UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-08549
OAK ASSOCIATES FUNDS
(Exact name of registrant as specified in charter)
3875 Embassy Parkway, Suite 250, Akron, Ohio 44333-8334
(Address of principal executive offices) (Zip code)
Charles A. Kiraly
Oak Associates Funds
3875 Embassy Parkway, Suite 250
Akron, Ohio 44333-8334
(Name and address of agent for service)
Registrant’s Telephone Number, including Area Code: (888) 462-5386
Date of fiscal year end: October 31
Date of reporting period: July 1, 2021 - June 30, 2022
Item 1. Proxy Voting Record.
******************************* FORM N-Px REPORT ******************************* |
ICA File Number: 811-08549 |
Reporting Period: 07/01/2021 - 06/30/2022 |
Oak Associates Funds |
====================== Black Oak Emerging Technology Fund ======================
ADVANCED ENERGY INDUSTRIES, INC. | |||
Ticker: | AEIS | Security ID: | 007973100 |
Meeting Date: | MAY 09, 2022 | Meeting Type: | Annual |
Record Date: | MAR 16, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1.1 | Elect Director Grant H. Beard | For | For | Management | |
1.2 | Elect Director Frederick A. Ball | For | For | Management | |
1.3 | Elect Director Anne T. DelSanto | For | For | Management | |
1.4 | Elect Director Tina M. Donikowski | For | For | Management | |
1.5 | Elect Director Ronald C. Foster | For | For | Management | |
1.6 | Elect Director Edward C. Grady | For | For | Management | |
1.7 | Elect Director Stephen D. Kelley | For | For | Management | |
1.8 | Elect Director Lanesha T. Minnix | For | For | Management | |
1.9 | Elect Director David W. Reed | For | For | Management | |
1.10 | Elect Director John A. Roush | For | For | Management | |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management | |
3 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation |
AMBARELLA, INC. | |||
Ticker: | AMBA | Security ID: | G037AX101 |
Meeting Date: | JUN 07, 2022 | Meeting Type: | Annual |
Record Date: | APR 14, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1.1 | Elect Director Anne De Greef-Safft | For | For | Management | |
1.2 | Elect Director Chenming C. Hu | For | For | Management | |
1.3 | Elect Director Feng-Ming (Fermi) Wang | For | For | Management | |
2 | Ratify PricewaterhouseCoopers LLP as | For | For | Management | |
Auditors | |||||
3 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation |
APPLE INC. | |||
Ticker: | AAPL | Security ID: | 037833100 |
Meeting Date: | MAR 04, 2022 | Meeting Type: | Annual |
Record Date: | JAN 03, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director James Bell | For | For | Management | |
1b | Elect Director Tim Cook | For | For | Management | |
1c | Elect Director Al Gore | For | For | Management | |
1d | Elect Director Alex Gorsky | For | For | Management | |
1e | Elect Director Andrea Jung | For | For | Management | |
1f | Elect Director Art Levinson | For | For | Management | |
1g | Elect Director Monica Lozano | For | For | Management | |
1h | Elect Director Ron Sugar | For | For | Management | |
1i | Elect Director Sue Wagner | For | For | Management | |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management | |
3 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
4 | Approve Omnibus Stock Plan | For | For | Management | |
5 | Amend Articles of Incorporation to | Against | Against | Shareholder | |
become a Social Purpose Corporation | |||||
6 | Approve Revision of Transparency | Against | For | Shareholder | |
Reports | |||||
7 | Report on Forced Labor | Against | For | Shareholder | |
8 | Report on Median Gender/Racial Pay Gap | Against | For | Shareholder | |
9 | Report on Civil Rights Audit | Against | For | Shareholder | |
10 | Report on Concealment Clauses | Against | For | Shareholder |
CALIX, INC. | |||
Ticker: | CALX | Security ID: | 13100M509 |
Meeting Date: | MAY 12, 2022 | Meeting Type: | Annual |
Record Date: | MAR 18, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1.1 | Elect Director Christopher Bowick | For | For | Management | |
1.2 | Elect Director Kira Makagon | For | For | Management | |
1.3 | Elect Director Michael Matthews | For | For | Management | |
1.4 | Elect Director Carl Russo | For | Withhold | Management | |
2 | Amend Omnibus Stock Plan | For | Against | Management | |
3 | Amend Qualified Employee Stock | For | For | Management | |
Purchase Plan | |||||
4 | Amend Nonqualified Employee Stock | For | For | Management | |
Purchase Plan | |||||
5 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
6 | Ratify KPMG LLP as Auditors | For | For | Management |
CIRRUS LOGIC, INC. | |||
Ticker: | CRUS | Security ID: | 172755100 |
Meeting Date: | JUL 30, 2021 | Meeting Type: | Annual |
Record Date: | JUN 01, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1.1 | Elect Director John C. Carter | For | For | Management | |
1.2 | Elect Director Alexander M. Davern | For | For | Management | |
1.3 | Elect Director Timothy R. Dehne | For | For | Management | |
1.4 | Elect Director John M. Forsyth | For | For | Management | |
1.5 | Elect Director Deirdre R. Hanford | For | For | Management | |
1.6 | Elect Director Catherine P. Lego | For | For | Management | |
1.7 | Elect Director David J. Tupman | For | For | Management | |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management | |
3 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation |
CITRIX SYSTEMS, INC. | |||
Ticker: | CTXS | Security ID: | 177376100 |
Meeting Date: | APR 21, 2022 | Meeting Type: | Special |
Record Date: | MAR 08, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1 | Approve Merger Agreement | For | For | Management | |
2 | Advisory Vote on Golden Parachutes | For | Against | Management | |
3 | Adjourn Meeting | For | For | Management |
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION | |||
Ticker: | CTSH | Security ID: | 192446102 |
Meeting Date: | JUN 07, 2022 | Meeting Type: | Annual |
Record Date: | APR 11, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director Zein Abdalla | For | For | Management | |
1b | Elect Director Vinita Bali | For | For | Management | |
1c | Elect Director Maureen Breakiron-Evans | For | For | Management | |
1d | Elect Director Archana Deskus | For | For | Management | |
1e | Elect Director John M. Dineen | For | For | Management | |
1f | Elect Director Brian Humphries | For | For | Management | |
1g | Elect Director Leo S. Mackay, Jr. | For | For | Management | |
1h | Elect Director Michael Patsalos-Fox | For | For | Management | |
1i | Elect Director Stephen J. Rohleder | For | For | Management | |
1j | Elect Director Joseph M. Velli | For | For | Management | |
1k | Elect Director Sandra S. Wijnberg | For | For | Management | |
2 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
3 | Ratify PricewaterhouseCoopers LLP as | For | For | Management | |
Auditors | |||||
4 | Amend Governing Documents Regarding | Against | Against | Shareholder | |
Requirements to Call for a Special | |||||
Meeting |
COGNYTE SOFTWARE LTD. | |||
Ticker: | CGNT | Security ID: | M25133105 |
Meeting Date: | JUN 27, 2022 | Meeting Type: | Annual |
Record Date: | MAY 20, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Reelect Richard Nottenburg as Director | For | For | Management | |
1b. | Reelect Karmit Shilo as Director | For | For | Management | |
1c. | Reelect Zvika Naggan as Director | For | For | Management | |
2 | Reappoint Brightman Almagor Zohar & Co. | For | For | Management | |
as Auditors and Authorize Board to | |||||
Fix Their Remuneration | |||||
3 | Discuss Financial Statements and the | None | None | Management | |
Report of the Board |
COHU, INC. | |||
Ticker: | COHU | Security ID: | 192576106 |
Meeting Date: | MAY 04, 2022 | Meeting Type: | Annual |
Record Date: | MAR 14, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director Steven J. Bilodeau | For | For | Management | |
1b | Elect Director James A. Donahue | For | For | Management | |
2 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
3 | Increase Authorized Common Stock | For | For | Management | |
4 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
CONCENTRIX CORPORATION | |||
Ticker: | CNXC | Security ID: | 20602D101 |
Meeting Date: | MAR 22, 2022 | Meeting Type: | Annual |
Record Date: | JAN 24, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director Christopher Caldwell | For | For | Management | |
1b | Elect Director Teh-Chien Chou | For | For | Management | |
1c | Elect Director LaVerne H. Council | For | For | Management | |
1d | Elect Director Jennifer Deason | For | Withhold | Management | |
1e | Elect Director Kathryn Hayley | For | For | Management | |
1f | Elect Director Kathryn Marinello | For | For | Management | |
1g | Elect Director Dennis Polk | For | For | Management | |
1h | Elect Director Ann Vezina | For | For | Management | |
2 | Ratify KPMG LLP as Auditors | For | For | Management | |
3 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation |
CSG SYSTEMS INTERNATIONAL, INC. | |||
Ticker: | CSGS | Security ID: | 126349109 |
Meeting Date: | MAY 18, 2022 | Meeting Type: | Annual |
Record Date: | MAR 23, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director Gregory A. Conley | For | For | Management | |
1b | Elect Director Ronald H. Cooper | For | For | Management | |
1c | Elect Director Marwan H. Fawaz | For | For | Management | |
2 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
3 | Amend Qualified Employee Stock | For | For | Management | |
Purchase Plan | |||||
4 | Ratify KPMG LLP as Auditors | For | For | Management |
DIODES INCORPORATED | |||
Ticker: | DIOD | Security ID: | 254543101 |
Meeting Date: | MAY 25, 2022 | Meeting Type: | Annual |
Record Date: | MAR 28, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1.1 | Elect Director Angie Chen Button | For | For | Management | |
1.2 | Elect Director Warren Chen | For | For | Management | |
1.3 | Elect Director Michael R. Giordano | For | For | Management | |
1.4 | Elect Director Keh-Shew Lu | For | For | Management | |
1.5 | Elect Director Peter M. Menard | For | For | Management | |
1.6 | Elect Director Michael K.C. Tsai | For | For | Management | |
1.7 | Elect Director Christina Wen-Chi Sung | For | For | Management | |
2 | Approve Omnibus Stock Plan | For | For | Management | |
3 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
4 | Ratify Moss Adams LLP as Auditors | For | For | Management |
DRAFTKINGS INC. | |||
Ticker: | DKNG | Security ID: | 26142R104 |
Meeting Date: | APR 19, 2022 | Meeting Type: | Annual |
Record Date: | FEB 18, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1.1 | Elect Director Jason D. Robins | For | Withhold | Management | |
1.2 | Elect Director Harry Evans Sloan | For | Withhold | Management | |
1.3 | Elect Director Matthew Kalish | For | Withhold | Management | |
1.4 | Elect Director Paul Liberman | For | Withhold | Management | |
1.5 | Elect Director Woodrow H. Levin | For | Withhold | Management | |
1.6 | Elect Director Shalom Meckenzie | For | Withhold | Management | |
1.7 | Elect Director Jocelyn Moore | For | Withhold | Management | |
1.8 | Elect Director Ryan R. Moore | For | Withhold | Management | |
1.9 | Elect Director Valerie Mosley | For | Withhold | Management | |
1.10 | Elect Director Steven J. Murray | For | Withhold | Management | |
1.11 | Elect Director Marni M. Walden | For | Withhold | Management | |
1.12 | Elect Director Tilman J. Fertitta | For | For | Management | |
2 | Ratify BDO USA, LLP as Auditors | For | For | Management | |
3 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation |
F5, INC. | |||
Ticker: | FFIV | Security ID: | 315616102 |
Meeting Date: | MAR 10, 2022 | Meeting Type: | Annual |
Record Date: | JAN 05, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director Sandra E. Bergeron | For | For | Management | |
1b | Elect Director Elizabeth L. Buse | For | For | Management | |
1c | Elect Director Michael L. Dreyer | For | For | Management | |
1d | Elect Director Alan J. Higginson | For | For | Management | |
1e | Elect Director Peter S. Klein | For | For | Management | |
1f | Elect Director Francois Locoh-Donou | For | For | Management | |
1g | Elect Director Nikhil Mehta | For | For | Management | |
1h | Elect Director Michael F. Montoya | For | For | Management | |
1i | Elect Director Marie E. Myers | For | For | Management | |
1j | Elect Director James M. Phillips | For | For | Management | |
1k | Elect Director Sripada Shivananda | For | For | Management | |
2 | Amend Omnibus Stock Plan | For | For | Management | |
3 | Ratify PricewaterhouseCoopers LLP as | For | For | Management | |
Auditors | |||||
4 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation |
FORTINET, INC. | |||
Ticker: | FTNT | Security ID: | 34959E109 |
Meeting Date: | JUN 17, 2022 | Meeting Type: | Annual |
Record Date: | APR 18, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1.1 | Elect Director Ken Xie | For | For | Management | |
1.2 | Elect Director Michael Xie | For | For | Management | |
1.3 | Elect Director Kenneth A. Goldman | For | For | Management | |
1.4 | Elect Director Ming Hsieh | For | For | Management | |
1.5 | Elect Director Jean Hu | For | For | Management | |
1.6 | Elect Director William H. Neukom | For | For | Management | |
1.7 | Elect Director Judith Sim | For | For | Management | |
1.8 | Elect Director James Stavridis | For | For | Management | |
2 | Ratify Deloitte & Touche LLP as | For | For | Management | |
Auditors | |||||
3 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
4 | Approve Stock Split | For | For | Management | |
5 | Adopt Simple Majority Vote | None | For | Shareholder |
ILLUMINA, INC. | |||
Ticker: | ILMN | Security ID: | 452327109 |
Meeting Date: | MAY 26, 2022 | Meeting Type: | Annual |
Record Date: | MAR 31, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1A | Elect Director Frances Arnold | For | For | Management | |
1B | Elect Director Francis A. deSouza | For | For | Management | |
1C | Elect Director Caroline D. Dorsa | For | For | Management | |
1D | Elect Director Robert S. Epstein | For | For | Management | |
1E | Elect Director Scott Gottlieb | For | For | Management | |
1F | Elect Director Gary S. Guthart | For | For | Management | |
1G | Elect Director Philip W. Schiller | For | For | Management | |
1H | Elect Director Susan E. Siegel | For | For | Management | |
1I | Elect Director John W. Thompson | For | For | Management | |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management | |
3 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
4 | Provide Right to Call a Special | Against | For | Shareholder | |
Meeting at a 15 Percent Ownership | |||||
Threshold | |||||
5 | Provide Right to Call Special Meeting | For | For | Management |
JACK HENRY & ASSOCIATES, INC. | |||
Ticker: | JKHY | Security ID: | 426281101 |
Meeting Date: | NOV 16, 2021 | Meeting Type: | Annual |
Record Date: | SEP 20, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1.1 | Elect Director David B. Foss | For | For | Management | |
1.2 | Elect Director Matthew C. Flanigan | For | For | Management | |
1.3 | Elect Director Thomas H. Wilson, Jr. | For | For | Management | |
1.4 | Elect Director Jacque R. Fiegel | For | For | Management | |
1.5 | Elect Director Thomas A. Wimsett | For | For | Management | |
1.6 | Elect Director Laura G. Kelly | For | For | Management | |
1.7 | Elect Director Shruti S. Miyashiro | For | For | Management | |
1.8 | Elect Director Wesley A. Brown | For | For | Management | |
1.9 | Elect Director Curtis A. Campbell | For | For | Management | |
2 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
3 | Ratify PricewaterhouseCoopers LLP as | For | For | Management | |
Auditors |
KLA CORPORATION | |||
Ticker: | KLAC | Security ID: | 482480100 |
Meeting Date: | NOV 03, 2021 | Meeting Type: | Annual |
Record Date: | SEP 13, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1.1 | Elect Director Edward Barnholt | For | For | Management | |
1.2 | Elect Director Robert Calderoni | For | For | Management | |
1.3 | Elect Director Jeneanne Hanley | For | For | Management | |
1.4 | Elect Director Emiko Higashi | For | For | Management | |
1.5 | Elect Director Kevin Kennedy | For | For | Management | |
1.6 | Elect Director Gary Moore | For | For | Management | |
1.7 | Elect Director Marie Myers | For | For | Management | |
1.8 | Elect Director Kiran Patel | For | For | Management | |
1.9 | Elect Director Victor Peng | For | For | Management | |
1.10 | Elect Director Robert Rango | For | For | Management | |
1.11 | Elect Director Richard Wallace | For | For | Management | |
2 | Ratify PricewaterhouseCoopers LLP as | For | For | Management | |
Auditors | |||||
3 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation |
KULICKE AND SOFFA INDUSTRIES, INC. | |||
Ticker: | KLIC | Security ID: | 501242101 |
Meeting Date: | MAR 03, 2022 | Meeting Type: | Annual |
Record Date: | DEC 06, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director Peter T. Kong | For | For | Management | |
1b | Elect Director Jon A. Olson | For | For | Management | |
2 | Ratify PricewaterhouseCoopers LLP as | For | For | Management | |
Auditors | |||||
3 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation |
LAM RESEARCH CORPORATION | |||
Ticker: | LRCX | Security ID: | 512807108 |
Meeting Date: | NOV 08, 2021 | Meeting Type: | Annual |
Record Date: | SEP 09, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1.1 | Elect Director Sohail U. Ahmed | For | For | Management | |
1.2 | Elect Director Timothy M. Archer | For | For | Management | |
1.3 | Elect Director Eric K. Brandt | For | For | Management | |
1.4 | Elect Director Michael R. Cannon | For | For | Management | |
1.5 | Elect Director Catherine P. Lego | For | For | Management | |
1.6 | Elect Director Bethany J. Mayer | For | For | Management | |
1.7 | Elect Director Abhijit Y. Talwalkar | For | For | Management | |
1.8 | Elect Director Lih Shyng (Rick L.) Tsai | For | For | Management | |
1.9 | Elect Director Leslie F. Varon | For | For | Management | |
2 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
3 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
META PLATFORMS, INC. | |||
Ticker: | FB | Security ID: | 30303M102 |
Meeting Date: | MAY 25, 2022 | Meeting Type: | Annual |
Record Date: | APR 01, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1.1 | Elect Director Peggy Alford | For | For | Management | |
1.2 | Elect Director Marc L. Andreessen | For | For | Management | |
1.3 | Elect Director Andrew W. Houston | For | For | Management | |
1.4 | Elect Director Nancy Killefer | For | For | Management | |
1.5 | Elect Director Robert M. Kimmitt | For | For | Management | |
1.6 | Elect Director Sheryl K. Sandberg | For | For | Management | |
1.7 | Elect Director Tracey T. Travis | For | For | Management | |
1.8 | Elect Director Tony Xu | For | For | Management | |
1.9 | Elect Director Mark Zuckerberg | For | For | Management | |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management | |
3 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
4 | Approve Recapitalization Plan for all | Against | For | Shareholder | |
Stock to Have One-vote per Share | |||||
5 | Require Independent Board Chair | Against | For | Shareholder | |
6 | Report on Risks Associated with Use of | Against | For | Shareholder | |
Concealment Clauses | |||||
7 | Report on External Costs of | Against | Against | Shareholder | |
Misinformation and Impact on | |||||
Diversified Shareholders | |||||
8 | Report on Community Standards | Against | For | Shareholder | |
Enforcement | |||||
9 | Report on User Risk and Advisory Vote | Against | Against | Shareholder | |
on Metaverse Project | |||||
10 | Publish Third Party Human Rights | Against | For | Shareholder | |
Impact Assessment | |||||
11 | Report on Child Sexual Exploitation | Against | For | Shareholder | |
Online | |||||
12 | Commission a Workplace | Against | Against | Shareholder | |
Non-Discrimination Audit | |||||
13 | Report on Lobbying Payments and Policy | Against | For | Shareholder | |
14 | Commission Assessment of Audit and | Against | Against | Shareholder | |
Risk Oversight Committee | |||||
15 | Report on Charitable Contributions | Against | For | Shareholder |
NEXTGEN HEALTHCARE, INC. | |||
Ticker: | NXGN | Security ID: | 65343C102 |
Meeting Date: | OCT 13, 2021 | Meeting Type: | Proxy Contest |
Record Date: | SEP 02, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
Management Proxy (White Proxy Card) | |||||
1 | Change State of Incorporation from | For | For | Management | |
California to Delaware | |||||
2A | Restrict Right to Call Special Meeting | For | Against | Management | |
2B | Authorize Board to Fill Vacancies | For | Against | Management | |
2C | Eliminate Cumulative Voting | For | For | Management | |
2D | Grant Board of Directors Sole | For | Against | Management | |
Authority to Determine Size of the | |||||
Board | |||||
2E | Adopt the Jurisdiction of | For | For | Management | |
Incorporation as the Exclusive Forum | |||||
for Certain Disputes | |||||
2F | Amend Certificate of Incorporation to | For | For | Management | |
Add Federal Forum Selection Provision | |||||
2G | Provide Proxy Access Right | For | For | Management | |
3 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
4 | Ratify PricewaterhouseCoopers LLP as | For | For | Management | |
Auditors | |||||
5 | Amend Omnibus Stock Plan | For | For | Management | |
If Proposals 1 and 2C are Approved, | |||||
Select Nine Directors | |||||
6A1 | Elect Director Craig A. Barbarosh | For | For | Management | |
6A2 | Elect Director George H. Bristol | For | For | Management | |
6A3 | Elect Director Julie D. Klapstein | For | For | Management | |
6A4 | Elect Director Jeffrey H. Margolis | For | For | Management | |
6A5 | Elect Director Geraldine McGinty | For | For | Management | |
6A6 | Elect Director Morris Panner | For | For | Management | |
6A7 | Elect Director Pamela S. Puryear | For | For | Management | |
6A8 | Elect Director Darnell Dent | For | For | Management | |
6A9 | Elect Director David Sides | For | For | Management | |
If Either Proposal 1 or 2C not are | |||||
Approved, Select Nine Directors, | |||||
Cumulative Voting will apply to this | |||||
proposal | |||||
6B1 | Elect Director Craig A. Barbarosh | For | For | Management | |
6B2 | Elect Director George H. Bristol | For | For | Management | |
6B3 | Elect Director Julie D. Klapstein | For | For | Management | |
6B4 | Elect Director Jeffrey H. Margolis | For | For | Management | |
6B5 | Elect Director Geraldine McGinty | For | For | Management | |
6B6 | Elect Director Morris Panner | For | For | Management | |
6B7 | Elect Director Pamela S. Puryear | For | For | Management | |
6B8 | Elect Director Darnell Dent | For | For | Management | |
6B9 | Elect Director David Sides | For | For | Management |
# | Proposal | Diss Rec | Vote Cast | Sponsor | |
Dissident Proxy (Blue Proxy Card) | |||||
1 | Change State of Incorporation from | Against | Did Not Vote | Management | |
California to Delaware | |||||
2A | Restrict Right to Call Special Meeting | Against | Did Not Vote | Management | |
2B | Authorize Board to Fill Vacancies | Against | Did Not Vote | Management | |
2C | Eliminate Cumulative Voting | Against | Did Not Vote | Management | |
2D | Grant Board of Directors Sole | Against | Did Not Vote | Management | |
Authority to Determine Size of the | |||||
Board | |||||
2E | Adopt the Jurisdiction of | Against | Did Not Vote | Management | |
Incorporation as the Exclusive Forum | |||||
for Certain Disputes | |||||
2F | Amend Certificate of Incorporation to | Against | Did Not Vote | Management | |
Add Federal Forum Selection Provision | |||||
2G | Provide Proxy Access Right | Against | Did Not Vote | Management | |
3 | Advisory Vote to Ratify Named | None | Did Not Vote | Management | |
Executive Officers’ Compensation | |||||
4 | Ratify PricewaterhouseCoopers LLP as | None | Did Not Vote | Management | |
Auditors | |||||
5 | Amend Omnibus Stock Plan | None | Did Not Vote | Management | |
If Proposals 1 and 2C are Approved, | |||||
Select Nine Directors | |||||
6A1 | Elect Director Kenneth H. Fearn, Jr. | For | Did Not Vote | Shareholder | |
6A2 | Elect Director Sheldon Razin | For | Did Not Vote | Shareholder | |
6A3 | Elect Director Lance E. Rosenzweig | For | Did Not Vote | Shareholder | |
6A4 | Elect Director Ruby Sharma | For | Did Not Vote | Shareholder | |
6A5 | Management Nominee Julie D. Klapstein | For | Did Not Vote | Shareholder | |
6A6 | Management Nominee Geraldine McGinty | For | Did Not Vote | Shareholder | |
6A7 | Management Nominee Pamela S. Puryear | For | Did Not Vote | Shareholder | |
6A8 | Management Nominee Darnell Dent | For | Did Not Vote | Shareholder | |
6A9 | Management Nominee David Sides | For | Did Not Vote | Shareholder | |
If Either Proposal 1 or 2C not are | |||||
Approved, Select Nine Directors, | |||||
Cumulative Voting will apply to this | |||||
proposal | |||||
6B1 | Elect Director Kenneth H. Fearn, Jr. | For | Did Not Vote | Shareholder | |
6B2 | Elect Director Sheldon Razin | For | Did Not Vote | Shareholder | |
6B3 | Elect Director Lance E. Rosenzweig | For | Did Not Vote | Shareholder | |
6B4 | Elect Director Ruby Sharma | For | Did Not Vote | Shareholder | |
6B5 | Management Nominee Julie D. Klapstein | For | Did Not Vote | Shareholder | |
6B6 | Management Nominee Geraldine McGinty | For | Did Not Vote | Shareholder | |
6B7 | Management Nominee Pamela S. Puryear | For | Did Not Vote | Shareholder | |
6B8 | Management Nominee Darnell Dent | For | Did Not Vote | Shareholder | |
6B9 | Management Nominee David Sides | For | Did Not Vote | Shareholder |
NORDSON CORPORATION | |||
Ticker: | NDSN | Security ID: | 655663102 |
Meeting Date: | MAR 01, 2022 | Meeting Type: | Annual |
Record Date: | JAN 03, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1.1 | Elect Director John A. DeFord | For | For | Management | |
1.2 | Elect Director Jennifer A. Parmentier | For | For | Management | |
1.3 | Elect Director Victor L. Richey, Jr. | For | For | Management | |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management | |
3 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation |
PALO ALTO NETWORKS, INC. | |||
Ticker: | PANW | Security ID: | 697435105 |
Meeting Date: | DEC 14, 2021 | Meeting Type: | Annual |
Record Date: | OCT 18, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director John M. Donovan | For | For | Management | |
1b | Elect Director John Key | For | For | Management | |
1c | Elect Director Mary Pat McCarthy | For | For | Management | |
1d | Elect Director Nir Zuk | For | For | Management | |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management | |
3 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
4 | Approve Omnibus Stock Plan | For | For | Management |
PAYLOCITY HOLDING CORPORATION | |||
Ticker: | PCTY | Security ID: | 70438V106 |
Meeting Date: | DEC 01, 2021 | Meeting Type: | Annual |
Record Date: | OCT 04, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1.1 | Elect Director Virginia G. Breen | For | For | Management | |
1.2 | Elect Director Robin L. Pederson | For | For | Management | |
1.3 | Elect Director Ronald V. Waters, III | For | For | Management | |
2 | Ratify KPMG LLP as Auditors | For | For | Management | |
3 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
4 | Declassify the Board of Directors | For | For | Management |
PAYPAL HOLDINGS, INC. | |||
Ticker: | PYPL | Security ID: | 70450Y103 |
Meeting Date: | JUN 02, 2022 | Meeting Type: | Annual |
Record Date: | APR 05, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director Rodney C. Adkins | For | For | Management | |
1b | Elect Director Jonathan Christodoro | For | For | Management | |
1c | Elect Director John J. Donahoe | For | For | Management | |
1d | Elect Director David W. Dorman | For | For | Management | |
1e | Elect Director Belinda J. Johnson | For | For | Management | |
1f | Elect Director Enrique Lores | For | For | Management | |
1g | Elect Director Gail J. McGovern | For | For | Management | |
1h | Elect Director Deborah M. Messemer | For | For | Management | |
1i | Elect Director David M. Moffett | For | For | Management | |
1j | Elect Director Ann M. Sarnoff | For | For | Management | |
1k | Elect Director Daniel H. Schulman | For | For | Management | |
1l | Elect Director Frank D. Yeary | For | For | Management | |
2 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | |
4 | Ratify PricewaterhouseCoopers LLP as | For | For | Management | |
Auditors | |||||
5 | Reduce Ownership Threshold for | Against | For | Shareholder | |
Shareholders to Call Special Meeting |
PERFICIENT, INC. | |||
Ticker: | PRFT | Security ID: | 71375U101 |
Meeting Date: | MAY 25, 2022 | Meeting Type: | Annual |
Record Date: | MAR 28, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director Romil Bahl | For | For | Management | |
1b | Elect Director Jeffrey S. Davis | For | For | Management | |
1c | Elect Director Ralph C. Derrickson | For | For | Management | |
1d | Elect Director David S. Lundeen | For | For | Management | |
1e | Elect Director Brian L. Matthews | For | For | Management | |
1f | Elect Director Nancy C. Pechloff | For | For | Management | |
1g | Elect Director Gary M. Wimberly | For | For | Management | |
2 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
3 | Ratify KPMG LLP as Auditors | For | For | Management |
QUALCOMM INCORPORATED | |||
Ticker: | QCOM | Security ID: | 747525103 |
Meeting Date: | MAR 09, 2022 | Meeting Type: | Annual |
Record Date: | JAN 10, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director Sylvia Acevedo | For | For | Management | |
1b | Elect Director Cristiano R. Amon | For | For | Management | |
1c | Elect Director Mark Fields | For | For | Management | |
1d | Elect Director Jeffrey W. Henderson | For | For | Management | |
1e | Elect Director Gregory N. Johnson | For | For | Management | |
1f | Elect Director Ann M. Livermore | For | For | Management | |
1g | Elect Director Mark D. McLaughlin | For | For | Management | |
1h | Elect Director Jamie S. Miller | For | For | Management | |
1i | Elect Director Irene B. Rosenfeld | For | For | Management | |
