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
5 | Approve Omnibus Stock Plan | For | Against | Management |
APPLE INC. | |||
Ticker: | AAPL | Security ID: | 037833100 |
Meeting Date: | FEB 23, 2021 | Meeting Type: | Annual |
Record Date: | DEC 28, 2020 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director James Bell | For | For | Management |
1b | Elect Director Tim Cook | For | For | Management |
1c | Elect Director Al Gore | For | For | Management |
1d | Elect Director Andrea Jung | For | For | Management |
1e | Elect Director Art Levinson | For | For | Management |
1f | Elect Director Monica Lozano | For | For | Management |
1g | Elect Director Ron Sugar | For | For | Management |
1h | Elect Director Sue Wagner | For | For | Management |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
4 | Proxy Access Amendments | Against | For | Shareholder |
5 | Improve Principles of Executive Compensation Program | Against | Against | Shareholder |
CIRRUS LOGIC, INC. | |||
Ticker: | CRUS | Security ID: | 172755100 |
Meeting Date: | JUL 31, 2020 | Meeting Type: | Annual |
Record Date: | JUN 01, 2020 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John C. Carter | For | For | Management |
1.2 | Elect Director Alexander M. Davern | For | For | Management |
1.3 | Elect Director Timothy R. Dehne | For | For | Management |
1.4 | Elect Director Deirdre R. Hanford | For | For | Management |
1.5 | Elect Director Catherine P. Lego | For | For | Management |
1.6 | Elect Director Jason P. Rhode | For | For | Management |
1.7 | Elect Director Alan R. Schuele | For | For | Management |
1.8 | Elect Director David J. Tupman | For | For | Management |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
4 | Amend Omnibus Stock Plan | For | For | Management |
CITRIX SYSTEMS, INC. | |||
Ticker: | CTXS | Security ID: | 177376100 |
Meeting Date: | JUN 04, 2021 | Meeting Type: | Annual |
Record Date: | APR 06, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Robert M. Calderoni | For | For | Management |
1b | Elect Director Nanci E. Caldwell | For | For | Management |
1c | Elect Director Murray J. Demo | For | For | Management |
1d | Elect Director Ajei S. Gopal | For | For | Management |
1e | Elect Director David J. Henshall | For | For | Management |
1f | Elect Director Thomas E. Hogan | For | For | Management |
1g | Elect Director Moira A. Kilcoyne | For | For | Management |
1h | Elect Director Robert E. Knowling, Jr. | For | For | Management |
1i | Elect Director Peter J. Sacripanti | For | For | Management |
1j | Elect Director J. Donald Sherman | For | For | Management |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Adopt Simple Majority Vote | None | For | Shareholder |
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION | |||
Ticker: | CTSH | Security ID: | 192446102 |
Meeting Date: | JUN 01, 2021 | Meeting Type: | Annual |
Record Date: | APR 05, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Zein Abdalla | For | For | Management |
1b | Elect Director Vinita Bali | For | For | Management |
1c | Elect Director Maureen Breakiron-Evans | For | For | Management |
1d | Elect Director Archana Deskus | For | For | Management |
1e | Elect Director John M. Dineen | For | For | Management |
1f | Elect Director Brian Humphries | For | For | Management |
1g | Elect Director Leo S. Mackay, Jr. | For | For | Management |
1h | Elect Director Michael Patsalos-Fox | For | For | Management |
1i | Elect Director Joseph M. Velli | For | For | Management |
1j | Elect Director Sandra S. Wijnberg | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
4 | Provide Right to Act by Written Consent | Against | Against | Shareholder |
COHU, INC. | |||
Ticker: | COHU | Security ID: | 192576106 |
Meeting Date: | MAY 05, 2021 | Meeting Type: | Annual |
Record Date: | MAR 16, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Andrew M. Caggia | For | For | Management |
1b | Elect Director Luis A. Muller | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
3 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
CONCENTRIX CORPORATION | |||
Ticker: | CNXC | Security ID: | 20602D101 |
Meeting Date: | APR 20, 2021 | Meeting Type: | Annual |
Record Date: | FEB 26, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Christopher Caldwell | For | For | Management |
1b | Elect Director Teh-Chien Chou | For | For | Management |
1c | Elect Director LaVerne H. Council | For | For | Management |
1d | Elect Director Jennifer Deason | For | For | Management |
1e | Elect Director Kathryn Hayley | For | For | Management |
1f | Elect Director Kathryn Marinello | For | For | Management |
1g | Elect Director Dennis Polk | For | For | Management |
1h | Elect Director Ann Vezina | For | For | Management |
2 | Ratify KPMG LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
DIODES INCORPORATED | |||
Ticker: | DIOD | Security ID: | 254543101 |
Meeting Date: | MAY 24, 2021 | Meeting Type: | Annual |
Record Date: | MAR 29, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Angie Chen Button | For | For | Management |
1.2 | Elect Director C.H. Chen | For | For | Management |
1.3 | Elect Director Warren Chen | For | For | Management |
1.4 | Elect Director Michael R. Giordano | For | For | Management |
1.5 | Elect Director Keh-Shew Lu | For | For | Management |
1.6 | Elect Director Peter M. Menard | For | For | Management |
1.7 | Elect Director Christina Wen-Chi Sung | For | For | Management |
1.8 | Elect Director Michael K.C. Tsai | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Ratify Moss Adams LLP as Auditor | For | For | Management |
DRAFTKINGS INC. | |||
Ticker: | DKNG | Security ID: | 26142R104 |
Meeting Date: | APR 28, 2021 | Meeting Type: | Annual |
Record Date: | MAR 01, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Jason D. Robins | For | Withhold | Management |
1.2 | Elect Director Harry Evans Sloan | For | Withhold | Management |
1.3 | Elect Director Matthew Kalish | For | Withhold | Management |
1.4 | Elect Director Paul Liberman | For | Withhold | Management |
1.5 | Elect Director Woodrow H. Levin | For | Withhold | Management |
1.6 | Elect Director Shalom Meckenzie | For | Withhold | Management |
1.7 | Elect Director Jocelyn Moore | For | For | Management |
1.8 | Elect Director Ryan R. Moore | For | Withhold | Management |
1.9 | Elect Director Valerie Mosley | For | For | Management |
1.10 | Elect Director Steven J. Murray | For | Withhold | Management |
1.11 | Elect Director Hany M. Nada | For | Withhold | Management |
1.12 | Elect Director John S. Salter | For | Withhold | Management |
1.13 | Elect Director Marni M. Walden | For | Withhold | Management |
2 | Ratify BDO USA, LLP as Auditors | For | For | Management |
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
4 | Other Business | For | Against | Management |
DXC TECHNOLOGY COMPANY | |||
Ticker: | DXC | Security ID: | 23355L106 |
Meeting Date: | AUG 13, 2020 | Meeting Type: | Annual |
Record Date: | JUN 15, 2020 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Mukesh Aghi | For | For | Management |
1b | Elect Director Amy E. Alving | For | For | Management |
1c | Elect Director David A. Barnes | For | For | Management |
1d | Elect Director Raul J. Fernandez | For | For | Management |
1e | Elect Director David L. Herzog | For | For | Management |
1f | Elect Director Mary L. Krakauer | For | For | Management |
1g | Elect Director Ian C. Read | For | For | Management |
1h | Elect Director Michael J. Salvino | For | For | Management |
1i | Elect Director Manoj P. Singh | For | For | Management |
1j | Elect Director Robert F. Woods | For | For | Management |
2 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Amend Omnibus Stock Plan | For | Against | Management |
5 | Amend Non-Employee Director Restricted Stock Plan | For | For | Management |
F5 NETWORKS, INC. | |||
Ticker: | FFIV | Security ID: | 315616102 |
Meeting Date: | MAR 11, 2021 | Meeting Type: | Annual |
Record Date: | JAN 06, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Sandra E. Bergeron | For | For | Management |
1b | Elect Director Elizabeth L. Buse | For | For | Management |
1c | Elect Director Michel Combes | For | Against | Management |
1d | Elect Director Michael L. Dreyer | For | For | Management |
1e | Elect Director Alan J. Higginson | For | For | Management |
1f | Elect Director Peter S. Klein | For | For | Management |
1g | Elect Director Francois Locoh-Donou | For | For | Management |
1h | Elect Director Nikhil Mehta | For | For | Management |
1i | Elect Director Marie E. Myers | For | For | Management |
1j | Elect Director Sripada Shivananda | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
FACEBOOK, INC. | |||
Ticker: | FB | Security ID: | 30303M102 |
Meeting Date: | MAY 26, 2021 | Meeting Type: | Annual |
Record Date: | APR 01, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Peggy Alford | For | For | Management |
1.2 | Elect Director Marc L. Andreessen | For | Withhold | Management |
1.3 | Elect Director Andrew W. Houston | For | Withhold | Management |
1.4 | Elect Director Nancy Killefer | For | For | Management |
1.5 | Elect Director Robert M. Kimmitt | For | For | Management |
1.6 | Elect Director Sheryl K. Sandberg | For | For | Management |
1.7 | Elect Director Peter A. Thiel | For | Withhold | Management |
1.8 | Elect Director Tracey T. Travis | For | For | Management |
1.9 | Elect Director Mark Zuckerberg | For | For | Management |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
3 | Amend Non-Employee Director Compensation Policy | For | Against | Management |
4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Against | For | Shareholder |
5 | Require Independent Board Chair | Against | For | Shareholder |
6 | Report on Online Child Sexual Exploitation | Against | For | Shareholder |
7 | Require Independent Director Nominee with Human and/or Civil Rights Experience | Against | Against | Shareholder |
8 | Report on Platform Misuse | Against | For | Shareholder |
9 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Against | Against | Shareholder |
FORTINET, INC. | |||
Ticker: | FTNT | Security ID: | 34959E109 |
Meeting Date: | JUN 18, 2021 | Meeting Type: | Annual |
Record Date: | APR 26, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Ken Xie | For | For | Management |
1.2 | Elect Director Michael Xie | For | For | Management |
1.3 | Elect Director Kelly Ducourty | For | For | Management |
1.4 | Elect Director Kenneth A. Goldman | For | For | Management |
1.5 | Elect Director Ming Hsieh | For | For | Management |
1.6 | Elect Director Jean Hu | For | For | Management |
1.7 | Elect Director William H. Neukom | For | For | Management |
1.8 | Elect Director Judith Sim | For | For | Management |
2 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
ILLUMINA, INC. | |||
Ticker: | ILMN | Security ID: | 452327109 |
Meeting Date: | MAY 26, 2021 | Meeting Type: | Annual |
Record Date: | MAR 31, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1A | Elect Director Caroline D. Dorsa | For | For | Management |
1B | Elect Director Robert S. Epstein | For | For | Management |
1C | Elect Director Scott Gottlieb | For | For | Management |
1D | Elect Director Gary S. Guthart | For | For | Management |
1E | Elect Director Philip W. Schiller | For | For | Management |
1F | Elect Director John W. Thompson | For | For | Management |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
JACK HENRY & ASSOCIATES, INC. | |||
Ticker: | JKHY | Security ID: | 426281101 |
Meeting Date: | NOV 17, 2020 | Meeting Type: | Annual |
Record Date: | SEP 21, 2020 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Matthew C. Flanigan | For | For | Management |
1.2 | Elect Director John F. Prim | For | For | Management |
1.3 | Elect Director Thomas H. Wilson, Jr. | For | For | Management |
1.4 | Elect Director Jacque R. Fiegel | For | For | Management |
1.5 | Elect Director Thomas A. Wimsett | For | For | Management |
1.6 | Elect Director Laura G. Kelly | For | For | Management |
1.7 | Elect Director Shruti S. Miyashiro | For | For | Management |
1.8 | Elect Director Wesley A. Brown | For | For | Management |
1.9 | Elect Director David B. Foss | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
3 | Eliminate Supermajority Vote Requirement for Acquisition Transactions | For | For | Management |
4 | Ratify PricewaterhouseCoopers, LLP as Auditors | For | For | Management |
KLA CORPORATION | |||
Ticker: | KLAC | Security ID: | 482480100 |
Meeting Date: | NOV 04, 2020 | Meeting Type: | Annual |
Record Date: | SEP 16, 2020 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Edward Barnholt | For | For | Management |
1.2 | Elect Director Robert Calderoni | For | For | Management |
1.3 | Elect Director Jeneanne Hanley | For | For | Management |
1.4 | Elect Director Emiko Higashi | For | For | Management |
1.5 | Elect Director Kevin Kennedy | For | For | Management |
1.6 | Elect Director Gary Moore | For | For | Management |
1.7 | Elect Director Marie Myers | For | For | Management |
1.8 | Elect Director Kiran Patel | For | For | Management |
1.9 | Elect Director Victor Peng | For | For | Management |
1.10 | Elect Director Robert Rango | For | For | Management |
1.11 | Elect Director Richard Wallace | For | For | Management |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
4 | Adopt Proxy Access Right | Against | For | Shareholder |
KULICKE AND SOFFA INDUSTRIES, INC. | |||
Ticker: | KLIC | Security ID: | 501242101 |
Meeting Date: | MAR 04, 2021 | Meeting Type: | Annual |
Record Date: | DEC 07, 2020 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Chin Hu Lim | For | For | Management |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
3 | Approve Omnibus Stock Plan | For | For | Management |
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
LAM RESEARCH CORPORATION | |||
Ticker: | LRCX | Security ID: | 512807108 |
Meeting Date: | NOV 03, 2020 | Meeting Type: | Annual |
Record Date: | SEP 04, 2020 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Sohail U. Ahmed | For | For | Management |
1.2 | Elect Director Timothy M. Archer | For | For | Management |
1.3 | Elect Director Eric K. Brandt | For | For | Management |
1.4 | Elect Director Michael R. Cannon | For | For | Management |
1.5 | Elect Director Catherine P. Lego | For | For | Management |
1.6 | Elect Director Bethany J. Mayer | For | For | Management |
1.7 | Elect Director Abhijit Y. Talwalkar | For | For | Management |
1.8 | Elect Director Lih Shyng (Rick L.) Tsai | For | For | Management |
1.9 | Elect Director Leslie F. Varon | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
3 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
NETAPP, INC. | |||
Ticker: | NTAP | Security ID: | 64110D104 |
Meeting Date: | SEP 10, 2020 | Meeting Type: | Annual |
Record Date: | JUL 17, 2020 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director T. Michael Nevens | For | For | Management |
1b | Elect Director Deepak Ahuja | For | For | Management |
1c | Elect Director Gerald Held | For | For | Management |
1d | Elect Director Kathryn M. Hill | For | For | Management |
1e | Elect Director Deborah L. Kerr | For | For | Management |
1f | Elect Director George Kurian | For | For | Management |
1g | Elect Director Scott F. Schenkel | For | For | Management |
1h | Elect Director George T. Shaheen | For | For | Management |
2 | Advisory Vote to Ratify Named | For | For | Management |
Executive Officers’ Compensation | ||||
3 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management |
4 | Provide Right to Act by Written Consent | Against | For | Shareholder |
NEXTGEN HEALTHCARE, INC. | |||
Ticker: | NXGN | Security ID: | 65343C102 |
Meeting Date: | AUG 18, 2020 | Meeting Type: | Annual |
Record Date: | JUN 25, 2020 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John R. “Rusty” Frantz | For | For | Management |
1.2 | Elect Director Craig A. Barbarosh | For | For | Management |
1.3 | Elect Director George H. Bristol | For | For | Management |
1.4 | Elect Director Julie D. Klapstein | For | For | Management |
1.5 | Elect Director James C. Malone | For | For | Management |
1.6 | Elect Director Jeffrey H. Margolis | For | For | Management |
1.7 | Elect Director Morris Panner | For | For | Management |
1.8 | Elect Director Sheldon Razin | For | For | Management |
1.9 | Elect Director Lance E. Rosenzweig | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
PALO ALTO NETWORKS, INC. | |||
Ticker: | PANW | Security ID: | 697435105 |
Meeting Date: | DEC 09, 2020 | Meeting Type: | Annual |
Record Date: | OCT 13, 2020 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Nikesh Arora | For | Withhold | Management |
1b | Elect Director Carl Eschenbach | For | Withhold | Management |
1c | Elect Director Lorraine Twohill | For | Withhold | Management |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
PAYLOCITY HOLDING CORPORATION | |||
Ticker: | PCTY | Security ID: | 70438V106 |
Meeting Date: | DEC 03, 2020 | Meeting Type: | Annual |
Record Date: | OCT 14, 2020 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Steven I. Sarowitz | For | For | Management |
1.2 | Elect Director Ellen Carnahan | For | For | Management |
1.3 | Elect Director Jeffrey T. Diehl | For | For | Management |
2 | Ratify KPMG LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
PAYPAL HOLDINGS, INC. | |||
Ticker: | PYPL | Security ID: | 70450Y103 |
Meeting Date: | MAY 26, 2021 | Meeting Type: | Annual |
Record Date: | MAR 30, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Rodney C. Adkins | For | For | Management |
1b | Elect Director Jonathan Christodoro | For | For | Management |
1c | Elect Director John J. Donahoe | For | For | Management |
1d | Elect Director David W. Dorman | For | For | Management |
1e | Elect Director Belinda J. Johnson | For | For | Management |
1f | Elect Director Gail J. McGovern | For | For | Management |
1g | Elect Director Deborah M. Messemer | For | For | Management |
1h | Elect Director David M. Moffett | For | For | Management |
1i | Elect Director Ann M. Sarnoff | For | For | Management |
1j | Elect Director Daniel H. Schulman | For | For | Management |
1k | Elect Director Frank D. Yeary | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
4 | Provide Right to Act by Written Consent | Against | For | Shareholder |
5 | Report on Whether Written Policies or Unwritten Norms Reinforce Racism in Company Culture | Against | Against | Shareholder |
PERFICIENT, INC. | |||
Ticker: | PRFT | Security ID: | 71375U101 |
Meeting Date: | MAY 25, 2021 | Meeting Type: | Annual |
Record Date: | MAR 29, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Jeffrey S. Davis | For | For | Management |
1b | Elect Director Ralph C. Derrickson | For | For | Management |
1c | Elect Director David S. Lundeen | For | For | Management |
1d | Elect Director Brian L. Matthews | For | For | Management |
1e | Elect Director Nancy C. Pechloff | For | For | Management |
1f | Elect Director Gary M. Wimberly | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Ratify KPMG LLP as Auditors | For | For | Management |
QUALCOMM INCORPORATED | |||
Ticker: | QCOM | Security ID: | 747525103 |
Meeting Date: | MAR 10, 2021 | Meeting Type: | Annual |
Record Date: | JAN 11, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Sylvia Acevedo | For | For | Management |
1b | Elect Director Mark Fields | For | For | Management |
1c | Elect Director Jeffrey W. Henderson | For | For | Management |
1d | Elect Director Gregory N. Johnson | For | For | Management |
1e | Elect Director Ann M. Livermore | For | For | Management |
1f | Elect Director Harish Manwani | For | For | Management |
1g | Elect Director Mark D. McLaughlin | For | For | Management |
1h | Elect Director Jamie S. Miller | For | For | Management |
1i | Elect Director Steve Mollenkopf | For | For | Management |
1j | Elect Director Clark T. “Sandy” Randt, Jr. | For | For | Management |
1k | Elect Director Irene B. Rosenfeld | For | For | Management |
1l | Elect Director Kornelis “Neil” Smit | For | For | Management |
1m | Elect Director Jean-Pascal Tricoire | For | For | Management |
1n | Elect Director Anthony J. Vinciquerra | For | For | Management |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
SALESFORCE.COM, INC. | |||
Ticker: | CRM | Security ID: | 79466L302 |
Meeting Date: | JUN 10, 2021 | Meeting Type: | Annual |
Record Date: | APR 15, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Marc Benioff | For | For | Management |
1b | Elect Director Craig Conway | For | For | Management |
1c | Elect Director Parker Harris | For | For | Management |
1d | Elect Director Alan Hassenfeld | For | For | Management |
1e | Elect Director Neelie Kroes | For | For | Management |
1f | Elect Director Colin Powell | For | For | Management |
1g | Elect Director Sanford Robertson | For | For | Management |
1h | Elect Director John V. Roos | For | For | Management |
1i | Elect Director Robin Washington | For | For | Management |
1j | Elect Director Maynard Webb | For | For | Management |
1k | Elect Director Susan Wojcicki | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
5 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Against | Against | Shareholder |
SCIENCE APPLICATIONS INTERNATIONAL CORPORATION | |||
Ticker: | SAIC | Security ID: | 808625107 |
Meeting Date: | JUN 02, 2021 | Meeting Type: | Annual |
Record Date: | APR 06, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Robert A. Bedingfield | For | For | Management |
1b | Elect Director Carol A. Goode | For | For | Management |
1c | Elect Director Garth N. Graham | For | For | Management |
1d | Elect Director John J. Hamre | For | For | Management |
1e | Elect Director Yvette M. Kanouff | For | For | Management |
1f | Elect Director Nazzic S. Keene | For | For | Management |
1g | Elect Director Timothy J. Mayopoulos | For | For | Management |
1h | Elect Director Katharina G. McFarland | For | For | Management |
1i | Elect Director Donna S. Morea | For | For | Management |
1j | Elect Director Steven R. Shane | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
SEAGATE TECHNOLOGY PLC | |||
Ticker: | STX | Security ID: | G7945M107 |
Meeting Date: | OCT 22, 2020 | Meeting Type: | Annual |
Record Date: | AUG 24, 2020 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Mark W. Adams | For | For | Management |
1b | Elect Director Judy Bruner | For | For | Management |
1c | Elect Director Michael R. Cannon | For | For | Management |
1d | Elect Director William T. Coleman | For | For | Management |
1e | Elect Director Jay L. Geldmacher | For | For | Management |
1f | Elect Director Dylan G. Haggart | For | For | Management |
1g | Elect Director Stephen J. Luczo | For | For | Management |
1h | Elect Director William D. Mosley | For | For | Management |
