The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
Items 1 to 7 of Schedule 13D, dated August 25, 1999, as amended by Amendment No. 1 to Schedule 13D dated August 21, 2000, by Amendment No. 2 to Schedule 13D, dated June 24, 2001, by Amendment No. 3 to Schedule 13D, dated October 8, 2003, by Amendment No. 4 to Schedule 13D, dated August 3, 2004, by Amendment No. 5 to Schedule 13D, dated June 5, 2009, by Amendment No. 6 to Schedule 13D, dated June 16, 2010, by Amendment No. 7 to Schedule 13D, dated December 16, 2010, and by Amendment No. 8 to Schedule 13D, dated February 23, 2011, by Amendment No. 9 to Schedule 13D dated September 11, 2012 and by Amendment No. 10 to Schedule 13D dated September 21, 2012.
Responses to each item of this Schedule 13D are incorporated by reference into the response to each other item, as applicable.
Item 1. Security and Issuer
Item 2. Identity and Background
Item 3. Source and Amount of Funds or Other Consideration
Item 4. Purpose of Transaction
Item 4 is hereby amended and supplemented as follows:
All of the shares of Common Stock reported herein were acquired for investment purposes. Subject to applicable securities laws and regulations, Mr. Peak may dispose or acquire securities of Contango, including Common Stock, depending upon the position of the market, the Issuer, and other factors.
On December 27, 2012, Mr. Peak donated 234,000 shares of Common Stock to the National Philanthropic Trust (fbo The Ken and Donna Peak Foundation). These shares were gifted by Mr. Peak to the philanthropic foundation for estate planning and charitable purposes.
Mr. Peak does not currently have any plans or proposals which relate to or would result in any changes in the board of directors or management of Contango, or which relate to or would result in the actions specified in paragraphs (a) through (j) of Item 4 of Schedule 13D.
Item 5. Interest in Securities of the Issuer
Following the transfer, Mr. Peak directly owns 1,516,000 shares of Common Stock and has the right to vote 284,296 additional shares. As the beneficial owner of 1,800,396 shares of Common Stock, Mr. Peak beneficially owns approximately 11.8% of the outstanding shares of Contango Common Stock. Mr. Peak has sole voting power with respect to 1,800,396 shares of Common Stock and sole dispositive power with respect to 1,516,000 shares of Common Stock. Dispositive power for 284,296 shares is held by the former wife of Mr. Peak.
There have been no reportable transactions with respect to the Common Stock of the Issuer within the last 60 days by Mr. Peak, except as described in this Amendment No. 11 to Schedule 13D.
With respect to the 1,516,000 shares of Common Stock directly owned by Mr. Peak, no other person has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the shares of Common Stock held by Mr. Peak.