1j | Elect Director Kornelis (Neil) Smit | For | For | Management | |
1k | Elect Director Jean-Pascal Tricoire | For | For | Management | |
1l | Elect Director Anthony J. Vinciquerra | For | For | Management | |
2 | Ratify PricewaterhouseCoopers LLP as | For | For | Management | |
Auditors | |||||
3 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation |
SALESFORCE, INC. | |||
Ticker: | CRM | Security ID: | 79466L302 |
Meeting Date: | JUN 09, 2022 | Meeting Type: | Annual |
Record Date: | APR 14, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director Marc Benioff | For | For | Management | |
1b | Elect Director Bret Taylor | For | For | Management | |
1c | Elect Director Laura Alber | For | For | Management | |
1d | Elect Director Craig Conway | For | For | Management | |
1e | Elect Director Parker Harris | For | For | Management | |
1f | Elect Director Alan Hassenfeld | For | For | Management | |
1g | Elect Director Neelie Kroes | For | For | Management | |
1h | Elect Director Oscar Munoz | For | For | Management | |
1i | Elect Director Sanford Robertson | For | For | Management | |
1j | Elect Director John V. Roos | For | For | Management | |
1k | Elect Director Robin Washington | For | For | Management | |
1l | Elect Director Maynard Webb | For | For | Management | |
1m | Elect Director Susan Wojcicki | For | For | Management | |
2 | Amend Omnibus Stock Plan | For | For | Management | |
3 | Amend Qualified Employee Stock | For | For | Management | |
Purchase Plan | |||||
4 | Ratify Ernst & Young LLP as Auditors | For | For | Management | |
5 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
6 | Require Independent Board Chair | Against | For | Shareholder | |
7 | Oversee and Report a Racial Equity | Against | Against | Shareholder | |
Audit |
SCIENCE APPLICATIONS INTERNATIONAL CORPORATION | |||
Ticker: | SAIC | Security ID: | 808625107 |
Meeting Date: | JUN 08, 2022 | Meeting Type: | Annual |
Record Date: | APR 11, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director Robert A. Bedingfield | For | For | Management | |
1b | Elect Director Carol A. Goode | For | For | Management | |
1c | Elect Director Garth N. Graham | For | For | Management | |
1d | Elect Director John J. Hamre | For | For | Management | |
1e | Elect Director Yvette M. Kanouff | For | For | Management | |
1f | Elect Director Nazzic S. Keene | For | For | Management | |
1g | Elect Director Timothy J. Mayopoulos | For | For | Management | |
1h | Elect Director Katharina G. McFarland | For | For | Management | |
1i | Elect Director Milford W. McGuirt | For | For | Management | |
1j | Elect Director Donna S. Morea | For | For | Management | |
1k | Elect Director Steven R. Shane | For | For | Management | |
2 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
3 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
SILICON MOTION TECHNOLOGY CORP. | |||
Ticker: | SIMO | Security ID: | 82706C108 |
Meeting Date: | SEP 29, 2021 | Meeting Type: | Annual |
Record Date: | AUG 12, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1 | Elect Kuan-Ming Lin and Shii-Tyng | For | For | Management | |
Duann as Directors | |||||
2 | Approve Appointment of Deloitte & | For | For | Management | |
Touche as Independent Auditor |
SOLAREDGE TECHNOLOGIES, INC. | |||
Ticker: | SEDG | Security ID: | 83417M104 |
Meeting Date: | JUN 20, 2022 | Meeting Type: | Annual |
Record Date: | APR 21, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director Betsy Atkins | For | Against | Management | |
1b | Elect Director Dirk Carsten Hoke | For | For | Management | |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management | |
3 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation |
TD SYNNEX CORPORATION | |||
Ticker: | SNX | Security ID: | 87162W100 |
Meeting Date: | MAR 15, 2022 | Meeting Type: | Annual |
Record Date: | JAN 21, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1.1 | Elect Director Dennis Polk | For | For | Management | |
1.2 | Elect Director Robert Kalsow-Ramos | For | For | Management | |
1.3 | Elect Director Ann Vezina | For | For | Management | |
1.4 | Elect Director Richard Hume | For | For | Management | |
1.5 | Elect Director Fred Breidenbach | For | For | Management | |
1.6 | Elect Director Hau Lee | For | For | Management | |
1.7 | Elect Director Matthew Miau | For | Withhold | Management | |
1.8 | Elect Director Nayaki R. Nayyar | For | For | Management | |
1.9 | Elect Director Matthew Nord | For | For | Management | |
1.10 | Elect Director Merline Saintil | For | Withhold | Management | |
1.11 | Elect Director Duane E. Zitzner | For | For | Management | |
2 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
3 | Ratify KPMG LLP as Auditors | For | For | Management | |
4 | Amend Certificate of Incorporation to | For | Against | Management | |
Waive Corporate Opportunity Doctrine |
TESLA, INC. | |||
Ticker: | TSLA | Security ID: | 88160R101 |
Meeting Date: | OCT 07, 2021 | Meeting Type: | Annual |
Record Date: | AUG 09, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1.1 | Elect Director James Murdoch | For | Against | Management | |
1.2 | Elect Director Kimbal Musk | For | Against | Management | |
2 | Amend Certificate of Incorporation to | For | For | Management | |
Reduce Director Terms to Two Years | |||||
3 | Eliminate Supermajority Vote | None | For | Management | |
Requirements | |||||
4 | Ratify PricewaterhouseCoopers LLP as | For | For | Management | |
Auditors | |||||
5 | Declassify the Board of Directors | Against | For | Shareholder | |
6 | Report on Diversity and Inclusion | Against | For | Shareholder | |
Efforts | |||||
7 | Report on Employee Arbitration | Against | For | Shareholder | |
8 | Assign Responsibility for Strategic | Against | For | Shareholder | |
Oversight of Human Capital Management | |||||
to an Independent Board-Level Committee | |||||
9 | Additional Reporting on Human Rights | Against | Against | Shareholder |
UBIQUITI INC. | |||
Ticker: | UI | Security ID: | 90353W103 |
Meeting Date: | DEC 09, 2021 | Meeting Type: | Annual |
Record Date: | OCT 19, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director Brandon Arrindell | For | For | Management | |
1b | Elect Director Rafael Torres | For | Withhold | Management | |
2 | Ratify KPMG LLP as Auditors | For | For | Management |
VERINT SYSTEMS INC. | |||
Ticker: | VRNT | Security ID: | 92343X100 |
Meeting Date: | JUN 23, 2022 | Meeting Type: | Annual |
Record Date: | MAY 02, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1.1 | Elect Director Dan Bodner | For | For | Management | |
1.2 | Elect Director Linda Crawford | For | For | Management | |
1.3 | Elect Director John Egan | For | Withhold | Management | |
1.4 | Elect Director Reid French | For | For | Management | |
1.5 | Elect Director Stephen Gold | For | For | Management | |
1.6 | Elect Director William Kurtz | For | For | Management | |
1.7 | Elect Director Andrew Miller | For | For | Management | |
1.8 | Elect Director Richard Nottenburg | For | For | Management | |
1.9 | Elect Director Kristen Robinson | For | For | Management | |
1.10 | Elect Director Jason Wright | For | For | Management | |
2 | Ratify Deloitte & Touche LLP as | For | For | Management | |
Auditors | |||||
3 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
4 | Increase Authorized Common Stock | For | For | Management |
======================== Live Oak Health Sciences Fund =========================
ALCON INC. | |||
Ticker: | ALC | Security ID: | H01301128 |
Meeting Date: | APR 27, 2022 | Meeting Type: | Annual |
Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1 | Accept Financial Statements and | For | For | Management | |
Statutory Reports | |||||
2 | Approve Discharge of Board and Senior | For | For | Management | |
Management | |||||
3 | Approve Allocation of Income and | For | For | Management | |
Dividends of CHF 0.20 per Share | |||||
4.1 | Approve Remuneration Report | For | For | Management | |
(Non-Binding) | |||||
4.2 | Approve Remuneration of Directors in | For | For | Management | |
the Amount of CHF 3.6 Million | |||||
4.3 | Approve Remuneration of Executive | For | For | Management | |
Committee in the Amount of CHF 38.4 | |||||
Million | |||||
5.1 | Reelect Michael Ball as Director and | For | For | Management | |
Board Chair | |||||
5.2 | Reelect Lynn Bleil as Director | For | For | Management | |
5.3 | Reelect Arthur Cummings as Director | For | For | Management | |
5.4 | Reelect David Endicott as Director | For | For | Management | |
5.5 | Reelect Thomas Glanzmann as Director | For | For | Management | |
5.6 | Reelect Keith Grossman as Director | For | For | Management | |
5.7 | Reelect Scott Maw as Director | For | For | Management | |
5.8 | Reelect Karen May as Director | For | For | Management | |
5.9 | Reelect Ines Poeschel as Director | For | For | Management | |
5.10 | Reelect Dieter Spaelti as Director | For | For | Management | |
5.11 | Elect Raquel Bono as Director | For | For | Management | |
6.1 | Reappoint Thomas Glanzmann as Member | For | For | Management | |
of the Compensation Committee | |||||
6.2 | Reappoint Karen May as Member of the | For | For | Management | |
Compensation Committee | |||||
6.3 | Reappoint Ines Poeschel as Member of | For | For | Management | |
the Compensation Committee | |||||
6.4 | Appoint Scott Maw as Member of the | For | For | Management | |
Compensation Committee | |||||
7 | Designate Hartmann Dreyer | For | For | Management | |
Attorneys-at-Law as Independent Proxy | |||||
8 | Ratify PricewaterhouseCoopers SA as | For | For | Management | |
Auditors | |||||
9 | Transact Other Business (Voting) | For | Against | Management |
AMERISOURCEBERGEN CORPORATION | |||
Ticker: | ABC | Security ID: | 03073E105 |
Meeting Date: | MAR 10, 2022 | Meeting Type: | Annual |
Record Date: | JAN 10, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director Ornella Barra | For | For | Management | |
1b | Elect Director Steven H. Collis | For | For | Management | |
1c | Elect Director D. Mark Durcan | For | For | Management | |
1d | Elect Director Richard W. Gochnauer | For | For | Management | |
1e | Elect Director Lon R. Greenberg | For | For | Management | |
1f | Elect Director Jane E. Henney | For | For | Management | |
1g | Elect Director Kathleen W. Hyle | For | For | Management | |
1h | Elect Director Michael J. Long | For | For | Management | |
1i | Elect Director Henry W. McGee | For | For | Management | |
1j | Elect Director Dennis M. Nally | For | For | Management | |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management | |
3 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
4 | Approve Omnibus Stock Plan | For | For | Management | |
5 | Adopt a Policy That No Financial | Against | For | Shareholder | |
Metric Be Adjusted to Exclude Legal or | |||||
Compliance Costs in Determining | |||||
Executive Compensation | |||||
6 | Reduce Ownership Threshold for | Against | For | Shareholder | |
Shareholders to Call Special Meeting |
AMGEN INC. | |||
Ticker: | AMGN | Security ID: | 031162100 |
Meeting Date: | MAY 17, 2022 | Meeting Type: | Annual |
Record Date: | MAR 18, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director Wanda M. Austin | For | For | Management | |
1b | Elect Director Robert A. Bradway | For | For | Management | |
1c | Elect Director Brian J. Druker | For | For | Management | |
1d | Elect Director Robert A. Eckert | For | For | Management | |
1e | Elect Director Greg C. Garland | For | For | Management | |
1f | Elect Director Charles M. Holley, Jr. | For | For | Management | |
1g | Elect Director S. Omar Ishrak | For | For | Management | |
1h | Elect Director Tyler Jacks | For | For | Management | |
1i | Elect Director Ellen J. Kullman | For | For | Management | |
1j | Elect Director Amy E. Miles | For | For | Management | |
1k | Elect Director Ronald D. Sugar | For | For | Management | |
1l | Elect Director R. Sanders Williams | For | For | Management | |
2 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
3 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
ANTHEM, INC. | |||
Ticker: | ANTM | Security ID: | 036752103 |
Meeting Date: | MAY 18, 2022 | Meeting Type: | Annual |
Record Date: | MAR 17, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1.1 | Elect Director Susan D. DeVore | For | For | Management | |
1.2 | Elect Director Bahija Jallal | For | For | Management | |
1.3 | Elect Director Ryan M. Schneider | For | For | Management | |
1.4 | Elect Director Elizabeth E. Tallett | For | For | Management | |
2 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
3 | Ratify Ernst & Young LLP as Auditors | For | For | Management | |
4 | Change Company Name to Elevance | For | For | Management | |
Health, Inc. | |||||
5 | Adopt a Policy Prohibiting Direct and | Against | Against | Shareholder | |
Indirect Political Contributions to | |||||
Candidates | |||||
6 | Oversee and Report a Racial Equity | Against | Against | Shareholder | |
Audit |
BIOGEN INC. | |||
Ticker: | BIIB | Security ID: | 09062X103 |
Meeting Date: | JUN 15, 2022 | Meeting Type: | Annual |
Record Date: | APR 21, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director Alexander J. Denner | For | For | Management | |
1b | Elect Director Caroline D. Dorsa | For | For | Management | |
1c | Elect Director Maria C. Freire | For | For | Management | |
1d | Elect Director William A. Hawkins | For | For | Management | |
1e | Elect Director William D. Jones | For | For | Management | |
1f | Elect Director Jesus B. Mantas | For | For | Management | |
1g | Elect Director Richard C. Mulligan | For | For | Management | |
1h | Elect Director Stelios Papadopoulos | For | For | Management | |
1i | Elect Director Eric K. Rowinsky | For | For | Management | |
1j | Elect Director Stephen A. Sherwin | For | For | Management | |
1k | Elect Director Michel Vounatsos | For | For | Management | |
2 | Ratify PricewaterhouseCoopers LLP as | For | For | Management | |
Auditors | |||||
3 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation |
CARDINAL HEALTH, INC. | |||
Ticker: | CAH | Security ID: | 14149Y108 |
Meeting Date: | NOV 05, 2021 | Meeting Type: | Annual |
Record Date: | SEP 07, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director Carrie S. Cox | For | For | Management | |
1b | Elect Director Bruce L. Downey | For | For | Management | |
1c | Elect Director Sheri H. Edison | For | For | Management | |
1d | Elect Director David C. Evans | For | For | Management | |
1e | Elect Director Patricia A. Hemingway | For | For | Management | |
Hall | |||||
1f | Elect Director Akhil Johri | For | For | Management | |
1g | Elect Director Michael C. Kaufmann | For | For | Management | |
1h | Elect Director Gregory B. Kenny | For | For | Management | |
1i | Elect Director Nancy Killefer | For | For | Management | |
1j | Elect Director Dean A. Scarborough | For | For | Management | |
1k | Elect Director John H. Weiland | For | For | Management | |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management | |
3 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
4 | Approve Omnibus Stock Plan | For | For | Management | |
5 | Reduce Ownership Threshold for | For | For | Management | |
Shareholders to Call Special Meeting | |||||
6 | Require Independent Board Chair | Against | Against | Shareholder |
CHARLES RIVER LABORATORIES INTERNATIONAL, INC. | |||
Ticker: | CRL | Security ID: | 159864107 |
Meeting Date: | MAY 10, 2022 | Meeting Type: | Annual |
Record Date: | MAR 21, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1.1 | Elect Director James C. Foster | For | For | Management | |
1.2 | Elect Director Nancy C. Andrews | For | For | Management | |
1.3 | Elect Director Robert Bertolini | For | For | Management | |
1.4 | Elect Director Deborah T. Kochevar | For | For | Management | |
1.5 | Elect Director George Llado, Sr. | For | For | Management | |
1.6 | Elect Director Martin W. Mackay | For | For | Management | |
1.7 | Elect Director George E. Massaro | For | For | Management | |
1.8 | Elect Director C. Richard Reese | For | For | Management | |
1.9 | Elect Director Richard F. Wallman | For | For | Management | |
1.10 | Elect Director Virginia M. Wilson | For | For | Management | |
2 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
3 | Ratify PricewaterhouseCoopers LLP as | For | For | Management | |
Auditors |
CIGNA CORPORATION | |||
Ticker: | CI | Security ID: | 125523100 |
Meeting Date: | APR 27, 2022 | Meeting Type: | Annual |
Record Date: | MAR 08, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director David M. Cordani | For | For | Management | |
1b | Elect Director William J. DeLaney | For | For | Management | |
1c | Elect Director Eric J. Foss | For | For | Management | |
1d | Elect Director Elder Granger | For | For | Management | |
1e | Elect Director Neesha Hathi | For | For | Management | |
1f | Elect Director George Kurian | For | For | Management | |
1g | Elect Director Kathleen M. Mazzarella | For | For | Management | |
1h | Elect Director Mark B. McClellan | For | For | Management | |
1i | Elect Director Kimberly A. Ross | For | For | Management | |
1j | Elect Director Eric C. Wiseman | For | For | Management | |
1k | Elect Director Donna F. Zarcone | For | For | Management | |
2 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
3 | Ratify PricewaterhouseCoopers LLP as | For | For | Management | |
Auditors | |||||
4 | Reduce Ownership Threshold for | Against | For | Shareholder | |
Shareholders to Call Special Meeting | |||||
5 | Report on Gender Pay Gap | Against | Against | Shareholder | |
6 | Report on Congruency of Political | Against | For | Shareholder | |
Spending with Company Values and | |||||
Priorities |
EXELIXIS, INC. | |||
Ticker: | EXEL | Security ID: | 30161Q104 |
Meeting Date: | MAY 25, 2022 | Meeting Type: | Annual |
Record Date: | MAR 28, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director Carl B. Feldbaum | For | For | Management | |
1b | Elect Director Maria C. Freire | For | For | Management | |
1c | Elect Director Alan M. Garber | For | For | Management | |
1d | Elect Director Vincent T. Marchesi | For | For | Management | |
1e | Elect Director Michael M. Morrissey | For | For | Management | |
1f | Elect Director Stelios Papadopoulos | For | For | Management | |
1g | Elect Director George Poste | For | For | Management | |
1h | Elect Director Julie Anne Smith | For | For | Management | |
1i | Elect Director Lance Willsey | For | For | Management | |
1j | Elect Director Jacqueline (Jacky) | For | For | Management | |
Wright | |||||
1k | Elect Director Jack L. Wyszomierski | For | For | Management | |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management | |
3 | Amend Omnibus Stock Plan | For | For | Management | |
4 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation |
GILEAD SCIENCES, INC. | |||
Ticker: | GILD | Security ID: | 375558103 |
Meeting Date: | MAY 04, 2022 | Meeting Type: | Annual |
Record Date: | MAR 15, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director Jacqueline K. Barton | For | For | Management | |
1b | Elect Director Jeffrey A. Bluestone | For | For | Management | |
1c | Elect Director Sandra J. Horning | For | For | Management | |
1d | Elect Director Kelly A. Kramer | For | For | Management | |
1e | Elect Director Kevin E. Lofton | For | For | Management | |
1f | Elect Director Harish Manwani | For | For | Management | |
1g | Elect Director Daniel P. O’Day | For | For | Management | |
1h | Elect Director Javier J. Rodriguez | For | For | Management | |
1i | Elect Director Anthony Welters | For | For | Management | |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management | |
3 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
4 | Approve Omnibus Stock Plan | For | For | Management | |
5 | Require Independent Board Chair | Against | Against | Shareholder | |
6 | Adopt a Policy to Include | Against | Against | Shareholder | |
Non-Management Employees as | |||||
Prospective Director Candidates | |||||
7 | Reduce Ownership Threshold for | Against | For | Shareholder | |
Shareholders to Call Special Meeting | |||||
8 | Publish Third-Party Review of | Against | For | Shareholder | |
Alignment of Company’s Lobbying | |||||
Activities with its Public Statements | |||||
9 | Report on Board Oversight of Risks | Against | For | Shareholder | |
Related to Anticompetitive Practices |
GLAXOSMITHKLINE PLC | |||
Ticker: | GSK | Security ID: | 37733W105 |
Meeting Date: | MAY 04, 2022 | Meeting Type: | Annual |
Record Date: | MAR 17, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Accept Financial Statements and | For | For | Management | ||
Statutory Reports | ||||||
2 | Approve Remuneration Report | For | For | Management | ||
3 | Approve Remuneration Policy | For | Against | Management | ||
4 | Elect Anne Beal as Director | For | For | Management | ||
5 | Elect Harry Dietz as Director | For | For | Management | ||
6 | Re-elect Sir Jonathan Symonds as | For | For | Management | ||
Director | ||||||
7 | Re-elect Dame Emma Walmsley as Director | For | For | Management | ||
8 | Re-elect Charles Bancroft as Director | For | For | Management | ||
9 | Re-elect Vindi Banga as Director | For | For | Management | ||
10 | Re-elect Hal Barron as Director | For | For | Management | ||
11 | Re-elect Dame Vivienne Cox as Director | For | For | Management | ||
12 | Re-elect Lynn Elsenhans as Director | For | For | Management | ||
13 | Re-elect Laurie Glimcher as Director | For | For | Management | ||
14 | Re-elect Jesse Goodman as Director | For | For | Management | ||
15 | Re-elect Iain Mackay as Director | For | For | Management | ||
16 | Re-elect Urs Rohner as Director | For | For | Management | ||
17 | Reappoint Deloitte LLP as Auditors | For | For | Management | ||
18 | Authorise the Audit & Risk Committee | For | For | Management | ||
to Fix Remuneration of Auditors | ||||||
19 | Authorise UK Political Donations and | For | For | Management | ||
Expenditure | ||||||
20 | Authorise Issue of Equity | For | For | Management | ||
21 | Authorise Issue of Equity without | For | For | Management | ||
Pre-emptive Rights | ||||||
22 | Authorise Issue of Equity without | For | For | Management | ||
Pre-emptive Rights in Connection with | ||||||
an Acquisition or Other Capital | ||||||
Investment | ||||||
23 | Authorise Market Purchase of Ordinary | For | For | Management | ||
Shares | ||||||
24 | Approve the Exemption from Statement | For | For | Management | ||
of the Name of the Senior Statutory | ||||||
Auditor in Published Copies of the | ||||||
Auditors’ Reports | ||||||
25 | Authorise the Company to Call General | For | For | Management | ||
Meeting with Two Weeks’ Notice | ||||||
26 | Approve Share Save Plan | For | For | Management | ||
27 | Approve Share Reward Plan | For | For | Management | ||
28 | Adopt New Articles of Association | For | For | Management |
HUMANA INC. | |||
Ticker: | HUM | Security ID: | 444859102 |
Meeting Date: | APR 21, 2022 | Meeting Type: | Annual |
Record Date: | FEB 28, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director Raquel C. Bono | For | For | Management | |
1b | Elect Director Bruce D. Broussard | For | For | Management | |
1c | Elect Director Frank A. D’Amelio | For | For | Management | |
1d | Elect Director David T. Feinberg | For | For | Management | |
1e | Elect Director Wayne A. I. Frederick | For | For | Management | |
1f | Elect Director John W. Garratt | For | For | Management | |
1g | Elect Director Kurt J. Hilzinger | For | For | Management | |
1h | Elect Director David A. Jones, Jr. | For | For | Management | |
1i | Elect Director Karen W. Katz | For | For | Management | |
1j | Elect Director Marcy S. Klevorn | For | For | Management | |
1k | Elect Director William J. McDonald | For | For | Management | |
1l | Elect Director Jorge S. Mesquita | For | For | Management | |
1m | Elect Director James J. O’Brien | For | For | Management | |
2 | Ratify PricewaterhouseCoopers LLP as | For | For | Management | |
Auditors | |||||
3 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation |
ILLUMINA, INC. | |||
Ticker: | ILMN | Security ID: | 452327109 |
Meeting Date: | MAY 26, 2022 | Meeting Type: | Annual |
Record Date: | MAR 31, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1A | Elect Director Frances Arnold | For | For | Management | |
1B | Elect Director Francis A. deSouza | For | For | Management | |
1C | Elect Director Caroline D. Dorsa | For | For | Management | |
1D | Elect Director Robert S. Epstein | For | For | Management | |
1E | Elect Director Scott Gottlieb | For | For | Management | |
1F | Elect Director Gary S. Guthart | For | For | Management | |
1G | Elect Director Philip W. Schiller | For | For | Management | |
1H | Elect Director Susan E. Siegel | For | For | Management | |
1I | Elect Director John W. Thompson | For | For | Management | |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management | |
3 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
4 | Provide Right to Call a Special | Against | For | Shareholder | |
Meeting at a 15 Percent Ownership | |||||
Threshold | |||||
5 | Provide Right to Call Special Meeting | For | For | Management |
INTUITIVE SURGICAL, INC. | |||
Ticker: | ISRG | Security ID: | 46120E602 |
Meeting Date: | SEP 20, 2021 | Meeting Type: | Special |
Record Date: | AUG 18, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1 | Increase Authorized Common Stock | For | For | Management |
INTUITIVE SURGICAL, INC. | |||
Ticker: | ISRG | Security ID: | 46120E602 |
Meeting Date: | APR 28, 2022 | Meeting Type: | Annual |
Record Date: | MAR 01, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director Craig H. Barratt | For | For | Management | |
1b | Elect Director Joseph C. Beery | For | For | Management | |
1c | Elect Director Gary S. Guthart | For | For | Management | |
1d | Elect Director Amal M. Johnson | For | For | Management | |
1e | Elect Director Don R. Kania | For | For | Management | |
1f | Elect Director Amy L. Ladd | For | For | Management | |
1g | Elect Director Keith R. Leonard, Jr. | For | For | Management | |
1h | Elect Director Alan J. Levy | For | For | Management | |
1i | Elect Director Jami Dover Nachtsheim | For | For | Management | |
1j | Elect Director Monica P. Reed | For | For | Management | |
1k | Elect Director Mark J. Rubash | For | For | Management | |
2 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
3 | Ratify PricewaterhouseCoopers LLP as | For | For | Management | |
Auditors | |||||
4 | Amend Omnibus Stock Plan | For | Against | Management |
JAZZ PHARMACEUTICALS PLC | |||
Ticker: | JAZZ | Security ID: | G50871105 |
Meeting Date: | JUL 29, 2021 | Meeting Type: | Annual |
Record Date: | JUN 02, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director Peter Gray | For | For | Management | |
1b | Elect Director Kenneth W. O’Keefe | For | For | Management | |
1c | Elect Director Mark D. Smith | For | For | Management | |
1d | Elect Director Catherine A. Sohn | For | For | Management | |
2 | Approve KPMG, Dublin as Auditors and | For | For | Management | |
Authorize Board to Fix Their | |||||
Remuneration | |||||
3 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
4 | Renew the Board’s Authority to Issue | For | Against | Management | |
Shares Under Irish Law | |||||
5 | Authorise Issue of Equity without | For | Against | Management | |
Pre-emptive Rights | |||||
6 | Adjourn Meeting | For | Against | Management |
JAZZ PHARMACEUTICALS PLC | |||
Ticker: | JAZZ | Security ID: | G50871105 |
Meeting Date: | SEP 23, 2021 | Meeting Type: | Extraordinary Shareholders |
Record Date: | AUG 19, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1 | Authorise Issue of Equity without | For | For | Management | |
Pre-emptive Rights | |||||
2 | Adjourn Meeting | For | For | Management |
JOHNSON & JOHNSON | |||
Ticker: | JNJ | Security ID: | 478160104 |
Meeting Date: | APR 28, 2022 | Meeting Type: | Annual |
Record Date: | MAR 01, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director Darius Adamczyk | For | For | Management | |
1b | Elect Director Mary C. Beckerle | For | For | Management | |
1c | Elect Director D. Scott Davis | For | For | Management | |
1d | Elect Director Ian E. L. Davis | For | For | Management | |
1e | Elect Director Jennifer A. Doudna | For | For | Management | |
1f | Elect Director Joaquin Duato | For | For | Management | |
1g | Elect Director Alex Gorsky | For | For | Management | |
1h | Elect Director Marillyn A. Hewson | For | For | Management | |
1i | Elect Director Hubert Joly | For | For | Management | |
1j | Elect Director Mark B. McClellan | For | For | Management | |
1k | Elect Director Anne M. Mulcahy | For | For | Management | |
1l | Elect Director A. Eugene Washington | For | For | Management | |
1m | Elect Director Mark A. Weinberger | For | For | Management | |
1n | Elect Director Nadja Y. West | For | For | Management | |
2 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
3 | Approve Omnibus Stock Plan | For | For | Management | |
4 | Ratify PricewaterhouseCoopers LLP as | For | For | Management | |
Auditors | |||||
5 | Adopt a Mandatory Arbitration Bylaw | None | None | Shareholder | |
*Withdrawn Resolution* | |||||
6 | Report on a Civil Rights, Equity, | Against | Against | Shareholder | |
Diversity and Inclusion Audit | |||||
7 | Oversee and Report a Racial Equity | Against | For | Shareholder | |
Audit | |||||
8 | Report on Government Financial Support | Against | For | Shareholder | |
and Access to COVID-19 Vaccines and | |||||
Therapeutics | |||||
9 | Report on Public Health Costs of | Against | Against | Shareholder | |
Limited Sharing of Vaccine Technology | |||||
10 | Discontinue Global Sales of Baby | Against | Against | Shareholder | |
Powder Containing Talc | |||||
11 | Report on Charitable Contributions | Against | Against | Shareholder | |
12 | Publish Third-Party Review of | Against | For | Shareholder | |
Alignment of Company’s Lobbying | |||||
Activities with its Public Statements | |||||
13 | Adopt Policy to Include Legal and | Against | For | Shareholder | |
Compliance Costs in Incentive | |||||
Compensation Metrics | |||||