1i | Elect Director Stephanie Tilenius | For | For | Management |
1j | Elect Director Edward J. Zander | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
3 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
4 | Determine Price Range for Reissuance of Treasury Shares | For | For | Management |
SILICON MOTION TECHNOLOGY CORP. | |||
Ticker: | SIMO | Security ID: | 82706C108 |
Meeting Date: | SEP 30, 2020 | Meeting Type: | Annual |
Record Date: | AUG 12, 2020 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Yung-Chien Wang and Lien-Chun Liu as Directors | For | For | Management |
2 | Approve Appointment of Deloitte & Touche as Independent Auditor | For | For | Management |
SOLAREDGE TECHNOLOGIES, INC. | |||
Ticker: | SEDG | Security ID: | 83417M104 |
Meeting Date: | JUN 01, 2021 | Meeting Type: | Annual |
Record Date: | APR 05, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Nadav Zafrir | For | Against | Management |
1b | Elect Director Avery More | For | Against | Management |
1c | Elect Director Zivi Lando | For | Against | Management |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
SYNNEX CORPORATION | |||
Ticker: | SNX | Security ID: | 87162W100 |
Meeting Date: | MAR 16, 2021 | Meeting Type: | Annual |
Record Date: | JAN 22, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Kevin Murai | For | For | Management |
1.2 | Elect Director Dwight Steffensen | For | For | Management |
1.3 | Elect Director Dennis Polk | For | For | Management |
1.4 | Elect Director Fred Breidenbach | For | For | Management |
1.5 | Elect Director Laurie Simon Hodrick | For | For | Management |
1.6 | Elect Director Hau Lee | For | For | Management |
1.7 | Elect Director Matthew Miau | For | Withhold | Management |
1.8 | Elect Director Ann Vezina | For | For | Management |
1.9 | Elect Director Thomas Wurster | For | For | Management |
1.10 | Elect Director Duane Zitzner | For | For | Management |
1.11 | Elect Director Andrea Zulberti | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
3 | Ratify KPMG LLP as Auditors | For | For | Management |
SYNNEX CORPORATION | |||
Ticker: | SNX | Security ID: | 87162W100 |
Meeting Date: | JUN 30, 2021 | Meeting Type: | Special |
Record Date: | JUN 08, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Merger Agreement | For | For | Management |
2 | Issue Shares in Connection with Merger | For | For | Management |
3 | Increase Authorized Common Stock | For | For | Management |
4 | Amend Certificate of Incorporation to Waive Corporate Opportunity Doctrine | For | Against | Management |
5 | Adjourn Meeting | For | For | Management |
TESLA, INC. | |||
Ticker: | TSLA | Security ID: | 88160R101 |
Meeting Date: | SEP 22, 2020 | Meeting Type: | Annual |
Record Date: | JUL 31, 2020 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Elon Musk | For | For | Management |
1.2 | Elect Director Robyn Denholm | For | Against | Management |
1.3 | Elect Director Hiromichi Mizuno | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
4 | Report on Paid Advertising | Against | Against | Shareholder |
5 | Adopt Simple Majority Vote | Against | For | Shareholder |
6 | Report on Employee Arbitration | Against | For | Shareholder |
7 | Additional Reporting on Human Rights | Against | For | Shareholder |
UBIQUITI INC. | |||
Ticker: | UI | Security ID: | 90353W103 |
Meeting Date: | DEC 10, 2020 | Meeting Type: | Annual |
Record Date: | OCT 19, 2020 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Robert J. Pera | For | Withhold | Management |
2 | Ratify KPMG LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
4 | Approve Omnibus Stock Plan | For | Against | Management |
VERINT SYSTEMS INC. | |||
Ticker: | VRNT | Security ID: | 92343X100 |
Meeting Date: | JUN 17, 2021 | Meeting Type: | Annual |
Record Date: | APR 26, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Dan Bodner | For | For | Management |
1.2 | Elect Director Linda Crawford | For | For | Management |
1.3 | Elect Director John Egan | For | For | Management |
1.4 | Elect Director Reid French | For | For | Management |
1.5 | Elect Director Stephen Gold | For | For | Management |
1.6 | Elect Director William Kurtz | For | For | Management |
1.7 | Elect Director Andrew Miller | For | For | Management |
1.8 | Elect Director Richard Nottenburg | For | For | Management |
1.9 | Elect Director Jason Wright | For | For | Management |
2 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
Live Oak Health Sciences Fund
ALCON INC. | |||
Ticker: | ALC | Security ID: | H01301128 |
Meeting Date: | APR 28, 2021 | Meeting Type: | Annual |
Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Discharge of Board and Senior Management | For | For | Management |
3 | Approve Allocation of Income and Dividends of CHF 0.10 per Share | For | For | Management |
4.1 | Approve Remuneration Report (Non-Binding) | For | Against | Management |
4.2 | Approve Remuneration of Directors in the Amount of CHF 3.3 Million | For | For | Management |
4.3 | Approve Remuneration of Executive Committee in the Amount of CHF 38.4 Million | For | For | Management |
5.1 | Reelect Michael Ball as Director and Board Chairman | For | For | Management |
5.2 | Reelect Lynn Bleil as Director | For | For | Management |
5.3 | Reelect Arthur Cummings as Director | For | For | Management |
5.4 | Reelect David Endicott as Director | For | For | Management |
5.5 | Reelect Thomas Glanzmann as Director | For | For | Management |
5.6 | Reelect Keith Grossman as Director | For | Against | Management |
5.7 | Reelect Scott Maw as Director | For | For | Management |
5.8 | Reelect Karen May as Director | For | For | Management |
5.9 | Reelect Ines Poeschel as Director | For | For | Management |
5.10 | Reelect Dieter Spaelti as Director | For | For | Management |
6.1 | Reappoint Thomas Glanzmann as Member of the Compensation Committee | For | For | Management |
6.2 | Reappoint Keith Grossman as Member of the Compensation Committee | For | Against | Management |
6.3 | Reappoint Karen May as Member of the Compensation Committee | For | For | Management |
6.4 | Reappoint Ines Poeschel as Member of the Compensation Committee | For | For | Management |
7 | Designate Hartmann Dreyer Attorneys-at-Law as Independent Proxy | For | For | Management |
8 | Ratify PricewaterhouseCoopers SA as Auditors | For | For | Management |
9 | Transact Other Business (Voting) | For | Against | Management |
ALEXION PHARMACEUTICALS, INC. | |||
Ticker: | ALXN | Security ID: | 015351109 |
Meeting Date: | MAY 11, 2021 | Meeting Type: | Special |
Record Date: | MAR 30, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Merger Agreement | For | For | Management |
2 | Advisory Vote on Golden Parachutes | For | For | Management |
3 | Adjourn Meeting | For | For | Management |
AMGEN INC. | |||
Ticker: | AMGN | Security ID: | 031162100 |
Meeting Date: | MAY 18, 2021 | Meeting Type: | Annual |
Record Date: | MAR 19, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Wanda M. Austin | For | For | Management |
1b | Elect Director Robert A. Bradway | For | For | Management |
1c | Elect Director Brian J. Druker | For | For | Management |
1d | Elect Director Robert A. Eckert | For | For | Management |
1e | Elect Director Greg C. Garland | For | For | Management |
1f | Elect Director Charles M. Holley, Jr. | For | For | Management |
1g | Elect Director Tyler Jacks | For | For | Management |
1h | Elect Director Ellen J. Kullman | For | For | Management |
1i | Elect Director Amy E. Miles | For | For | Management |
1j | Elect Director Ronald D. Sugar | For | For | Management |
1k | Elect Director R. Sanders Williams | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
ANTHEM, INC. | |||
Ticker: | ANTM | Security ID: | 036752103 |
Meeting Date: | MAY 26, 2021 | Meeting Type: | Annual |
Record Date: | MAR 22, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Lewis Hay, III | For | For | Management |
1.2 | Elect Director Antonio F. Neri | For | For | Management |
1.3 | Elect Director Ramiro G. Peru | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
BIOGEN INC. | |||
Ticker: | BIIB | Security ID: | 09062X103 |
Meeting Date: | JUN 02, 2021 | Meeting Type: | Annual |
Record Date: | APR 09, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Alexander J. Denner | For | For | Management |
1b | Elect Director Caroline D. Dorsa | For | For | Management |
1c | Elect Director Maria C. Freire | For | For | Management |
1d | Elect Director William A. Hawkins | For | For | Management |
1e | Elect Director William D. Jones | For | For | Management |
1f | Elect Director Nancy L. Leaming | For | For | Management |
1g | Elect Director Jesus B. Mantas | For | For | Management |
1h | Elect Director Richard C. Mulligan | For | For | Management |
1i | Elect Director Stelios Papadopoulos | For | For | Management |
1j | Elect Director Brian S. Posner | For | For | Management |
1k | Elect Director Eric K. Rowinsky | For | For | Management |
1l | Elect Director Stephen A. Sherwin | For | For | Management |
1m | Elect Director Michel Vounatsos | For | For | Management |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Amend Certificate of Incorporation to Add Federal Forum Selection Provision | For | For | Management |
5 | Report on Lobbying Payments and Policy | Against | For | Shareholder |
6 | Report on Gender Pay Gap | Against | Against | Shareholder |
CARDINAL HEALTH, INC. | |||
Ticker: | CAH | Security ID: | 14149Y108 |
Meeting Date: | NOV 04, 2020 | Meeting Type: | Annual |
Record Date: | SEP 08, 2020 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Carrie S. Cox | For | For | Management |
1b | Elect Director Calvin Darden | For | For | Management |
1c | Elect Director Bruce L. Downey | For | For | Management |
1d | Elect Director Sheri H. Edison | For | For | Management |
1e | Elect Director David C. Evans | For | For | Management |
1f | Elect Director Patricia A. Hemingway Hall | For | For | Management |
1g | Elect Director Akhil Johri | For | For | Management |
1h | Elect Director Michael C. Kaufmann | For | For | Management |
1i | Elect Director Gregory B. Kenny | For | For | Management |
1j | Elect Director Nancy Killefer | For | For | Management |
1k | Elect Director J. Michael Losh | For | For | Management |
1l | Elect Director Dean A. Scarborough | For | For | Management |
1m | Elect Director John H. Weiland | For | For | Management |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | For | For | Management |
5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Against | For | Shareholder |
6 | Require Independent Board Chair | Against | For | Shareholder |
CHARLES RIVER LABORATORIES INTERNATIONAL, INC. | |||
Ticker: | CRL | Security ID: | 159864107 |
Meeting Date: | MAY 06, 2021 | Meeting Type: | Annual |
Record Date: | MAR 15, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director James C. Foster | For | For | Management |
1.2 | Elect Director Nancy C. Andrews | For | For | Management |
1.3 | Elect Director Robert Bertolini | For | For | Management |
1.4 | Elect Director Deborah T. Kochevar | For | For | Management |
1.5 | Elect Director George Llado, Sr. | For | For | Management |
1.6 | Elect Director Martin W. Mackay | For | For | Management |
1.7 | Elect Director George E. Massaro | For | For | Management |
1.8 | Elect Director George M. Milne, Jr. | For | For | Management |
1.9 | Elect Director C. Richard Reese | For | For | Management |
1.10 | Elect Director Richard F. Wallman | For | For | Management |
1.11 | Elect Director Virginia M. Wilson | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
CIGNA CORPORATION | |||
Ticker: | CI | Security ID: | 125523100 |
Meeting Date: | APR 28, 2021 | Meeting Type: | Annual |
Record Date: | MAR 08, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director David M. Cordani | For | For | Management |
1b | Elect Director William J. DeLaney | For | For | Management |
1c | Elect Director Eric J. Foss | For | For | Management |
1d | Elect Director Elder Granger | For | For | Management |
1e | Elect Director Isaiah Harris, Jr. | For | For | Management |
1f | Elect Director George Kurian | For | For | Management |
1g | Elect Director Kathleen M. Mazzarella | For | For | Management |
1h | Elect Director Mark B. McClellan | For | For | Management |
1i | Elect Director John M. Partridge | For | For | Management |
1j | Elect Director Kimberly A. Ross | For | For | Management |
1k | Elect Director Eric C. Wiseman | For | For | Management |
1l | Elect Director Donna F. Zarcone | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
3 | Amend Omnibus Stock Plan | For | For | Management |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
5 | Provide Right to Act by Written Consent | Against | For | Shareholder |
6 | Report on Gender Pay Gap | Against | Against | Shareholder |
7 | Disclose Board Matrix Including Ideological Perspectives | Against | Against | Shareholder |
EXELIXIS, INC. | |||
Ticker: | EXEL | Security ID: | 30161Q104 |
Meeting Date: | MAY 26, 2021 | Meeting Type: | Annual |
Record Date: | MAR 29, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Charles Cohen | For | For | Management |
1b | Elect Director Carl B. Feldbaum | For | For | Management |
1c | Elect Director Maria C. Freire | For | For | Management |
1d | Elect Director Alan M. Garber | For | For | Management |
1e | Elect Director Vincent T. Marchesi | For | For | Management |
1f | Elect Director Michael M. Morrissey | For | For | Management |
1g | Elect Director Stelios Papadopoulos | For | For | Management |
1h | Elect Director George Poste | For | For | Management |
1i | Elect Director Julie Anne Smith | For | For | Management |
1j | Elect Director Lance Willsey | For | For | Management |
1k | Elect Director Jack L. Wyszomierski | For | For | Management |
2 | Ratify Ernst & Young LLP as Auditor | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
GILEAD SCIENCES, INC. | |||
Ticker: | GILD | Security ID: | 375558103 |
Meeting Date: | MAY 12, 2021 | Meeting Type: | Annual |
Record Date: | MAR 19, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Jacqueline K. Barton | For | For | Management |
1b | Elect Director Jeffrey A. Bluestone | For | For | Management |
1c | Elect Director Sandra J. Horning | For | For | Management |
1d | Elect Director Kelly A. Kramer | For | For | Management |
1e | Elect Director Kevin E. Lofton | For | For | Management |
1f | Elect Director Harish Manwani | For | For | Management |
1g | Elect Director Daniel P. O’Day | For | For | Management |
1h | Elect Director Javier J. Rodriguez | For | For | Management |
1i | Elect Director Anthony Welters | For | For | Management |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Require Independent Board Chair | Against | Against | Shareholder |
GLAXOSMITHKLINE PLC | |||
Ticker: | GSK | Security ID: | 37733W105 |
Meeting Date: | MAY 05, 2021 | Meeting Type: | Annual |
Record Date: | MAR 18, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Remuneration Report | For | For | Management |
3 | Re-elect Sir Jonathan Symonds as Director | For | For | Management |
4 | Re-elect Dame Emma Walmsley as Director | For | For | Management |
5 | Re-elect Charles Bancroft as Director | For | For | Management |
6 | Re-elect Vindi Banga as Director | For | For | Management |
7 | Re-elect Dr Hal Barron as Director | For | For | Management |
8 | Re-elect Dr Vivienne Cox as Director | For | For | Management |
9 | Re-elect Lynn Elsenhans as Director | For | For | Management |
10 | Re-elect Dr Laurie Glimcher as Director | For | For | Management |
11 | Re-elect Dr Jesse Goodman as Director | For | For | Management |
12 | Re-elect Iain Mackay as Director | For | For | Management |
13 | Re-elect Urs Rohner as Director | For | For | Management |
14 | Reappoint Deloitte LLP as Auditors | For | For | Management |
15 | Authorise Board to Fix Remuneration of Auditors | For | For | Management |
16 | Authorise UK Political Donations and Expenditure | For | For | Management |
17 | Authorise Issue of Equity | For | For | Management |
18 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Management |
19 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | For | For | Management |
20 | Authorise Market Purchase of Ordinary Shares | For | For | Management |
21 | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors’ Reports | For | For | Management |
22 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | For | For | Management |
HUMANA INC. | |||
Ticker: | HUM | Security ID: | 444859102 |
Meeting Date: | APR 22, 2021 | Meeting Type: | Annual |
Record Date: | FEB 22, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Kurt J. Hilzinger | For | For | Management |
1b | Elect Director Raquel C. Bono | For | For | Management |
1c | Elect Director Bruce D. Broussard | For | For | Management |
1d | Elect Director Frank A. D’Amelio | For | For | Management |
1e | Elect Director Wayne A. I. Frederick | For | For | Management |
1f | Elect Director John W. Garratt | For | For | Management |
1g | Elect Director David A. Jones, Jr. | For | For | Management |
1h | Elect Director Karen W. Katz | For | For | Management |
1i | Elect Director Marcy S. Klevorn | For | For | Management |
1j | Elect Director William J. McDonald | For | For | Management |
1k | Elect Director Jorge S. Mesquita | For | For | Management |
1l | Elect Director James J. O’Brien | For | For | Management |
1m | Elect Director Marissa T. Peterson | For | For | Management |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
ILLUMINA, INC. | |||
Ticker: | ILMN | Security ID: | 452327109 |
Meeting Date: | MAY 26, 2021 | Meeting Type: | Annual |
Record Date: | MAR 31, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1A | Elect Director Caroline D. Dorsa | For | For | Management |
1B | Elect Director Robert S. Epstein | For | For | Management |
1C | Elect Director Scott Gottlieb | For | For | Management |
1D | Elect Director Gary S. Guthart | For | For | Management |
1E | Elect Director Philip W. Schiller | For | For | Management |
1F | Elect Director John W. Thompson | For | For | Management |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
INTUITIVE SURGICAL, INC. | |||
Ticker: | ISRG | Security ID: | 46120E602 |
Meeting Date: | APR 22, 2021 | Meeting Type: | Annual |
Record Date: | MAR 05, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Craig H. Barratt | For | For | Management |
1b | Elect Director Joseph C. Beery | For | For | Management |
1c | Elect Director Gary S. Guthart | For | For | Management |
1d | Elect Director Amal M. Johnson | For | For | Management |
1e | Elect Director Don R. Kania | For | For | Management |
1f | Elect Director Amy L. Ladd | For | For | Management |
1g | Elect Director Keith R. Leonard, Jr. | For | For | Management |
1h | Elect Director Alan J. Levy | For | For | Management |
1i | Elect Director Jami Dover Nachtsheim | For | For | Management |
1j | Elect Director Monica P. Reed | For | For | Management |
1k | Elect Director Mark J. Rubash | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
4 | Amend Omnibus Stock Plan | For | Against | Management |
JOHNSON & JOHNSON | |||
Ticker: | JNJ | Security ID: | 478160104 |
Meeting Date: | APR 22, 2021 | Meeting Type: | Annual |
Record Date: | FEB 23, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Mary C. Beckerle | For | For | Management |
1b | Elect Director D. Scott Davis | For | For | Management |
1c | Elect Director Ian E. L. Davis | For | For | Management |
1d | Elect Director Jennifer A. Doudna | For | For | Management |
1e | Elect Director Alex Gorsky | For | For | Management |
1f | Elect Director Marillyn A. Hewson | For | For | Management |
1g | Elect Director Hubert Joly | For | For | Management |
1h | Elect Director Mark B. McClellan | For | For | Management |
1i | Elect Director Anne M. Mulcahy | For | For | Management |
1j | Elect Director Charles Prince | For | For | Management |
1k | Elect Director A. Eugene Washington | For | For | Management |
1l | Elect Director Mark A. Weinberger | For | For | Management |
1m | Elect Director Nadja Y. West | For | For | Management |
1n | Elect Director Ronald A. Williams | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
4 | Report on Government Financial Support and Access to COVID-19 Vaccines and Therapeutics | Against | For | Shareholder |
5 | Require Independent Board Chair | Against | For | Shareholder |
6 | Report on Civil Rights Audit | Against | Against | Shareholder |
7 | Adopt Policy on Bonus Banking | Against | Against | Shareholder |
MCKESSON CORPORATION | |||
Ticker: | MCK | Security ID: | 58155Q103 |
Meeting Date: | JUL 29, 2020 | Meeting Type: | Annual |
Record Date: | JUN 01, 2020 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Dominic J. Caruso | For | For | Management |
1b | Elect Director N. Anthony Coles | For | For | Management |
1c | Elect Director M. Christine Jacobs | For | For | Management |
1d | Elect Director Donald R. Knauss | For | For | Management |
1e | Elect Director Marie L. Knowles | For | For | Management |
1f | Elect Director Bradley E. Lerman | For | For | Management |
1g | Elect Director Maria Martinez | For | For | Management |
1h | Elect Director Edward A. Mueller | For | For | Management |
1i | Elect Director Susan R. Salka | For | For | Management |
1j | Elect Director Brian S. Tyler | For | For | Management |
1k | Elect Director Kenneth E. Washington | For | For | Management |
2 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
4 | Provide Right to Act by Written Consent | Against | For | Shareholder |
5 | Report on Lobbying Payments and Policy | Against | For | Shareholder |
6 | Report on the Statement on the Purpose of a Corporation | Against | Against | Shareholder |
MEDTRONIC PLC | |||
Ticker: | MDT | Security ID: | G5960L103 |
Meeting Date: | DEC 11, 2020 | Meeting Type: | Annual |
Record Date: | OCT 15, 2020 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Richard H. Anderson | For | For | Management |
1b | Elect Director Craig Arnold | For | For | Management |
1c | Elect Director Scott C. Donnelly | For | For | Management |
1d | Elect Director Andrea J. Goldsmith | For | For | Management |
1e | Elect Director Randall J. Hogan, III | For | For | Management |
1f | Elect Director Michael O. Leavitt | For | For | Management |
1g | Elect Director James T. Lenehan | For | For | Management |
1h | Elect Director Kevin E. Lofton | For | For | Management |
1i | Elect Director Geoffrey S. Martha | For | For | Management |
1j | Elect Director Elizabeth G. Nabel | For | For | Management |
1k | Elect Director Denise M. O’Leary | For | For | Management |
1l | Elect Director Kendall J. Powell | For | For | Management |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
4 | Renew the Board’s Authority to Issue Shares Under Irish Law | For | For | Management |