14 | Consider Pay Disparity Between | Against | Against | Shareholder | |
Executives and Other Employees |
MCKESSON CORPORATION | |||
Ticker: | MCK | Security ID: | 58155Q103 |
Meeting Date: | JUL 23, 2021 | Meeting Type: | Annual |
Record Date: | MAY 28, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director Dominic J. Caruso | For | For | Management | |
1b | Elect Director Donald R. Knauss | For | For | Management | |
1c | Elect Director Bradley E. Lerman | For | For | Management | |
1d | Elect Director Linda P. Mantia | For | For | Management | |
1e | Elect Director Maria Martinez | For | For | Management | |
1f | Elect Director Edward A. Mueller | For | For | Management | |
1g | Elect Director Susan R. Salka | For | For | Management | |
1h | Elect Director Brian S. Tyler | For | For | Management | |
1i | Elect Director Kenneth E. Washington | For | For | Management | |
2 | Ratify Deloitte & Touche LLP as | For | For | Management | |
Auditors | |||||
3 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
4 | Provide Right to Act by Written Consent | Against | For | Shareholder |
MEDPACE HOLDINGS, INC. | |||
Ticker: | MEDP | Security ID: | 58506Q109 |
Meeting Date: | MAY 20, 2022 | Meeting Type: | Annual |
Record Date: | MAR 24, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1.1 | Elect Director August J. Troendle | For | Withhold | Management | |
1.2 | Elect Director Ashley M. Keating | For | Withhold | Management | |
2 | Ratify Deloitte & Touche LLP as | For | For | Management | |
Auditors | |||||
3 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation |
MEDTRONIC PLC | |||
Ticker: | MDT | Security ID: | G5960L103 |
Meeting Date: | DEC 09, 2021 | Meeting Type: | Annual |
Record Date: | OCT 14, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director Richard H. Anderson | For | For | Management | |
1b | Elect Director Craig Arnold | For | For | Management | |
1c | Elect Director Scott C. Donnelly | For | For | Management | |
1d | Elect Director Andrea J. Goldsmith | For | For | Management | |
1e | Elect Director Randall J. Hogan, III | For | For | Management | |
1f | Elect Director Kevin E. Lofton | For | For | Management | |
1g | Elect Director Geoffrey S. Martha | For | For | Management | |
1h | Elect Director Elizabeth G. Nabel | For | For | Management | |
1i | Elect Director Denise M. O’Leary | For | For | Management | |
1j | Elect Director Kendall J. Powell | For | For | Management | |
2 | Approve PricewaterhouseCoopers LLP as | For | For | Management | |
Auditors and Authorize Board to Fix | |||||
Their Remuneration | |||||
3 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | |
5 | Approve Omnibus Stock Plan | For | For | Management | |
6 | Renew the Board’s Authority to Issue | For | For | Management | |
Shares Under Irish Law | |||||
7 | Renew the Board’s Authority to Opt-Out | For | For | Management | |
of Statutory Pre-Emptions Rights Under | |||||
Irish Law | |||||
8 | Authorize Overseas Market Purchases of | For | For | Management |
Ordinary Shares | |||
MERCK & CO., INC. | |||
Ticker: | MRK | Security ID: | 58933Y105 |
Meeting Date: | MAY 24, 2022 | Meeting Type: | Annual |
Record Date: | MAR 25, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director Douglas M. Baker, Jr. | For | For | Management | |
1b | Elect Director Mary Ellen Coe | For | For | Management | |
1c | Elect Director Pamela J. Craig | For | For | Management | |
1d | Elect Director Robert M. Davis | For | For | Management | |
1e | Elect Director Kenneth C. Frazier | For | For | Management | |
1f | Elect Director Thomas H. Glocer | For | For | Management | |
1g | Elect Director Risa J. Lavizzo-Mourey | For | For | Management | |
1h | Elect Director Stephen L. Mayo | For | For | Management | |
1i | Elect Director Paul B. Rothman | For | For | Management | |
1j | Elect Director Patricia F. Russo | For | For | Management | |
1k | Elect Director Christine E. Seidman | For | For | Management | |
1l | Elect Director Inge G. Thulin | For | For | Management | |
1m | Elect Director Kathy J. Warden | For | For | Management | |
1n | Elect Director Peter C. Wendell | For | For | Management | |
2 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
3 | Ratify PricewaterhouseCoopers LLP as | For | For | Management | |
Auditors | |||||
4 | Require Independent Board Chair | Against | Against | Shareholder | |
5 | Report on Access to COVID-19 Products | Against | For | Shareholder | |
6 | Report on Lobbying Payments and Policy | Against | Against | Shareholder |
NEUROCRINE BIOSCIENCES, INC. | |||
Ticker: | NBIX | Security ID: | 64125C109 |
Meeting Date: | MAY 18, 2022 | Meeting Type: | Annual |
Record Date: | MAR 21, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1.1 | Elect Director Richard F. Pops | For | For | Management | |
1.2 | Elect Director Shalini Sharp | For | For | Management | |
1.3 | Elect Director Stephen A. Sherwin | For | For | Management | |
2 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
3 | Amend Omnibus Stock Plan | For | For | Management | |
4 | Amend Qualified Employee Stock | For | For | Management | |
Purchase Plan | |||||
5 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
NOVARTIS AG | |||
Ticker: | NOVN | Security ID: | 66987V109 |
Meeting Date: | MAR 04, 2022 | Meeting Type: | Annual |
Record Date: | JAN 25, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1 | Accept Financial Statements and | For | For | Management | |
Statutory Reports | |||||
2 | Approve Discharge of Board and Senior | For | For | Management | |
Management | |||||
3 | Approve Allocation of Income and | For | For | Management | |
Dividends of CHF 3.10 per Share | |||||
4 | Approve CHF 15.3 Million Reduction in | For | For | Management | |
Share Capital via Cancellation of | |||||
Repurchased Shares | |||||
5 | Authorize Repurchase of up to CHF 10 | For | For | Management | |
Billion in Issued Share Capital | |||||
6.1 | Approve Remuneration of Directors in | For | For | Management | |
the Amount of CHF 8.6 Million | |||||
6.2 | Approve Maximum Remuneration of | For | For | Management | |
Executive Committee in the Amount of | |||||
CHF 91 Million | |||||
6.3 | Approve Remuneration Report | For | For | Management | |
7.1 | Reelect Joerg Reinhardt as Director | For | For | Management | |
and Board Chairman | |||||
7.2 | Reelect Nancy Andrews as Director | For | For | Management | |
7.3 | Reelect Ton Buechner as Director | For | For | Management | |
7.4 | Reelect Patrice Bula as Director | For | For | Management | |
7.5 | Reelect Elizabeth Doherty as Director | For | For | Management | |
7.6 | Reelect Bridgette Heller as Director | For | For | Management | |
7.7 | Reelect Frans van Houten as Director | For | For | Management | |
7.8 | Reelect Simon Moroney as Director | For | For | Management | |
7.9 | Reelect Andreas von Planta as Director | For | For | Management | |
7.10 | Reelect Charles Sawyers as Director | For | For | Management | |
7.11 | Reelect William Winters as Director | For | For | Management | |
7.12 | Elect Ana de Pro Gonzalo as Director | For | For | Management | |
7.13 | Elect Daniel Hochstrasser as Director | For | For | Management | �� |
8.1 | Reappoint Patrice Bula as Member of | For | For | Management | |
the Compensation Committee | |||||
8.2 | Reappoint Bridgette Heller as Member | For | For | Management | |
of the Compensation Committee | |||||
8.3 | Reappoint Simon Moroney as Member of | For | For | Management | |
the Compensation Committee | |||||
8.4 | Reappoint William Winters as Member of | For | For | Management | |
the Compensation Committee | |||||
9 | Ratify KPMG AG as Auditors | For | For | Management | |
10 | Designate Peter Zahn as Independent | For | For | Management | |
Proxy | |||||
11 | Transact Other Business (Voting) | For | Against | Management |
QUEST DIAGNOSTICS INCORPORATED | |||
Ticker: | DGX | Security ID: | 74834L100 |
Meeting Date: | MAY 18, 2022 | Meeting Type: | Annual |
Record Date: | MAR 21, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1.1 | Elect Director Tracey C. Doi | For | For | Management | |
1.2 | Elect Director Vicky B. Gregg | For | For | Management | |
1.3 | Elect Director Wright L. Lassiter, III | For | For | Management | |
1.4 | Elect Director Timothy L. Main | For | For | Management | |
1.5 | Elect Director Denise M. Morrison | For | For | Management | |
1.6 | Elect Director Gary M. Pfeiffer | For | For | Management | |
1.7 | Elect Director Timothy M. Ring | For | For | Management | |
1.8 | Elect Director Stephen H. Rusckowski | For | For | Management | |
1.9 | Elect Director Gail R. Wilensky | For | For | Management | |
2 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
3 | Ratify PricewaterhouseCoopers LLP as | For | For | Management | |
Auditors | |||||
4 | Provide Right to Act by Written Consent | For | For | Management | |
5 | Amend Right to Call Special Meeting | For | For | Management | |
6 | Reduce Ownership Threshold for | Against | For | Shareholder | |
Shareholders to Call Special Meeting |
REGENERON PHARMACEUTICALS, INC. | |||
Ticker: | REGN | Security ID: | 75886F107 |
Meeting Date: | JUN 10, 2022 | Meeting Type: | Annual |
Record Date: | APR 12, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director Bonnie L. Bassler | For | For | Management | |
1b | Elect Director Michael S. Brown | For | For | Management | |
1c | Elect Director Leonard S. Schleifer | For | For | Management | |
1d | Elect Director George D. Yancopoulos | For | For | Management | |
2 | Ratify PricewaterhouseCoopers LLP as | For | For | Management | |
Auditors | |||||
3 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation |
STRYKER CORPORATION | |||
Ticker: | SYK | Security ID: | 863667101 |
Meeting Date: | MAY 04, 2022 | Meeting Type: | Annual |
Record Date: | MAR 07, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director Mary K. Brainerd | For | For | Management | |
1b | Elect Director Giovanni Caforio | For | For | Management | |
1c | Elect Director Srikant M. Datar | For | For | Management | |
1d | Elect Director Allan C. Golston | For | For | Management | |
1e | Elect Director Kevin A. Lobo | For | For | Management | |
1f | Elect Director Sherilyn S. McCoy | For | For | Management | |
1g | Elect Director Andrew K. Silvernail | For | For | Management | |
1h | Elect Director Lisa M. Skeete Tatum | For | For | Management | |
1i | Elect Director Ronda E. Stryker | For | For | Management | |
1j | Elect Director Rajeev Suri | For | For | Management | |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management | |
3 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
4 | Amend Proxy Access Right | Against | For | Shareholder |
THERMO FISHER SCIENTIFIC INC. | |||
Ticker: | TMO | Security ID: | 883556102 |
Meeting Date: | MAY 18, 2022 | Meeting Type: | Annual |
Record Date: | MAR 25, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director Marc N. Casper | For | For | Management | |
1b | Elect Director Nelson J. Chai | For | For | Management | |
1c | Elect Director Ruby R. Chandy | For | For | Management | |
1d | Elect Director C. Martin Harris | For | For | Management | |
1e | Elect Director Tyler Jacks | For | For | Management | |
1f | Elect Director R. Alexandra Keith | For | For | Management | |
1g | Elect Director Jim P. Manzi | For | For | Management | |
1h | Elect Director James C. Mullen | For | For | Management | |
1i | Elect Director Lars R. Sorensen | For | For | Management | |
1j | Elect Director Debora L. Spar | For | For | Management | |
1k | Elect Director Scott M. Sperling | For | For | Management | |
1l | Elect Director Dion J. Weisler | For | For | Management | |
2 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
3 | Ratify PricewaterhouseCoopers LLP as | For | For | Management | |
Auditors |
UNITED THERAPEUTICS CORPORATION | |||
Ticker: | UTHR | Security ID: | 91307C102 |
Meeting Date: | SEP 30, 2021 | Meeting Type: | Special |
Record Date: | AUG 10, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1 | Amend Certificate of Incorporation to | For | For | Management | |
become a Public Benefit Corporation |
UNITED THERAPEUTICS CORPORATION | |||
Ticker: | UTHR | Security ID: | 91307C102 |
Meeting Date: | JUN 27, 2022 | Meeting Type: | Annual |
Record Date: | APR 28, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director Christopher Causey | For | For | Management | |
1b | Elect Director Richard Giltner | For | For | Management | |
1c | Elect Director Katherine Klein | For | For | Management | |
1d | Elect Director Ray Kurzweil | For | For | Management | |
1e | Elect Director Linda Maxwell | For | For | Management | |
1f | Elect Director Nilda Mesa | For | For | Management | |
1g | Elect Director Judy Olian | For | For | Management | |
1h | Elect Director Martine Rothblatt | For | For | Management | |
1i | Elect Director Louis Sullivan | For | For | Management | |
2 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
3 | Amend Omnibus Stock Plan | For | For | Management | |
4 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
UNITEDHEALTH GROUP INCORPORATED | |||
Ticker: | UNH | Security ID: | 91324P102 |
Meeting Date: | JUN 06, 2022 | Meeting Type: | Annual |
Record Date: | APR 08, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director Timothy P. Flynn | For | For | Management | |
1b | Elect Director Paul R. Garcia | For | For | Management | |
1c | Elect Director Stephen J. Hemsley | For | For | Management | |
1d | Elect Director Michele J. Hooper | For | For | Management | |
1e | Elect Director F. William McNabb, III | For | For | Management | |
1f | Elect Director Valerie C. Montgomery | For | For | Management | |
Rice | |||||
1g | Elect Director John H. Noseworthy | For | For | Management | |
1h | Elect Director Andrew Witty | For | For | Management | |
2 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
3 | Ratify Deloitte & Touche LLP as | For | For | Management | |
Auditors | |||||
4 | Submit Severance Agreement | Against | For | Shareholder | |
(Change-in-Control) to Shareholder Vote | |||||
5 | Report on Congruency of Political | Against | For | Shareholder | |
Spending with Company Values and | |||||
Priorities |
VERTEX PHARMACEUTICALS INCORPORATED | |||
Ticker: | VRTX | Security ID: | 92532F100 |
Meeting Date: | MAY 18, 2022 | Meeting Type: | Annual |
Record Date: | MAR 24, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1.1 | Elect Director Sangeeta Bhatia | For | For | Management | |
1.2 | Elect Director Lloyd Carney | For | For | Management | |
1.3 | Elect Director Alan Garber | For | For | Management | |
1.4 | Elect Director Terrence Kearney | For | For | Management | |
1.5 | Elect Director Reshma Kewalramani | For | For | Management | |
1.6 | Elect Director Yuchun Lee | For | For | Management | |
1.7 | Elect Director Jeffrey Leiden | For | For | Management | |
1.8 | Elect Director Margaret McGlynn | For | For | Management | |
1.9 | Elect Director Diana McKenzie | For | For | Management | |
1.10 | Elect Director Bruce Sachs | For | For | Management | |
1.11 | Elect Director Suketu “Suky” Upadhyay | For | For | Management | |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management | |
3 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
4 | Amend Omnibus Stock Plan | For | For | Management |
VIATRIS INC. | |||
Ticker: | VTRS | Security ID: | 92556V106 |
Meeting Date: | DEC 10, 2021 | Meeting Type: | Annual |
Record Date: | OCT 21, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1A | Elect Director Neil Dimick | For | For | Management | |
1B | Elect Director Michael Goettler | For | For | Management | |
1C | Elect Director Ian Read | For | For | Management | |
1D | Elect Director Pauline van der Meer | For | For | Management | |
Mohr | |||||
2 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | |
4 | Ratify Deloitte & Touche LLP as | For | For | Management | |
Auditors |
ZIMMER BIOMET HOLDINGS, INC. | |||
Ticker: | ZBH | Security ID: | 98956P102 |
Meeting Date: | MAY 13, 2022 | Meeting Type: | Annual |
Record Date: | MAR 14, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director Christopher B. Begley | For | For | Management | |
1b | Elect Director Betsy J. Bernard | For | For | Management | |
1c | Elect Director Michael J. Farrell | For | For | Management | |
1d | Elect Director Robert A. Hagemann | For | For | Management | |
1e | Elect Director Bryan C. Hanson | For | For | Management | |
1f | Elect Director Arthur J. Higgins | For | For | Management | |
1g | Elect Director Maria Teresa (Tessa) | For | For | Management | |
Hilado | |||||
1h | Elect Director Syed Jafry | For | For | Management | |
1i | Elect Director Sreelakshmi Kolli | For | For | Management | |
1j | Elect Director Michael W. Michelson | For | For | Management | |
2 | Ratify PricewaterhouseCoopers LLP as | For | For | Management | |
Auditors | |||||
3 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation |
============================= Pin Oak Equity Fund ==============================
ALPHABET INC. | |||
Ticker: | GOOGL | Security ID: | 02079K305 |
Meeting Date: | JUN 01, 2022 | Meeting Type: | Annual |
Record Date: | APR 05, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director Larry Page | For | For | Management | |
1b | Elect Director Sergey Brin | For | For | Management | |
1c | Elect Director Sundar Pichai | For | For | Management | |
1d | Elect Director John L. Hennessy | For | For | Management | |
1e | Elect Director Frances H. Arnold | For | For | Management | |
1f | Elect Director L. John Doerr | For | For | Management | |
1g | Elect Director Roger W. Ferguson, Jr. | For | For | Management | |
1h | Elect Director Ann Mather | For | For | Management | |
1i | Elect Director K. Ram Shriram | For | For | Management | |
1j | Elect Director Robin L. Washington | For | For | Management | |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management | |
3 | Amend Omnibus Stock Plan | For | Against | Management | |
4 | Increase Authorized Common Stock | For | For | Management | |
5 | Report on Lobbying Payments and Policy | Against | For | Shareholder | |
6 | Report on Climate Lobbying | Against | For | Shareholder | |
7 | Report on Physical Risks of Climate | Against | For | Shareholder | |
Change | |||||
8 | Report on Metrics and Efforts to | Against | For | Shareholder | |
Reduce Water Related Risk | |||||
9 | Oversee and Report a Third-Party | Against | For | Shareholder | |
Racial Equity Audit | |||||
10 | Report on Risks Associated with Use of | Against | Against | Shareholder | |
Concealment Clauses | |||||
11 | Approve Recapitalization Plan for all | Against | For | Shareholder | |
Stock to Have One-vote per Share | |||||
12 | Report on Government Takedown Requests | Against | Against | Shareholder | |
13 | Report on Risks of Doing Business in | Against | For | Shareholder | |
Countries with Significant Human | |||||
Rights Concerns | |||||
14 | Report on Managing Risks Related to | Against | Against | Shareholder | |
Data Collection, Privacy and Security | |||||
15 | Disclose More Quantitative and | Against | For | Shareholder | |
Qualitative Information on Algorithmic | |||||
Systems | |||||
16 | Commission Third Party Assessment of | Against | For | Shareholder | |
Company’s Management of Misinformation | |||||
and Disinformation Across Platforms | |||||
17 | Report on External Costs of | Against | Against | Shareholder | |
Misinformation and Impact on | |||||
Diversified Shareholders | |||||
18 | Report on Steps to Improve Racial and | Against | Against | Shareholder | |
Gender Board Diversity | |||||
19 | Establish an Environmental | Against | Against | Shareholder | |
Sustainability Board Committee | |||||
20 | Adopt a Policy to Include | Against | Against | Shareholder | |
Non-Management Employees as | |||||
Prospective Director Candidates | |||||
21 | Report on Policies Regarding Military | Against | Against | Shareholder | |
and Militarized Policing Agencies |
AMAZON.COM, INC. | |||
Ticker: | AMZN | Security ID: | 023135106 |
Meeting Date: | MAY 25, 2022 | Meeting Type: | Annual |
Record Date: | MAR 31, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1a | Elect Director Jeffrey P. Bezos | For | For | Management | ||
1b | Elect Director Andrew R. Jassy | For | For | Management | ||
1c | Elect Director Keith B. Alexander | For | For | Management | ||
1d | Elect Director Edith W. Cooper | For | For | Management | ||
1e | Elect Director Jamie S. Gorelick | For | For | Management | ||
1f | Elect Director Daniel P. Huttenlocher | For | For | Management | ||
1g | Elect Director Judith A. McGrath | For | For | Management | ||
1h | Elect Director Indra K. Nooyi | For | For | Management | ||
1i | Elect Director Jonathan J. Rubinstein | For | For | Management | ||
1j | Elect Director Patricia Q. Stonesifer | For | For | Management | ||
1k | Elect Director Wendell P. Weeks | For | For | Management | ||
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management | ||
3 | Advisory Vote to Ratify Named | For | Against | Management | ||
Executive Officers’ Compensation | ||||||
4 | Approve 20:1 Stock Split | For | For | Management | ||
5 | Report on Retirement Plan Options | Against | Against | Shareholder | ||
Aligned with Company Climate Goals | ||||||
6 | Commission Third Party Report | Against | For | Shareholder | ||
Assessing Company’s Human Rights Due | ||||||
Diligence Process | ||||||
7 | Adopt a Policy to Include | Against | For | Shareholder | ||
Non-Management Employees as | ||||||
Prospective Director Candidates | ||||||
8 | Report on Efforts to Reduce Plastic Use | Against | For | Shareholder | ||
9 | Report on Worker Health and Safety | Against | Against | Shareholder | ||
Disparities | ||||||
10 | Report on Risks Associated with Use of | Against | Against | Shareholder | ||
Concealment Clauses | ||||||
11 | Report on Charitable Contributions | Against | Against | Shareholder | ||
12 | Publish a Tax Transparency Report | Against | Against | Shareholder | ||
13 | Report on Protecting the Rights of | Against | For | Shareholder | ||
Freedom of Association and Collective | ||||||
Bargaining | ||||||
14 | Report on Lobbying Payments and Policy | Against | For | Shareholder | ||
15 | Require More Director Nominations Than | Against | Against | Shareholder | ||
Open Seats | ||||||
16 | Commission a Third Party Audit on | Against | For | Shareholder | ||
Working Conditions | ||||||
17 | Report on Median Gender/Racial Pay Gap | Against | For | Shareholder | ||
18 | Oversee and Report a Racial Equity | None | None | Shareholder | ||
Audit *Withdrawn Resolution* | ||||||
19 | Commission Third Party Study and | Against | For | Shareholder | ||
Report on Risks Associated with Use of | ||||||
Rekognition |
AMDOCS LIMITED | |||
Ticker: | DOX | Security ID: | G02602103 |
Meeting Date: | JAN 28, 2022 | Meeting Type: | Annual |
Record Date: | NOV 30, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1.1 | Elect Director Robert A. Minicucci | For | For | Management | |
1.2 | Elect Director Adrian Gardner | For | For | Management | |
1.3 | Elect Director James S. Kahan | For | For | Management | |
1.4 | Elect Director Rafael de la Vega | For | For | Management | |
1.5 | Elect Director Giora Yaron | For | For | Management | |
1.6 | Elect Director Eli Gelman | For | Against | Management | |
1.7 | Elect Director Richard T.C. LeFave | For | For | Management | |
1.8 | Elect Director John A. MacDonald | For | For | Management | |
1.9 | Elect Director Shuky Sheffer | For | For | Management | |
1.10 | Elect Director Yvette Kanouff | For | For | Management | |
1.11 | Elect Director Sarah Ruth Davis | For | For | Management | |
2 | Approve an Increase in the Quarterly | For | For | Management | |
Cash Dividend Rate | |||||
3 | Accept Financial Statements and | For | For | Management | |
Statutory Reports | |||||
4 | Approve Ernst & Young LLP as Auditors | For | For | Management | |
and Authorize Board to Fix Their | |||||
Remuneration |
AMGEN INC. | |||
Ticker: | AMGN | Security ID: | 031162100 |
Meeting Date: | MAY 17, 2022 | Meeting Type: | Annual |
Record Date: | MAR 18, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director Wanda M. Austin | For | For | Management | |
1b | Elect Director Robert A. Bradway | For | For | Management | |
1c | Elect Director Brian J. Druker | For | For | Management | |
1d | Elect Director Robert A. Eckert | For | For | Management | |
1e | Elect Director Greg C. Garland | For | For | Management | |
1f | Elect Director Charles M. Holley, Jr. | For | For | Management | |
1g | Elect Director S. Omar Ishrak | For | For | Management | |
1h | Elect Director Tyler Jacks | For | For | Management | |
1i | Elect Director Ellen J. Kullman | For | For | Management | |
1j | Elect Director Amy E. Miles | For | For | Management | |
1k | Elect Director Ronald D. Sugar | For | For | Management | |
1l | Elect Director R. Sanders Williams | For | For | Management | |
2 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
3 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
ASSURANT, INC. | |||
Ticker: | AIZ | Security ID: | 04621X108 |
Meeting Date: | MAY 12, 2022 | Meeting Type: | Annual |
Record Date: | MAR 14, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director Elaine D. Rosen | For | For | Management | |
1b | Elect Director Paget L. Alves | For | For | Management | |
1c | Elect Director J. Braxton Carter | For | For | Management | |
1d | Elect Director Juan N. Cento | For | For | Management | |
1e | Elect Director Keith W. Demmings | For | For | Management | |
1f | Elect Director Harriet Edelman | For | For | Management | |
1g | Elect Director Lawrence V. Jackson | For | For | Management | |
1h | Elect Director Jean-Paul L. Montupet | For | For | Management | |
1i | Elect Director Debra J. Perry | For | For | Management | |
1j | Elect Director Ognjen (Ogi) Redzic | For | For | Management | |
1k | Elect Director Paul J. Reilly | For | For | Management | |
1l | Elect Director Robert W. Stein | For | For | Management | |
2 | Ratify PricewaterhouseCoopers LLP as | For | For | Management | |
Auditors | |||||
3 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation |
DRAFTKINGS INC. | |||
Ticker: | DKNG | Security ID: | 26142R104 |
Meeting Date: | APR 19, 2022 | Meeting Type: | Annual |
Record Date: | FEB 18, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1.1 | Elect Director Jason D. Robins | For | Withhold | Management | |
1.2 | Elect Director Harry Evans Sloan | For | Withhold | Management | |
1.3 | Elect Director Matthew Kalish | For | Withhold | Management | |
1.4 | Elect Director Paul Liberman | For | Withhold | Management | |
1.5 | Elect Director Woodrow H. Levin | For | Withhold | Management | |
1.6 | Elect Director Shalom Meckenzie | For | Withhold | Management | |
1.7 | Elect Director Jocelyn Moore | For | Withhold | Management | |
1.8 | Elect Director Ryan R. Moore | For | Withhold | Management | |
1.9 | Elect Director Valerie Mosley | For | Withhold | Management | |
1.10 | Elect Director Steven J. Murray | For | Withhold | Management | |
1.11 | Elect Director Marni M. Walden | For | Withhold | Management | |
1.12 | Elect Director Tilman J. Fertitta | For | For | Management | |
2 | Ratify BDO USA, LLP as Auditors | For | For | Management | |
3 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation |
EBAY, INC. | |||
Ticker: | EBAY | Security ID: | 278642103 |
Meeting Date: | JUN 08, 2022 | Meeting Type: | Annual |
Record Date: | APR 12, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director Adriane M. Brown | For | For | Management | |
1b | Elect Director Logan D. Green | For | For | Management | |
1c | Elect Director E. Carol Hayles | For | For | Management | |
1d | Elect Director Jamie Iannone | For | For | Management | |
1e | Elect Director Kathleen C. Mitic | For | For | Management | |
1f | Elect Director Paul S. Pressler | For | For | Management | |
1g | Elect Director Mohak Shroff | For | For | Management | |
1h | Elect Director Robert H. Swan | For | For | Management | |
1i | Elect Director Perry M. Traquina | For | For | Management | |
2 | Ratify PricewaterhouseCoopers LLP as | For | For | Management | |
Auditors | |||||
3 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
4 | Amend Qualified Employee Stock | For | For | Management | |
Purchase Plan | |||||
5 | Reduce Ownership Threshold for | Against | For | Shareholder | |
Shareholders to Call Special Meeting |
GENTEX CORPORATION | |||
Ticker: | GNTX | Security ID: | 371901109 |
Meeting Date: | MAY 19, 2022 | Meeting Type: | Annual |
Record Date: | MAR 21, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1.1 | Elect Director Joseph Anderson | For | For | Management | |
1.2 | Elect Director Leslie Brown | For | For | Management | |
1.3 | Elect Director Steve Downing | For | For | Management | |
1.4 | Elect Director Gary Goode | For | For | Management | |
1.5 | Elect Director James Hollars | For | For | Management | |
1.6 | Elect Director Richard Schaum | For | For | Management | |
1.7 | Elect Director Kathleen Starkoff | For | For | Management | |
1.8 | Elect Director Brian Walker | For | For | Management | |
1.9 | Elect Director Ling Zang | For | For | Management | |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management | |
3 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
4 | Approve Qualified Employee Stock | For | For | Management | |
Purchase Plan |
GILEAD SCIENCES, INC. | |||
Ticker: | GILD | Security ID: | 375558103 |
Meeting Date: | MAY 04, 2022 | Meeting Type: | Annual |
Record Date: | MAR 15, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director Jacqueline K. Barton | For | For | Management | |
1b | Elect Director Jeffrey A. Bluestone | For | For | Management | |
1c | Elect Director Sandra J. Horning | For | For | Management | |
1d | Elect Director Kelly A. Kramer | For | For | Management | |
1e | Elect Director Kevin E. Lofton | For | For | Management | |
1f | Elect Director Harish Manwani | For | For | Management | |
1g | Elect Director Daniel P. O’Day | For | For | Management | |
1h | Elect Director Javier J. Rodriguez | For | For | Management | |
1i | Elect Director Anthony Welters | For | For | Management | |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management | |
3 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
4 | Approve Omnibus Stock Plan | For | For | Management | |
5 | Require Independent Board Chair | Against | Against | Shareholder | |
6 | Adopt a Policy to Include | Against | Against | Shareholder | |
Non-Management Employees as | |||||
Prospective Director Candidates | |||||
7 | Reduce Ownership Threshold for | Against | For | Shareholder | |
Shareholders to Call Special Meeting | |||||
8 | Publish Third-Party Review of | Against | For | Shareholder | |
Alignment of Company’s Lobbying | |||||
Activities with its Public Statements | |||||
9 | Report on Board Oversight of Risks | Against | For | Shareholder | |
Related to Anticompetitive Practices |
GLAXOSMITHKLINE PLC | |||
Ticker: | GSK | Security ID: | 37733W105 |
Meeting Date: | MAY 04, 2022 | Meeting Type: | Annual |
Record Date: | MAR 17, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1 | Accept Financial Statements and | For | For | Management | |
Statutory Reports | |||||
2 | Approve Remuneration Report | For | For | Management | |
3 | Approve Remuneration Policy | For | Against | Management | |
4 | Elect Anne Beal as Director | For | For | Management | |
5 | Elect Harry Dietz as Director | For | For | Management | |
6 | Re-elect Sir Jonathan Symonds as | For | For | Management | |
Director | |||||
7 | Re-elect Dame Emma Walmsley as Director | For | For | Management | |
8 | Re-elect Charles Bancroft as Director | For | For | Management | |
9 | Re-elect Vindi Banga as Director | For | For | Management | |
10 | Re-elect Hal Barron as Director | For | For | Management | |
11 | Re-elect Dame Vivienne Cox as Director | For | For | Management | |
12 | Re-elect Lynn Elsenhans as Director | For | For | Management | |
13 | Re-elect Laurie Glimcher as Director | For | For | Management | |
14 | Re-elect Jesse Goodman as Director | For | For | Management | |
15 | Re-elect Iain Mackay as Director | For | For | Management | |
16 | Re-elect Urs Rohner as Director | For | For | Management | |
17 | Reappoint Deloitte LLP as Auditors | For | For | Management | |
18 | Authorise the Audit & Risk Committee | For | For | Management | |
to Fix Remuneration of Auditors | |||||
19 | Authorise UK Political Donations and | For | For | Management | |
Expenditure | |||||
20 | Authorise Issue of Equity | For | For | Management | |
21 | Authorise Issue of Equity without | For | For | Management | |
Pre-emptive Rights | |||||
22 | Authorise Issue of Equity without | For | For | Management | |
Pre-emptive Rights in Connection with | |||||
an Acquisition or Other Capital | |||||
Investment | |||||
23 | Authorise Market Purchase of Ordinary | For | For | Management | |
Shares | |||||
24 | Approve the Exemption from Statement | For | For | Management | |
of the Name of the Senior Statutory | |||||
Auditor in Published Copies of the | |||||
Auditors’ Reports | |||||
25 | Authorise the Company to Call General | For | For | Management | |
Meeting with Two Weeks’ Notice | |||||
26 | Approve Share Save Plan | For | For | Management | |
27 | Approve Share Reward Plan | For | For | Management | |
28 | Adopt New Articles of Association | For | For | Management |
ILLUMINA, INC. | |||
Ticker: | ILMN | Security ID: | 452327109 |
Meeting Date: | MAY 26, 2022 | Meeting Type: | Annual |
Record Date: | MAR 31, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1A | Elect Director Frances Arnold | For | For | Management | |
1B | Elect Director Francis A. deSouza | For | For | Management | |
1C | Elect Director Caroline D. Dorsa | For | For | Management | |
1D | Elect Director Robert S. Epstein | For | For | Management | |
1E | Elect Director Scott Gottlieb | For | For | Management | |
1F | Elect Director Gary S. Guthart | For | For | Management | |
1G | Elect Director Philip W. Schiller | For | For | Management | |
1H | Elect Director Susan E. Siegel | For | For | Management | |
1I | Elect Director John W. Thompson | For | For | Management | |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management | |
3 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
4 | Provide Right to Call a Special | Against | For | Shareholder | |
Meeting at a 15 Percent Ownership | |||||
Threshold | |||||
5 | Provide Right to Call Special Meeting | For | For | Management |
INTUITIVE SURGICAL, INC. | |||
Ticker: | ISRG | Security ID: | 46120E602 |
Meeting Date: | SEP 20, 2021 | Meeting Type: | Special |
Record Date: | AUG 18, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1 | Increase Authorized Common Stock | For | For | Management |
INTUITIVE SURGICAL, INC. | |||
Ticker: | ISRG | Security ID: | 46120E602 |
Meeting Date: | APR 28, 2022 | Meeting Type: | Annual |
Record Date: | MAR 01, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director Craig H. Barratt | For | For | Management | |
1b | Elect Director Joseph C. Beery | For | For | Management | |
1c | Elect Director Gary S. Guthart | For | For | Management | |
1d | Elect Director Amal M. Johnson | For | For | Management | |
1e | Elect Director Don R. Kania | For | For | Management | |
1f | Elect Director Amy L. Ladd | For | For | Management | |
1g | Elect Director Keith R. Leonard, Jr. | For | For | Management | |
1h | Elect Director Alan J. Levy | For | For | Management | |
1i | Elect Director Jami Dover Nachtsheim | For | For | Management | |
1j | Elect Director Monica P. Reed | For | For | Management | |
1k | Elect Director Mark J. Rubash | For | For | Management | |
2 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
3 | Ratify PricewaterhouseCoopers LLP as | For | For | Management | |
Auditors | |||||
4 | Amend Omnibus Stock Plan | For | Against | Management |
KLA CORPORATION | |||
Ticker: | KLAC | Security ID: | 482480100 |
Meeting Date: | NOV 03, 2021 | Meeting Type: | Annual |
Record Date: | SEP 13, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1.1 | Elect Director Edward Barnholt | For | For | Management | |
1.2 | Elect Director Robert Calderoni | For | For | Management | |
1.3 | Elect Director Jeneanne Hanley | For | For | Management | |
1.4 | Elect Director Emiko Higashi | For | For | Management | |
1.5 | Elect Director Kevin Kennedy | For | For | Management | |
1.6 | Elect Director Gary Moore | For | For | Management | |
1.7 | Elect Director Marie Myers | For | For | Management | |
1.8 | Elect Director Kiran Patel | For | For | Management | |
1.9 | Elect Director Victor Peng | For | For | Management | |
1.10 | Elect Director Robert Rango | For | For | Management | |
1.11 | Elect Director Richard Wallace | For | For | Management | |
2 | Ratify PricewaterhouseCoopers LLP as | For | For | Management | |
Auditors | |||||
3 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation |
M/I HOMES, INC. | |||
Ticker: | MHO | Security ID: | 55305B101 |
Meeting Date: | MAY 12, 2022 | Meeting Type: | Annual |
Record Date: | MAR 17, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1.1 | Elect Director Friedrich K.M. Bohm | For | For | Management | |
1.2 | Elect Director William H. Carter | For | For | Management | |
1.3 | Elect Director Robert H. Schottenstein | For | For | Management | |
2 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
3 | Amend Omnibus Stock Plan | For | For | Management | |
4 | Ratify Deloitte & Touche LLP as | For | For | Management | |
Auditors |
MCKESSON CORPORATION | |||
Ticker: | MCK | Security ID: | 58155Q103 |
Meeting Date: | JUL 23, 2021 | Meeting Type: | Annual |
Record Date: | MAY 28, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director Dominic J. Caruso | For | For | Management | |
1b | Elect Director Donald R. Knauss | For | For | Management | |
1c | Elect Director Bradley E. Lerman | For | For | Management | |
1d | Elect Director Linda P. Mantia | For | For | Management | |
1e | Elect Director Maria Martinez | For | For | Management | |
1f | Elect Director Edward A. Mueller | For | For | Management | |
1g | Elect Director Susan R. Salka | For | For | Management | |
1h | Elect Director Brian S. Tyler | For | For | Management | |
1i | Elect Director Kenneth E. Washington | For | For | Management | |
2 | Ratify Deloitte & Touche LLP as | For | For | Management | |
Auditors | |||||
3 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
4 | Provide Right to Act by Written Consent | Against | For | Shareholder |
MEDTRONIC PLC | |||
Ticker: | MDT | Security ID: | G5960L103 |
Meeting Date: | DEC 09, 2021 | Meeting Type: | Annual |
Record Date: | OCT 14, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director Richard H. Anderson | For | For | Management | |
1b | Elect Director Craig Arnold | For | For | Management | |
1c | Elect Director Scott C. Donnelly | For | For | Management | |
1d | Elect Director Andrea J. Goldsmith | For | For | Management | |
1e | Elect Director Randall J. Hogan, III | For | For | Management | |
1f | Elect Director Kevin E. Lofton | For | For | Management | |
1g | Elect Director Geoffrey S. Martha | For | For | Management | |
1h | Elect Director Elizabeth G. Nabel | For | For | Management | |
1i | Elect Director Denise M. O’Leary | For | For | Management | |
1j | Elect Director Kendall J. Powell | For | For | Management | |
2 | Approve PricewaterhouseCoopers LLP as | For | For | Management | |
Auditors and Authorize Board to Fix | |||||
Their Remuneration | |||||
3 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | |
5 | Approve Omnibus Stock Plan | For | For | Management | |
6 | Renew the Board’s Authority to Issue | For | For | Management | |
Shares Under Irish Law | |||||
7 | Renew the Board’s Authority to Opt-Out | For | For | Management | |
of Statutory Pre-Emptions Rights Under | |||||
Irish Law | |||||
8 | Authorize Overseas Market Purchases of | For | For | Management | |
Ordinary Shares |
META PLATFORMS, INC. | |||
Ticker: | FB | Security ID: | 30303M102 |
Meeting Date: | MAY 25, 2022 | Meeting Type: | Annual |
Record Date: | APR 01, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1.1 | Elect Director Peggy Alford | For | For | Management | |
1.2 | Elect Director Marc L. Andreessen | For | For | Management | |
1.3 | Elect Director Andrew W. Houston | For | For | Management | |
1.4 | Elect Director Nancy Killefer | For | For | Management | |
1.5 | Elect Director Robert M. Kimmitt | For | For | Management | |
1.6 | Elect Director Sheryl K. Sandberg | For | For | Management | |
1.7 | Elect Director Tracey T. Travis | For | For | Management | |
1.8 | Elect Director Tony Xu | For | For | Management | |
1.9 | Elect Director Mark Zuckerberg | For | For | Management | |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management | |
3 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
4 | Approve Recapitalization Plan for all | Against | For | Shareholder | |
Stock to Have One-vote per Share | |||||
5 | Require Independent Board Chair | Against | For | Shareholder | |
6 | Report on Risks Associated with Use of | Against | For | Shareholder | |
Concealment Clauses | |||||
7 | Report on External Costs of | Against | Against | Shareholder | |
Misinformation and Impact on | |||||
Diversified Shareholders | |||||
8 | Report on Community Standards | Against | For | Shareholder | |
Enforcement | |||||
9 | Report on User Risk and Advisory Vote | Against | Against | Shareholder | |
on Metaverse Project | |||||
10 | Publish Third Party Human Rights | Against | For | Shareholder | |
Impact Assessment | |||||
11 | Report on Child Sexual Exploitation | Against | For | Shareholder | |
Online | |||||
12 | Commission a Workplace | Against | Against | Shareholder | |
Non-Discrimination Audit | |||||
13 | Report on Lobbying Payments and Policy | Against | For | Shareholder | |
14 | Commission Assessment of Audit and | Against | Against | Shareholder | |
Risk Oversight Committee | |||||
15 | Report on Charitable Contributions | Against | For | Shareholder |
PAYCHEX, INC. | |||
Ticker: | PAYX | Security ID: | 704326107 |
Meeting Date: | OCT 14, 2021 | Meeting Type: | Annual |
Record Date: | AUG 16, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director B. Thomas Golisano | For | For | Management | |
1b | Elect Director Thomas F. Bonadio | For | For | Management | |
1c | Elect Director Joseph G. Doody | For | For | Management | |
1d | Elect Director David J.S. Flaschen | For | For | Management | |
1e | Elect Director Pamela A. Joseph | For | For | Management | |
1f | Elect Director Martin Mucci | For | For | Management | |
1g | Elect Director Kevin A. Price | For | For | Management | |
1h | Elect Director Joseph M. Tucci | For | For | Management | |
1i | Elect Director Joseph M. Velli | For | For | Management | |
1j | Elect Director Kara Wilson | For | For | Management | |
2 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
3 | Ratify PricewaterhouseCoopers LLP as | For | For | Management | |
Auditors |
PAYPAL HOLDINGS, INC. | |||
Ticker: | PYPL | Security ID: | 70450Y103 |
Meeting Date: | JUN 02, 2022 | Meeting Type: | Annual |
Record Date: | APR 05, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director Rodney C. Adkins | For | For | Management | |
1b | Elect Director Jonathan Christodoro | For | For | Management | |
1c | Elect Director John J. Donahoe | For | For | Management | |
1d | Elect Director David W. Dorman | For | For | Management | |
1e | Elect Director Belinda J. Johnson | For | For | Management | |
1f | Elect Director Enrique Lores | For | For | Management | |
1g | Elect Director Gail J. McGovern | For | For | Management | |
1h | Elect Director Deborah M. Messemer | For | For | Management | |
1i | Elect Director David M. Moffett | For | For | Management | |
1j | Elect Director Ann M. Sarnoff | For | For | Management | |
1k | Elect Director Daniel H. Schulman | For | For | Management | |
1l | Elect Director Frank D. Yeary | For | For | Management | |
2 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | |
4 | Ratify PricewaterhouseCoopers LLP as | For | For | Management | |
Auditors | |||||
5 | Reduce Ownership Threshold for | Against | For | Shareholder | |
Shareholders to Call Special Meeting |
QUEST DIAGNOSTICS INCORPORATED | |||
Ticker: | DGX | Security ID: | 74834L100 |
Meeting Date: | MAY 18, 2022 | Meeting Type: | Annual |
Record Date: | MAR 21, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1.1 | Elect Director Tracey C. Doi | For | For | Management | |
1.2 | Elect Director Vicky B. Gregg | For | For | Management | |
1.3 | Elect Director Wright L. Lassiter, III | For | For | Management | |
1.4 | Elect Director Timothy L. Main | For | For | Management | |
1.5 | Elect Director Denise M. Morrison | For | For | Management | |
1.6 | Elect Director Gary M. Pfeiffer | For | For | Management | |
1.7 | Elect Director Timothy M. Ring | For | For | Management | |
1.8 | Elect Director Stephen H. Rusckowski | For | For | Management | |
1.9 | Elect Director Gail R. Wilensky | For | For | Management | |
2 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
3 | Ratify PricewaterhouseCoopers LLP as | For | For | Management | |
Auditors | |||||
4 | Provide Right to Act by Written Consent | For | For | Management | |
5 | Amend Right to Call Special Meeting | For | For | Management | |
6 | Reduce Ownership Threshold for | Against | For | Shareholder | |
Shareholders to Call Special Meeting |
TAYLOR MORRISON HOME CORPORATION | |||
Ticker: | TMHC | Security ID: | 87724P106 |
Meeting Date: | MAY 26, 2022 | Meeting Type: | Annual |
Record Date: | MAR 30, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director Peter Lane | For | For | Management | |
1b | Elect Director William H. Lyon | For | For | Management | |
1c | Elect Director Anne L. Mariucci | For | For | Management | |
1d | Elect Director David C. Merritt | For | For | Management | |
1e | Elect Director Andrea (Andi) Owen | For | For | Management | |
1f | Elect Director Sheryl D. Palmer | For | For | Management | |
1g | Elect Director Denise F. Warren | For | For | Management | |
1h | Elect Director Christopher Yip | For | For | Management | |
2 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
3 | Ratify Deloitte & Touche LLP as | For | For | Management | |
Auditors | |||||
4 | Amend Omnibus Stock Plan | For | For | Management |
THE BANK OF NEW YORK MELLON CORPORATION | |||
Ticker: | BK | Security ID: | 064058100 |
Meeting Date: | APR 12, 2022 | Meeting Type: | Annual |
Record Date: | FEB 16, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director Linda Z. Cook | For | For | Management | |
1b | Elect Director Joseph J. Echevarria | For | For | Management | |
1c | Elect Director Thomas P. ‘Todd’ Gibbons | For | For | Management | |
1d | Elect Director M. Amy Gilliland | For | For | Management | |
1e | Elect Director Jeffrey A. Goldstein | For | For | Management | |
1f | Elect Director K. Guru Gowrappan | For | For | Management | |
1g | Elect Director Ralph Izzo | For | For | Management | |
1h | Elect Director Sandra E. ’Sandie’ | For | For | Management | |
O’Connor | |||||
1i | Elect Director Elizabeth E. Robinson | For | For | Management | |
1j | Elect Director Frederick O. Terrell | For | For | Management | |
1k | Elect Director Alfred W. “Al” Zollar | For | For | Management | |
2 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
3 | Ratify KPMG LLP as Auditors | For | For | Management | |
4 | Reduce Ownership Threshold for | Against | For | Shareholder | |
Shareholders to Call Special Meeting |
THE CHARLES SCHWAB CORPORATION | |||
Ticker: | SCHW | Security ID: | 808513105 |
Meeting Date: | MAY 17, 2022 | Meeting Type: | Annual |
Record Date: | MAR 18, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director John K. Adams, Jr. | For | For | Management | |
1b | Elect Director Stephen A. Ellis | For | For | Management | |
1c | Elect Director Brian M. Levitt | For | For | Management | |
1d | Elect Director Arun Sarin | For | For | Management | |
1e | Elect Director Charles R. Schwab | For | For | Management | |
1f | Elect Director Paula A. Sneed | For | For | Management | |
2 | Declassify the Board of Directors | For | For | Management | |
3 | Ratify Deloitte & Touche LLP as | For | For | Management | |
Auditors | |||||
4 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
5 | Approve Omnibus Stock Plan | For | For | Management | |
6 | Provide Proxy Access Right | For | For | Management | |
7 | Adopt Proxy Access Right | Against | For | Shareholder | |
8 | Report on Lobbying Payments and Policy | Against | For | Shareholder |
VISA INC. | |||
Ticker: | V | Security ID: | 92826C839 |
Meeting Date: | JAN 25, 2022 | Meeting Type: | Annual |
Record Date: | NOV 26, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director Lloyd A. Carney | For | For | Management | |
1b | Elect Director Mary B. Cranston | For | For | Management | |
1c | Elect Director Francisco Javier | For | For | Management | |
Fernandez-Carbajal | |||||
1d | Elect Director Alfred F. Kelly, Jr. | For | For | Management | |
1e | Elect Director Ramon Laguarta | For | For | Management | |
1f | Elect Director John F. Lundgren | For | For | Management | |
1g | Elect Director Robert W. Matschullat | For | For | Management | |
1h | Elect Director Denise M. Morrison | For | For | Management | |
1i | Elect Director Linda J. Rendle | For | For | Management | |
1j | Elect Director Maynard G. Webb, Jr. | For | For | Management | |
2 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
3 | Ratify KPMG LLP as Auditors | For | For | Management |
======================== Red Oak Technology Select Fund ========================
ACCENTURE PLC | |||
Ticker: | ACN | Security ID: | G1151C101 |
Meeting Date: | JAN 26, 2022 | Meeting Type: | Annual |
Record Date: | NOV 29, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director Jaime Ardila | For | For | Management | |
1b | Elect Director Nancy McKinstry | For | For | Management | |
1c | Elect Director Beth E. Mooney | For | For | Management | |
1d | Elect Director Gilles C. Pelisson | For | For | Management | |
1e | Elect Director Paula A. Price | For | For | Management | |
1f | Elect Director Venkata (Murthy) | For | For | Management | |
Renduchintala | |||||
1g | Elect Director Arun Sarin | For | For | Management | |
1h | Elect Director Julie Sweet | For | For | Management | |
1i | Elect Director Frank K. Tang | For | For | Management | |
1j | Elect Director Tracey T. Travis | For | For | Management | |
2 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
3 | Amend Omnibus Stock Plan | For | For | Management | |
4 | Approve KPMG LLP as Auditors and | For | For | Management | |
Authorize Board to Fix Their | |||||
Remuneration | |||||
5 | Renew the Board’s Authority to Issue | For | For | Management | |
Shares Under Irish Law | |||||
6 | Authorize Board to Opt-Out of | For | For | Management | |
Statutory Pre-Emption Rights | |||||
7 | Determine Price Range for Reissuance | For | For | Management | |
of Treasury Shares |
AKAMAI TECHNOLOGIES, INC. | |||
Ticker: | AKAM | Security ID: | 00971T101 |
Meeting Date: | MAY 12, 2022 | Meeting Type: | Annual |
Record Date: | MAR 17, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1.1 | Elect Director Sharon Bowen | For | For | Management | |
1.2 | Elect Director Marianne Brown | For | For | Management | |
1.3 | Elect Director Monte Ford | For | For | Management | |
1.4 | Elect Director Dan Hesse | For | For | Management | |
1.5 | Elect Director Tom Killalea | For | For | Management | |
1.6 | Elect Director Tom Leighton | For | For | Management | |
1.7 | Elect Director Jonathan Miller | For | For | Management | |
1.8 | Elect Director Madhu Ranganathan | For | For | Management | |
1.9 | Elect Director Ben Verwaayen | For | For | Management | |
1.10 | Elect Director Bill Wagner | For | For | Management | |
2 | Amend Omnibus Stock Plan | For | For | Management | |
3 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
4 | Ratify PricewaterhouseCoopers LLP as | For | For | Management | |
Auditors |
ALPHABET INC. | |||
Ticker: | GOOGL | Security ID: | 02079K305 |
Meeting Date: | JUN 01, 2022 | Meeting Type: | Annual |
Record Date: | APR 05, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director Larry Page | For | For | Management | |
1b | Elect Director Sergey Brin | For | For | Management | |
1c | Elect Director Sundar Pichai | For | For | Management | |
1d | Elect Director John L. Hennessy | For | For | Management | |
1e | Elect Director Frances H. Arnold | For | For | Management | |
1f | Elect Director L. John Doerr | For | For | Management | |
1g | Elect Director Roger W. Ferguson, Jr. | For | For | Management | |
1h | Elect Director Ann Mather | For | For | Management | |
1i | Elect Director K. Ram Shriram | For | For | Management | |
1j | Elect Director Robin L. Washington | For | For | Management | |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management | |
3 | Amend Omnibus Stock Plan | For | Against | Management | |
4 | Increase Authorized Common Stock | For | For | Management | |
5 | Report on Lobbying Payments and Policy | Against | For | Shareholder | |
6 | Report on Climate Lobbying | Against | For | Shareholder | |
7 | Report on Physical Risks of Climate | Against | For | Shareholder | |
Change | |||||
8 | Report on Metrics and Efforts to | Against | For | Shareholder | |
Reduce Water Related Risk | |||||
9 | Oversee and Report a Third-Party | Against | For | Shareholder | |
Racial Equity Audit | |||||
10 | Report on Risks Associated with Use of | Against | Against | Shareholder | |
Concealment Clauses | |||||
11 | Approve Recapitalization Plan for all | Against | For | Shareholder | |
Stock to Have One-vote per Share | |||||
12 | Report on Government Takedown Requests | Against | Against | Shareholder | |
13 | Report on Risks of Doing Business in | Against | For | Shareholder | |
Countries with Significant Human | |||||
Rights Concerns | |||||
14 | Report on Managing Risks Related to | Against | Against | Shareholder | |
Data Collection, Privacy and Security | |||||
15 | Disclose More Quantitative and | Against | For | Shareholder | |
Qualitative Information on Algorithmic | |||||
Systems | |||||
16 | Commission Third Party Assessment of | Against | For | Shareholder | |
Company’s Management of Misinformation | |||||
and Disinformation Across Platforms | |||||
17 | Report on External Costs of | Against | Against | Shareholder | |
Misinformation and Impact on | |||||
Diversified Shareholders | |||||
18 | Report on Steps to Improve Racial and | Against | Against | Shareholder | |
Gender Board Diversity | |||||
19 | Establish an Environmental | Against | Against | Shareholder | |
Sustainability Board Committee | |||||
20 | Adopt a Policy to Include | Against | Against | Shareholder | |
Non-Management Employees as | |||||
Prospective Director Candidates | |||||
21 | Report on Policies Regarding Military | Against | Against | Shareholder | |
and Militarized Policing Agencies |
AMAZON.COM, INC. | |||
Ticker: | AMZN | Security ID: | 023135106 |
Meeting Date: | MAY 25, 2022 | Meeting Type: | Annual |
Record Date: | MAR 31, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director Jeffrey P. Bezos | For | For | Management | |
1b | Elect Director Andrew R. Jassy | For | For | Management | |
1c | Elect Director Keith B. Alexander | For | For | Management | |
1d | Elect Director Edith W. Cooper | For | For | Management | |
1e | Elect Director Jamie S. Gorelick | For | For | Management | |
1f | Elect Director Daniel P. Huttenlocher | For | For | Management | |
1g | Elect Director Judith A. McGrath | For | For | Management | |
1h | Elect Director Indra K. Nooyi | For | For | Management | |
1i | Elect Director Jonathan J. Rubinstein | For | For | Management | |
1j | Elect Director Patricia Q. Stonesifer | For | For | Management | |
1k | Elect Director Wendell P. Weeks | For | For | Management | |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management | |
3 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
4 | Approve 20:1 Stock Split | For | For | Management | |
5 | Report on Retirement Plan Options | Against | Against | Shareholder | |
Aligned with Company Climate Goals | |||||
6 | Commission Third Party Report | Against | For | Shareholder | |
Assessing Company’s Human Rights Due | |||||
Diligence Process | |||||
7 | Adopt a Policy to Include | Against | For | Shareholder | |
Non-Management Employees as | |||||
Prospective Director Candidates | |||||
8 | Report on Efforts to Reduce Plastic Use | Against | For | Shareholder | |
9 | Report on Worker Health and Safety | Against | Against | Shareholder | |
Disparities | |||||
10 | Report on Risks Associated with Use of | Against | Against | Shareholder | |
Concealment Clauses | |||||
11 | Report on Charitable Contributions | Against | Against | Shareholder | |
12 | Publish a Tax Transparency Report | Against | Against | Shareholder | |
13 | Report on Protecting the Rights of | Against | For | Shareholder | |
Freedom of Association and Collective | |||||
Bargaining | |||||
14 | Report on Lobbying Payments and Policy | Against | For | Shareholder | |
15 | Require More Director Nominations Than | Against | Against | Shareholder | |
Open Seats | |||||
16 | Commission a Third Party Audit on | Against | For | Shareholder | |
Working Conditions | |||||
17 | Report on Median Gender/Racial Pay Gap | Against | For | Shareholder | |
18 | Oversee and Report a Racial Equity | None | None | Shareholder | |
Audit *Withdrawn Resolution* | |||||
19 | Commission Third Party Study and | Against | For | Shareholder | |
Report on Risks Associated with Use of | |||||
Rekognition |
APPLE INC. | |||
Ticker: | AAPL | Security ID: | 037833100 |
Meeting Date: | MAR 04, 2022 | Meeting Type: | Annual |
Record Date: | JAN 03, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director James Bell | For | For | Management | |
1b | Elect Director Tim Cook | For | For | Management | |
1c | Elect Director Al Gore | For | For | Management | |
1d | Elect Director Alex Gorsky | For | For | Management | |
1e | Elect Director Andrea Jung | For | For | Management | |
1f | Elect Director Art Levinson | For | For | Management | |
1g | Elect Director Monica Lozano | For | For | Management | |
1h | Elect Director Ron Sugar | For | For | Management | |
1i | Elect Director Sue Wagner | For | For | Management | |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management | |
3 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
4 | Approve Omnibus Stock Plan | For | For | Management | |
5 | Amend Articles of Incorporation to | Against | Against | Shareholder | |
become a Social Purpose Corporation | |||||
6 | Approve Revision of Transparency | Against | For | Shareholder | |
Reports | |||||
7 | Report on Forced Labor | Against | For | Shareholder | |
8 | Report on Median Gender/Racial Pay Gap | Against | For | Shareholder | |
9 | Report on Civil Rights Audit | Against | For | Shareholder | |
10 | Report on Concealment Clauses | Against | For | Shareholder |
BROADCOM INC. | |||
Ticker: | AVGO | Security ID: | 11135F101 |
Meeting Date: | APR 04, 2022 | Meeting Type: | Annual |
Record Date: | FEB 07, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director Diane M. Bryant | For | For | Management | |
1b | Elect Director Gayla J. Delly | For | For | Management | |
1c | Elect Director Raul J. Fernandez | For | For | Management | |
1d | Elect Director Eddy W. Hartenstein | For | For | Management | |
1e | Elect Director Check Kian Low | For | For | Management | |
1f | Elect Director Justine F. Page | For | For | Management | |
1g | Elect Director Henry Samueli | For | For | Management | |
1h | Elect Director Hock E. Tan | For | For | Management | |
1i | Elect Director Harry L. You | For | Against | Management | |
2 | Ratify PricewaterhouseCoopers LLP as | For | For | Management | |
Auditors | |||||
3 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation |
CHECK POINT SOFTWARE TECHNOLOGIES LTD. | |||
Ticker: | CHKP | Security ID: | M22465104 |
Meeting Date: | AUG 10, 2021 | Meeting Type: | Annual |
Record Date: | JUL 01, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Reelect Gil Shwed as Director | For | For | Management | |
1b | Reelect Jerry Ungerman as Director | For | For | Management | |