5 | Renew the Board’s Authority to Opt-Out of Statutory Pre-Emptions Rights Under Irish Law | For | For | Management |
6 | Authorize Overseas Market Purchases of Ordinary Shares | For | For | Management |
MERCK & CO., INC. | |||
Ticker: | MRK | Security ID: | 58933Y105 |
Meeting Date: | MAY 25, 2021 | Meeting Type: | Annual |
Record Date: | MAR 26, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Leslie A. Brun | For | For | Management |
1b | Elect Director Mary Ellen Coe | For | For | Management |
1c | Elect Director Pamela J. Craig | For | For | Management |
1d | Elect Director Kenneth C. Frazier | For | For | Management |
1e | Elect Director Thomas H. Glocer | For | For | Management |
1f | Elect Director Risa J. Lavizzo-Mourey | For | For | Management |
1g | Elect Director Stephen L. Mayo | For | For | Management |
1h | Elect Director Paul B. Rothman | For | For | Management |
1i | Elect Director Patricia F. Russo | For | For | Management |
1j | Elect Director Christine E. Seidman | For | For | Management |
1k | Elect Director Inge G. Thulin | For | For | Management |
1l | Elect Director Kathy J. Warden | For | For | Management |
1m | Elect Director Peter C. Wendell | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
4 | Provide Right to Act by Written Consent | Against | For | Shareholder |
5 | Report on Access to COVID-19 Products | Against | For | Shareholder |
NOVARTIS AG | |||
Ticker: | NOVN | Security ID: | 66987V109 |
Meeting Date: | MAR 02, 2021 | Meeting Type: | Annual |
Record Date: | JAN 22, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Discharge of Board and Senior Management | For | For | Management |
3 | Approve Allocation of Income and Dividends of CHF 3.00 per Share | For | For | Management |
4 | Approve CHF 16.3 Million Reduction in Share Capital via Cancellation of Repurchased Shares | For | For | Management |
5 | Authorize Repurchase of up to CHF 10 Billion in Issued Share Capital | For | For | Management |
6.1 | Approve Remuneration of Directors in the Amount of CHF 8.6 Million | For | For | Management |
6.2 | Approve Maximum Remuneration of Executive Committee in the Amount of CHF 91 Million | For | For | Management |
6.3 | Approve Remuneration Report | For | For | Management |
7.1 | Reelect Joerg Reinhardt as Director and Board Chairman | For | For | Management |
7.2 | Reelect Nancy Andrews as Director | For | For | Management |
7.3 | Reelect Ton Buechner as Director | For | For | Management |
7.4 | Reelect Patrice Bula as Director | For | For | Management |
7.5 | Reelect Elizabeth Doherty as Director | For | For | Management |
7.6 | Reelect Ann Fudge as Director | For | For | Management |
7.7 | Reelect Bridgette Heller as Director | For | For | Management |
7.8 | Reelect Frans van Houten as Director | For | For | Management |
7.9 | Reelect Simon Moroney as Director | For | For | Management |
7.10 | Reelect Andreas von Planta as Director | For | For | Management |
7.11 | Reelect Charles Sawyers as Director | For | For | Management |
7.12 | Elect Enrico Vanni as Director | For | For | Management |
7.13 | Reelect William Winters as Director | For | For | Management |
8.1 | Reappoint Patrice Bula as Member of the Compensation Committee | For | For | Management |
8.2 | Reappoint Bridgette Heller as Member of the Compensation Committee | For | For | Management |
8.3 | Reappoint Enrico Vanni as Member of the Compensation Committee | For | For | Management |
8.4 | Reappoint William Winters as Member of the Compensation Committee | For | For | Management |
8.5 | Appoint Simon Moroney as Member of the Compensation Committee | For | For | Management |
9 | Ratify PricewaterhouseCoopers AG as Auditors | For | For | Management |
10 | Designate Peter Zahn as Independent Proxy | For | For | Management |
11 | Amend Articles Re: Board of Directors Tenure | For | For | Management |
12 | Transact Other Business (Voting) | For | Against | Management |
QUEST DIAGNOSTICS INCORPORATED | |||
Ticker: | DGX | Security ID: | 74834L100 |
Meeting Date: | MAY 21, 2021 | Meeting Type: | Annual |
Record Date: | MAR 22, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Vicky B. Gregg | For | For | Management |
1.2 | Elect Director Wright L. Lassiter, III | For | For | Management |
1.3 | Elect Director Timothy L. Main | For | For | Management |
1.4 | Elect Director Denise M. Morrison | For | For | Management |
1.5 | Elect Director Gary M. Pfeiffer | For | For | Management |
1.6 | Elect Director Timothy M. Ring | For | For | Management |
1.7 | Elect Director Stephen H. Rusckowski | For | For | Management |
1.8 | Elect Director Helen I. Torley | For | For | Management |
1.9 | Elect Director Gail R. Wilensky | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
4 | Provide Right to Act by Written Consent | Against | For | Shareholder |
REGENERON PHARMACEUTICALS, INC. | |||
Ticker: | REGN | Security ID: | 75886F107 |
Meeting Date: | JUN 11, 2021 | Meeting Type: | Annual |
Record Date: | APR 13, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director N. Anthony Coles | For | For | Management |
1b | Elect Director Arthur F. Ryan | For | For | Management |
1c | Elect Director George L. Sing | For | Against | Management |
1d | Elect Director Marc Tessier-Lavigne | For | Against | Management |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
STRYKER CORPORATION | |||
Ticker: | SYK | Security ID: | 863667101 |
Meeting Date: | MAY 05, 2021 | Meeting Type: | Annual |
Record Date: | MAR 08, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Mary K. Brainerd | For | For | Management |
1b | Elect Director Giovanni Caforio | For | For | Management |
1c | Elect Director Srikant M. Datar | For | For | Management |
1d | Elect Director Allan C. Golston | For | For | Management |
1e | Elect Director Kevin A. Lobo | For | For | Management |
1f | Elect Director Sherilyn S. McCoy | For | For | Management |
1g | Elect Director Andrew K. Silvernail | For | For | Management |
1h | Elect Director Lisa M. Skeete Tatum | For | For | Management |
1i | Elect Director Ronda E. Stryker | For | For | Management |
1j | Elect Director Rajeev Suri | For | For | Management |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
4 | Report on Workforce Involvement in Corporate Governance | Against | Against | Shareholder |
5 | Provide Right to Call A Special Meeting | Against | For | Shareholder |
UNITED THERAPEUTICS CORPORATION | |||
Ticker: | UTHR | Security ID: | 91307C102 |
Meeting Date: | JUN 25, 2021 | Meeting Type: | Annual |
Record Date: | APR 30, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Katherine Klein | For | For | Management |
1b | Elect Director Ray Kurzweil | For | For | Management |
1c | Elect Director Linda Maxwell | For | For | Management |
1d | Elect Director Martine Rothblatt | For | For | Management |
1e | Elect Director Louis Sullivan | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Amend Omnibus Stock Plan | For | For | Management |
4 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
UNITEDHEALTH GROUP INCORPORATED | |||
Ticker: | UNH | Security ID: | 91324P102 |
Meeting Date: | JUN 07, 2021 | Meeting Type: | Annual |
Record Date: | APR 09, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Richard T. Burke | For | For | Management |
1b | Elect Director Timothy P. Flynn | For | For | Management |
1c | Elect Director Stephen J. Hemsley | For | For | Management |
1d | Elect Director Michele J. Hooper | For | For | Management |
1e | Elect Director F. William McNabb, III | For | For | Management |
1f | Elect Director Valerie C. Montgomery Rice | For | For | Management |
1g | Elect Director John H. Noseworthy | For | For | Management |
1h | Elect Director Gail R. Wilensky | For | For | Management |
1i | Elect Director Andrew Witty | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management |
4 | Amend Qualified Employee Stock Purchase Plan | For | For | Management |
5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Against | For | Shareholder |
VERTEX PHARMACEUTICALS INCORPORATED | |||
Ticker: | VRTX | Security ID: | 92532F100 |
Meeting Date: | MAY 19, 2021 | Meeting Type: | Annual |
Record Date: | MAR 25, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Sangeeta Bhatia | For | For | Management |
1.2 | Elect Director Lloyd Carney | For | For | Management |
1.3 | Elect Director Alan Garber | For | For | Management |
1.4 | Elect Director Terrence Kearney | For | For | Management |
1.5 | Elect Director Reshma Kewalramani | For | For | Management |
1.6 | Elect Director Yuchun Lee | For | For | Management |
1.7 | Elect Director Jeffrey Leiden | For | For | Management |
1.8 | Elect Director Margaret McGlynn | For | For | Management |
1.9 | Elect Director Diana McKenzie | For | For | Management |
1.10 | Elect Director Bruce Sachs | For | For | Management |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Report on Lobbying Payments and Policy | Against | For | Shareholder |
5 | Report on Political Contributions and Expenditures | Against | For | Shareholder |
ZIMMER BIOMET HOLDINGS, INC. | |||
Ticker: | ZBH | Security ID: | 98956P102 |
Meeting Date: | MAY 14, 2021 | Meeting Type: | Annual |
Record Date: | MAR 15, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Christopher B. Begley | For | For | Management |
1b | Elect Director Betsy J. Bernard | For | For | Management |
1c | Elect Director Michael J. Farrell | For | For | Management |
1d | Elect Director Robert A. Hagemann | For | For | Management |
1e | Elect Director Bryan C. Hanson | For | For | Management |
1f | Elect Director Arthur J. Higgins | For | For | Management |
1g | Elect Director Maria Teresa Hilado | For | For | Management |
1h | Elect Director Syed Jafry | For | For | Management |
1i | Elect Director Sreelakshmi Kolli | For | For | Management |
1j | Elect Director Michael W. Michelson | For | For | Management |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Amend Omnibus Stock Plan | For | For | Management |
5 | Amend Non-Employee Director Omnibus Stock Plan | For | For | Management |
6 | Amend Deferred Compensation Plan | For | For | Management |
7 | Provide Right to Call Special Meeting | For | For | Management |
Pin Oak Equity Fund
ALPHABET INC. | |||
Ticker: | GOOGL | Security ID: | 02079K305 |
Meeting Date: | JUN 02, 2021 | Meeting Type: | Annual |
Record Date: | APR 06, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Larry Page | For | For | Management |
1b | Elect Director Sergey Brin | For | For | Management |
1c | Elect Director Sundar Pichai | For | For | Management |
1d | Elect Director John L. Hennessy | For | For | Management |
1e | Elect Director Frances H. Arnold | For | For | Management |
1f | Elect Director L. John Doerr | For | Against | Management |
1g | Elect Director Roger W. Ferguson, Jr. | For | For | Management |
1h | Elect Director Ann Mather | For | Against | Management |
1i | Elect Director Alan R. Mulally | For | For | Management |
1j | Elect Director K. Ram Shriram | For | Against | Management |
1k | Elect Director Robin L. Washington | For | Against | Management |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
3 | Approve Omnibus Stock Plan | For | Against | Management |
4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Against | For | Shareholder |
5 | Require Independent Director Nominee with Human and/or Civil Rights Experience | Against | For | Shareholder |
6 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Against | For | Shareholder |
7 | Report on Takedown Requests | Against | For | Shareholder |
8 | Report on Whistleblower Policies and Practices | Against | Against | Shareholder |
9 | Report on Charitable Contributions | Against | Against | Shareholder |
10 | Report on Risks Related to Anticompetitive Practices | Against | For | Shareholder |
11 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Against | Against | Shareholder |
AMAZON.COM, INC. | |||
Ticker: | AMZN | Security ID: | 023135106 |
Meeting Date: | MAY 26, 2021 | Meeting Type: | Annual |
Record Date: | APR 01, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Jeffrey P. Bezos | For | For | Management |
1b | Elect Director Keith B. Alexander | For | For | Management |
1c | Elect Director Jamie S. Gorelick | For | For | Management |
1d | Elect Director Daniel P. Huttenlocher | For | For | Management |
1e | Elect Director Judith A. McGrath | For | For | Management |
1f | Elect Director Indra K. Nooyi | For | For | Management |
1g | Elect Director Jonathan J. Rubinstein | For | For | Management |
1h | Elect Director Thomas O. Ryder | For | For | Management |
1i | Elect Director Patricia Q. Stonesifer | For | For | Management |
1j | Elect Director Wendell P. Weeks | For | For | Management |
2 | Ratify Ernst & Young LLP as Auditor | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Report on Customers’ Use of its Surveillance and Computer Vision Products Capabilities or Cloud Products Contribute to Human Rights Violations | Against | For | Shareholder |
5 | Require Independent Board Chair | Against | Against | Shareholder |
6 | Report on Gender/Racial Pay Gap | Against | For | Shareholder |
7 | Report on Promotion Data | Against | Against | Shareholder |
8 | Report on the Impacts of Plastic Packaging | Against | For | Shareholder |
9 | Oversee and Report on a Civil Rights, Equity, Diversity and Inclusion Audit | Against | For | Shareholder |
10 | Adopt a Policy to Include Hourly Employees as Director Candidates | Against | For | Shareholder |
11 | Report on Board Oversight of Risks Related to Anti-Competitive Practices | Against | For | Shareholder |
12 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Against | For | Shareholder |
13 | Report on Lobbying Payments and Policy | Against | For | Shareholder |
14 | Report on Potential Human Rights Impacts of Customers’ Use of Rekognition | Against | For | Shareholder |
AMDOCS LIMITED | |||
Ticker: | DOX | Security ID: | G02602103 |
Meeting Date: | JAN 29, 2021 | Meeting Type: | Annual |
Record Date: | DEC 03, 2020 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Robert A. Minicucci | For | For | Management |
1.2 | Elect Director Adrian Gardner | For | For | Management |
1.3 | Elect Director James S. Kahan | For | For | Management |
1.4 | Elect Director Rafael de la Vega | For | For | Management |
1.5 | Elect Director Giora Yaron | For | For | Management |
1.6 | Elect Director Eli Gelman | For | For | Management |
1.7 | Elect Director Richard T.C. LeFave | For | For | Management |
1.8 | Elect Director John A. MacDonald | For | For | Management |
1.9 | Elect Director Shuky Sheffer | For | For | Management |
1.10 | Elect Director Yvette Kanouff | For | For | Management |
2 | Approve an Increase in the Quarterly Cash Dividend Rate | For | For | Management |
3 | Accept Financial Statements and Statutory Reports | For | For | Management |
4 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
AMGEN INC. | |||
Ticker: | AMGN | Security ID: | 031162100 |
Meeting Date: | MAY 18, 2021 | Meeting Type: | Annual |
Record Date: | MAR 19, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Wanda M. Austin | For | For | Management |
1b | Elect Director Robert A. Bradway | For | For | Management |
1c | Elect Director Brian J. Druker | For | For | Management |
1d | Elect Director Robert A. Eckert | For | For | Management |
1e | Elect Director Greg C. Garland | For | For | Management |
1f | Elect Director Charles M. Holley, Jr. | For | For | Management |
1g | Elect Director Tyler Jacks | For | For | Management |
1h | Elect Director Ellen J. Kullman | For | For | Management |
1i | Elect Director Amy E. Miles | For | For | Management |
1j | Elect Director Ronald D. Sugar | For | For | Management |
1k | Elect Director R. Sanders Williams | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
ASSURANT, INC. | |||
Ticker: | AIZ | Security ID: | 04621X108 |
Meeting Date: | MAY 13, 2021 | Meeting Type: | Annual |
Record Date: | MAR 15, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Elaine D. Rosen | For | For | Management |
1b | Elect Director Paget L. Alves | For | For | Management |
1c | Elect Director J. Braxton Carter | For | For | Management |
1d | Elect Director Juan N. Cento | For | For | Management |
1e | Elect Director Alan B. Colberg | For | For | Management |
1f | Elect Director Harriet Edelman | For | For | Management |
1g | Elect Director Lawrence V. Jackson | For | For | Management |
1h | Elect Director Jean-Paul L. Montupet | For | For | Management |
1i | Elect Director Debra J. Perry | For | For | Management |
1j | Elect Director Ognjen (Ogi) Redzic | For | For | Management |
1k | Elect Director Paul J. Reilly | For | For | Management |
1l | Elect Director Robert W. Stein | For | For | Management |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Amend Omnibus Stock Plan | For | For | Management |
DRAFTKINGS INC. | |||
Ticker: | DKNG | Security ID: | 26142R104 |
Meeting Date: | APR 28, 2021 | Meeting Type: | Annual |
Record Date: | MAR 01, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Jason D. Robins | For | Withhold | Management |
1.2 | Elect Director Harry Evans Sloan | For | Withhold | Management |
1.3 | Elect Director Matthew Kalish | For | Withhold | Management |
1.4 | Elect Director Paul Liberman | For | Withhold | Management |
1.5 | Elect Director Woodrow H. Levin | For | Withhold | Management |
1.6 | Elect Director Shalom Meckenzie | For | Withhold | Management |
1.7 | Elect Director Jocelyn Moore | For | For | Management |
1.8 | Elect Director Ryan R. Moore | For | Withhold | Management |
1.9 | Elect Director Valerie Mosley | For | For | Management |
1.10 | Elect Director Steven J. Murray | For | Withhold | Management |
1.11 | Elect Director Hany M. Nada | For | Withhold | Management |
1.12 | Elect Director John S. Salter | For | Withhold | Management |
1.13 | Elect Director Marni M. Walden | For | Withhold | Management |
2 | Ratify BDO USA, LLP as Auditors | For | For | Management |
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
4 | Other Business | For | Against | Management |
EBAY INC. | |||
Ticker: | EBAY | Security ID: | 278642103 |
Meeting Date: | JUN 15, 2021 | Meeting Type: | Annual |
Record Date: | APR 19, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Anthony J. Bates | For | For | Management |
1b | Elect Director Adriane M. Brown | For | For | Management |
1c | Elect Director Diana Farrell | For | For | Management |
1d | Elect Director Logan D. Green | For | For | Management |
1e | Elect Director Bonnie S. Hammer | For | For | Management |
1f | Elect Director E. Carol Hayles | For | For | Management |
1g | Elect Director Jamie Iannone | For | For | Management |
1h | Elect Director Kathleen C. Mitic | For | For | Management |
1i | Elect Director Matthew J. Murphy | For | For | Management |
1j | Elect Director Paul S. Pressler | For | For | Management |
1k | Elect Director Mohak Shroff | For | For | Management |
1l | Elect Director Robert H. Swan | For | For | Management |
1m | Elect Director Perry M. Traquina | For | For | Management |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Improve Principles of Executive Compensation Program | Against | Against | Shareholder |
5 | Provide Right to Act by Written Consent | Against | For | Shareholder |
FACEBOOK, INC. | |||
Ticker: | FB | Security ID: | 30303M102 |
Meeting Date: | MAY 26, 2021 | Meeting Type: | Annual |
Record Date: | APR 01, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Peggy Alford | For | For | Management |
1.2 | Elect Director Marc L. Andreessen | For | Withhold | Management |
1.3 | Elect Director Andrew W. Houston | For | Withhold | Management |
1.4 | Elect Director Nancy Killefer | For | For | Management |
1.5 | Elect Director Robert M. Kimmitt | For | For | Management |
1.6 | Elect Director Sheryl K. Sandberg | For | For | Management |
1.7 | Elect Director Peter A. Thiel | For | Withhold | Management |
1.8 | Elect Director Tracey T. Travis | For | For | Management |
1.9 | Elect Director Mark Zuckerberg | For | For | Management |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
3 | Amend Non-Employee Director Compensation Policy | For | Against | Management |
4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Against | For | Shareholder |
5 | Require Independent Board Chair | Against | For | Shareholder |
6 | Report on Online Child Sexual Exploitation | Against | For | Shareholder |
7 | Require Independent Director Nominee with Human and/or Civil Rights Experience | Against | Against | Shareholder |
8 | Report on Platform Misuse | Against | For | Shareholder |
9 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Against | Against | Shareholder |
GENTEX CORPORATION | |||
Ticker: | GNTX | Security ID: | 371901109 |
Meeting Date: | MAY 20, 2021 | Meeting Type: | Annual |
Record Date: | MAR 23, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Leslie Brown | For | For | Management |
1.2 | Elect Director Steve Downing | For | For | Management |
1.3 | Elect Director Gary Goode | For | For | Management |
1.4 | Elect Director James Hollars | For | For | Management |
1.5 | Elect Director Richard Schaum | For | For | Management |
1.6 | Elect Director Kathleen Starkoff | For | For | Management |
1.7 | Elect Director Brian Walker | For | For | Management |
1.8 | Elect Director James Wallace | For | For | Management |
1.9 | Elect Director Ling Zang | For | For | Management |
2 | Ratify Ernst & Young LLP as Auditor | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
GILEAD SCIENCES, INC. | |||
Ticker: | GILD | Security ID: | 375558103 |
Meeting Date: | MAY 12, 2021 | Meeting Type: | Annual |
Record Date: | MAR 19, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Jacqueline K. Barton | For | For | Management |
1b | Elect Director Jeffrey A. Bluestone | For | For | Management |
1c | Elect Director Sandra J. Horning | For | For | Management |
1d | Elect Director Kelly A. Kramer | For | For | Management |
1e | Elect Director Kevin E. Lofton | For | For | Management |
1f | Elect Director Harish Manwani | For | For | Management |
1g | Elect Director Daniel P. O’Day | For | For | Management |
1h | Elect Director Javier J. Rodriguez | For | For | Management |
1i | Elect Director Anthony Welters | For | For | Management |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Require Independent Board Chair | Against | Against | Shareholder |
GLAXOSMITHKLINE PLC | |||
Ticker: | GSK | Security ID: | 37733W105 |
Meeting Date: | MAY 05, 2021 | Meeting Type: | Annual |
Record Date: | MAR 18, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Remuneration Report | For | For | Management |
3 | Re-elect Sir Jonathan Symonds as Director | For | For | Management |
4 | Re-elect Dame Emma Walmsley as Director | For | For | Management |