1c | Reelect Rupal Hollenbeck as Director | For | For | Management | |
1d | Reelect Tal Shavit as Director | For | For | Management | |
1e | Reelect Eyal Waldman as Director | For | For | Management | |
1f | Reelect Shai Weiss as Director | For | For | Management | |
2a | Reelect Yoav Chelouche as External | For | For | Management | |
Director | |||||
2b | Reelect Guy Gecht as External Director | For | For | Management | |
3 | Amend Article Re: Board Related | For | For | Management | |
4 | Reappoint Kost, Forer, Gabbay & | For | For | Management | |
Kasierer as Auditors and Authorize | |||||
Board to Fix Their Remuneration | |||||
5 | Approve Employment Terms of Gil Shwed, | For | For | Management | |
CEO | |||||
A | Vote FOR if you are NOT a controlling | None | For | Management | |
shareholder and do NOT have a personal | |||||
interest in one or several | |||||
resolutions, as indicated in the proxy | |||||
card; otherwise, vote AGAINST. If you | |||||
vote AGAINST, please provide an | |||||
explanation to your account manager |
CISCO SYSTEMS, INC. | |||
Ticker: | CSCO | Security ID: | 17275R102 |
Meeting Date: | DEC 13, 2021 | Meeting Type: | Annual |
Record Date: | OCT 15, 2021 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director M. Michele Burns | For | For | Management | |
1b | Elect Director Wesley G. Bush | For | For | Management | |
1c | Elect Director Michael D. Capellas | For | For | Management | |
1d | Elect Director Mark Garrett | For | For | Management | |
1e | Elect Director John D. Harris, II | For | For | Management | |
1f | Elect Director Kristina M. Johnson | For | For | Management | |
1g | Elect Director Roderick C. McGeary | For | For | Management | |
1h | Elect Director Charles H. Robbins | For | For | Management | |
1i | Elect Director Brenton L. Saunders | For | For | Management | |
1j | Elect Director Lisa T. Su | For | For | Management | |
1k | Elect Director Marianna Tessel | For | For | Management | |
2 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
3 | Ratify PricewaterhouseCoopers LLP as | For | For | Management | |
Auditors | |||||
4 | Amend Proxy Access Right | Against | For | Shareholder |
CITRIX SYSTEMS, INC. | |||
Ticker: | CTXS | Security ID: | 177376100 |
Meeting Date: | APR 21, 2022 | Meeting Type: | Special |
Record Date: | MAR 08, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1 | Approve Merger Agreement | For | For | Management | |
2 | Advisory Vote on Golden Parachutes | For | Against | Management | |
3 | Adjourn Meeting | For | For | Management |
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION | |||
Ticker: | CTSH | Security ID: | 192446102 |
Meeting Date: | JUN 07, 2022 | Meeting Type: | Annual |
Record Date: | APR 11, 2022 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director Zein Abdalla | For | For | Management | |
1b | Elect Director Vinita Bali | For | For | Management | |
1c | Elect Director Maureen Breakiron-Evans | For | For | Management | |
1d | Elect Director Archana Deskus | For | For | Management | |
1e | Elect Director John M. Dineen | For | For | Management | |
1f | Elect Director Brian Humphries | For | For | Management | |
1g | Elect Director Leo S. Mackay, Jr. | For | For | Management | |
1h | Elect Director Michael Patsalos-Fox | For | For | Management | |
1i | Elect Director Stephen J. Rohleder | For | For | Management | |
1j | Elect Director Joseph M. Velli | For | For | Management | |
1k | Elect Director Sandra S. Wijnberg | For | For | Management | |
2 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
3 | Ratify PricewaterhouseCoopers LLP as | For | For | Management | |
Auditors | |||||
4 | Amend Governing Documents Regarding | Against | Against | Shareholder | |
Requirements to Call for a Special | |||||
Meeting |
DIGITAL REALTY TRUST, INC. | |||
Ticker: | DLR | Security ID: | 253868103 |
Meeting Date: | JUN 03, 2022 | Meeting Type: | Annual |
Record Date: | APR 06, 2022 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director Laurence A. Chapman | For | Against | Management | |
1b | Elect Director Alexis Black Bjorlin | For | For | Management | |
1c | Elect Director VeraLinn “Dash” Jamieson | For | Against | Management | |
1d | Elect Director Kevin J. Kennedy | For | For | Management | |
1e | Elect Director William G. LaPerch | For | Against | Management | |
1f | Elect Director Jean F.H.P. Mandeville | For | For | Management | |
1g | Elect Director Afshin Mohebbi | For | For | Management | |
1h | Elect Director Mark R. Patterson | For | Against | Management | |
1i | Elect Director Mary Hogan Preusse | For | Against | Management | |
1j | Elect Director Dennis E. Singleton | For | For | Management | |
1k | Elect Director A. William Stein | For | For | Management | |
2 | Ratify KPMG LLP as Auditors | For | For | Management | |
3 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
4 | Report on Risks Associated with Use of | Against | For | Shareholder | |
Concealment Clauses |
EBAY, INC. | |||
Ticker: | EBAY | Security ID: | 278642103 |
Meeting Date: | JUN 08, 2022 | Meeting Type: | Annual |
Record Date: | APR 12, 2022 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director Adriane M. Brown | For | For | Management | |
1b | Elect Director Logan D. Green | For | For | Management | |
1c | Elect Director E. Carol Hayles | For | For | Management | |
1d | Elect Director Jamie Iannone | For | For | Management | |
1e | Elect Director Kathleen C. Mitic | For | For | Management | |
1f | Elect Director Paul S. Pressler | For | For | Management | |
1g | Elect Director Mohak Shroff | For | For | Management | |
1h | Elect Director Robert H. Swan | For | For | Management | |
1i | Elect Director Perry M. Traquina | For | For | Management | |
2 | Ratify PricewaterhouseCoopers LLP as | For | For | Management | |
Auditors | |||||
3 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
4 | Amend Qualified Employee Stock | For | For | Management | |
Purchase Plan | |||||
5 | Reduce Ownership Threshold for | Against | For | Shareholder | |
Shareholders to Call Special Meeting |
GLOBAL PAYMENTS INC. | |||
Ticker: | GPN | Security ID: | 37940X102 |
Meeting Date: | APR 28, 2022 | Meeting Type: | Annual |
Record Date: | MAR 04, 2022 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director F. Thaddeus Arroyo | For | For | Management | |
1b | Elect Director Robert H.B. Baldwin, Jr. | For | For | Management | |
1c | Elect Director John G. Bruno | For | For | Management | |
1d | Elect Director Kriss Cloninger, III | For | For | Management | |
1e | Elect Director Joia M. Johnson | For | For | Management | |
1f | Elect Director Ruth Ann Marshall | For | For | Management | |
1g | Elect Director Connie D. McDaniel | For | For | Management | |
1h | Elect Director William B. Plummer | For | For | Management | |
1i | Elect Director Jeffrey S. Sloan | For | For | Management | |
1j | Elect Director John T. Turner | For | For | Management | |
1k | Elect Director M. Troy Woods | For | For | Management | |
2 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
3 | Ratify Deloitte & Touche LLP as | For | For | Management | |
Auditors | |||||
4 | Reduce Ownership Threshold for | Against | For | Shareholder | |
Shareholders to Call Special Meeting |
INTEL CORPORATION | |||
Ticker: | INTC | Security ID: | 458140100 |
Meeting Date: | MAY 12, 2022 | Meeting Type: | Annual |
Record Date: | MAR 18, 2022 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director Patrick P. Gelsinger | For | For | Management | |
1b | Elect Director James J. Goetz | For | For | Management | |
1c | Elect Director Andrea J. Goldsmith | For | For | Management | |
1d | Elect Director Alyssa H. Henry | For | Against | Management | |
1e | Elect Director Omar Ishrak | For | Against | Management | |
1f | Elect Director Risa Lavizzo-Mourey | For | Against | Management | |
1g | Elect Director Tsu-Jae King Liu | For | For | Management | |
1h | Elect Director Gregory D. Smith | For | For | Management | |
1i | Elect Director Dion J. Weisler | For | Against | Management | |
1j | Elect Director Frank D. Yeary | For | For | Management | |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management | |
3 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
4 | Amend Omnibus Stock Plan | For | Against | Management | |
5 | Reduce Ownership Threshold for | Against | For | Shareholder | |
Shareholders to Call Special Meeting | |||||
6 | Report on Third-Party Civil Rights | Against | Against | Shareholder | |
Audit |
KLA CORPORATION | |||
Ticker: | KLAC | Security ID: | 482480100 |
Meeting Date: | NOV 03, 2021 | Meeting Type: | Annual |
Record Date: | SEP 13, 2021 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1.1 | Elect Director Edward Barnholt | For | For | Management | |
1.2 | Elect Director Robert Calderoni | For | For | Management | |
1.3 | Elect Director Jeneanne Hanley | For | For | Management | |
1.4 | Elect Director Emiko Higashi | For | For | Management | |
1.5 | Elect Director Kevin Kennedy | For | For | Management | |
1.6 | Elect Director Gary Moore | For | For | Management | |
1.7 | Elect Director Marie Myers | For | For | Management | |
1.8 | Elect Director Kiran Patel | For | For | Management | |
1.9 | Elect Director Victor Peng | For | For | Management | |
1.10 | Elect Director Robert Rango | For | For | Management | |
1.11 | Elect Director Richard Wallace | For | For | Management | |
2 | Ratify PricewaterhouseCoopers LLP as | For | For | Management | |
Auditors | |||||
3 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation |
META PLATFORMS, INC. | |||
Ticker: | FB | Security ID: | 30303M102 |
Meeting Date: | MAY 25, 2022 | Meeting Type: | Annual |
Record Date: | APR 01, 2022 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1.1 | Elect Director Peggy Alford | For | For | Management | |
1.2 | Elect Director Marc L. Andreessen | For | For | Management | |
1.3 | Elect Director Andrew W. Houston | For | For | Management | |
1.4 | Elect Director Nancy Killefer | For | For | Management | |
1.5 | Elect Director Robert M. Kimmitt | For | For | Management | |
1.6 | Elect Director Sheryl K. Sandberg | For | For | Management | |
1.7 | Elect Director Tracey T. Travis | For | For | Management | |
1.8 | Elect Director Tony Xu | For | For | Management | |
1.9 | Elect Director Mark Zuckerberg | For | For | Management | |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management | |
3 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
4 | Approve Recapitalization Plan for all | Against | For | Shareholder | |
Stock to Have One-vote per Share | |||||
5 | Require Independent Board Chair | Against | For | Shareholder | |
6 | Report on Risks Associated with Use of | Against | For | Shareholder | |
Concealment Clauses | |||||
7 | Report on External Costs of | Against | Against | Shareholder | |
Misinformation and Impact on | |||||
Diversified Shareholders | |||||
8 | Report on Community Standards | Against | For | Shareholder | |
Enforcement | |||||
9 | Report on User Risk and Advisory Vote | Against | Against | Shareholder | |
on Metaverse Project | |||||
10 | Publish Third Party Human Rights | Against | For | Shareholder | |
Impact Assessment | |||||
11 | Report on Child Sexual Exploitation | Against | For | Shareholder | |
Online | |||||
12 | Commission a Workplace | Against | Against | Shareholder | |
Non-Discrimination Audit | |||||
13 | Report on Lobbying Payments and Policy | Against | For | Shareholder | |
14 | Commission Assessment of Audit and | Against | Against | Shareholder | |
Risk Oversight Committee | |||||
15 | Report on Charitable Contributions | Against | For | Shareholder |
MICROSOFT CORPORATION | |||
Ticker: | MSFT | Security ID: | 594918104 |
Meeting Date: | NOV 30, 2021 | Meeting Type: | Annual |
Record Date: | SEP 30, 2021 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1.1 | Elect Director Reid G. Hoffman | For | For | Management | |
1.2 | Elect Director Hugh F. Johnston | For | For | Management | |
1.3 | Elect Director Teri L. List | For | For | Management | |
1.4 | Elect Director Satya Nadella | For | For | Management | |
1.5 | Elect Director Sandra E. Peterson | For | For | Management | |
1.6 | Elect Director Penny S. Pritzker | For | For | Management | |
1.7 | Elect Director Carlos A. Rodriguez | For | For | Management | |
1.8 | Elect Director Charles W. Scharf | For | For | Management | |
1.9 | Elect Director John W. Stanton | For | For | Management | |
1.10 | Elect Director John W. Thompson | For | For | Management | |
1.11 | Elect Director Emma N. Walmsley | For | For | Management | |
1.12 | Elect Director Padmasree Warrior | For | For | Management | |
2 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
3 | Approve Qualified Employee Stock | For | For | Management | |
Purchase Plan | |||||
4 | Ratify Deloitte & Touche LLP as | For | For | Management | |
Auditors | |||||
5 | Report on Gender/Racial Pay Gap | Against | For | Shareholder | |
6 | Report on Effectiveness of Workplace | Against | For | Shareholder | |
Sexual Harassment Policies | |||||
7 | Prohibit Sales of Facial Recognition | Against | Against | Shareholder | |
Technology to All Government Entities | |||||
8 | Report on Implementation of the Fair | Against | Against | Shareholder | |
Chance Business Pledge | |||||
9 | Report on Lobbying Activities | Against | For | Shareholder | |
Alignment with Company Policies |
NETAPP, INC. | |||
Ticker: | NTAP | Security ID: | 64110D104 |
Meeting Date: | SEP 10, 2021 | Meeting Type: | Annual |
Record Date: | JUL 16, 2021 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director T. Michael Nevens | For | For | Management | |
1b | Elect Director Deepak Ahuja | For | For | Management | |
1c | Elect Director Gerald Held | For | For | Management | |
1d | Elect Director Kathryn M. Hill | For | For | Management | |
1e | Elect Director Deborah L. Kerr | For | For | Management | |
1f | Elect Director George Kurian | For | For | Management | |
1g | Elect Director Carrie Palin | For | For | Management | |
1h | Elect Director Scott F. Schenkel | For | For | Management | |
1i | Elect Director George T. Shaheen | For | For | Management | |
2 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
3 | Ratify Deloitte & Touche LLP as | For | For | Management | |
Auditors | |||||
4 | Approve Omnibus Stock Plan | For | For | Management | |
5 | Amend Qualified Employee Stock | For | For | Management | |
Purchase Plan | |||||
6 | Provide Right to Act by Written Consent | For | For | Management | |
7 | Provide Right to Act by Written Consent | Against | For | Shareholder |
NXP SEMICONDUCTORS N.V. | |||
Ticker: | NXPI | Security ID: | N6596X109 |
Meeting Date: | JUN 01, 2022 | Meeting Type: | Annual |
Record Date: | MAY 04, 2022 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1 | Adopt Financial Statements and | For | For | Management | |
Statutory Reports | |||||
2 | Approve Discharge of Board Members | For | For | Management | |
3a | Reelect Kurt Sievers as Executive | For | For | Management | |
Director | |||||
3b | Reelect Peter Bonfield as | For | For | Management | |
Non-Executive Director | |||||
3c | Reelect Annette Clayton as | For | For | Management | |
Non-Executive Director | |||||
3d | Reelect Anthony Foxx as Non-Executive | For | For | Management | |
Director | |||||
3e | Elect Chunyuan Gu as Non-Executive | For | For | Management | |
Director | |||||
3f | Reelect Lena Olving as Non-Executive | For | For | Management | |
Director | |||||
3g | Reelect Julie Southern as | For | For | Management | |
Non-Executive Director | |||||
3h | Reelect Jasmin Staiblin as | For | For | Management | |
Non-Executive Director | |||||
3i | Reelect Gregory Summe as Non-Executive | For | For | Management | |
Director | |||||
3j | Reelect Karl-Henrik Sundstrom as | For | For | Management | |
Non-Executive Director | |||||
4 | Grant Board Authority to Issue Shares | For | For | Management | |
Up To 10 Percent of Issued Capital | |||||
5 | Authorize Board to Exclude Preemptive | For | For | Management | |
Rights from Share Issuances | |||||
6 | Authorize Share Repurchase Program | For | For | Management | |
7 | Approve Cancellation of Ordinary Shares | For | For | Management | |
8 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation |
ORACLE CORPORATION | |||
Ticker: | ORCL | Security ID: | 68389X105 |
Meeting Date: | NOV 10, 2021 | Meeting Type: | Annual |
Record Date: | SEP 13, 2021 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1.1 | Elect Director Jeffrey S. Berg | For | Withhold | Management | |
1.2 | Elect Director Michael J. Boskin | For | For | Management | |
1.3 | Elect Director Safra A. Catz | For | For | Management | |
1.4 | Elect Director Bruce R. Chizen | For | Withhold | Management | |
1.5 | Elect Director George H. Conrades | For | Withhold | Management | |
1.6 | Elect Director Lawrence J. Ellison | For | For | Management | |
1.7 | Elect Director Rona A. Fairhead | For | For | Management | |
1.8 | Elect Director Jeffrey O. Henley | For | For | Management | |
1.9 | Elect Director Renee J. James | For | For | Management | |
1.10 | Elect Director Charles W. Moorman, IV | For | Withhold | Management | |
1.11 | Elect Director Leon E. Panetta | For | Withhold | Management | |
1.12 | Elect Director William G. Parrett | For | Withhold | Management | |
1.13 | Elect Director Naomi O. Seligman | For | Withhold | Management | |
1.14 | Elect Director Vishal Sikka | For | For | Management | |
2 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
3 | Amend Omnibus Stock Plan | For | Against | Management | |
4 | Ratify Ernst & Young LLP as Auditors | For | For | Management | |
5 | Report on Racial Equity Audit | Against | For | Shareholder | |
6 | Require Independent Board Chair | Against | For | Shareholder | |
7 | Report on Political Contributions | Against | Against | Shareholder |
QUALCOMM INCORPORATED | |||
Ticker: | QCOM | Security ID: | 747525103 |
Meeting Date: | MAR 09, 2022 | Meeting Type: | Annual |
Record Date: | JAN 10, 2022 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director Sylvia Acevedo | For | For | Management | |
1b | Elect Director Cristiano R. Amon | For | For | Management | |
1c | Elect Director Mark Fields | For | For | Management | |
1d | Elect Director Jeffrey W. Henderson | For | For | Management | |
1e | Elect Director Gregory N. Johnson | For | For | Management | |
1f | Elect Director Ann M. Livermore | For | For | Management | |
1g | Elect Director Mark D. McLaughlin | For | For | Management | |
1h | Elect Director Jamie S. Miller | For | For | Management | |
1i | Elect Director Irene B. Rosenfeld | For | For | Management | |
1j | Elect Director Kornelis (Neil) Smit | For | For | Management | |
1k | Elect Director Jean-Pascal Tricoire | For | For | Management | |
1l | Elect Director Anthony J. Vinciquerra | For | For | Management | |
2 | Ratify PricewaterhouseCoopers LLP as | For | For | Management | |
Auditors | |||||
3 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation |
SKYWORKS SOLUTIONS, INC. | |||
Ticker: | SWKS | Security ID: | 83088M102 |
Meeting Date: | MAY 11, 2022 | Meeting Type: | Annual |
Record Date: | MAR 17, 2022 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director Alan S. Batey | For | For | Management | |
1b | Elect Director Kevin L. Beebe | For | For | Management | |
1c | Elect Director Liam K. Griffin | For | For | Management | |
1d | Elect Director Eric J. Guerin | For | For | Management | |
1e | Elect Director Christine King | For | For | Management | |
1f | Elect Director Suzanne E. McBride | For | For | Management | |
1g | Elect Director David P. McGlade | For | For | Management | |
1h | Elect Director Robert A. Schriesheim | For | For | Management | |
2 | Ratify KPMG LLP as Auditors | For | For | Management | |
3 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
4 | Eliminate Supermajority Vote | For | For | Management | |
Requirement to Approve Mergers, | |||||
Consolidations or Dispositions of | |||||
Substantial Assets | |||||
5 | Eliminate Supermajority Vote | For | For | Management | |
Requirement to Approve Certain | |||||
Business Combinations | |||||
6 | Eliminate Supermajority Vote | For | For | Management | |
Requirement to Amend Charter | |||||
Provisions Governing Directors | |||||
7 | Eliminate Supermajority Vote | For | For | Management | |
Requirement to Amend Charter Provision | |||||
Governing Action by Stockholders | |||||
8 | Reduce Ownership Threshold for | Against | For | Shareholder | |
Shareholders to Call Special Meeting |
SYNOPSYS, INC. | |||
Ticker: | SNPS | Security ID: | 871607107 |
Meeting Date: | APR 12, 2022 | Meeting Type: | Annual |
Record Date: | FEB 11, 2022 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director Aart J. de Geus | For | For | Management | |
1b | Elect Director Janice D. Chaffin | For | For | Management | |
1c | Elect Director Bruce R. Chizen | For | For | Management | |
1d | Elect Director Mercedes Johnson | For | For | Management | |
1e | Elect Director Chrysostomos L. “Max” | For | For | Management | |
Nikias | |||||
1f | Elect Director Jeannine P. Sargent | For | For | Management | |
1g | Elect Director John G. Schwarz | For | For | Management | |
1h | Elect Director Roy Vallee | For | For | Management | |
2 | Amend Omnibus Stock Plan | For | For | Management | |
3 | Amend Qualified Employee Stock | For | For | Management | |
Purchase Plan | |||||
4 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
5 | Ratify KPMG LLP as Auditors | For | For | Management | |
6 | Provide Right to Act by Written Consent | Against | For | Shareholder |
VISA INC. | |||
Ticker: | V | Security ID: | 92826C839 |
Meeting Date: | JAN 25, 2022 | Meeting Type: | Annual |
Record Date: | NOV 26, 2021 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director Lloyd A. Carney | For | For | Management | |
1b | Elect Director Mary B. Cranston | For | For | Management | |
1c | Elect Director Francisco Javier | For | For | Management | |
Fernandez-Carbajal | |||||
1d | Elect Director Alfred F. Kelly, Jr. | For | For | Management | |
1e | Elect Director Ramon Laguarta | For | For | Management | |
1f | Elect Director John F. Lundgren | For | For | Management | |
1g | Elect Director Robert W. Matschullat | For | For | Management | |
1h | Elect Director Denise M. Morrison | For | For | Management | |
1i | Elect Director Linda J. Rendle | For | For | Management | |
1j | Elect Director Maynard G. Webb, Jr. | For | For | Management | |
2 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
3 | Ratify KPMG LLP as Auditors | For | For | Management |
VMWARE, INC. | |||
Ticker: | VMW | Security ID: | 928563402 |
Meeting Date: | JUL 23, 2021 | Meeting Type: | Annual |
Record Date: | MAY 24, 2021 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director Kenneth Denman | For | For | Management | |
2 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
3 | Amend Omnibus Stock Plan | For | Against | Management | |
4 | Amend Qualified Employee Stock | For | Against | Management | |
Purchase Plan | |||||
5 | Ratify PricewaterhouseCoopers LLP as | For | For | Management | |
Auditors |
=========================== River Oak Discovery Fund ===========================
ADTALEM GLOBAL EDUCATION INC. | |||
Ticker: | ATGE | Security ID: | 00737L103 |
Meeting Date: | NOV 10, 2021 | Meeting Type: | Annual |
Record Date: | SEP 24, 2021 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1.1 | Elect Director Stephen W. Beard | For | For | Management | |
1.2 | Elect Director William W. Burke | For | For | Management | |
1.3 | Elect Director Charles DeShazer | For | For | Management | |
1.4 | Elect Director Mayur Gupta | For | For | Management | |
1.5 | Elect Director Donna J. Hrinak | For | For | Management | |
1.6 | Elect Director Georgette Kiser | For | For | Management | |
1.7 | Elect Director Lyle Logan | For | For | Management | |
1.8 | Elect Director Michael W. Malafronte | For | For | Management | |
1.9 | Elect Director Sharon L. O’Keefe | For | For | Management | |
1.10 | Elect Director Kenneth J. Phelan | For | For | Management | |
1.11 | Elect Director Lisa W. Wardell | For | For | Management | �� |
2 | Ratify PricewaterhouseCoopers LLP as | For | For | Management | |
Auditors | |||||
3 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation |
ADVANCED ENERGY INDUSTRIES, INC. | |||
Ticker: | AEIS | Security ID: | 007973100 |
Meeting Date: | MAY 09, 2022 | Meeting Type: | Annual |
Record Date: | MAR 16, 2022 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1.1 | Elect Director Grant H. Beard | For | For | Management | |
1.2 | Elect Director Frederick A. Ball | For | For | Management | |
1.3 | Elect Director Anne T. DelSanto | For | For | Management | |
1.4 | Elect Director Tina M. Donikowski | For | For | Management | |
1.5 | Elect Director Ronald C. Foster | For | For | Management | |
1.6 | Elect Director Edward C. Grady | For | For | Management | |
1.7 | Elect Director Stephen D. Kelley | For | For | Management | |
1.8 | Elect Director Lanesha T. Minnix | For | For | Management | |
1.9 | Elect Director David W. Reed | For | For | Management | |
1.10 | Elect Director John A. Roush | For | For | Management | |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management | |
3 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation |
AMERICAN PUBLIC EDUCATION, INC. | |||
Ticker: | APEI | Security ID: | 02913V103 |
Meeting Date: | MAY 20, 2022 | Meeting Type: | Annual |
Record Date: | MAR 25, 2022 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director Eric C. Andersen | For | For | Management | |
1b | Elect Director Granetta B. Blevins | For | For | Management | |
1c | Elect Director Anna M. Fabrega | For | For | Management | |
1d | Elect Director Jean C. Halle | For | For | Management | |
1e | Elect Director Barbara L. Kurshan | For | For | Management | |
1f | Elect Director Daniel S. Pianko | For | For | Management | |
1g | Elect Director William G. Robinson, Jr. | For | For | Management | |
1h | Elect Director Angela K. Selden | For | For | Management | |
1i | Elect Director Vincent R. Stewart | For | For | Management | |
2 | Amend Omnibus Stock Plan | For | For | Management | |
3 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
4 | Ratify Deloitte & Touche LLP as | For | For | Management | |
Auditors |
ARTISAN PARTNERS ASSET MANAGEMENT INC. | |||
Ticker: | APAM | Security ID: | 04316A108 |
Meeting Date: | JUN 02, 2022 | Meeting Type: | Annual |
Record Date: | APR 08, 2022 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1.1 | Elect Director Jennifer A. Barbetta | For | For | Management | |
1.2 | Elect Director Matthew R. Barger | For | For | Management | |
1.3 | Elect Director Eric R. Colson | For | For | Management | |
1.4 | Elect Director Tench Coxe | For | For | Management | |
1.5 | Elect Director Stephanie G. DiMarco | For | For | Management | |
1.6 | Elect Director Jeffrey A. Joerres | For | For | Management | |
1.7 | Elect Director Saloni S. Multani | For | For | Management | |
1.8 | Elect Director Andrew A. Ziegler | For | For | Management | |
2 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | |
4 | Ratify PricewaterhouseCoopers LLP as | For | For | Management | |
Auditors |
ASBURY AUTOMOTIVE GROUP, INC. | |||
Ticker: | ABG | Security ID: | 043436104 |
Meeting Date: | APR 20, 2022 | Meeting Type: | Annual |
Record Date: | MAR 01, 2022 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director Thomas J. Reddin | For | For | Management | |
1b | Elect Director Joel Alsfine | For | For | Management | |
1c | Elect Director William D. Fay | For | For | Management | |
1d | Elect Director David W. Hult | For | For | Management | |
1e | Elect Director Juanita T. James | For | For | Management | |
1f | Elect Director Philip F. Maritz | For | For | Management | |
1g | Elect Director Maureen F. Morrison | For | For | Management | |
1h | Elect Director Bridget Ryan-Berman | For | For | Management | |
1i | Elect Director Hilliard C. Terry, III | For | For | Management | |
2 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
3 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
ATLANTIC UNION BANKSHARES CORPORTATION | |||
Ticker: | AUB | Security ID: | 04911A107 |
Meeting Date: | MAY 03, 2022 | Meeting Type: | Annual |
Record Date: | MAR 09, 2022 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1.1 | Elect Director John C. Asbury | For | For | Management | |
1.2 | Elect Director Patrick E. Corbin | For | For | Management | |
1.3 | Elect Director Daniel I. Hansen | For | For | Management | |
1.4 | Elect Director Jan S. Hoover | For | For | Management | |
1.5 | Elect Director Thomas P. Rohman | For | For | Management | |
1.6 | Elect Director Thomas G. Snead, Jr. | For | For | Management | |
1.7 | Elect Director Ronald L. Tillett | For | For | Management | |
1.8 | Elect Director Keith L. Wampler | For | For | Management | |
1.9 | Elect Director F. Blair Wimbush | For | For | Management | |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management | |
3 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation |
BARRETT BUSINESS SERVICES, INC. | |||
Ticker: | BBSI | Security ID: | 068463108 |
Meeting Date: | JUN 07, 2022 | Meeting Type: | Annual |
Record Date: | APR 11, 2022 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1.1 | Elect Director Thomas J. Carley | For | For | Management | |
1.2 | Elect Director Thomas B. Cusick | For | For | Management | |
1.3 | Elect Director Jon L. Justesen | For | For | Management | |
1.4 | Elect Director Gary E. Kramer | For | For | Management | |
1.5 | Elect Director Anthony Meeker | For | For | Management | |
1.6 | Elect Director Carla A. Moradi | For | For | Management | |
1.7 | Elect Director Alexandra Morehouse | For | For | Management | |
1.8 | Elect Director Vincent P. Price | For | For | Management | |
2 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
3 | Ratify Deloitte & Touche LLP as | For | For | Management | |
Auditors |
CALIX, INC. | |||
Ticker: | CALX | Security ID: | 13100M509 |
Meeting Date: | MAY 12, 2022 | Meeting Type: | Annual |
Record Date: | MAR 18, 2022 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1.1 | Elect Director Christopher Bowick | For | For | Management | |
1.2 | Elect Director Kira Makagon | For | For | Management | |
1.3 | Elect Director Michael Matthews | For | For | Management | |
1.4 | Elect Director Carl Russo | For | Withhold | Management | |
2 | Amend Omnibus Stock Plan | For | Against | Management | |
3 | Amend Qualified Employee Stock | For | For | Management | |
Purchase Plan | |||||
4 | Amend Nonqualified Employee Stock | For | For | Management | |
Purchase Plan | |||||
5 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
6 | Ratify KPMG LLP as Auditors | For | For | Management |
CERENCE INC. | |||
Ticker: | CRNC | Security ID: | 156727109 |
Meeting Date: | FEB 02, 2022 | Meeting Type: | Annual |
Record Date: | DEC 14, 2021 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1.1 | Elect Director Arun Sarin | For | For | Management | |
1.2 | Elect Director Kristi Ann Matus | For | For | Management | |
1.3 | Elect Director Stefan Ortmanns | For | For | Management | |
2 | Ratify BDO USA, LLP as Auditors | For | For | Management | |
3 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
CIRRUS LOGIC, INC. | |||
Ticker: | CRUS | Security ID: | 172755100 |
Meeting Date: | JUL 30, 2021 | Meeting Type: | Annual |
Record Date: | JUN 01, 2021 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1.1 | Elect Director John C. Carter | For | For | Management | |
1.2 | Elect Director Alexander M. Davern | For | For | Management | |
1.3 | Elect Director Timothy R. Dehne | For | For | Management | |
1.4 | Elect Director John M. Forsyth | For | For | Management | |
1.5 | Elect Director Deirdre R. Hanford | For | For | Management | |
1.6 | Elect Director Catherine P. Lego | For | For | Management | |
1.7 | Elect Director David J. Tupman | For | For | Management | |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management | |
3 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation |
CNO FINANCIAL GROUP, INC. | |||
Ticker: | CNO | Security ID: | 12621E103 |
Meeting Date: | MAY 19, 2022 | Meeting Type: | Annual |
Record Date: | MAR 21, 2022 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director Gary C. Bhojwani | For | For | Management | |
1b | Elect Director Ellyn L. Brown | For | For | Management | |
1c | Elect Director Stephen N. David | For | For | Management | |
1d | Elect Director David B. Foss | For | For | Management | |
1e | Elect Director Mary R. (Nina) Henderson | For | For | Management | |
1f | Elect Director Daniel R. Maurer | For | For | Management | |
1g | Elect Director Chetlur S. Ragavan | For | For | Management | |
1h | Elect Director Steven E. Shebik | For | For | Management | |
1i | Elect Director Frederick J. Sievert | For | For | Management | |
2 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
3 | Adopt NOL Rights Plan (NOL Pill) | For | For | Management | |
4 | Ratify PricewaterhouseCoopers LLP as | For | For | Management | |
Auditors |
COHU, INC. | |||
Ticker: | COHU | Security ID: | 192576106 |
Meeting Date: | MAY 04, 2022 | Meeting Type: | Annual |
Record Date: | MAR 14, 2022 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director Steven J. Bilodeau | For | For | Management | |
1b | Elect Director James A. Donahue | For | For | Management | |
2 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
3 | Increase Authorized Common Stock | For | For | Management | |
4 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
CSG SYSTEMS INTERNATIONAL, INC. | |||
Ticker: | CSGS | Security ID: | 126349109 |
Meeting Date: | MAY 18, 2022 | Meeting Type: | Annual |
Record Date: | MAR 23, 2022 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director Gregory A. Conley | For | For | Management | |
1b | Elect Director Ronald H. Cooper | For | For | Management | |
1c | Elect Director Marwan H. Fawaz | For | For | Management | |
2 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
3 | Amend Qualified Employee Stock | For | For | Management | |
Purchase Plan | |||||
4 | Ratify KPMG LLP as Auditors | For | For | Management |
DIME COMMUNITY BANCSHARES, INC. | |||
Ticker: | DCOM | Security ID: | 25432X102 |
Meeting Date: | MAY 26, 2022 | Meeting Type: | Annual |
Record Date: | MAR 31, 2022 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1.1 | Elect Director Kenneth J. Mahon | For | For | Management | |
1.2 | Elect Director Marcia Z. Hefter | For | For | Management | |
1.3 | Elect Director Rosemarie Chen | For | For | Management | |
1.4 | Elect Director Michael P. Devine | For | For | Management | |
1.5 | Elect Director Matthew A. Lindenbaum | For | For | Management | |
1.6 | Elect Director Albert E. McCoy, Jr. | For | For | Management | |
1.7 | Elect Director Raymond A. Nielsen | For | For | Management | |
1.8 | Elect Director Kevin M. O’Connor | For | For | Management | |
1.9 | Elect Director Vincent F. Palagiano | For | For | Management | |
1.10 | Elect Director Joseph J. Perry | For | For | Management | |
1.11 | Elect Director Kevin Stein | For | For | Management | |
1.12 | Elect Director Dennis A. Suskind | For | For | Management | |
2 | Ratify Crowe LLP as Auditors | For | For | Management | |
3 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation |
DIODES INCORPORATED | |||
Ticker: | DIOD | Security ID: | 254543101 |
Meeting Date: | MAY 25, 2022 | Meeting Type: | Annual |
Record Date: | MAR 28, 2022 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1.1 | Elect Director Angie Chen Button | For | For | Management | |
1.2 | Elect Director Warren Chen | For | For | Management | |
1.3 | Elect Director Michael R. Giordano | For | For | Management | |
1.4 | Elect Director Keh-Shew Lu | For | For | Management | |
1.5 | Elect Director Peter M. Menard | For | For | Management | |
1.6 | Elect Director Michael K.C. Tsai | For | For | Management | |
1.7 | Elect Director Christina Wen-Chi Sung | For | For | Management | |
2 | Approve Omnibus Stock Plan | For | For | Management | |
3 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
4 | Ratify Moss Adams LLP as Auditors | For | For | Management | |
EDGEWELL PERSONAL CARE COMPANY | |||
Ticker: | EPC | Security ID: | 28035Q102 |
Meeting Date: | FEB 04, 2022 | Meeting Type: | Annual |
Record Date: | NOV 29, 2021 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director Robert W. Black | For | For | Management | |
1b | Elect Director George R. Corbin | For | For | Management | |
1c | Elect Director Carla C. Hendra | For | For | Management | |
1d | Elect Director John C. Hunter, III | For | For | Management | |
1e | Elect Director James C. Johnson | For | For | Management | |
1f | Elect Director Rod R. Little | For | For | Management | |
1g | Elect Director Joseph D. O’Leary | For | For | Management | |
1h | Elect Director Rakesh Sachdev | For | For | Management | |
1i | Elect Director Swan Sit | For | For | Management | |
1j | Elect Director Gary K. Waring | For | For | Management | |
2 | Ratify PricewaterhouseCoopers LLP as | For | For | Management | |
Auditors | |||||
3 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation |
EVENTBRITE, INC. | |||
Ticker: | EB | Security ID: | 29975E109 |
Meeting Date: | JUN 09, 2022 | Meeting Type: | Annual |
Record Date: | APR 11, 2022 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1.1 | Elect Director Jane Lauder | For | Withhold | Management | |
1.2 | Elect Director Steffan Tomlinson | For | Withhold | Management | |
1.3 | Elect Director April Underwood | For | For | Management | |
2 | Ratify PricewaterhouseCoopers LLP as | For | For | Management | |
Auditors | |||||
3 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation |
HAMILTON LANE INCORPORATED | |||
Ticker: | HLNE | Security ID: | 407497106 |
Meeting Date: | SEP 02, 2021 | Meeting Type: | Annual |
Record Date: | JUL 07, 2021 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1.1 | Elect Director R. Vann Graves | For | For | Management | |
1.2 | Elect Director Erik R. Hirsch | For | Withhold | Management | |
1.3 | Elect Director Leslie F. Varon | For | Withhold | Management | |
2 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
3 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
HOLLYSYS AUTOMATION TECHNOLOGIES LTD. | |||
Ticker: | HOLI | Security ID: | G45667105 |
Meeting Date: | AUG 20, 2021 | Meeting Type: | Written Consent |
Record Date: | JUN 24, 2021 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1 | Approve Matters in Connection with the | For | For | Shareholder | |
Proposed Acquisition, Tender Offer and | |||||
Consortium Actions |
KADANT INC. | |||
Ticker: | KAI | Security ID: | 48282T104 |
Meeting Date: | MAY 18, 2022 | Meeting Type: | Annual |
Record Date: | MAR 21, 2022 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1.1 | Elect Director Jonathan W. Painter | For | For | Management | |
1.2 | Elect Director Jeffrey L. Powell | For | For | Management | |
2 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
3 | Approve the Issuance of Restricted | For | For | Management | |
Stock Units to Non-Employee Directors | |||||
4 | Ratify KPMG LLP as Auditors | For | For | Management |
KULICKE AND SOFFA INDUSTRIES, INC. | |||
Ticker: | KLIC | Security ID: | 501242101 |
Meeting Date: | MAR 03, 2022 | Meeting Type: | Annual |
Record Date: | DEC 06, 2021 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director Peter T. Kong | For | For | Management | |
1b | Elect Director Jon A. Olson | For | For | Management | |
2 | Ratify PricewaterhouseCoopers LLP as | For | For | Management | |
Auditors | |||||
3 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation |
LIVERAMP HOLDINGS, INC. | |||
Ticker: | RAMP | Security ID: | 53815P108 |
Meeting Date: | AUG 10, 2021 | Meeting Type: | Annual |
Record Date: | JUN 14, 2021 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director John L. Battelle | For | For | Management | |
1b | Elect Director Debora B. Tomlin | For | For | Management | |
1c | Elect Director Omar Tawakol | For | For | Management | |
2 | Amend Qualified Employee Stock | For | For | Management | |
Purchase Plan | |||||
3 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
4 | Ratify KPMG LLP as Auditors | For | For | Management |
M/I HOMES, INC. | |||
Ticker: | MHO | Security ID: | 55305B101 |
Meeting Date: | MAY 12, 2022 | Meeting Type: | Annual |
Record Date: | MAR 17, 2022 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1.1 | Elect Director Friedrich K.M. Bohm | For | For | Management | |
1.2 | Elect Director William H. Carter | For | For | Management | |
1.3 | Elect Director Robert H. Schottenstein | For | For | Management | |
2 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
3 | Amend Omnibus Stock Plan | For | For | Management | |
4 | Ratify Deloitte & Touche LLP as | For | For | Management | |
Auditors |
MANDIANT, INC. | |||
Ticker: | MNDT | Security ID: | 562662106 |
Meeting Date: | JUN 03, 2022 | Meeting Type: | Special |
Record Date: | APR 06, 2022 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1 | Approve Merger Agreement | For | For | Management | |
2 | Advisory Vote on Golden Parachutes | For | Against | Management | |
3 | Adjourn Meeting | For | For | Management |
MERITOR, INC. | |||
Ticker: | MTOR | Security ID: | 59001K100 |
Meeting Date: | JAN 27, 2022 | Meeting Type: | Annual |
Record Date: | NOV 19, 2021 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1.1 | Elect Director Ivor J. Evans | For | For | Management | |
1.2 | Elect Director William R. Newlin | For | For | Management | |
1.3 | Elect Director Thomas L. Pajonas | For | For | Management | |
1.4 | Elect Director Chris Villavarayan | For | For | Management | |
1.5 | Elect Director Jan A. Bertsch | For | For | Management | |
1.6 | Elect Director Rodger L. Boehm | For | For | Management | |
1.7 | Elect Director Lloyd G. Trotter | For | For | Management | |
2 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
3 | Ratify Deloitte & Touche LLP as | For | For | Management | |
Auditors |
MERITOR, INC. | |||
Ticker: | MTOR | Security ID: | 59001K100 |
Meeting Date: | MAY 26, 2022 | Meeting Type: | Special |
Record Date: | APR 11, 2022 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1 | Approve Merger Agreement | For | For | Management | |
2 | Advisory Vote on Golden Parachutes | For | Against | Management | |
3 | Adjourn Meeting | For | For | Management |
NEXTGEN HEALTHCARE, INC. | |||
Ticker: | NXGN | Security ID: | 65343C102 |
Meeting Date: | OCT 13, 2021 | Meeting Type: | Proxy Contest |
Record Date: | SEP 02, 2021 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
Management Proxy (White Proxy Card) | |||||
1 | Change State of Incorporation from | For | For | Management | |
California to Delaware | |||||
2A | Restrict Right to Call Special Meeting | For | Against | Management | |
2B | Authorize Board to Fill Vacancies | For | Against | Management | |
2C | Eliminate Cumulative Voting | For | For | Management | |
2D | Grant Board of Directors Sole | For | Against | Management | |
Authority to Determine Size of the | |||||
Board | |||||
2E | Adopt the Jurisdiction of | For | For | Management | |
Incorporation as the Exclusive Forum | |||||
for Certain Disputes | |||||
2F | Amend Certificate of Incorporation to | For | For | Management | |
Add Federal Forum Selection Provision | |||||
2G | Provide Proxy Access Right | For | For | Management | |
3 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
4 | Ratify PricewaterhouseCoopers LLP as | For | For | Management | |
Auditors | |||||
5 | Amend Omnibus Stock Plan | For | For | Management | |
If Proposals 1 and 2C are Approved, | |||||
Select Nine Directors | |||||
6A1 | Elect Director Craig A. Barbarosh | For | For | Management | |
6A2 | Elect Director George H. Bristol | For | For | Management | |
6A3 | Elect Director Julie D. Klapstein | For | For | Management | |
6A4 | Elect Director Jeffrey H. Margolis | For | For | Management | |
6A5 | Elect Director Geraldine McGinty | For | For | Management | |
6A6 | Elect Director Morris Panner | For | For | Management | |
6A7 | Elect Director Pamela S. Puryear | For | For | Management | |
6A8 | Elect Director Darnell Dent | For | For | Management | |
6A9 | Elect Director David Sides | For | For | Management | |
If Either Proposal 1 or 2C not are | |||||
Approved, Select Nine Directors, | |||||
Cumulative Voting will apply to this | |||||
proposal | |||||
6B1 | Elect Director Craig A. Barbarosh | For | For | Management | |
6B2 | Elect Director George H. Bristol | For | For | Management | |
6B3 | Elect Director Julie D. Klapstein | For | For | Management | |
6B4 | Elect Director Jeffrey H. Margolis | For | For | Management | |
6B5 | Elect Director Geraldine McGinty | For | For | Management | |
6B6 | Elect Director Morris Panner | For | For | Management | |
6B7 | Elect Director Pamela S. Puryear | For | For | Management | |
6B8 | Elect Director Darnell Dent | For | For | Management | |
6B9 | Elect Director David Sides | For | For | Management |
# | Proposal | Diss Rec | Vote | Cast Sponsor | |
Dissident Proxy (Blue Proxy Card) | |||||
1 | Change State of Incorporation from | Against | Did Not Vote | Management | |
California to Delaware | |||||
2A | Restrict Right to Call Special Meeting | Against | Did Not Vote | Management | |
2B | Authorize Board to Fill Vacancies | Against | Did Not Vote | Management | |
2C | Eliminate Cumulative Voting | Against | Did Not Vote | Management | |
2D | Grant Board of Directors Sole | Against | Did Not Vote | Management | |
Authority to Determine Size of the | |||||
Board | |||||
2E | Adopt the Jurisdiction of | Against | Did Not Vote | Management | |
Incorporation as the Exclusive Forum | |||||
for Certain Disputes | |||||
2F | Amend Certificate of Incorporation to | Against | Did Not Vote | Management | |
Add Federal Forum Selection Provision | |||||
2G | Provide Proxy Access Right | Against | Did Not Vote | Management | |
3 | Advisory Vote to Ratify Named | None | Did Not Vote | Management | |
Executive Officers’ Compensation | |||||
4 | Ratify PricewaterhouseCoopers LLP as | None | Did Not Vote | Management | |
Auditors | |||||
5 | Amend Omnibus Stock Plan | None | Did Not Vote | Management | |
If Proposals 1 and 2C are Approved, | |||||
Select Nine Directors | |||||
6A1 | Elect Director Kenneth H. Fearn, Jr. | For | Did Not Vote | Shareholder | |
6A2 | Elect Director Sheldon Razin | For | Did Not Vote | Shareholder | |
6A3 | Elect Director Lance E. Rosenzweig | For | Did Not Vote | Shareholder | |
6A4 | Elect Director Ruby Sharma | For | Did Not Vote | Shareholder | |
6A5 | Management Nominee Julie D. Klapstein | For | Did Not Vote | Shareholder | |
6A6 | Management Nominee Geraldine McGinty | For | Did Not Vote | Shareholder | |
6A7 | Management Nominee Pamela S. Puryear | For | Did Not Vote | Shareholder | |
6A8 | Management Nominee Darnell Dent | For | Did Not Vote | Shareholder | |
6A9 | Management Nominee David Sides | For | Did Not Vote | Shareholder | |
If Either Proposal 1 or 2C not are | |||||
Approved, Select Nine Directors, | |||||
Cumulative Voting will apply to this | |||||
proposal | |||||
6B1 | Elect Director Kenneth H. Fearn, Jr. | For | Did Not Vote | Shareholder | |
6B2 | Elect Director Sheldon Razin | For | Did Not Vote | Shareholder | |
6B3 | Elect Director Lance E. Rosenzweig | For | Did Not Vote | Shareholder | |
6B4 | Elect Director Ruby Sharma | For | Did Not Vote | Shareholder | |
6B5 | Management Nominee Julie D. Klapstein | For | Did Not Vote | Shareholder | |
6B6 | Management Nominee Geraldine McGinty | For | Did Not Vote | Shareholder | |
6B7 | Management Nominee Pamela S. Puryear | For | Did Not Vote | Shareholder | |
6B8 | Management Nominee Darnell Dent | For | Did Not Vote | Shareholder | |
6B9 | Management Nominee David Sides | For | Did Not Vote | Shareholder |
PERFICIENT, INC. | |||
Ticker: | PRFT | Security ID: | 71375U101 |
Meeting Date: | MAY 25, 2022 | Meeting Type: | Annual |
Record Date: | MAR 28, 2022 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director Romil Bahl | For | For | Management | |
1b | Elect Director Jeffrey S. Davis | For | For | Management | |
1c | Elect Director Ralph C. Derrickson | For | For | Management | |
1d | Elect Director David S. Lundeen | For | For | Management | |
1e | Elect Director Brian L. Matthews | For | For | Management | |
1f | Elect Director Nancy C. Pechloff | For | For | Management | |
1g | Elect Director Gary M. Wimberly | For | For | Management | |
2 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
3 | Ratify KPMG LLP as Auditors | For | For | Management |
PROG HOLDINGS, INC. | |||
Ticker: | PRG | Security ID: | 74319R101 |
Meeting Date: | MAY 24, 2022 | Meeting Type: | Annual |
Record Date: | APR 11, 2022 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director Kathy T. Betty | For | For | Management | |
1b | Elect Director Douglas C. Curling | For | For | Management | |
1c | Elect Director Cynthia N. Day | For | For | Management | |
1d | Elect Director Curtis L. Doman | For | For | Management | |
1e | Elect Director Ray M. Martinez | For | For | Management | |
1f | Elect Director Steven A. Michaels | For | For | Management | |
1g | Elect Director Ray M. Robinson | For | For | Management | |
1h | Elect Director Caroline Sheu | For | For | Management | |
1i | Elect Director James P. Smith | For | For | Management | |
2 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
3 | Ratify Ernst & Young LLP as Auditors | For | For | Management | |
4 | Amend Omnibus Stock Plan | For | For | Management | |
5 | Amend Qualified Employee Stock | For | For | Management | |
Purchase Plan |
QUINSTREET, INC. | |||
Ticker: | QNST | Security ID: | 74874Q100 |
Meeting Date: | OCT 25, 2021 | Meeting Type: | Annual |
Record Date: | SEP 01, 2021 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1.1 | Elect Director Anna Fieler | For | For | Management | |
1.2 | Elect Director Andrew Sheehan | For | For | Management | |
1.3 | Elect Director Douglas Valenti | For | For | Management | |
2 | Approve Qualified Employee Stock | For | For | Management | |
Purchase Plan | |||||
3 | Ratify PricewaterhouseCoopers LLP as | For | For | Management | |
Auditors | |||||
4 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation |
SELECTIVE INSURANCE GROUP, INC. | |||
Ticker: | SIGI | Security ID: | 816300107 |
Meeting Date: | MAY 03, 2022 | Meeting Type: | Annual |
Record Date: | MAR 07, 2022 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director Ainar D. Aijala, Jr. | For | For | Management | |
1b | Elect Director Lisa Rojas Bacus | For | For | Management | |
1c | Elect Director John C. Burville | For | For | Management | |
1d | Elect Director Terrence W. Cavanaugh | For | For | Management | |
1e | Elect Director Wole C. Coaxum | For | For | Management | |
1f | Elect Director Robert Kelly Doherty | For | For | Management | |
1g | Elect Director John J. Marchioni | For | For | Management | |
1h | Elect Director Thomas A. McCarthy | For | For | Management | |
1i | Elect Director Stephen C. Mills | For | For | Management | |
1j | Elect Director H. Elizabeth Mitchell | For | For | Management | |
1k | Elect Director Michael J. Morrissey | For | For | Management | |
1l | Elect Director Cynthia S. Nicholson | For | For | Management | |
1m | Elect Director William M. Rue | For | For | Management | |
1n | Elect Director John S. Scheid | For | For | Management | |
1o | Elect Director J. Brian Thebault | For | For | Management | |
1p | Elect Director Philip H. Urban | For | For | Management | |
2 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
3 | Ratify KPMG LLP as Auditors | For | For | Management |
SILICON MOTION TECHNOLOGY CORP. | |||
Ticker: | SIMO | Security ID: | 82706C108 |
Meeting Date: | SEP 29, 2021 | Meeting Type: | Annual |
Record Date: | AUG 12, 2021 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1 | Elect Kuan-Ming Lin and Shii-Tyng | For | For | Management | |
Duann as Directors | |||||
2 | Approve Appointment of Deloitte & | For | For | Management | |
Touche as Independent Auditor |
TAYLOR MORRISON HOME CORPORATION | |||
Ticker: | TMHC | Security ID: | 87724P106 |
Meeting Date: | MAY 26, 2022 | Meeting Type: | Annual |
Record Date: | MAR 30, 2022 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director Peter Lane | For | For | Management | |
1b | Elect Director William H. Lyon | For | For | Management | |
1c | Elect Director Anne L. Mariucci | For | For | Management | |
1d | Elect Director David C. Merritt | For | For | Management | |
1e | Elect Director Andrea (Andi) Owen | For | For | Management | |
1f | Elect Director Sheryl D. Palmer | For | For | Management | |
1g | Elect Director Denise F. Warren | For | For | Management | |
1h | Elect Director Christopher Yip | For | For | Management | |
2 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
3 | Ratify Deloitte & Touche LLP as | For | For | Management | |
Auditors | |||||
4 | Amend Omnibus Stock Plan | For | For | Management |
THE AARON’S CO., INC. | |||
Ticker: | AAN | Security ID: | 00258W108 |
Meeting Date: | AUG 25, 2021 | Meeting Type: | Annual |
Record Date: | JUN 21, 2021 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director Hubert L. Harris, Jr. | For | For | Management | |
1b | Elect Director John W. Robinson III | For | For | Management | |
2 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | |
4 | Amend Omnibus Stock Plan | For | For | Management | |
5 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
THE AARON’S COMPANY, INC. | |||
Ticker: | AAN | Security ID: | 00258W108 |
Meeting Date: | MAY 04, 2022 | Meeting Type: | Annual |
Record Date: | MAR 11, 2022 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director Laura N. Bailey | For | For | Management | |
1b | Elect Director Kelly H. Barrett | For | For | Management | |
1c | Elect Director Douglas A. Lindsay | For | For | Management | |
2 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
3 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
VECTRUS, INC. | |||
Ticker: | VEC | Security ID: | 92242T101 |
Meeting Date: | JUN 15, 2022 | Meeting Type: | Special |
Record Date: | MAY 06, 2022 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1 | Issue Shares in Connection with | For | For | Management | |
Acquisition | |||||
2 | Change Company Name to V2X, Inc. | For | For | Management | |
3 | Adjourn Meeting | For | For | Management |
VERINT SYSTEMS INC. | |||
Ticker: | VRNT | Security ID: | 92343X100 |
Meeting Date: | JUN 23, 2022 | Meeting Type: | Annual |
Record Date: | MAY 02, 2022 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1.1 | Elect Director Dan Bodner | For | For | Management | |
1.2 | Elect Director Linda Crawford | For | For | Management | |
1.3 | Elect Director John Egan | For | Withhold | Management | |
1.4 | Elect Director Reid French | For | For | Management | |
1.5 | Elect Director Stephen Gold | For | For | Management | |
1.6 | Elect Director William Kurtz | For | For | Management | |
1.7 | Elect Director Andrew Miller | For | For | Management | |
1.8 | Elect Director Richard Nottenburg | For | For | Management | |
1.9 | Elect Director Kristen Robinson | For | For | Management | |
1.10 | Elect Director Jason Wright | For | For | Management | |
2 | Ratify Deloitte & Touche LLP as | For | For | Management | |
Auditors | |||||
3 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
4 | Increase Authorized Common Stock | For | For | Management |
========================== Rock Oak Core Growth Fund ===========================
AMDOCS LIMITED | |||
Ticker: | DOX | Security ID: | G02602103 |
Meeting Date: | JAN 28, 2022 | Meeting Type: | Annual |
Record Date: | NOV 30, 2021 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1.1 | Elect Director Robert A. Minicucci | For | For | Management | |
1.2 | Elect Director Adrian Gardner | For | For | Management | |
1.3 | Elect Director James S. Kahan | For | For | Management | |
1.4 | Elect Director Rafael de la Vega | For | For | Management | |
1.5 | Elect Director Giora Yaron | For | For | Management | |
1.6 | Elect Director Eli Gelman | For | Against | Management | |
1.7 | Elect Director Richard T.C. LeFave | For | For | Management | |
1.8 | Elect Director John A. MacDonald | For | For | Management | |
1.9 | Elect Director Shuky Sheffer | For | For | Management | |
1.10 | Elect Director Yvette Kanouff | For | For | Management | |
1.11 | Elect Director Sarah Ruth Davis | For | For | Management | |
2 | Approve an Increase in the Quarterly | For | For | Management | |
Cash Dividend Rate | |||||
3 | Accept Financial Statements and | For | For | Management | |
Statutory Reports | |||||
4 | Approve Ernst & Young LLP as Auditors | For | For | Management | |
and Authorize Board to Fix Their | |||||
Remuneration |
ASSURANT, INC. | |||
Ticker: | AIZ | Security ID: | 04621X108 |
Meeting Date: | MAY 12, 2022 | Meeting Type: | Annual |
Record Date: | MAR 14, 2022 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director Elaine D. Rosen | For | For | Management | |
1b | Elect Director Paget L. Alves | For | For | Management | |
1c | Elect Director J. Braxton Carter | For | For | Management | |
1d | Elect Director Juan N. Cento | For | For | Management | |
1e | Elect Director Keith W. Demmings | For | For | Management | |
1f | Elect Director Harriet Edelman | For | For | Management | |
1g | Elect Director Lawrence V. Jackson | For | For | Management | |
1h | Elect Director Jean-Paul L. Montupet | For | For | Management | |
1i | Elect Director Debra J. Perry | For | For | Management | |
1j | Elect Director Ognjen (Ogi) Redzic | For | For | Management | |
1k | Elect Director Paul J. Reilly | For | For | Management | |
1l | Elect Director Robert W. Stein | For | For | Management | |
2 | Ratify PricewaterhouseCoopers LLP as | For | For | Management | |
Auditors | |||||
3 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation |
CARDINAL HEALTH, INC. | |||
Ticker: | CAH | Security ID: | 14149Y108 |
Meeting Date: | NOV 05, 2021 | Meeting Type: | Annual |
Record Date: | SEP 07, 2021 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director Carrie S. Cox | For | For | Management | |
1b | Elect Director Bruce L. Downey | For | For | Management | |
1c | Elect Director Sheri H. Edison | For | For | Management | |
1d | Elect Director David C. Evans | For | For | Management | |
1e | Elect Director Patricia A. Hemingway | For | For | Management | |
Hall | |||||
1f | Elect Director Akhil Johri | For | For | Management | |
1g | Elect Director Michael C. Kaufmann | For | For | Management | |
1h | Elect Director Gregory B. Kenny | For | For | Management | |
1i | Elect Director Nancy Killefer | For | For | Management | |
1j | Elect Director Dean A. Scarborough | For | For | Management | |
1k | Elect Director John H. Weiland | For | For | Management | |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management | |
3 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
4 | Approve Omnibus Stock Plan | For | For | Management | |
5 | Reduce Ownership Threshold for | For | For | Management | |
Shareholders to Call Special Meeting | |||||
6 | Require Independent Board Chair | Against | Against | Shareholder |
CARLISLE COMPANIES INCORPORATED | |||
Ticker: | CSL | Security ID: | 142339100 |
Meeting Date: | MAY 04, 2022 | Meeting Type: | Annual |
Record Date: | MAR 09, 2022 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director Robin J. Adams | For | For | Management | |
1b | Elect Director Jonathan R. Collins | For | For | Management | |
1c | Elect Director D. Christian Koch | For | For | Management | |
2 | Amend Votes Per Share of Existing Stock | For | For | Management | |
3 | Ratify Deloitte & Touche LLP as | For | For | Management | |
Auditors | |||||
4 | Amend Omnibus Stock Plan | For | For | Management | |
5 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation |
CITRIX SYSTEMS, INC. | |||
Ticker: | CTXS | Security ID: | 177376100 |
Meeting Date: | APR 21, 2022 | Meeting Type: | Special |
Record Date: | MAR 08, 2022 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1 | Approve Merger Agreement | For | For | Management | |
2 | Advisory Vote on Golden Parachutes | For | Against | Management | |
3 | Adjourn Meeting | For | For | Management |
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION | |||