5 | Re-elect Charles Bancroft as Director | For | For | Management |
6 | Re-elect Vindi Banga as Director | For | For | Management |
7 | Re-elect Dr Hal Barron as Director | For | For | Management |
8 | Re-elect Dr Vivienne Cox as Director | For | For | Management |
9 | Re-elect Lynn Elsenhans as Director | For | For | Management |
10 | Re-elect Dr Laurie Glimcher as Director | For | For | Management |
11 | Re-elect Dr Jesse Goodman as Director | For | For | Management |
12 | Re-elect Iain Mackay as Director | For | For | Management |
13 | Re-elect Urs Rohner as Director | For | For | Management |
14 | Reappoint Deloitte LLP as Auditors | For | For | Management |
15 | Authorise Board to Fix Remuneration of Auditors | For | For | Management |
16 | Authorise UK Political Donations and Expenditure | For | For | Management |
17 | Authorise Issue of Equity | For | For | Management |
18 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Management |
19 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | For | For | Management |
20 | Authorise Market Purchase of Ordinary Shares | For | For | Management |
21 | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors’ Reports | For | For | Management |
22 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | For | For | Management |
ILLUMINA, INC. | |||
Ticker: | ILMN | Security ID: | 452327109 |
Meeting Date: | MAY 26, 2021 | Meeting Type: | Annual |
Record Date: | MAR 31, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1A | Elect Director Caroline D. Dorsa | For | For | Management |
1B | Elect Director Robert S. Epstein | For | For | Management |
1C | Elect Director Scott Gottlieb | For | For | Management |
1D | Elect Director Gary S. Guthart | For | For | Management |
1E | Elect Director Philip W. Schiller | For | For | Management |
1F | Elect Director John W. Thompson | For | For | Management |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
INTUITIVE SURGICAL, INC. | |||
Ticker: | ISRG | Security ID: | 46120E602 |
Meeting Date: | APR 22, 2021 | Meeting Type: | Annual |
Record Date: | MAR 05, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Craig H. Barratt | For | For | Management |
1b | Elect Director Joseph C. Beery | For | For | Management |
1c | Elect Director Gary S. Guthart | For | For | Management |
1d | Elect Director Amal M. Johnson | For | For | Management |
1e | Elect Director Don R. Kania | For | For | Management |
1f | Elect Director Amy L. Ladd | For | For | Management |
1g | Elect Director Keith R. Leonard, Jr. | For | For | Management |
1h | Elect Director Alan J. Levy | For | For | Management |
1i | Elect Director Jami Dover Nachtsheim | For | For | Management |
1j | Elect Director Monica P. Reed | For | For | Management |
1k | Elect Director Mark J. Rubash | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
4 | Amend Omnibus Stock Plan | For | Against | Management |
KLA CORPORATION | |||
Ticker: | KLAC | Security ID: | 482480100 |
Meeting Date: | NOV 04, 2020 | Meeting Type: | Annual |
Record Date: | SEP 16, 2020 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Edward Barnholt | For | For | Management |
1.2 | Elect Director Robert Calderoni | For | For | Management |
1.3 | Elect Director Jeneanne Hanley | For | For | Management |
1.4 | Elect Director Emiko Higashi | For | For | Management |
1.5 | Elect Director Kevin Kennedy | For | For | Management |
1.6 | Elect Director Gary Moore | For | For | Management |
1.7 | Elect Director Marie Myers | For | For | Management |
1.8 | Elect Director Kiran Patel | For | For | Management |
1.9 | Elect Director Victor Peng | For | For | Management |
1.10 | Elect Director Robert Rango | For | For | Management |
1.11 | Elect Director Richard Wallace | For | For | Management |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
4 | Adopt Proxy Access Right | Against | For | Shareholder |
MCKESSON CORPORATION | |||
Ticker: | MCK | Security ID: | 58155Q103 |
Meeting Date: | JUL 29, 2020 | Meeting Type: | Annual |
Record Date: | JUN 01, 2020 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Dominic J. Caruso | For | For | Management |
1b | Elect Director N. Anthony Coles | For | For | Management |
1c | Elect Director M. Christine Jacobs | For | For | Management |
1d | Elect Director Donald R. Knauss | For | For | Management |
1e | Elect Director Marie L. Knowles | For | For | Management |
1f | Elect Director Bradley E. Lerman | For | For | Management |
1g | Elect Director Maria Martinez | For | For | Management |
1h | Elect Director Edward A. Mueller | For | For | Management |
1i | Elect Director Susan R. Salka | For | For | Management |
1j | Elect Director Brian S. Tyler | For | For | Management |
1k | Elect Director Kenneth E. Washington | For | For | Management |
2 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
4 | Provide Right to Act by Written Consent | Against | For | Shareholder |
5 | Report on Lobbying Payments and Policy | Against | For | Shareholder |
6 | Report on the Statement on the Purpose of a Corporation | Against | Against | Shareholder |
MEDTRONIC PLC | |||
Ticker: | MDT | Security ID: | G5960L103 |
Meeting Date: | DEC 11, 2020 | Meeting Type: | Annual |
Record Date: | OCT 15, 2020 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Richard H. Anderson | For | For | Management |
1b | Elect Director Craig Arnold | For | For | Management |
1c | Elect Director Scott C. Donnelly | For | For | Management |
1d | Elect Director Andrea J. Goldsmith | For | For | Management |
1e | Elect Director Randall J. Hogan, III | For | For | Management |
1f | Elect Director Michael O. Leavitt | For | For | Management |
1g | Elect Director James T. Lenehan | For | For | Management |
1h | Elect Director Kevin E. Lofton | For | For | Management |
1i | Elect Director Geoffrey S. Martha | For | For | Management |
1j | Elect Director Elizabeth G. Nabel | For | For | Management |
1k | Elect Director Denise M. O’Leary | For | For | Management |
1l | Elect Director Kendall J. Powell | For | For | Management |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
4 | Renew the Board’s Authority to Issue Shares Under Irish Law | For | For | Management |
5 | Renew the Board’s Authority to Opt-Out of Statutory Pre-Emptions Rights Under Irish Law | For | For | Management |
6 | Authorize Overseas Market Purchases of Ordinary Shares | For | For | Management |
PAYCHEX, INC. | |||
Ticker: | PAYX | Security ID: | 704326107 |
Meeting Date: | OCT 15, 2020 | Meeting Type: | Annual |
Record Date: | AUG 17, 2020 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director B. Thomas Golisano | For | For | Management |
1b | Elect Director Thomas F. Bonadio | For | For | Management |
1c | Elect Director Joseph G. Doody | For | For | Management |
1d | Elect Director David J.S. Flaschen | For | For | Management |
1e | Elect Director Pamela A. Joseph | For | For | Management |
1f | Elect Director Martin Mucci | For | For | Management |
1g | Elect Director Joseph M. Tucci | For | For | Management |
1h | Elect Director Joseph M. Velli | For | For | Management |
1i | Elect Director Kara Wilson | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
3 | Amend Omnibus Stock Plan | For | For | Management |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
PAYPAL HOLDINGS, INC. | |||
Ticker: | PYPL | Security ID: | 70450Y103 |
Meeting Date: | MAY 26, 2021 | Meeting Type: | Annual |
Record Date: | MAR 30, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Rodney C. Adkins | For | For | Management |
1b | Elect Director Jonathan Christodoro | For | For | Management |
1c | Elect Director John J. Donahoe | For | For | Management |
1d | Elect Director David W. Dorman | For | For | Management |
1e | Elect Director Belinda J. Johnson | For | For | Management |
1f | Elect Director Gail J. McGovern | For | For | Management |
1g | Elect Director Deborah M. Messemer | For | For | Management |
1h | Elect Director David M. Moffett | For | For | Management |
1i | Elect Director Ann M. Sarnoff | For | For | Management |
1j | Elect Director Daniel H. Schulman | For | For | Management |
1k | Elect Director Frank D. Yeary | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
4 | Provide Right to Act by Written Consent | Against | For | Shareholder |
5 | Report on Whether Written Policies or Unwritten Norms Reinforce Racism in Company Culture | Against | Against | Shareholder |
QUEST DIAGNOSTICS INCORPORATED | |||
Ticker: | DGX | Security ID: | 74834L100 |
Meeting Date: | MAY 21, 2021 | Meeting Type: | Annual |
Record Date: | MAR 22, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Vicky B. Gregg | For | For | Management |
1.2 | Elect Director Wright L. Lassiter, III | For | For | Management |
1.3 | Elect Director Timothy L. Main | For | For | Management |
1.4 | Elect Director Denise M. Morrison | For | For | Management |
1.5 | Elect Director Gary M. Pfeiffer | For | For | Management |
1.6 | Elect Director Timothy M. Ring | For | For | Management |
1.7 | Elect Director Stephen H. Rusckowski | For | For | Management |
1.8 | Elect Director Helen I. Torley | For | For | Management |
1.9 | Elect Director Gail R. Wilensky | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
4 | Provide Right to Act by Written Consent | Against | For | Shareholder |
THE BANK OF NEW YORK MELLON CORPORATION | |||
Ticker: | BK | Security ID: | 064058100 |
Meeting Date: | APR 13, 2021 | Meeting Type: | Annual |
Record Date: | FEB 16, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Linda Z. Cook | For | For | Management |
1b | Elect Director Joseph J. Echevarria | For | For | Management |
1c | Elect Director Thomas P. “Todd” Gibbons | For | For | Management |
1d | Elect Director M. Amy Gilliland | For | For | Management |
1e | Elect Director Jeffrey A. Goldstein | For | For | Management |
1f | Elect Director K. Guru Gowrappan | For | For | Management |
1g | Elect Director Ralph Izzo | For | For | Management |
1h | Elect Director Edmund F. “Ted” Kelly | For | For | Management |
1i | Elect Director Elizabeth E. Robinson | For | For | Management |
1j | Elect Director Samuel C. Scott, III | For | For | Management |
1k | Elect Director Frederick O. Terrell | For | For | Management |
1l | Elect Director Alfred W. “AI” Zollar | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
3 | Ratify KPMG LLP as Auditors | For | For | Management |
4 | Reduce Ownership Threshold for Shareholders to Request Action by Written Consent | Against | For | Shareholder |
THE CHARLES SCHWAB CORPORATION | |||
Ticker: | SCHW | Security ID: | 808513105 |
Meeting Date: | MAY 13, 2021 | Meeting Type: | Annual |
Record Date: | MAR 15, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Walter W. Bettinger, II | For | For | Management |
1b | Elect Director Joan T. Dea | For | For | Management |
1c | Elect Director Christopher V. Dodds | For | For | Management |
1d | Elect Director Mark A. Goldfarb | For | Against | Management |
1e | Elect Director Bharat B. Masrani | For | For | Management |
1f | Elect Director Charles A. Ruffel | For | For | Management |
2 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Report on Lobbying Payments and Policy | Against | For | Shareholder |
5 | Declassify the Board of Directors | Against | For | Shareholder |
VISA INC. | |||
Ticker: | V | Security ID: | 92826C839 |
Meeting Date: | JAN 26, 2021 | Meeting Type: | Annual |
Record Date: | NOV 27, 2020 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Lloyd A. Carney | For | For | Management |
1b | Elect Director Mary B. Cranston | For | For | Management |
1c | Elect Director Francisco Javier Fernandez-Carbajal | For | For | Management |
1d | Elect Director Alfred F. Kelly, Jr. | For | For | Management |
1e | Elect Director Ramon Laguarta | For | For | Management |
1f | Elect Director John F. Lundgren | For | For | Management |
1g | Elect Director Robert W. Matschullat | For | For | Management |
1h | Elect Director Denise M. Morrison | For | For | Management |
1i | Elect Director Suzanne Nora Johnson | For | For | Management |
1j | Elect Director Linda J. Rendle | For | For | Management |
1k | Elect Director John A. C. Swainson | For | For | Management |
1l | Elect Director Maynard G. Webb, Jr. | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
3 | Ratify KPMG LLP as Auditors | For | For | Management |
4 | Amend Omnibus Stock Plan | For | For | Management |
5 | Provide Holders of At Least 15% Class A Common Stock Right to Call Special Meeting | For | For | Management |
6 | Provide Right to Act by Written Consent | Against | For | Shareholder |
7 | Amend Principles of Executive Compensation Program | Against | Against | Shareholder |
XILINX, INC. | |||
Ticker: | XLNX | Security ID: | 983919101 |
Meeting Date: | AUG 05, 2020 | Meeting Type: | Annual |
Record Date: | JUN 10, 2020 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Dennis Segers | For | For | Management |
1.2 | Elect Director Raman K. Chitkara | For | For | Management |
1.3 | Elect Director Saar Gillai | For | For | Management |
1.4 | Elect Director Ronald S. Jankov | For | For | Management |
1.5 | Elect Director Mary Louise Krakauer | For | For | Management |
1.6 | Elect Director Thomas H. Lee | For | For | Management |
1.7 | Elect Director Jon A. Olson | For | For | Management |
1.8 | Elect Director Victor Peng | For | For | Management |
1.9 | Elect Director Elizabeth W. Vanderslice | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
3 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
XILINX, INC. | |||
Ticker: | XLNX | Security ID: | 983919101 |
Meeting Date: | APR 07, 2021 | Meeting Type: | Special |
Record Date: | FEB 10, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Merger Agreement | For | For | Management |
2 | Advisory Vote on Golden Parachutes | For | For | Management |
3 | Adjourn Meeting | For | For | Management |
Red Oak Technology Select Fund
ACCENTURE PLC | |||
Ticker: | ACN | Security ID: | G1151C101 |
Meeting Date: | FEB 03, 2021 | Meeting Type: | Annual |
Record Date: | DEC 07, 2020 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Jaime Ardila | For | For | Management |
1b | Elect Director Herbert Hainer | For | For | Management |
1c | Elect Director Nancy McKinstry | For | For | Management |
1d | Elect Director Beth E. Mooney | For | For | Management |
1e | Elect Director Gilles C. Pelisson | For | For | Management |
1f | Elect Director Paula A. Price | For | For | Management |
1g | Elect Director Venkata (Murthy) Renduchintala | For | For | Management |
1h | Elect Director David Rowland | For | For | Management |
1i | Elect Director Arun Sarin | For | For | Management |
1j | Elect Director Julie Sweet | For | For | Management |
1k | Elect Director Frank K. Tang | For | For | Management |
1l | Elect Director Tracey T. Travis | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
4 | Renew the Board’s Authority to Issue Shares Under Irish Law | For | For | Management |
5 | Authorize Board to Opt-Out of Statutory Pre-Emption Rights | For | For | Management |
6 | Determine Price Range for Reissuance of Treasury Shares | For | For | Management |
AKAMAI TECHNOLOGIES, INC. | |||
Ticker: | AKAM | Security ID: | 00971T101 |
Meeting Date: | JUN 03, 2021 | Meeting Type: | Annual |
Record Date: | APR 09, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Sharon Bowen | For | For | Management |
1.2 | Elect Director Marianne Brown | For | For | Management |
1.3 | Elect Director Monte Ford | For | For | Management |
1.4 | Elect Director Jill Greenthal | For | For | Management |
1.5 | Elect Director Dan Hesse | For | For | Management |
1.6 | Elect Director Tom Killalea | For | For | Management |
1.7 | Elect Director Tom Leighton | For | For | Management |
1.8 | Elect Director Jonathan Miller | For | For | Management |
1.9 | Elect Director Madhu Ranganathan | For | For | Management |
1.10 | Elect Director Ben Verwaayen | For | For | Management |
1.11 | Elect Director Bill Wagner | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
ALPHABET INC. | |||
Ticker: | GOOGL | Security ID: | 02079K305 |
Meeting Date: | JUN 02, 2021 | Meeting Type: | Annual |
Record Date: | APR 06, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Larry Page | For | For | Management |
1b | Elect Director Sergey Brin | For | For | Management |
1c | Elect Director Sundar Pichai | For | For | Management |
1d | Elect Director John L. Hennessy | For | For | Management |
1e | Elect Director Frances H. Arnold | For | For | Management |
1f | Elect Director L. John Doerr | For | Against | Management |
1g | Elect Director Roger W. Ferguson, Jr. | For | For | Management |
1h | Elect Director Ann Mather | For | Against | Management |
1i | Elect Director Alan R. Mulally | For | For | Management |
1j | Elect Director K. Ram Shriram | For | Against | Management |
1k | Elect Director Robin L. Washington | For | Against | Management |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
3 | Approve Omnibus Stock Plan | For | Against | Management |
4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Against | For | Shareholder |
5 | Require Independent Director Nominee with Human and/or Civil Rights Experience | Against | For | Shareholder |
6 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Against | For | Shareholder |
7 | Report on Takedown Requests | Against | For | Shareholder |
8 | Report on Whistleblower Policies and Practices | Against | Against | Shareholder |
9 | Report on Charitable Contributions | Against | Against | Shareholder |
10 | Report on Risks Related to Anticompetitive Practices | Against | For | Shareholder |
11 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Against | Against | Shareholder |
AMAZON.COM, INC. | |||
Ticker: | AMZN | Security ID: | 023135106 |
Meeting Date: | MAY 26, 2021 | Meeting Type: | Annual |
Record Date: | APR 01, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Jeffrey P. Bezos | For | For | Management |
1b | Elect Director Keith B. Alexander | For | For | Management |
1c | Elect Director Jamie S. Gorelick | For | For | Management |
1d | Elect Director Daniel P. Huttenlocher | For | For | Management |
1e | Elect Director Judith A. McGrath | For | For | Management |
1f | Elect Director Indra K. Nooyi | For | For | Management |
1g | Elect Director Jonathan J. Rubinstein | For | For | Management |
1h | Elect Director Thomas O. Ryder | For | For | Management |
1i | Elect Director Patricia Q. Stonesifer | For | For | Management |
1j | Elect Director Wendell P. Weeks | For | For | Management |
2 | Ratify Ernst & Young LLP as Auditor | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Report on Customers’ Use of its Surveillance and Computer Vision Products Capabilities or Cloud Products Contribute to Human Rights Violations | Against | For | Shareholder |
5 | Require Independent Board Chair | Against | Against | Shareholder |
6 | Report on Gender/Racial Pay Gap | Against | For | Shareholder |
7 | Report on Promotion Data | Against | Against | Shareholder |
8 | Report on the Impacts of Plastic Packaging | Against | For | Shareholder |
9 | Oversee and Report on a Civil Rights, Equity, Diversity and Inclusion Audit | Against | For | Shareholder |
10 | Adopt a Policy to Include Hourly Employees as Director Candidates | Against | For | Shareholder |
11 | Report on Board Oversight of Risks Related to Anti-Competitive Practices | Against | For | Shareholder |
12 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Against | For | Shareholder |
13 | Report on Lobbying Payments and Policy | Against | For | Shareholder |
14 | Report on Potential Human Rights Impacts of Customers’ Use of Rekognition | Against | For | Shareholder |
APPLE INC. | |||
Ticker: | AAPL | Security ID: | 037833100 |
Meeting Date: | FEB 23, 2021 | Meeting Type: | Annual |
Record Date: | DEC 28, 2020 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director James Bell | For | For | Management |
1b | Elect Director Tim Cook | For | For | Management |
1c | Elect Director Al Gore | For | For | Management |
1d | Elect Director Andrea Jung | For | For | Management |
1e | Elect Director Art Levinson | For | For | Management |
1f | Elect Director Monica Lozano | For | For | Management |
1g | Elect Director Ron Sugar | For | For | Management |
1h | Elect Director Sue Wagner | For | For | Management |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
4 | Proxy Access Amendments | Against | For | Shareholder |
5 | Improve Principles of Executive Compensation Program | Against | Against | Shareholder |
CHECK POINT SOFTWARE TECHNOLOGIES LTD. | |||
Ticker: | CHKP | Security ID: | M22465104 |
Meeting Date: | AUG 03, 2020 | Meeting Type: | Annual |
Record Date: | JUN 25, 2020 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.a | Elect Gil Shwed as Director | For | For | Management |
1.b | Elect Jerry Ungerman as Director | For | For | Management |
1.c | Elect Dan Propper as Director | For | For | Management |
1.d | Elect Tal Shavit as Director | For | For | Management |
1.e | Elect Eyal Waldman as Director | For | For | Management |
1.f | Elect Shai Weiss as Director | For | For | Management |
2a | Elect Irwin Federman as External Director | For | For | Management |
2b | Elect Ray Rothrock as External Director | For | For | Management |
3 | Reappoint Kost, Forer, Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
4 | Approve Compensation Terms of Check Point’s CEO | For | For | Management |
5 | Approve Amended Compensation of Non- Executive Directors | For | For | Management |
A | Vote FOR if you are NOT a controlling shareholder and do NOT have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. If you vote AGAINST, please provide an explanation to your account manager | None | For | Management |
CISCO SYSTEMS, INC. | |||
Ticker: | CSCO | Security ID: | 17275R102 |
Meeting Date: | DEC 10, 2020 | Meeting Type: | Annual |
Record Date: | OCT 12, 2020 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director M. Michele Burns | For | For | Management |
1b | Elect Director Wesley G. Bush | For | For | Management |
1c | Elect Director Michael D. Capellas | For | For | Management |
1d | Elect Director Mark Garrett | For | For | Management |
1e | Elect Director Kristina M. Johnson | For | For | Management |
1f | Elect Director Roderick C. McGeary | For | For | Management |
1g | Elect Director Charles H. Robbins | For | For | Management |
1h | Elect Director Arun Sarin - Withdrawn | None | None | Management |
1i | Elect Director Brenton L. Saunders | For | For | Management |
1j | Elect Director Lisa T. Su | For | For | Management |
2 | Change State of Incorporation from California to Delaware | For | For | Management |
3 | Amend Omnibus Stock Plan | For | For | Management |
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
6 | Require Independent Board Chair | Against | Against | Shareholder |
CITRIX SYSTEMS, INC. | |||
Ticker: | CTXS | Security ID: | 177376100 |
Meeting Date: | JUN 04, 2021 | Meeting Type: | Annual |
Record Date: | APR 06, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Robert M. Calderoni | For | For | Management |
1b | Elect Director Nanci E. Caldwell | For | For | Management |
1c | Elect Director Murray J. Demo | For | For | Management |
1d | Elect Director Ajei S. Gopal | For | For | Management |
1e | Elect Director David J. Henshall | For | For | Management |
1f | Elect Director Thomas E. Hogan | For | For | Management |
1g | Elect Director Moira A. Kilcoyne | For | For | Management |
1h | Elect Director Robert E. Knowling, Jr. | For | For | Management |
1i | Elect Director Peter J. Sacripanti | For | For | Management |
1j | Elect Director J. Donald Sherman | For | For | Management |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Adopt Simple Majority Vote | None | For | Shareholder |
DIGITAL REALTY TRUST, INC. | |||
Ticker: | DLR | Security ID: | 253868103 |
Meeting Date: | JUN 03, 2021 | Meeting Type: | Annual |
Record Date: | MAR 29, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Laurence A. Chapman | For | Against | Management |
1b | Elect Director Alexis Black Bjorlin | For | For | Management |
1c | Elect Director VeraLinn “Dash” Jamieson | For | For | Management |
1d | Elect Director Kevin J. Kennedy | For | For | Management |
1e | Elect Director William G. LaPerch | For | Against | Management |
1f | Elect Director Jean F.H.P. Mandeville | For | For | Management |
1g | Elect Director Afshin Mohebbi | For | For | Management |
1h | Elect Director Mark R. Patterson | For | Against | Management |
1i | Elect Director Mary Hogan Preusse | For | Against | Management |
1j | Elect Director Dennis E. Singleton | For | For | Management |
1k | Elect Director A. William Stein | For | For | Management |
2 | Ratify KPMG LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
EBAY INC. | |||
Ticker: | EBAY | Security ID: | 278642103 |
Meeting Date: | JUN 15, 2021 | Meeting Type: | Annual |
Record Date: | APR 19, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Anthony J. Bates | For | For | Management |
1b | Elect Director Adriane M. Brown | For | For | Management |
1c | Elect Director Diana Farrell | For | For | Management |
1d | Elect Director Logan D. Green | For | For | Management |
1e | Elect Director Bonnie S. Hammer | For | For | Management |
1f | Elect Director E. Carol Hayles | For | For | Management |
1g | Elect Director Jamie Iannone | For | For | Management |
1h | Elect Director Kathleen C. Mitic | For | For | Management |
1i | Elect Director Matthew J. Murphy | For | For | Management |
1j | Elect Director Paul S. Pressler | For | For | Management |
1k | Elect Director Mohak Shroff | For | For | Management |
1l | Elect Director Robert H. Swan | For | For | Management |
1m | Elect Director Perry M. Traquina | For | For | Management |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Improve Principles of Executive Compensation Program | Against | Against | Shareholder |
5 | Provide Right to Act by Written Consent | Against | For | Shareholder |
FACEBOOK, INC. | |||
Ticker: | FB | Security ID: | 30303M102 |
Meeting Date: | MAY 26, 2021 | Meeting Type: | Annual |
Record Date: | APR 01, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Peggy Alford | For | For | Management |
1.2 | Elect Director Marc L. Andreessen | For | Withhold | Management |
1.3 | Elect Director Andrew W. Houston | For | Withhold | Management |
1.4 | Elect Director Nancy Killefer | For | For | Management |
1.5 | Elect Director Robert M. Kimmitt | For | For | Management |
1.6 | Elect Director Sheryl K. Sandberg | For | For | Management |
1.7 | Elect Director Peter A. Thiel | For | Withhold | Management |
1.8 | Elect Director Tracey T. Travis | For | For | Management |
1.9 | Elect Director Mark Zuckerberg | For | For | Management |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
3 | Amend Non-Employee Director Compensation Policy | For | Against | Management |
4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Against | For | Shareholder |
5 | Require Independent Board Chair | Against | For | Shareholder |
6 | Report on Online Child Sexual Exploitation | Against | For | Shareholder |
7 | Require Independent Director Nominee with Human and/or Civil Rights Experience | Against | Against | Shareholder |
8 | Report on Platform Misuse | Against | For | Shareholder |
9 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Against | Against | Shareholder |
GLOBAL PAYMENTS INC. | |||
Ticker: | GPN | Security ID: | 37940X102 |
Meeting Date: | APR 29, 2021 | Meeting Type: | Annual |
Record Date: | MAR 05, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director F. Thaddeus Arroyo | For | For | Management |
1b | Elect Director Robert H.B. Baldwin, Jr. | For | For | Management |
1c | Elect Director John G. Bruno | For | For | Management |
1d | Elect Director Kriss Cloninger, III | For | For | Management |
1e | Elect Director William I Jacobs | For | For | Management |
1f | Elect Director Joia M. Johnson | For | For | Management |
1g | Elect Director Ruth Ann Marshall | For | For | Management |
1h | Elect Director Connie D. McDaniel | For | For | Management |
1i | Elect Director William B. Plummer | For | For | Management |
1j | Elect Director Jeffrey S. Sloan | For | For | Management |
1k | Elect Director John T. Turner | For | For | Management |
1l | Elect Director M. Troy Woods | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
3 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management |
4 | Provide Right to Act by Written Consent | Against | For | Shareholder |
INTEL CORPORATION | |||
Ticker: | INTC | Security ID: | 458140100 |
Meeting Date: | MAY 13, 2021 | Meeting Type: | Annual |
Record Date: | MAR 19, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Patrick P. Gelsinger | For | For | Management |
1b | Elect Director James J. Goetz | For | For | Management |
1c | Elect Director Alyssa Henry | For | For | Management |
1d | Elect Director Omar Ishrak | For | For | Management |
1e | Elect Director Risa Lavizzo-Mourey | For | For | Management |
1f | Elect Director Tsu-Jae King Liu | For | For | Management |
1g | Elect Director Gregory D. Smith | For | For | Management |
1h | Elect Director Dion J. Weisler | For | For | Management |
1i | Elect Director Frank D. Yeary | For | For | Management |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Provide Right to Act by Written Consent | Against | For | Shareholder |
5 | Report on Global Median Gender/Racial Pay Gap | Against | Against | Shareholder |
6 | Report on Whether Written Policies or Unwritten Norms Reinforce Racism in Company Culture | Against | Against | Shareholder |
KLA CORPORATION | |||
Ticker: | KLAC | Security ID: | 482480100 |
Meeting Date: | NOV 04, 2020 | Meeting Type: | Annual |
Record Date: | SEP 16, 2020 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Edward Barnholt | For | For | Management |
1.2 | Elect Director Robert Calderoni | For | For | Management |
1.3 | Elect Director Jeneanne Hanley | For | For | Management |
1.4 | Elect Director Emiko Higashi | For | For | Management |
1.5 | Elect Director Kevin Kennedy | For | For | Management |
1.6 | Elect Director Gary Moore | For | For | Management |
1.7 | Elect Director Marie Myers | For | For | Management |
1.8 | Elect Director Kiran Patel | For | For | Management |
1.9 | Elect Director Victor Peng | For | For | Management |
1.10 | Elect Director Robert Rango | For | For | Management |
1.11 | Elect Director Richard Wallace | For | For | Management |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
4 | Adopt Proxy Access Right | Against | For | Shareholder |
MICROSOFT CORPORATION | |||
Ticker: | MSFT | Security ID: | 594918104 |
Meeting Date: | DEC 02, 2020 | Meeting Type: | Annual |
Record Date: | OCT 08, 2020 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Reid G. Hoffman | For | For | Management |
1.2 | Elect Director Hugh F. Johnston | For | For | Management |
1.3 | Elect Director Teri L. List-Stoll | For | For | Management |
1.4 | Elect Director Satya Nadella | For | For | Management |
1.5 | Elect Director Sandra E. Peterson | For | For | Management |
1.6 | Elect Director Penny S. Pritzker | For | For | Management |
1.7 | Elect Director Charles W. Scharf | For | For | Management |
1.8 | Elect Director Arne M. Sorenson | For | For | Management |
1.9 | Elect Director John W. Stanton | For | For | Management |
1.10 | Elect Director John W. Thompson | For | For | Management |
1.11 | Elect Director Emma N. Walmsley | For | For | Management |
1.12 | Elect Director Padmasree Warrior | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
3 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management |
4 | Report on Employee Representation on the Board of Directors | Against | Against | Shareholder |
NETAPP, INC. | |||
Ticker: | NTAP | Security ID: | 64110D104 |
Meeting Date: | SEP 10, 2020 | Meeting Type: | Annual |
Record Date: | JUL 17, 2020 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director T. Michael Nevens | For | For | Management |
1b | Elect Director Deepak Ahuja | For | For | Management |
1c | Elect Director Gerald Held | For | For | Management |
1d | Elect Director Kathryn M. Hill | For | For | Management |
1e | Elect Director Deborah L. Kerr | For | For | Management |
1f | Elect Director George Kurian | For | For | Management |
1g | Elect Director Scott F. Schenkel | For | For | Management |
1h | Elect Director George T. Shaheen | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
3 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management |
4 | Provide Right to Act by Written Consent | Against | For | Shareholder |
NXP SEMICONDUCTORS N.V. | |||
Ticker: | NXPI | Security ID: | N6596X109 |
Meeting Date: | MAY 26, 2021 | Meeting Type: | Annual |
Record Date: | APR 28, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Adopt Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Discharge of Board Members | For | For | Management |
3a | Reelect Kurt Sievers as Executive Director | For | For | Management |
3b | Reelect Peter Bonfield as Non-Executive Director | For | Against | Management |
3c | Elect Annette Clayton as Non-Executive Director | For | For | Management |
3d | Elect Anthony Foxx as Non-Executive Director | For | For | Management |
3e | Reelect Kenneth A. Goldman as Non-Executive Director | For | For | Management |
3f | Reelect Josef Kaeser as Non-Executive Director | For | For | Management |
3g | Reelect Lena Olving as Non-Executive Director | For | Against | Management |
3h | Reelect Peter Smitham as Non-Executive Director | For | Against | Management |
3i | Reelect Julie Southern as Non-Executive Director | For | For | Management |
3j | Reelect Jasmin Staiblin as Non-Executive Director | For | For | Management |
3k | Reelect Gregory L. Summe as Non-Executive Director | For | For | Management |
3l | Reelect Karl-Henrik Sundstrom as Non-Executive Director | For | Against | Management |
4 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | For | For | Management |
5 | Authorize Board to Exclude Preemptive Rights from Share Issuances | For | For | Management |
6 | Authorize Share Repurchase Program | For | For | Management |
7 | Approve Cancellation of Ordinary Shares | For | For | Management |
8 | Approve Remuneration of the Non Executive Members of the Board | For | For | Management |
9 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
ORACLE CORPORATION | |||
Ticker: | ORCL | Security ID: | 68389X105 |
Meeting Date: | NOV 04, 2020 | Meeting Type: | Annual |
Record Date: | SEP 08, 2020 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Jeffrey S. Berg | For | Withhold | Management |
1.2 | Elect Director Michael J. Boskin | For | For | Management |
1.3 | Elect Director Safra A. Catz | For | For | Management |
1.4 | Elect Director Bruce R. Chizen | For | Withhold | Management |
1.5 | Elect Director George H. Conrades | For | For | Management |
1.6 | Elect Director Lawrence J. Ellison | For | For | Management |
1.7 | Elect Director Rona A. Fairhead | For | For | Management |
1.8 | Elect Director Jeffrey O. Henley | For | For | Management |
1.9 | Elect Director Renee J. James | For | For | Management |
1.10 | Elect Director Charles W. Moorman, IV | For | For | Management |
1.11 | Elect Director Leon E. Panetta | For | Withhold | Management |
1.12 | Elect Director William G. Parrett | For | Withhold | Management |
1.13 | Elect Director Naomi O. Seligman | For | For | Management |
1.14 | Elect Director Vishal Sikka | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Approve Omnibus Stock Plan | For | For | Management |
4 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
5 | Report on Gender Pay Gap | Against | For | Shareholder |
6 | Require Independent Board Chair | Against | For | Shareholder |
QUALCOMM INCORPORATED | |||
Ticker: | QCOM | Security ID: | 747525103 |
Meeting Date: | MAR 10, 2021 | Meeting Type: | Annual |
Record Date: | JAN 11, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Sylvia Acevedo | For | For | Management |
1b | Elect Director Mark Fields | For | For | Management |
1c | Elect Director Jeffrey W. Henderson | For | For | Management |
1d | Elect Director Gregory N. Johnson | For | For | Management |
1e | Elect Director Ann M. Livermore | For | For | Management |
1f | Elect Director Harish Manwani | For | For | Management |
1g | Elect Director Mark D. McLaughlin | For | For | Management |
1h | Elect Director Jamie S. Miller | For | For | Management |
1i | Elect Director Steve Mollenkopf | For | For | Management |
1j | Elect Director Clark T. “Sandy” Randt, Jr. | For | For | Management |
1k | Elect Director Irene B. Rosenfeld | For | For | Management |
1l | Elect Director Kornelis “Neil” Smit | For | For | Management |
1m | Elect Director Jean-Pascal Tricoire | For | For | Management |
1n | Elect Director Anthony J. Vinciquerra | For | For | Management |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
SEAGATE TECHNOLOGY PLC | |||
Ticker: | STX | Security ID: | G7945M107 |
Meeting Date: | OCT 22, 2020 | Meeting Type: | Annual |
Record Date: | AUG 24, 2020 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Mark W. Adams | For | For | Management |
1b | Elect Director Judy Bruner | For | For | Management |
1c | Elect Director Michael R. Cannon | For | For | Management |
1d | Elect Director William T. Coleman | For | For | Management |
1e | Elect Director Jay L. Geldmacher | For | For | Management |
1f | Elect Director Dylan G. Haggart | For | For | Management |
1g | Elect Director Stephen J. Luczo | For | For | Management |
1h | Elect Director William D. Mosley | For | For | Management |
1i | Elect Director Stephanie Tilenius | For | For | Management |
1j | Elect Director Edward J. Zander | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
3 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
4 | Determine Price Range for Reissuance of Treasury Shares | For | For | Management |
SKYWORKS SOLUTIONS, INC. | |||
Ticker: | SWKS | Security ID: | 83088M102 |
Meeting Date: | MAY 12, 2021 | Meeting Type: | Annual |
Record Date: | MAR 18, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Alan S. Batey | For | For | Management |
1b | Elect Director Kevin L. Beebe | For | For | Management |
1c | Elect Director Timothy R. Furey | For | For | Management |
1d | Elect Director Liam K. Griffin | For | For | Management |
1e | Elect Director Christine King | For | For | Management |
1f | Elect Director David P. McGlade | For | For | Management |
1g | Elect Director Robert A. Schriesheim | For | For | Management |
1h | Elect Director Kimberly S. Stevenson | For | For | Management |
2 | Ratify KPMG LLP as Auditor | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Amend Omnibus Stock Plan | For | For | Management |
5 | Adopt Simple Majority Vote | None | For | Shareholder |
SYNOPSYS, INC. | |||
Ticker: | SNPS | Security ID: | 871607107 |
Meeting Date: | APR 08, 2021 | Meeting Type: | Annual |
Record Date: | FEB 09, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Aart J. de Geus | For | For | Management |
1b | Elect Director Chi-Foon Chan | For | For | Management |
1c | Elect Director Janice D. Chaffin | For | For | Management |
1d | Elect Director Bruce R. Chizen | For | For | Management |
1e | Elect Director Mercedes Johnson | For | For | Management |
1f | Elect Director Chrysostomos L. “Max” Nikias | For | For | Management |
1g | Elect Director Jeannine P. Sargent | For | For | Management |
1h | Elect Director John Schwarz | For | For | Management |
1i | Elect Director Roy Vallee | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
4 | Ratify KPMG LLP as Auditors | For | For | Management |
5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Against | For | Shareholder |
VISA INC. | |||
Ticker: | V | Security ID: | 92826C839 |
Meeting Date: | JAN 26, 2021 | Meeting Type: | Annual |
Record Date: | NOV 27, 2020 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Lloyd A. Carney | For | For | Management |
1b | Elect Director Mary B. Cranston | For | For | Management |
1c | Elect Director Francisco Javier Fernandez-Carbajal | For | For | Management |
1d | Elect Director Alfred F. Kelly, Jr. | For | For | Management |
1e | Elect Director Ramon Laguarta | For | For | Management |
1f | Elect Director John F. Lundgren | For | For | Management |
1g | Elect Director Robert W. Matschullat | For | For | Management |
1h | Elect Director Denise M. Morrison | For | For | Management |
1i | Elect Director Suzanne Nora Johnson | For | For | Management |
1j | Elect Director Linda J. Rendle | For | For | Management |
1k | Elect Director John A. C. Swainson | For | For | Management |
1l | Elect Director Maynard G. Webb, Jr. | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
3 | Ratify KPMG LLP as Auditors | For | For | Management |
4 | Amend Omnibus Stock Plan | For | For | Management |
5 | Provide Holders of At Least 15% Class A Common Stock Right to Call Special Meeting | For | For | Management |
6 | Provide Right to Act by Written Consent | Against | For | Shareholder |
7 | Amend Principles of Executive Compensation Program | Against | Against | Shareholder |
VMWARE, INC. | |||
Ticker: | VMW | Security ID: | 928563402 |
Meeting Date: | JUL 15, 2020 | Meeting Type: | Annual |
Record Date: | MAY 18, 2020 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Anthony Bates | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
XILINX, INC. | |||
Ticker: | XLNX | Security ID: | 983919101 |
Meeting Date: | AUG 05, 2020 | Meeting Type: | Annual |
Record Date: | JUN 10, 2020 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Dennis Segers | For | For | Management |
1.2 | Elect Director Raman K. Chitkara | For | For | Management |
1.3 | Elect Director Saar Gillai | For | For | Management |
1.4 | Elect Director Ronald S. Jankov | For | For | Management |
1.5 | Elect Director Mary Louise Krakauer | For | For | Management |
1.6 | Elect Director Thomas H. Lee | For | For | Management |
1.7 | Elect Director Jon A. Olson | For | For | Management |
1.8 | Elect Director Victor Peng | For | For | Management |
1.9 | Elect Director Elizabeth W. Vanderslice | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
3 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
XILINX, INC. | |||
Ticker: | XLNX | Security ID: | 983919101 |
Meeting Date: | APR 07, 2021 | Meeting Type: | Special |
Record Date: | FEB 10, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Merger Agreement | For | For | Management |
2 | Advisory Vote on Golden Parachutes | For | For | Management |
3 | Adjourn Meeting | For | For | Management |
River Oak Discovery Fund
ADTALEM GLOBAL EDUCATION INC. | |||
Ticker: | ATGE | Security ID: | 00737L103 |
Meeting Date: | NOV 17, 2020 | Meeting Type: | Annual |
Record Date: | SEP 30, 2020 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William W. Burke | For | For | Management |
1.2 | Elect Director Donna J. Hrinak | For | For | Management |
1.3 | Elect Director Georgette Kiser | For | For | Management |
1.4 | Elect Director Lyle Logan | For | For | Management |
1.5 | Elect Director Michael W. Malafronte | For | For | Management |
1.6 | Elect Director Sharon L. O’Keefe | For | For | Management |
1.7 | Elect Director Kenneth J. Phelan | For | For | Management |
1.8 | Elect Director Lisa W. Wardell | For | For | Management |
1.9 | Elect Director James D. White | For | For | Management |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
ADVANCED ENERGY INDUSTRIES, INC. | |||
Ticker: | AEIS | Security ID: | 007973100 |
Meeting Date: | APR 30, 2021 | Meeting Type: | Annual |
Record Date: | MAR 08, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Grant H. Beard | For | For | Management |
1.2 | Elect Director Frederick A. Ball | For | For | Management |
1.3 | Elect Director Anne T. DelSanto | For | For | Management |
1.4 | Elect Director Tina M. Donikowski | For | For | Management |
1.5 | Elect Director Ronald C. Foster | For | For | Management |
1.6 | Elect Director Edward C. Grady | For | For | Management |
1.7 | Elect Director Stephen D. Kelley | For | For | Management |
1.8 | Elect Director Lanesha T. Minnix | For | For | Management |
1.9 | Elect Director Thomas M. Rohrs | For | For | Management |
1.10 | Elect Director John A. Roush | For | For | Management |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
4 | Amend Qualified Employee Stock | For | For | Management |
Purchase Plan |
AMBARELLA, INC. | |||
Ticker: | AMBA | Security ID: | G037AX101 |
Meeting Date: | JUN 17, 2021 | Meeting Type: | Annual |
Record Date: | APR 16, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Hsiao-Wuen Hon | For | For | Management |
1.2 | Elect Director Christopher B. Paisley | For | For | Management |
1.3 | Elect Director Andrew W. Verhalen | For | For | Management |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
5 | Approve Omnibus Stock Plan | For | Against | Management |
AMERICAN PUBLIC EDUCATION, INC. | |||
Ticker: | APEI | Security ID: | 02913V103 |
Meeting Date: | MAY 21, 2021 | Meeting Type: | Annual |
Record Date: | MAR 25, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Eric C. Andersen | For | For | Management |
1b | Elect Director Granetta B. Blevins | For | For | Management |
1c | Elect Director Jean C. Halle | For | For | Management |
1d | Elect Director Barbara ‘Bobbi’ L. Kurshan | For | For | Management |
1e | Elect Director Timothy J. Landon | For | For | Management |
1f | Elect Director Daniel S. Pianko | For | For | Management |
1g | Elect Director William G. Robinson, Jr. | For | For | Management |
1h | Elect Director Angela K. Selden | For | For | Management |