Ticker: | CTSH | Security ID: | 192446102 |
Meeting Date: | JUN 07, 2022 | Meeting Type: | Annual |
Record Date: | APR 11, 2022 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director Zein Abdalla | For | For | Management | |
1b | Elect Director Vinita Bali | For | For | Management | |
1c | Elect Director Maureen Breakiron-Evans | For | For | Management | |
1d | Elect Director Archana Deskus | For | For | Management | |
1e | Elect Director John M. Dineen | For | For | Management | |
1f | Elect Director Brian Humphries | For | For | Management | |
1g | Elect Director Leo S. Mackay, Jr. | For | For | Management | |
1h | Elect Director Michael Patsalos-Fox | For | For | Management | |
1i | Elect Director Stephen J. Rohleder | For | For | Management | |
1j | Elect Director Joseph M. Velli | For | For | Management | |
1k | Elect Director Sandra S. Wijnberg | For | For | Management | |
2 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
3 | Ratify PricewaterhouseCoopers LLP as | For | For | Management | |
Auditors | |||||
4 | Amend Governing Documents Regarding | Against | Against | Shareholder | |
Requirements to Call for a Special | |||||
Meeting |
COLFAX CORPORATION | |||
Ticker: | CFX | Security ID: | 194014106 |
Meeting Date: | FEB 28, 2022 | Meeting Type: | Special |
Record Date: | JAN 10, 2022 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1 | Approve Reverse Stock Split | For | For | Management | |
2 | Adjourn Meeting | For | For | Management |
CYRUSONE INC. | |||
Ticker: | CONE | Security ID: | 23283R100 |
Meeting Date: | FEB 01, 2022 | Meeting Type: | Special |
Record Date: | DEC 23, 2021 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1 | Approve Merger Agreement | For | For | Management | |
2 | Advisory Vote on Golden Parachutes | For | Against | Management | |
3 | Adjourn Meeting | For | For | Management |
DRAFTKINGS INC. | |||
Ticker: | DKNG | Security ID: | 26142R104 |
Meeting Date: | APR 19, 2022 | Meeting Type: | Annual |
Record Date: | FEB 18, 2022 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1.1 | Elect Director Jason D. Robins | For | Withhold | Management | |
1.2 | Elect Director Harry Evans Sloan | For | Withhold | Management | |
1.3 | Elect Director Matthew Kalish | For | Withhold | Management | |
1.4 | Elect Director Paul Liberman | For | Withhold | Management | |
1.5 | Elect Director Woodrow H. Levin | For | Withhold | Management | |
1.6 | Elect Director Shalom Meckenzie | For | Withhold | Management | |
1.7 | Elect Director Jocelyn Moore | For | Withhold | Management | |
1.8 | Elect Director Ryan R. Moore | For | Withhold | Management | |
1.9 | Elect Director Valerie Mosley | For | Withhold | Management | |
1.10 | Elect Director Steven J. Murray | For | Withhold | Management | |
1.11 | Elect Director Marni M. Walden | For | Withhold | Management | |
1.12 | Elect Director Tilman J. Fertitta | For | For | Management | |
2 | Ratify BDO USA, LLP as Auditors | For | For | Management | |
3 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation |
ENOVIS CORPORATION | |||
Ticker: | ENOV | Security ID: | 194014502 |
Meeting Date: | JUN 07, 2022 | Meeting Type: | Annual |
Record Date: | APR 18, 2022 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director Mitchell P. Rales | For | For | Management | |
1b | Elect Director Matthew L. Trerotola | For | For | Management | |
1c | Elect Director Barbara W. Bodem | For | For | Management | |
1d | Elect Director Liam J. Kelly | For | For | Management | |
1e | Elect Director Angela S. Lalor | For | For | Management | |
1f | Elect Director Philip A. Okala | For | For | Management | |
1g | Elect Director Christine Ortiz | For | For | Management | |
1h | Elect Director A. Clayton Perfall | For | For | Management | |
1i | Elect Director Brady Shirley | For | For | Management | |
1j | Elect Director Rajiv Vinnakota | For | For | Management | |
1k | Elect Director Sharon Wienbar | For | For | Management | |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management | |
3 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
4 | Amend Omnibus Stock Plan | For | For | Management |
EXELIXIS, INC. | |||
Ticker: | EXEL | Security ID: | 30161Q104 |
Meeting Date: | MAY 25, 2022 | Meeting Type: | Annual |
Record Date: | MAR 28, 2022 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director Carl B. Feldbaum | For | For | Management | |
1b | Elect Director Maria C. Freire | For | For | Management | |
1c | Elect Director Alan M. Garber | For | For | Management | |
1d | Elect Director Vincent T. Marchesi | For | For | Management | |
1e | Elect Director Michael M. Morrissey | For | For | Management | |
1f | Elect Director Stelios Papadopoulos | For | For | Management | |
1g | Elect Director George Poste | For | For | Management | |
1h | Elect Director Julie Anne Smith | For | For | Management | |
1i | Elect Director Lance Willsey | For | For | Management | |
1j | Elect Director Jacqueline (Jacky) | For | For | Management | |
Wright | |||||
1k | Elect Director Jack L. Wyszomierski | For | For | Management | |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management | |
3 | Amend Omnibus Stock Plan | For | For | Management | |
4 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation |
F5, INC. | |||
Ticker: | FFIV | Security ID: | 315616102 |
Meeting Date: | MAR 10, 2022 | Meeting Type: | Annual |
Record Date: | JAN 05, 2022 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director Sandra E. Bergeron | For | For | Management | |
1b | Elect Director Elizabeth L. Buse | For | For | Management | |
1c | Elect Director Michael L. Dreyer | For | For | Management | |
1d | Elect Director Alan J. Higginson | For | For | Management | |
1e | Elect Director Peter S. Klein | For | For | Management | |
1f | Elect Director Francois Locoh-Donou | For | For | Management | |
1g | Elect Director Nikhil Mehta | For | For | Management | |
1h | Elect Director Michael F. Montoya | For | For | Management | |
1i | Elect Director Marie E. Myers | For | For | Management | |
1j | Elect Director James M. Phillips | For | For | Management | |
1k | Elect Director Sripada Shivananda | For | For | Management | |
2 | Amend Omnibus Stock Plan | For | For | Management | |
3 | Ratify PricewaterhouseCoopers LLP as | For | For | Management | |
Auditors | |||||
4 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation |
GENTEX CORPORATION | |||
Ticker: | GNTX | Security ID: | 371901109 |
Meeting Date: | MAY 19, 2022 | Meeting Type: | Annual |
Record Date: | MAR 21, 2022 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1.1 | Elect Director Joseph Anderson | For | For | Management | |
1.2 | Elect Director Leslie Brown | For | For | Management | |
1.3 | Elect Director Steve Downing | For | For | Management | |
1.4 | Elect Director Gary Goode | For | For | Management | |
1.5 | Elect Director James Hollars | For | For | Management | |
1.6 | Elect Director Richard Schaum | For | For | Management | |
1.7 | Elect Director Kathleen Starkoff | For | For | Management | |
1.8 | Elect Director Brian Walker | For | For | Management | |
1.9 | Elect Director Ling Zang | For | For | Management | |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management | |
3 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
4 | Approve Qualified Employee Stock | For | For | Management | |
Purchase Plan |
ILLUMINA, INC. | |||
Ticker: | ILMN | Security ID: | 452327109 |
Meeting Date: | MAY 26, 2022 | Meeting Type: | Annual |
Record Date: | MAR 31, 2022 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1A | Elect Director Frances Arnold | For | For | Management | |
1B | Elect Director Francis A. deSouza | For | For | Management | |
1C | Elect Director Caroline D. Dorsa | For | For | Management | |
1D | Elect Director Robert S. Epstein | For | For | Management | |
1E | Elect Director Scott Gottlieb | For | For | Management | |
1F | Elect Director Gary S. Guthart | For | For | Management | |
1G | Elect Director Philip W. Schiller | For | For | Management | |
1H | Elect Director Susan E. Siegel | For | For | Management | |
1I | Elect Director John W. Thompson | For | For | Management | |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management | |
3 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
4 | Provide Right to Call a Special | Against | For | Shareholder | |
Meeting at a 15 Percent Ownership | |||||
Threshold | |||||
5 | Provide Right to Call Special Meeting | For | For | Management |
JAZZ PHARMACEUTICALS PLC | |||
Ticker: | JAZZ | Security ID: | G50871105 |
Meeting Date: | JUL 29, 2021 | Meeting Type: | Annual |
Record Date: | JUN 02, 2021 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director Peter Gray | For | For | Management | |
1b | Elect Director Kenneth W. O’Keefe | For | For | Management | |
1c | Elect Director Mark D. Smith | For | For | Management | |
1d | Elect Director Catherine A. Sohn | For | For | Management | |
2 | Approve KPMG, Dublin as Auditors and | For | For | Management | |
Authorize Board to Fix Their | |||||
Remuneration | |||||
3 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
4 | Renew the Board’s Authority to Issue | For | Against | Management | |
Shares Under Irish Law | |||||
5 | Authorise Issue of Equity without | For | Against | Management | |
Pre-emptive Rights | |||||
6 | Adjourn Meeting | For | Against | Management |
JAZZ PHARMACEUTICALS PLC | |||
Ticker: | JAZZ | Security ID: | G50871105 |
Meeting Date: | SEP 23, 2021 | Meeting Type: | Extraordinary Shareholders |
Record Date: | AUG 19, 2021 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1 | Authorise Issue of Equity without | For | For | Management | |
Pre-emptive Rights | |||||
2 | Adjourn Meeting | For | For | Management |
MEDPACE HOLDINGS, INC. | |||
Ticker: | MEDP | Security ID: | 58506Q109 |
Meeting Date: | MAY 20, 2022 | Meeting Type: | Annual |
Record Date: | MAR 24, 2022 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1.1 | Elect Director August J. Troendle | For | Withhold | Management | |
1.2 | Elect Director Ashley M. Keating | For | Withhold | Management | |
2 | Ratify Deloitte & Touche LLP as | For | For | Management | |
Auditors | |||||
3 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation |
NETAPP, INC. | |||
Ticker: | NTAP | Security ID: | 64110D104 |
Meeting Date: | SEP 10, 2021 | Meeting Type: | Annual |
Record Date: | JUL 16, 2021 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director T. Michael Nevens | For | For | Management | |
1b | Elect Director Deepak Ahuja | For | For | Management | |
1c | Elect Director Gerald Held | For | For | Management | |
1d | Elect Director Kathryn M. Hill | For | For | Management | |
1e | Elect Director Deborah L. Kerr | For | For | Management | |
1f | Elect Director George Kurian | For | For | Management | |
1g | Elect Director Carrie Palin | For | For | Management | |
1h | Elect Director Scott F. Schenkel | For | For | Management | |
1i | Elect Director George T. Shaheen | For | For | Management | |
2 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
3 | Ratify Deloitte & Touche LLP as | For | For | Management | |
Auditors | |||||
4 | Approve Omnibus Stock Plan | For | For | Management | |
5 | Amend Qualified Employee Stock | For | For | Management | |
Purchase Plan | |||||
6 | Provide Right to Act by Written Consent | For | For | Management | |
7 | Provide Right to Act by Written Consent | Against | For | Shareholder |
NEUROCRINE BIOSCIENCES, INC. | |||
Ticker: | NBIX | Security ID: | 64125C109 |
Meeting Date: | MAY 18, 2022 | Meeting Type: | Annual |
Record Date: | MAR 21, 2022 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1.1 | Elect Director Richard F. Pops | For | For | Management | |
1.2 | Elect Director Shalini Sharp | For | For | Management | |
1.3 | Elect Director Stephen A. Sherwin | For | For | Management | |
2 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
3 | Amend Omnibus Stock Plan | For | For | Management | |
4 | Amend Qualified Employee Stock | For | For | Management | |
Purchase Plan | |||||
5 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
NORDSON CORPORATION | |||
Ticker: | NDSN | Security ID: | 655663102 |
Meeting Date: | MAR 01, 2022 | Meeting Type: | Annual |
Record Date: | JAN 03, 2022 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1.1 | Elect Director John A. DeFord | For | For | Management | |
1.2 | Elect Director Jennifer A. Parmentier | For | For | Management | |
1.3 | Elect Director Victor L. Richey, Jr. | For | For | Management | |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management | |
3 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation |
POOL CORPORATION | |||
Ticker: | POOL | Security ID: | 73278L105 |
Meeting Date: | MAY 03, 2022 | Meeting Type: | Annual |
Record Date: | MAR 15, 2022 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director Peter D. Arvan | For | For | Management | |
1b | Elect Director Martha ‘Marty’ S. | For | For | Management | |
Gervasi | |||||
1c | Elect Director Timothy M. Graven | For | For | Management | |
1d | Elect Director Debra S. Oler | For | For | Management | |
1e | Elect Director Manuel J. Perez de la | For | For | Management | |
Mesa | |||||
1f | Elect Director Harlan F. Seymour | For | For | Management | |
1g | Elect Director Robert C. Sledd | For | For | Management | |
1h | Elect Director John E. Stokely | For | For | Management | |
1i | Elect Director David G. Whalen | For | For | Management | |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management | |
3 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation |
PULTEGROUP, INC. | |||
Ticker: | PHM | Security ID: | 745867101 |
Meeting Date: | MAY 04, 2022 | Meeting Type: | Annual |
Record Date: | MAR 15, 2022 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director Brian P. Anderson | For | For | Management | |
1b | Elect Director Bryce Blair | For | For | Management | |
1c | Elect Director Thomas J. Folliard | For | For | Management | |
1d | Elect Director Cheryl W. Grise | For | For | Management | |
1e | Elect Director Andre J. Hawaux | For | For | Management | |
1f | Elect Director J. Phillip Holloman | For | For | Management | |
1g | Elect Director Ryan R. Marshall | For | For | Management | |
1h | Elect Director John R. Peshkin | For | For | Management | |
1i | Elect Director Scott F. Powers | For | For | Management | |
1j | Elect Director Lila Snyder | For | For | Management | |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management | |
3 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
4 | Amend NOL Rights Plan (NOL Pill) | For | For | Management | |
5 | Approve Omnibus Stock Plan | For | For | Management |
QUEST DIAGNOSTICS INCORPORATED | |||
Ticker: | DGX | Security ID: | 74834L100 |
Meeting Date: | MAY 18, 2022 | Meeting Type: | Annual |
Record Date: | MAR 21, 2022 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1.1 | Elect Director Tracey C. Doi | For | For | Management | |
1.2 | Elect Director Vicky B. Gregg | For | For | Management | |
1.3 | Elect Director Wright L. Lassiter, III | For | For | Management | |
1.4 | Elect Director Timothy L. Main | For | For | Management | |
1.5 | Elect Director Denise M. Morrison | For | For | Management | |
1.6 | Elect Director Gary M. Pfeiffer | For | For | Management | |
1.7 | Elect Director Timothy M. Ring | For | For | Management | |
1.8 | Elect Director Stephen H. Rusckowski | For | For | Management | |
1.9 | Elect Director Gail R. Wilensky | For | For | Management | |
2 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
3 | Ratify PricewaterhouseCoopers LLP as | For | For | Management | |
Auditors | |||||
4 | Provide Right to Act by Written Consent | For | For | Management | |
5 | Amend Right to Call Special Meeting | For | For | Management | |
6 | Reduce Ownership Threshold for | Against | For | Shareholder | |
Shareholders to Call Special Meeting |
REPUBLIC SERVICES, INC. | |||
Ticker: | RSG | Security ID: | 760759100 |
Meeting Date: | MAY 16, 2022 | Meeting Type: | Annual |
Record Date: | MAR 25, 2022 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director Manuel Kadre | For | For | Management | |
1b | Elect Director Tomago Collins | For | For | Management | |
1c | Elect Director Michael A. Duffy | For | For | Management | |
1d | Elect Director Thomas W. Handley | For | For | Management | |
1e | Elect Director Jennifer M. Kirk | For | For | Management | |
1f | Elect Director Michael Larson | For | For | Management | |
1g | Elect Director Kim S. Pegula | For | For | Management | |
1h | Elect Director James P. Snee | For | For | Management | |
1i | Elect Director Brian S. Tyler | For | For | Management | |
1j | Elect Director Jon Vander Ark | For | For | Management | |
1k | Elect Director Sandra M. Volpe | For | For | Management | |
1l | Elect Director Katharine B. Weymouth | For | For | Management | |
2 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
3 | Ratify Ernst & Young LLP as Auditors | For | For | Management | |
4 | Amend Senior Executive Compensation | Against | For | Shareholder | |
Clawback Policy | |||||
5 | Report on Third-Party Environmental | Against | For | Shareholder | |
Justice Audit | |||||
6 | Report on Third-Party Civil Rights | Against | For | Shareholder | |
Audit |
SEAGATE TECHNOLOGY HOLDINGS PLC | |||
Ticker: | STX | Security ID: | G7997R103 |
Meeting Date: | OCT 20, 2021 | Meeting Type: | Annual |
Record Date: | AUG 25, 2021 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director Mark W. Adams | For | For | Management | |
1b | Elect Director Shankar Arumugavelu | For | For | Management | |
1c | Elect Director Pratik (“Prat”) Bhatt | For | For | Management | |
1d | Elect Director Judy Bruner | For | For | Management | |
1e | Elect Director Michael R. Cannon | For | For | Management | |
1f | Elect Director Jay L. Geldmacher | For | For | Management | |
1g | Elect Director Dylan G. Haggart | For | For | Management | |
1h | Elect Director William D. Mosley | For | For | Management | |
1i | Elect Director Stephanie Tilenius | For | For | Management | |
1j | Elect Director Edward J. Zander | For | For | Management | |
2 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
3 | Approve Ernst & Young LLP as Auditors | For | For | Management | |
and Authorize Board to Fix Their | |||||
Remuneration | |||||
4 | Approve Omnibus Stock Plan | For | For | Management |
SOLAREDGE TECHNOLOGIES, INC. | |||
Ticker: | SEDG | Security ID: | 83417M104 |
Meeting Date: | JUN 20, 2022 | Meeting Type: | Annual |
Record Date: | APR 21, 2022 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director Betsy Atkins | For | Against | Management | |
1b | Elect Director Dirk Carsten Hoke | For | For | Management | |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management | |
3 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation |
THE HARTFORD FINANCIAL SERVICES GROUP, INC. | |||
Ticker: | HIG | Security ID: | 416515104 |
Meeting Date: | MAY 18, 2022 | Meeting Type: | Annual |
Record Date: | MAR 21, 2022 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director Larry D. De Shon | For | For | Management | |
1b | Elect Director Carlos Dominguez | For | For | Management | |
1c | Elect Director Trevor Fetter | For | For | Management | |
1d | Elect Director Donna James | For | For | Management | |
1e | Elect Director Kathryn A. Mikells | For | For | Management | |
1f | Elect Director Teresa W. Roseborough | For | For | Management | |
1g | Elect Director Virginia P. Ruesterholz | For | For | Management | |
1h | Elect Director Christopher J. Swift | For | For | Management | |
1i | Elect Director Matthew E. Winter | For | For | Management | |
1j | Elect Director Greig Woodring | For | For | Management | |
2 | Ratify Deloitte & Touche LLP as | For | For | Management | |
Auditors | |||||
3 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | |
5 | Adopt Policies to Ensure Underwriting | Against | Against | Shareholder |
Practices Do Not Support New Fossil Fuel Supplies
THOR INDUSTRIES, INC. | |||
Ticker: | THO | Security ID: | 885160101 |
Meeting Date: | DEC 17, 2021 | Meeting Type: | Annual |
Record Date: | OCT 18, 2021 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1.1 | Elect Director Andrew Graves | For | For | Management | |
1.2 | Elect Director Christina Hennington | For | For | Management | |
1.3 | Elect Director Amelia A. Huntington | For | For | Management | |
1.4 | Elect Director Laurel Hurd | For | For | Management | |
1.5 | Elect Director Wilson Jones | For | For | Management | |
1.6 | Elect Director William J. Kelley, Jr. | For | For | Management | |
1.7 | Elect Director Christopher Klein | For | For | Management | |
1.8 | Elect Director Robert W. Martin | For | For | Management | |
1.9 | Elect Director Peter B. Orthwein | For | For | Management | |
1.10 | Elect Director James L. Ziemer | For | For | Management | |
2 | Ratify Deloitte & Touche LLP as | For | For | Management | |
Auditors | |||||
3 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
4 | Amend Omnibus Stock Plan | For | Against | Management |
UBIQUITI INC. | |||
Ticker: | UI | Security ID: | 90353W103 |
Meeting Date: | DEC 09, 2021 | Meeting Type: | Annual |
Record Date: | OCT 19, 2021 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director Brandon Arrindell | For | For | Management | |
1b | Elect Director Rafael Torres | For | Withhold | Management | |
2 | Ratify KPMG LLP as Auditors | For | For | Management |
VIATRIS INC. | |||
Ticker: | VTRS | Security ID: | 92556V106 |
Meeting Date: | DEC 10, 2021 | Meeting Type: | Annual |
Record Date: | OCT 21, 2021 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1A | Elect Director Neil Dimick | For | For | Management | |
1B | Elect Director Michael Goettler | For | For | Management | |
1C | Elect Director Ian Read | For | For | Management | |
1D | Elect Director Pauline van der Meer | For | For | Management | |
Mohr | |||||
2 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | |
4 | Ratify Deloitte & Touche LLP as | For | For | Management | |
Auditors |
========================= White Oak Select Growth Fund =========================
ALCON INC. | |||
Ticker: | ALC | Security ID: | H01301128 |
Meeting Date: | APR 27, 2022 | Meeting Type: | Annual |
Record Date: | |||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1 | Accept Financial Statements and | For | For | Management | |
Statutory Reports | |||||
2 | Approve Discharge of Board and Senior | For | For | Management | |
Management | |||||
3 | Approve Allocation of Income and | For | For | Management | |
Dividends of CHF 0.20 per Share | |||||
4.1 | Approve Remuneration Report | For | For | Management | |
(Non-Binding) | |||||
4.2 | Approve Remuneration of Directors in | For | For | Management | |
the Amount of CHF 3.6 Million | |||||
4.3 | Approve Remuneration of Executive | For | For | Management | |
Committee in the Amount of CHF 38.4 | |||||
Million | |||||
5.1 | Reelect Michael Ball as Director and | For | For | Management | |
Board Chair | |||||
5.2 | Reelect Lynn Bleil as Director | For | For | Management | |
5.3 | Reelect Arthur Cummings as Director | For | For | Management | |
5.4 | Reelect David Endicott as Director | For | For | Management | |
5.5 | Reelect Thomas Glanzmann as Director | For | For | Management | |
5.6 | Reelect Keith Grossman as Director | For | For | Management | |
5.7 | Reelect Scott Maw as Director | For | For | Management | |
5.8 | Reelect Karen May as Director | For | For | Management | |
5.9 | Reelect Ines Poeschel as Director | For | For | Management | |
5.10 | Reelect Dieter Spaelti as Director | For | For | Management | |
5.11 | Elect Raquel Bono as Director | For | For | Management | |
6.1 | Reappoint Thomas Glanzmann as Member | For | For | Management | |
of the Compensation Committee | |||||
6.2 | Reappoint Karen May as Member of the | For | For | Management | |
Compensation Committee | |||||
6.3 | Reappoint Ines Poeschel as Member of | For | For | Management | |
the Compensation Committee | |||||
6.4 | Appoint Scott Maw as Member of the | For | For | Management | |
Compensation Committee | |||||
7 | Designate Hartmann Dreyer | For | For | Management | |
Attorneys-at-Law as Independent Proxy | |||||
8 | Ratify PricewaterhouseCoopers SA as | For | For | Management | |
Auditors | |||||
9 | Transact Other Business (Voting) | For | Against | Management | |
ALPHABET INC. | |||
Ticker: | GOOGL | Security ID: | 02079K305 |
Meeting Date: | JUN 01, 2022 | Meeting Type: | Annual |
Record Date: | APR 05, 2022 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director Larry Page | For | For | Management | |
1b | Elect Director Sergey Brin | For | For | Management | |
1c | Elect Director Sundar Pichai | For | For | Management | |
1d | Elect Director John L. Hennessy | For | For | Management | |
1e | Elect Director Frances H. Arnold | For | For | Management | |
1f | Elect Director L. John Doerr | For | For | Management | |
1g | Elect Director Roger W. Ferguson, Jr. | For | For | Management | |
1h | Elect Director Ann Mather | For | For | Management | |
1i | Elect Director K. Ram Shriram | For | For | Management | |
1j | Elect Director Robin L. Washington | For | For | Management | |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management | |
3 | Amend Omnibus Stock Plan | For | Against | Management | |
4 | Increase Authorized Common Stock | For | For | Management | |
5 | Report on Lobbying Payments and Policy | Against | For | Shareholder | |
6 | Report on Climate Lobbying | Against | For | Shareholder | |
7 | Report on Physical Risks of Climate | Against | For | Shareholder | |
Change | |||||
8 | Report on Metrics and Efforts to | Against | For | Shareholder | |
Reduce Water Related Risk | |||||
9 | Oversee and Report a Third-Party | Against | For | Shareholder | |
Racial Equity Audit | |||||
10 | Report on Risks Associated with Use of | Against | Against | Shareholder | |
Concealment Clauses | |||||
11 | Approve Recapitalization Plan for all | Against | For | Shareholder | |
Stock to Have One-vote per Share | |||||
12 | Report on Government Takedown Requests | Against | Against | Shareholder | |
13 | Report on Risks of Doing Business in | Against | For | Shareholder | |
Countries with Significant Human | |||||
Rights Concerns | |||||
14 | Report on Managing Risks Related to | Against | Against | Shareholder | |
Data Collection, Privacy and Security | |||||
15 | Disclose More Quantitative and | Against | For | Shareholder | |
Qualitative Information on Algorithmic | |||||
Systems | |||||
16 | Commission Third Party Assessment of | Against | For | Shareholder | |
Company’s Management of Misinformation | |||||
and Disinformation Across Platforms | |||||
17 | Report on External Costs of | Against | Against | Shareholder | |
Misinformation and Impact on | |||||
Diversified Shareholders | |||||
18 | Report on Steps to Improve Racial and | Against | Against | Shareholder | |
Gender Board Diversity | |||||
19 | Establish an Environmental | Against | Against | Shareholder | |
Sustainability Board Committee | |||||
20 | Adopt a Policy to Include | Against | Against | Shareholder | |
Non-Management Employees as | |||||
Prospective Director Candidates | |||||
21 | Report on Policies Regarding Military | Against | Against | Shareholder | |
and Militarized Policing Agencies |
AMAZON.COM, INC. | |||
Ticker: | AMZN | Security ID: | 023135106 |
Meeting Date: | MAY 25, 2022 | Meeting Type: | Annual |
Record Date: | MAR 31, 2022 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director Jeffrey P. Bezos | For | For | Management | |
1b | Elect Director Andrew R. Jassy | For | For | Management | |
1c | Elect Director Keith B. Alexander | For | For | Management | |
1d | Elect Director Edith W. Cooper | For | For | Management | |
1e | Elect Director Jamie S. Gorelick | For | For | Management | |
1f | Elect Director Daniel P. Huttenlocher | For | For | Management | |
1g | Elect Director Judith A. McGrath | For | For | Management | |
1h | Elect Director Indra K. Nooyi | For | For | Management | |
1i | Elect Director Jonathan J. Rubinstein | For | For | Management | |
1j | Elect Director Patricia Q. Stonesifer | For | For | Management | |
1k | Elect Director Wendell P. Weeks | For | For | Management | |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management | |
3 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
4 | Approve 20:1 Stock Split | For | For | Management | |
5 | Report on Retirement Plan Options | Against | Against | Shareholder | |
Aligned with Company Climate Goals | |||||
6 | Commission Third Party Report | Against | For | Shareholder | |
Assessing Company’s Human Rights Due | |||||
Diligence Process | |||||
7 | Adopt a Policy to Include | Against | For | Shareholder | |
Non-Management Employees as | |||||
Prospective Director Candidates | |||||
8 | Report on Efforts to Reduce Plastic Use | Against | For | Shareholder | |
9 | Report on Worker Health and Safety | Against | Against | Shareholder | |
Disparities | |||||
10 | Report on Risks Associated with Use of | Against | Against | Shareholder | |
Concealment Clauses | |||||
11 | Report on Charitable Contributions | Against | Against | Shareholder | |
12 | Publish a Tax Transparency Report | Against | Against | Shareholder | |
13 | Report on Protecting the Rights of | Against | For | Shareholder | |
Freedom of Association and Collective | |||||
Bargaining | |||||
14 | Report on Lobbying Payments and Policy | Against | For | Shareholder | |
15 | Require More Director Nominations Than | Against | Against | Shareholder | |
Open Seats | |||||
16 | Commission a Third Party Audit on | Against | For | Shareholder | |
Working Conditions | |||||
17 | Report on Median Gender/Racial Pay Gap | Against | For | Shareholder | |
18 | Oversee and Report a Racial Equity | None | None | Shareholder | |
Audit *Withdrawn Resolution* | |||||
19 | Commission Third Party Study and | Against | For | Shareholder | |
Report on Risks Associated with Use of | |||||
Rekognition |
AMGEN INC. | |||
Ticker: | AMGN | Security ID: | 031162100 |
Meeting Date: | MAY 17, 2022 | Meeting Type: | Annual |
Record Date: | MAR 18, 2022 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director Wanda M. Austin | For | For | Management | |