1i | Elect Director Vincent R. Stewart | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Ratify Deloitte & Touche LLP as Auditor For | For | Management |
ARTISAN PARTNERS ASSET MANAGEMENT INC. | |||
Ticker: | APAM | Security ID: | 04316A108 |
Meeting Date: | JUN 02, 2021 | Meeting Type: | Annual |
Record Date: | APR 08, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Jennifer A. Barbetta | For | For | Management |
1.2 | Elect Director Matthew R. Barger | For | For | Management |
1.3 | Elect Director Eric R. Colson | For | For | Management |
1.4 | Elect Director Tench Coxe | For | Withhold | Management |
1.5 | Elect Director Stephanie G. DiMarco | For | Withhold | Management |
1.6 | Elect Director Jeffrey A. Joerres | For | Withhold | Management |
1.7 | Elect Director Andrew A. Ziegler | For | For | Management |
2 | Ratify PricewaterhouseCoopers LLP as Auditor | For | For | Management |
BARRETT BUSINESS SERVICES, INC. | |||
Ticker: | BBSI | Security ID: | 068463108 |
Meeting Date: | JUN 02, 2021 | Meeting Type: | Annual |
Record Date: | APR 12, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Thomas J. Carley | For | For | Management |
1.2 | Elect Director Thomas B. Cusick | For | For | Management |
1.3 | Elect Director Diane L. Dewbrey | For | For | Management |
1.4 | Elect Director James B. Hicks | For | For | Management |
1.5 | Elect Director Jon L. Justesen | For | For | Management |
1.6 | Elect Director Gary E. Kramer | For | For | Management |
1.7 | Elect Director Anthony Meeker | For | For | Management |
1.8 | Elect Director Carla A. Moradi | For | For | Management |
1.9 | Elect Director Vincent P. Price | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management |
CIRRUS LOGIC, INC. | |||
Ticker: | CRUS | Security ID: | 172755100 |
Meeting Date: | JUL 31, 2020 | Meeting Type: | Annual |
Record Date: | JUN 01, 2020 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John C. Carter | For | For | Management |
1.2 | Elect Director Alexander M. Davern | For | For | Management |
1.3 | Elect Director Timothy R. Dehne | For | For | Management |
1.4 | Elect Director Deirdre R. Hanford | For | For | Management |
1.5 | Elect Director Catherine P. Lego | For | For | Management |
1.6 | Elect Director Jason P. Rhode | For | For | Management |
1.7 | Elect Director Alan R. Schuele | For | For | Management |
1.8 | Elect Director David J. Tupman | For | For | Management |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
4 | Amend Omnibus Stock Plan | For | For | Management |
CNO FINANCIAL GROUP, INC. | |||
Ticker: | CNO | Security ID: | 12621E103 |
Meeting Date: | MAY 07, 2021 | Meeting Type: | Annual |
Record Date: | MAR 09, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Gary C. Bhojwani | For | For | Management |
1b | Elect Director Ellyn L. Brown | For | For | Management |
1c | Elect Director Stephen N. David | For | For | Management |
1d | Elect Director David B. Foss | For | For | Management |
1e | Elect Director Robert C. Greving | For | For | Management |
1f | Elect Director Mary R. (Nina) Henderson | For | For | Management |
1g | Elect Director Daniel R. Maurer | For | For | Management |
1h | Elect Director Chetlur S. Ragavan | For | For | Management |
1i | Elect Director Steven E. Shebik | For | For | Management |
1j | Elect Director Frederick J. Sievert | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
3 | Amend NOL Rights Plan (NOL Pill) | For | For | Management |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
COHU, INC. | |||
Ticker: | COHU | Security ID: | 192576106 |
Meeting Date: | MAY 05, 2021 | Meeting Type: | Annual |
Record Date: | MAR 16, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Andrew M. Caggia | For | For | Management |
1b | Elect Director Luis A. Muller | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
3 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
DIME COMMUNITY BANCSHARES, INC. | |||
Ticker: | DCOM | Security ID: | 253922108 |
Meeting Date: | DEC 03, 2020 | Meeting Type: | Special |
Record Date: | OCT 12, 2020 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Merger Agreement | For | For | Management |
2 | Advisory Vote on Golden Parachutes | For | Against | Management |
3 | Adjourn Meeting | For | For | Management |
DIME COMMUNITY BANCSHARES, INC. | |||
Ticker: | DCOM | Security ID: | 25432X102 |
Meeting Date: | MAY 27, 2021 | Meeting Type: | Annual |
Record Date: | APR 01, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Kenneth J. Mahon | For | For | Management |
1.2 | Elect Director Marcia Z. Hefter | For | For | Management |
1.3 | Elect Director Rosemarie Chen | For | For | Management |
1.4 | Elect Director Michael P. Devine | For | For | Management |
1.5 | Elect Director Matthew Lindenbaum | For | For | Management |
1.6 | Elect Director Albert E. McCoy, Jr. | For | For | Management |
1.7 | Elect Director Raymond A. Nielsen | For | For | Management |
1.8 | Elect Director Kevin M. O’Connor | For | For | Management |
1.9 | Elect Director Vincent F. Palagiano | For | For | Management |
1.10 | Elect Director Joseph J. Perry | For | For | Management |
1.11 | Elect Director Kevin Stein | For | For | Management |
1.12 | Elect Director Dennis A. Suskind | For | For | Management |
2 | Ratify Crowe LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Approve Omnibus Stock Plan | For | For | Management |
DIODES INCORPORATED | |||
Ticker: | DIOD | Security ID: | 254543101 |
Meeting Date: | MAY 24, 2021 | Meeting Type: | Annual |
Record Date: | MAR 29, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Angie Chen Button | For | For | Management |
1.2 | Elect Director C.H. Chen | For | For | Management |
1.3 | Elect Director Warren Chen | For | For | Management |
1.4 | Elect Director Michael R. Giordano | For | For | Management |
1.5 | Elect Director Keh-Shew Lu | For | For | Management |
1.6 | Elect Director Peter M. Menard | For | For | Management |
1.7 | Elect Director Christina Wen-Chi Sung | For | For | Management |
1.8 | Elect Director Michael K.C. Tsai | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Ratify Moss Adams LLP as Auditor | For | For | Management |
EVENTBRITE, INC. | |||
Ticker: | EB | Security ID: | 29975E109 |
Meeting Date: | JUN 09, 2021 | Meeting Type: | Annual |
Record Date: | APR 12, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Kevin Hartz | For | Withhold | Management |
1.2 | Elect Director Sean Moriarty | For | Withhold | Management |
1.3 | Elect Director Naomi Wheeless | For | For | Management |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
FIREEYE, INC. | |||
Ticker: | FEYE | Security ID: | 31816Q101 |
Meeting Date: | JUN 11, 2021 | Meeting Type: | Annual |
Record Date: | APR 13, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Sara C. Andrews | For | For | Management |
1b | Elect Director Adrian McDermott | For | For | Management |
1c | Elect Director Robert E. Switz | For | For | Management |
2 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
KADANT INC. | |||
Ticker: | KAI | Security ID: | 48282T104 |
Meeting Date: | MAY 19, 2021 | Meeting Type: | Annual |
Record Date: | MAR 22, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Erin L. Russell | For | For | Management |
1.2 | Elect Director William P. Tully | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Approve the Issuance of Restricted Stock Units to Non-Employee Directors | For | For | Management |
4 | Ratify KPMG LLP as Auditors | For | For | Management |
KULICKE AND SOFFA INDUSTRIES, INC. | |||
Ticker: | KLIC | Security ID: | 501242101 |
Meeting Date: | MAR 04, 2021 | Meeting Type: | Annual |
Record Date: | DEC 07, 2020 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Chin Hu Lim | For | For | Management |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
3 | Approve Omnibus Stock Plan | For | For | Management |
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
M/I HOMES, INC. | |||
Ticker: | MHO | Security ID: | 55305B101 |
Meeting Date: | MAY 11, 2021 | Meeting Type: | Annual |
Record Date: | MAR 16, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Michael P. Glimcher | For | For | Management |
1.2 | Elect Director Elizabeth K. Ingram | For | For | Management |
1.3 | Elect Director Kumi D. Walker | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers��� Compensation | For | For | Management |
3 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management |
MAGELLAN HEALTH, INC. | |||
Ticker: | MGLN | Security ID: | 559079207 |
Meeting Date: | MAR 31, 2021 | Meeting Type: | Special |
Record Date: | FEB 12, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Merger Agreement | For | For | Management |
2 | Advisory Vote on Golden Parachutes | For | For | Management |
3 | Adjourn Meeting | For | For | Management |
NEXTGEN HEALTHCARE, INC. | |||
Ticker: | NXGN | Security ID: | 65343C102 |
Meeting Date: | AUG 18, 2020 | Meeting Type: | Annual |
Record Date: | JUN 25, 2020 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John R. “Rusty” Frantz | For | For | Management |
1.2 | Elect Director Craig A. Barbarosh | For | For | Management |
1.3 | Elect Director George H. Bristol | For | For | Management |
1.4 | Elect Director Julie D. Klapstein | For | For | Management |
1.5 | Elect Director James C. Malone | For | For | Management |
1.6 | Elect Director Jeffrey H. Margolis | For | For | Management |
1.7 | Elect Director Morris Panner | For | For | Management |
1.8 | Elect Director Sheldon Razin | For | For | Management |
1.9 | Elect Director Lance E. Rosenzweig | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
PERFICIENT, INC. | |||
Ticker: | PRFT | Security ID: | 71375U101 |
Meeting Date: | MAY 25, 2021 | Meeting Type: | Annual |
Record Date: | MAR 29, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Jeffrey S. Davis | For | For | Management |
1b | Elect Director Ralph C. Derrickson | For | For | Management |
1c | Elect Director David S. Lundeen | For | For | Management |
1d | Elect Director Brian L. Matthews | For | For | Management |
1e | Elect Director Nancy C. Pechloff | For | For | Management |
1f | Elect Director Gary M. Wimberly | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Ratify KPMG LLP as Auditors | For | For | Management |
PERSPECTA INC. | |||
Ticker: | PRSP | Security ID: | 715347100 |
Meeting Date: | AUG 05, 2020 | Meeting Type: | Annual |
Record Date: | JUN 08, 2020 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Sanju K. Bansal | For | For | Management |
1b | Elect Director Sondra L. Barbour | For | For | Management |
1c | Elect Director John M. Curtis | For | For | Management |
1d | Elect Director Lisa S. Disbrow | For | For | Management |
1e | Elect Director Glenn A. Eisenberg | For | For | Management |
1f | Elect Director Pamela O. Kimmet | For | For | Management |
1g | Elect Director Ramzi M. Musallam | For | For | Management |
1h | Elect Director Philip O. Nolan | For | For | Management |
1i | Elect Director Betty J. Sapp | For | For | Management |
1j | Elect Director Michael E. Ventling | For | For | Management |
2 | Ratify Deloitte & Touche as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
4 | Approve Qualified Employee Stock Purchase Plan | For | For | Management |
PERSPECTA INC. | |||
Ticker: | PRSP | Security ID: | 715347100 |
Meeting Date: | MAY 05, 2021 | Meeting Type: | Special |
Record Date: | MAR 18, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Merger Agreement | For | For | Management |
2 | Advisory Vote on Golden Parachutes | For | For | Management |
3 | Adjourn Meeting | For | For | Management |
PROG HOLDINGS, INC. | |||
Ticker: | PRG | Security ID: | 74319R101 |
Meeting Date: | JUN 22, 2021 | Meeting Type: | Annual |
Record Date: | MAY 03, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Kathy T. Betty | For | For | Management |
1b | Elect Director Douglas C. Curling | For | For | Management |
1c | Elect Director Cynthia N. Day | For | For | Management |
1d | Elect Director Curtis L. Doman | For | For | Management |
1e | Elect Director Steven A. Michaels | For | For | Management |
1f | Elect Director Ray M. Robinson | For | For | Management |
1g | Elect Director James P. Smith | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
4 | Amend Qualified Employee Stock Purchase Plan | For | For | Management |
QUINSTREET, INC. | |||
Ticker: | QNST | Security ID: | 74874Q100 |
Meeting Date: | OCT 29, 2020 | Meeting Type: | Annual |
Record Date: | SEP 01, 2020 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Matthew Glickman | For | For | Management |
1.2 | Elect Director Robin Josephs | For | For | Management |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
SELECTIVE INSURANCE GROUP, INC. | |||
Ticker: | SIGI | Security ID: | 816300107 |
Meeting Date: | APR 28, 2021 | Meeting Type: | Annual |
Record Date: | MAR 05, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Ainar D. Aijala, Jr. | For | For | Management |
1b | Elect Director Lisa Rojas Bacus | For | For | Management |
1c | Elect Director John C. Burville | For | For | Management |
1d | Elect Director Terrence W. Cavanaugh | For | For | Management |
1e | Elect Director Wole C. Coaxum | For | For | Management |
1f | Elect Director Robert Kelly Doherty | For | For | Management |
1g | Elect Director John J. Marchioni | For | For | Management |
1h | Elect Director Thomas A. McCarthy | For | For | Management |
1i | Elect Director Stephen C. Mills | For | For | Management |
1j | Elect Director H. Elizabeth Mitchell | For | For | Management |
1k | Elect Director Michael J. Morrissey | For | For | Management |
1l | Elect Director Gregory E. Murphy | For | For | Management |
1m | Elect Director Cynthia S. Nicholson | For | For | Management |
1n | Elect Director William M. Rue | For | For | Management |
1o | Elect Director John S. Scheid | For | For | Management |
1p | Elect Director J. Brian Thebault | For | For | Management |
1q | Elect Director Philip H. Urban | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
3 | Amend Qualified Employee Stock Purchase Plan | For | For | Management |
4 | Ratify KPMG LLP as Auditors | For | For | Management |
SILICON MOTION TECHNOLOGY CORP. | |||
Ticker: | SIMO | Security ID: | 82706C108 |
Meeting Date: | SEP 30, 2020 | Meeting Type: | Annual |
Record Date: | AUG 12, 2020 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Yung-Chien Wang and Lien-Chun Liu as Directors | For | For | Management |
2 | Approve Appointment of Deloitte & Touche as Independent Auditor | For | For | Management |
TAYLOR MORRISON HOME CORPORATION | |||
Ticker: | TMHC | Security ID: | 87724P106 |
Meeting Date: | MAY 26, 2021 | Meeting Type: | Annual |
Record Date: | MAR 30, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Jeffry L. Flake | For | For | Management |
1.2 | Elect Director Gary H. Hunt | For | For | Management |
1.3 | Elect Director Peter Lane | For | For | Management |
1.4 | Elect Director William H. Lyon | For | For | Management |
1.5 | Elect Director Anne L. Mariucci | For | For | Management |
1.6 | Elect Director David C. Merritt | For | For | Management |
1.7 | Elect Director Andrea (Andi) Owen | For | For | Management |
1.8 | Elect Director Sheryl D. Palmer | For | For | Management |
1.9 | Elect Director Denise F. Warren | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
3 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management |
VERINT SYSTEMS INC. | |||
Ticker: | VRNT | Security ID: | 92343X100 |
Meeting Date: | JUN 17, 2021 | Meeting Type: | Annual |
Record Date: | APR 26, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Dan Bodner | For | For | Management |
1.2 | Elect Director Linda Crawford | For | For | Management |
1.3 | Elect Director John Egan | For | For | Management |
1.4 | Elect Director Reid French | For | For | Management |
1.5 | Elect Director Stephen Gold | For | For | Management |
1.6 | Elect Director William Kurtz | For | For | Management |
1.7 | Elect Director Andrew Miller | For | For | Management |
1.8 | Elect Director Richard Nottenburg | For | For | Management |
1.9 | Elect Director Jason Wright | For | For | Management |
2 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
WORKIVA INC. | |||
Ticker: | WK | Security ID: | 98139A105 |
Meeting Date: | JUN 03, 2021 | Meeting Type: | Annual |
Record Date: | APR 05, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Robert H. Herz | For | Withhold | Management |
1.2 | Elect Director David S. Mulcahy | For | Withhold | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
Rock Oak Core Growth Fund
AMDOCS LIMITED | |||
Ticker: | DOX | Security ID: | G02602103 |
Meeting Date: | JAN 29, 2021 | Meeting Type: | Annual |
Record Date: | DEC 03, 2020 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Robert A. Minicucci | For | For | Management |
1.2 | Elect Director Adrian Gardner | For | For | Management |
1.3 | Elect Director James S. Kahan | For | For | Management |
1.4 | Elect Director Rafael de la Vega | For | For | Management |
1.5 | Elect Director Giora Yaron | For | For | Management |
1.6 | Elect Director Eli Gelman | For | For | Management |
1.7 | Elect Director Richard T.C. LeFave | For | For | Management |
1.8 | Elect Director John A. MacDonald | For | For | Management |
1.9 | Elect Director Shuky Sheffer | For | For | Management |
1.10 | Elect Director Yvette Kanouff | For | For | Management |
2 | Approve an Increase in the Quarterly Cash Dividend Rate | For | For | Management |
3 | Accept Financial Statements and Statutory Reports | For | For | Management |
4 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
ASSURANT, INC. | |||
Ticker: | AIZ | Security ID: | 04621X108 |
Meeting Date: | MAY 13, 2021 | Meeting Type: | Annual |
Record Date: | MAR 15, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Elaine D. Rosen | For | For | Management |
1b | Elect Director Paget L. Alves | For | For | Management |
1c | Elect Director J. Braxton Carter | For | For | Management |
1d | Elect Director Juan N. Cento | For | For | Management |
1e | Elect Director Alan B. Colberg | For | For | Management |
1f | Elect Director Harriet Edelman | For | For | Management |
1g | Elect Director Lawrence V. Jackson | For | For | Management |
1h | Elect Director Jean-Paul L. Montupet | For | For | Management |
1i | Elect Director Debra J. Perry | For | For | Management |
1j | Elect Director Ognjen (Ogi) Redzic | For | For | Management |
1k | Elect Director Paul J. Reilly | For | For | Management |
1l | Elect Director Robert W. Stein | For | For | Management |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Amend Omnibus Stock Plan | For | For | Management |
CARDINAL HEALTH, INC. | |||
Ticker: | CAH | Security ID: | 14149Y108 |
Meeting Date: | NOV 04, 2020 | Meeting Type: | Annual |
Record Date: | SEP 08, 2020 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Carrie S. Cox | For | For | Management |
1b | Elect Director Calvin Darden | For | For | Management |
1c | Elect Director Bruce L. Downey | For | For | Management |
1d | Elect Director Sheri H. Edison | For | For | Management |
1e | Elect Director David C. Evans | For | For | Management |
1f | Elect Director Patricia A. Hemingway Hall | For | For | Management |
1g | Elect Director Akhil Johri | For | For | Management |
1h | Elect Director Michael C. Kaufmann | For | For | Management |
1i | Elect Director Gregory B. Kenny | For | For | Management |
1j | Elect Director Nancy Killefer | For | For | Management |
1k | Elect Director J. Michael Losh | For | For | Management |
1l | Elect Director Dean A. Scarborough | For | For | Management |
1m | Elect Director John H. Weiland | For | For | Management |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | For | For | Management |
5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Against | For | Shareholder |
6 | Require Independent Board Chair | Against | For | Shareholder |
CARLISLE COMPANIES INCORPORATED | |||
Ticker: | CSL | Security ID: | 142339100 |
Meeting Date: | MAY 05, 2021 | Meeting Type: | Annual |
Record Date: | MAR 10, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director James D. Frias | For | For | Management |
1b | Elect Director Maia A. Hansen | For | For | Management |
1c | Elect Director Corrine D. Ricard | For | For | Management |
2 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
CITRIX SYSTEMS, INC. | |||
Ticker: | CTXS | Security ID: | 177376100 |
Meeting Date: | JUN 04, 2021 | Meeting Type: | Annual |
Record Date: | APR 06, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Robert M. Calderoni | For | For | Management |
1b | Elect Director Nanci E. Caldwell | For | For | Management |
1c | Elect Director Murray J. Demo | For | For | Management |
1d | Elect Director Ajei S. Gopal | For | For | Management |
1e | Elect Director David J. Henshall | For | For | Management |
1f | Elect Director Thomas E. Hogan | For | For | Management |
1g | Elect Director Moira A. Kilcoyne | For | For | Management |
1h | Elect Director Robert E. Knowling, Jr. | For | For | Management |
1i | Elect Director Peter J. Sacripanti | For | For | Management |
1j | Elect Director J. Donald Sherman | For | For | Management |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Adopt Simple Majority Vote | None | For | Shareholder |
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION | |||
Ticker: | CTSH | Security ID: | 192446102 |
Meeting Date: | JUN 01, 2021 | Meeting Type: | Annual |
Record Date: | APR 05, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Zein Abdalla | For | For | Management |
1b | Elect Director Vinita Bali | For | For | Management |
1c | Elect Director Maureen Breakiron-Evans | For | For | Management |
1d | Elect Director Archana Deskus | For | For | Management |
1e | Elect Director John M. Dineen | For | For | Management |
1f | Elect Director Brian Humphries | For | For | Management |
1g | Elect Director Leo S. Mackay, Jr. | For | For | Management |
1h | Elect Director Michael Patsalos-Fox | For | For | Management |
1i | Elect Director Joseph M. Velli | For | For | Management |
1j | Elect Director Sandra S. Wijnberg | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
4 | Provide Right to Act by Written Consent | Against | Against | Shareholder |
COLFAX CORPORATION | |||
Ticker: | CFX | Security ID: | 194014106 |
Meeting Date: | MAY 12, 2021 | Meeting Type: | Annual |
Record Date: | MAR 22, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Mitchell P. Rales | For | For | Management |
1b | Elect Director Matthew L. Trerotola | For | For | Management |
1c | Elect Director Patrick W. Allender | For | For | Management |
1d | Elect Director Thomas S. Gayner | For | Against | Management |
1e | Elect Director Rhonda L. Jordan | For | For | Management |
1f | Elect Director Liam J. Kelly | For | For | Management |
1g | Elect Director Philip A. Okala | For | For | Management |
1h | Elect Director A. Clayton Perfall | For | For | Management |
1i | Elect Director Didier Teirlinck | For | For | Management |
1j | Elect Director Rajiv Vinnakota | For | For | Management |
1k | Elect Director Sharon Wienbar | For | For | Management |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
CYRUSONE INC. | |||
Ticker: | CONE | Security ID: | 23283R100 |
Meeting Date: | MAY 18, 2021 | Meeting Type: | Annual |
Record Date: | MAR 18, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Bruce W. Duncan | For | For | Management |
1.2 | Elect Director David H. Ferdman | For | For | Management |
1.3 | Elect Director John W. Gamble, Jr. | For | For | Management |
1.4 | Elect Director T. Tod Nielsen | For | For | Management |
1.5 | Elect Director Denise Olsen | For | For | Management |
1.6 | Elect Director Alex Shumate | For | For | Management |
1.7 | Elect Director William E. Sullivan | For | For | Management |
1.8 | Elect Director Lynn A. Wentworth | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
4 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management |
DRAFTKINGS INC. | |||
Ticker: | DKNG | Security ID: | 26142R104 |
Meeting Date: | APR 28, 2021 | Meeting Type: | Annual |
Record Date: | MAR 01, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Jason D. Robins | For | Withhold | Management |
1.2 | Elect Director Harry Evans Sloan | For | Withhold | Management |
1.3 | Elect Director Matthew Kalish | For | Withhold | Management |
1.4 | Elect Director Paul Liberman | For | Withhold | Management |
1.5 | Elect Director Woodrow H. Levin | For | Withhold | Management |
1.6 | Elect Director Shalom Meckenzie | For | Withhold | Management |
1.7 | Elect Director Jocelyn Moore | For | For | Management |
1.8 | Elect Director Ryan R. Moore | For | Withhold | Management |
1.9 | Elect Director Valerie Mosley | For | For | Management |
1.10 | Elect Director Steven J. Murray | For | Withhold | Management |
1.11 | Elect Director Hany M. Nada | For | Withhold | Management |
1.12 | Elect Director John S. Salter | For | Withhold | Management |
1.13 | Elect Director Marni M. Walden | For | Withhold | Management |
2 | Ratify BDO USA, LLP as Auditors | For | For | Management |
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
4 | Other Business | For | Against | Management |
DXC TECHNOLOGY COMPANY | |||
Ticker: | DXC | Security ID: | 23355L106 |
Meeting Date: | AUG 13, 2020 | Meeting Type: | Annual |
Record Date: | JUN 15, 2020 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Mukesh Aghi | For | For | Management |
1b | Elect Director Amy E. Alving | For | For | Management |
1c | Elect Director David A. Barnes | For | For | Management |
1d | Elect Director Raul J. Fernandez | For | For | Management |
1e | Elect Director David L. Herzog | For | For | Management |
1f | Elect Director Mary L. Krakauer | For | For | Management |
1g | Elect Director Ian C. Read | For | For | Management |
1h | Elect Director Michael J. Salvino | For | For | Management |
1i | Elect Director Manoj P. Singh | For | For | Management |
1j | Elect Director Robert F. Woods | For | For | Management |
2 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Amend Omnibus Stock Plan | For | Against | Management |
5 | Amend Non-Employee Director Restricted Stock Plan | For | For | Management |
EXELIXIS, INC. | |||
Ticker: | EXEL | Security ID: | 30161Q104 |
Meeting Date: | MAY 26, 2021 | Meeting Type: | Annual |
Record Date: | MAR 29, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Charles Cohen | For | For | Management |
1b | Elect Director Carl B. Feldbaum | For | For | Management |
1c | Elect Director Maria C. Freire | For | For | Management |
1d | Elect Director Alan M. Garber | For | For | Management |
1e | Elect Director Vincent T. Marchesi | For | For | Management |
1f | Elect Director Michael M. Morrissey | For | For | Management |
1g | Elect Director Stelios Papadopoulos | For | For | Management |
1h | Elect Director George Poste | For | For | Management |
1i | Elect Director Julie Anne Smith | For | For | Management |
1j | Elect Director Lance Willsey | For | For | Management |
1k | Elect Director Jack L. Wyszomierski | For | For | Management |
2 | Ratify Ernst & Young LLP as Auditor | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
F5 NETWORKS, INC. | |||
Ticker: | FFIV | Security ID: | 315616102 |
Meeting Date: | MAR 11, 2021 | Meeting Type: | Annual |
Record Date: | JAN 06, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Sandra E. Bergeron | For | For | Management |
1b | Elect Director Elizabeth L. Buse | For | For | Management |
1c | Elect Director Michel Combes | For | Against | Management |
1d | Elect Director Michael L. Dreyer | For | For | Management |
1e | Elect Director Alan J. Higginson | For | For | Management |
1f | Elect Director Peter S. Klein | For | For | Management |
1g | Elect Director Francois Locoh-Donou | For | For | Management |
1h | Elect Director Nikhil Mehta | For | For | Management |
1i | Elect Director Marie E. Myers | For | For | Management |
1j | Elect Director Sripada Shivananda | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
GENTEX CORPORATION | |||
Ticker: | GNTX | Security ID: | 371901109 |
Meeting Date: | MAY 20, 2021 | Meeting Type: | Annual |
Record Date: | MAR 23, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Leslie Brown | For | For | Management |
1.2 | Elect Director Steve Downing | For | For | Management |
1.3 | Elect Director Gary Goode | For | For | Management |
1.4 | Elect Director James Hollars | For | For | Management |
1.5 | Elect Director Richard Schaum | For | For | Management |
1.6 | Elect Director Kathleen Starkoff | For | For | Management |
1.7 | Elect Director Brian Walker | For | For | Management |
1.8 | Elect Director James Wallace | For | For | Management |
1.9 | Elect Director Ling Zang | For | For | Management |
2 | Ratify Ernst & Young LLP as Auditor | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
ILLUMINA, INC. | |||
Ticker: | ILMN | Security ID: | 452327109 |
Meeting Date: | MAY 26, 2021 | Meeting Type: | Annual |
Record Date: | MAR 31, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1A | Elect Director Caroline D. Dorsa | For | For | Management |
1B | Elect Director Robert S. Epstein | For | For | Management |
1C | Elect Director Scott Gottlieb | For | For | Management |
1D | Elect Director Gary S. Guthart | For | For | Management |
1E | Elect Director Philip W. Schiller | For | For | Management |
1F | Elect Director John W. Thompson | For | For | Management |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
JAZZ PHARMACEUTICALS PLC | |||
Ticker: | JAZZ | Security ID: | G50871105 |
Meeting Date: | JUL 30, 2020 | Meeting Type: | Annual |
Record Date: | JUN 03, 2020 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Bruce C. Cozadd | For | For | Management |
1b | Elect Director Heather Ann McSharry | For | For | Management |
1c | Elect Director Anne O’Riordan | For | For | Management |
1d | Elect Director Rick E Winningham | For | For | Management |
2 | Approve KPMG, Dublin as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
4 | Amend Non-Employee Director Omnibus Stock Plan | For | Against | Management |
5 | Approve Reduction in Capital and Creation of Distributable Reserves | For | For | Management |
KLA CORPORATION | |||
Ticker: | KLAC | Security ID: | 482480100 |
Meeting Date: | NOV 04, 2020 | Meeting Type: | Annual |
Record Date: | SEP 16, 2020 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Edward Barnholt | For | For | Management |
1.2 | Elect Director Robert Calderoni | For | For | Management |
1.3 | Elect Director Jeneanne Hanley | For | For | Management |
1.4 | Elect Director Emiko Higashi | For | For | Management |
1.5 | Elect Director Kevin Kennedy | For | For | Management |
1.6 | Elect Director Gary Moore | For | For | Management |
1.7 | Elect Director Marie Myers | For | For | Management |
1.8 | Elect Director Kiran Patel | For | For | Management |
1.9 | Elect Director Victor Peng | For | For | Management |
1.10 | Elect Director Robert Rango | For | For | Management |
1.11 | Elect Director Richard Wallace | For | For | Management |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
4 | Adopt Proxy Access Right | Against | For | Shareholder |
NETAPP, INC. | |||
Ticker: | NTAP | Security ID: | 64110D104 |
Meeting Date: | SEP 10, 2020 | Meeting Type: | Annual |
Record Date: | JUL 17, 2020 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director T. Michael Nevens | For | For | Management |
1b | Elect Director Deepak Ahuja | For | For | Management |
1c | Elect Director Gerald Held | For | For | Management |
1d | Elect Director Kathryn M. Hill | For | For | Management |
1e | Elect Director Deborah L. Kerr | For | For | Management |
1f | Elect Director George Kurian | For | For | Management |
1g | Elect Director Scott F. Schenkel | For | For | Management |
1h | Elect Director George T. Shaheen | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
3 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management |
4 | Provide Right to Act by Written Consent | Against | For | Shareholder |
POOL CORPORATION | |||
Ticker: | POOL | Security ID: | 73278L105 |
Meeting Date: | MAY 04, 2021 | Meeting Type: | Annual |
Record Date: | MAR 16, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Peter D. Arvan | For | For | Management |
1b | Elect Director Timothy M. Graven | For | For | Management |
1c | Elect Director Debra S. Oler | For | For | Management |
1d | Elect Director Manuel J. Perez de la Mesa | For | For | Management |
1e | Elect Director Harlan F. Seymour | For | For | Management |
1f | Elect Director Robert C. Sledd | For | For | Management |
1g | Elect Director John E. Stokely | For | For | Management |
1h | Elect Director David G. Whalen | For | For | Management |
2 | Ratify Ernst & Young LLP as Auditor | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
PULTEGROUP, INC. | |||
Ticker: | PHM | Security ID: | 745867101 |
Meeting Date: | MAY 12, 2021 | Meeting Type: | Annual |
Record Date: | MAR 18, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Brian P. Anderson | For | For | Management |
1b | Elect Director Bryce Blair | For | For | Management |
1c | Elect Director Richard W. Dreiling | For | For | Management |
1d | Elect Director Thomas J. Folliard | For | For | Management |
1e | Elect Director Cheryl W. Grise | For | For | Management |
1f | Elect Director Andre J. Hawaux | For | For | Management |
1g | Elect Director J. Phillip Holloman | For | For | Management |
1h | Elect Director Ryan R. Marshall | For | For | Management |
1i | Elect Director John R. Peshkin | For | For | Management |
1j | Elect Director Scott F. Powers | For | For | Management |
1k | Elect Director Lila Snyder | For | For | Management |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
QUEST DIAGNOSTICS INCORPORATED | |||
Ticker: | DGX | Security ID: | 74834L100 |
Meeting Date: | MAY 21, 2021 | Meeting Type: | Annual |
Record Date: | MAR 22, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Vicky B. Gregg | For | For | Management |
1.2 | Elect Director Wright L. Lassiter, III | For | For | Management |
1.3 | Elect Director Timothy L. Main | For | For | Management |
1.4 | Elect Director Denise M. Morrison | For | For | Management |
1.5 | Elect Director Gary M. Pfeiffer | For | For | Management |
1.6 | Elect Director Timothy M. Ring | For | For | Management |
1.7 | Elect Director Stephen H. Rusckowski | For | For | Management |
1.8 | Elect Director Helen I. Torley | For | For | Management |
1.9 | Elect Director Gail R. Wilensky | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
4 | Provide Right to Act by Written Consent | Against | For | Shareholder |
REPUBLIC SERVICES, INC. | |||
Ticker: | RSG | Security ID: | 760759100 |
Meeting Date: | MAY 21, 2021 | Meeting Type: | Annual |
Record Date: | MAR 22, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Manuel Kadre | For | For | Management |
1b | Elect Director Tomago Collins | For | For | Management |
1c | Elect Director Michael A. Duffy | For | For | Management |
1d | Elect Director Thomas W. Handley | For | For | Management |
1e | Elect Director Jennifer M. Kirk | For | For | Management |
1f | Elect Director Michael Larson | For | For | Management |
1g | Elect Director Kim S. Pegula | For | For | Management |
1h | Elect Director James P. Snee | For | For | Management |
1i | Elect Director Brian S. Tyler | For | For | Management |
1j | Elect Director Sandra M. Volpe | For | For | Management |
1k | Elect Director Katharine B. Weymouth | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
4 | Report on Integrating ESG Metrics Into Executive Compensation Program | Against | Against | Shareholder |
SEAGATE TECHNOLOGY PLC | |||
Ticker: | STX | Security ID: | G7945M107 |
Meeting Date: | OCT 22, 2020 | Meeting Type: | Annual |
Record Date: | AUG 24, 2020 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Mark W. Adams | For | For | Management |
1b | Elect Director Judy Bruner | For | For | Management |
1c | Elect Director Michael R. Cannon | For | For | Management |
1d | Elect Director William T. Coleman | For | For | Management |
1e | Elect Director Jay L. Geldmacher | For | For | Management |
1f | Elect Director Dylan G. Haggart | For | For | Management |
1g | Elect Director Stephen J. Luczo | For | For | Management |
1h | Elect Director William D. Mosley | For | For | Management |
1i | Elect Director Stephanie Tilenius | For | For | Management |
1j | Elect Director Edward J. Zander | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
3 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
4 | Determine Price Range for Reissuance of Treasury Shares | For | For | Management |
SEAGATE TECHNOLOGY PLC | |||
Ticker: | STX | Security ID: | G7945M111 |
Meeting Date: | APR 14, 2021 | Meeting Type: | Court |
Record Date: | MAR 01, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Scheme of Arrangement | For | For | Management |
SEAGATE TECHNOLOGY PLC | |||
Ticker: | STX | Security ID: | G7945M107 |
Meeting Date: | APR 14, 2021 | Meeting Type: | Special |
Record Date: | MAR 01, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Scheme of Arrangement | For | For | Management |
2 | Amend Constitution | For | For | Management |
3 | Approve Creation of Distributable Reserves | For | For | Management |
4 | Adjourn Meeting | For | For | Management |
SOLAREDGE TECHNOLOGIES, INC. | |||
Ticker: | SEDG | Security ID: | 83417M104 |
Meeting Date: | JUN 01, 2021 | Meeting Type: | Annual |
Record Date: | APR 05, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Nadav Zafrir | For | Against | Management |
1b | Elect Director Avery More | For | Against | Management |
1c | Elect Director Zivi Lando | For | Against | Management |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
THE HARTFORD FINANCIAL SERVICES GROUP, INC. | |||
Ticker: | HIG | Security ID: | 416515104 |
Meeting Date: | MAY 19, 2021 | Meeting Type: | Annual |
Record Date: | MAR 22, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Robert B. Allardice, III | For | For | Management |
1b | Elect Director Larry D. De Shon | For | For | Management |
1c | Elect Director Carlos Dominguez | For | For | Management |
1d | Elect Director Trevor Fetter | For | For | Management |
1e | Elect Director Donna James | For | For | Management |
1f | Elect Director Kathryn A. Mikells | For | For | Management |
1g | Elect Director Michael G. Morris | For | For | Management |
1h | Elect Director Teresa W. Roseborough | For | For | Management |
1i | Elect Director Virginia P. Ruesterholz | For | For | Management |
1j | Elect Director Christopher J. Swift | For | For | Management |
1k | Elect Director Matthew E. Winter | For | For | Management |
1l | Elect Director Greig Woodring | For | For | Management |
2 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
TRANSDIGM GROUP INCORPORATED | |||
Ticker: | TDG | Security ID: | 893641100 |
Meeting Date: | MAR 18, 2021 | Meeting Type: | Annual |
Record Date: | JAN 27, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director David Barr | For | For | Management |
1.2 | Elect Director Mervin Dunn | For | Withhold | Management |
1.3 | Elect Director Michael S. Graff | For | Withhold | Management |
1.4 | Elect Director Sean P. Hennessy | For | Withhold | Management |
1.5 | Elect Director W. Nicholas Howley | For | For | Management |
1.6 | Elect Director Raymond F. Laubenthal | For | For | Management |
1.7 | Elect Director Gary E. McCullough | For | For | Management |
1.8 | Elect Director Michele Santana | For | For | Management |
1.9 | Elect Director Robert J. Small | For | Withhold | Management |
1.10 | Elect Director John Staer | For | For | Management |
1.11 | Elect Director Kevin Stein | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
UBIQUITI INC. | |||
Ticker: | UI | Security ID: | 90353W103 |
Meeting Date: | DEC 10, 2020 | Meeting Type: | Annual |
Record Date: | OCT 19, 2020 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Robert J. Pera | For | Withhold | Management |
2 | Ratify KPMG LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
4 | Approve Omnibus Stock Plan | For | Against | Management |
White Oak Select Growth Fund
ALCON INC. | |||
Ticker: | ALC | Security ID: | H01301128 |
Meeting Date: | APR 28, 2021 | Meeting Type: | Annual |
Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Discharge of Board and Senior Management | For | For | Management |
3 | Approve Allocation of Income and Dividends of CHF 0.10 per Share | For | For | Management |
4.1 | Approve Remuneration Report (Non-Binding) | For | Against | Management |
4.2 | Approve Remuneration of Directors in the Amount of CHF 3.3 Million | For | For | Management |
4.3 | Approve Remuneration of Executive Committee in the Amount of CHF 38.4 Million | For | For | Management |
5.1 | Reelect Michael Ball as Director and Board Chairman | For | For | Management |
5.2 | Reelect Lynn Bleil as Director | For | For | Management |
5.3 | Reelect Arthur Cummings as Director | For | For | Management |
5.4 | Reelect David Endicott as Director | For | For | Management |
5.5 | Reelect Thomas Glanzmann as Director | For | For | Management |
5.6 | Reelect Keith Grossman as Director | For | Against | Management |
5.7 | Reelect Scott Maw as Director | For | For | Management |
5.8 | Reelect Karen May as Director | For | For | Management |
5.9 | Reelect Ines Poeschel as Director | For | For | Management |
5.10 | Reelect Dieter Spaelti as Director | For | For | Management |
6.1 | Reappoint Thomas Glanzmann as Member of the Compensation Committee | For | For | Management |
6.2 | Reappoint Keith Grossman as Member of the Compensation Committee | For | Against | Management |
6.3 | Reappoint Karen May as Member of the Compensation Committee | For | For | Management |
6.4 | Reappoint Ines Poeschel as Member of the Compensation Committee | For | For | Management |
7 | Designate Hartmann Dreyer Attorneys-at-Law as Independent Proxy | For | For | Management |
8 | Ratify PricewaterhouseCoopers SA as Auditors | For | For | Management |
9 | Transact Other Business (Voting) | For | Against | Management |
ALPHABET INC. | |||
Ticker: | GOOGL | Security ID: | 02079K305 |
Meeting Date: | JUN 02, 2021 | Meeting Type: | Annual |
Record Date: | APR 06, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Larry Page | For | For | Management |
1b | Elect Director Sergey Brin | For | For | Management |
1c | Elect Director Sundar Pichai | For | For | Management |
1d | Elect Director John L. Hennessy | For | For | Management |
1e | Elect Director Frances H. Arnold | For | For | Management |
1f | Elect Director L. John Doerr | For | Against | Management |
1g | Elect Director Roger W. Ferguson, Jr. | For | For | Management |
1h | Elect Director Ann Mather | For | Against | Management |
1i | Elect Director Alan R. Mulally | For | For | Management |
1j | Elect Director K. Ram Shriram | For | Against | Management |
1k | Elect Director Robin L. Washington | For | Against | Management |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
3 | Approve Omnibus Stock Plan | For | Against | Management |
4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Against | For | Shareholder |
5 | Require Independent Director Nominee with Human and/or Civil Rights Experience | Against | For | Shareholder |
6 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Against | For | Shareholder |
7 | Report on Takedown Requests | Against | For | Shareholder |
8 | Report on Whistleblower Policies and Practices | Against | Against | Shareholder |
9 | Report on Charitable Contributions | Against | Against | Shareholder |
10 | Report on Risks Related to Anticompetitive Practices | Against | For | Shareholder |
11 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Against | Against | Shareholder |
AMAZON.COM, INC. | |||
Ticker: | AMZN | Security ID: | 023135106 |
Meeting Date: | MAY 26, 2021 | Meeting Type: | Annual |
Record Date: | APR 01, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Jeffrey P. Bezos | For | For | Management |
1b | Elect Director Keith B. Alexander | For | For | Management |
1c | Elect Director Jamie S. Gorelick | For | For | Management |
1d | Elect Director Daniel P. Huttenlocher | For | For | Management |
1e | Elect Director Judith A. McGrath | For | For | Management |
1f | Elect Director Indra K. Nooyi | For | For | Management |
1g | Elect Director Jonathan J. Rubinstein | For | For | Management |
1h | Elect Director Thomas O. Ryder | For | For | Management |
1i | Elect Director Patricia Q. Stonesifer | For | For | Management |
1j | Elect Director Wendell P. Weeks | For | For | Management |
2 | Ratify Ernst & Young LLP as Auditor | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Report on Customers’ Use of its Surveillance and Computer Vision Products Capabilities or Cloud Products Contribute to Human Rights Violations | Against | For | Shareholder |
5 | Require Independent Board Chair | Against | Against | Shareholder |
6 | Report on Gender/Racial Pay Gap | Against | For | Shareholder |
7 | Report on Promotion Data | Against | Against | Shareholder |
8 | Report on the Impacts of Plastic Packaging | Against | For | Shareholder |
9 | Oversee and Report on a Civil Rights, Equity, Diversity and Inclusion Audit | Against | For | Shareholder |
10 | Adopt a Policy to Include Hourly Employees as Director Candidates | Against | For | Shareholder |
11 | Report on Board Oversight of Risks Related to Anti-Competitive Practices | Against | For | Shareholder |
12 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Against | For | Shareholder |
13 | Report on Lobbying Payments and Policy | Against | For | Shareholder |
14 | Report on Potential Human Rights Impacts of Customers’ Use of Rekognition | Against | For | Shareholder |