1b | Elect Director Robert A. Bradway | For | For | Management | |
1c | Elect Director Brian J. Druker | For | For | Management | |
1d | Elect Director Robert A. Eckert | For | For | Management | |
1e | Elect Director Greg C. Garland | For | For | Management | |
1f | Elect Director Charles M. Holley, Jr. | For | For | Management | |
1g | Elect Director S. Omar Ishrak | For | For | Management | |
1h | Elect Director Tyler Jacks | For | For | Management | |
1i | Elect Director Ellen J. Kullman | For | For | Management | |
1j | Elect Director Amy E. Miles | For | For | Management | |
1k | Elect Director Ronald D. Sugar | For | For | Management | |
1l | Elect Director R. Sanders Williams | For | For | Management | |
2 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
3 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
CHUBB LIMITED | |||
Ticker: | CB | Security ID: | H1467J104 |
Meeting Date: | NOV 03, 2021 | Meeting Type: | Extraordinary Shareholders |
Record Date: | SEP 10, 2021 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1 | Ratify Share Repurchase Program | For | For | Management | |
2 | Approve CHF 349,339,410 Reduction in | For | For | Management | |
Share Capital via Cancellation of | |||||
Repurchased Shares | |||||
3 | Transact Other Business (Voting) | For | Against | Management |
CHUBB LIMITED | |||
Ticker: | CB | Security ID: | H1467J104 |
Meeting Date: | MAY 19, 2022 | Meeting Type: | Annual |
Record Date: | MAR 25, 2022 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1 | Accept Financial Statements and | For | For | Management | |
Statutory Reports | |||||
2.1 | Allocate Disposable Profit | For | For | Management | |
2.2 | Approve Dividend Distribution From | For | For | Management | |
Legal Reserves Through Capital | |||||
Contributions Reserve Subaccount | |||||
3 | Approve Discharge of Board of Directors | For | For | Management | |
4.1 | Ratify PricewaterhouseCoopers AG | For | For | Management | |
(Zurich) as Statutory Auditor | |||||
4.2 | Ratify PricewaterhouseCoopers LLP | For | For | Management | |
(United States) as Independent | |||||
Registered Accounting Firm | |||||
4.3 | Ratify BDO AG (Zurich) as Special | For | For | Management | |
Audit Firm | |||||
5.1 | Elect Director Evan G. Greenberg | For | For | Management | |
5.2 | Elect Director Michael P. Connors | For | For | Management | |
5.3 | Elect Director Michael G. Atieh | For | For | Management | |
5.4 | Elect Director Kathy Bonanno | For | For | Management | |
5.5 | Elect Director Sheila P. Burke | For | For | Management | |
5.6 | Elect Director Mary Cirillo | For | For | Management | |
5.7 | Elect Director Robert J. Hugin | For | For | Management | |
5.8 | Elect Director Robert W. Scully | For | For | Management | |
5.9 | Elect Director Theodore E. Shasta | For | For | Management | |
5.10 | Elect Director David H. Sidwell | For | For | Management | |
5.11 | Elect Director Olivier Steimer | For | For | Management | |
5.12 | Elect Director Luis Tellez | For | For | Management | |
5.13 | Elect Director Frances F. Townsend | For | For | Management | |
6 | Elect Evan G. Greenberg as Board | For | Against | Management | |
Chairman | |||||
7.1 | Elect Michael P. Connors as Member of | For | For | Management | |
the Compensation Committee | |||||
7.2 | Elect Mary Cirillo as Member of the | For | For | Management | |
Compensation Committee | |||||
7.3 | Elect Frances F. Townsend as Member of | For | For | Management | |
the Compensation Committee | |||||
8 | Designate Homburger AG as Independent | For | For | Management | |
Proxy | |||||
9 | Approve Creation of Authorized Capital | For | For | Management | |
With or Without Preemptive Rights | |||||
10 | Approve CHF 318,275,265 Reduction in | For | For | Management | |
Share Capital via Cancellation of | |||||
Repurchased Shares | |||||
11.1 | Approve Remuneration of Directors in | For | For | Management | |
the Amount of USD 4.8 Million | |||||
11.2 | Approve Remuneration of Executive | For | For | Management | |
Management in the Amount of USD 54 | |||||
Million for Fiscal 2023 | |||||
12 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
13 | Adopt and Disclose Policies to Ensure | Against | Against | Shareholder | |
Underwriting Does Not Support New | |||||
Fossil Fuel Supplies | |||||
14 | Report on Efforts to Reduce GHG | Against | For | Shareholder | |
Emissions Associated with | |||||
Underwriting, Insuring, and Investing | |||||
CISCO SYSTEMS, INC. | |||
Ticker: | CSCO | Security ID: | 17275R102 |
Meeting Date: | DEC 13, 2021 | Meeting Type: | Annual |
Record Date: | OCT 15, 2021 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director M. Michele Burns | For | For | Management | |
1b | Elect Director Wesley G. Bush | For | For | Management | |
1c | Elect Director Michael D. Capellas | For | For | Management | |
1d | Elect Director Mark Garrett | For | For | Management | |
1e | Elect Director John D. Harris, II | For | For | Management | |
1f | Elect Director Kristina M. Johnson | For | For | Management | |
1g | Elect Director Roderick C. McGeary | For | For | Management | |
1h | Elect Director Charles H. Robbins | For | For | Management | |
1i | Elect Director Brenton L. Saunders | For | For | Management | |
1j | Elect Director Lisa T. Su | For | For | Management | |
1k | Elect Director Marianna Tessel | For | For | Management | |
2 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
3 | Ratify PricewaterhouseCoopers LLP as | For | For | Management | |
Auditors | |||||
4 | Amend Proxy Access Right | Against | For | Shareholder |
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION | |||
Ticker: | CTSH | Security ID: | 192446102 |
Meeting Date: | JUN 07, 2022 | Meeting Type: | Annual |
Record Date: | APR 11, 2022 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director Zein Abdalla | For | For | Management | |
1b | Elect Director Vinita Bali | For | For | Management | |
1c | Elect Director Maureen Breakiron-Evans | For | For | Management | |
1d | Elect Director Archana Deskus | For | For | Management | |
1e | Elect Director John M. Dineen | For | For | Management | |
1f | Elect Director Brian Humphries | For | For | Management | |
1g | Elect Director Leo S. Mackay, Jr. | For | For | Management | |
1h | Elect Director Michael Patsalos-Fox | For | For | Management | |
1i | Elect Director Stephen J. Rohleder | For | For | Management | |
1j | Elect Director Joseph M. Velli | For | For | Management | |
1k | Elect Director Sandra S. Wijnberg | For | For | Management | |
2 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
3 | Ratify PricewaterhouseCoopers LLP as | For | For | Management | |
Auditors | |||||
4 | Amend Governing Documents Regarding | Against | Against | Shareholder | |
Requirements to Call for a Special | |||||
Meeting |
DIGITAL REALTY TRUST, INC. | |||
Ticker: | DLR | Security ID: | 253868103 |
Meeting Date: | JUN 03, 2022 | Meeting Type: | Annual |
Record Date: | APR 06, 2022 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director Laurence A. Chapman | For | Against | Management | |
1b | Elect Director Alexis Black Bjorlin | For | For | Management | |
1c | Elect Director VeraLinn “Dash” Jamieson | For | Against | Management | |
1d | Elect Director Kevin J. Kennedy | For | For | Management | |
1e | Elect Director William G. LaPerch | For | Against | Management | |
1f | Elect Director Jean F.H.P. Mandeville | For | For | Management | |
1g | Elect Director Afshin Mohebbi | For | For | Management | |
1h | Elect Director Mark R. Patterson | For | Against | Management | |
1i | Elect Director Mary Hogan Preusse | For | Against | Management | |
1j | Elect Director Dennis E. Singleton | For | For | Management | |
1k | Elect Director A. William Stein | For | For | Management | |
2 | Ratify KPMG LLP as Auditors | For | For | Management | |
3 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
4 | Report on Risks Associated with Use of | Against | For | Shareholder | |
Concealment Clauses |
JPMORGAN CHASE & CO. | |||
Ticker: | JPM | Security ID: | 46625H100 |
Meeting Date: | MAY 17, 2022 | Meeting Type: | Annual |
Record Date: | MAR 18, 2022 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director Linda B. Bammann | For | For | Management | |
1b | Elect Director Stephen B. Burke | For | For | Management | |
1c | Elect Director Todd A. Combs | For | For | Management | |
1d | Elect Director James S. Crown | For | For | Management | |
1e | Elect Director James Dimon | For | For | Management | |
1f | Elect Director Timothy P. Flynn | For | For | Management | |
1g | Elect Director Mellody Hobson | For | For | Management | |
1h | Elect Director Michael A. Neal | For | For | Management | |
1i | Elect Director Phebe N. Novakovic | For | For | Management | |
1j | Elect Director Virginia M. Rometty | For | For | Management | |
2 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
3 | Ratify PricewaterhouseCoopers LLP as | For | For | Management | |
Auditors | |||||
4 | Adopt Fossil Fuel Financing Policy | Against | Against | Shareholder | |
Consistent with IEA’s Net Zero 2050 | |||||
Scenario | |||||
5 | Reduce Ownership Threshold for | Against | For | Shareholder | |
Shareholders to Call Special Meeting | |||||
6 | Require Independent Board Chair | Against | For | Shareholder | |
7 | Disclose Director Skills and | Against | Against | Shareholder | |
Qualifications Including Ideological | |||||
Perspectives | |||||
8 | Amend Certificate of Incorporation to | Against | Against | Shareholder | |
Become a Public Benefit Corporation | |||||
9 | Report on Absolute Targets for | Against | Against | Shareholder | |
Financed GHG Emissions in Line with | |||||
Net Zero Commitments | |||||
KLA CORPORATION | |||
Ticker: | KLAC | Security ID: | 482480100 |
Meeting Date: | NOV 03, 2021 | Meeting Type: | Annual |
Record Date: | SEP 13, 2021 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1.1 | Elect Director Edward Barnholt | For | For | Management | |
1.2 | Elect Director Robert Calderoni | For | For | Management | |
1.3 | Elect Director Jeneanne Hanley | For | For | Management | |
1.4 | Elect Director Emiko Higashi | For | For | Management | |
1.5 | Elect Director Kevin Kennedy | For | For | Management | |
1.6 | Elect Director Gary Moore | For | For | Management | |
1.7 | Elect Director Marie Myers | For | For | Management | |
1.8 | Elect Director Kiran Patel | For | For | Management | |
1.9 | Elect Director Victor Peng | For | For | Management | |
1.10 | Elect Director Robert Rango | For | For | Management | |
1.11 | Elect Director Richard Wallace | For | For | Management | |
2 | Ratify PricewaterhouseCoopers LLP as | For | For | Management | |
Auditors | |||||
3 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation |
LABORATORY CORPORATION OF AMERICA HOLDINGS | |||
Ticker: | LH | Security ID: | 50540R409 |
Meeting Date: | MAY 11, 2022 | Meeting Type: | Annual |
Record Date: | MAR 16, 2022 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director Kerrii B. Anderson | For | For | Management | |
1b | Elect Director Jean-Luc Belingard | For | For | Management | |
1c | Elect Director Jeffrey A. Davis | For | For | Management | |
1d | Elect Director D. Gary Gilliland | For | For | Management | |
1e | Elect Director Garheng Kong | For | For | Management | |
1f | Elect Director Peter M. Neupert | For | For | Management | |
1g | Elect Director Richelle P. Parham | For | For | Management | |
1h | Elect Director Adam H. Schechter | For | For | Management | |
1i | Elect Director Kathryn E. Wengel | For | For | Management | |
1j | Elect Director R. Sanders Williams | For | For | Management | |
2 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
3 | Ratify Deloitte & Touche LLP as | For | For | Management | |
Auditors | |||||
4 | Amend Right to Call Special Meeting to | Against | Against | Shareholder | |
Remove One-Year Holding Requirement |
LOWE’S COMPANIES, INC. | |||
Ticker: | LOW | Security ID: | 548661107 |
Meeting Date: | MAY 27, 2022 | Meeting Type: | Annual |
Record Date: | MAR 21, 2022 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1.1 | Elect Director Raul Alvarez | For | For | Management | |
1.2 | Elect Director David H. Batchelder | For | For | Management | |
1.3 | Elect Director Sandra B. Cochran | For | For | Management | |
1.4 | Elect Director Laurie Z. Douglas | For | For | Management | |
1.5 | Elect Director Richard W. Dreiling | For | For | Management | |
1.6 | Elect Director Marvin R. Ellison | For | For | Management | |
1.7 | Elect Director Daniel J. Heinrich | For | For | Management | |
1.8 | Elect Director Brian C. Rogers | For | For | Management | |
1.9 | Elect Director Bertram L. Scott | For | For | Management | |
1.10 | Elect Director Colleen Taylor | For | For | Management | |
1.11 | Elect Director Mary Beth West | For | For | Management | |
2 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
3 | Ratify Deloitte & Touche LLP as | For | For | Management | |
Auditors | |||||
4 | Amend Omnibus Stock Plan | For | For | Management | |
5 | Report on Median Gender/Racial Pay Gap | Against | For | Shareholder | |
6 | Amend Proxy Access Right | Against | For | Shareholder | |
7 | Report on Risks of State Policies | Against | For | Shareholder | |
Restricting Reproductive Health Care | |||||
8 | Commission a Civil Rights and | Against | Against | Shareholder | |
Non-Discrimination Audit | |||||
9 | Report on Risks from Company Vendors | Against | For | Shareholder | |
that Misclassify Employees as | |||||
Independent Contractors |
META PLATFORMS, INC. | |||
Ticker: | FB | Security ID: | 30303M102 |
Meeting Date: | MAY 25, 2022 | Meeting Type: | Annual |
Record Date: | APR 01, 2022 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1.1 | Elect Director Peggy Alford | For | For | Management | |
1.2 | Elect Director Marc L. Andreessen | For | For | Management | |
1.3 | Elect Director Andrew W. Houston | For | For | Management | |
1.4 | Elect Director Nancy Killefer | For | For | Management | |
1.5 | Elect Director Robert M. Kimmitt | For | For | Management | |
1.6 | Elect Director Sheryl K. Sandberg | For | For | Management | |
1.7 | Elect Director Tracey T. Travis | For | For | Management | |
1.8 | Elect Director Tony Xu | For | For | Management | |
1.9 | Elect Director Mark Zuckerberg | For | For | Management | |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management | |
3 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
4 | Approve Recapitalization Plan for all | Against | For | Shareholder | |
Stock to Have One-vote per Share | |||||
5 | Require Independent Board Chair | Against | For | Shareholder | |
6 | Report on Risks Associated with Use of | Against | For | Shareholder | |
Concealment Clauses | |||||
7 | Report on External Costs of | Against | Against | Shareholder | |
Misinformation and Impact on | |||||
Diversified Shareholders | |||||
8 | Report on Community Standards | Against | For | Shareholder | |
Enforcement | |||||
9 | Report on User Risk and Advisory Vote | Against | Against | Shareholder | |
on Metaverse Project | |||||
10 | Publish Third Party Human Rights | Against | For | Shareholder | |
Impact Assessment | |||||
11 | Report on Child Sexual Exploitation | Against | For | Shareholder | |
Online | |||||
12 | Commission a Workplace | Against | Against | Shareholder | |
Non-Discrimination Audit | |||||
13 | Report on Lobbying Payments and Policy | Against | For | Shareholder | |
14 | Commission Assessment of Audit and | Against | Against | Shareholder | |
Risk Oversight Committee | |||||
15 | Report on Charitable Contributions | Against | For | Shareholder |
NOVARTIS AG | |||
Ticker: | NOVN | Security ID: | 66987V109 |
Meeting Date: | MAR 04, 2022 | Meeting Type: | Annual |
Record Date: | JAN 25, 2022 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1 | Accept Financial Statements and | For | For | Management | |
Statutory Reports | |||||
2 | Approve Discharge of Board and Senior | For | For | Management | |
Management | |||||
3 | Approve Allocation of Income and | For | For | Management | |
Dividends of CHF 3.10 per Share | |||||
4 | Approve CHF 15.3 Million Reduction in | For | For | Management | |
Share Capital via Cancellation of | |||||
Repurchased Shares | |||||
5 | Authorize Repurchase of up to CHF 10 | For | For | Management | |
Billion in Issued Share Capital | |||||
6.1 | Approve Remuneration of Directors in | For | For | Management | |
the Amount of CHF 8.6 Million | |||||
6.2 | Approve Maximum Remuneration of | For | For | Management | |
Executive Committee in the Amount of | |||||
CHF 91 Million | |||||
6.3 | Approve Remuneration Report | For | For | Management | |
7.1 | Reelect Joerg Reinhardt as Director | For | For | Management | |
and Board Chairman | |||||
7.2 | Reelect Nancy Andrews as Director | For | For | Management | |
7.3 | Reelect Ton Buechner as Director | For | For | Management | |
7.4 | Reelect Patrice Bula as Director | For | For | Management | |
7.5 | Reelect Elizabeth Doherty as Director | For | For | Management | |
7.6 | Reelect Bridgette Heller as Director | For | For | Management | |
7.7 | Reelect Frans van Houten as Director | For | For | Management | |
7.8 | Reelect Simon Moroney as Director | For | For | Management | |
7.9 | Reelect Andreas von Planta as Director | For | For | Management | |
7.10 | Reelect Charles Sawyers as Director | For | For | Management | |
7.11 | Reelect William Winters as Director | For | For | Management | |
7.12 | Elect Ana de Pro Gonzalo as Director | For | For | Management | |
7.13 | Elect Daniel Hochstrasser as Director | For | For | Management | |
8.1 | Reappoint Patrice Bula as Member of | For | For | Management | |
the Compensation Committee | |||||
8.2 | Reappoint Bridgette Heller as Member | For | For | Management | |
of the Compensation Committee | |||||
8.3 | Reappoint Simon Moroney as Member of | For | For | Management | |
the Compensation Committee | |||||
8.4 | Reappoint William Winters as Member of | For | For | Management | |
the Compensation Committee | |||||
9 | Ratify KPMG AG as Auditors | For | For | Management | |
10 | Designate Peter Zahn as Independent | For | For | Management | |
Proxy | |||||
11 | Transact Other Business (Voting) | For | Against | Management |
NXP SEMICONDUCTORS N.V. | |||
Ticker: | NXPI | Security ID: | N6596X109 |
Meeting Date: | JUN 01, 2022 | Meeting Type: | Annual |
Record Date: | MAY 04, 2022 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1 | Adopt Financial Statements and | For | For | Management | |
Statutory Reports | |||||
2 | Approve Discharge of Board Members | For | For | Management | |
3a | Reelect Kurt Sievers as Executive | For | For | Management | |
Director | |||||
3b | Reelect Peter Bonfield as | For | For | Management | |
Non-Executive Director | |||||
3c | Reelect Annette Clayton as | For | For | Management | |
Non-Executive Director | |||||
3d | Reelect Anthony Foxx as Non-Executive | For | For | Management | |
Director | |||||
3e | Elect Chunyuan Gu as Non-Executive | For | For | Management | |
Director | |||||
3f | Reelect Lena Olving as Non-Executive | For | For | Management | |
Director | |||||
3g | Reelect Julie Southern as | For | For | Management | |
Non-Executive Director | |||||
3h | Reelect Jasmin Staiblin as | For | For | Management | |
Non-Executive Director | |||||
3i | Reelect Gregory Summe as Non-Executive | For | For | Management | |
Director | |||||
3j | Reelect Karl-Henrik Sundstrom as | For | For | Management | |
Non-Executive Director | |||||
4 | Grant Board Authority to Issue Shares | For | For | Management | |
Up To 10 Percent of Issued Capital | |||||
5 | Authorize Board to Exclude Preemptive | For | For | Management | |
Rights from Share Issuances | |||||
6 | Authorize Share Repurchase Program | For | For | Management | |
7 | Approve Cancellation of Ordinary Shares | For | For | Management | |
8 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation |
PFIZER INC. | |||
Ticker: | PFE | Security ID: | 717081103 |
Meeting Date: | APR 28, 2022 | Meeting Type: | Annual |
Record Date: | MAR 02, 2022 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1.1 | Elect Director Ronald E. Blaylock | For | For | Management | |
1.2 | Elect Director Albert Bourla | For | For | Management | |
1.3 | Elect Director Susan Desmond-Hellmann | For | For | Management | |
1.4 | Elect Director Joseph J. Echevarria | For | For | Management | |
1.5 | Elect Director Scott Gottlieb | For | For | Management | |
1.6 | Elect Director Helen H. Hobbs | For | For | Management | |
1.7 | Elect Director Susan Hockfield | For | For | Management | |
1.8 | Elect Director Dan R. Littman | For | For | Management | |
1.9 | Elect Director Shantanu Narayen | For | For | Management | |
1.10 | Elect Director Suzanne Nora Johnson | For | For | Management | |
1.11 | Elect Director James Quincey | For | For | Management | |
1.12 | Elect Director James C. Smith | For | For | Management | |
2 | Ratify KPMG LLP as Auditors | For | For | Management | |
3 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
4 | Amend Proxy Access Right | Against | For | Shareholder | |
5 | Report on Congruency of Political | Against | Against | Shareholder | |
Electioneering Expenditures with | |||||
Company Values and Policies | |||||
6 | Report on Feasibility of Technology | Against | For | Shareholder | |
Transfer to Boost Covid-19 Vaccine | |||||
Production | |||||
7 | Report on Board Oversight of Risks | Against | For | Shareholder | |
Related to Anticompetitive Practices | |||||
8 | Report on Public Health Costs of | Against | Against | Shareholder | |
Limited Sharing of Vaccine Technology |
QUALCOMM INCORPORATED | |||
Ticker: | QCOM | Security ID: | 747525103 |
Meeting Date: | MAR 09, 2022 | Meeting Type: | Annual |
Record Date: | JAN 10, 2022 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director Sylvia Acevedo | For | For | Management | |
1b | Elect Director Cristiano R. Amon | For | For | Management | |
1c | Elect Director Mark Fields | For | For | Management | |
1d | Elect Director Jeffrey W. Henderson | For | For | Management | |
1e | Elect Director Gregory N. Johnson | For | For | Management | |
1f | Elect Director Ann M. Livermore | For | For | Management | |
1g | Elect Director Mark D. McLaughlin | For | For | Management | |
1h | Elect Director Jamie S. Miller | For | For | Management | |
1i | Elect Director Irene B. Rosenfeld | For | For | Management | |
1j | Elect Director Kornelis (Neil) Smit | For | For | Management | |
1k | Elect Director Jean-Pascal Tricoire | For | For | Management | |
1l | Elect Director Anthony J. Vinciquerra | For | For | Management | |
2 | Ratify PricewaterhouseCoopers LLP as | For | For | Management | |
Auditors | |||||
3 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation |
SALESFORCE, INC. | |||
Ticker: | CRM | Security ID: | 79466L302 |
Meeting Date: | JUN 09, 2022 | Meeting Type: | Annual |
Record Date: | APR 14, 2022 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director Marc Benioff | For | For | Management | |
1b | Elect Director Bret Taylor | For | For | Management | |
1c | Elect Director Laura Alber | For | For | Management | |
1d | Elect Director Craig Conway | For | For | Management | |
1e | Elect Director Parker Harris | For | For | Management | |
1f | Elect Director Alan Hassenfeld | For | For | Management | |
1g | Elect Director Neelie Kroes | For | For | Management | |
1h | Elect Director Oscar Munoz | For | For | Management | |
1i | Elect Director Sanford Robertson | For | For | Management | |
1j | Elect Director John V. Roos | For | For | Management | |
1k | Elect Director Robin Washington | For | For | Management | |
1l | Elect Director Maynard Webb | For | For | Management | |
1m | Elect Director Susan Wojcicki | For | For | Management | |
2 | Amend Omnibus Stock Plan | For | For | Management | |
3 | Amend Qualified Employee Stock | For | For | Management | |
Purchase Plan | |||||
4 | Ratify Ernst & Young LLP as Auditors | For | For | Management | |
5 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
6 | Require Independent Board Chair | Against | For | Shareholder | |
7 | Oversee and Report a Racial Equity | Against | Against | Shareholder | |
Audit |
SKYWORKS SOLUTIONS, INC. | |||
Ticker: | SWKS | Security ID: | 83088M102 |
Meeting Date: | MAY 11, 2022 | Meeting Type: | Annual |
Record Date: | MAR 17, 2022 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director Alan S. Batey | For | For | Management | |
1b | Elect Director Kevin L. Beebe | For | For | Management | |
1c | Elect Director Liam K. Griffin | For | For | Management | |
1d | Elect Director Eric J. Guerin | For | For | Management | |
1e | Elect Director Christine King | For | For | Management | |
1f | Elect Director Suzanne E. McBride | For | For | Management | |
1g | Elect Director David P. McGlade | For | For | Management | |
1h | Elect Director Robert A. Schriesheim | For | For | Management | |
2 | Ratify KPMG LLP as Auditors | For | For | Management | |
3 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
4 | Eliminate Supermajority Vote | For | For | Management | |
Requirement to Approve Mergers, | |||||
Consolidations or Dispositions of | |||||
Substantial Assets | |||||
5 | Eliminate Supermajority Vote | For | For | Management | |
Requirement to Approve Certain | |||||
Business Combinations | |||||
6 | Eliminate Supermajority Vote | For | For | Management | |
Requirement to Amend Charter | |||||
Provisions Governing Directors | |||||
7 | Eliminate Supermajority Vote | For | For | Management | |
Requirement to Amend Charter Provision | |||||
Governing Action by Stockholders | |||||
8 | Reduce Ownership Threshold for | Against | For | Shareholder | |
Shareholders to Call Special Meeting |
STATE STREET CORPORATION | |||
Ticker: | STT | Security ID: | 857477103 |
Meeting Date: | MAY 18, 2022 | Meeting Type: | Annual |
Record Date: | MAR 22, 2022 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director Patrick de Saint-Aignan | For | For | Management | |
1b | Elect Director Marie A. Chandoha | For | For | Management | |
1c | Elect Director DonnaLee DeMaio | For | For | Management | |
1d | Elect Director Amelia C. Fawcett | For | For | Management | |
1e | Elect Director William C. Freda | For | For | Management | |
1f | Elect Director Sara Mathew | For | For | Management | |
1g | Elect Director William L. Meaney | For | For | Management | |
1h | Elect Director Ronald P. O’Hanley | For | For | Management | |
1i | Elect Director Sean O’Sullivan | For | For | Management | |
1j | Elect Director Julio A. Portalatin | For | For | Management | |
1k | Elect Director John B. Rhea | For | For | Management | |
1l | Elect Director Richard P. Sergel | For | For | Management | |
1m | Elect Director Gregory L. Summe | For | For | Management | |
2 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
3 | Ratify Ernst & Young LLP as Auditors | For | For | Management | |
4 | Report on Asset Management Policies | Against | Against | Shareholder | |
and Diversified Investors |
THE CHARLES SCHWAB CORPORATION | |||
Ticker: | SCHW | Security ID: | 808513105 |
Meeting Date: | MAY 17, 2022 | Meeting Type: | Annual |
Record Date: | MAR 18, 2022 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director John K. Adams, Jr. | For | For | Management | |
1b | Elect Director Stephen A. Ellis | For | For | Management | |
1c | Elect Director Brian M. Levitt | For | For | Management | |
1d | Elect Director Arun Sarin | For | For | Management | |
1e | Elect Director Charles R. Schwab | For | For | Management | |
1f | Elect Director Paula A. Sneed | For | For | Management | |
2 | Declassify the Board of Directors | For | For | Management | |
3 | Ratify Deloitte & Touche LLP as | For | For | Management | |
Auditors | |||||
4 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
5 | Approve Omnibus Stock Plan | For | For | Management | |
6 | Provide Proxy Access Right | For | For | Management | |
7 | Adopt Proxy Access Right | Against | For | Shareholder | |
8 | Report on Lobbying Payments and Policy | Against | For | Shareholder |
VIATRIS INC. | |||
Ticker: | VTRS | Security ID: | 92556V106 |
Meeting Date: | DEC 10, 2021 | Meeting Type: | Annual |
Record Date: | OCT 21, 2021 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1A | Elect Director Neil Dimick | For | For | Management | |
1B | Elect Director Michael Goettler | For | For | Management | |
1C | Elect Director Ian Read | For | For | Management | |
1D | Elect Director Pauline van der Meer | For | For | Management | |
Mohr | |||||
2 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation | |||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | |
4 | Ratify Deloitte & Touche LLP as | For | For | Management | |
Auditors |
ZIMMER BIOMET HOLDINGS, INC. | |||
Ticker: | ZBH | Security ID: | 98956P102 |
Meeting Date: | MAY 13, 2022 | Meeting Type: | Annual |
Record Date: | MAR 14, 2022 | ||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1a | Elect Director Christopher B. Begley | For | For | Management | |
1b | Elect Director Betsy J. Bernard | For | For | Management | |
1c | Elect Director Michael J. Farrell | For | For | Management | |
1d | Elect Director Robert A. Hagemann | For | For | Management | |
1e | Elect Director Bryan C. Hanson | For | For | Management | |
1f | Elect Director Arthur J. Higgins | For | For | Management | |
1g | Elect Director Maria Teresa (Tessa) | For | For | Management | |
Hilado | |||||
1h | Elect Director Syed Jafry | For | For | Management | |
1i | Elect Director Sreelakshmi Kolli | For | For | Management | |
1j | Elect Director Michael W. Michelson | For | For | Management | |
2 | Ratify PricewaterhouseCoopers LLP as | For | For | Management | |
Auditors | |||||
3 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers’ Compensation |
========== END NPX REPORT
SIGNATURE
Pursuant to the requirements of the Investment Company Act of 1940, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Oak Associates Funds | |||
By: | /s/ Margaret L. Ballinger | ||
Margaret L. Ballinger | |||
Chief Compliance Officer | |||
Date: | July 26, 2022 |