AMGEN INC. | |||
Ticker: | AMGN | Security ID: | 031162100 |
Meeting Date: | MAY 18, 2021 | Meeting Type: | Annual |
Record Date: | MAR 19, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Wanda M. Austin | For | For | Management |
1b | Elect Director Robert A. Bradway | For | For | Management |
1c | Elect Director Brian J. Druker | For | For | Management |
1d | Elect Director Robert A. Eckert | For | For | Management |
1e | Elect Director Greg C. Garland | For | For | Management |
1f | Elect Director Charles M. Holley, Jr. | For | For | Management |
1g | Elect Director Tyler Jacks | For | For | Management |
1h | Elect Director Ellen J. Kullman | For | For | Management |
1i | Elect Director Amy E. Miles | For | For | Management |
1j | Elect Director Ronald D. Sugar | For | For | Management |
1k | Elect Director R. Sanders Williams | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
CHUBB LIMITED | |||
Ticker: | CB | Security ID: | H1467J104 |
Meeting Date: | MAY 20, 2021 | Meeting Type: | Annual |
Record Date: | MAR 26, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2.1 | Allocate Disposable Profit | For | For | Management |
2.2 | Approve Dividend Distribution From Legal Reserves Through Capital Contributions Reserve Subaccount | For | For | Management |
3 | Approve Discharge of Board of Directors For | For | Management | |
4.1 | Ratify PricewaterhouseCoopers AG (Zurich) as Statutory Auditor | For | For | Management |
4.2 | Ratify PricewaterhouseCoopers LLP (United States) as Independent Registered Accounting Firm | For | For | Management |
4.3 | Ratify BDO AG (Zurich) as Special Audit Firm | For | For | Management |
5.1 | Elect Director Evan G. Greenberg | For | For | Management |
5.2 | Elect Director Michael P. Connors | For | For | Management |
5.3 | Elect Director Michael G. Atieh | For | For | Management |
5.4 | Elect Director Sheila P. Burke | For | For | Management |
5.5 | Elect Director Mary Cirillo | For | For | Management |
5.6 | Elect Director Robert J. Hugin | For | For | Management |
5.7 | Elect Director Robert W. Scully | For | For | Management |
5.8 | Elect Director Eugene B. Shanks, Jr. | For | For | Management |
5.9 | Elect Director Theodore E. Shasta | For | For | Management |
5.10 | Elect Director David H. Sidwell | For | For | Management |
5.11 | Elect Director Olivier Steimer | For | For | Management |
5.12 | Elect Director Luis Tellez | For | For | Management |
5.13 | Elect Director Frances F. Townsend | For | For | Management |
6 | Elect Evan G. Greenberg as Board Chairman | For | Against | Management |
7.1 | Elect Michael P. Connors as Member of the Compensation Committee | For | For | Management |
7.2 | Elect Mary Cirillo as Member of the Compensation Committee | For | For | Management |
7.3 | Elect Frances F. Townsend as Member of the Compensation Committee | For | For | Management |
8 | Designate Homburger AG as Independent Proxy | For | For | Management |
9 | Amend Omnibus Stock Plan | For | For | Management |
10 | Approve CHF 86,557,222.50 Reduction in Share Capital via Cancellation in Nominal Value of CHF 24.15 each | For | For | Management |
11.1 | Approve the Maximum Aggregate Remuneration of Directors | For | For | Management |
11.2 | Approve Remuneration of Executive Management in the Amount of USD 48 Million for Fiscal 2022 | For | For | Management |
12 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
13 | Transact Other Business (Voting) | For | Against | Management |
CISCO SYSTEMS, INC. | |||
Ticker: | CSCO | Security ID: | 17275R102 |
Meeting Date: | DEC 10, 2020 | Meeting Type: | Annual |
Record Date: | OCT 12, 2020 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director M. Michele Burns | For | For | Management |
1b | Elect Director Wesley G. Bush | For | For | Management |
1c | Elect Director Michael D. Capellas | For | For | Management |
1d | Elect Director Mark Garrett | For | For | Management |
1e | Elect Director Kristina M. Johnson | For | For | Management |
1f | Elect Director Roderick C. McGeary | For | For | Management |
1g | Elect Director Charles H. Robbins | For | For | Management |
1h | Elect Director Arun Sarin - Withdrawn | None | None | Management |
1i | Elect Director Brenton L. Saunders | For | For | Management |
1j | Elect Director Lisa T. Su | For | For | Management |
2 | Change State of Incorporation from California to Delaware | For | For | Management |
3 | Amend Omnibus Stock Plan | For | For | Management |
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
6 | Require Independent Board Chair | Against | Against | Shareholder |
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION | |||
Ticker: | CTSH | Security ID: | 192446102 |
Meeting Date: | JUN 01, 2021 | Meeting Type: | Annual |
Record Date: | APR 05, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Zein Abdalla | For | For | Management |
1b | Elect Director Vinita Bali | For | For | Management |
1c | Elect Director Maureen Breakiron-Evans | For | For | Management |
1d | Elect Director Archana Deskus | For | For | Management |
1e | Elect Director John M. Dineen | For | For | Management |
1f | Elect Director Brian Humphries | For | For | Management |
1g | Elect Director Leo S. Mackay, Jr. | For | For | Management |
1h | Elect Director Michael Patsalos-Fox | For | For | Management |
1i | Elect Director Joseph M. Velli | For | For | Management |
1j | Elect Director Sandra S. Wijnberg | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
4 | Provide Right to Act by Written Consent | Against | Against | Shareholder |
DIGITAL REALTY TRUST, INC. | |||
Ticker: | DLR | Security ID: | 253868103 |
Meeting Date: | JUN 03, 2021 | Meeting Type: | Annual |
Record Date: | MAR 29, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Laurence A. Chapman | For | Against | Management |
1b | Elect Director Alexis Black Bjorlin | For | For | Management |
1c | Elect Director VeraLinn “Dash” Jamieson | For | For | Management |
1d | Elect Director Kevin J. Kennedy | For | For | Management |
1e | Elect Director William G. LaPerch | For | Against | Management |
1f | Elect Director Jean F.H.P. Mandeville | For | For | Management |
1g | Elect Director Afshin Mohebbi | For | For | Management |
1h | Elect Director Mark R. Patterson | For | Against | Management |
1i | Elect Director Mary Hogan Preusse | For | Against | Management |
1j | Elect Director Dennis E. Singleton | For | For | Management |
1k | Elect Director A. William Stein | For | For | Management |
2 | Ratify KPMG LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
FACEBOOK, INC. | |||
Ticker: | FB | Security ID: | 30303M102 |
Meeting Date: | MAY 26, 2021 | Meeting Type: | Annual |
Record Date: | APR 01, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Peggy Alford | For | For | Management |
1.2 | Elect Director Marc L. Andreessen | For | Withhold | Management |
1.3 | Elect Director Andrew W. Houston | For | Withhold | Management |
1.4 | Elect Director Nancy Killefer | For | For | Management |
1.5 | Elect Director Robert M. Kimmitt | For | For | Management |
1.6 | Elect Director Sheryl K. Sandberg | For | For | Management |
1.7 | Elect Director Peter A. Thiel | For | Withhold | Management |
1.8 | Elect Director Tracey T. Travis | For | For | Management |
1.9 | Elect Director Mark Zuckerberg | For | For | Management |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
3 | Amend Non-Employee Director Compensation Policy | For | Against | Management |
4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Against | For | Shareholder |
5 | Require Independent Board Chair | Against | For | Shareholder |
6 | Report on Online Child Sexual Exploitation | Against | For | Shareholder |
7 | Require Independent Director Nominee with Human and/or Civil Rights Experience | Against | Against | Shareholder |
8 | Report on Platform Misuse | Against | For | Shareholder |
9 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Against | Against | Shareholder |
JPMORGAN CHASE & CO. | |||
Ticker: | JPM | Security ID: | 46625H100 |
Meeting Date: | MAY 18, 2021 | Meeting Type: | Annual |
Record Date: | MAR 19, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Linda B. Bammann | For | For | Management |
1b | Elect Director Stephen B. Burke | For | For | Management |
1c | Elect Director Todd A. Combs | For | For | Management |
1d | Elect Director James S. Crown | For | For | Management |
1e | Elect Director James Dimon | For | For | Management |
1f | Elect Director Timothy P. Flynn | For | For | Management |
1g | Elect Director Mellody Hobson | For | For | Management |
1h | Elect Director Michael A. Neal | For | For | Management |
1i | Elect Director Phebe N. Novakovic | For | For | Management |
1j | Elect Director Virginia M. Rometty | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Amend Omnibus Stock Plan | For | For | Management |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
5 | Reduce Ownership Threshold for Shareholders to Request Action by Written Consent | Against | For | Shareholder |
6 | Report on Racial Equity Audit | Against | Against | Shareholder |
7 | Require Independent Board Chair | Against | For | Shareholder |
8 | Report on Congruency Political Analysis and Electioneering Expenditures | Against | For | Shareholder |
KLA CORPORATION | |||
Ticker: | KLAC | Security ID: | 482480100 |
Meeting Date: | NOV 04, 2020 | Meeting Type: | Annual |
Record Date: | SEP 16, 2020 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Edward Barnholt | For | For | Management |
1.2 | Elect Director Robert Calderoni | For | For | Management |
1.3 | Elect Director Jeneanne Hanley | For | For | Management |
1.4 | Elect Director Emiko Higashi | For | For | Management |
1.5 | Elect Director Kevin Kennedy | For | For | Management |
1.6 | Elect Director Gary Moore | For | For | Management |
1.7 | Elect Director Marie Myers | For | For | Management |
1.8 | Elect Director Kiran Patel | For | For | Management |
1.9 | Elect Director Victor Peng | For | For | Management |
1.10 | Elect Director Robert Rango | For | For | Management |
1.11 | Elect Director Richard Wallace | For | For | Management |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
4 | Adopt Proxy Access Right | Against | For | Shareholder |
LABORATORY CORPORATION OF AMERICA HOLDINGS | |||
Ticker: | LH | Security ID: | 50540R409 |
Meeting Date: | MAY 12, 2021 | Meeting Type: | Annual |
Record Date: | MAR 24, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Kerrii B. Anderson | For | For | Management |
1b | Elect Director Jean-Luc Belingard | For | For | Management |
1c | Elect Director Jeffrey A. Davis | For | For | Management |
1d | Elect Director D. Gary Gilliland | For | For | Management |
1e | Elect Director Garheng Kong | For | For | Management |
1f | Elect Director Peter M. Neupert | For | For | Management |
1g | Elect Director Richelle P. Parham | For | For | Management |
1h | Elect Director Adam H. Schechter | For | For | Management |
1i | Elect Director Kathryn E. Wengel | For | For | Management |
1j | Elect Director R. Sanders Williams | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management |
4 | Amend Proxy Access Right | Against | For | Shareholder |
LOWE’S COMPANIES, INC. | |||
Ticker: | LOW | Security ID: | 548661107 |
Meeting Date: | MAY 28, 2021 | Meeting Type: | Annual |
Record Date: | MAR 22, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Raul Alvarez | For | For | Management |
1.2 | Elect Director David H. Batchelder | For | For | Management |
1.3 | Elect Director Angela F. Braly | For | For | Management |
1.4 | Elect Director Sandra B. Cochran | For | For | Management |
1.5 | Elect Director Laurie Z. Douglas | For | For | Management |
1.6 | Elect Director Richard W. Dreiling | For | For | Management |
1.7 | Elect Director Marvin R. Ellison | For | For | Management |
1.8 | Elect Director Daniel J. Heinrich | For | For | Management |
1.9 | Elect Director Brian C. Rogers | For | For | Management |
1.10 | Elect Director Bertram L. Scott | For | For | Management |
1.11 | Elect Director Mary Beth West | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Ratify Deloitte & Touche LLP as Auditor | For | For | Management |
4 | Amend Proxy Access Right | Against | For | Shareholder |
NOVARTIS AG | |||
Ticker: | NOVN | Security ID: | 66987V109 |
Meeting Date: | MAR 02, 2021 | Meeting Type: | Annual |
Record Date: | JAN 22, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory Reports | For | For | Management |
2 | Approve Discharge of Board and Senior Management | For | For | Management |
3 | Approve Allocation of Income and Dividends of CHF 3.00 per Share | For | For | Management |
4 | Approve CHF 16.3 Million Reduction in Share Capital via Cancellation of Repurchased Shares | For | For | Management |
5 | Authorize Repurchase of up to CHF 10 Billion in Issued Share Capital | For | For | Management |
6.1 | Approve Remuneration of Directors in the Amount of CHF 8.6 Million | For | For | Management |
6.2 | Approve Maximum Remuneration of Executive Committee in the Amount of CHF 91 Million | For | For | Management |
6.3 | Approve Remuneration Report | For | For | Management |
7.1 | Reelect Joerg Reinhardt as Director and Board Chairman | For | For | Management |
7.2 | Reelect Nancy Andrews as Director | For | For | Management |
7.3 | Reelect Ton Buechner as Director | For | For | Management |
7.4 | Reelect Patrice Bula as Director | For | For | Management |
7.5 | Reelect Elizabeth Doherty as Director | For | For | Management |
7.6 | Reelect Ann Fudge as Director | For | For | Management |
7.7 | Reelect Bridgette Heller as Director | For | For | Management |
7.8 | Reelect Frans van Houten as Director | For | For | Management |
7.9 | Reelect Simon Moroney as Director | For | For | Management |
7.10 | Reelect Andreas von Planta as Director | For | For | Management |
7.11 | Reelect Charles Sawyers as Director | For | For | Management |
7.12 | Elect Enrico Vanni as Director | For | For | Management |
7.13 | Reelect William Winters as Director | For | For | Management |
8.1 | Reappoint Patrice Bula as Member of the Compensation Committee | For | For | Management |
8.2 | Reappoint Bridgette Heller as Member of the Compensation Committee | For | For | Management |
8.3 | Reappoint Enrico Vanni as Member of the Compensation Committee | For | For | Management |
8.4 | Reappoint William Winters as Member of the Compensation Committee | For | For | Management |
8.5 | Appoint Simon Moroney as Member of the Compensation Committee | For | For | Management |
9 | Ratify PricewaterhouseCoopers AG as Auditors | For | For | Management |
10 | Designate Peter Zahn as Independent Proxy | For | For | Management |
11 | Amend Articles Re: Board of Directors Tenure | For | For | Management |
12 | Transact Other Business (Voting) | For | Against | Management |
PFIZER INC. | |||
Ticker: | PFE | Security ID: | 717081103 |
Meeting Date: | APR 22, 2021 | Meeting Type: | Annual |
Record Date: | FEB 24, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Ronald E. Blaylock | For | For | Management |
1.2 | Elect Director Albert Bourla | For | For | Management |
1.3 | Elect Director Susan Desmond-Hellmann | For | For | Management |
1.4 | Elect Director Joseph J. Echevarria | For | For | Management |
1.5 | Elect Director Scott Gottlieb | For | For | Management |
1.6 | Elect Director Helen H. Hobbs | For | For | Management |
1.7 | Elect Director Susan Hockfield | For | For | Management |
1.8 | Elect Director Dan R. Littman | For | For | Management |
1.9 | Elect Director Shantanu Narayen | For | For | Management |
1.10 | Elect Director Suzanne Nora Johnson | For | For | Management |
1.11 | Elect Director James Quincey | For | For | Management |
1.12 | Elect Director James C. Smith | For | For | Management |
2 | Ratify KPMG LLP as Auditor | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Require Independent Board Chair | Against | For | Shareholder |
5 | Report on Political Contributions and Expenditures | Against | For | Shareholder |
6 | Report on Access to COVID-19 Products | Against | For | Shareholder |
QUALCOMM INCORPORATED | |||
Ticker: | QCOM | Security ID: | 747525103 |
Meeting Date: | MAR 10, 2021 | Meeting Type: | Annual |
Record Date: | JAN 11, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Sylvia Acevedo | For | For | Management |
1b | Elect Director Mark Fields | For | For | Management |
1c | Elect Director Jeffrey W. Henderson | For | For | Management |
1d | Elect Director Gregory N. Johnson | For | For | Management |
1e | Elect Director Ann M. Livermore | For | For | Management |
1f | Elect Director Harish Manwani | For | For | Management |
1g | Elect Director Mark D. McLaughlin | For | For | Management |
1h | Elect Director Jamie S. Miller | For | For | Management |
1i | Elect Director Steve Mollenkopf | For | For | Management |
1j | Elect Director Clark T. “Sandy” Randt, Jr. | For | For | Management |
1k | Elect Director Irene B. Rosenfeld | For | For | Management |
1l | Elect Director Kornelis “Neil” Smit | For | For | Management |
1m | Elect Director Jean-Pascal Tricoire | For | For | Management |
1n | Elect Director Anthony J. Vinciquerra | For | For | Management |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
SALESFORCE.COM, INC. | |||
Ticker: | CRM | Security ID: | 79466L302 |
Meeting Date: | JUN 10, 2021 | Meeting Type: | Annual |
Record Date: | APR 15, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Marc Benioff | For | For | Management |
1b | Elect Director Craig Conway | For | For | Management |
1c | Elect Director Parker Harris | For | For | Management |
1d | Elect Director Alan Hassenfeld | For | For | Management |
1e | Elect Director Neelie Kroes | For | For | Management |
1f | Elect Director Colin Powell | For | For | Management |
1g | Elect Director Sanford Robertson | For | For | Management |
1h | Elect Director John V. Roos | For | For | Management |
1i | Elect Director Robin Washington | For | For | Management |
1j | Elect Director Maynard Webb | For | For | Management |
1k | Elect Director Susan Wojcicki | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
5 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Against | Against | Shareholder |
STATE STREET CORPORATION | |||
Ticker: | STT | Security ID: | 857477103 |
Meeting Date: | MAY 19, 2021 | Meeting Type: | Annual |
Record Date: | MAR 22, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Patrick de Saint-Aignan | For | For | Management |
1b | Elect Director Marie A. Chandoha | For | For | Management |
1c | Elect Director Amelia C. Fawcett | For | For | Management |
1d | Elect Director William C. Freda | For | For | Management |
1e | Elect Director Sara Mathew | For | For | Management |
1f | Elect Director William L. Meaney | For | For | Management |
1g | Elect Director Ronald P. O’Hanley | For | For | Management |
1h | Elect Director Sean O’Sullivan | For | For | Management |
1i | Elect Director Julio A. Portalatin | For | For | Management |
1j | Elect Director John B. Rhea | For | For | Management |
1k | Elect Director Richard P. Sergel | For | For | Management |
1l | Elect Director Gregory L. Summe | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
3 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
4 | Report on Racial Equity Audit | Against | Against | Shareholder |
THE CHARLES SCHWAB CORPORATION | |||
Ticker: | SCHW | Security ID: | 808513105 |
Meeting Date: | MAY 13, 2021 | Meeting Type: | Annual |
Record Date: | MAR 15, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Walter W. Bettinger, II | For | For | Management |
1b | Elect Director Joan T. Dea | For | For | Management |
1c | Elect Director Christopher V. Dodds | For | For | Management |
1d | Elect Director Mark A. Goldfarb | For | Against | Management |
1e | Elect Director Bharat B. Masrani | For | For | Management |
1f | Elect Director Charles A. Ruffel | For | For | Management |
2 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Report on Lobbying Payments and Policy | Against | For | Shareholder |
5 | Declassify the Board of Directors | Against | For | Shareholder |
XILINX, INC. | |||
Ticker: | XLNX | Security ID: | 983919101 |
Meeting Date: | AUG 05, 2020 | Meeting Type: | Annual |
Record Date: | JUN 10, 2020 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Dennis Segers | For | For | Management |
1.2 | Elect Director Raman K. Chitkara | For | For | Management |
1.3 | Elect Director Saar Gillai | For | For | Management |
1.4 | Elect Director Ronald S. Jankov | For | For | Management |
1.5 | Elect Director Mary Louise Krakauer | For | For | Management |
1.6 | Elect Director Thomas H. Lee | For | For | Management |
1.7 | Elect Director Jon A. Olson | For | For | Management |
1.8 | Elect Director Victor Peng | For | For | Management |
1.9 | Elect Director Elizabeth W. Vanderslice | For | For | Management |
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
3 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
XILINX, INC. | |||
Ticker: | XLNX | Security ID: | 983919101 |
Meeting Date: | APR 07, 2021 | Meeting Type: | Special |
Record Date: | FEB 10, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Merger Agreement | For | For | Management |
2 | Advisory Vote on Golden Parachutes | For | For | Management |
3 | Adjourn Meeting | For | For | Management |
ZIMMER BIOMET HOLDINGS, INC. | |||
Ticker: | ZBH | Security ID: | 98956P102 |
Meeting Date: | MAY 14, 2021 | Meeting Type: | Annual |
Record Date: | MAR 15, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Christopher B. Begley | For | For | Management |
1b | Elect Director Betsy J. Bernard | For | For | Management |
1c | Elect Director Michael J. Farrell | For | For | Management |
1d | Elect Director Robert A. Hagemann | For | For | Management |
1e | Elect Director Bryan C. Hanson | For | For | Management |
1f | Elect Director Arthur J. Higgins | For | For | Management |
1g | Elect Director Maria Teresa Hilado | For | For | Management |
1h | Elect Director Syed Jafry | For | For | Management |
1i | Elect Director Sreelakshmi Kolli | For | For | Management |
1j | Elect Director Michael W. Michelson | For | For | Management |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management |
4 | Amend Omnibus Stock Plan | For | For | Management |
5 | Amend Non-Employee Director Omnibus Stock Plan | For | For | Management |
6 | Amend Deferred Compensation Plan | For | For | Management |
7 | Provide Right to Call Special Meeting | For | For | Management |
END NPX REPORT
SIGNATURE
Pursuant to the requirements of the Investment Company Act of 1940, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Oak Associates Funds | |||
By: | /s/ Margaret L. Ballinger | ||
Margaret L. Ballinger | |||
Chief Compliance Officer | |||
Date: | August 26, 2021 |